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    1. then it would be easier for advocates of more complete control to argue that Korea could not be changed unless it came fully under Japanese sovereignty—in short, that it be annexed by the Japanese directly, without the mediation provided under the protectorate

      Thus if no collaborators could be found, then direct control would have to contemplated

    2. he game would be decided by the reaction of the Koreans to the reform process and by their participation in it. I

      Korean participation would thus be critical to the success of reform

    3. et guided change would work only if the Japanese could succeed at a task they had failed so far—the forging of a reliable and effective set of Korean collaborators.

      Thus, Ito's guided change would need the direct participation of the Korean people in order to effect (without coercion)

    4. ou must realize that it is more than natural for the people to oppose reform, and from the beginning you must decide to succor the people. by sacrificing yourselves in the execution of affairs.

      Reform would need to take place despite the resistance of the people

    5. Ito made it clear that the reform process would work only with the collaboration of the Koreans themselves.

      Collaboration as a necessity for the Japanese protectorate

    6. ause of the backwardness and weakness of Korea lay not in the inherent character of the Korean people but in the corruption and conservatism of the Korean elite.

      Korean elite had led to the backwardness of its nation

    7. Koreans, who had docilely submitted to Chinese suzerainty for centuries, had not taken advantage of the independence the Japanese had won for them in the Sino Japanese War, and that the Japanese therefore had to step in to help put their country in order.

      Japan would step forward to help put Korea in order

    8. apan had been compelled to turn Korea into a protectorate to guarantee its own security

      Security argument (threat of foreign powers) as a key part of the reasoning for the protectorate

    9. The emperor issued a rescript clearly lodging the right of command over military forces in Korea in the hands of the resident general, who was also empowered to conduct Korea's foreign affairs, to oversee all Korean government business, and to supervise all Korean and Japanese government officials on the peninsula

      Ito would serve as the ruler of the country, with little interference from other bodies, and with full military control

    10. early, the Japanese did not intend to let Kojong pursue the intrigues that had undone them so often before

      Japanese needed to contain the monarch in order to hold control of the country

    11. "Ah, how wretched it is. Our twenty million countrymen have become the slaves of another country! Should we live, should we die! Has not the spirit of our people, enduring for four thousand years; been annihilated in a single night! How wretched it is, how wretched it is! My countrymen, my countrymen!"

      Nationalistic/patriotic appeals to resistance to Japanese occupation

    12. Professor Lee's discovery, if correct, does suggest that the Japanese may have used fraud if not crude coercion or threats against the personal safety of the king and his ministers to secure a signed treaty

      Japanese coercion to provoke the signing of the Treaty

    13. ministers committed suicide in protest or if word of the negotiations leaked, armed Japanese troops were to be posted around the palace, with sentries at the legation and other key points in the city.

      Japanese would use coercive force to influence the Korean legation

    14. complicated intrigues would create opportunities for other foreign powers to take advantage of; were that to happen, the region would once again be plunged into conflict.

      Korean independence would merely see another foreign intervention

    15. The next day Ito himself met with several ministers to explain why Japan needed to take control of Korea's external affairs.

      Japan saw elite cooperation as essential for their protectorate

    16. As long as the Japanese guaranteed an "open door" in Korea, and as long as they confined their expansionist impulses to that country, the Western powers were willing to accept Japan as a partner in imperialism.

      Partnership in imperialism rather than rivalry

    17. waiting to ascertain the willingness of the foreign powers to accept a Japanese protectorate in Korea.

      Foreign powers would need to be appeased in order to prevent a rerun of the triple intervention

    18. n practice, then, if not in law, the Japanese were moving toward a protectorate at all levels of the Korean government well before the end of the war.4

      Japan was already moving toward a protectorate before its official signing

    19. commander of the Korean Garrison Army informed the Korean government that it would assume police and security powers in Seoul and its surrounding area since he was no longer confident that the Korean police could guarantee the safety of Japanese forces.4

      Japan was growing its control by assuming power due to Korean ineffectiveness

    20. Therefore, it was necessary that Japan gradually built its position in Korea politically, militarily, and economically to forestall the outbreak of future disturbances and accomplish the self defense of the Japanese empire

      Japan would need to defend Korea and its independence (and also help support the defense of the Japanese empire)

    21. fate of Korea so directly affected the security of the Japanese empire that no other country could be allowed to swallow it up.

      Korea was crucial for Japanese defense and therefore no other country could take control of it

    22. apanese should obtain rights to land and maritime sites for permanent military and naval bases to defend the peninsula and Japanese rights there.

      Obtain military control for internal and external defense as well as for Japanese defense

    23. by unobtrusive means" the Japanese should gradually secure economic rights and concessions for their nationals— railroad concessions, mining concessions, coastal and inland navigation rights, mail and telegraph concessions, and the right to acquire land.

      Expansion of economic interests and economic control

    24. bring order to the Korean government's business and to improve Japanese trade, it was urgent to carry out a fiscal reform of Korea, including a new currency system and better tax collection.

      Reform to help protect Japanese economic interests and internal control.

    25. nvisaged a massive Japanese military presence, sweeping internal reforms, and the expansion of Japanese economic presence on the peninsula.

      Massive Japanese military presence for internal control and external defense, sweeping internal reforms to place Korean administration into Japanese hands (and for the civilizing mission), and an expansion of Japanese economic presence to exploit Korea's economic opportunities and to justify Japanese intervention

    26. fundamental goals required a more sweeping intrusion and also a comprehensive plan of action.

      Japan would need greater intervention to secure its position in Korea

    27. enabled Japan to deploy its troops "legally" on Korean territory, but it did not address the fundamental problem of reform, nor did it advance Japanese economic interests.

