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  1. Feb 2026
    1. Author response:

      Reviewer #1 (Public Review):

      The heterogeneity within the neutrophil population is becoming clear. However, it was not clear if neutrophil progenitors are also heterogenous. Because neutrophils are short-lived, it is technically challenging to tackle the question. This study used a system to isolate and expand clonal neutrophil progenitors (granulocyte-monocyte progenitors; GMPs) to achieve molecular and functional profiling. In the study, transcriptional profiling was performed by RNAseq and ATACseq. Functional assays were performed ex vivo to examine phagocytosis, ROS production, NET formation, and neutrophil swarming using Candida albicans, as well as C. glabrata and C. auris. The strengths of this study include the use of the neutrophil clone system to track GMPs developing into neutrophils. The clone-based approach made it possible to evaluate the functions of multiple neutrophil subpopulations. Limitations of this study include the dependency on ex vivo approaches and the modest degree of heterogeneity within presented neutrophils. Nevertheless, the finding - the heterogeneity of neutrophils can be traced back to the GMP stage - is significant.

      Reviewer #2 (Public Review):

      The stated goal of the authors is to establish and characterize an experimental system to study neutrophil heterogeneity in a manner that allows for functional outcomes to be probed. To do so, they start with murine GMPs that are conditionally immortalized by ER-HoxB8 expression and make single-cell clonal populations to ask whether those GMPs or neutrophils derived by differentiating such clonal GMPs harbor heterogeneity. At a conceptual level, this is an innovative approach that could shed light on mechanisms of neutrophil heterogeneity that have been described in both health and disease. They perform bulk multi-omics and functional analyses of both the clonal GMPs and neutrophil-like cells, including transcriptional and epigenetic profiling. However, the major weakness of the study is that the authors do not provide rigorous or convincing data that the cells they derive are truly mature neutrophils. To the contrary, the neutrophil-like cells lack Ly6G expression and so the authors fall back on using CD11b as the primary marker for delineating neutrophils; however, CD11b is expressed by both myeloid progenitors and some premature and mature myeloid lineages that are not neutrophils. They acknowledge this shortcoming, but they make an assumption that Ly6G expression is the only way in which the cells they derive are different from primary neutrophils without presenting any evidence indicating such. The authors use only SCF during the maturation of ER-HoxB8 GMPs into leukocytes, rather than including other cytokines such as G-CSF (or use in vivo maturation) that could have better-induced differentiation and maturation into granulocytes/neutrophils.

      Thank you. Of note, reviewer #1 also commented on the question of including other cytokines during the neutrophil differentiation process. We have included our response to reviewer #1 below, which includes the use of GM-CSF and IL-4.

      “We have now demonstrated enhanced Ly6G expression with GM-CSF and IL-4 treatment in a new Supplementary Figure 1.

      GMPs were washed out of estradiol-containing media and placed in fresh media containing 10 ng/ml GM-CSF and/or 1 ng/ml IL-4 for four days. Cells were collected and stained with CD117 (APC), F4/80 (AlexaFluor 488), Ly6G (PE), and CD11b (BV421). Neutrophil clones were run in biological triplicates, and undifferentiated GMPs were included as a negative control.

      GMPs stain as CD117POS / F4/80NEG / Ly6GNEG / CD11bNEG, indicating they are immature. The clones removed from estradiol differentiate and lose their CD117 expression. The mature cells remain F4/80NEG, as expected for mature neutrophils.

      The addition of GM-CSF to the media led to a significant increase in the expression of Ly6G. The addition of both GM-CSF + IL-4 did not further increase the proportion of Ly6G+ cells, and we have altered our statement slightly in the main text to reflect this finding (line 139).”

      The authors did not use their transcriptional analyses to further establish that the cells they derive from ER-HoxB8 GMPs are similar/different from primary murine neutrophils. Unfortunately, this shortcoming means that all of the analyses of neutrophil-like cells derived from clonal GMPs may or may not represent the transcriptional, epigenetic, etc. profile of a true mature neutrophil.

      Thank you. The ER-Hoxb8 system has been well-characterized by many authors at the function and at the transcriptional level, confirming that the cells highly reflect that same gene expression pattern as mature neutrophils. This was actually recently reviewed by Lail et al. (Traffic, 2022, PMID: 36117140). In terms of our analysis, we used transcriptional profiling to examine heterogeneity between different single-cell clones and not to re-validate the similarity with primary neutrophils.

      It is also not rigorously addressed whether what they call PMNs derived from clonal GMPs are a transcriptionally uniform population or if they harbor heterogeneity within the bulk population.

      Thank you. The reviewer poses an interesting, albeit challenging, question of whether even a single GMP clone can differentiate and result in mature neutrophil heterogeneity. To address this would require single cell sequencing of the resulting cells which we did not perform. We relied on single cell subcloning of the immature granulocyte monocyte progenitors to ensure a genetically identical clonal population. This was then additional confirmed by the retroviral insertional analysis. These analyses confirmed the clonal nature of our starting population, from which we posed the question of as whether the neutrophils derived from these clonal GMPs resulted in mature cells with consistent functional heterogeneity, which was indeed the case.

      Overall, while conceptually intriguing and in pursuit of an experimental system that would be impactful for the field, the study as performed has critical flaws.

    1. eLife Assessment

      This important study tackles an interesting aspect of fungal physiology: how a mitochondria-associated gene influences production of the secondary metabolite DON and fungicide sensitivity. The authors have improved the manuscript and the supporting evidence is convincing, although some uncertainties remain around descriptions of the methods.

    2. Reviewer #1 (Public review):

      Summary:

      In their study the authors investigated the F. graminearum homologue of the Drosophila Misato-Like Protein DML1 for a function in secondary metabolism and sensitivity to fungicides.

      Strengths:

      Generally, the topic of the study is interesting and timely and the manuscript is well written, albeit in some cases details on methods or controls are missing.

      Weaknesses:

      However, a major problem I see is with the core result of the study, the decrease of the DON content associated with deletion of FgDML1: Although some growth data are shown in figure 6 - indicating a severe growth defect - the DON production presented in figure 3 is not related to biomass. Also, the method and conditions for measuring DON are not described. Consequently, it could well be concluded that the decreased amount of DON detected is simply due to a decreased growth and specific DON production of the mutant remains more or less the same.

      To alleviate this concern, it is crucial to show the details on the DON measurement and growth conditions and to relate the biomass formation on the same conditions to the DON amount detected. Only then a conclusion as to an altered production in the mutant strains can be drawn.

      Comments to the revised manuscript:

      The authors carefully revised the manuscript and provided explanations for methods in several cases. However, there are still some problems - probably due to misunderstanding - that need revision.

      (1) A major problem of the first version of the manuscript was the lack of appropriate description of biomass analysis and the consideration of the respective results for evaluation of production of DON and other metabolites. Although the authors provide some explanation in the response to reviews, I could not find a corresponding explanation or description in the manuscript. It is not sufficient to explain the problem to me, but a detailed explanation and description of the method has to be provided in the manuscript along with the definition of one "unit of mycelium". It is still not entirely clear to me what such a "unit of mycelium" is.

      Please clarify this and any other uncertainties that were commented on by me and other reviewers in the manuscript, not only in the response to reviews. Also adjust the reference list accordingly.

      (2) Another problem was, that the authors considered FgDML1 a regulator of DON production. As mentioned by me and reviewer 3, FgDML1 is crucial to numerous functions in F. graminearum and its lack causes a plethora of problems for fungal physiology. Hence, although it is clear that the lack of FgDML1 causes alterations in DON production, it is not appropriate to designate this factor as a "regulator".<br /> It seems to me that the authors are afraid that if FgDML1 would not be a "regulator" that this would decrease the value of their study, which is not the case. This is a matter of correct wording. Therefore, please revise the wording accordingly, starting with the title:

      ...FgDML1 impacts DON toxin biosynthesis...

      Moreover, for sure the manuscript might benefit from more detailed description of the whole cascade leading from FgDML1 to DON biosynthesis and production of the other metabolites that change upon deletion. Such explanation can help the reader grasp the relevance of FgDML for regulatory processes as well as on more general versus specific effects.

    3. Reviewer #2 (Public review):

      Summary:

      The manuscript entitled "Mitochondrial Protein FgDML1 Regulates DON Toxin Biosynthesis and Cyazofamid Sensitivity in Fusarium graminearum by affecting mitochondrial homeostasis" identified the regulatory effect of FgDML1 in DON toxin biosynthesis and sensitivity of Fusarium graminearum to cyazofamid. The manuscript provides a theoretical framework for understanding the regulatory mechanisms of DON toxin biosynthesis in F. graminearum and identifies potential molecular targets for Fusarium head blight control. The paper in innovative, but there are issues in the writing that need to be added and corrected.

      Comments on revisions:

      The author has addressed my questions.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1:

      Summary:

      In their study, the authors investigated the F. graminearum homologue of the Drosophila Misato-Like Protein DML1 for a function in secondary metabolism and sensitivity to fungicides.

      Strengths:

      Generally, the topic of the study is interesting and timely, and the manuscript is well written, albeit in some cases, details on methods or controls are missing.

      Weaknesses:

      However, a major problem I see is with the core result of the study, the decrease in the DON content associated with the deletion of FgDML1. Although some growth data are shown in Figure 6, indicating a severe growth defect, the DON production presented in Figure 3 is not related to biomass. Also, the method and conditions for measuring DON are not described. Consequently, it could well be concluded that the decreased amount of DON detected is simply due to decreased growth, and the specific DON production of the mutant remains more or less the same.

      To alleviate this concern, it is crucial to show the details on the DON measurement and growth conditions and to relate the biomass formation under the same conditions to the DON amount detected. Only then can a conclusion as to an altered production in the mutant strains be drawn.

      We appreciate it very much that you spent much time on my paper and give me good suggestions, we tried our best to revise the manuscript. I have revised my manuscript according to your suggestions. The point to point responds to the reviewer’s comments are listed as following. Our method for DON quantification was based on the amount per unit of mycelium. After obtaining the absorbance value from the ELISA reaction, the concentration of DON was calculated according to a standard curve and a formula, then divided by the dry weight of the mycelium to obtain the DON content per unit of mycelium, with the results finally expressed in µg/g.

      (1) Line 139f

      ... FgDML1 is a critical positive regulator of virulence ....

      Clearly, the deletion of FgDML1 impacts virulence, but it is too much of a general effect to say it is a regulator. DML1 acts high up in the cascade, impacting numerous processes, one of which is virulence. Generally, it has to be considered that deletion of DML1 causes a severe growth defect, which in turn is likely to lead to a plethora of effects. Besides discussing this fact, please also revise the manuscript to avoid references to "direct effects" or "regulator".

      Thank you very much for your advice. Our method for determining the amount of DON is based on the amount of mycelium per unit. After obtaining the absorbance value through Elisa reaction, we calculate the concentration of DON toxin according to the established standard curve and formula. Then, we divide it by the dry weight of mycelium to obtain the DON toxin content per unit mycelium, and finally present the results in µg/g. In summary, we conclude that the decrease in DON production by ΔFgDML is not due to slower hyphal growth, but rather a decrease in the ability of unit hyphae to produce DON toxins compared to the wild type. Given the decrease in DON toxin synthesis caused by FgDML1 deficiency, we believe that using a regulator is reasonable.

      (2) Line 143

      Please define "toxin-producing conditions".

      Thank you very much for your advice. We have accurately defined the conditions for toxin-producing conditions in the manuscript' toxin-inducing conditions '(28°C, 145 ×g, 7 days incubation)' (in L163-164)

      (3) Line 149

      A brief intro on toxisomes should be provided in the introduction to better integrate this into the manuscript's results.

      Thank you very much for your advice. We have added corresponding content about toxin producing bodies in the introduction section 'The biosynthesis of DON entails a reorganization of the endoplasmic reticulum into a specialized compartment termed the "toxisome" (Tang et al., 2018). The assembly of the toxisome coincides with the aggregation of key biosynthetic enzymes, which in turn enhances the efficiency of DON production. Concurrently, this compartmentalization serves as a self-defense mechanism, protecting the fungus from the autotoxicity of TRI pathway intermediates (Boenisch et al., 2017). The proteins TRI1, TRI4, TRI14, and Hmr1 are confirmed constituents of this structure(Kistler and Broz, 2015; Menke et al., 2013).' (in L86-93)

      (4) Line 153

      DON production decreases by about 80 %, but not to 0. Consequently, DML1 is important, but NOT essential for DON production.

      Thank you very much for your advice. We have made changes to the wording of the corresponding sections based on your suggestions. 'FgDML1 is essential for the biosynthesis of the DON toxin. '(in L161)

      (5) Line 168ff

      Please provide a reference for FgDnm1 being critical for mitochondrial fission and state whether such an interaction has been shown in other organisms.

      Thank you very much for your advice. We have made changes to the wording of the corresponding sections based on your suggestions. 'FgDnm1 is a key dynamin-related protein mediating mitochondrial fission(Griffin et al., 2005; Kang et al., 2023), suggesting that FgDML1 may form a complex with FgDnm1 to regulate mitochondrial fission and fusion processes. To our knowledge, this is the first report documenting an interaction between DML1 and Dnm in any fungal species, including model organisms such as S. cerevisiae. This novel finding provides new insights into the molecular mechanisms underlying mitochondrial dynamics in filamentous fungi. '(in L277-283)

      (6) Line 178

      Please specify whether Complex III activity was related to biomass and provide a p-value or standard deviation for the value.

      Thank you very much for your question. The activity determination of complex III was completed using a complex III enzyme activity kit (Solarbio, Beijing, China) (Li, et al 2022; Wang, et al 2022). Take 0.1 g of standardized mycelium as the sample for the experiment. Given that the mycelium has been homogenized, we believe that there is no necessary correlation between the activity and biomass of complex III. And we also refined the specific measurement steps in the article. ' Briefly, 0.1 g of mycelia was homogenized with 1 mL of extraction buffer in an ice bath. The homogenate was centrifuged at 600 ×g for 10 min at 4°C. The resulting supernatant was then subjected to a second centrifugation at 11,100 ×g for 10 min at 4°C. The pellet was resuspended in 200 μL of extraction buffer and disrupted by ultrasonication (200 W, 5 s pulses with 10 s intervals, 15 cycles). Complex III enzyme activity was finally measured by adding the working solution as per the manufacturer's protocol. Each treatment group contains three biological replicates and three technical replicates. '(in L511-517)

      Li C, et al. Amino acid catabolism regulates hematopoietic stem cell proteostasis via a GCN2-eIF2 axis. Cell Stem Cell. 2022 Jul 7; 29(7):1119-1134.e7. doi: 10.1016/j.stem.2022.06.004. PMID: 35803229.

      Wang K, et al. Locally organised and activated Fth1hi neutrophils aggravate inflammation of acute lung injury in an IL-10-dependent manner. Nat Commun. 2022 Dec 13;13(1):7703. doi: 10.1038/s41467-022-35492-y. PMID: 36513690; PMCID: PMC9745290

      (7) Line 185

      Albeit this headline is a reasonable hypothesis, you actually did not show that the conformation is altered. Please reword accordingly.

      Please also add references for cyazofamid acting on the QI site versus other fungicides acting on the QO site.

      Thank you very much for your advice. We have made changes to the wording of the corresponding sections based on your suggestions. 'Overexpression of FgQCR2, FgQCR8, and FgQCR9 may alters the conformation of the QI site, resulting in reduced sensitivity to cyazofamid. '(in L212-213). For fungicides targeting Qi and QO sites, we have added corresponding descriptions in the respective sections 'Numerous fungicides have been developed to inhibit the Qo site (e.g., pyraclostrobin, azoxystrobin)(Nuwamanya et al., 2022; Peng et al., 2022) and the Qi site (e.g., cyazofamid)(Mitani et al., 2001) of the cytochrome bc1 complex. '(in L327-329)

      (8) Line 200

      This section on growth should be moved up right after introducing the mutant strain.

      Thank you very much for your advice. We have advanced the part of nutritional growth and sexual asexual development before DON toxin to promote better reading and understanding. We arranged the sequence in the previous way to emphasize the new discovery between mitochondria and DON toxin. We found a significant decrease in DON toxin in ΔFgDML1, defects in the formation of toxin producing bodies, and downregulation of FgTRis at both the gene and protein levels. In summary, we believe that the absence of FgDML1 does indeed lead to a decrease in the content of DON toxin, and FgDML1 plays a regulatory role in the synthesis of DON toxin. In addition, our measurements of DON toxin, acetyl CoA, ATP and other indicators are all based on the amount per unit hyphae, excluding differences caused by hyphal biomass or growth. We have further refined the materials and methods to facilitate better reading and understanding.

      (9) Line 203

      "... significantly reduced growth rates ..."

      This is not what was measured here. Figure 6A shows a plate assay that can be used to assess hyphal extension. In the figure, it is also visible that the mycelium of the deletion mutant is much denser, maybe due to increased hyphal branching. Please reword.

      Additionally, it is important to include a biomass measurement here under the conditions used for DON assessment. Hyphal extension measurements cannot be used instead of biomass.

      Thank you very much for your advice. We have made changes to the wording of the corresponding sections based on your suggestions. 'The ΔFgDML1 strain displayed a distinct growth phenotype characterized by retardation in radial growth and the formation of more compact, denser hyphal networks on all tested media compared to the PH-1 and ΔFgDML-C strains. '(in L136-138).

      (10) Line 217

      Please include information on how long the cultures were monitored. Given the very slow growth of the mutant, perithecia formation may be considerably delayed beyond 14 days.

      Thank you very much for your advice. Based on your suggestion, we have extended the incubation time for sexual reproduction to 21 days to more accurately evaluate its sexual reproduction ability. Our results show that even after 21 days, Δ FgDML1 still cannot produce ascospores and ascospores, which proves that the absence of FgDML1 does indeed cause sexual reproduction defects in F. graminearum.

      Author response image 1.

      Discussion

      (11) Please mention your summary Figure 8 early on in the discussion, and explain conclusions with this figure in mind. Please avoid repetition of the results section as much as possible.

      Also, please state clearly what was already known from previous research and is in agreement with your results, and what is new (in fungi or generally).

      Thank you very much for your advice. Based on your suggestion, we mentioned Fig8 earlier in the first half of the discussion and provided guidance for the following text. We also conducted a more comprehensive discussion by analyzing our research results and comparing them with previous studies. 'Our study defines a novel mechanism through which FgDML1 governs mitochondrial homeostasis. We demonstrate that FgDML1 directly interacts with the key mitochondrial fission regulator FgDnm1 and positively modulates cellular bioenergetic metabolism, as evidenced by elevated ATP and acetyl-CoA levels (Fig. 8). '(in L250-253). 'The Misato/DML1 protein family is evolutionarily conserved from yeast to humans and plays a critical role in mitochondrial regulation. In S. cerevisiae, DML1 is an essential gene; its deletion is lethal, while its overexpression results in fragmented mitochondrial networks and aberrant cellular morphology, underscoring its necessity for normal mitochondrial function (Gurvitz et al., 2002). Similarly, in Homo sapiens, the homolog Misato localizes to the mitochondrial outer membrane, and both its depletion and overexpression are sufficient to disrupt mitochondrial morphology and distribution (Kimura and Okano, 2007). '(in L241-244).

      (12) Line 262ff

      Please specify if this interaction was shown previously in other organisms and provide references.

      Thank you very much for your advice. We have clearly stated in the corresponding section that the interaction between FgDML and FgDnm is the first reported, and to our knowledge, no relevant reports have been found in other species so far. ' Notably, FgDML1 was found to interact with FgDnm1 (Fig. 5E), FgDnm1 is a key dynamin-related protein mediating mitochondrial fission(Griffin et al., 2005; Kang et al., 2023), suggesting that FgDML1 may form a complex with FgDnm1 to regulate mitochondrial fission and fusion processes. To our knowledge, this is the first report documenting an interaction between DML1 and Dnm in any fungal species, including model organisms such as S. cerevisiae. This novel finding provides new insights into the molecular mechanisms underlying mitochondrial dynamics in filamentous fungi. '(in L276-283)

      (13) Line 287ff

      There is no result that would justify this speculation. Please remove.

      Thank you very much for your advice. We have modified the corresponding wording in the corresponding section. 'In conclusion, our findings suggest that the overexpression of assembly factors FgQCR2, FgQCR7, and FgQCR8 in ΔFgDML1 potentially modifies the conformation of the Qi site, which specifically modulates the sensitivity of F. graminearum to cyazofamid. '(in L352-355)

      Materials and methods

      (14) A table with all primer sequences used in the study and their purpose is missing. For every experiment, the number of technical and biological replicates needs to be stated.

      Thank you very much for your advice. We have presented all the primers used in this study in Supplementary Table 1 (in Table S1) .We added the number of technical and biological replicates in the material and method descriptions for each experiment. 'For each sample, a total of 200 conidia were counted. The experiment included three biological replicates with three technical replicates each.'(in L434-436). 'Each treatment group contains three biological replicates. '(in L444-445). 'Each treatment group contains three biological replicates and three technical replicates. ' (in L463-464). 'Each treatment group contains three biological replicates and three technical replicates. '(in L474-475). 'Each treatment group contains three biological replicates. '(in L483). 'Each treatment group contains three biological replicates and three technical replicates.'(in L501-502). 'Each treatment group contains three biological replicates and three technical replicates. '(in L516-517). 'The experiment was independently repeated three times. '(in L533-534).

      (15) Line 369ff

      Please provide final concentrations used for assays here.

      Thank you very much for your advice. The final concentration has been displayed in the Figure (in Fig6. A, B) (in Fig. S3). And we have provided supplementary Table 2 to reflect the concentration in a more intuitive way.(in Table. S2)

      (16) Line 383

      Please provide a reference or data on the use of F2du for transformant selection and explain the abbreviation.

      Thank you very much for your advice. Based on your suggestion, we have provided the full name and references of F2du. 'Transformants were selected on PDA plates containing either 100 μg/mL Hygromycin B (Yeasen, Shanghai, China) or 0.2 μmol/mL 5-Fluorouracil 2'-deoxyriboside (F2du) (Solarbio, Beijing, China)(Zhao et al., 2022). '(in L405-407).

      (17) Line 407

      Please provide a reference for the method and at least a brief description.

      Thank you very much for your advice. Based on your suggestion, we have added references and provided a brief introduction to the method. 'As previously described (Tang et al., 2020; Wang et al., 2025), Specifically, coleoptiles were inoculated with conidial suspensions and incubated for 14 days, while leaves were inoculated with fresh mycelial plugs and incubated for 5 days, followed by observation and quantification of disease symptoms. DON toxin was measured using a Wise Science ELISA-based kit (Wise Science, Jiangsu, China) (Li et al., 2019; Zheng et al., 2018). '(in L466-471)

      (18) Line 414ff

      Also, here, the amount of biomass has to be considered for the measurement to be able to distinguish if actually less of the compounds were produced or if the effect seen was merely due to an altered amount of biomass present.

      Thank you very much for your advice. We believe that biomass is not within the scope of our measurement indicators, as we have measured and calculated based on unit hyphae. Therefore, we have ruled out experimental bias caused by a decrease in biomass.

      RNA and RT-qPCR

      (19) Line 461

      When the strains were transferred to AEA medium, was the biomass measured, at least wet weight, and in which culture volume was it done? It makes a big difference if the amount of (wet) biomass dilutes a small amount of fungicide-containing culture or if biomass is added in at least roughly equal amounts in sufficient growth medium to ensure equal conditions.

      Thank you very much for your question. Our sample processing controlled the wet weight of the samples before dosing, ensuring that the wet weight of the mycelium obtained from each sample before dosing was 0.2g. The mycelium was obtained through AEA with a volume of 100mL. This ensured consistency in the initial biomass between groups before dosing, and also ensured the accuracy of the drug concentration.

      (20) Line 466

      Please provide the name and supplier of the kit.

      Thank you very much for your advice. We have added corresponding content in the corresponding location. 'Mycelium was collected and total RNA was extracted following the instructions provided by the Total RNA Extraction Kit (Tiangen, Beijing, China).' (in L523-524).

      (21) All primer sequences must be provided in a table.

      Thank you very much for your advice. We have presented all the primers used in this study in Supplementary Table 1. (in Table S1).

      (22) For RT qPCR it is essential to check the RNA quality to be sure that the obtained results are not artifacts due to varying quality, which may exceed differences. Please state how quality control was done and which threshold was applied for high-quality RNA to be used in RTqPCR (like RIN factor, etc).

      Thank you very much for your question. We performed stringent quality control on the extracted total RNA. First, a micro-spectrophotometer was used to measure RNA concentration and purity, confirming that the A260/A280 ratio was between 1.8 and 2.0 and the A260/A230 ratio was greater than 2.0, indicating good RNA purity without significant protein or organic solvent contamination.Subsequently, verification by agarose gel electrophoresis revealed distinct 28S and 18S rRNA bands, demonstrating good RNA integrity and absence of degradation.

      Author response image 2.

      (B): Minor Comments:

      (1) Please increase the font size of the labels and annotations of the figures; it is hard to read as it is now.

      Thank you very much for your advice. We have increased the size of annotations or numerical labels in the corresponding images for better reading.

      (2) Throughout the manuscript: Please check that all abbreviations are explained at first use.

      Thank you very much for your advice. We have checked the entire text to ensure that abbreviations have their full names when they first appear.

      (3) I do hope that the authors can clarify all concerns and provide an amended manuscript of this interesting story.

      Thank you very much for your advice. Sincerely thank you for your suggestions and questions, which have been very helpful to us.

      Reviewer #2:

      The manuscript entitled "Mitochondrial Protein FgDML1 Regulates DON Toxin Biosynthesis and Cyazofamid Sensitivity in Fusarium graminearum by affecting mitochondrial homeostasis" identified the regulatory effect of FgDML1 in DON toxin biosynthesis and sensitivity of Fusarium graminearum to cyazofamid. The manuscript provides a theoretical framework for understanding the regulatory mechanisms of DON toxin biosynthesis in F. graminearum and identifies potential molecular targets for Fusarium head blight control. The paper is innovative, but there are issues in the writing that need to be addressed and corrected.

      We appreciate it very much that you spent much time on my paper and give me good suggestions, we tried our best to revise the manuscript. I have revised my manuscript according to your suggestions with red words. In the response comments, to highlight the specific positions of the revised parts in the manuscript with red line number. The point to point responds to the reviewer’s comments are listed as following.

      Weaknesses:

      (1) The authors speculate that cyazofamid treatment caused upregulation of the assembly factors, leading to a change in the conformation of the Qi protein, thus restoring the enzyme activity of complex III. But no speculation was given in the discussion as to why this would lead to the upregulation of assembly factors, and how the upregulation of assembly factors would change the protein conformation, and is there any literature reporting a similar phenomenon? I would suggest adding this to the discussion.

      Thank you very much for your advice. Based on your suggestion, we have added content related to the assembly factor of complex III in the discussion section and made modifications to the corresponding wording. 'Previous studies have reported that mutations in the Complex III assembly factors TTC19, UQCC2, and UQCC3 impair the assembly and activity of Complex III (Feichtinger et al., 2017; Wanschers et al., 2014). '(in L345-347). 'In conclusion, our findings suggest that the overexpression of assembly factors FgQCR2, FgQCR7, and FgQCR8 in ΔFgDML1 potentially modifies the conformation of the Qi site, which specifically modulates the sensitivity of F. graminearum to cyazofamid. '(in L352-355).

      (2) Would increased sensitivity of the mutant to cell wall stress be responsible for the excessive curvature of the mycelium?

      Thank you very much for your question. We believe that the sensitivity of ΔFgDML1 to osmotic stress is reduced, which may not be related to hyphal bending, as shown in the Author response image 3. During the conidia stage, ΔFgDML1 cannot germinate in YEPD, while the application of 1M Sorbitol promotes its germination. But it is caused by internal unknown mechanisms, which is also the focus of our future research.

