3 Matching Annotations
- Jul 2022
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docdrop.org docdrop.org
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Under this test, a transaction is deemed an investment contract if a person,
Howey Test for determining if something is a security
"Invest his money in a common enterprise "and is led to expect profits solely from the efforts "of the promoter or a third party."
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- Jun 2018
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cointelegraph.com cointelegraph.com
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Leading US cryptocurrency trading platform Coinbase initiated the process to become a fully regulated broker dealer by the US Securities and Exchange Commission (SEC).
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cointelegraph.com cointelegraph.com
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The U.S. Securities and Exchange Commission (SEC) said it was “underwhelmed” by regulatory adherence among cryptocurrency exchanges in fresh comments June 6.
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