      While the treaty allowed for Japanese military deployments, it did not advance other Japanese interests beyond military

    28. Even if the Korean court was not enthusiastic about its new ties with the Japanese, the Japanese were relieved that the Korean government had finally chosen sides.

      Opportunity of Japanese victory

    29. When reports of a Russian counterattack at Anju, the confidence of the court wavered again; but when the counterattack was repelled, a pro Japanese mood gathered strength

      Japanese victories, led to growing Korean support for Japan

    30. rotocol, signed on February 23, pledged the Japanese to "guarantee the independence and territorial integrity" of Korea and to "take necessary measures" if the royal house or the territorial integrity of the country was "endangered by the aggression of a third Power or internal disturbances."

      Japan would now take the dominant place in defending Korean "independence"

    31. severe were the Korean government's fiscal problems that it simply could not afford to arm itsel

      Korean leaders attempted to assure its independence but it was simply too weak to do so

    32. amamoto Gonnohyoe opposed a preemptive military action on two grounds: first, the dispatch of Japanese troops to Korea, an independent country, would provoke the foreign powers; second, the dispatch of troops during negotiations with the Russians would destroy international confidence in Japan, perhaps provoking international intervention; and finally, the Russians would regard it as a provocative act, tantamount to a declaration of war, and hostilities might begin before Japan's preparations were complete.

      Yamamoto saw the preemptive sending of soldiers as too risky as it would alienate foreign opinion and lead to greater hostility with the Russians

    33. There were two ways to keep the Koreans under control if the Japanese went to war with the Russians: the first was to send in troops immediately to establish the superiority of Japanese force in Seoul; the other was to sign either a defensive alliance or a protectorate treaty with the Korean government

      Either seize control through military means to establish a protectorate over Korea

    34. Japan "must place [Korea] under our authority by real force, but the best policy would be to choose means that are nominally correct."

      The threat of the Russians thus placed Korea under far more importance, and far more danger of Japanese authoritarianism

    35. Although military force would determine Japan's success on the battlefield, the Koreans had to be dealt with diplomatically.

      Japan would have to maintain control of Korea to prevent any loss of control in such a dangerous moment

    36. ar were to begin immediately, the two countries would be on an equal footing, but if it were delayed for three or four years the Russians would be able to outmatch the Japanese through a military buildup

      Similar reasoning to the Germans and Austro-Hungarians in 1914

    37. eturn for a Japanese guarantee to protect Korean territory and preserve the Korean royal house, the draft proposed that Korea agree not to alienate any part of its territory to another power, not to use its revenues as collateral for foreign loans without Japanese permission, and not to rely on any other powers for assistance

      Japanese protection in exchange for a Japanese sphere of influence

    38. as long as Russia maintained troops in Manchuria, they would menace Korea and they perhaps had begun to think that one day Japan might be able to supplant Russia as the dominant power in Manchuri

      Korea as a keystone for Japanese defense and a jumping off point to supplant Russia in Manchuria

    39. The proposed "demilitarization" of Korea was not at all to the liking of the Japanese leadership, who saw Korea as a keystone of national defense

      Korea as a key piece of national defense

    40. If each side recognized the other's sphere of influence in Northeast Asia, the potential for conflict between them would ease, and the Japanese would be able to consolidate their political and economic position in Korea without fear of Russian interference.

      Recognition of both sides interests in Northeast Asia to prevent conflict and allow Japan to maintain her dominance in Korea (in exchange for Russian dominance in Manchuria)

    41. If the neutrality of Korea could be guaranteed by a consortium of powers, Russia would no longer have to worry about Japanese belligerence; however, once its strength in Manchuria was consolidated, Russia would be in a better position to think about moving into Korea again

      Neutralization would merely be a buy for time

    42. eutralization, in other words, was simply a Russian expedient to gain time while it consolidated its position in Manchuria

      Neutralization would merely deprive Japan of its dominant position in Korea while Russia consolidated its position in Manchuria

    43. If the Russians intended to occupy Manchuria, then Japan should not divide Korea but try to protect it

      Japan could not allow Russia control of any part of Korea if it were too also have Manchuria

    44. with Russian troops and Russian capital consolidating the Russian presence in Manchuria, it made sense to reduce the possibility of conflict with Japan

      Russia influence in Manchuria could be a trading chip for allowing Japanese interest in Korea

    45. rovide the Japanese freedom of action to respond with force to an intrusion or occupation by a third power (i.e., the Russians); it would also allow the Japanese more direct involvement in reform—including the installation of Japanese advisers to shape and guide the reform effort, as the Japanese had done in 1894 95.

      Japan by gaining a protectorate could influence the Korean reform effort and allow the freedom of action to defend Korea from a third power

    46. A protectorate, widely used as a device for domination by the Western imperialists in the late nineteenth century

      Protectorate served to advance European control while maintaining the civilizing mission

    47. apanese leaders were pessimistic that the Korean elite could carry out any meaningful reform without outside help.

      Japan saw the need for Korean reform, reform only Japan could provide

    48. powerful segment of the Japanese leadership believed that given the political and moral bankruptcy of the Korean government, the best solution to the Korean problem was to make the country a protectorate

      "Civilizing" justification due to the backward nature of the Korean government

    49. Korean court encouraged Russo Japanese rivalry as part of its tactics for survival. As the crisis in China subsided, the Japanese leadership concentrated on how to deal with the persistent Russian threat to the peninsula

      China crisis led to a new threat as Russia and Japan began to conflict over Korea

    50. aggressive stance of the Russians in Manchuria and north China served only to heighten japanese fears that the diplomatic agreements reached with St. Petersburg in the spring of 1898 could not contain Russian ambition.

      Korea not became a key linchpin of Japanese defense against Russian expansionism

    51. borted when the United States and Great Britain, both backers of an Open Door policy in China, warned the Japanese off, and the Chinese revolutionaries, bereft of Japanese military and naval support, were ousted by local authorities.