      Author response image 3.

      (3) The vertical coordinates of Figure 7B need to be modified with positive inhibition rates for the mutants.

      Thank you very much for your advice. The display in Figure 7B truly reflects its inhibition rate. In the Δ FgDML1 mutant, when subjected to osmotic stress treatment, the inhibition rate becomes negative, indicating that the colony growth is greater than that of the CK. Therefore, the negative inhibition rate is shown in Figure 7B.

      (1) In Figure 1B, Figure 3C, and Figure 6C, the scale below the picture is not clear. In Figure 5D, the histogram is unclear, and it is recommended to redraw the graph.

      Thank you very much for your advice. The issue with the above images may be due to Word compression. We have changed the settings and enlarged the images as much as possible to better display them.

      (2) The full Latin name of the strain should be used in the title of figures and tables.

      Thank you very much for your advice. Based on your suggestion, we have used the full names of the strains appearing in the title of figures and tables.

      (3) Proteins in line 117 should be abbreviated.

      Thank you very much for your advice. Based on your suggestion, we have abbreviated the corresponding positions. 'The DML1 protein from S. cerevisiae was used as a query for a BLAST search against the Fusarium genome database, resulting in the identification of the putative DML1 gene FgDML1 (FGSG_05390) in F. graminearum. '(in L118-120).

      (4) The sentence in lines 187-189, which is supposed to introduce why the test is sensitive to the three drugs, is currently illogical.

      Thank you very much for your advice. Based on your suggestion, we have made modifications to the corresponding sections. 'Since Complex III is involved in the action of both cyazofamid (targeting the QI site) and pyraclostrobin (targeting the QO site), the sensitivity of ΔFgDML1 to cyazofamid and pyraclostrobin was investigated. ' (in L214-216).

      (5) The expression of FgQCR2, FgQCR7, and FgQCR8 was significantly upregulated in ΔFgDML1 at transcription levels. Do FgQCR2, FgQCR8, and FgQCR9 show upregulated expression at the protein level?

      Thank you very much for your question. Based on your suggestion, we evaluated the protein expression levels of FgQCR2, FgQCR7, and FgQCR8 in PH-1 and ΔFgDML1, and we found that the protein expression levels of FgQCR2, FgQCR7, and FgQCR8 in ΔFgDML1 were higher than those in PH-1. (in Fig. 6F).

      (6) In Figure 7B, it is recommended to adjust the position of the horizontal axis labels in the histogram.

      Thank you very much for your advice. Based on your suggestion, we have made modifications to the corresponding sections.(in Fig. 7B)

      (7) There are numerous errors in the writing of gene names in the text. Please check the full text and change the writing of gene names and mutant names to italic.

      Thank you very much for your advice. We have checked the entire text to ensure that all genes have been italicized.

      (8) All acronyms should be spelled out in figure and table captions. e.g., F. graminearum.

      Thank you very much for your advice. Based on your suggestion, we have used the full names of the strains appearing in the title of figures and tables.

      (9) In line 492, P should be lowercase and italic.

      Thank you very much for your advice. Based on your suggestion, we have made adjustments to the corresponding content.

      Reviewer #3:

      Summary:

      The manuscript "Mitochondrial 1 protein FgDML1 regulates DON toxin biosynthesis and cyazofamid sensitivity in Fusarium graminearum by affecting mitochondrial homeostasis" describes the construction of a null mutant for the FgDML1 gene in F. graminearum and assays characterising the effects of this mutation on the pathogen's infection process and lifecycle. While FgDML1 remains underexplored with an unclear role in the biology of filamentous fungi, and although the authors performed several experiments, there are fundamental issues with the experimental design and execution, and interpretation of the results.

      Strengths:

      FgDML1 is an interesting target, and there are novel aspects in this manuscript. Studies in other organisms have shown that this protein plays important roles in mitochondrial DNA (mtDNA) inheritance, mitochondrial compartmentalisation, chromosome segregation, mitochondrial distribution, mitochondrial fusion, and overall mitochondrial dynamics. Indeed, in Saccharomyces cerevisiae, the mutation is lethal. The authors have carried out multi-faceted experiments to characterise the mutants.

      Weaknesses:

      However, I have concerns about how the study was conceived. Given the fundamental importance of mitochondrial function in eukaryotic cells and how the absence of this protein impacts these processes, it is unsurprising that deletion of this gene in F. graminearum profoundly affects fungal biology. Therefore, it is misleading to claim a direct link between FgDML1 and DON toxin biosynthesis (and virulence), as the observed effects are likely indirect consequences of compromised mitochondrial function. In fact, it is reasonable to assume that the production of all secondary metabolites is affected to some extent in the mutant strains and that such a strain would not be competitive at all under non-laboratory conditions. The order in which the authors present the results can be misleading, too. The results on vegetative growth rate appeared much later in the manuscript, which should have come first, as the FgDML1 mutant exhibited significant growth defects, and subsequent results should be discussed in that context. Moreover, the methodologies are not described properly, making the manuscript hard to follow and difficult to replicate.

      We appreciate it very much that you spent much time on my paper and give me good suggestions, we tried our best to revise the manuscript. I have revised my manuscript according to your suggestions with red words. In the response comments, to highlight the specific positions of the revised parts in the manuscript with red line number. The point to point responds to the reviewer’s comments are listed as following.

      For weaknesses,we arranged the sequence in this way to emphasize the novel discovery between mitochondria and DON toxin. We found a significant decrease in DON toxin in Δ FgDML1, defects in the formation of toxin producing bodies, and downregulation of FgTRis at both the gene and protein levels. In summary, we believe that the absence of FgDML1 does indeed lead to a decrease in the content of DON toxin, and FgDML1 plays a regulatory role in the synthesis of DON toxin. In addition, our measurements of DON toxin, acetyl CoA, ATP and other indicators are all based on the amount per unit hyphae, excluding differences caused by hyphal biomass or growth. We have further refined the materials and methods to facilitate better reading and understanding.

      (1) Lines 37-39: The disease itself does not produce toxins; it is the fungus that causes the disease that produces toxins. Moreover, the disease symptoms observed are likely caused by the toxins produced by the fungus.

      Thank you very much for your advice. We have made modifications to the wording of the corresponding sections. 'Studies have shown that increased DON levels are positively correlated with the pathogenicity rate of F. graminearum.'(in L36-37).

      (2) Lines 82-87: While it is challenging to summarise the role of ATP in just a few words, this section needs improvement for clarity and accuracy. Additionally, I do not believe that drawing a direct link between mitochondrial defects and toxin production is an appropriate strategy in this case.

      Thank you very much for your advice. Based on your suggestion, we have added corresponding descriptions in the corresponding positions to provide more information on the relationship between ATP and toxins, in order to better prepare for the following text. 'Pathogen-intrinsic ATP homeostasis is recognized as a critical, rate-limiting determinant for toxin biosynthesis. Previous studies indicate that dual-target inhibition of ATP synthase (AtpA) and adenine deaminase (Ade) by a specific small-molecule probe effectively depletes intracellular ATP, consequently suppressing the synthesis of key virulence factors TcdA and TcdB transcriptionally and translationally(Marreddy et al., 2024). The systemic toxicity of Anthrax Edema Toxin (ET) is primarily attributed to its catalytic activity, which depletes the host cell's ATP reservoir, thereby triggering a bioenergetic collapse that culminates in cell lysis and death(Liu et al., 2025). '(in L78-86).

      (3) Lines 125-126: The manuscript does not clearly describe how subcellular localisation was determined. This methodology needs to be properly detailed.

      Thank you very much for your advice. The subcellular localization was validated through co-localization analysis with MitoTracker Red CMXRos, a mitochondrial-specific dye. The observed overlap between the FgDML1-GFP signal and the mitochondrial marker confirmed mitochondrial localization. Based on these results, we determined that FgDML1 is definitively localized to the mitochondria.We have incorporated this description in the appropriate section of the manuscript. 'Furthermore, subcellular localization studies confirmed that FgDML1 localizes to mitochondria, as demonstrated by colocalization with a mitochondria-specific dye MitoTracker Red CMXRos (Fig. 1B). '(in L125-127).

      (4) Regarding the organisation of the Results section, it needs to be revised. While I understand the authors' intention to emphasise the impact on virulence, the results showing how FgDML1 deletion affects vegetative growth, asexual and sexual reproduction, and sensitivity to stressors should be presented before the virulence assays and effects on DON production. Additionally, the authors do not provide any clear evidence that FgDML1 directly interacts with proteins involved in asexual or sexual reproduction, stress responses, or virulence. Therefore, it is misleading to suggest that FgDML1 directly regulates these processes. The observed phenotypes are, rather, a consequence of severely impaired mitochondrial function. Without functional mitochondria, the cell cannot operate properly, leading to widespread physiological defects. In this regard, statements such as those in lines 139-140 and 343-344 are misleading.

      Thank you very much for your advice. We have adjusted the order of the images based on your suggestion, placing the characterization of ΔFgDML1 in nutritional growth, sexual reproduction, and other aspects before DON toxin. And we have made adjustments to the corresponding statements. 'These findings demonstrate that FgDML1 is a positive regulator of virulence in F. graminearum. '(in L140-141).

      (5) Lines 185-186: The authors do not provide sufficient evidence to support the claim that FgQCR2, FgQCR8, and FgQCR9 overexpression is the main cause of reduced cyazofamid sensitivity. Although expression of these genes is altered, reduced sensitivity may result from changes in other proteins or pathways. To strengthen this claim, overexpression of FgQCR2, 8, and 9 in the wild-type background, followed by assessment of cyazofamid resistance, would be necessary. As it stands, there is no support for the claim presented in lines 329-332.

      Thank you very much for your advice. To establish a causal link between the overexpression of FgQCR2, FgQCR7, and FgQCR8 and the observed reduction in cyazofamid sensitivity, we first quantified the protein levels of these assembly factor. Western blot analysis confirmed their elevated expression in the ΔFgDML1 mutant compared to the wild-type PH-1. We further generated individual overexpression strains for FgQCR2, FgQCR7, and FgQCR8 in the wild-type PH-1 background. Fungicide sensitivity assays revealed that all three overexpression mutants displayed significantly reduced sensitivity to cyazofamid compared to the parental strain. These genetic complementation experiments confirm that upregulation of FgQCR2, FgQCR7, and FgQCR8 is sufficient to confer reduced cyazofamid sensitivity.We have incorporated these explanations and provided supporting images in the appropriate section of the manuscript. 'To further clarify whether the upregulated expression of FgQCR2, FgQCR7, and FgQCR8 genes affects their protein expression levels, we measured the protein levels. The results showed that the protein expression levels of FgQCR2, FgQCR7, and FgQCR8 in ΔFgDML1 were higher than those in PH-1(Fig. 6F). Subsequently, we overexpressed FgQCR2, FgQCR7, and FgQCR8 in the wild-type background, and the corresponding overexpression mutants exhibited reduced sensitivity to cyazofamid(Fig. 6E). '(in L205-211)(in Fig. 6E, F)

      (6) Lines 187-190: This segment is confusing and difficult to follow. It requires rewriting for clarity.

      Thank you very much for your advice. Based on your suggestion, we have made corresponding modifications in the corresponding locations. 'Since Complex III is involved in the action of both cyazofamid (targeting the QI site) and pyraclostrobin (targeting the QO site), the sensitivity of ΔFgDML1 to cyazofamid and pyraclostrobin was investigated. ''(in L214-216)

      (7) Lines 345-346: The authors state that in this study, FgDML1 is localised in mitochondria, which implies that in other studies, its localisation was different. Is this accurate? Clarification is needed.

      Thank you very much for your question. In previous studies, the localization of this protein was not clearly defined, and its function was only emphasized to be related to mitochondria. Whether in yeast or in Drosophila melanogaster. (Miklos et al., 1997; Gurvitz et al., 2002)

      Miklos GLG, Yamamoto M-T, Burns RG, Maleszka R. 1997. An essential cell division gene of drosophila, absent from saccharomyces, encodes an unusual protein with  tubulin-like and myosin-like peptide motifs. Proc Natl Acad Sci 94:5189–5194. doi:10.1073/pnas.94.10.5189

      Gurvitz A, Hartig A, Ruis H, Hamilton B, de Couet HG. 2002. Preliminary characterisation of DML1, an essential saccharomyces cerevisiae gene related to misato of drosophila melanogaster. FEMS Yeast Res 2:123–135. doi:10.1016/S1567-1356(02)00083-1

      Material and Methods Section

      (8) In general, the methods require more detailed descriptions, including the brands and catalog numbers of reagents and kits used. Simply stating that procedures were performed according to manufacturers' instructions is insufficient, particularly when the specific brand or kit is not identified.

      Thank you very much for your advice. We have added corresponding content based on your suggestion to more comprehensively display the reagent brand and complete product name. 'Transformants were selected on PDA plates containing either 100 μg/mL Hygromycin B (Yeasen, Shanghai, China) or 0.2 μmol/mL 5-Fluorouracil 2'-deoxyriboside (F2du) (Solarbio, Beijing, China)(Zhao et al., 2022). ' (in L405-407). 'DON toxin was measured using a Wise Science ELISA-based kit (Wise Science, Jiangsu, China) (Li et al., 2019; Zheng et al., 2018) '. (in L469-471)

      (9) Line 364: What do CM and MM stand for? Please define.

      Thank you very much for your advice. Based on your suggestion, we have made modifications in the corresponding locations. 'To evaluate vegetative growth, complete medium (CM), minimal medium (MM), and V8 Juice Agar (V8) media were prepared as described previously(Tang et al., 2020). '(in L385-387)

      Generation of Deletion and Complemented Mutants:

      (10) This section lacks detail. For example, were PCR products used directly for PEG-mediated transformation, or were the fragments cloned into a plasmid?

      Thank you very much for your question. We directly use the fused fragments for protoplast transformation after sequencing confirmation. We have clearly defined the fragment form used for transformation at the corresponding location. 'The resulting fusion fragment was transformed into the wild-type F. graminearum PH-1 strain via polyethylene glycol (PEG)-mediated protoplast transformation. '(in L403-405).

      (11) PCR and Southern blot validation results should be included as supplementary material, along with clear interpretations of these results.

      Thank you very much for your advice. In the supplementary material we submitted, Supplementary Figure 2 already includes the results of PCR and Southern blot validation.(in Fig. S2)

      (12) There is almost no description of how the mutants mentioned in lines 388-390 were generated.

      Thank you very much for your advice. Based on your suggestions, we have added relevant content in the appropriate sections to more comprehensively and clearly reflect the experimental process. 'Specifically, FgDML1, including its native promoter region and open reading frame (ORF) (excluding the stop codon), was amplified.The PCR product was then fused with the XhoI -digested pYF11 vector. After transformation into E. coli and sequence verification, the plasmid was extracted and subsequently introduced into PH-1 protoplasts. For FgDnm1-3×Flag, the 3×Flag tag was added to the C-terminus of FgDnm1 by PCR, fused with the hygromycin resistance gene and the FgDnm1 downstream arm, and then introduced into PH-1 protoplasts. The overexpression mutant was constructed according to a previously described method. Specifically, the ORF of FgDML1 was amplified and the PCR product was ligated into the SacII-digested pSXS overexpression vector. The resulting plasmid was then transformed into PH-1 protoplasts (Shi et al., 2023). For the construction of PH-1::FgTri1+GFP and ΔFgDML1::FgTri1+GFP, the ORF of FgTri1 was amplified and ligated into the XhoI-digested pYF11 vector as described above. The resulting vectors were then transformed into protoplasts of PH-1 or ΔFgDML1, respectively.'(in L413-426).

      Vegetative Growth and Conidiation Assays:

      (13) There is no information about how long the plates were incubated before photos were taken. Judging by the images, it appears that different incubation times may have been used.

      Thank you very much for your advice. Due to the slower growth of ΔFgDML1, we adopted different incubation periods and have supplemented the relevant content in the corresponding section. 'All strains were incubated at 25°C in darkness; however, due to ΔFgDML1 slower growth, the ΔFgDML1 mutant required a 5-day incubation period compared to the 3 days used for PH-1 and ΔFgDML1-C. '(in L490-493).

      (14) There is no description of the MBL medium.

      Thank you very much for your advice. Based on your suggestion, we have supplemented the corresponding content in the corresponding positions. 'Mung bean liquid (MBL) medium was used for conidial production, while carrot agar (CA) medium was utilized to assess sexual reproduction(Wang et al., 2011). '(in L387-389).

      DON Production and Pathogenicity Assays:

      (15) Were DON levels normalised to mycelial biomass? The vegetative growth assays show that FgDML1 null mutants exhibit reduced growth on all tested media. If mutant and wild-type strains were incubated for the same period under the same conditions, it is reasonable to assume that the mutants accumulated significantly less biomass. Therefore, results related to DON production, as well as acetyl-CoA and ATP levels, must be normalised to biomass.

      Thank you very much for your question. We have taken into account the differences in mycelial biomass. Therefore, when measuring DON, acetyl-CoA, and ATP levels, all data were normalized to mycelial mass and calculated as amounts per unit of mycelium, thereby avoiding discrepancies arising from variations in biomass.

      Sensitivity Assays:

      (16) While the authors mention that gradient concentrations were used, the specific concentrations and ranges are not provided. Importantly, have the plates shown in Figure 5 been grown for different periods or lengths? Given the significantly reduced growth rate shown in Figure 6A, the mutants should not have grown to the same size as the WT (PH-1) as shown in Figures 5A and 5B unless the pictures have been taken on different days. This needs to be explained.

      Thank you very much for your question. Due to the slower growth of ΔFgDML1, we adopted different incubation periods and have supplemented the relevant content in the corresponding section. 'All strains were incubated at 25°C in darkness; however, due to ΔFgDML1 slower growth, the ΔFgDML1 mutant required a 5-day incubation period compared to the 3 days used for PH-1 and ΔFgDML1-C. '(in L490-493).

      (17) Additionally, was inhibition measured similarly for both stress agents and fungicides? This should be clarified.

      Thank you very much for your question. We have supplemented the specific concentration gradient of fungicides. 'The concentration gradients for each fungicide in the sensitivity assays were set up according to Supplementary Table S2. '(in L493-494)(in Table. S2).

      Complex III Enzyme Activity:

      (18) A more detailed description of how this assay was performed is needed.

      Thank you very much for your advice. We have provided further detailed descriptions of the corresponding sections. 'Briefly, 0.1 g of mycelia was homogenized with 1 mL of extraction buffer in an ice bath. The homogenate was centrifuged at 600 ×g for 10 min at 4°C. The resulting supernatant was then subjected to a second centrifugation at 11,000 ×g for 10 min at 4°C. The pellet was resuspended in 200 μL of extraction buffer and disrupted by ultrasonication (200 W, 5 s pulses with 10 s intervals, 15 cycles). Complex III enzyme activity was finally measured by adding the working solution as per the manufacturer's protocol. '(in L511-517)

      (19) Were protein concentrations standardised prior to the assay?

      Thank you very much for your question. Protein concentrations for all Western blot samples were quantified using a BCA assay kit to ensure equal loading.

      (20) Line 448: Are ΔFgDML1::Tri1+GFP and ΔFgDML1+GFP the same strain? ΔFgDML1::Tri1+GFP has not been previously described.

      Thank you very much for your question. These two strains are not the same strain, and we have supplemented their construction process in the corresponding section. 'For the construction of PH-1::FgTri1+GFP and ΔFgDML1::FgTri1+GFP, the ORF of FgTri1 was amplified and ligated into the XhoI-digested pYF11 vector as described above. The resulting vectors were then transformed into protoplasts of PH-1 or ΔFgDML1, respectively. '(in L423-426)

      (21) Lines 460 and 468: Please adopt a consistent nomenclature, either RT-qPCR or qRT-PCR.

      Thank you very much for your advice. We have unified it and modified the corresponding content in the corresponding sections. 'Reverse Transcription Quantitative Polymerase Chain Reaction (RT-qPCR) was carried out using the QuantStudio 6 Flex real-time PCR system (Thermo, Fisher Scientific, USA) to assess the relative expression of three subunits of Complex III (FgCytb, FgCytc1, FgISP), five assembly factors (FgQCR2, FgQCR6, FgQCR7, FgQCR8, FgQCR9), and DON biosynthesis-related genes (FgTri5 and FgTri6). '(in L526-531)

      (22) Lines 472-473: Why was FgCox1 used as a reference for FgCytb? Clarification is needed.

      Thank you very much for your question. FgCytb (cytochrome b) and FgCOX1 (cytochrome c oxidase subunit I) are both encoded by the mitochondrial genome and serve as core components of the oxidative phosphorylation system (Complex III and Complex IV, respectively). Their transcription is co-regulated by mitochondrial-specific mechanisms in response to cellular energy status. Consequently, under experimental conditions that perturb energy homeostasis, FgCOX1 expression exhibits relative, context-dependent stability with FgCytb, or at least co-varies directionally, making it a superior reference for normalizing target gene expression. In contrast, FgGapdh operates within a distinct genetic and regulatory system. Using FgCOX1 ensures that both reference and target genes reside within the same mitochondrial compartment and functional module, thereby preventing normalization artifacts arising from independent variation across disparate pathways.

      (23) Lines 476-477: This step requires a clearer and more detailed explanation.

      Thank you very much for your advice. We provided detailed descriptions of them in their respective positions. 'For FgDnm1-3×Flag, the 3×Flag tag was added to the C-terminus of FgDnm1 by PCR, fused with the hygromycin resistance gene and the FgDnm1 downstream arm, and then introduced into PH-1 protoplasts. '(in L417-419). 'The FgDnm1-3×Flag fragment was introduced into PH-1 and FgDML1+GFP protoplasts, respectively, to obtain single-tagged and double-tagged strains. '(in L541-543)

      Western blotting:

      (24) Uncropped Western blot images should be provided as supplementary material.

      Thank you very much for your advice. All Western blot images will be submitted to the supplementary material package.

      (25) Lines 485-489: A more thorough description of the antibodies used (including source, catalogue number, and dilution) is necessary.

      Thank you very much for your advice. The antibodies used are clearly stated in terms of brand, catalog number, and dilution. We have added the dilution ratio. 'All antibodies were diluted as follows: primary antibodies at 1:1000 and secondary antibodies at 1:10000. '(in L550-551)

      (26) The Western blot shown in Figure 3D appears problematic, particularly the anti-GAPDH band for FgDML1::FgTri1+GFP. Are both anti-GAPDH bands derived from the same gel?

      Thank you very much for your advice. We are unequivocally certain that these data derive from the same gel. Therefore, we are providing the original image for your inspection.

      Author response image 4.

    1. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):

      (1) I have to admit that it took a few hours of intense work to understand this paper and to even figure out where the authors were coming from. The problem setting, nomenclature, and simulation methods presented in this paper do not conform to the notation common in the field, are often contradictory, and are usually hard to understand. Most importantly, the problem that the paper is trying to solve seems to me to be quite specific to the particular memory study in question, and is very different from the normal setting of model-comparative RSA that I (and I think other readers) may be more familiar with.

      We have revised the paper for clarity at all levels: motivation, application, and parameterization. We clarify that there is a large unmet need for using RSA in a trial-wise manner, and that this approach indeed offers benefits to any team interested in decoding trial-wise representational information linked to a behavioral responses, and as such is not a problem specific to a single memory study.

      (2) The definition of "classical RSA" that the authors are using is very narrow. The group around Niko Kriegeskorte has developed RSA over the last 10 years, addressing many of the perceived limitations of the technique. For example, cross-validated distance measures (Walther et al. 2016; Nili et al. 2014; Diedrichsen et al. 2021) effectively deal with an uneven number of trials per condition and unequal amounts of measurement noise across trials. Different RDM comparators (Diedrichsen et al. 2021) and statistical methods for generalization across stimuli (Schütt et al. 2023) have been developed, addressing shortcomings in sensitivity. Finally, both a Bayesian variant of RSA (Pattern component modelling, (Diedrichsen, Yokoi, and Arbuckle 2018) and an encoding model (Naselaris et al. 2011) can effectively deal with continuous variables or features across time points or trials in a framework that is very related to RSA (Diedrichsen and Kriegeskorte 2017). The author may not consider these newer developments to be classical, but they are in common use and certainly provide the solution to the problems raised in this paper in the setting of model-comparative RSA in which there is more than one repetition per stimulus.

      We appreciate the summary of relevant literature and have included a revised Introduction to address this bounty of relevant work. While much is owed to these authors, new developments from a diverse array of researchers outside of a single group can aid in new research questions, and should always have a place in our research landscape. We owe much to the work of Kriegeskorte’s group, and in fact, Schutt et al., 2023 served as a very relevant touchpoint in the Discussion and helped to highlight specific needs not addressed by the assessment of the “representational geometry” of an entire presented stimulus set. Principal amongst these needs is the application of trial-wise representational information that can be related to trial-wise behavioral responses and thus used to address specific questions on brain-behavior relationships. We invite the Reviewer to consider the utility of this shift with the following revisions to the Introduction.

      Page 3. “Recently, methodological advancements have addressed many known limitations in cRSA. For example, cross-validated distance measures (e.g., Euclidean distance) have improved the reliability of representational dissimilarities in the presence of noise and trial imbalance (Walther et al., 2016; Nili et al., 2014; Diedrichsen et al., 2021). Bayesian approaches such as pattern component modeling (Diedrichsen, Yokoi, & Arbuckle, 2018) have extended representational approaches to accommodate continuous stimulus features or temporal variation. Further, model comparison RSA strategies (Diedrichsen et al., 2021) and generalization techniques across stimuli (Schütt et al., 2023) have improved sensitivity and inference. Nevertheless, a common feature shared across most of improvements is that they require stimuli repetition to examine the representational structure. This requirement limits their ability to probe brain-behavior questions at the level of individual events”.

      Page 8. “While several extensions of RSA have addressed key limitations in noise sensitivity, stimulus variance, and modeling (e.g., Diedrichsen et al., 2021; Schütt et al., 2023), our tRSA approach introduces a new methodological step by estimating representational strength at the trial level. This accounts for the multi-level variance structure in the data, affords generalizability beyond the fixed stimulus set, and allows one to test stimulus- or trial-level modulations of neural representations in a straightforward way”.

      Page 44. “Despite such prevalent appreciation for the neurocognitive relevance of stimulus properties, cRSA often does not account for the fact that the same stimulus (e.g., “basketball”) is seen by multiple subjects and produces statistically dependent data, an issue addressed by Schütt et al., 2023, who developed cross validation and bootstrap methods that explicitly model dependence across both subjects and stimulus conditions”.

      (3) The stated problem of the paper is to estimate "representational strength" in different regions or conditions. With this, the authors define the correlation of the brain RDM with a model RDM. This metric conflates a number of factors, namely the variances of the stimulus-specific patterns, the variance of the noise, the true differences between different dissimilarities, and the match between the assumed model and the data-generating model. It took me a long time to figure out that the authors are trying to solve a quite different problem in a quite different setting from the model-comparative approach to RSA that I would consider "classical" (Diedrichsen et al. 2021; Diedrichsen and Kriegeskorte 2017). In this approach, one is trying to test whether local activity patterns are better explained by representation model A or model B, and to estimate the degree to which the representation can be fully explained. In this framework, it is common practice to measure each stimulus at least 2 times, to be able to estimate the variance of noise patterns and the variance of signal patterns directly. Using this setting, I would define 'representational strength" very differently from the authors. Assume (using LaTeX notation) that the activity patterns $y_j,n$ for stimulus j, measurement n, are composed of a true stimulus-related pattern ($u_j$) and a trial-specific noise pattern ($e_j,n$). As a measure of the strength of representation (or pattern), I would use an unbiased estimate of the variance of the true stimulus-specific patterns across voxels and stimuli ($\sigma^2_{u}$). This estimator can be obtained by correlating patterns of the same stimuli across repeated measures, or equivalently, by averaging the cross-validated Euclidean distances (or with spatial prewhitening, Mahalanobis distances) across all stimulus pairs. In contrast, the current paper addresses a specific problem in a quite specific experimental design in which there is only one repetition per stimulus. This means that the authors have no direct way of distinguishing true stimulus patterns from noise processes. The trick that the authors apply here is to assume that the brain data comes from the assumed model RDM (a somewhat sketchy assumption IMO) and that everything that reduces this correlation must be measurement noise. I can now see why tRSA does make some sense for this particular question in this memory study. However, in the more common model-comparative RSA setting, having only one repetition per stimulus in the experiment would be quite a fatal design flaw. Thus, the paper would do better if the authors could spell the specific problem addressed by their method right in the beginning, rather than trying to set up tRSA as a general alternative to "classical RSA".