      Japanese interests in South China represented a direct threat to US and UK economic interests, who advocating for the Open Door, wanted to prevent the growth of Japanese interests in the South

    52. rebels' capture of Peking, which revealed the weakness of the Ch'ing regime, emboldened the Yamagata government to extend Japanese power into south Chin

      Boxer Rebellion could be an opportunity, with the weakness of the Qing, to expand Japanese territorial gains in South China

    53. The question confronting the Japanese leadership was how to react to the rapidly changing situation in China, a larger, more complex, and more critically important issue than the future of Korea

      Korean future through the lens of Chinese territorial breakdown

    54. competition for concessions in Korea played out against a headier drama—the "Far Eastern crisis" triggered by the German occupation of Kiaochow Bay in the fall of 1897.

      "Scramble for China" initiated by German seizure of Kiaochow Bay

    Annotators

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    1. The Japanese were able to annex Korea with relatively little bloodshed precisely because they made accommodations for established Korean elites and sacrificed the Ilchinhoe’s agenda.

      Japanese were able to annex Korea by appealing to collaborationists

    2. Korean elite reformers, who had largely been pro-Japanese during the Russo- Japanese War, articulated Korean nationalism in competition with Japan’s colonial discourse and the Ilchinhoe’s populist activism

      Korean nationalism shifted from being uplifted by the civilizing empire to being in competition with Japanese control

    3. Japan’s “civilizing mission” was not something that Japan genuinely intended but failed to accomplish. She views such a “mission” as a dis- cursive strategy that empires use to legalize their domination of a place by defining its original inhabitants as “incapable of becoming civilized on their own.”

      Civilizing mission was used to legitimize imperial control and authoritarianism

    4. true bandits were the “traitors” who sold out their country, not those who fought for the right cause even though they were not strong enough to expel the enemy, Japan.

      Collaboration thus became vilified as the Ilchinhoe collaborationist legitimacy failed and mutual cooperation collapsed

    5. had been reduced to serving as slaves of the Japanese.

      Ilchinhoe legitimacy had been shattered due to their support for the Japanese who now went directly against their own interests

    6. While the protectorate was working to suppress the Ilchinhoe’s populist mobi- lization, Korean elite media began denouncing the moral character of the organi- zation’s members

      As the Ilchinhoe was suppresed, its claims of popular legitimacy through Japanese support were dramatically weakened by Japanese intervention

    7. lchinhoe’s “silly commotions,” wrote the Korea Daily News, had given Japan an excellent excuse to insert itself into Korea’s domestic affairs

      Ilchinhoe had rather than increase popular control, had simply allowed the Japanese to involve itself in "reforming" Korean governance

    8. according to the 1904 protocol be- tween Korea and Japan,” it was “the Japanese government that should improve Ko- rean administration.”

      Japan would now take the central role in Korean rule

    9. More broadly, Japan asserted the empire’s prerogative in “improving” the Ko- rean government and condemned any popular intervention in reform politics.

      Empire rejected the intervention of local actors in improving Korean government, and the populist Ilchinhoe was pushed out in favor of authoritarian Japanese goivernance

    10. Ito Hirobumi, the protectorate-general, made efforts to appease Korean aristocrats and conservative elites on various occasions.

      Preservation of collaboration in the face of increased Japanese authoritarianism

    11. The authoritarian and bureaucratic character of Japan’s “civilizing mission” was manifested in other ways as wel

      Japan's civilizing mission sought full Japanese control of the nation, civilizing mission sought to reform Korea to benefit Japan

    12. Most significantly, Yamaguchi clarified the protectorate government’s intention to expand its control over taxes under the jurisdiction of the Royal Treasury.

      Japanese desire for control was thus being presented as greater centralized control

    13. popular in- tervention in tax administration would have disrupted the stability of Japan’s control of Korea’s finances as well.

      Ilchinhoe thus represented a threat to Japanese control

    14. T HERE MAY HAVE BEEN NOTHING that Japanese protectorate officials wanted less for their “civilizing mission” in Korea than such popular supervision of tax adminis- tration.

      Japanese protectorate was predicated on Japanese interests and popular supervision of tax administration would jeopardize, Japanese financial controls

    15. Consequently, the Ilchinhoe’s advocacy “for the people” was hurt rather than helped by its collaboration with Japan.

      Ilchinhoe's advocacy for the people was hurt as the Japanese protectorate refused to acknowledge its positions

    16. eople could support a “civilizing empire” that protected their freedom and welfare without tyr- anny.

      Civilizing empire if it protected Korean rights would be an equal sovereign to a Korean sovereign. Sovereignty merely rested on the protection of freedom and welfare

    17. res- cue the people from such peril, the Ilchinhoe suggested that Korea and Japan should create a “grand political institution” in which the Korean and Japanese people would enjoy equal status as first-class citizens.

      In order to rescue Korea, Japan would take a dual role in helping restore Korean civilization and participating in the Korean polity itself

    18. Korea en- trusted its diplomacy to a powerful “ally” and let that ally “protect Korea’s sover- eignty [kukkwo ̆n],” this would be no different from the Korean monarch’s own display of sovereignty

      Sovereignty as based on the sovereigns will not on the manner of the sovereign itself (a sovereign such as Japan could maintain Korean sovereignty if it merely had the will to do so)

    19. dependent country would lose independence in name but not in substance.

      Dependent country would remain independent in substance while the civilizing country provided guidance toward eventual total independence

    20. “independence through dependence,” arguing that autonomy could be strengthened through dependence on another’s capability.