      At a general level, our approach rests on the premise that there is meaningful information present in a single presentation of a given stimulus. This assumption may have less utility when the research goals are more focused on estimating the fidelity of signal patterns for RSA, as in designs with multiple repetitions. But it is an exaggeration to state that such a trial-wise approach cannot address the difference between “true” stimulus patterns and noise. This trial-wise approach has explicit utility in relating trial-wise brain information to trial-wise behavior, across multiple cognitions (not only memory studies, as applied here). We have added substantial text to the Introduction distinguishing cRSA, which is widely employed, often in cases with a single repetition per stimulus, and model comparative methods that employ multiple repetitions. We clarify that we do not consider tRSA an alternative to the model comparative approach, and discuss that operational definitions of representational strength are constrained by the study design.

      Page 3. “In this paper, we present an advancement termed trial-level RSA, or tRSA, which addresses these limitations in cRSA (not model comparison approaches) and may be utilized in paradigms with or without repeated stimuli”.

      Page 4. “Representational geometry usually refers to the structure of similarities among repeated presentations of the same stimulus in the neural data (as captured in the brain RSM) and is often estimated utilizing a model comparison approach, whereas representational strength is a derived measure that quantifies how strongly this geometry aligns with a hypothesized model RSM. In other words, geometry characterizes the pattern space itself, while representational strength reflects the degree of correspondence between that space and the theoretical model under test”.

      Finally, we clarified that in our simulation methods we assume a true underlying activity pattern and a random error pattern. The model RSM is computed based on the true pattern, whereas the brain RSM comes from the noisy pattern, not the model RSM itself.

      Page 9. “Then, we generated two sets of noise patterns, which were controlled by parameters σ<sub>A</sub> and σ<sub>B</sub> , respectively, one for each condition”.

      (4) The notation in the paper is often conflicting and should be clarified. The actual true and measured activity patterns should receive a unique notation that is distinct from the variances of these patterns across voxels. I assume that $\sigma_ijk$ is the noise variances (not standard deviation)? Normally, variances are denoted with $\sigma^2$. Also, if these are variances, they cannot come from a normal distribution as indicated on page 10. Finally, multi-level models are usually defined at the level of means (i.e., patterns) rather than at the level of variances (as they seem to be done here).

      We have added notations for true and measured activity patterns to differentiate it from our notation for variance. We agree that multilevel models are usually defined at the level of means rather than at the level of variances and we include a Figure (Fig 1D) that describes the model in terms of the means. We clarify that the σ ($\sigma$) used in the manuscript were not variances/standard deviations themselves; rather, they were meant to denote components of the actual (multilevel) variance parameter. Each component was sampled from normal distributions, and they collectively summed up to comprise the final variance parameter for each trial. We have modified our notation for each component to the lowercase letter s to minimize confusion. We have also made our R code publicly available on our lab github, which should provide more clarity on the exact simulation process.

      (5) In the first set of simulations, the authors sampled both model and brain RSM by drawing each cell (similarity) of the matrix from an independent bivariate normal distribution. As the authors note themselves, this way of producing RSMs violates the constraint that correlation matrices need to be positive semi-definite. Likely more seriously, it also ignores the fact that the different elements of the upper triangular part of a correlation matrix are not independent from each other (Diedrichsen et al. 2021). Therefore, it is not clear that this simulation is close enough to reality to provide any valuable insight and should be removed from the paper, along with the extensive discussion about why this simulation setting is plainly wrong (page 21). This would shorten and clarify the paper.

      We have added justification of the mixed-effects model given the potential assumption violations. We caution readers to investigate the robustness of their models, and to employ permutation testing that does not make independence assumptions. We have also added checks of the model residuals and an example of permutation testing in the Appendix. Finally, we agree that the first simulation setting does not possess several properties of realistic RDMs/RSMs; however, we believe that there is utility in understanding the mathematical properties of correlations – an essential component of RSA – in a straightforward simulation where the ground truth is known, thus moving the simulation to Appendix 1.

      (6) If I understand the second simulation setting correctly, the true pattern for each stimulus was generated as an NxP matrix of i.i.d. standard normal variables. Thus, there is no condition-specific pattern at all, only condition-specific noise/signal variances. It is not clear how the tRSA would be biased if there were a condition-specific pattern (which, in reality, there usually is). Because of the i.i.d. assumption of the true signal, the correlations between all stimulus pairs within conditions are close to zero (and only differ from it by the fact that you are using a finite number of voxels). If you added a condition-specific pattern, the across-condition RSA would lead to much higher "representational strength" estimates than a within-condition RSA, with obvious problems and biases.

      The Reviewer is correct that the voxel values in the true pattern are drawn from i.i.d. standard normal distributions. We take the Reviewer’s suggestion of “condition-specific pattern” to mean that there could be a condition-voxel interaction in two non-mutually exclusive ways. The first is additive, essentially some common underlying multi-voxel pattern like [6, 34, -52, …, 8] for all condition A trials, and different one such pattern for condition B trials, etc. The second is multiplicative, essentially a vector of scaling factors [x1.5, x0.5, x0.8, …, x2.7] for all condition A trials, and a different one such vector for condition B trials, etc. Both possibilities could indeed affect tRSA as much as it would cRSA.

      Importantly, If such a strong condition-specific pattern is expected, one can build a condition-specific model RDM using one-shot coding of conditions (see example figure; src: https://www.newbi4fmri.com/tutorial-9-mvpa-rsa), to either capture this interesting phenomenon or to remove this out as a confounding factor. This practice has been applied in multiple regression cRSA approaches (e.g., Cichy et al., 2013) and can also be applied to tRSA.

      (7) The trial-level brain RDM to model Spearman correlations was analyzed using a mixed effects model. However, given the symmetry of the RDM, the correlations coming from different rows of the matrix are not independent, which is an assumption of the mixed effect model. This does not seem to induce an increase in Type I errors in the conditions studied, but there is no clear justification for this procedure, which needs to be justified.

      We appreciate this important warning, and now caution readers to investigate the robustness of their models, and consider employing permutation testing that does not make independence assumptions. We have also added checks of the model residuals and an example of permutation testing in the supplement.

      Page 46. “While linear mixed-effects modeling offers a powerful framework for analyzing representational similarity data, it is critical that researchers carefully construct and validate their models. The multilevel structure of RSA data introduces potential dependencies across subjects, stimuli, and trials, which can violate assumptions of independence if not properly modeled. In the present study, we used a model that included random intercepts for both subjects and stimuli, which accounts for variance at these levels and improves the generalizability of fixed-effect estimates. Still, there is a potential for systematic dependence across trials within a subject. To ensure that the model assumptions were satisfied, we conducted a series of diagnostic checks on an exemplar ROI (right LOC; middle occipital gyrus) in the Object Perception dataset, including visual inspection of residual distributions and autocorrelation (Appendix 3, Figure 13). These diagnostics supported the assumptions of normality, homoscedasticity, and conditional independence of residuals. In addition, we conducted permutation-based inference, similar to prior improvements to cRSA (Niliet al. 2014), using a nested model comparison to test whether the mean similarity in this ROI was significantly greater than zero. The observed likelihood ratio test statistic fell in the extreme tail of the null distribution (Appendix 3, Figure 14), providing strong nonparametric evidence for the reliability of the observed effect. We emphasize that this type of model checking and permutation testing is not merely confirmatory but can help validate key assumptions in RSA modeling, especially when applying mixed-effects models to neural similarity data. Researchers are encouraged to adopt similar procedures to ensure the robustness and interpretability of their findings”.

      Exemplar Permutation Testing

      To test whether the mean representational strength in the ROI right LOC (middle occipital gyrus) was significantly greater than zero, we used a permutation-based likelihood ratio test implemented via the permlmer function. This test compares two nested linear mixed-effects models fit using the lmer function from the lme4 package, both including random intercepts for Participant and Stimulus ID to account for between-subject and between-item variability.

      The null model excluded a fixed intercept term, effectively constraining the mean similarity to zero after accounting for random effects:

      ROI ~ 0 + (1 | Participant) + (1 | Stimulus)

      The full model included the same random effects structure but allowed the intercept to be freely estimated:

      ROI ~ 1 + (1 | Participant) + (1 | Stimulus)

      By comparing the fit of these two models, we directly tested whether the average similarity in this ROI was significantly different from zero. Permutation testing (1,000 permutations) was used to generate a nonparametric p-value, providing inference without relying on normality assumptions. The full model, which estimated a nonzero mean similarity in the right LOC (middle occipital gyrus), showed a significantly better fit to the data than the null model that fixed the mean at zero (χ²(1) = 17.60, p = 2.72 × 10⁻⁵). The permutation-based p-value obtained from permlmer confirmed this effect as statistically significant (p = 0.0099), indicating that the mean similarity in this ROI was reliably greater than zero. These results support the conclusion that the right LOC contains representational structure consistent with the HMAXc2 RSM. A density plot of the permuted likelihood ratio tests is plotted along with the observed likelihood ratio test in Appendix 3 Figure 14.

      (8) For the empirical data, it is not clear to me to what degree the "representational strength" of cRSA and tRSA is actually comparable. In cRSA, the Spearman correlation assesses whether the distances in the data RSM are ranked in the same order as in the model. For tRSA, the comparison is made for every row of the RSM, which introduces a larger degree of flexibility (possibly explaining the higher correlations in the first simulation). Thus, could the gains presented in Figure 7D not simply arise from the fact that you are testing different questions? A clearer theoretical analysis of the difference between the average row-wise Spearman correlation and the matrix-wise Spearman correlation is urgently needed. The behavior will likely vary with the structure of the true model RDM/RSM.

      We agree that the comparability between mean row-wise Spearman correlations and the matrix-wise Spearman correlation is needed. We believe that the simulations are the best approach for this comparison, since they are much more robust than the empirical dataset and have the advantage of knowing the true pattern/noise levels. We expand on our comparison of mean tRSA values and matrix-wise Spearman correlations on page 42.

      Page 42. “Although tRSA and cRSA both aim to quantify representational strength, they differ in how they operationalize this concept. cRSA summarizes the correspondence between RSMs as a single measure, such as the matrix-wise Spearman correlation. In contrast, tRSA computes such correspondence for each trial, enabling estimates at the level of individual observations. This flexibility allows trial-level variability to be modeled directly, but also introduces subtle differences in what is being measured. Nonetheless, our simulations showed that, although numerical differences occasionally emerged—particularly when comparing between-condition tRSA estimates to within-condition cRSA estimates—the magnitude of divergence was small and did not affect the outcome of downstream statistical tests”.

      (9) For the real data, there are a number of additional sources of bias that need to be considered for the analysis. What if there are not only condition-specific differences in noise variance, but also a condition-specific pattern? Given that the stimuli were measured in 3 different imaging runs, you cannot assume that all measurement noise is i.i.d. - stimuli from the same run will likely have a higher correlation with each other.

      We recognize the potential of condition-specific patterns and chose to constrain the analyses to those most comparable with cRSA. However, depending on their hypotheses, researchers may consider testing condition RSMs and utilizing a model comparison approach or employ the z-scored approach, as employed in the simulations above. Regarding the potential run confounds, this is always the case in RSA and why we exclude within-run comparisons. We have also added to the Discussion the suggestion to include run as a covariate in their mixed-effects models. However, we do not employ this covariate here as we preferred the most parsimonious model to compare with cRSA.

      Page 46 - 47. “Further, while analyses here were largely employed to be comparable with cRSA, researchers should consider taking advantage of the flexibility of the mixed-effects models and include co variates of non-interest (run, trial order etc.)”.

      (10) The discussion should be rewritten in light of the fact that the setting considered here is very different from the model-comparative RSA in which one usually has multiple measurements per stimulus per subject. In this setting, existing approaches such as RSA or PCM do indeed allow for the full modelling of differences in the "representational strength" - i.e., pattern variance across subjects, conditions, and stimuli.

      We agree that studies advancing designs with multiple repetitions of a given stimulus image are useful in estimating the reliability of concept representations. We would argue however that model comparison in RSA is not restricted to such data. Many extant studies do not in fact have multiple repetitions per stimulus per subject (Wang et al., 2018 https://doi.org/10.1088/1741-2552/abecc3, Gao et al, 2022 https://doi.org/10.1093/cercor/bhac058, Li et al, 2022 https://doi.org/10.1002/hbm.26195, Staples & Graves, 2020 https://doi.org/10.1162/nol_a_00018) that allow for that type of model-comparative approach. While beneficial in terms of noise estimation, having multiple presentations was not a requirement for implementing cRSA (Kriegeskorte, 2008 https://doi.org/10.3389/neuro.06.004.2008). The aim of this manuscript is to introduce the tRSA approach to the broad community of researchers whose research questions and datasets could vary vastly, including but not limited to the number of repeated presentations and the balance of trial counts across conditions.

      (11) Cross-validated distances provide a powerful tool to control for differences in measurement noise variances and possible covariances in measurement noise across trials, which has many distinct advantages and is conceptually very different from the approach taken here.

      We have added language on the value of cross-validation approaches to RSA in the Discussion:

      Page 47. “Additionally, we note that while our proposed tRSA framework provides a flexible and statistically principled approach for modeling trial-level representational strength, we acknowledge that there are alternative methods for addressing trial-level variability in RSA. In particular, the use of cross-validated distance metrics (e.g., crossnobis distance) has become increasingly popular for controlling differences in measurement noise variance and accounting for possible covariance structures across trials (Walther et al., 2016). These metrics offer several advantages, including unbiased estimation of representational dissimilarities under Gaussian noise assumptions and improved generalization to unseen data. However, cross-validated distances are conceptually distinct from the approach taken here: whereas cross-validation aims to correct for noise-related biases in representational dissimilarity matrices, our trial-level RSA method focuses on estimating and modeling the variability in representation strength across individual trials using mixed-effects modeling. Rather than proposing a replacement for cross-validated RSA, tRSA adds a complementary tool to the methodological toolkit—one that supports hypothesis-driven inference about condition effects and trial-level covariates, while leveraging the full structure of the data”.

      (12) One of the main limitations of tRSA is the assumption that the model RDM is actually the true brain RDM, which may not be the case. Thus, in theory, there could be a different model RDM, in which representational strength measures would be very different. These differences should be explained more fully, hopefully leading to a more accessible paper.

      Indeed, the chosen model RSM may not be the true RSM, but as the noise level increases the correlation between RSMs practically becomes zero. In our simulations we assume this to be true as a straightforward way to manipulate the correspondence between the brain data and the model. However, just like cRSA, tRSA is constrained by the model selections the researchers employ. We encourage researchers to have carefully considered theoretically-motivated models and, if their research questions require, consider multiple and potentially competing models. Furthermore, the trial-wise estimates produced by tRSA encourage testing competing models within the multiple regression framework. We have added this language to the Discussion.

      Page 46. ..”choose their model RSMs carefully. In our simulations, we designed our model RSM to be the “true” RSM for demonstration purposes. However, researchers should consider if their models and model alternatives”.

      Pages 45-46. “While a number of studies have addressed the validity of measuring representational geometry using designs with multiple repetitions, a conceptual benefit of the tRSA approach is the reliance on a regression framework that engenders the testing of competing conceptual models of stimulus representation (e.g., taxonomic vs. encyclopedic semantic features, as in Davis et al., 2021)”.

      Reviewer #2 (Public review):

      (1)  While I generally welcome the contribution, I take some issue with the accusatory tone of the manuscript in the Introduction. The text there (using words such as 'ignored variances', 'errouneous inferences', 'one must', 'not well-suited', 'misleading') appears aimed at turning cRSA in a 'straw man' with many limitations that other researchers have not recognized but that the new proposed method supposedly resolves. This can be written in a more nuanced, constructive manner without accusing the numerous users of this popular method of ignorance.

      We apologize for the unintended accusatory tone. We have clarified the many robust approaches to RSA and have made our Introduction and Discussion more nuanced throughout (see also 3, 11 and16).

      (2) The described limitations are also not entirely correct, in my view: for example, statistical inference in cRSA is not always done using classic parametric statistics such as t-tests (cf Figure 1): the rsatoolbox paper by Nili et al. (2014) outlines non-parametric alternatives based on permutation tests, bootstrapping and sign tests, which are commonly used in the field. Nor has RSA ever been conducted at the row/column level (here referred to by the authors as 'trial level'; cf King et al., 2018).

      We agree there are numerous methods that go beyond cRSA addressing these limitations and have added discussion of them into our manuscript as well as an example analysis implementing permutation tests on tRSA data (see response to 7). We thank the reviewer for bringing King et al., 2014 and their temporal generalization method to our attention, we added reference to acknowledge their decoding-based temporal generalization approach.

      Page 8. “It is also important to note that some prior work has examined similarly fine-grained representations in time-resolved neuroimaging data, such as the temporal generalization method introduced by King et al. (see King & Dehaene, 2014). Their approach trains classifiers at each time point and tests them across all others, resulting in a temporal generalization matrix that reflects decoding accuracy over time. While such matrices share some structural similarity with RSMs, they do not involve correlating trial-level pattern vectors with model RSMs nor do their second-level models include trial-wise, subject-wise, and item-wise variability simultaneously”.

      (3) One of the advantages of cRSA is its simplicity. Adding linear mixed effects modeling to RSA introduces a host of additional 'analysis parameters' pertaining to the choice of the model setup (random effects, fixed effects, interactions, what error terms to use) - how should future users of tRSA navigate this?

      We appreciate the opportunity to offer more specific proscriptions for those employing a tRSA technique, and have added them to the Discussion:

      Page 46. “While linear mixed-effects modeling offers a powerful framework for analyzing representational similarity data, it is critical that researchers carefully construct and validate their models and choose their model RSMs carefully. In our simulations, we designed our model RSM to be the “true” RSM for demonstration purposes. However, researchers should consider if their models and model alternatives. However, researchers should always consider if their models match the goals of their analysis, including 1) constructing the random effects structure that will converge in their dataset and 2) testing their model fits against alternative structures (Meteyard & Davies, 2020; Park et al., 2020) and 3) considering which effects should be considered random or fixed depending on their research question”.

      (4) Here, only a single real fMRI dataset is used with a quite complicated experimental design for the memory part; it's not clear if there is any benefit of using tRSA on a simpler real dataset. What's the benefit of tRSA in classic RSA datasets (e.g., Kriegeskorte et al., 2008), with fixed stimulus conditions and no behavior?

      To clarify, our empirical approach uses two different tasks: an Object Perception task more akin to the classic RSA datasets employing passive viewing, and a Conceptual Retrieval task that more directly addresses the benefits of the trialwise approach. We felt that our Object Perception dataset is a simpler empirical fMRI dataset without explicit task conditions or a dichotomous behavioral outcome, whereas the Retrieval dataset is more involved (though old/new recognition is the most common form of memory retrieval testing) and  dependent on behavioral outcomes. However, we recognize the utility of replication from other research groups and do invite researchers to utilize tRSA on their datasets.

      (5) The cells of an RDM/RSM reflect pairwise comparisons between response patterns (typically a brain but can be any system; cf Sucholutsky et al., 2023). Because the response patterns are repeatedly compared, the cells of this matrix are not independent of one another. Does this raise issues with the validity of the linear mixed effects model? Does it assume the observations are linearly independent?

      We recognize the potential danger for not meeting model assumptions. Though our simulation results and model checks suggest this is not a fatal flaw in the model design, we caution readers to investigate the robustness of their models, and consider employing permutation testing that does not make independence assumptions. We have also added checks of the model residuals and an example of permutation testing in the Appendix. See response to R1.

      (6) The manuscript assumes the reader is familiar with technical statistical terms such as Type I/II error, sensitivity, specificity, homoscedasticity assumptions, as well as linear mixed models (fixed effects, random effects, etc). I am concerned that this jargon makes the paper difficult to understand for a broad readership or even researchers currently using cRSA that might be interested in trying tRSA.

      We agree this jargon may cause the paper to be difficult to understand. We have expanded/added definitions to these terms throughout the methods and results sections.

      Page 12. “Given data generated with 𝑠<sub>𝑐𝑜𝑛𝑑,𝐴</sub> = 𝑠<sub>𝑐𝑜𝑛𝑑,B</sub>, the correct inference should be a failure to reject the null hypothesis of ; any significant () result in either direction was considered a false positive (spurious effect, or Type I error). Given data generated with , the inference was considered correct if it rejected the null hypothesis of  and yielded the expected sign of the estimated contrast (b<sub>B-𝐴</sub><0). A significant result with the reverse sign of the estimated contrast (b<sub>B-𝐴</sub><0) was considered a Type I error, and a nonsignificant (𝑝 ≥ 0.05) result was considered a false negative (failure to detect a true effect, or Type II error)”.

      Page 2. “Compared to cRSA, the multi-level framework of tRSA was both more theoretically appropriate and significantly sensitive (better able to detect) to true effects”.

      Page 25.”The performance of cRSA and tRSA were quantified with their specificity (better avoids false positives, 1 - Type I error rate) and sensitivity (better avoids false negatives 1 - Type II error rate)”.

      Page 6. “One of the fundamental assumptions of general linear models (step 4 of cRSA; see Figure 1D) is homoscedasticity or homogeneity of variance — that is, all residuals should have equal variance” .

      Page11. “Specifically, a linear mixed-effects model with a fixed effect  of condition (which estimates the average effect across the entire sample, capturing the overall effect of interest) and random effects of both subjects and stimuli (which model variation in responses due to differences between individual subjects and items, allowing generalization beyond the sample) were fitted to tRSA estimates via the `lme4 1.1-35.3` package in R (Bates et al., 2015), and p-values were estimated using Satterthwaites’s method via the `lmerTest 3.1-3` package (Kuznetsova et al., 2017)”.

      (7) I could not find any statement on data availability or code availability. Given that the manuscript reuses prior data and proposes a new method, making data and code/tutorials openly available would greatly enhance the potential impact and utility for the community.

      We thank the reviewer for raising our oversight here. We have added our code and data availability statements.

      Page 9. “Data is available upon request to the corresponding author and our simulations and example tRSA code is available at https://github.com/electricdinolab”.

      Reviewer #1 (Recommendations for the authors):

      (13) Page 4: The limitations of cRSA seem to be based on the assumption that within each different experimental condition, there are different stimuli, which get combined into the condition. The framework of RSA, however, does not dictate whether you calculate a condition x condition RDM or a larger and more complete stimulus x stimulus RDM. Indeed, in practice we often do the latter? Or are you assuming that each stimulus is only shown once overall? It would be useful at this point to spell out these implicit assumptions.

      We agree that stimulus x stimulus RDMs can be constructed and are often used. However, as we mentioned in the Introduction, researchers are often interested in the difference between two (or more) conditions, such as “remembered” vs. “forgotten” (Davis et al., https://doi.org/10.1093/cercor/bhaa269) or “high cognitive load” vs. “low cognitive load” (Beynel et al., https://doi.org/10.1523/JNEUROSCI.0531-20.2020). In those cases, the most common practice with cRSA is to construct condition-specific RDMs, compute cRSA scores separately for each condition, and then compare the scores at the group level. The number of times each stimulus gets presented does not prevent one from creating a model RDM that has the same rows and columns as the brain RDM, either in the same condition (“high load”) or across different conditions.

      (14) Page 5: The difference between condition-level and stimulus-level is not clear. Indeed, this definition seems to be a function of the exact experimental design and is certainly up for interpretation. For example, if I conduct a study looking at the activity patterns for 4 different hand actions, each repeated multiple times, are these actions considered stimuli or conditions?

      We have added clarifying language about what is considered stimuli vs conditions. Indeed, this will depend on the specific research questions being employed and will affect how researchers construct their models. In this specific example, one would most likely consider each different hand action a condition, treating them as fixed effects rather than random effects, given their very limited number and the lack of need to generalize findings to the broader “hand actions” category.

      Page 5. “Critically, the distinction between condition-level and stimulus level is not always clear as researchers may manipulate stimulus-level features themselves. In these cases, what researchers ultimately consider condition-level and stimulus-level will depend on their specific research questions. For example, researchers intending to study generalized object representation may consider object category a stimulus-level feature, while researchers interested in if/how object representation varies by category may consider the same category variable condition-level”.

      (15) Page 5: The fact that different numbers of trials / different levels of measurement noise / noise-covariance of different conditions biases non-cross-validated distances is well known and repeatedly expressed in the literature. We have shown that cross-validation of distances effectively removes such biases - of course, it does not remove the increased estimation variability of these distances (for a formal analysis of estimation noise on condition patterns and variance of the cross-nobis estimator, see (Diedrichsen et al. 2021)).

      We thank the reviewer for drawing our attention to this literature and have added discussions of these methods.

      (16). Page 5: "Most studies present subjects with a fixed set of stimuli, which are supposedly samples representative of some broader category". This may be the case for a certain type of RSA experiments in the visual domain, but it would be unfair to say that this is a feature of RSA studies in general. In most studies I have been involved in, we use a "stimulus" x "stimulus" RDM.

      We have edited this sentence to avoid the “most” characterization. We also added substantial text to the introduction and discussion distinguishing cRSA, which is nonetheless widely employed, especially in cases with a single repetition per stimulus (Macklin et al., 2023, Liu et al, 2024) and the model comparative method and explicitly stating that we do not consider tRSA an alternative to the model comparative approach.

      (17). Page 5: I agree that "stimuli" should ideally be considered a random effect if "stimuli" can be thought of as sampled from a larger population and one wants to make inferences about that larger population. Sometimes stimuli/conditions are more appropriately considered a fixed effect (for example, when studying the response to stimulation of the 5 fingers of the right hand). Techniques to consider stimuli/conditions as a random effect have been published by the group of Niko Kriegeskorte (Schütt et al. 2023).

      Indeed, in some cases what may be thought of as “stimuli” would be more appropriately entered into the model as a fixed effect; such questions are increasingly relevant given the focus on item-wise stimulus properties (Bainbridge et al., Westfall & Yarkoni). We have added text on this issue to the Discussion and caution researchers to employ models that most directly answer their research questions.

      Page 46. “However, researchers should always consider if their models match the goals of their analysis, including 1) constructing the random effects structure that will converge in their dataset and 2) testing their model fits against alternative structures (Meteyard & Davies, 2020; Park et al., 2020) and 3) considering which effects should be considered random or fixed depending on their research question. An effect is fixed when the levels represent the specific conditions of theoretical interest (e.g., task condition) and the goal is to estimate and interpret those differences directly. In contrast, an effect is random when the levels are sampled from a broader population (e.g., subjects) and the goal is to account for their variability while generalizing beyond the sample tested. Note that the same variable (e.g., stimuli) may be considered fixed or random depending on the research questions”.

      (18) Page 6: It is correct that the "classical" RSA depends on a categorical assignment of different trials to different stimuli/conditions, such that a stimulus x stimulus RDM can be computed. However, both Pattern Component Modelling (PCM) and Encoding models are ideally set up to deal with variables that vary continuously on a trial-by-trial or moment-by-moment basis. tRSA should be compared to these approaches, or - as it should be clarified - that the problem setting is actually quite a different one.

      We agree that PCM and encoding models offer a flexible approach and handle continuous trial-by-trial variables. We have clarified the problem setting in cRSA is distinct on page 6, and we have added the robustness of encoding models and their limitations to the Discussion.

      Page 6. “While other approaches such as Pattern Component Modeling (PCM) (Diedrichsen et al., 2018) and encoding models (Naselaris et al., 2011) are well-suited to analyzing variables that vary continuously on a trial-by-trial or moment-by-moment basis, these frameworks address different inferential goals. Specifically, PCM and encoding models focus on estimating variance components or predicting activation from features, while cRSA is designed to evaluate representational geometry. Thus, cRSA as well as our proposed approach address a problem setting distinct from PCM and encoding models”.

      (19) Page 8: "Then, we generated two noise patterns, which were controlled by parameters 𝜎 𝐴 and 𝜎𝐵, respectively, one for each condition." This makes little sense to me. The noise patterns should be unique to each trial - you should generate n_a + n_b noise patterns, no?

      We clarify that the “noise patterns” here are n_voxel x n_trial in size; in other words, all trial-level noise patterns are generated together and each trial has their own unique noise pattern. We have revised our description as “two sets of noise patterns” for clarity starting on page 9.

      (20) Page 9: First, I assume if this is supposed to be a hierarchical level model, the "noise parameters" here correspond to variances? Or do these \sigma values mean to signify standard deviations? The latter would make little sense. Or is it the noise pattern itself?

      As clarified in 4., the σ values are meant to denote hierarchical components of the composite standard deviation; we have updated our notation to use lower case letter s instead for clarity.

      (21) Page 10: your formula states "𝜎<sub>𝑠𝑢𝑏𝑗</sub>~ 𝙽(0, 0.5^2)". This conflicts with your previous mention that \sigmas are noise "levels" are they the noise patterns themselves now? Variances cannot be normally distributed, as they cannot be negative.

      As clarified in 4., the σ values are meant to denote hierarchical components of the composite standard deviation; we have updated our notation to use lower case letter s instead for clarity.

      (22) Page 13: What was the task of the subject in the Memory retrieval task? Old/new judgements relative to encoding of object perception?

      We apologize for the lack of clarity about the Memory Retrieval task and have added that information and clarified that the old/new judgements were relative to a separate encoding phase, the brain data for which has been reported elsewhere.

      Page 14. “Memory Retrieval took place one day after Memory Encoding and involved testing participants’ memory of the objects seen in the Encoding phase. Neural data during the Encoding phase has been reported elsewhere. In the main Memory Retrieval task, participants were presented with 144 labels of real-world objects, of which 114 were labels for previously seen objects and 30 were unrelated novel distractors. Participants performed old/new judgements, as well as their confidence in those judgements on a four-point scale (1 = Definitely New, 2 = Probably New, 3 = Probably Old, 4 = Definitely Old)”.

      (23) Page 13: If "Memory Retrieval consisted of three scanning runs", then some of the stimulus x stimulus correlations for the RSM must have been calculated within a run and some between runs, correct? Given that all within-run estimates share a common baseline, they share some dependence. Was there a systematic difference between the within-run and the between-run correlations?

      We have clarified in this portion of the methods that within run comparisons were excluded from our analyses. We also double-checked that the within-run exclusion was included in the description of the Neural RSMs.

      Page 14. “Retrieval consisted of three scanning runs, each with 38 trials, lasting approximately 9 minutes and 12 seconds (within-run comparisons were later excluded from RSA analyses)”.

      Page 18. “This was done by vectorizing the voxel-level activation values within each region and calculating their correlations using Pearson’s r, excluding all within-run comparisons.”

      (24) Page 20: It is not clear why the mean estimate of "representational strength" (i.e., model-brain RSM correlations) is important at all. This comes back to Major point #2, namely that you are trying to solve a very different problem from model-comparative RSA.

      We have clarified that our approach is not an alternative to model-comparative RSA, and that depending on the task constraints researchers may choose to compare models with tRSA or other approaches requiring stimulus repetition (see 3).

      (25) Page 21: I believe the problems of simulating correlation matrices directly in the way that the authors in their first simulation did should be well known and should be moved to an appendix at best. Better yet, the authors could start with the correct simulation right away.

      We agree the paper is more concise with these simulations being moved to the appendix and more briefly discussed. We have implemented these changes (Appendix 1). However, we are not certain that this problem is unknown, and have several anecdotes of researchers inquiring about this “alternative” approach in talks with colleagues, thus we do still discuss the issues with this method.

      (26) Page 26: Is the "underlying continuous noise variable 𝜎𝑡𝑟𝑖𝑎𝑙 that was measured by 𝑣𝑚𝑒𝑎𝑠𝑢𝑟𝑒𝑑 " the variance of the noise pattern or the noise pattern itself? What does it mean it was "measured" - how?

      𝜎𝑡𝑟𝑖𝑎𝑙 is a vector of standard deviations for different trials, and 𝜎𝑡𝑟𝑖𝑎𝑙 i would be used to generate the noise patterns for trial i. v_measured is a hypothetical measurement of trial-level variability, such as “memorability” or “heartbeat variability”. We have revised our description to clarify our methods.

      Reviewer #2 (Recommendations for the authors):

      (8) It would be helpful to provide more clarity earlier on in the manuscript on what is a 'trial': in my experience, a row or column of the RDM is usually referred to as 'stimulus condition', which is typically estimated on multiple trials (instances or repeats) of that stimulus condition (or exemplars from that stimulus class) being presented to the subject. Here, a 'trial' is both one measurement (i.e., single, individual presentation of a stimulus) and also an entry in the RDM, but is this the most typical scenario for cRSA? There is a section in the Discussion that discusses repetitions, but I would welcome more clarity on this from the get-go.

      We have added discussion of stimulus repetition methods and datasets to the Introduction and clarified our use of the terms.

      Page 8. “Critically, in single-presentation designs, a “trial” refers to one stimulus presentation, and corresponds to a row or column in the RSM. In studies with repeated stimuli, these rows are often called “conditions” and may reflect aggregated patterns across trials. tRSA is compatible with both cases: whether rows represent individual trials or averaged trials that create “conditions”, tRSA estimates are computed at the row level”.

      (9) The quality of the results figures can be improved. For example, axes labels are hard to read in Figure 3A/B, panels 3C/D are hard to read in general. In Figure 7E, it's not possible to identify the 'dark red' brain regions in addition to the light red ones.

      We thank the reviewer for raising these and have edited the figures to be more readable in the manner suggested.

      (10) I would be interested to see a comparison between tRSA and cRSA in other fMRI (or other modality) datasets that have been extensively reported in the literature. These could be the original Kriegeskorte 96 stimulus monkey/fMRI datasets, commonly used open datasets in visual perception (e.g., THINGS, NSD), or the above-mentioned King et al. dataset, which has been analyzed in various papers.

      We recognize the great utility of replication from other research groups and do invite researchers to utilize tRSA on their datasets.

      (11) On P39, the authors suggest 'researchers can confidently replace their existing cRSA analysis with tRSA': Please discuss/comment on how researchers should navigate the choice of modeling parameters in tRSA's linear mixed effects setting.

      We have added discussion of the mixed-effects parameters and the various and encourage researchers to follow best practices for their model selection.

      Page 46. “However, researchers should always consider if their models match the goals of their analysis, including 1) constructing the random effects structure that will converge in their dataset and 2) testing their model fits against alternative structures (Meteyard & Davies, 2020; Park et al., 2020) and 3) considering which effects should be considered random or fixed depending on their research question”.

      (12) The final part of the Results section, demonstrating the tRSA results for the continuous memorability factor in the real fMRI data, could benefit from some substantiation/elaboration. It wasn't clear to me, for example, to what extent the observed significant association between representational strength and item memorability in this dataset is to be 'believed'; the Discussion section (p38). Was there any evidence in the original paper for this association? Or do we just assume this is likely true in the brain, based on prior literature by e.g. Bainbridge et al (who probably did not use tRSA but rather classic methods)?

      Indeed, memorability effects have been replicated in the literature, but not using the tRSA method. We have expanded our discussion to clarify the relationship of our findings and the relevant literature and methods it has employed.

      Page 38. “Critically, memorability is a robust stimulus property that is consistent across participants and paradigms (Bainbridge, 2022). Moreover, object memorability effects have been replicated using a variety of methods aside from tRSA, including univariate analyses and representational analyses of neural activity patterns where trial-level neural activity pattern estimates are correlated directly with object memorability (Slayton et al, 2025).”

      (13) The abstract could benefit from more nuance; I'm not sure if RSA can indeed be said to be 'the principal method', and whether it's about assessing 'quality' of representations (more commonly, the term 'geometry' or 'structure' is used).

      We have edited the abstract to reflect the true nuisance in the current approaches.

      Abstract. Neural representation refers to the brain activity that stands in for one’s cognitive experience, and in cognitive neuroscience, a prominent method of studying neural representations is representational similarity analysis (RSA). While there are several recent advances in RSA, the classic RSA (cRSA) approach examines the structure of representations across numerous items by assessing the correspondence between two representational similarity matrices (RSMs): usually one based on a theoretical model of stimulus similarity and the other based on similarity in measured neural data.

      (14) RSA is also not necessarily about models vs. neural data; it can also be between two neural systems (e.g., monkey vs. human as in Kriegeskorte et al., 2008) or model systems (see Sucholutsky et al., 2023). This statement is also repeated in the Introduction paragraph 1 (later on, it is correctly stated that comparing brain vs. model is most likely the 'most common' approach).

      We have added these examples in our introduction to RSA.

      Page 3.”One of the central approaches for evaluating information represented in the brain is representational similarity analysis (RSA), an analytical approach that queries the representational geometry of the brain in terms of its alignment with the representational geometry of some cognitive model (Kriegeskorte et al., 2008; Kriegeskorte & Kievit, 2013), or, in some cases, compares the representational geometry of two neural systems (e.g., Kriegeskorte et al., 2008) or two model systems (Sucholutsky et al., 2023)”.

      (15) 'theoretically appropriate' is an ambiguous statement, appropriate for what theory?

      We apologize for the ambiguous wording, and have corrected the text:

      Page 11. “Critically, tRSA estimates were submitted to a mixed-effects model which is statistically appropriate for modeling the hierarchical structure of the data, where observations are nested within both subjects and stimuli (Baayen et al., 2008; Chen et al., 2021)”.

      (16) I found the statement that cRSA "cannot model representation at the level of individual trials" confusing, as it made me think, what prohibits one from creating an RDM based on single-trial responses? Later on, I understood that what the authors are trying to say here (I think) is that cRSA cannot weigh the contributions of individual rows/columns to the overall representational strength differently.

      We thank the reviewer for their clarifying language and have added it to this section of the manuscript.

      “Abstract. However, because cRSA cannot weigh the contributions of individual trials (RSM rows/columns), it is fundamentally limited in its ability to assess subject-, stimulus-, and trial-level variances that all influence representation”.

      (17) Why use "RSM" instead of "RDM"? If the pairwise comparison metric is distance-based (e..g, 1-correlation as described by the authors), RDM is more appropriate.

      We apologize for the error, and have clarified the Methods text:

      Page3-4. First, brain activity responses to a series of N trials are compared against each other (typically using Pearson’s r) to form an N×N representational similarity matrix.

      (18) Figure 2: please write 'Correlation estimate' in the y-axis label rather than 'Estimate'.

      We have edited the label in Figure 2.

      (19) Page 6 'leaving uncertain the directionality of any findings' - I do not follow this argument. Obviously one can generate an RDM or RSM from vector v or vector -v. How does that invalidate drawing conclusions where one e.g., partials out the (dis)similarity in e.g., pleasantness ratings out of another RDM/RSM of interest?

      We agree such an approach does not invalidate the partial method; we have clarified what we mean by “directionality”.

      Page 8. ”For instance, even though a univariate random variable , such as pleasantness ratings, can be conveniently converted to an RSM using pairwise distance metrics (Weaverdyck et al., 2020), the very same RSM would also be derived from the opposite random variable , leaving uncertain of the directionality (or if representation is strongest for pleasant or unpleasant items) of any findings with the RSM (see also Bainbridge & Rissman, 2018)”.

      (20) P7 'sampled 19900 pairs of values from a bi-variate normal distribution', but the rows/columns in an RDM are not independent samples - shouldn't this be included in the simulation? I.e., shouldn't you simulate first the n=200 vectors, and then draw samples from those, as in the next analysis?

      This section has been moved to Appendix 1 (see responses to Reviewer 1.13).

      (21) Under data acquisition, please state explicitly that the paper is re-using data from prior experiments, rather than collecting data anew for validating tRSA.

      We have clarified this in the data acquisition section.

      Page 13. “A pre-existing dataset was analyzed to evaluate tRSA. Main study findings have been reported elsewhere (S. Huang, Bogdan, et al., 2024)”.

      (22) Figure 4 could benefit from some more explanation in-text. It wasn't clear to me, for example, how to interpret the asterisks depicted in the right part of the figure.

      We clarified the meaning of the asterisks in the main text in addition to the existent text in the figure caption.

      Page 26. “see Figure 4, off-diagonal cells in blue; asterisks indicate where tRSA was statistically more sensitive then cRSA)”.

      (23) Page 38 "the outcome of tRSA's improved characterization can be seen in multiple empirical outcomes:" it seems there is one mention of 'outcomes' too many here.

      We have revised this sentence.

      Page 41. “tRSA's improved characterization can be seen in multiple empirical outcomes”.

      (24) Page 38 "model fits became the strongest" it's not clear what aspect of the reported results in the paragraph before this is referring to - the Appendix?

      Yes, the model fits are in the Appendix, we have added this in text citation.

      Moreover, model-fits became the strongest when the models also incorporated trial-level variables such as fMRI run and reaction time (Appendix 3, Table 6).

      References

      Diedrichsen, J., Berlot, E., Mur, M., Schütt, H. H., Shahbazi, M., & Kriegeskorte, N. (2021). Comparing representational geometries using whitened unbiased-distance-matrix similarity. Neurons, Behavior, Data and Theory, 5(3). https://arxiv.org/abs/2007.02789

      Diedrichsen, J., & Kriegeskorte, N. (2017). Representational models: A common framework for understanding encoding, pattern-component, and representational-similarity analysis. PLoS Computational Biology, 13(4), e1005508.

      Diedrichsen, J., Yokoi, A., & Arbuckle, S. A. (2018). Pattern component modeling: A flexible approach for understanding the representational structure of brain activity patterns. NeuroImage, 180, 119-133.

      Naselaris, T., Kay, K. N., Nishimoto, S., & Gallant, J. L. (2011). Encoding and decoding in fMRI. NeuroImage, 56(2), 400-410.

      Nili, H., Wingfield, C., Walther, A., Su, L., Marslen-Wilson, W., & Kriegeskorte, N. (2014). A toolbox for representational similarity analysis. PLoS Computational Biology, 10(4), e1003553.

      Schütt, H. H., Kipnis, A. D., Diedrichsen, J., & Kriegeskorte, N. (2023). Statistical inference on representational geometries. ELife, 12. https://doi.org/10.7554/eLife.82566

      Walther, A., Nili, H., Ejaz, N., Alink, A., Kriegeskorte, N., & Diedrichsen, J. (2016). Reliability of dissimilarity measures for multi-voxel pattern analysis. NeuroImage, 137, 188-200.

      King, M. L., Groen, I. I., Steel, A., Kravitz, D. J., & Baker, C. I. (2019). Similarity judgments and cortical visual responses reflect different properties of object and scene categories in naturalistic images. NeuroImage, 197, 368-382.

      Kriegeskorte, N., Mur, M., Ruff, D. A., Kiani, R., Bodurka, J., Esteky, H., ... & Bandettini, P. A. (2008). Matching categorical object representations in inferior temporal cortex of man and monkey. Neuron, 60(6), 1126-1141.

      Nili, H., Wingfield, C., Walther, A., Su, L., Marslen-Wilson, W., & Kriegeskorte, N. (2014). A toolbox for representational similarity analysis. PLoS computational biology, 10(4), e1003553.

      Sucholutsky, I., Muttenthaler, L., Weller, A., Peng, A., Bobu, A., Kim, B., ... & Griffiths, T. L. (2023). Getting aligned on representational alignment. arXiv preprint arXiv:2310.13018.

    2. Reviewer #2 (Public review):

      This paper proposes two changes to classic RSA, a popular method to probe neural representation in neuroimaging experiments: computing RSA at row/column level of RDM, and using linear mixed modeling to compute second level statistics, using the individual row/columns to estimate a random effect of stimulus. The benefit of the new method is demonstrated using simulations and a re-analysis of a prior fMRI dataset on object perception and memory encoding.

      The author's claim that tRSA is a promising approach to perform more complete modeling of cogneuro data, and to conceptualize representation at the single trial/event level (cf Discussion section on P42), is appealing.

      In their revised manuscript, the authors have addressed some previous concerns, now referencing more literature aiming to improve RSA and its associated statistical inferences, and providing more guidance on methodological considerations in the Discussion. However, I wish the authors had more extensively edited the Introduction to better contextualize the work and clarify the specific settings in which they see the method as being beneficial over classic RSA. For example, some of the limitations of cRSA mentioned on page 6, e.g. related to presenting the same stimuli to multiple subjects, seem to be quite specific to settings where the researcher expects differential responses across subjects to fundamentally alter the interpretation, rather than something that will just average out by repeatedly offering the same stimulus, or combining data across subjects. It's not clear to me how the switch from 'matrix-level' to 'row-level' analysis in tRSA necessarily addresses this problem. I would be very helpful if the authors would more explicitly outline what problem the row-level aspect of tRSA is solving; what problem statistical inference via LMM is solving; and walk the reader through a very specific use case (perhaps a toy version of the real-data experiment which is now at the end of the paper). Explaining the utility of tRSA for experimental settings in which assessing representational strength for a single-events is crucial would clarify the contribution of this new method better.

      A few weaknesses mentioned in my previous review were not adequately addressed. To demonstrate the utility of the method on real neural recordings, only a single dataset is used with a quite complicated experimental design; it's not clear if there is any benefit of using tRSA on a simpler real dataset. Moreover, the cells of an RDM/RSM reflect pairwise comparisons between response patterns. Because the response patterns are repeatedly compared, the cells of this matrix are not independent of one another. While the authors show examples that failure to meet independence assumptions do not affect results in their specific dataset, it does not get acknowledged as a problem at a more fundamental level. Finally, while the paper now states that 'simulations and example tRSA code' are publicly available, the link points to the lab's general github page containing many lab repositories, in which I could not identify a specific repository related to this paper. This is disappointing given that the main goal of this manuscript is to provide a new method that they encourage others to use; a clear pointer to available code is only a minimal requirement to achieve that goal. A dedicated repository, including documentation, READMEs and tutorials/demo's to run simulations, compare methods, etc. would greatly enhance the paper's contribution.

    3. eLife Assessment

      This study proposes a potentially useful improvement on a popular fMRI method for quantifying representational similarity in brain measurements by focusing on representational strength at the single trial level and adding linear mixed effects modeling for group-level inference. The manuscript provides solid evidence of increased sensitivity with no loss of precision compared to more classic versions of the method. However, several assumptions are insufficiently motivated, and it is unclear to what extent the approach would generalize to other paradigms.

    1. eLife Assessment

      This is an important study that provides compelling data from a diverse set of approaches from single cell transcriptome data and network analysis from genetically diverse mouse cells to identify novel driver genes underlying human GWAS associations. The authors present evidence that network analysis of scRNA-seq data from genetically diverse mouse bone-marrow derived stromal cells can be informative for identifying human BMD GWAS driver genes. Their approach should be broadly used and applicable to other GWAS studies.

    2. Reviewer #1 (Public review):

      In this manuscript, Dillard and colleagues integrate cross-species genomic data with a systems approach to identify potential driver genes underlying human GWAS loci and establish the cell type(s) within which these genes act and potentially drive disease.

      Specifically, they utilize a large single cell RNA-seq (scRNA-seq) dataset from an osteogenic cell culture model - bone marrow-derived stromal cells cultured under osteogenic conditions (BMSC-OBs) - from a genetically diverse outbred mouse population called the Diversity Outbred (DO) stock to discover network driver genes that likely underlie human bone mineral density (BMD) GWAS loci. The DO mice segregate over 40M single nucleotide variants, many of which affect gene expression levels, therefore making this an ideal population for systems genetic and co-expression analyses.

      The current study builds on previous published work from the same group that used co-expression analysis to identify co-expressed "modules" of genes that were enriched for BMD GWAS associations. In this study, the authors utilized a much larger scRNA-seq dataset from 80 DO BMSC-OBs, inferred co-expression based on Bayesian networks for each identified mesenchymal cell type, focused on networks with dynamic expression trajectories that are most likely driving differentiation of BMSC-OBs, and then prioritized genes ("differentiation driver genes" or DDGs) in these osteogenic differentation networks that had known expression or splicing QTLs (eQTL/sQTLs) in any GTEx tissue that co-localized with human BMD GWAS loci. The systems analysis is impressive, the experimental methods are described in detail, and the experiments appear to be carefully done. The computational analysis of the single cell data is comprehensive and thorough, and the evidence presented in support of the identified DDGs, including Tpx2 and Fgfrl1, is for the most part convincing. Some limitations in the data resources and methods hamper enthusiasm somewhat and are discussed below.

      Overall, while this study will no doubt be valuable to the BMD community, the cross-species data integration and analytical framework may be more valuable and generally applicable to the study of other diseases, especially for diseases with robust human GWAS data but for which robust human genomic data in relevant cell types is lacking.

      Specific strengths of the study include the large scRNA-seq dataset on BMSC-OBs from 80 DO mice, the clustering analysis to identify specific cell types and sub-types, the comparison of cell type frequencies across the DO mice, and the CELLECT analysis to prioritize cell clusters that are enriched for BMD heritability (Figure 1). The network analysis pipeline outlined in Figure 2 is also a strength, as is the pseudotime trajectory analysis (results in Figure 3).

      Potential drawbacks of the authors' approach include their focus on genes that were previously identified as having an eQTL or sQTL in any GTEx tissue. The authors rightly point out that the GTEx database does not contain data for bone tissue, but reason that eQTLs can be shared across many tissues - this assumption is valid for many cis-eQTLs, but it could also exclude many genes as potential DDGs with effects that are specific to bone/osteoblasts. Indeed, the authors show that important BMD driver genes have cell-type specific eQTLs. Another issue concerns potential model overfitting in the iterativeWGCNA analysis of mesenchymal cell type-specific co-expression, which identified an average of 76 co-expression modules per cell cluster (range 26-153). Based on the limited number of genes that are detected as expressed in a given cell due to sparse per cell read depth (400-6200 reads/cell) and drop outs, it's surprising that as many as 153 co-expression modules could be distinguished within any cell cluster. I would suspect some degree of model overfitting is responsible for these results.

      Overall, though, these concerns are minor relative to the many strengths of the study design and results. Indeed, I expect the analytical framework employed by the authors here will be valuable to -- and replicated by -- researchers in other disease areas.

      Comments on revisions:

      Thank you for addressing my concerns. This is an impressive study and manuscript that you should be proud of.

    3. Reviewer #2 (Public review):

      Summary:

      In this manuscript, Farber and colleagues have performed single cell RNAseq analysis on bone marrow derived stem cells from DO Mice. By performing network analysis, they look for driver genes that are associated with bone mineral density GWAS associations. They identify two genes as potential candidates to showcase the utility of this approach.

      Strengths:

      The study is very thorough and the approach is innovative and exciting. The manuscript contains some interesting data relating to how cell differentiation is occurring and the effects of genetics on this process. The section looking for genes with eQTLs that differ across the differentiation trajectory (Figure 4) was particularly exciting.

      Weaknesses:

      The manuscript is, in parts, hard to read due to the use of acronyms and there are some questions about data analysis that still need to be addressed.

      Comments on revisions:

      Dillard et al have made several improvements to their manuscript.

      (1) We previously asked the authors to determine whether any cell types were enriched for BMD-related traits since the premise of the paper is that 'many genes impacting BMD do so by influencing osteogenic differentiation or ... adipogenic differentiation'. Given the potential for the cell culture method to skew the cell type distribution non-physiologically, it is important to establish which cell types in their assay are most closely associated with BMD traits. The new CELLECT analysis and Figure 1E address this point nicely. However, it would still be nice to see the correlations between these cell types and BMD traits in the mice as this would provide independent evidence to support their physiological importance more broadly.

      (2) Shortening the introduction.

      (3) Addressing limitations that arise from not accounting for founder genome SNPs when aligning scRNA-seq data.

      (4) The main take-away of this paper is, to us, the development of a single cell approach to studying BMD-related traits. It is encouraging that the cells post-culture appear to be representative of those pre-culture (supplemental figure 3).

      However, the authors seem to have neglected several comments made by both reviewers. While we share the authors' enthusiasm for the single cell analytical approach, we do not understand their reluctance to perform further statistical tests. We feel that the following comments have still not been addressed:

      (1) The manuscript still contains the following:

      "To provide further support that tradeSeq-identified genes are involved in differentiation, we performed a cell type-specific expression quantitative trait locus (eQTL) analysis for each mesenchymal cell type from the 80 DO mice. We identified 563 genes (eGenes) regulated by a significant cis-eQTL in specific cell types of the BMSC-OB scRNA-seq data (Supplementary Table S14). In total, 73 eGenes were also tradeSeq-identified genes in one or more cell type boundaries along their respective trajectories (Supplementary Table S9)."

      The purpose of this paragraph is to convince readers that the eGenes approach aligns with the tradeSeq approach (and that their approach can therefore be trusted). It is essential that such claims are supported by statistical reasoning. Given that it would be very simple to perform permutation/enrichment analyses to address this point, and both reviewers requested similar analyses, we do not understand the author's reluctance here. Otherwise, this section should be rewritten so that it does not imply that the identification of these genes provides support for their approach.

      (2) Given that a central purpose of this manuscript is to establish a systematic workflow for identifying candidate genes, the manuscript could still benefit from more explanation as to why the authors chose to highlight Tpx2 and Fgfrl1. Tpx2 does already have a role in bone physiology through the IMPC. The authors should comment on why they did not explore Kremen1, for instance, as this gene seems important for the transition to both OB1 and 2.

      A final minor comment is that it would be very helpful if the authors could indicate if the DDGs in Table 1 are also eGenes for the relevant cell type. This is much more meaningful than looking through GTEx.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review): 

      In this manuscript, Dillard and colleagues integrate cross-species genomic data with a systems approach to identify potential driver genes underlying human GWAS loci and establish the cell type(s) within which these genes act and potentially drive disease. Specifically, they utilize a large single-cell RNA-seq (scRNA-seq) dataset from an osteogenic cell culture model - bone marrow-derived stromal cells cultured under osteogenic conditions (BMSC-OBs) - from a genetically diverse outbred mouse population called the Diversity Outbred (DO) stock to discover network driver genes that likely underlie human bone mineral density (BMD) GWAS loci. The DO mice segregate over 40M single nucleotide variants, many of which affect gene expression levels, therefore making this an ideal population for systems genetic and co-expression analyses. The current study builds on previously published work from the same group that used co-expression analysis to identify co-expressed "modules" of genes that were enriched for BMD GWAS associations. In this study, the authors utilize a much larger scRNA-seq dataset from 80 DO BMSC-OBs, infer co-expression-based and Bayesian networks for each identified mesenchymal cell type, focused on networks with dynamic expression trajectories that are most likely driving differentiation of BMSC-OBs, and then prioritized genes ("differentiation driver genes" or DDGs) in these osteogenic differentiation networks that had known expression or splicing QTLs (eQTL/sQTLs) in any GTEx tissue that colocalized with human BMD GWAS loci. The systems analysis is impressive, the experimental methods are described in detail, and the experiments appear to be carefully done. The computational analysis of the single-cell data is comprehensive and thorough, and the evidence presented in support of the identified DDGs, including Tpx2 and Fgfrl1, is for the most part convincing. Some limitations in the data resources and methods hamper enthusiasm somewhat and are discussed below. Overall, while this study will no doubt be valuable to the BMD community, the cross-species data integration and analytical framework may be more valuable and generally applicable to the study of other diseases, especially for diseases with robust human GWAS data but for which robust human genomic data in relevant cell types is lacking. 