      Japanese would help uplift the Korean people and bring them closer toward independence (civilizing mission)

    21. overnment, it said, should support the throne and take direct charge of the administration; the people should indirectly participate in legislation (ippo ̆pkwo ̆n) and assist the government.

      People as participating in government through popular will but with the maintenance of the monarchy

    22. “The state [kukka],” it began, “exists because of the people [inmin], and the people are sus- tained through association.”

      State as existing through the will of the people

    23. Japanese authorities instead rejected the Ilchinhoe’s popular mo- bilization, concerned about its effect on Japan’s control of Korea’s finance and local stability, the organization began to collapse.

      Ilchinhoe moral legitimacy collapsed, as Japan rejected its role as a voice of the people, and collaboration collapsed morally due to Japanese colonial status

    24. Despite the organization’s commitment to support the protector- ate, its radical advocacy of “the people’s rights and interests” led to a strained re- lationship with Japanese officials, who viewed the Ilchinhoe as hampering their “civ- ilizing mission.

      Ilchinhoe and Japan mutual cooperation only went as far as both their interests overlapped

    25. Riker’s definition makes it clear that populism is premised on the ideas that public policy should reflect “the will of the people” and that freedom is identified not with a lack of state re- strictions on private sectors but with the institutionalization of popular wishes.

      Populism premised on popular will and its implementation

    26. “1. What the people, as a corporate entity, want ought to be social or public policy. 2. The people are free when their wishes are law.”

      Popular choice should be followed. Freedom only comes when popular choice is followed

    27. Populists claim legitimacy on the grounds that they speak for the people: that is to say, they claim to represent the democratic sovereign.”

      Ilchinhoe as a populist movement which sought popular advancement as its main goal

    28. organization’s members welcomed Japanese in- tervention in Korea, demanding that the government be run for protecting the peo- ple’s property and life

      Japan as a civilizing empire which could bring reform and progress to a backward Korean monarchy

    29. Tonghak religion preached that “Men are Heaven” and should be treated as such. Its founders cultivated a social vision premised on the “moral equality of human beings” and proposed “equal treatment of all persons a

      Tonghak religion as deeply humanist and egalitarian

    30. Japan responded by dispatching one of its own armies to Korea, which created fierce international rivalries on the Korean Peninsula and soon triggered the First Sino-Japanese War (1894 –1895

      Korea as a hotbed for Chinese-Japanese imperial rivalry

    31. nfluenced the Korean reformist elites called the “Enlightenment School” and led them to engage with Japan in their successive movements to reform the Korean monarchy.

      Korean reformist elites saw opportunity in Japan in their reforming mission and therefore led them to engage/collaborate with Japan in search of reform of Korea

    32. civilizing mis- sions,” according to Alice Conklin, gained wider currency at the end of the nine- teenth century, when a democratic empire needed to “reconcile its aggressive im- perialism with its republican ideals.” 1

      Civilizing mission became a way to justify imperial expansion through moralistic and ideological ideals

    33. shift from empire to formal colony primarily to a peripheral crisis—namely, “local dis- order” and a surge in nationalism, which threaten an empire’s security interests on an international scale.

      Shift to formal colony represented a crisis of Empire, as Empire increased their control, as mutual cooperation was tested by local actors

    34. arrangements of mutual cooperation and bargaining between Europeans and their local agents in the context of an expanding free-trade regime

      Collaboration in European empires as part of mutual cooperation and bargaining between local actors and European states

    35. compliance with foreign powers has historically been tolerated, and some local actors indeed accommodated empire as a viable framework within which to obtain power, profits, or safety

      Empire provided a framework in societies where identity and occupation was blurred and occupation was normalized

    36. collaboration may have been deemed more ac- ceptable in colonial situations, where diverse ethnic or religious communities had not already been subsumed under the rubric of a nation and thus found their iden- tities blurred by competing cultural discourses forged under long foreign domina- tion.

      Collaboration as more normalized in societies where foreign domination had been forged historically and identity was blurred and therefore empire could provide the framework for identity

    37. The term “collaboration” and its moral connotations epit- omize the specific historical moments when “assistance to an occupying power” had extraordinary moral ramifications and ultimately failed to legitimize its relevance among the occupied.

      Collaboration became a moral argument when its assistance led to profound moral conflicts and ultimately failed to legitimize itself

    38. Deliberate accommodation includes opportunist and political adjustments that go “beyond a minimal adaptation” and “provid[e], directly or indirectly, material or moral assistance for the occupier’s policies.

      Deliberate accommodation is the deliberate and opportunistic assistance to the occupier

    39. Structural accommodation refers to the kinds of inevitable adjustments that make the economy, public services, and everyday life flow even under occupation

      Structural accommodation involved the normal function of society even under accommodation (e.g. unconcious collaboration)

    40. hey face a political and moral crisis if they are unable to justify the validity of those choices to the conquered society more broadly.

      Collaborationist as defined by their ability to justify their collaboration to the conquered subjects

    41. collaboration by this definition involves the use of political and normative suasion to legitimize local subordination to empire, and often elicits moral implications

      Collaboration as legitimization of colonial/imperial rule

    42. dilemmas of those local actors who actually pursued opportunities within empire and the meanings of the profound “moral tensions” that they con- fronted in at least some colonial situations.

      Tension between opportunity and moral judgement

    43. Empire, he suggests, offers a stage for local actors to use in pursuing opportunity, wealth, or even freedom, and the assumption that there is a linear connection between freedom and nation is inaccurate

      Empire provided opportunity to many local actors and thus national self determination was not the only method of freedom and opportunity

    44. inary of collaboration and resis- tance is an inadequate framework for the multiple interactions that occurred within and across empires.