      Specific strengths of the study include the large scRNA-seq dataset on BMSC-OBs from 80 DO mice, the clustering analysis to identify specific cell types and sub-types, the comparison of cell type frequencies across the DO mice, and the CELLECT analysis to prioritize cell clusters that are enriched for BMD heritability (Figure 1). The network analysis pipeline outlined in Figure 2 is also a strength, as is the pseudotime trajectory analysis (results in Figure 3). One weakness involves the focus on genes that were previously identified as having an eQTL or sQTL in any GTEx tissue. The authors rightly point out that the GTEx database does not contain data for bone tissue, but the reason that eQTLs can be shared across many tissues - this assumption is valid for many cis-eQTLs, but it could also exclude many genes as potential DDGs with effects that are specific to bone/osteoblasts. Indeed, the authors show that important BMD driver genes have cell-type-specific eQTLs. Furthermore, the mesenchymal cell type-specific co-expression analysis by iterative WGCNA identified an average of 76 co-expression modules per cell cluster (range 26-153). Based on the limited number of genes that are detected as expressed in a given cell due to sparse per-cell read depth (400-6200 reads/cell) and dropouts, it's hard to believe that as many as 153 co-expression modules could be distinguished within any cell cluster. I would suspect some degree of model overfitting here and would expect that many/most of these identified modules have very few gene members, but the methods list a minimum module size of 20 genes. How do the numbers of modules identified in this study compare to other published scRNA-seq studies that use iterative WGCNA? 

      In the section "Identification of differentiation driver genes (DDGs)", the authors identified 408 significant DDGs and found that 49 (12%) were reported by the International Mouse Knockout [sic] Consortium (IMPC) as having a significant effect on whole-body BMD when knocked out in mice. Is this enrichment significant? E.g., what is the background percentage of IMPC gene knockouts that show an effect on whole-body BMD? Similarly, they found that 21 of the 408 DDGs were genes that have BMD GWAS associations that colocalize with GTEx eQTLs/sQTLs. Given that there are > 1,000 BMD GWAS associations, is this enrichment (21/408) significant? Recommend performing a hypergeometric test to provide statistical context to the reported overlaps here. 

      We thank the reviewer for their constructive feedback and thoughtful questions. In regards to the iterativeWGCNA, a larger number of modules is sometimes an outcome of the analysis, as reported in the iterativeWGCNA preprint (Greenfest-Allen et al., 2017). While we did not make a comparison to other works leveraging this tool for scRNA-seq, it has been used broadly across other published studies, such as PMID: 39640571, 40075303, 33677398, 33653874. While model overfitting, as you mention, may be a cause for more modules, our Bayesian network analysis we perform after iterativeWGCNA highlights smaller aspects of coexpression modules, as opposed to focusing on the entirety of any given module.

      We did not perform enrichment or statistical tests as our goal was to simply highlight attributes or unique features of these genes for additional context.

      Reviewer #2 (Public review): 

      Summary: 

      In this manuscript, Farber and colleagues have performed single-cell RNAseq analysis on bone marrow-derived stem cells from DO Mice. By performing network analysis, they look for driver genes that are associated with bone mineral density GWAS associations. They identify two genes as potential candidates to showcase the utility of this approach. 

      Strengths: 

      The study is very thorough and the approach is innovative and exciting. The manuscript contains some interesting data relating to how cell differentiation is occurring and the effects of genetics on this process. The section looking for genes with eQTLs that differ across the differentiation trajectory (Figure 4) was particularly exciting. 

      Weaknesses: 

      The manuscript is in parts hard to read due to the use of acronyms and there are some questions about data analysis that need to be addressed. 

      We thank the reviewer for their feedback and shared enthusiasm for our work. We tried to minimize the use of technical acronyms as much as we could without compromising readability. Additionally, we addressed questions regarding aspects of data analysis. 

      Reviewer #1 (Recommendations for the authors):

      (1) For increased transparency and to allow reproducibility, it would be necessary for the scripts used in the analysis to be shared along with the publication of the preprint. Also, where feasible, sharing the processed data in addition to the raw data would allow the community greater access to the results and be highly beneficial. 

      Thank you for this suggestion. The raw data will be available via GEO accession codes listed in the data availability statement. We will make available scripts for some analyses on our Github (https://github.com/Farber-Lab/DO80_project) and processed scRNA-seq data in a Seurat object (.rds) on Zenodo (https://zenodo.org/records/15299631)

      (2) Lines 55-76: I think the summary of previous work here is too long. I understand that they would like to cover what has been done previously, but this seems like overkill. 

      Good suggestion. We have streamlined some of the summary of our previous work.

      (3) Did the authors try to map QTL for cell-type proportion differences in their BMSC-OBs? While 80 samples certainly limit mapping power, the data shown in Figs 4C/D suggest that you might identify a large-effect modifier of LMP/OB1 proportions. 

      We did try to map QTL for cell type proportion differences, but no significant associations were identified. 

      (4) Methods question: Does the read alignment method used in your analysis account for SNPs/indels that segregate among the DO/CC founder strains? If not, the authors may wish to include this in their discussion of study limitations and speculate on how unmapped reads could affect expression results. 

      The read alignment method we used does not account for SNPs/indels from the DO founder strains that fall in RNA transcripts captured in the scRNA-seq data. We have included this as a limitation in our discussion (line 422-424). 

      (5) Much of the discussion reads as an overview of the methods, while a discussion of the results and their context to the existing BMD literature is relatively lacking in comparison.

      We have added additional explanation of the results and context to the discussion (line 381-382, 396-407). 

      (6) Figure 1E and lines 146-149: Adjusted p values should be reported in the figure and accompanying text instead of switching between unadjusted and adjusted p values. 

      We updated Figure 1e to portray adjusted p-values, listed the adjusted p-values in legend of Figure 1e, and listed them in the main text (line 153-154).

      (7) Why do the authors bring the IMPC KO gene list into the analysis so late? This seems like a highly relevant data resource (moreso than the GTEx eQTLs/sQTLs) that could have been used much earlier to help identify DDGs. 

      Given that our scRNA-seq data is also from mice, we did choose to integrate information from the IMPC to highlight supplemental features of genes in networks (i.e., genes that have an experimentally-tested and significant effect on BMD in mice). However, our primary goal was to inform human GWAS and leverage our previous work in which we identified colocalizations between human BMD GWAS and eQTL/sQTL in a human GTEx tissue, which is why this information was used to guide our network analysis.

      (8) Does Fgfrl1 and/or Tpx2 have a cis-eQTL in your BMSC-OB scRNA-seq dataset? 

      We did not identify cis-eQTL effects for Fgfrl1 and Tpx2.

      (9) Figure 4B-C: These eQTLs may be real, but based on the diplotype patterns in Figure 4C, I suspect they are artifacts of low mapping power that are driven by rare genotype classes with one or two samples having outlier expression results. For example, if you look at the results in Fig 4C for S100a1 expression, the genotype classes with the highest/lowest expression have lower sample numbers. In the case of Pkm eQTL showing a PWK-low effect, the PWK genome has many SNPs that differ from the reference genome in the 3' UTR of this gene, and I wonder if reads overlapping these SNPs are not aligning correctly (see point 4 above) and resulting (falsely) in lower expression values for samples with a PWK haplotype. 

      As mentioned above, our alignment method did not consider DO founder genetic variation that is specifically located in the 3’ end of RNA transcripts in the scRNA-seq data. We have included this as a limitation in our discussion (line 422-424).

      In future studies, we intend to include larger populations of mice to potentially overcome, as you mention, any artifacts that may be attributable to low statistical power, rare genotype classes, or outlier expression.

      Reviewer #2 (Recommendations for the authors):

      Major Points 

      (1) The authors hypothesize "that many genes impacting BMD do so by influencing osteogenic differentiation or possibly bone marrow adipogenic differentiation". However, cell type itself does not correlate with any bone trait. Does this indicate that the hypothesis is not entirely correct, as genes that drive these phenotypes would not be enriched in one particular cell type? The authors have previously identified "high-priority target genes". So, are there any cell types that are enriched for these target genes? If not, this would indicate that all these genes are more ubiquitously expressed and this is probably why they would have a greater effect on the overall bone traits. Furthermore, are the 73 eGenes (so genes with eQTLs in a particular cell type that change around cell type boundaries) or the DDGs (Table 1) enriched for these high-priority target genes? 

      The bone traits measured in the DO mice are complex and impacted by many factors, including the differentiation propensity and abundance of certain cell types, both within and outside of bone. Though we did not identify correlations between cell type abundance and the bone traits we measured, we tailored our investigations to focus on cellular differentiation using the scRNA-seq data. However, future studies would need to be performed to investigate any connections between cellular differentiation, cell type abundance, and bone traits.

      We did not perform enrichment analyses of either the target genes identified from our other work or eGenes identified here, but instead used the target gene list to center our network analysis and the eGenes to showcase the utility of the DO mouse population.

      (2) The readability of the paper could be improved by minimising the use of acronyms and there are several instances of confusing wording throughout the paper. In many cases, this can be solved by re-organising sentences and adding a bit more detail. For example, it was unclear how you arrived at Fgfrl1 or Tpx2.

      One of the goals of our study was to identify genes that have (to our knowledge) little to no known connection to BMD. We chose to highlight Fgfrl1 and Tpx2 because there is minimal literature characterizing these genes in the context of bone, which we speak to in the results (line 296-297). Additionally, we prioritized these genes in our previous work and they were identified in this study by using our network analyses using the scRNA-seq data, which we mention in the results (line 276-279).

      (3) Technical aspects of the assay. In Figure 1d you show that the cell populations vary considerably between different DO mice. It would be useful to give some sense of the technical variance of this assay given that the assay involves culturing the cells in an exogenous environment. This could take the form of tests between mice within the same inbred strain, or even between different legs of the same DO mice to show that results are technically very consistent. It might also be prudent to identify that this is a potential limitation of the approach as in vitro culturing has the potential to substantially change the cell populations that are present. 

      We agree that in vitro culturing, in addition to the preparation of single cells for scRNA-seq, are unavoidable sources of technical variation in this study. However, the total number of cells contributed by each of the 80 DO mice after data processing does not appear to be skewed and the distribution appears normal (see added figures, now included as Supplemental Figure 3). Therefore, technical variation is at least consistent across all samples. Nevertheless, we have mentioned the potential for technical variation artifacts in our study in the discussion (line 414-416).

      (4) Need for permutation testing. "We identified 563 genes regulated by a significant eQTL in specific cell types. In total, 73 genes with eQTLs were also tradeSeq-identified genes in one or more cell type boundaries". These types of statements are fine but they need to be backed up with permutation testing to show that this level of enrichment is greater than one would expect by chance. 

      We did not perform enrichment tests as our only goal was to 1. determine if eQTL could be resolved in the DO mouse population using our scRNA-seq data and 2. predict in what cell type the associated eQTL and associated eGene may have an effect.

      (5) The main novelty of the paper seems to be that you have used single-cell RNA seq (given that you appear to have already detailed the candidates at the end). I don't think this makes the paper less interesting, but I think you need to reframe the paper more about the approach, and not the specific results. How you landed on these candidates is also not clear. So the paper might be improved by more robustly establishing the workflow and providing guidelines for how studies like this should be conducted in the future. 

      We sought to not only devise a rigorous approach to analyze our single cell data, but also showcase the utility of the approach in practice by highlighting targets for future research (i.e., Fgfrl1 and Tpx2).

      Our goal was to identify novel genes and we landed on these candidate genes (Fgfrl1 and Tpx2) because they had substantial data supporting their causality and they have yet to be fully characterized in the context of bone and BMD (line 295-297).

      In regards to establishing the workflow, we have included rationale for specific aspects of our approach throughout the paper. For example, Figure 2 itemizes each step of our network analysis and we explain why each step is utilized throughout various parts results (e.g., lines 168-170, 179-181, 191-193, 202-203, 257-260, 276-277).

      We have added a statement advocating for large-scale scRNA-seq from genetically diverse samples and network analyses for future studies (line 436-438).

      Minor Points 

      (1) In the summary you use the word "trajectory". Trajectories for what? I assume the transition between cell types, but this is not clear. 

      We added text to clarify the use of trajectory in the summary (line 34).

      (2) This sentence: "By 60 identifying networks enriched for genes implicated in GWAS we predicted putatively causal genes 61 for hundreds of BMD associations based on their membership in enriched modules." is also not clear. Do you mean: we predicted putatively causal genes by identifying clusters of co-expressed genes that were enriched for GWAS genes?" It is not clear how you identify the causal gene in the network. Is this just based on the hub gene? 

      The aforementioned sentence has since been removed to streamline the introduction, as suggested by Reviewer 1.

      In regards to causal gene identification, it is not based on whether it is hub gene. We prioritized a DDG (and their associated networks) if it was a causal gene that we identified in our previous work as having eQTL/sQTL in a GTEx tissue that colocalizes with human BMD GWAS.

      (3) Figure 3C. This is good but the labels are quite small. Would be good to make all the font sizes larger. 

      We have enlarged Figure 3C.

      (4) Line 341 in the Discussion should be "pseudotemporal". 

      We have edited “temporal” to “pseduotemporal”.

    1. eLife Assessment

      This study presents a valuable finding on the neural representation of time from two distinct egocentric and allocentric reference frames. The evidence is solid and largely supports the hypothesis, with one caveat that the task differences could impact the observed effects. The work will be of interest to cognitive neuroscientists working on the perception and memory of time.

    2. Reviewer #1 (Public review):

      Summary:

      In this fMRI study, the authors wished to assess neural mechanisms supporting flexible temporal construals. For this, human participants learned a story consisting of fifteen events. During fMRI, events were shown to them, and participants were instructed to consider the event from "an internal" or from "an external" perspective. The authors found distinct patterns of brain activity in the posterior parietal cortex (PPC) and anterior hippocampus for the internal and the external viewpoint. Specifically, activation in the posterior parietal cortex positively correlated with distance during the external-perspective task, but negatively during the internal-perspective task. The anterior hippocampus positively correlated with distance in both perspectives. The authors conclude that allocentric sequences are stored in the hippocampus, whereas egocentric sequences are supported by the parietal cortex.

      Strengths:

      The research topic is fascinating, and very few labs in the world are asking the question of how time is represented in the human brain. Working hypotheses have been recently formulated, and the work tackles them from the perspective of construals theory.

      Weaknesses:

      Although the work uses two distinct psychological tasks, the authors do not elaborate on the cognitive operationalization the tasks entail, nor the implication of the task design for the observed neural activation.

    3. Reviewer #2 (Public review):

      Summary:

      Xu et al. used fMRI to examine the neural correlates associated with retrieving temporal information from an external compared to internal perspective ('mental time watching' vs. 'mental time travel'). Participants first learned a fictional religious ritual composed of 15 sequential events of varying durations. They were then scanned while they either (1) judged whether a target event happened in the same part of the day as a reference event (external condition); or (2) imagined themselves carrying out the reference event and judged whether the target event occurred in the past or will occur in the future (internal condition). Behavioural data suggested that the perspective manipulation was successful: RT was positively correlated with sequential distance in the external perspective task, while a negative correlation was observed between RT and sequential distance for the internal perspective task. Neurally, the two tasks activated different regions, with the external task associated with greater activity in the supplementary motor area and supramarginal gyrus, and the internal condition with greater activity in default mode network regions. Of particular interest, only a cluster in the posterior parietal cortex demonstrated a significant interaction between perspective and sequential distance, with increased activity in this region for longer sequential distances in the external task but increased activity for shorter sequential distances in the internal task. Only a main effect of sequential distance was observed in the hippocampus head, with activity being positively correlated with sequential distance in both tasks. No regions exhibited a significant interaction between perspective and duration, although there was a main effect of duration in the hippocampus body with greater activity for longer durations, which appeared to be driven by the internal perspective condition. On the basis of these findings, the authors suggest that the hippocampus may represent event sequences allocentrically, whereas the posterior parietal cortex may process event sequences egocentrically.

      Strengths:

      The topic of egocentric vs. allocentric processing has been relatively under-investigated with respect to time, having traditionally been studied in the domain of space. As such, the current study is timely and has the potential to be important for our understanding of how time is represented in the brain in the service of memory. The study is well thought out and the behavioural paradigm is, in my opinion, a creative approach to tackling the authors' research question. A particular strength is the implementation of an imagination phase for the participants while learning the fictional religious ritual. This moves the paradigm beyond semantic/schema learning and is probably the best approach besides asking the participants to arduously enact and learn the different events with their exact timings in person. Importantly, the behavioural data point towards successful manipulation of internal vs. external perspective in participants, which is critical for the interpretation of the fMRI data. The use of syllable length as a sanity check for RT analyses as well as neuroimaging analyses is also much appreciated.

      Suggestions:

      The authors have done a commendable job addressing my previous comments. In particular, the additional analyses elucidating the potential contribution of boundary effects to the behavioural data, the impact of incorporating RT into the fMRI GLMs, and the differential contributions of RT and sequential distance to neural activity (i.e., in PPC) are valuable and strengthen the authors' interpretation of their findings.

      My one remaining suggestion pertains to the potential contribution of boundary effects. While the new analyses suggest that the RT findings are driven by sequential distance and duration independent of a boundary effect (i.e., Same vs. Different factor), I'm wondering whether the same applies to the neural findings? In other words, have the authors run a GLM in which the Same vs. Different factor is incorporated alongside distance and duration?

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      In this fMRI study, the authors wished to assess neural mechanisms supporting flexible "temporal construals". For this, human participants learned a story consisting of fifteen events. During fMRI, events were shown to them, and they were instructed to consider the event from "an internal" or from "an external" perspective. The authors found opposite patterns of brain activity in the posterior parietal cortex and the anterior hippocampus for the internal and the external viewpoint. They conclude that allocentric sequences are stored in the hippocampus, whereas egocentric sequences are used in the parietal cortex. The claims align with previous fMRI work addressing this question.

      We appreciate the reviewer's concise summary of our research. We would like to offer two clarifications to prevent any potential misunderstandings.

      First, the activity patterns in the parietal cortex and hippocampus are not entirely opposite across internal and external perspectives. Specifically, the activation level in the posterior parietal cortex shows a positive correlation with sequential distance during external-perspective tasks, but a negative correlation during internal-perspective tasks. In contrast, the activation level in the anterior hippocampus positively correlates with sequential distance, irrespective of the observer's perspective. Therefore, our results suggest that the parietal cortex, with its perspective-dependent activity, supports egocentric representation; the hippocampus, with its consistent activity across perspectives, supports allocentric representation.

      Second, while some of our findings align with previous fMRI studies, to our knowledge, no prior research has explicitly investigated how the neural representation of time may vary depending on the observer's viewpoint. This gap in the literature is the primary motivation for our current study.

      Strengths:

      The research topic is fascinating, and very few labs in the world are asking the question of how time is represented in the human brain. Working hypotheses have been recently formulated, and this work seems to want to tackle some of them.

      We appreciate the reviewer's acknowledgment of the theoretical significance of our study.

      Weaknesses:

      The current writing is fuzzy both conceptually and experimentally. I cannot provide a sufficiently well-informed assessment of the quality of the experimental work because there is a paucity of details provided in the report. Any future revisions will likely improve transparency.

      (1) Improving writing and presentation:

      The abstract and the introduction make use of loaded terms such as "construals", "mental timeline", "panoramic views" in very metaphoric and unexplained ways. The authors do not provide a comprehensive and scholarly overview of these terms, which results in verbiage and keywords/name-dropping without a clear general framework being presented. Some of these terms are not metaphors. They do refer to computational concepts that the authors should didactically explain to their readership. This is all the more important that some statements in the Introduction are misattributed or factually incorrect; some statements lack attributions (uncited published work). Once the theory, the question, and the working hypothesis are clarified, the authors should carefully explain the task.

      We appreciate the reviewer's critics.

      The formulation of the scientific question in the introduction is grounded in the spatial construals of time hypothesis and conceptual metaphor theory (e.g., Traugott, 1978; Lakoff & Johnson, 1980; see recent reviews by Núñez & Cooperrider, 2013; Bender & Beller, 2014). These frameworks were originally developed through analyses of how spatial metaphors are used to describe temporal concepts in natural language. Consequently, it is theoretically motivated and largely unavoidable to introduce the two primary temporal construals—mental time travel and mental time watching— using metaphorical expressions.

      However, we do agree with the reviewer that the introduction in the original manuscript was overly long and that the working hypothesis was not clearly stated. In the revised manuscript, we have streamlined the introduction and substantially revised the following two paragraphs to clarify the formulation of our working hypothesis (Pages 5-6):

      “Recent studies have already begun to investigate the neural representation of the memorized event sequence (e.g., Deuker et al., 2016; Thavabalasingam et al., 2018; Bellmund et al., 2019, 2022; see reviews by Cohn-Sheehy & Ranganath, 2017; Bellmund et al., 2020). Yet, the neural mechanisms that enable the brain to construct distinct construals of an event sequence remain largely unknown. Valuable insights may be drawn from research in the spatial domain, which diPerentiates the neural representation in allocentric and egocentric reference frames. According to an influential neurocomputational model (Byrne et al., 2007; Bicanski & Burgess, 2018; Bicanski & Burgess, 2020), allocentric and egocentric spatial representations are dissociable in the brain—they are respectively implemented in the medial temporal lobe (MTL)—including the hippocampus—and the parietal cortex. Various egocentric representations in the parietal cortex derived from diPerent viewpoints can be transformed and integrated into a unified allocentric representation and stored in the MTL (i.e., bottom-up process). Conversely, the allocentric representation in the MTL can serve as a template for reconstructing diverse egocentric representations across diPerent viewpoints in the parietal cortex (i.e., top-down process).”

      “In line with the spatial construals of time hypothesis, several authors have recently suggested that such mutually engaged egocentric and allocentric reference frames (in the parietal cortex and the medial temporal lobe, respectively) proposed in the spatial domain might also apply to the temporal one (e.g., Gauthier & van Wassenhove, 2016ab; Gauthier et al., 2019, 2020; Bottini & Doeller, 2020). If this hypothesis holds, it could explain how the brain flexibly generates diverse construals of the same event sequence. Specifically, the hippocampus may encode a consistent representation of an event sequence that is independent of whether an individual adopts an internal or external perspective, reflecting an allocentric representation of time. In contrast, parietal cortical representations are expected to vary flexibly with the adopted perspective that is shaped by task demands, reflecting an egocentric representation of time.”

      In the revised manuscript, we also corrected statements in the Introduction that may have been misattributed (see Reviewer 2, comment 4(ii)) and added several relevant and important publications.

      (2) The experimental approach lacks sufficient details to be comprehensible to a general audience. In my opinion, the results are thus currently uninterpretable. I highlight only a couple of specific points (out of many). I recommend revision and clarification.

      (a) No explanation of the narrative is being provided. The authors report a distribution of durations with no clear description of the actual sequence of events. The authors should provide the text that was used, how they controlled for low-level and high-level linguistic confounds.

      We thank the reviewer for the suggestions. The event sequence for the odd-numbered participants is shown in the original Figure 1. In the revised manuscript, we added to Figure 1 the figure supplement 1 to illustrate the actual sequence of events for the participants with both odd and even numbers. We also added the narratives used in the reading phase of the learning procedures for the participants with both odd and even numbers (Figure 1—source data 1).

      To control for low-level linguistic confounds, we included the number of syllables as a covariate in the first-level general linear model in the fMRI analysis. To address high-level linguistic confounds, such as semantic information (which is difficult to quantify), we randomly assigned event labels to the 15 events twice, creating two counterbalanced versions for participants with even and odd numbers (see Comment 2b below).

      (b) The authors state, "we randomly assigned 15 phrases to the events twice". It is impossible to comprehend what this means. Were these considered stimuli? Controls? IT is also not clear which event or stimulus is part of the "learning set" and whether these were indicated to be such to participants.

      We apologize for any confusion in the Results section and the legend of Figure 1. Our motivation was explained in the "Stimuli" section of the Methods. In the revised manuscript, we have clarified this by adding an explanation to the legend of Figure 1 and including the supplementary Figure 1: " To minimize potential confounds between the semantic content of the event phrases and the temporal structure of the events, we randomly assigned the phrases to the events, creating two versions for participants with even and odd ID numbers. Both versions can be seen in Figure1—figure supplement 1 and Figure 1—source data 1."

      (c) The left/right counterbalancing is not being clearly explained. The authors state that there is counterbalancing, but do not sufficiently explain what it means concretely in the experiment. If a weak correlation exists between sequential position and distance, it also means that the position and the distance have not been equated within. How do the authors control for these?

      We thank the reviewer for highlighting this point and apologize for the lack of clarity in the original manuscript. In the current version (Page 40), we have provided further clarification: “We carefully selected two sets of 20 event pairs from the 210 possible combinations, assigning them to the odd and even runs of the fMRI experiment. Using a brute-force search, we identified 20 pairs in which sequential distance showed only weak correlations with positional information for both reference and target events (ranging from 1 to 15), as well as with behavioral responses (Same vs. Different or Future vs. Past, coded as 0 and 1), with all correlation coefficients below 0.2. At the same time, we balanced the proportion of correct responses across conditions: for the external-perspective task, Same/Different = 11/9 and 12/8; for the internal-perspective task, Future/Past = 12/8 and 8/12. Under these constraints, the sequential distances in both sets ranged from 1 to 5. To further mitigate spatial response biases, we pseudorandomized the left/right on-screen positions of the two response options within each task block, while ensuring an equal number of correct responses mapped to the left and right buttons (i.e., 10 per block).”

      The event pairs we selected already represent the best possible choice given all the criteria we aimed to satisfy. It is impossible to completely eliminate all potential correlations. For instance, if the target event occurs near the beginning of the day, it will tend to fall in the past, whereas if it occurs near the end of the day, it is more likely to fall in the future. To further ensure that the significant results were not driven by these weak confounding factors, we constructed another GLM that included three additional parametric modulators: the sequence position of the target event (ranging from 1 to 15) and the behavioral responses (Future vs. Past in the internal-perspective task; Same vs. Different in the external-perspective task, coded as 0 and 1). The significant findings were unaffected.

      (d) The authors used two tasks. In the "external perspective" one, the authors asked participants to report whether events were part of the same or a different part of the day. In the "internal perspective one", the authors asked participants to project themselves to the reference event and to determine whether the target event occurred before or after the projected viewpoint. The first task is a same/different recognition task. The second task is a temporal order task (e.g., Arzy et al. 2009). These two asks are radically different and do not require the same operationalization. The authors should minimally provide a comprehensive comparison of task requirements, their operationalization, and, more importantly, assess the behavioral biases inherent to each of these tasks that may confound brain activity observed with fMRI.

      We understand the reviewer’s concern. We agree that there is a substantial difference between the two tasks. However, the primary goal of this study was not to directly compare these tasks to isolate a specific cognitive component. Rather, the neural correlates of temporal distance were first identified as brain regions showing a significant correlation between neural activity and temporal distance using the parametric modulation analysis. We then compared these neural correlates between the two tasks. Therefore, any general differences between the tasks should not be a confound for our main results. Our aim was to examine whether the hippocampal representation of temporal distance remains consistent across different perspectives, and whether the parietal representation of temporal distance varies as a function of the perspective adopted.