      Empire as a deeply diverse polity which saw a multitude of interactions for and against the Imperial Order

    45. HE NOTION OF “ IMMORAL RIGHTS ” signifies a global ideological juncture at which the morality of “civilizing empires” was not sanctioned by their colonial “subjects,” and anticolonial resisters rejected freedom that was not bound to the rights of collectives

      Immoral Rights signifies a split from the morality of civilizing empires and a move toward popular rule and collective sanctions (self determination)

    46. claimed to represent the “people’s rights” and “welfare” and opted to compromise the sovereignty of the Korean state for that claim.

      Protectorate as a method of modernization

    47. he conclusion was that the Ilchinhoe’s acts constituted “treason,” “voluntary aid to Japan’s colonization of Korea,” and “the active destruction of Korean resistance for independence.”

      Ilchinhoe as collaborationists who supported the Japanese colonization of Korea

    1. The treaty was actually a dynamic and evolving entity that allowed the treatment of Germany to be adapted and made either more strict or conciliatory depending on its post-war behaviour.

      While the treaty was harsh, it could be modified in the future to account for any changes in Germany's economic, political, etc. outlook. It was therefore at the Wests discretion to modify the terms to allow for the best outcome. It was ultimately a lack of Western intervention and sustained European crisis which led to a break down of the peace treaties

    2. refusal by the senate to ratify the treaty robbed him of these means to influence the immediate post-war period.

      US influence was dramatically weakened by the refusal to ratify the Versailles Treaty

    3. he could control the evolution of the situation through the League of Nations, by settling the issue of reparations later (they were not definitively resolved in the treaty) and by the means of pressure bound up in France and England’s war debts to the United States.

      Wilson sought to prevent a full discrimination of Germany through US influence in the League and Allied economic dependence on the US

    4. onvinced as they were that the Rhenish were of a different nature than the “Prussians”, they thought that the former would end up accepting and even embracing the French presence.

      French leaders conceded in the hope that postwar plebiscites would ensure French control of the Saarland and Rhineland (along with German failures of reparation payments)

    5. Treaty of Versailles was the product of profound agreement between the United States, England and France, despite their differences, to sustainably weaken Germany politically, militarily and economically.

      Treaty of Versailles came out of the Allied determination to dramatically weaken Germany and to prevent her return to great power status

    6. such discrimination could only be temporary and would have to cease when Berlin had conformed to the new economic and political world order

      Wilson merely sought German alignment on the new order in order to welcome Germany back into the international order

    7. Above all, however, the British and French disagreed with Wilson on one fundamental point: for them, the economic and political organization of the post-war world (the League of Nations and economic agreements between the Allies) needed to exclude Germany for a very long time, even if it was democratized

      Anglo-French leaders sought to exclude Germany from the postwar order to prevent a return of German influence in Europe

    8. difficult for Paris to accept Wilson’s new policy; even after it had done so, the French rallied for the creation of states that were as powerful as possible, with little heed for their ethnic coherence

      Powerful states which could contain Germany (ethnic coherence was ignored in favor of balance of power concerns)

    9. creation of a greater Poland, including Lithuania and part of Ukraine, based on the idea that under such conditions it could keep Germany in check

      France sought an intact Austria-Hungary and Greater Poland which could serve as a check to German power (balance of power concerns at the forefront)

    10. feared that were Austria reduced to its German-speaking population it would quickly join the Reich and, more broadly, that Germany would easily dominate such a fractured Central-Eastern Europe

      France feared that Wilsonianism would actually leave a fractured Central Europe which Germany could easily take advantage of, which would leave France much less secure

    11. control by the Allies of the main global raw materials and the possibility of subjecting the Reich to economic and trade discrimination. Wilson now accepted the principle of using such “economic weapons”, which he had previously rejected.

      The Allies would now use any tools to weaken German influence

    12. geographical influence of the Reich needed to be drastically reduced and Wilson now agreed with the British and especially French positions on this matter.

      German influence at its greatest territorial extent, could not be allowed to persist in any way, out of fear of its imperialistic ambitions (as shown in the Brest-Litovsk Treaty)

    13. these treaties persuaded the Allies, and Wilson in particular, of the totally and definitively imperialist nature of German policy, which in turn spurred a new toughening in their attitude.

      German Military Imperialism spurred the Allies to expand and toughen their war aims against the Central Powers

    14. This strategy was in part a success since, when the armistice was declared on 11 November 1918, the Reich indeed obtained the guarantee that peace would be based on the Fourteen Points, but it was only partial since Wilson had considerably toughened his attitude towards Germany since the spring, although it took a while before this was fully understood in Berlin.

      US toughness would undercut this strategy, a position which would only be realized too late amongst the German leaders

    15. based on attempting to use Wilson’s Fourteen Points to undercut the much more offensive French and English projects.

      Baden sought to use the US to undercut the Anglo-French and thus secure more lenient terms

    16. ast chancellor under Wilhelm II, Max von Baden (1867-1929), decided to embrace Wilson’s Fourteen Points.

      Germany saw the 14 Points as reasonable and could serve as an ideal position for negotiations (however, their hopes of a negotiations along the 14 points would be shattered in 1919)

    17. The military leaders’ theses were as such losing ground. This was of course even more patent following the large-scale military routs in August

      The failure of decisive victory, and thus discrediting of the German military leaders, meant that the position of negotiated peace finally won out in Germany

    18. Berlin and the Bolsheviks agreed to collaborate, possibly even militarily, against the Whites and against any attempted Allied intervention.

      Bolshevik cooperation was seen as critical to prevent large Allied demands postwar

    19. simply trying to collect the right cards to use when negotiating a peace agreement in order to obtain the best possible conditions and notably avoid letting the Allies deprive Germany of its colonies and subject it to permanent economic discrimination

      Civilian leaders however, saw the victory in the East as an essential negotiating point which would ensure favorable peace terms (with the US joining the war, decisive victory was seen as impossible)

    20. military leaders, the peace treaties in the East were meant to allow them to assume the offensive in the West and win the war before the massive arrival of American troops; this is what was attempted with the series of offensive battles that began in late March on the Western front

      Military leaders saw the victory in the east as the chance to finally secure their decisive victory and achieve maximum gain

    21. these treaties were harsh: Romania became a political and economic protectorate of the Central Powers, Russia lost Poland, Finland, the Baltic States and, worse still, Ukraine, with all of these regions fated to actually become German protectorates.

      Germanies victory in the East dramatically escalated, German territorial ambitions

    22. Wilson’s position changed following events in the spring of 1918 and in the end allowed for a convergence of war aims between the Allies and America; a convergence that was not absolute but nonetheless sufficient to win the war and impose the treaties of 1919

      Wilson understood the need to compromise and allow for a convergence of Allied war aims which could secure a definite (though not permanent) peace.

    23. understandable that the British and especially French Allies – who had much more radical territorial and economic claims against the Reich and that had no intention of admitting Germany into the new post-war international order – were actually quite disappointed by the Fourteen Points

      Fourteen Points clashed with the War Aims of the British and French and led to considerable conflict and debate between the Three Great Powers after WW1

    24. American president was still convinced that the Reich would remain the most influential state in mainland Europe and would heavily influence Central and Eastern Europe; this seemed inevitable and acceptable so long as Berlin embraced the international rules of Wilsonianism;

      Germany could retain its influence as long as it submitted to US ideals (and US dominance) in the postwar era

    25. new in advancing war aims that, for the first time, were based on principles that were clearly understandable for public opinion and that resonated greatly, even among the Central Powers.

      US would advance war aims that, outside traditional European power politics, could be delineated along principled lines

    26. countered their exclusive and traditional territorial and economic aims with the Open Door policy; and he refused to be referred to as an Ally, preferring to be called an “associate” of London and Paris.

      US would operate as an independent power, not subject to European power wrangling

    27. Open diplomacy, the right of peoples to self-determination, freedom of the seas, disarmament: this was the policy that Wilson began to defend with increasing resolve, in the name of the global spread of America’s liberal, political and economic values.

      Wilson saw the spread of US values as key to creating a new world order which would prevent costly wars and protect US interests

    28. In 1916, as Wilson gradually realized that the United States could not indefinitely keep out of the war, he slowly abandoned this fundamentally isolationist perspective and embraced an internationalist vision in which America played a much more active role in the world

      US threatened by European war, would need to take a more active role in the world in order to secure US interests and prevent war

    29. president was convinced that the Allies and Central Powers would form closed and inward-looking economic blocks after the war; since the United States would not be able to stop this situation, a modernized Monroe Doctrine would be required to draw in South America and as such replace European influence and interests.

      Wilson saw a renewed Monroe Doctrine which would strengthen the US block which could rival the European blocks

    30. ilson did not want to see Germany crushed, he felt that an Allied victory – which at first he nonetheless wanted to be as limited as possible – would by and large be preferable as the latter were more liberal and democratic than the Reich.

      Wilson wanted to see the Allies gain ascendency to create a new world order, which the former Central Powers could be included into (should they meet the necessary conditions)

    31. Georges Clemenceau’s (1841-1929) arrival in power in November, and the support of public opinion, put an end to the atmosphere of pacifism and pushed aside all possibilities other than victory. Britain, too, took a tougher stance and for the first time notably demanded the return of Alsace-Lorraine to France when a peace agreement was signed

      1918 saw a toughening stance as both sides, increasingly desperate to achieve victory, went all out in their determination for victory and thus saw a subsequent toughening of their war aims

    32. Encouraged by the October Revolution and the possibility of a separate peace with Russia in the near future, Germany also toughened its stance and again envisaged making Belgium a close protectorate.

      Military victory led to increased war aims

    33. decided to reject it despite Lloyd George’s contrary opinion. Indeed, most of the cabinet felt that if the Reich was able to become stronger in the East at Russia’s expense, then it would resume hostilities a few years later in the West under much better conditions.

      While negotiated peace was possible neither side wanted to strengthen its enemies and therefore leave itself weakened in return

    34. military impasse and social and political problems were beginning to lead some leaders to seriously consider the possibility of a negotiated peace rather than peace imposed by victory or at least shaped by a position of force for the first time since the start of the war.

      Negotiated peace became more appealing as leaders struggled to achieve a decisive victory

    35. only complete annexation was set aside as it no longer fit with the new spirit that accompanied America’s declaration of war and the Russian Revolution.

      Annexation was rejected as policy as self-determination and popular rule overcame foreign rule of self determining polities (this however did not apply to colonial subjects)

    36. rejected “all thought of conquest” but restated the goal of “defeating Prussian militarism” and the need “to obtain solid guarantees of peace”

      France rejected conquest but still wished for guarantees of security (land claims, reparations, demilitarization, etc?)

    37. defining war aims thereafter, however, it became necessary to refer at least approximately to principles that could be stated publicly: public opinion was now a witness to countries’ war aims.

      War aims now began to be influenced by ideological concerns as public opinion held greater sway on the articulation of the war aims

    38. Whether they liked it or not, this forced the belligerent parties to take Wilsonian principles into account when defining their war aims.