      Therefore, the main aim of our task manipulation was to ensure that participants adopted either an external or an internal perspective on the event sequence, depending on the task condition. In the Introduction (Pages 6–7), we clarify this manipulation as follows: “In the externalperspective task, participants localized events with respect to external temporal boundaries, judging whether the target event occurred in the same or a different part of the day as the reference event. In the internal-perspective task, participants were instructed to mentally project themselves into the reference event and localize the target event relative to their own temporal point, judging whether the target event happened in the future or the past of the reference event (see Methods for details of the scanning procedure).”

      We believe this task manipulation was successful. Behaviorally, the two tasks showed opposite correlations between reaction time and temporal distance, resembling the symbolic distance versus mental scanning effect. Neurally, contrasting the internal- and external-perspective tasks revealed activation of the default mode network, which is known to play a central role in self-projection (Buckner et al., 2017).

      (e) The authors systematically report interpreted results, not factual data. For instance, while not showing the results on behavioral outcomes, the authors directly interpret them as symbolic distance effects.

      Thank you for this comment. In the original paper, we reported the relevant statistics before our interpretation: “Sequential Distance was correlated positively with RT in the external-perspective task (z = 3.80, p < 0.001) but negatively in the internal-perspective task (z = -3.71, p < 0.001).” However, they may have been difficult to notice, and we are including a figure for the RT analysis in the revised manuscript.

      Crucially, the authors do not comment on the obvious differences in task difficulty in these two tasks, which demonstrates a substantial lack of control in the experimental design. The same/different task (task 1 called "external perspective") comes with known biases in psychophysics that are not present in the temporal order task (task 2 called " internal perspective"). The authors also did not discuss or try to match the performance level in these two tasks. Accordingly, the authors claim that participants had greater accuracy in the external (same/different) task than in the internal task, although no data are shown and provided to support this report. Further, the behavioral effect is trivialized by the report of a performance accuracy trade off that further illustrates that there is a difference in the task requirements, preventing accurate comparison of the two tasks.

      As noted in Question 2d, we acknowledge the substantial difference between the two tasks. However, the primary goal of this study was not to directly compare these tasks to isolate a specific cognitive component. Instead, we first identified the neural correlates of temporal distance as brain regions showing a significant correlation between neural activity and temporal distance, independent of task demands. We then compared these neural correlates across the two task conditions, which were designed to engage different temporal perspectives. Therefore, any general differences between the tasks should not be a confound for our main findings and interpretation.

      Our aim was to investigate whether the hippocampal representation of temporal distance remains consistent across different perspectives and whether the parietal representation of temporal distance varies as a function of the perspective adopted. We do not see how this doubledissociation pattern could be explained by differences in task difficulty.

      While we do not consider the overall difference in task difficulty between the two tasks to be a confounding factor, we acknowledge the potential confound posed by variations in task difficulty across temporal distances (1 to 5). This concern arises from the similarity between the activity patterns in the posterior parietal cortex and reaction time across temporal distances. To address this, we conducted control analyses to test this hypothesis (see the second and third points from Reviewer 2 for details).

      On page 8, we present the behavioral accuracy data: “Participants showed significantly higher accuracy in the external-perspective task than in the internal-perspective task (external-perspective task: M = 93.5%, SD = 4.7%; internal-perspective task: M = 89.5%, SD = 8.1%; paired t(31) = 3.33, p = 0.002).”

      All fMRI contrasts are also confounded by this experimental shortcoming, seeing as they are all reported at the interaction level across a task. For instance, in Figure 4, the authors report a significant beta difference between internal and external tasks. It is impossible to disentangle whether this effect is simply due to task difference or to an actual processing of the duration that differs across tasks, or to the nature of the representation (the most difficult to tackle, and the one chosen by the authors).

      We thank the reviewer for pointing out this important issue. Like temporal distance, the neural correlates of duration were not derived from a direct contrast between the two tasks. Instead, they were identified by detecting brain regions showing a significant correlation between neural activity and the implied duration of each event using the parametric modulation analysis. Therefore, what is shown in Figure 4 reflects the significant differences in these neural correlations with duration between the two tasks.

      The observed difference in the neural representation of duration between the two tasks was unexpected. In the original manuscript, we provided a post hoc explanation: “Since the externalperspective task in the current study encouraged the participants to compare the event sequence with the external parallel temporal landmarks, duration representation in the hippocampus may be dampened.”

      However, we agree that this difference might also arise from other factors distinguishing the two tasks. In the revised manuscript, we have clarified this possibility as follows: “The difference in duration representation between the two tasks remains open to interpretation. One possible explanation is that the hippocampus is preferentially involved in memory for durations embedded within event sequences (see review by Lee et al., 2020). In the internal-perspective task, participants indeed localized events within the event sequence itself. In contrast, the externalperspective task encouraged participants to compare the event sequence with external temporal landmarks, which may have attenuated the hippocampal representation of duration.”

      Conclusion:

      In conclusion, the current experimental work is confounded and lacks controls. Any behavioral or fMRI contrasts between the two proposed tasks can be parsimoniously accounted for by difficulty or attentional differences, not the claim of representational differences being argued for here.

      We hope that our explanations and clarifications above adequately address the reviewer’s concerns. We would like to reiterate that we did not directly compare the two tasks. Rather, we first identified the neural representations of sequential distance and duration, and then examined how these representations differed across tasks. It is unclear to us how the overall difference in task difficulty or attentional demands could lead to the observed pattern of results.

      By determining where the neural representations were consistent and where they diverged, we were able to differentiate brain regions that encode temporal information allocentrically from those that represent temporal information in a perspective-dependent manner, modulated by task demands.

      Reviewer #2 (Public review):

      Summary:

      Xu et al. used fMRI to examine the neural correlates associated with retrieving temporal information from an external compared to internal perspective ('mental time watching' vs. 'mental time travel'). Participants first learned a fictional religious ritual composed of 15 sequential events of varying durations. They were then scanned while they either (1) judged whether a target event happened in the same part of the day as a reference event (external condition); or (2) imagined themselves carrying out the reference event and judged whether the target event occurred in the past or will occur in the future (internal condition). Behavioural data suggested that the perspective manipulation was successful: RT was positively correlated with sequential distance in the external perspective task, while a negative correlation was observed between RT and sequential distance for the internal perspective task. Neurally, the two tasks activated different regions, with the external task associated with greater activity in the supplementary motor area and supramarginal gyrus, and the internal condition with greater activity in default mode network regions. Of particular interest, only a cluster in the posterior parietal cortex demonstrated a significant interaction between perspective and sequential distance, with increased activity in this region for longer sequential distances in the external task, but increased activity for shorter sequential distances in the internal task. Only a main effect of sequential distance was observed in the hippocampus head, with activity being positively correlated with sequential distance in both tasks. No regions exhibited a significant interaction between perspective and duration, although there was a main effect of duration in the hippocampus body with greater activity for longer durations, which appeared to be driven by the internal perspective condition. On the basis of these findings, the authors suggest that the hippocampus may represent event sequences allocentrically, whereas the posterior parietal cortex may process event sequences egocentrically.

      We sincerely appreciate the reviewers for providing an accurate, comprehensive, and objective summary of our study.

      Strengths:

      The topic of egocentric vs. allocentric processing has been relatively under-investigated with respect to time, having traditionally been studied in the domain of space. As such, the current study is timely and has the potential to be important for our understanding of how time is represented in the brain in the service of memory. The study is well thought out, and the behavioural paradigm is, in my opinion, a creative approach to tackling the authors' research question. A particular strength is the implementation of an imagination phase for the participants while learning the fictional religious ritual. This moves the paradigm beyond semantic/schema learning and is probably the best approach besides asking the participants to arduously enact and learn the different events with their exact timings in person. Importantly, the behavioural data point towards successful manipulation of internal vs. external perspective in participants, which is critical for the interpretation of the fMRI data. The use of syllable length as a sanity check for RT analyses, as well as neuroimaging analyses, is also much appreciated.

      We thank the reviewer for the positive and encouraging comments.

      Weaknesses/Suggestions:

      Although the design and analysis choices are generally solid, there are a few finer details/nuances that merit further clarification or consideration in order to strengthen the readers' confidence in the authors' interpretation of their data.

      (1) Given the known behavioural and neural effects of boundaries in sequence memory, I was wondering whether the number of traversed context boundaries (i.e., between morning-afternoon, and afternoon-evening) was controlled for across sequential length in the internal perspective condition? Or, was it the case that reference-target event pairs with higher sequential numbers were more likely to span across two parts of the day compared to lower sequential numbers? Similarly, did the authors examine any potential differences, whether behaviourally or neurally, for day part same vs. day part different external task trials?

      We thank the reviewer for the thoughtful comments. When we designed the experiment, we minimized the correlation between the sequential distance between the target and reference events and whether the reference and target events occurred within the same or different parts of the day (coded as Same = 0, Different = 1). The point-biserial correlation coefficient between these two variables across all the trials within the same run were controlled below 0.2.

      To investigate the effect of day-part boundaries on behavior, as well as the contribution of other factors, we conducted a new linear mixed-effects model analysis incorporating four additional variables. They are whether the target and the reference events are within the same or different parts of the day (i.e., Same vs. Different), whether the target event is in the future or the past of the reference event (i.e., Future vs. Past), and the interactions of the two factors with Task Type (i.e., internal- vs. external-perspective task).

      The results are largely the same as the original one in the table: There was a significant main effect of Syllable Length, and the interaction effects between Task Type and Sequence Distance and between Task Type and Duration remain significant. What's new is we also found a significant interaction effect between Task Type and Same vs. Different.

      As shown in the Figure 2—figure supplement 1, this Same vs. Different effect was in line with the effect of Sequential Distance, with two events in the same and different parts of the day corresponding to the short and long sequential distances. Given that Sequential Distance had already been considered in the model, the effect of parts of the day should result from the boundary effect across day parts or the chunking effect within day parts, i.e., the sequential distance across different parts of the day was perceived longer while the sequential distance within the same parts of the day was perceived shorter. We have incorporated these findings into the manuscript.

      Neurally, to further verify that the significant effects of sequential distance were not driven by its weak correlation with the Same/Different judgment or other potential confounding factors, we constructed another GLM that incorporated three additional parametric modulators: the sequence position of the target event (ranging from 1 to 15) and the behavioral responses (Future vs. Past in the internal-perspective task; Same vs. Different in the external-perspective task, coded as 0 and 1). The significant findings were unaffected.

      (2) I would appreciate further insight into the authors' decision to model their task trials as stick functions with duration 0 in their GLMs, as opposed to boxcar functions with varying durations, given the potential benefits of the latter (e.g., Grinband et al., 2008). I concur that in certain paradigms, RT is considered a potential confound and is taken into account as a nuisance covariate (as the authors have done here). However, given that RTs appear to be critical to the authors' interpretation of participant behavioural performance, it would imply that variations in RT actually reflect variations in cognitive processes of interest, and hence, it may be worth modelling trials as boxcar functions with varying durations.

      We appreciate the reviewer’s insightful comment on this important issue. Whether to control for RT’s influence on fMRI activation is indeed a long-standing paradox. On the one hand, RT reflects underlying cognitive processes and therefore should not be fully controlled for. On the other hand, RT can independently influence neural activity, as several brain networks vary with RT irrespective of the specific cognitive process involved—a domain-general effect. For example, regions within the multiple-demand network are often positively correlated with RT across different cognitive domains.

      Our strategy in the manuscript is to first present the results without including RT as a control variable and then examine whether the effects are preserved after controlling for RT. In the revised manuscript, we have clarified this approach (Page 13): “Here, changes in activity levels within the PPC were found to align with RT. Whether to control for RT’s influence on fMRI activation represents a well-known paradox. On the one hand, RT reflects underlying cognitive processes and therefore should not be fully controlled for. On the other hand, RT can independently influence neural activity, as several brain networks vary with RT irrespective of the specific cognitive process involved—a domain-general effect. For instance, regions within the multiple-demand network are often positively correlated with RT and task difficulty across diverse cognitive domains (e.g., Fedorenko et al., 2013; Mumford et al., 2024). To evaluate the second possibility, we conducted an additional control analysis by including trial-by-trial RT as a parametric modulator in the first-level model (see Methods). Notably, the same PPC region remained the only area in the entire brain showing a significant interaction between Task Type and Sequential Distance (voxel-level p < 0.001, clusterlevel FWE-corrected p < 0.05). This finding indicates that PPC activity cannot be fully attributed to RT. Furthermore, we do not interpret the effect as reflecting a domain-general RT influence, as regions within the multiple-demand system—typically sensitive to RT and task difficulty—did not exhibit significant activation in our data.”

      The reason we did not use boxcar functions with varying durations in our original manuscript is that we also applied parametric modulation in the same model. In the parametric modulation, all parametric modulators inherit the onsets and durations of the events being modulated. Consequently, the modulators would also take the form of boxcar functions rather than stick functions—the height of each boxcar reflecting the parameter value and its length reflecting the RT. We were uncertain whether this approach would be appropriate, as we have not encountered other studies implementing parametric modulation in this manner.

      For exploratory purposes, we also conducted a first-level analysis using boxcar functions with variable durations. The same PPC region remained the strongest area in the entire brain that shows an interaction effect between Task Type and Sequential Distance. However, the cluster size was slightly reduced (voxel-level p < 0.001, cluster-level FWE-corrected p = 0.0610; see the Author response image 1 below). The cross indicates the MNI coordinates at [38, –69, 35], identical to those shown in the main results (Figure 4A).

      Author response image 1.

      (3) The activity pattern across tasks and sequential distance in the posterior parietal cortex appears to parallel the RT data. Have the authors examined potential relationships between the two (e.g., individual participant slopes for RT across sequential distance vs. activity betas in the posterior parietal cortex)?

      We thank the reviewer for this helpful suggestion. As shown in the Author response image 2, the interaction between Task Type and Sequential Distance was a stronger predictor of PPC activation than of RT. Because PPC activation and RT are measured on different scales, we compared their standardized slopes (standardized β) measuring the change in a dependent variable in terms of standard deviations for a one-standard-deviation increase in an independent variable. The standardized β for the Task Type × Sequential Distance interaction was −0.30 (95% CI [−0.42, −0.19]) for PPC activation and −0.21 (95% CI [−0.30, −0.13]) for RT. The larger standardized effect for PPC activation indicates that the Task Type × Sequential Distance interaction was a stronger predictor of neural activation than of behavioral RT.

      Author response image 2.

      A more relevant question is whether PPC activation can be explained by temporal information (i.e., the sequential distance) independently of RT. To test this, we included both Sequential Distance and RT in the same linear mixed-effects model predicting PPC Activation Level. As shown in the Author response table 1, although RT independently influenced PPC activation (F(1, 288) = 4.687, p = 0.031), the interaction between Task Type and Sequential Distance was a much stronger independent predictor (F(1, 290) = 19.319, p < 0.001).

      Author response table 1.

      PPC Activation Level Predicted by Sequential Distance and RT

      (3) Linear Mixed Model Formula: PPC Activation Level ~ 1 + Task Type * (Sequential Distance + RT) + (1 | Participant)

      (4) There were a few places in the manuscript where the writing/discussion of the wider literature could perhaps be tightened or expanded. For instance:

      (i) On page 16, the authors state 'The negative correlation between the activation level in the right PPC and sequential distance has already been observed in a previous fMRI study (Gauthier & van Wassenhove, 2016b). The authors found a similar region (the reported MNI coordinate of the peak voxel was 42, -70, 40, and the MNI coordinate of the peak voxel in the present study was 39, -70, 35), of which the activation level went up when the target event got closer to the self-positioned event. This finding aligns with the evidence suggesting that the posterior parietal cortex implements egocentric representations.' Without providing a little more detail here about the Gauthier & van Wassenhove study and what participants were required to do (i.e., mentally position themselves at a temporal location and make 'occurred before' vs. 'occurred after' judgements of a target event), it could be a little tricky for readers to follow why this convergence in finding supports a role for the posterior parietal cortex in egocentric representations.

      We appreciate the reviewer’s comments. In the revised manuscript, we have provided a more detailed explanation of Gauthier and van Wassenhove’s study (Page 17): “The negative correlation between the activation level in the right PPC and sequential distance has already been observed in a previous fMRI study by Gauthier & van Wassenhove (2016b). In their study, the participants were instructed to mentally position themselves at a specific time point and judge whether a target event occurred before or after that time point. The authors identified a similar brain region (reported MNI coordinates of the peak voxel: 42, −70, 40), closely matching the activation observed in the present study (MNI coordinates of the peak voxel: 39, −70, 35). In both studies, activation in this region increased as the target event approached the self-positioned time point, which aligns with the evidence suggesting that the posterior parietal cortex implements egocentric representations.”

      (ii) Although the authors discuss the Lee et al. (2020) review and related studies with respect to retrospective memory, it is critical to note that this work has also often used prospective paradigms, pointing towards sequential processing being the critical determinant of hippocampal involvement, rather than the distinction between retrospective vs. prospective processing.

      We sincerely thank the reviewer for highlighting these important points. In response, we have revised the section of the Introduction discussing the neural underpinnings of duration (Pages 3-4). “Neurocognitive evidence suggests that the neural representation of duration engages distinct brain systems. The motor system—particularly the supplementary motor area—has been associated with prospective timing (e.g., Protopapa et al., 2019; Nani et al., 2019; De Kock et al., 2021; Robbe, 2023), whereas the hippocampus is considered to support the representation of duration embedded within an event sequence (e.g., Barnett et al., 2014; Thavabalasingam et al., 2018; see also the comprehensive review by Lee et al., 2020).”

      (iii) The authors make an interesting suggestion with respect to hippocampal longitudinal differences in the representation of event sequences, and may wish to relate this to Montagrin et al. (2024), who make an argument for the representation of distant goals in the anterior hippocampus and immediate goals in the posterior hippocampus.

      We thank the reviewer for bringing this intriguing and relevant study to our attention. In the Discussion of the manuscript, we have incorporated it into our discussion (Page 21): “Evidence from the spatial domain has suggested that the anterior hippocampus (or the ventral rodent hippocampus) implements global and gist-like representations (e.g., larger receptive fields), whereas the posterior hippocampus (or the dorsal rodent hippocampus) implements local and detailed ones (e.g., finer receptive fields) (e.g., Jung et al., 1994; Kjelstrup et al., 2008; Collin et al., 2015; see reviews by Poppenk et al., 2013; Robin & Moscovitch, 2017; see Strange et al., 2014 for a different opinion). Recent evidence further shows that the organizational principle observed along the hippocampal long axis may also extend to the temporal domain (Montagrin et al., 2024). In that study, the anterior hippocampus showed greater activation for remote goals, whereas the posterior hippocampus was more strongly engaged for current goals, which are presumed to be represented in finer detail.”

      Reviewing Editor Comments:

      While both reviewers acknowledged the significance of the topic, they raised several important concerns. We believe that providing conceptual clarification, adding important methodological details, as well as addressing potential confounds will further strengthen this paper.

      We thank the editor for the suggestions.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) Please, provide the actual ethical approval #.

      We have added the ethical approval number in the revised manuscript (P 36): “The ethical committee of the University of Trento approved the experimental protocol (Approval Number 2019-018),”

      (2) Thirty-two participants were tested. Please report how you estimated the sample size was sufficient to test your working hypothesis.

      We thank the editor for pointing out this omission. In the revised manuscript, we have added an explanation for our choice of sample size (p. 36): “The sample size was chosen to align with the upper range of participant numbers reported in previous fMRI studies that successfully detected sequence or distance effects in the hippocampus (N = 15–34; e.g., Morgan et al., 2011; Howard et al., 2014; Deuker et al., 2016; Garvert et al., 2017; Theves et al., 2019; Park et al., 2021; Cristoforetti et al., 2022).”

      (3) All MRI figures: please orient the reader; left/right should be stated.

      In the revised manuscript, we have added labels to all MRI figures to indicate the left and right hemispheres.

      (4) In Figure 3A-B, the clear lateralization of the activation is not discussed in the Results or in the Discussion. Was it predicted?

      We thank the editors for highlighting this important point regarding hemispheric lateralization. The right-lateralization observed in our findings is indeed consistent with previous literature. In the revised manuscript, we have expanded our discussion to emphasize this aspect more clearly.

      For the parietal cortex, we now note (Page 17-18): “The negative correlation between activation in the right posterior parietal cortex (PPC) and sequential distance has previously been reported in an fMRI study by Gauthier and van Wassenhove (2016b). In their paradigm, participants were instructed to mentally position themselves at a specific time point and judge whether a target event occurred before or after that point. The authors identified a similar region (peak voxel MNI coordinates: 42, −70, 40), closely corresponding to the activation observed in the present study (peak voxel MNI coordinates: 39, −70, 35). In both studies, activation in this region increased as the target event approached the self-positioned time point, consistent with evidence suggesting that the posterior parietal cortex supports egocentric representations. Neuropsychological studies have further shown that patients with lesions in the bilateral or right PPC exhibit ‘egocentric disorientation’ (Aguirre & D’Esposito, 1999), characterized by an inability to localize objects relative to themselves (e.g., Case 2: Levine et al., 1985; Patient DW: Stark, 1996; Patients MU: Wilson et al., 1997, 2005).”

      For the hippocampus, we have added (Page 19): “Previous research has shown that hippocampal activation correlates with distance (e.g., Morgan et al., 2011; Howard et al., 2014; Garvert et al., 2017; Theves et al., 2019; Viganò et al., 2023), and that distributed hippocampal activity encodes distance information (e.g., Deuker et al., 2016; Park et al., 2021). Most studies have reported hippocampal ePects either bilaterally or predominantly in the right hemisphere, whereas only one study (Morgan et al., 2011) found the ePect localized to the left hippocampus.”

    1. eLife Assessment

      This manuscript describes a useful integrated proteogenomics pipeline to enable the discovery of novel peptides in cancer cell lines. The method combines long-read RNA sequencing with a multi-protease digestion and proteomics approach. The method is a further development of the authors' previous approaches to identify cancer-specific peptides; however, the current study focuses on a single cell line, and the characterization remains incomplete and lacks validation for candidate alterations. The manuscript will be of interest to scientists focusing on identifying unique alterations in cancer cells.

    2. Reviewer #1 (Public review):

      In this study, the authors provide an integrated proteogenomics pipeline to enable the discovery of novel peptides in an Ewing sarcoma cell line (A673). To identify novel full-length resolved isoforms, they performed long-read RNA sequencing (Oxford Nanopore Technology). Then, to increase the chance of detecting Ewing-specific neopeptides, the authors combined two approaches: a multi-protease digestion and a multi-dimensional proteomics approach.

      Given the importance of novel isoforms and cryptic sites in neoantigen discovery and its putative applications in immunotherapy, this method and resource paper are of interest for the Ewing community and potentially for a broader cancer audience. The originality of this paper relies mostly on this optimized method to discover novel peptides (long-read sequencing with multiprotease, multi-dimensional trapped ion mobility spectrometry parallel accumulation-serial fragmentation mass spectrometry). Although, to my knowledge, no study combining long-read sequencing and proteomics methods has been published on Ewing Sarcoma, this study appears limited by a few aspects:

      (1) The study is restricted to the analysis of a single cell line (A673). The authors should consider extending the analysis to other Ewing cell lines.

      (2) The characterization of the 1121 non-canonical transcripts can be improved. How many are just splice variants of known genes, and how many are bona fide neogenes? In this respect, the definition of what the authors call neogene is quite unclear. Is a transcript with a new exon reported as a neogene? Is a transcript with a new start site reported as a neogene? It should be clearly indicated which categories of Figure 4B are reported on Figure 4D. A general flow chart would be very useful to help follow the analysis process.

      (3) Similarly, the authors detect 3216 A673 specific proteins with no match in SwissProt. This number decreases to 72 "putative non-canonical proteoforms with unique peptides after BLASTp" against Uniprot. Again, a flow chart would conveniently enable one to follow the step-by-step analysis.

      (4) Finally, only 17 spectral matches are suggested to be derived from non-canonical proteoforms. It would be important to compare the spectrum of these detected peptides with that of synthetic peptides. Such an analysis would enable us to assess the number of reliably detected proteoforms that can be expected in an Ewing sarcoma cell line.

      (5) It is very unclear what the authors want to highlight in Supplementary Figure 5. Is it that non-canonical transcripts are broadly expressed in normal tissue? Which again raises the question of definitions of neogenes, non-canonical... Apparently, this figure shows that these non-canonical transcripts contain a large part of canonical sequences, which account for the strong signal in many normal tissues. A similar heatmap could be presented, including only the non-canonical sequences of the non-canonical transcripts. This figure should also include Ewing sarcoma samples.

    3. Reviewer #2 (Public review):

      The paper from Kulej et al. reports a set of tools for proteogenomic analysis of cancer proteomes. Their approach utilizes modern methods in long-read RNA sequencing to assemble a proteome database that is specific to Ewing sarcoma-derived A673 cells. To maximize proteome coverage and therefore increase the odds of detecting cancer-specific alterations at the protein level, the authors use multiple enzymes (trypsin, gluC, etc.) to digest cellular proteins and then perform multidimensional peptide fractionation. Peptide samples are then analyzed by LC-MS/MS using data-dependent and data-independent schemes on a timstof mass spectrometer. Proteogenomics is an important area of investigation for cancer research and does require new informatics tools.

      The authors describe an end-to-end workflow where they claim to have optimized four different steps:

      (1) Assembly of a sample-specific protein database using long-read transcriptomic data.

      (2) Use of 8 different proteolytic enzymes to maximize diversity of peptides.

      (3) Multiple stages of peptide fractionation using SCX and high pH rp chromatography.

      (4) Utilize acquisition methods on the timstof mass spec to provide MS/MS data from single-charged peptides and multiply-charged peptides.

      The authors published two earlier versions of ProteomeGenerator (versions 1 and 2) in the Journal of Proteome Research. In these earlier versions, 'ProteomeGenerator' was the set of software tools designed to integrate DNA and RNA sequencing to create a sample-specific protein database. To test the performance of each ProteomeGenerator version, the authors generated LC-MS/MS data using a combination of trypsin and LysC, then in the other paper, trypsin, LysC, and GluC. In both papers, they performed some levelof peptide fractionation prior to LC-MS/MS. They acquired LC-MS/MS data on a Thermo Q-Exactive in one paper and a Thermo Orbitrap mass spec in the other paper.

      In the current paper, the primary innovation is the use of long-read sequencing to potentially improve the quality of the sample specific protein database. The other three components noted above are incremental compared to the authors' previous two papers and generally accepted practices in the field of proteomics. To note one example, the authors previously digested proteins using three enzymes and now use eight. Similarly, they are now using a timstof Bruker mass spec instead of one from Thermo. The detailed descriptions around the use of many enzymes and peptide fractionation, etc., create a very technically oriented paper, similar to or more so than the authors' earlier papers in J. Proteome Research. So, while there is enthusiasm for the use of long-read sequencing across biomedical research, the impact here for proteogenomic applications is somewhat lost with all of the technical description for experimental details that are not particularly innovative. In this respect, the report is not well matched to a broad readership.

    4. Author response:

      We thank you and reviewers for their thoughtful, constructive, and fair evaluation of our manuscript. We appreciate the recognition of the value of an end-to-end proteogenomics framework integrating long-read transcriptomics with deep proteomic analysis, and we are grateful for the specific guidance on how to strengthen clarity, generality, and impact for a broad scientific readership. We outline below the key revisions we plan to undertake in response to the public reviews.