      Wilsonianism would become greatly influential as the Allies became more dependent on US support

    39. It was in this context that the Sykes-Picot Agreement of 1916, that had largely divided the Middle East between the two countries, was challenged at France’s expense in 1917 by British policy aimed at the Arab world, which it wanted to encourage to rise up against Turkey, and by the Balfour Declaration that announced the creation of a “national home” for the Jewish people in Palestine

      British policy of nationalist promises would turn on French and British Imperial Ambitions in the Postwar era

    40. aims sometimes conflicted with the French, who also wanted to mark their presence in the Middle East

      Imperial Conflict and Rivalry between Britain and France would have consequences in the post-war future

    41. London’s main goals at the time were to free Belgium, break up the Turkish empire and strongly increase Britain’s presence in the Middle East;

      British war aims were largely colonially motivated (as well as maintaining its honor and moral position through the restoration of Belgium)

    42. British felt that it was essential, however, to control the sea front and keep Germany from gaining ocean access – and thus to chase it out of Belgium, Africa and the Middle East.

      Britain saw German Central European control and that only be restricting German influence to Europe would prevent it from becoming a true superpower

    43. war would instead be driven full throttle ahead, notably with the support of the United States which appeared to be on the verge of entering the war and upon whom the British were counting to reach their aims, even if it meant having to share the management of world affairs in the post-war period.

      Britain was committed to the war in 1916 and sought to ensure the completion of its war aims through the support of the United States (though this would leave the United States in a powerful position vis a vis Britain)

    44. This project for economic growth was based on a complex strategy: in addition to the impact on the steel industry that would accompany the return of Alsace-Lorraine and the control of the Saarland and Luxembourg, the French wanted to form a customs union with Belgium and Italy to finally bring continental Western Europe under French economic influence.

      French customs union would serve to retain French western continental dominance

    45. additional boost to the potential of France’s iron and steel industry that would come with the acquisition of Lorraine, the Saarland and Luxembourg would place France alongside Great Britain and not far behind Germany

      France saw Germany's lands as necessary to ensure French economic equality to Germany and Britain

    46. security was understood by French leaders in two senses: strategic security, of course, thence the desire to control the Rhine by one means or another; but also economic security, to the extent that they had understood that security in the 20th century was inseparable from industrial influence.

      Strategic security: military and political advantage over Germany through buffer zones, strategic alliances, and the substantial weakening of the German polity Economic security: economic advantage over Germany through the seizure of wealth lands (to make up for French losses), reparations, and the weakening of the German economy

    47. More than truly imperialist ambition, this set of aims was the product of an obsession with security tied to the fear of Germany’s influence and impetus.

      French obsession with national security especially due to the German threat

    48. France wanted to be given free reign by its Allies to settle the issue as it pleased when a peace agreement was signed. Aside from the Saarland and perhaps the Rhineland, Germany would also lose other provinces, notably to Russia, and the entire country’s unity might even be challenged.

      France wanted a clean slate to deal with the German Problem as it pleased (after the disaster of 1870), in order to ensure French national security and territorial ambitions

    49. there was no question that Belgian independence needed to be restored and, beyond that, the decision had already been made to reduce Germany’s influence, especially its military and naval force, and also to chase the Reich out of Africa and limit the spread of its influence in the Middle East.

      Britain sought to limit German influence through the seizing of German colonial possessions and by limiting its military force

    50. French leaders very quickly introduced the idea of “guarantees” required for peace in view of the post-war period; this vague expression meant that in any case, they would go beyond the mere reclaiming of Alsace-Lorraine, even if their war aims were not yet fully defined

      French would need guarantees, most notably of land, to ensure their security in any peace deal

    51. addition to the return of Alsace-Lorraine, of course –, the possibility of connecting to France in one form or another the Saarland, Luxembourg and the Rhineland;

      Creation of a greater France at the expense of Germany

    52. war would be pursued beyond the liberation of French territory and until the “downfall of Prussian militarism”, a coded way of saying that the unity of the Reich would be challenged when a peace treaty was signed.

      War was fought not merely to defend French territory (or restore French territorial integrity) but also to destroy the unity of the German Reich (e.g. land seizures)

    53. outset of the war, the Allies were far more set on drastically curtailing the political, military and economic influence of Germany than has long been admitted, particularly France and Russia which, starting in 1912, had a similar reaction to what they felt was a growing German threat

      Allies were far more determined to curb the influence of Germany than simply defend their own influence

    54. military leaders were less accommodating, but although they were very influential, it is nonetheless excessive to say, as is often the case, that they actually ruled the country starting in the autumn of 1916

      While the military leaders were influential, it wasn't until the smashing victories in the East that their vision of maximum expansionism was legitimated

    55. Emperor was torn between the position held by the chancellor and that defended by military leaders

      Military leaders pushed to use all options at their disposal to win a victory in the West (and secure maximum gain) while the diplomats pushed for reason

    56. early 1916 it was obvious that these different attempts at a separate peace had failed, notably due to the Allies’ determination to put an end to what they called “the hegemony of Prussian militarism” and drastically curb the influence of Germany in Europe

      Separate peace failed as the Allies sought to end the threat of German militarism permanently

    57. only a separate peace with an adversary of the Reich would allow it to win a decisive military victory over the others.

      Land claims would therefore need to be kept reasonable in order to entice an Allied power to sue for a separate peace

    58. Finally, the word in Berlin was always that an economic Mitteleuropa would be conditional on its acceptance by the Allies in the peace treaties,

      Mitteleeuropa would depend on victory over the Allies

    59. only means to keep Austria-Hungary closely tied to Germany after the war, as well as Belgium and Poland, without having to resort to large-scale annexations that would not be easily accepted by Europe, once Germany had abandoned all hope (actually just after the Marne debacle) of a total victory over the Allies.

      Customs Union was seen as a way of preserving German control without resorting to massive annexations which would only further antagonize her enemies in a time where total victory had slipped away from her

    60. main challenge was to rein in the annexationist zeal of Wilhelm II, German Emperor (1859-1941) and the military leaders who were seriously contemplating the annexation of Belgian Flanders, the North of France up to the Somme, Poland and the Baltic States

      Expansion largely escaped the controls of the diplomats as the generals took control

    61. this programme was meant to guide German policy throughout the war; it was an extension of the imperialist aims defined before the war, at least as early as 1912, and mirrored the interests of the German ruling class.