      Reviewer #1

      We thank the reviewer for their positive assessment of the relevance of this work to Ewing sarcoma and cancer proteogenomics.

      Scope and generality.

      We agree that analysis of a single cell line limits generalization. In the revised manuscript, we will extend the ProteomeGenerator3 workflow to additional tumor specimens, including Ewing sarcoma tumors, to assess reproducibility and biological relevance beyond a single test cancer cell line.

      Definitions and analytical clarity.

      We will clarify definitions of non-canonical transcripts, alternative splice isoforms, and neogenes, and explicitly distinguish these categories throughout the manuscript. We will add a summary flow diagram that tracks transcripts through classification, ORF prediction, and proteoform detection, clarifying how Figures 4B and 4D relate.

      Proteoform filtering and confidence.

      To improve transparency, we will add a step-wise schematic summarizing how candidate non-canonical proteoforms are filtered to a high-confidence subset, including SwissProt comparison, BLASTp filtering, peptide uniqueness, and competitive database searches.

      Validation.

      We agree that orthogonal validation is important. We will include additional analyses of non-canonical proteofoms detected recurrently in additional tumor specimens to provide an empirical estimate of reliably detectable non-canonical proteoforms.

      Supplementary Figure 5.

      We will revise the presentation and explanation of this figure to avoid misinterpretation, including analyses focused specifically on non-canonical sequence segments and inclusion of tumor samples for direct comparison.

      Reviewer #2

      We thank the reviewer for placing this work in context with our prior ProteomeGenerator publications and for their guidance on framing the manuscript for a broad audience.

      Emphasizing the central conceptual advance.

      We agree that the primary innovation is the use of long-read transcriptomics to generate sample-specific proteogenomic databases. In the revised manuscript, we will directly compare long-read-derived and short-read-derived databases applied to the same samples and proteomic data, explicitly demonstrating where long-read sequencing enables discovery inaccessible to short-read approaches.

      Manuscript reorganization.

      We will substantially revise the manuscript to foreground the biological and conceptual consequences of long-read-enabled proteogenomics, using focused examples. Detailed descriptions of protease selection, fractionation, and acquisition optimization will be moved to supplementary methods, while retaining key conclusions about their impact on discovery.

      Positioning of technical advances.

      We will frame multi-protease and acquisition strategies as general principles required for unbiased proteoform discovery, rather than as static technical prescriptions, emphasizing their relevance across evolving proteomics platforms.

      Overall Significance

      In the revised manuscript, we will more clearly articulate that this work establishes long-read-informed, sample-specific proteogenomics as a discovery-grade framework, revealing cancer-specific proteoforms that are systematically invisible to reference-based and short-read-driven approaches, with broad implications for cancer biology and biomarker discovery.

      We thank the editors and reviewers again for their constructive feedback, which we believe will substantially strengthen the clarity and broad impact of this work.

    1. eLife Assessment

      This study provides an important contribution by showing that whiteflies and planthoppers use salivary effectors to suppress plant immunity through the receptor-like protein RLP4, suggesting convergent evolution in these insect lineages. The topic is of clear interest for understanding plant-insect interactions and offers ideas that could stimulate further research in the field. The authors provide mostly solid evidence for the functional roles of the salivary effectors; however, the interpretation of the physiological function of RLP4 in plant defense requires clarification.

    2. Reviewer #1 (Public review):

      Summary:

      This manuscript investigates how herbivorous insects, specifically whiteflies and planthoppers, utilize salivary effectors to overcome plant immunity by targeting the RLP4 receptor.

      Strengths:

      The authors present a strong case for the independent evolution of these effectors and provide compelling evidence for their functional roles.

    3. Reviewer #2 (Public review):

      Summary:

      The authors tested an interesting hypothesis that white flies and planthoppers independently evolved salivary proteins to dampen plant immunity by targeting a receptor-like protein. Unlike previously reported receptor-like proteins with large ligand-binding domains, the NtRLP4 here has a malectin LRR domain. Interestingly, it also associates with the adaptor SOBIR1. While the function of this protein remains to be further explored, the authors provide strong evidence showing it's the target of salivary proteins as the insects' survival strategy.

      Major points:

      The authors mixed the concepts of LRR-RLPs with malectin LRR-RLPs. These are two different type of receptors. While LRR-RLPs are well studied, little is known about malectin LRR-RLPs. The authors should not simply apply the mode of function of LRR-RLPs to RLP4 which is a malectin LRR-RLP. In addition, LRR-RLPs that function as ligand-binding receptors typically possess >20 LRRs, whereas RLP4 in this work has a rather small ectodomain. It remains unclear whether it will function as a PRR.

      I can't agree with the author's logic of testing uninfested plants for proving a PRR's function. The function of a pattern recognition receptor depends on perceiving the corresponding ligand. As shown by the data provided, RLP4-OE plants have altered transcriptional profile indicating activated defense, suggesting it's unlikely a PRR. An alternative explanation is needed.

      More work on BAK1 will also help to clarify the ideas proposed by the authors.

    4. Reviewer #3 (Public review):

      Summary:

      In this study, Wang et al., investigate how herbivorous insects overcome plant receptor-mediated immunity by targeting plant receptor-like proteins. The authors identify two independently evolved salivary effectors, BtRDP in whiteflies and NlSP694 in brown planthoppers, that promote the degradation of plant RLP4 through the ubiquitin-dependent proteasome pathway. NtRLP4 from tobacco and OsRLP4 from rice are shown to confer resistance against herbivores by activating defense signaling, while BtRDP and NlSP694 suppress these defenses by destabilizing RLP4 proteins.

      Strengths:

      This work highlights a convergent evolutionary strategy in distinct insect lineages and advances our understanding of insect-plant coevolution at the molecular level.

      Two minor comments:

      In line 140, yeast two-hybrid (Y2H) was used to screen for interacting proteins in plants. However, it is generally difficult to identify membrane receptors using Y2H. Please provide more methodological details to justify this approach, or alternatively, include a discussion explaining this.

      In Figure S12C, the interaction between the two proteins appears to be present in the nucleus as well. Please provide a possible explanation for this observation.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      This is a well-structured and interesting manuscript that investigates how herbivorous insects, specifically whiteflies and planthoppers, utilize salivary effectors to overcome plant immunity by targeting the RLP4 receptor.

      Strengths:

      The authors present a strong case for the independent evolution of these effectors and provide compelling evidence for their functional roles.

      Weaknesses:

      Western blot evidence for effector secretion is weak. The possibility of contamination from insect tissues during the sample preparation should be avoided.

      Below are some specific comments and suggestions to strengthen the manuscript.

      Thank you very much for your comments. We have carefully revised the MS following your valuable suggestions and comments.

      (1) Western blot evidence for effector secretion:

      The western blot evidence in Figure 1, which aims to show that the insect protein is secreted into plants, is not fully convincing. The band of the expected size (~30 kDa) in the infested tissues is very weak. Furthermore, the high and low molecular weight bands that appear in the infested tissues do not match the size of the protein in the insects themselves, and a high molecular weight band also appears in the uninfested control tissues. It is difficult to draw a definitive conclusion that this protein is secreted into the plants based on this evidence. The authors should also address the possibility of contamination from insect tissues during the sample preparation and explain how they have excluded this possibility.

      Thank you for pointing out this. One or two bands between 25-35kDa were specifically identified in B. tabaci-infested plants, but not the non-infested plants, and the smaller high intensity band is the same size as that of BtRDP in salivary glands. This experiment has been repeated for six times. In the current version, we reperformed this experiment, and provided salivary gland sample as a positive control, which showed the same molecular weight with a specific band in infested sample. It is noteworthily that in the experiment of current version, only the smaller high intensity band appear, while the low intensity band did not appear. The detection of a protein within infested plant tissue is a key criterion for validating the secretion of salivary effectors, an approach supported by numerous studies in this field. Furthermore, our previous LC-MS/MS analysis of B. tabaci watery saliva identified six unique peptides matching BtRDP, providing independent evidence for its presence in saliva. Therefore, as we now state in the manuscript “the detection of BtRDP in infested plants (Fig. 1a) and in watery saliva (Fig. S1) collectively indicates that BtRDP is a salivary protein”.

      Regarding the higher molecular weight band that present in both infested and non-infested samples, we agree that it most likely represents a non-specific band, which is a common occurrence in Western blot assays. Such bands are sometimes used to indicate comparable sample loading. To address the possibility of contamination by insect tissues, we wish to clarify that all insects and deposited eggs were carefully removed from the infested leaves prior to sample processing. Moreover, BtRDP is undetectable at the egg stage, and no BtRDP-associated band can be detected even in egg contamination. We have revised the Methods section to explicitly state this procedure:

      “After feeding, the eggs deposited on the infested tobacco leaves were removed. The leaves showing no visible insect contamination were immediately frozen in liquid nitrogen and ground to a fine powder.”

      (2) Inconsistent conclusion (Line 156 and Figure 3c):

      The statement in line 156 is inconsistent with the data presented in Figure 3c. The figure clearly shows that the LRR domain of the protein is the one responsible for the interaction with BtRDP, not the region mentioned in the text. This is a critical misrepresentation of the experimental findings and must be corrected. The conclusion in the text should accurately reflect the data from the figure.

      We apologize for any confusion caused by the original phrasing. In our previous manuscript, the description “NtRLP4 without signal peptides and transmembrane domains” referred specifically to the truncated construct NtRLP4<sub>(23-541)</sub> used in the experiment. To prevent any misunderstanding, we have revised the sentence in the updated version to state explicitly: “Point-to-point Y2H assays reveal that NtRLP4<sub>(23-541)</sub> (a truncated version lacking the signal peptide and transmembrane domains) interacts with BtRDP<sup>-sp</sup>”.

      (3) Role of SOBIR1 in the RLP4/SOBIR1 Complex:

      The authors demonstrate that the salivary effectors destabilize the RLP4 receptor, leading to a decrease in its protein levels and a reduction in the RLP4/SOBIR1 complex. A key question remains regarding the fate of SOBIR1 within this complex. The authors should clarify what happens to the SOBIR1 protein after the destabilization of RLP4. Does SOBIR1 become unbound, targeted for degradation itself, or does it simply lose its function without RLP4? This would provide further insight into the mechanism of action of the effectors.

      Thank you for suggestion. In the current version, we assessed the impact of BtRDP on NtSOBIR1 following NtRLP4 destabilization. The results showed that while the NtRLP4-myc accumulation was markedly reduced, NtSOBIR1-flag levels remained unchanged, suggesting that destabilization of NtRLP4 did not affect NtSOBIR1 accumulation.

      (4) Clarification on specificity and evolutionary claims:

      The paper's most significant claim is that the effectors from both whiteflies and planthoppers "independently evolved" to target RLP4. While the functional data is compelling, this evolutionary claim would be more convincing with stronger evidence. Showing that two different effector proteins target the same host protein is a fascinating finding but without a robust phylogenetic analysis, the claim of independent evolution is not fully supported. It would be valuable to provide a more detailed evolutionary analysis, such as a phylogenetic tree of the effector proteins, showing their relationship to other known insect proteins, to definitively rule out a shared, but highly divergent, common ancestor.

      We appreciate the reviewer’s valuable suggestion to investigate a potential evolutionary link between BtRDP and NlSP104. Our initial analysis already indicated no detectable sequence similarity. To address this point more thoroughly, we attempted a phylogenetic analysis. However, we were unable to generate a meaningful alignment due to a complete lack of conserved amino acid sequences. Therefore, we conducted a comparative genomics analysis by blasting both proteins against the genomic or transcriptomic data of 30 diverse insect species. This analysis revealed that RDP is exclusively present in Aleyrodidae species, and SP104 is exclusively present in Delphacidae species (Table S1). Taken together, the absence of sequence similarity, their distinct protein structure, and their lineage-specific distributions, we conclude that BtRDP and NlSP104 are highly unlikely to be homologous and thus did not originate from a common ancestor.

      (5) Role of SOBIR1 in the interaction:

      The results suggest that the effectors disrupt the RLP4/SOBIR1 complex. It is not entirely clear if the effectors are specifically targeting RLP4, SOBIR1, or both. Further experiments, such as a co-immunoprecipitation assay with just RLP4 and the effector, could clarify if the effector can bind to RLP4 in the absence of SOBIR1. This would help to definitively place RLP4 as the primary target.

      We appreciate the reviewer’s insightful comments regarding whether the effector preferentially targets RLP4, SOBIR1, or both. In our study, we conducted reciprocal co-immunoprecipitation assays using RLP4 and BtRDP as controls. These assays showed that BtRDP interacts with RLP4 but does not interact with SOBIR1, supporting the conclusion that SOBIR1 is unlikely to be a direct target of BtRDP. We fully agree that testing the interaction between RLP4 and BtRDP in the absence of SOBIR1 would further strengthen the conclusion. However, we were unable to obtain N. tabacum SOBIR1 knockout mutants, and therefore could not experimentally assess whether the RLP4–BtRDP interaction persists in planta without SOBIR1. Nevertheless, our yeast two-hybrid assays demonstrate that RLP4 and BtRDP can directly interact, indicating that their association does not strictly depend on SOBIR1. Together, these results support the interpretation that RLP4 is the primary target of BtRDP, while SOBIR1 is not directly engaged by the effector.

      (6) Transcriptome analysis (Lines 130-143):

      The transcriptome analysis section feels disconnected from the rest of the manuscript. The findings, or lack thereof, from this analysis do not seem to be directly linked to the other major conclusions of the paper. This section could be removed to improve the manuscript's overall focus and flow. If the authors believe this data is critical, they should more clearly and explicitly connect the conclusions of the transcriptome analysis to the core findings about the effector-RLP4 interaction.

      Thank you for suggestion. As you and Reviewer #2 pointed, the transcriptomic analysis did not closely link to the major conclusions of the paper, and we got little information from the transcriptomic analysis. Therefore, we remove these analyses to improve the manuscript’s overall focus and flow.

      (7) Signal peptide experiments (Lines 145 and beyond):

      The experiments conducted with the signal peptide (SP) are questionable. The SP is typically cleaved before the protein reaches its final destination. As such, conducting experiments with the SP attached to the protein may have produced biased observations and could lead to unjustified conclusions about the protein's function within the plant cell. We suggest the authors remove the experiments that include the signal peptide.

      Thank you for pointing out this. The SP was retained to direct the target proteins to the extracellular space of plant cells. Theoretically, the SP is cleaved in the mature protein. This methodology is widely used in effector biology. For example, the SP directs Meloidogyne graminicola Mg01965 to the apoplast, where it functions in immune suppression, whereas Mg01965 without the SP fails to exert this function (10.1111/mpp.12759). In our study, the SP of BtRDP was expected to guide the target protein to the extracellular space, facilitating its interaction with RLP4. Moreover, the observed protein sizes of BtRDP with and without the SP in transgenic plants were identical, suggesting successful SP cleavage. Therefore, we have retained the experiments involving the SP in the current version.

      (8) Overly strong conclusion and unclear evidence (Line 176):

      The use of the word "must" on line 176 is very strong and presents a definitive conclusion without sufficient evidence. The authors state that the proteins must interact with SOBIR1, but they do not provide a clear justification for this claim. Is SOBIR1 the only interaction partner for NtRLP4? The authors should provide a specific reason for focusing on SOBIR1 instead of demonstrating an interaction with NtRLP4 first. Additionally, do BtRDP or NlSP694 also interact with SOBIR1 directly? The authors should either tone down their language to reflect the evidence or provide a clearer justification for this strong claim.

      Thank you for pointing this out. In the current version, the word “must” has been toned down to “may” due to insufficient supporting evidence. In this study, SOBIR1 was chosen because it has been widely reported to be required for the function of several RLPs involved in innate immunity. However, it remains unclear whether SOBIR1 is the only interaction partner of NtRLP4. In the current version, we have clarified the rationale for focusing on SOBIR1 prior to the experiments “The receptor-like kinase SOBIR1, which contains a kinase domain, has been widely reported to be required for the function of RLPs involved in innate immunity (Gust & Felix, 2014)” and discussed that “Although NtRLP4 interacts with SOBIR1, this alone does not confirm that it operates strictly through this canonical module. Evidence from other RLPs shows that co-receptor usage can be flexible, and some RLPs function partly or conditionally independent of SOBIR1. Therefore, a more definitive assessment of NtRLP4 signaling will therefore require genetic dissection of its co-receptor dependencies, including but not limited to SOBIR1.”. In addition, the direct interaction between BtRDP and SOBIR1 was experimentally tested, and the results showed that BtRDP failed to interact with SOBIR1.

      Minor Comments

      (9) The statement in the abstract, "However, it remains unclear how these invaders are able to overcome receptor perception and disable the plant signaling pathways," is not entirely accurate. The fields of effector biology and host-pathogen interactions have provided significant insight into how pathogens and pests manipulate both Pattern-Triggered Immunity (PTI) and Effector-Triggered Immunity (ETI). While the specific mechanism described in this paper is novel, the broader claim that the field is unclear on these processes weakens the initial hook of the paper. A more precise framing of the problem would be beneficial, perhaps by stating that the specific mechanisms used by these particular herbivores to target RLP4 were previously unknown.

      Thank you for this insightful comment. We agree that the original statement in the abstract overstated the lack of understanding in the field. In the current version, we have refined the sentence to more accurately reflect the current state of knowledge, emphasizing that while microbial suppression of plant immunity has been extensively studied, the strategies used by herbivorous insects to overcome receptor-mediated defenses remain less understood. The revised sentence now reads as follows: “Although the mechanisms used by microbial pathogens to suppress plant immunity are well studied, how herbivorous insects overcome receptor-mediated defenses remains unclear”.

      (10) The introduction is heavily focused on Pattern Recognition Receptors (PRRs), which, while central to the paper's findings, gives a somewhat narrow view of the plant's defense against herbivores. It would be beneficial to briefly acknowledge the broader context of plant defenses, such as physical barriers, direct chemical toxicity, and indirect defenses, before narrowing the focus to the specific molecular interactions of PRRs that are the core of this study. This would provide a more complete picture of the "arms race" between plants and herbivores.

      Thank you for this valuable suggestion. We agree that the original introduction focused too narrowly on pattern-recognition receptors (PRRs). In the current version, we have expanded the introductory section to provide a broader overview of plant defense mechanisms. Specifically, we now acknowledge the multiple layers of plant defenses, including physical barriers (e.g., cuticle and cell wall), chemical defenses (e.g., toxic secondary metabolites and anti-nutritive compounds), and indirect defenses mediated by herbivore-induced volatiles. This addition provides a more complete context for understanding the molecular interactions discussed in this study. The revised paragraph now reads as follows: “Plants have evolved sophisticated defense systems to survive constant attacks from pathogens and herbivorous insects. These defenses operate at multiple levels, including physical barriers such as the cuticle and cell wall, chemical defenses involving toxic secondary metabolites and anti-nutritive compounds, and indirect defenses that attract natural enemies of herbivores through the emission of herbivore-induced volatiles. Beyond these general strategies, plants also rely on highly specialized molecular immune responses that allow them to detect and respond rapidly to invaders.”

      (11) The figure legends are generally clear, but some could be more detailed. For instance, in Figure 2, it would be helpful to explicitly state what each bar represents in the graph and to include the statistical test used. Please ensure all panels in all figures have clear labels.

      Thank you for this helpful suggestion. We have revised the legend of Fig. 2 and other figures to provide more detailed information for each panel. Specifically, we now explicitly describe what each bar represents in the graphs and specify the statistical test used. In addition, we ensured that all panels are clearly labeled. These changes improve clarity and allow readers to better interpret the data.

      (12) The methods section is comprehensive, but it would be helpful to include more specifics on the statistical analyses used. For example, the type of statistical test (e.g., t-test, ANOVA) and the software used should be mentioned for each experiment.

      Thank you for your suggestion. We have revised the Methods section (Statistical analysis) to provide more detailed information on the statistical analysis used for each experiment.

      (13) The manuscript's overall impact is weakened by the inclusion of unnecessary words and a few grammatical issues. A focused revision to tighten the language would make the major findings stand out more clearly. For example, on page 2, line 18, "in whitefly Bemisia tabaci, BtRDP is an Aleyrod..." seems to have an incomplete sentence. A thorough proofreading for typos and grammatical errors is highly recommended to improve the overall readability.

      Thank you for your suggestion. We have carefully revised the abstract and the manuscript to improve clarity, readability, and grammatical correctness. In addition, we sought the assistance of a professional English editor to thoroughly proofread and polish the manuscript, ensuring that the language meets high academic standards.

      (14) The discussion section is strong, but it could benefit from a more explicit connection between the findings and the broader ecological implications. For instance, how might the independent evolution of these effectors in different insect species impact plant-insect co-evolutionary dynamics?

      We thank the reviewer for the valuable suggestion. In the current version, we have added a paragraph in the Discussion section highlighting the broader ecological and evolutionary implications of our findings. Specifically, we discuss how the independent evolution of RLP4-targeting effectors in different insect lineages may drive plant-insect co-evolution, influence selection pressures on both plants and herbivores, and potentially shape defense diversification across plant communities. This addition helps to link our molecular findings to ecological outcomes and co-evolutionary dynamics.

      (15) The sentence on line 98, which reads " A few salivary proteins have been reported to attach to salivary sheath after secretion" seems to serve an unclear purpose in the introduction. It would be helpful for the authors to clarify its relevance to the surrounding context or to the paper's overall argument. Its inclusion currently disrupts the flow of the introduction and makes it difficult for the reader to understand its intended purpose.

      We thank the reviewer for the comment. We have revised the paragraph to clarify the relevance of salivary sheath localization to the study. Specifically, we now introduce the role of the salivary sheath as a potential scaffold for effector delivery and explicitly link previous reports of sheath-associated salivary proteins to our observation that BtRDP localizes to the salivary sheath after secretion.

      (16) The writing in lines 104-106 is both grammatically inconsistent and overly wordy. The authors switch between present and past tense ("is" and "was"), and the sentences could be made more concise to improve the clarity and flow of the text. Also check entire paper.

      We thank the reviewer for pointing this out. We have revised the sentence to improve grammatical consistency and clarity, and also checked the manuscript for similar issues. The sentence is now split into two concise statements. In addition, we have thoroughly checked the entire manuscript for similar tense inconsistencies and overly wordy sentences, and have made revisions throughout to ensure consistent past tense usage and improved readability.

      (16) The sentences on lines 111-113 are quite wordy. The core conclusion, which is that the protein affects the insect's feeding probe, could be expressed more simply and directly to improve clarity and flow. I suggest rephrasing this section to be more concise and to highlight the primary finding without the added language.

      We thank the reviewer for the helpful suggestion. We have revised the sentences to make them more concise and to emphasize the main finding that BtRDP influences the whitefly’s feeding behavior as follow: “Compared with the dsGFP control, dsBtRDP-treated B. tabaci showed a marked reduction in phloem ingestion and a longer pathway duration, indicating that BtRDP is required for efficient feeding (Fig. 2c).”

      (17) On line 118, the authors mention "subcellular location." It is not clear where the protein is localized. The authors should explicitly state the specific subcellular compartment of the protein, as this is crucial for understanding its function and interaction with other proteins.

      We thank the reviewer for this valuable comment. To clarify the subcellular localization of BtRDP, we have revised the manuscript accordingly. The transgenic line overexpressing the full-length BtRDP including the signal peptide (oeBtRDP) is expected to localize in the apoplast (extracellular space), whereas the line expressing BtRDP without the signal peptide (oeBtRDP<sup>-sp</sup>) is likely retained in the cytoplasm.

      (18) Lines 121-128, the description of the fecundity and choice assays in this section is overly wordy. The authors should present the main conclusion of these experiments more directly and concisely. The key finding is that the protein affects feeding behavior; this central point is somewhat lost in the detailed, and sometimes repetitive, phrasing.

      We thank the reviewer for this suggestion. In the revised manuscript, we have simplified the description of the fecundity and two-choice assays to highlight the main conclusion as follow: “Fecundity and two-choice assays showed that BtRDP, whether localized in the apoplast (oeBtRDP) or cytoplasm (oeBtRDP<sup>-sp</sup>), enhanced whitefly settling and oviposition compared with EV controls (Fig. 2d-i; Fig. S10), indicating that BtRDP promotes whitefly feeding behavior regardless of its subcellular location.”

      (19) Line 148, the manuscript mentions experiments involving transformation, but the transformation efficiency is not provided. Please include the transformation efficiency for all transformation experiments, as this is crucial for the reproducibility of the results.

      We thank the reviewer for raising this point. We would like to clarify that no transformation experiments were performed in this section. The experiments described involved Y2H screening using BtRDP<sup>-sp</sup> as a bait to identify interacting proteins from a N. benthamiana cDNA library. Therefore, there is no transformation efficiency to report.

      (20) Line 159, the manuscript refers to a sequence similarity around line 159 but does not provide the specific data. It is important to show the actual sequence similarity, perhaps in a supplementary figure or table, to support the claims being made.

      We thank the reviewer for this suggestion. To support our statement regarding sequence similarity, we have added the corresponding alignment figure in the Fig. S11.

      (21) Line 159, the manuscript refers to "three randomly selected salivary proteins." It is unclear from where these proteins were selected. The authors should clarify the source of this selection (e.g., a specific database or a previous study) to ensure the methodology is transparent and the results are reproducible.

      We thank the reviewer for raising this point. These proteins were selected based on previously reports (10.1093/molbev/msad221; 10.1111/1744-7917.12856). In the current version, we provide the accession of these proteins in the MS.

      (22) Line 160, the description "NtcCf9 without signal peptide and transmembrane domains" is difficult to understand. It would be clearer and more consistent to use a term like "truncated NtcCf9" and then specify which domains were removed, as this is a standard practice in molecular biology for describing protein constructs.

      We thank the reviewer for this suggestion. We have revised the manuscript to describe the construct as “truncated NtCf9” and specified that the signal peptide and transmembrane domains were removed

      (23) The phrase "incubated with anti-flag beads" on line 172 is a detail of a routine method. Such details are more appropriate for the Methods section rather than the main text, which should focus on the results and their implications. Please remove such descriptions from the main text to improve readability and flow.

      We thank the reviewer for this suggestion. We have removed the methodological detail from the main text to improve readability. We also check this throughout the MS.

      I am excited about the potential of this work and look forward to seeing the current version.

      We sincerely thank the reviewer for the positive feedback and encouragement. We appreciate your time and thoughtful comments.

      Reviewer #2 (Public review):

      Summary:

      The authors tested an interesting hypothesis that white flies and planthoppers independently evolved salivary proteins to dampen plant immunity by targeting a receptor-like protein.

      Strengths:

      The authors used a wide range of methods to dissect the function of the white fly protein BtRDP and identify its host target NtRLP4.

      Thank you very much for your comments. We have carefully revised the MS following your valuable suggestions and comments.

      Weaknesses:

      (1) Serious concerns about protein work.

      I did not find the indicated protein bands for anti-BtRDP in Figures 1a and 1b in the original blot pictures shown in Figure S30. In Figure 1a, I can't get the point of showing an unspecific protein band with a size of ~190 kD as a loading control for a protein of ~ 30 kD.

      The data discrepancy led me to check other Western blot pictures. Similarly, Figures 2d, 3b, 3d, and S15b (anti-Myc) do not correspond to the original blots shown. In addition, the anti-Myc blot in Figure 4i, all blot pictures in Figures 5b, 5h, and S19a appeared to be compressed vertically. These data raised concerns about the quality of the manuscript.

      Blots shown in Figure 3d, 4f, 4g, and 4h appeared to be done at a different exposure rate compared to the complete blot shown in Figure S30. The undesirable connection between Western blot pictures shown in the figures and the original data might be due to the reduced quality of compressed figures during submission. Nevertheless, clarification will be necessary to support the strength of the data provided.