      Germany was motivated primarily by continental Imperial Aims according to Fischer as defined by the September programme

  3. watermark02.silverchair.com watermark02.silverchair.com
    1. President Wilson on the international stage, with his talk of self-determination and the rights of small nations, and the yet uncertain but growing specter of revolution in Russia and elsewhere in Eastern and Central Europe together made for a volatile mix of ideas, examples, and potential sources of support for the enemies of empire everywhere

      Wilsonian Moment and Russian Revolution combined to uplift the enemies of Empire

    2. argument from civilization, the imperial scoundrel’s last redoubt, drowned in the ocean of blood that owed in the battleelds, even— especially—in the empires’ most “civilized” European provinces

      Western civilization and its superiority (a key part of the Empires hierarchical control) was completely destroyed after the WW1 Catastrophe

    3. logic of popular rule, which argued that political legitimacy derived not from divine sanction but from the people, had nally, after a long and arduous process, achieved near universal recognitio

      The logic of popular rule (expressed most popularly through self-determination) delegitimized dynastic empire and pushed colonial subjects toward a new vision: namely of self-determined nation states

    4. it delivered a debilitating blow to dynastic empires—for centuries the pre-eminent type of state organization—and to imperial expansion and acquisition as the main logic of relations between states in world affairs

      Imperial Warfare in a zero sum game, simply destroyed empire amongst the losers while drastically weakening the winners

    5. Italy returned to its “pacication” of the “fourth shore,” killing perhaps 100,000 indigenes under the Fascist dictatorship that took control in Rome in October 1922

      Italy became deeply obsessed with restoring the imperial legacy of Rome and to avenge its mutilated victory

    6. he imperial Great Powers proved less and less able to control the peace being made. Imperial expansion through League of Nations mandates laid the foundations for restive successor states. By the time of the settlement in Anatolia in 1923, successor states sharply demarcated the limits of imperial authority.

      Successor states to empire began to flex their muscles on the world stage as the empires struggled to contain them

    7. nited States would serve as rst among equals, and within it US economic (and later, military) preponderance would sustain Washington’s hegemony globally.

      US imperium based on economic strength and international organization with the US first among equals

    8. they invariably met a ruthless response

      Imperial Controls, hardened over decades, were far harder to disrupt especially as the Empire took ruthless action to uphold its power (strength still remained to police the colonies). These control were only cracked during WW2.

    9. Wilson’s call for self-determination famously inspired Ho Chi Minh to enquire about the concept’s applicability to colonial possessions outside Europe

      Self-determnatiion as a key point of inspiration for the colonies

    10. encounter of colonial workers and troupes with Europe’s competing political, social, and economic ideologies (socialism, syndicalism, and communism among them) began to have an effect in many French colonies

      New political, social, and economic ideologies began to filter into the colonies leading to the formulation of new ideas and ambitions which would drive anti-colonial movements through the interwar and Post-WW2 era

    11. As in Egypt, the British authorities sought to play on the divisions among Indians to retain their inuence for a while longer, but they could not restore the illusion of imperial harmony and legitimacy that had surrounded the Delhi Durbar of 1911, held to mark the coronation of George V as the sovereign of India

      Imperial Legitimacy was shattered by the war by the triumph of the nation states and the broken promises of 1919

    12. Egyptian nationalists, who saw the peace conference as an opportunity to be rid of British meddling, grew frustrated as their hopes for a hearing evaporated and mobilized forcefully against the British presence.

      Frustration against Imperial Promises bred a growing resistance movement against colonial rule

    13. Decolonization culminated in the revolutionary year of 1917. New plans for the structure of the state proliferated, eventually leading to movements for autonomy and/or independence in all of the imperial borderlands.

      Empire collapsed leading to decolonization as colonial subjects sought for national independence

    14. In this respect, the war proved a great disappointment for many who had hoped to parlay support for the Allied war effort into advances in claims for self-government.

      Promises toward colonial subjects were not kept, leading many colonial subjects to seek more radical action to guarantee greater autonomy and independence

    15. Leaders of the Indian National Congress or many “Home Rulers” in Ireland supported the war in the hope of greater political autonomy, perhaps even national independence

      The greater demands given to the dominions meant that these dominions expected to be compensated for their sacrifices

    16. a war fought on both sides with native auxiliaries was likely to undermine the very principle on which colonialism rested: the notion of white racial superiority.

      World War One challenged white European supremacy over her colonial subjects (dependence led to growing calls for independence)

    17. governors and their military advisors looked rst to the security of their own colonies and then to seizing Germany’s African ports and wireless stations in Togoland (Togo), Kamerun (Cameroon), German South-West Africa (Namibia), and German East Africa (Tanzania).

      Increasing independent ambitions of British colonial domains (mainly British Dominions)

    18. mobilization of imperial resources included not only manpower reserves but also the drawing on the economic and nancial resources of the colonies

      Empire became a source of material, manpower, and financial resources for the metropolitan

    19. fter the defeat and withdrawal of the Ottoman Empire from Europe, Austria–Hungary, a multinational state with a slight Slav majority, was concerned that it was the next “sick man” and a target of a future Serbian attack, which helps to explain Vienna’s uncompromising position in the July crisis of 1914.

      Imperial States became deeply fearful of imperial disintegration at the hands of other empires or newly powerful nation states

    20. The imperial frame also makes it easier to see that the mass violence of war did not end with the Armistice of 1918 and to see how the violence that preceded August 1914 and continued after November 1918 was in fact part of the same process of the realignment of global patterns of power and legitimacy.

      Continuation of violence and the realignment of power