      We sincerely thank the reviewer for carefully examining our Western blot data and for pointing out these inconsistencies. The discrepancy between the figures in the main text and the original blots (Figure S30) resulted from an oversight during manuscript revision. This manuscript had undergone multiple rounds of revision after submission to another journal. During this process, the main figures and supplementary figures were updated separately, and we mistakenly failed to replace the original blot files with the corresponding current versions.

      For the different exposure rate, the blots shown in the main text were adjusted for overall contrast and brightness to enhance band visibility and presentation clarity, whereas the original images in Figure S30 were raw, unprocessed scans directly from the imaging system. For example, in the Author response image 1 below, to visualize the loading of the input sample, the output figure was adjusted for overall contrast and brightness. This was acceptable for image processing (https://www.nature.com/nature-portfolio/editorial-policies/image-integrity)

      Author response image 1.

      The same figure with brightness and contrast changes across the entire image.

      For the vertical compression, in the previous version, some images were vertically compressed for layout purposes to make the composite figures appear more visually balanced. However, after consulting relevant publication guidelines, we realized that such one-dimensional compression is not encouraged by certain journals as it may alter the original aspect ratio of the image. Therefore, in the manuscript, we have avoided any non-proportional scaling and retained the original aspect ratio of all images.

      We have now carefully rechecked all Western blot data, replaced the outdated raw blot images with the correct corresponding ones, avoid vertical compression, and ensured that the processed figures in the main text match their original data. The revised supplementary figures now accurately reflect the raw experimental results.

      (2) Misinterpretation of data.

      I am afraid the authors misunderstood pattern-triggered immunity through receptor-like proteins. It is true that several LRR-type RLPs constitutively associate with SOBIR1, and further recruit BAK1 or other SERKs upon ligand binding. One should not take it for granted that every RLP works this way. To test the hypothesis that NtRLP4 confers resistance to B.tabaci infestation, the author compared transcriptional profiles between an EV plant line and an RLP4 overexpression line. If I understood the methods and figure legends correctly, this was done without B. tabaci treatment. This experimental design is seriously flawed. To provide convincing genetic evidence, independent mutant lines (optionally independent overexpression lines) in combination with different treatments will be necessary. Otherwise, one can only conclude that overexpressing the RLP4 protein generated a nervous plant. In addition, ROS burst, but not H2O2 accumulation, is a common immune response in pattern-triggered immunity.

      We agree with the reviewer that not every RLP functions through the same mechanism as the canonical SOBIR1–BAK1 pathway. In the current version, we further examined the interaction between the whitefly salivary protein and SOBIR1, and found that they do not interact. However, our interaction assays clearly demonstrated that NtRLP4 does interact with SOBIR1. Whether NtRLP4 functions through, or exclusively through, SOBIR1 remains uncertain, and we have emphasized this limitation in the Discussion section as follow: “Although NtRLP4 interacts with SOBIR1, this alone does not confirm that it operates strictly through this canonical module. Evidence from other RLPs shows that co-receptor usage can be flexible, and some RLPs function partly or conditionally independent of SOBIR1 [39]. Therefore, a more definitive assessment of NtRLP4 signaling will therefore require genetic dissection of its co-receptor dependencies, including but not limited to SOBIR1.”

      Regarding the transcriptome analysis, our original aim was to explore why B. tabacishowed such a pronounced preference among tobacco plants. As this preference was assessed using uninfested plants, we also performed transcriptome sequencing using plants without B. tabaci treatment. The enrichment analysis demonstrated that the majority of up-regulated DEGs were associated with plant–pathogen interaction, environmental adaptation, MAPK signaling, and signal transduction pathways, while down-regulated DEGs were enriched in glutathione, carbohydrate, and amino acid metabolism. Notably, many DEGs were annotated as RLK/RLPs or WRKY transcription factors, most of which were upregulated, suggesting an enhanced defense state in the NtRLP4-overexpressing plants. The altered expression of JA- and SA-related genes (e.g., upregulation of FAD7 and downregulation of PAL and NPR1) further supported this enhanced defense and hormonal crosstalk. We agree that combining overexpression or knockout lines with insect infestation treatments would provide more direct genetic evidence for NtRLP4-mediated resistance, and we have acknowledged this as an important future direction. Nevertheless, our current data are consistent with the conclusion that NtRLP4 overexpression confers increased resistance to B. tabaci infestation.

      Finally, DAB staining for H<sub>2</sub>O<sub>2</sub> accumulation is also a well-established indicator of PTI responses, and many studies have shown that overexpression of salivary elicitors can trigger such accumulation.

      (3) Lack of logic coherence.

      The written language needs substantial improvement. This impeded the readability of the work. More importantly, the logic throughout the manuscript appeared scattered. The choice of testing protein domains for protein-protein interactions, using plants overexpressing an insect protein to study its subcellular localization, switching back and forth between using proteins with signal peptides and without signal peptides, among others, lacks a clear explanation.

      We appreciate the reviewer’s careful reading and valuable comments regarding the logical coherence of our manuscript.

      (1) To improve the English quality, the entire manuscript has been professionally edited by a certified language-editing service.

      (2) Regarding the rationale for testing protein domains in the protein–protein interaction assays: NtRLP4 is a membrane-anchored receptor-like protein composed of extracellular, transmembrane, and short intracellular domains. We aimed to determine which region of NtRLP4 is responsible for interacting with the salivary protein, as this would help infer the likely site of interaction in planta. In addition, not all RLPs contain a malectin-like domain, and we sought to verify whether the BtRDP–NtRLP4 interaction depends on this domain. To enhance the logical flow, we introduced a brief statement explaining the experimental purpose before presenting the interaction assays in the current version as follow: “These findings raised the question of which domain of NtRLP4 is responsible for binding BtRDP, as identifying the interacting domain could help infer where the salivary protein contacts the receptor in planta. We therefore dissected the NtRLP4 domains accordingly.”

      (3) With respect to using plants overexpressing an insect protein to examine subcellular localization: since both the brown planthopper and the whitefly are non-model species for which stable genetic transformation is technically unfeasible, many previous studies have used Agrobacterium-mediated transient expression or transgenic plant systems to investigate the subcellular localization of insect salivary proteins within host cells. Following these precedents, our study also employed plant systems to determine the localization of the insect protein and to assess how different localizations affect plant defense responses.

      (4) As for switching between constructs with or without signal peptides: the subcellular localization of effectors can influence their biological activity and interactions. Previous studies have used the presence or absence of signal peptides, or replacement with a PR1 signal peptide, to direct protein targeting (for example, Frontiers in Plant Science, 2022, 13:813181). Because salivary sheaths are generally considered to localize in the apoplastic space, we generated two transgenic N. tabacum lines overexpressing BtRDP: one carrying the full-length coding sequence including the signal peptide (oeBtRDP), expected to be secreted into the apoplast, and another lacking the signal peptide (oeBtRDP-sp), likely retained in the cytoplasm. In the current version, we clarified this rationale and added references to similar studies to improve the manuscript’s logic and readability. Details are as follow: “To investigate the role of BtRDP in different subcellular location of host plants, we constructed two transgenic N. tabacum lines overexpressing BtRDP: one carrying the full-length coding sequence including the signal peptide (oeBtRDP), which is expected to be secreted into the apoplast (extracellular space), and the other lacking the signal peptide (oeBtRDP<sup>-sp</sup>), which is likely retained in the cytoplasm.”

      Reviewer #3 (Public review):

      Summary:

      In this study, Wang et al. investigate how herbivorous insects overcome plant receptor-mediated immunity by targeting plant receptor-like proteins. The authors identify two independently evolved salivary effectors, BtRDP in whiteflies and NlSP694 in brown planthoppers, that promote the degradation of plant RLP4 through the ubiquitin-dependent proteasome pathway. NtRLP4 from tobacco and OsRLP4 from rice are shown to confer resistance against herbivores by activating defense signaling, while BtRDP and NlSP694 suppress these defenses by destabilizing RLP4 proteins.

      Strengths:

      This work highlights a convergent evolutionary strategy in distinct insect lineages and advances our understanding of insect-plant coevolution at the molecular level.

      Thank you very much for your comments. We have carefully revised the MS following your valuable suggestions and comments.

      Weaknesses:

      (1) I found the naming of BtRDP and NlSP694 somewhat confusing. The authors defined BtRDP as "B. tabaci RLP-degrading protein," whereas NlSP694 appears to have been named after the last three digits of its GenBank accession number (MF278694, presumably). Is there a standard convention for naming newly identified proteins, for example, based on functional motifs or sequence characteristics? As it stands, the inconsistency makes it difficult for readers to clearly distinguish these proteins from those reported in other studies.

      Thank you for your comment. These are species-specific salivary proteins that have not been reported or annotated in previous studies. Because no homologous genes could be identified in other species, there are no existing names or annotations for these proteins. For such lineage-specific salivary proteins, it is common in recent studies to name them according to their experimentally identified functions. For example, a recently reported salivary protein was named SR45-interacting salivary protein (SISP) based on its function (10.1111/nph.70668). Following this convention, we adopted a similar functional naming strategy in this study. We acknowledge that there may not yet be a standardized rule for naming such proteins, and we would be glad to follow a more authoritative naming guideline if possible.

      (2) Figure 2 and other figures. Transgenic experiments require at least two independent lines, because results from a single line may be confounded by position effects or unintended genomic alterations, and multiple lines provide stronger evidence for reproducibility and reliability.

      We appreciate the reviewer’s suggestion. In our study, two independent transgenic lines were used to ensure the reproducibility and reliability of the results. One representative line was presented in the main figures, while data from the second independent line were included in the supplementary figures. To make this clearer, we have emphasized in the manuscript that bioassays were conducted using two independent transgenic lines.

      (3) Figure 3e. Quantitative analysis of NtRLP4 was required. Additionally, since only one band was observed in oeRLP, were any tags included in the construct?

      Thank you for your comment. In the current version, quantitative analysis of NtRLP4 expression has been performed and is now presented in Figure 3. For the oeRLP plants, no tag was fused to NtRLP4; thus, anti-RLP serum was used to detect the target bands. In contrast, oeBtRDP and oeBtRDP-sp were fused with C-terminal FLAG tags, and their detection was carried out using anti-FLAG serum. This information has been clarified in the revised Methods section as follows: “The oeBtRDP and oeBtRDP<sup>-sp</sup> were fused with C-terminal FLAG tags, while no tag was fused to oeNtRLP4.”

      (4) Figure 4a. The RNAi effect appears to be well rescued in Line 1 but poorly in Line 2. Could the authors clarify the reason for this difference?

      Thank you for pointing this out. We also noticed that the RNAi effect appeared to be better rescued in Line 2 than in Line 1. Based on our measurements, the silencing efficiency of NtRLP4 in RNAi-RLP4 Line 1 was markedly weaker than in Line 2, which likely explains the difference in rescue efficiency. In the current version, we have clarified this point as follows: “Both RNAi-RLP lines showed reduced NtRLP4 levels compared with EV plants, with RNAi-RLP#2 exhibiting a stronger silencing effect (Fig. S19a).” “The differential rescue effect between the two RNAi lines likely resulted from their different NtRLP4 silencing efficiencies, with the lower NtRLP4 level in RNAi-RLP#2 leading to a more complete rescue phenotype.”

      (5) ROS accumulation is shown for only a single leaf. A quantitative analysis of ROS accumulation across multiple samples would be necessary to support the conclusion. The same applies to Figure 16f.

      Thank you for pointing this out. The H<sub>2</sub>O<sub>2</sub> accumulation experiments have been repeated for 5 times in Figure 4 and Figure S16f. In the current version, we addressed that “the experiment is repeated five times with similar results” in the figure legends.

      (6) Figure 4f: NtRLP4 abundance was significantly reduced in oeBtRDP plants but not in oeBtRDP-SP. Although coexpression analysis suggests that BtRDP promotes NtRLP4 degradation in an ubiquitin-dependent manner, the reduced NtRLP4 levels may not result from a direct interaction between BtRDP and NtRLP4. It is possible that BtRDP influences other factors that indirectly affect NtRLP4 abundance. The authors should discuss this possibility.

      Thank you for your valuable suggestion. We agree that the reduced NtRLP4 abundance may not necessarily result from a direct interaction between BtRDP and NtRLP4. In the manuscript, we have further discussed this possibility as follows: “Notably, BtRDP and NlSP104 shared no sequence or structural similarity and lack resemblance to known eukaryotic ubiquitin-ligase domains. Their interaction with RLP4s occurs in the extracellular space (Fig. 3d; Fig. 5c), whereas the ubiquitin-proteasome system primarily functions in the cytosol and nucleus [46]. Furthermore, NtRLP4 reduction is observed only in oeBtRDP transgenic plants, not in oeBtRDP-sp plants (Fig. 4f), suggesting that BtRDP exerts its influence on NtRLP4 in the extracellular space. These observations collectively argue against the possibility that BtRDP or NlSP694 possesses intrinsic E3 ligase activity capable of directly ubiquitinating RLP4s within plant cells. Importantly, the reduced NtRLP4 levels may not result from a direct physical interaction between BtRDP and NtRLP4. Instead, BtRDP may indirectly affect RLP4 post-translational modification, thereby accelerating its degradation, which warrants further investigation”

      (7) The statement in lines 335-336 that 'Overexpression of NtRLP4 or NtSOBIR1 enhances insect feeding, while silencing of either gene exerts the opposite effect' is not supported by the results shown in Figures S16-S19. The authors should revise this description to accurately reflect the data.

      Thank you for pointing this out. We agree that our original statement was not precise, as we measured the insect settling preference and oviposition on transgenic plants, but did not directly assess the feeding behavior of B. tabaci. Therefore, we have revised the description in the manuscript to more accurately reflect our data as follows: “Overexpression of NtRLP4 or NtSOBIR1 in N. tabacum is attractive to B. tabaci and promotes insect reproduction, whereas silencing of either gene exerts the opposite effect.”

      (8) BtRDP is reported to attach to the salivary sheath. Does the planthopper NlSP694 exhibit a similar secretion localization (e.g., attachment to the salivary sheath)? The authors should supplement this information or discuss the potential implications of any differences in secretion localization between BtRDP and NlSP694 for their respective modes of action.

      Thank you for your insightful suggestion. We agree that determining the secretion localization of NlSP694 would provide valuable information for understanding its potential mode of action. Immunohistochemical (IHC) staining is indeed a critical approach for such analysis. However, in this study, we were unable to express NlSP694 in Escherichia coli, and the antibody generated using a synthesized peptide did not show sufficient specificity or sensitivity for IHC detection. Consequently, we were unable to determine whether NlSP694 is attached to the salivary sheath. Therefore, whether BtRDP and NlSP694 acted in different mode require further investigation.

      Recommendations for the authors:

      Reviewer #3 (Recommendations for the authors):

      (1) Figure 1e. The BtRDP-labeled fluorescent signal is difficult to discern. An enlarged view of the target region would be helpful for clarity.

      Thank you for your suggestion. In the current version, an enlarged view of the target region was provided below the figure.

      (2) The finding that BtRDP accumulates in the salivary sheath secreted by Bemisia tabaci is important for understanding the subcellular localization of this protein during actual insect feeding. I suggest moving Figure S5 to the main text.

      Thank you for your suggestion. Figure S5 has been moved to Fig. 1f in the current version.

      (3) Please carefully cross-check the figure numbering to ensure that all in-text citations correspond to the correct figures and panels. i.e., lines 136,188,192, and 194.

      Thank you for pointing this out. We corrected them in the current version.

    1. eLife Assessment

      This study demonstrates that endothelial toll-like receptor 4 is a central regulator of leptomeningeal inflammation in the context of neonatal E. coli meningitis. The data are derived from cell type-specific gene knockout in mice as well as from cultured endothelial cells, and are generally solid, with only minor weaknesses in analysis and interpretation. This work is important as it advances our understanding of host cellular processes and molecular pathways underlying meningitis pathogenesis.

    2. Reviewer #1 (Public review):

      Summary:

      In this manuscript, Seegren and colleagues demonstrate that in a mouse model of neonatal E. coli meningitis, loss of endothelial toll-like receptor 4 (TLR4) leads to a marked decrease in transcriptional dysregulation across multiple leptomeningeal cell types, a decrease in vascular permeability, and a decrease in macrophage abundance. In contrast, loss of macrophage TLR4 had less pronounced effects. Using cultured wild-type and TLR4-knockout endothelial cells, the authors further demonstrate that TLR4-NF-κB signaling leads to reversible internalization of the tight junction protein claudin-5, establishing a potential mechanism of increased vascular permeability. Finally, the authors use RNA-sequencing of wild-type and TLR4-knockout endothelial cells to define the TLR4-dependent cell-autonomous transcriptional response to E. coli.

      Strengths:

      (1) The authors address an important, well-motivated hypothesis related to the cellular and molecular mechanisms of leptomeningeal inflammation.

      (2) The authors use model systems (mouse conditional knockouts and cultured endothelial cells) that are appropriate to address their hypotheses. The data are of high quality.

      Weaknesses:

      (1) The authors perform single-nucleus RNA-seq on dissected leptomeninges from control and E. coli-infected mice across three genotypes (WT, Tlr4MKO, and Tlr4ECKO). A major discovery from this experiment, as summarized by the authors, is: "Tlr4ECKO mice exhibited a global attenuation of infection-induced transcriptional responses across all major leptomeningeal cell types, as judged by the positions of cell clusters in the UMAP." This conclusion could be considerably strengthened by improving the qualitative and quantitative analysis.

      (2) The authors interpret E. coli infection-induced increases in leptomeningeal sulfo-NHS-biotin as evidence of compromised BBB integrity (i.e., extravasation from the vasculature) (Results, page 7), but another possible route in this context is sulfo-NHS-biotin entry from the dura across a compromised arachnoid barrier. The complete rescue in Tlr4ECKOs is strongly suggestive that the vascular route dominates, but it would strengthen the work if the authors could assess arachnoid barrier fidelity (e.g. via immunohistochemistry). At a minimum, authors should mention that the sulfo-NHS-biotin signal in this context may represent both vascular and arachnoid barrier extravasation.

      (3) The authors state that "deletion of TLR4 prevented both NF-κB nuclear translocation and Cldn5 internalization in response to E. coli (Figure 4A-D)" (Results, page 9). In Figures 4C and D, however, there is no indicator of a statistical test directly comparing the two genotypes. A comparison of within-genotype P-values should not be used to support a genotype difference (PMID: 34726155).

      (4) In the first paragraph of the Results, the authors summarize the meningeal layers as (1) pia, (2) subarachnoid space, (3) arachnoid, and (4) dura, and then state "The second and third layers constitute the leptomeninges." This definition of leptomeninges seems to omit the pia, which is widely considered part of the leptomeninges (PMID: 37776854).

      (5) The Cdh5-CreER/+;Tlr4 fl/- mouse lacks TLR4 in all endothelial cells (i.e., in peripheral organs as well as CNS/leptomeninges), and, as the authors note, the periphery is exposed to E. coli. It would be helpful if the authors could comment in the Discussion on the possibility that peripheral effects (e.g., peripheral endothelial cytokine production, changes to blood composition as a result of changes to peripheral endothelial permeability) may contribute to the observed leptomeningeal phenotypes.

    3. Reviewer #2 (Public review):

      Summary:

      The authors use a postnatal mouse model of E. coli bacterial meningitis and a mouse brain endothelioma cell line combined with cell-type-specific gene deletion to study the function of endothelial TLR4, a cell surface receptor that recognizes gram positive bacterial wall components, in the local leptomeningeal (LPM) response with a focus on endothelial barrier breakdown mediated by TLR4. Single-cell transcriptional profiling and imaging studies using whole-mount preps of the LPM support that LPM endothelial, CD206+ local macrophage and LPM fibroblast and arachnoid barrier cell inflammatory response and is abrogated in endothelial-specific KO of TLR4, pointing to a role for endothelial TLR4 in local LPM response. Culture studies using Bend3.1 cells (a mouse brain endothelioma cell line) support a direct role for TLR4 in the bacteria-mediated inflammatory response and in internalization of Cldn5 via the endosomal-lysosomal pathway, resulting in loss of barrier integrity

      Strengths:

      The local LPM cell response in meningitis and the role of specific LPM cells in inflammation and CNS barrier breakdown have not been extensively studied, despite ample evidence for primary immune response in the meninges in human patients and in animal models. The authors employ a robust, multi-model approach using both in vivo and in vitro models with cell-type-specific knockout to study the function of TLR4 in brain endothelial cell response. The authors nicely combine functional barrier assays with IF for junctional localization in their experimental design, and they delve into potential mechanisms of Cldn5 internalization using markers of endosomal-lysosomal pathway localization. The authors also describe a new type of barrier assay using a streptavidin-coated plate upon which barrier-forming cell cultures can be placted, this could be a very useful alternative or complement to other size-selective barrier assays and presumably could work for other barrier forming cells types, likely epithelial cells.

      Weaknesses:

      (1) There are no measures of bacterial burden in peripheral organs, blood, in the LPM or brain in the TLR4 endothelial cKO mice. Lack of TLR4 in endothelial cells could prevent bacterial 'access' into the LPM and brain, essentially preventing meningitis and leading to a lack of inflammatory responses in the LPM-located cells simply because there is no bacteria present. Bacteremia may also be reduced, as might inflammatory responses in peripheral organs with TLR4-deficient peripheral endothelium. Bacterial counts and inflammatory measures in peripheral organs and blood are important to better understand the mechanism(s) underlying the reduced inflammatory profile in LPM cells and no LPM endothelial breakdown in the Tlr4 endothelial cKO mice. In other words, does deleting TLR4 in EC protect against the development of meningitis by somehow blocking bacteria access to the LPM (this would be supported by low or no CFU counts in infected Tlr4 endothelial cKO) or is it what the authors appear to propose in Figure 1J that TLF4 in EC is the only cell responding to the bacteria to trigger the immune cascade in the LPM? More data is needed to resolve this, as this is a major claim of the paper.

      (2) The authors look at the underlying cortical response (cerebral vasculature for ICAM and immune cells) but do not use markers that could identify microglia (Iba1), the primary resident immune cell (CD206 is not useful, at this stage, in perivascular macrophages that are extremely sparse in the postnatal brain). This would be important to better study the impact on CNS resident immune cell morphological activation.

      (3) The authors suggest that Cldn5 junctional localization is selectively disrupted upon bacterial exposure, mediated by TLR4 - they suggest this based on studying PECAM, GLUT-1, ZO-1 and B-catenin (all normally junction or cell surface located in cultured Bend3.1) in relationship to Cldn5 localization (normally high) - it is possibly these are also impact by bacteria exposure (maybe through different mechanisms?) - a better measure would be to use the similar cyto/PM measure they do for Cldn5 in Fig. 4D and to evaluate this or to use intensity measurements.

      (4) The discussion could benefit from delving more into the prior literature on E.coli-mediated breakdown of junctions in cultured human microvascular brain endothelial cell model and critical host-pathogen interactions of the bacteria with ECs (PMID: 14593586), and how this might involve TLR4.

      (5) It would be important to discuss how their results relate to earlier studies on TLR4-/- and TLR2-/- global knockout mice and protection vs vulnerability to development of meningitis (see PMCID: PMC3524395) - this paper showed that TLR4 global KO mice have increased susceptibility to die from meningitis and have much higher CFU counts in the CNS. In this manuscript and their prior work (Wang et al., 2023), this group shown that both global TLR4-/- mutants and their EC-specific KO have reduced barrier permeability, but we don't have any information about CFU or susceptibility to death from meningitis in their models.

    4. Reviewer #3 (Public review):

      Summary:

      This study investigates the molecular underpinnings of immune responses in the leptomeninges in neonatal bacterial meningitis. Bacterial meningitis is a major disease burden, particularly for neonates, and it has previously been noted that the meningeal immune environment in infants is permissive to opportunistic infection (Kim et al., Sci Immunol, 2023). There is less known about the contribution of the stromal compartment to meningeal immune responses. Seegren et al. interrogate the role of leptomeningeal endothelium in host defence in E. coli infected neonatal mice using mouse genetic tools to delete the LPS receptor Tlr4 from either endothelial cells (using Cdh5-CreER) or macrophages (using LysM-Cre). The authors use snRNAseq, cleared cortical mounts, and in vitro work to define the impact of E. coli infection on leptomeningeal endothelial cells. This study uses a range of innovative techniques to probe the role of the stromal compartment in meningitis.

      Strengths:

      This study makes excellent use of cleared cortical mounts to examine the biology of the leptomeninges, in particular, changes to the endothelium, with unprecedented detail. In combination with high-quality sequencing data provide new insights into the impact of meningitis on the leptomeninges. The data presented by the authors is of very high quality.

      Weaknesses:

      The weaknesses of the study were in terms of interpretation and perhaps study design.

      (1) Most importantly, the authors need to provide additional validation of their conditional knockout models. The authors need to confirm that the Cdh5-CreER does not impact leptomeningeal fibroblasts and to confirm gene deletion in macrophages.

      (2) The authors could also strengthen the paper by providing data on the impact of these conditional knockout models on the course of meningitis and bacterial burden.

      (3) Finally, it is perhaps not surprising that Tlr4 is required for meningitis responses with E. coli. However, it is unclear if these findings can be generalised to other, more common, meningitis infections (streptococcal/pneumococcal).

      (4) There are additional minor issues; for instance, the arachnoid fibroblast 2 population appears to closely resemble dural border cells.

      (5) The cell line model (bEnd.3) is a relatively low-fidelity model of BBB endothelial cells, and this should be acknowledged.

      With these caveats, it is difficult to be certain that the endothelium alone is the driver of meningeal immune responses in meningitis, and what the impact of these is.

    1. eLife Assessment

      This fundamental study advances our understanding of how dietary patterns shape cancer immunity by identifying a link between a Mediterranean-mimicking diet, gut bacteria, and a metabolite that enhances anti-tumor immune responses. The evidence supporting the main conclusions is solid, based on carefully controlled diet experiments, measurements of gut-derived molecules, and functional immune analyses across multiple models, together with supportive observations in human data. The work will be of broad interest to biologists working on microbiota and cancer. However, there are several issues that the authors should address to improve the manuscript.

    2. Reviewer #1 (Public review):

      Summary:

      In brief, this manuscript addresses a very interesting topic, namely, the impact of the Mediterranean diet on the development of cancer. Using one mouse model and three tumor cell lines, the data show that a Mediterranean diet is sufficient to promote an anti-tumor response mediated by the microbiota, metabolites, and the immune system. Mechanistically, the Mediterranean diet promotes the expansion of Bacteroides thetaiotaomicron (B. theta for short), which converts tryptophan into 3-IAA. Both B. theta and the metabolite are sufficient to phenocopy the effect of the Mediterranean diet on cancer growth in vivo. The manuscript also shows that this effect is mediated by CD8 T cells and suggests, by way of in vitro assays, that 3-IAA sustains the functionality of CD8 T cells, preserving their exhaustion and blocking the ISR pathway.

      Strengths:

      The conclusions of this manuscript are potentially interesting and of potential clinical relevance.

      Weaknesses:

      For a full technical evaluation of the strength of the data, I am missing important technical and experimental details (e.g., number of independent experiments, statistics), and found some legends with potential labelling inaccuracies.

    3. Reviewer #2 (Public review):

      Summary:

      The authors aimed to investigate the mechanistic link between a Mediterranean-mimicking diet (MedDiet)-specifically the synergy between high fiber and fish oil-and its ability to suppress tumor growth. They successfully identify that this dietary combination alters the gut microbiome to favor the expansion of Bacteroides thetaiotaomicron. This bacterium metabolizes dietary tryptophan into indole-3-acetic acid (3-IAA), which then acts systemically to prevent CD8+ T-cell exhaustion.

      Strengths:

      The study integrates controlled dietary interventions, microbiome perturbation, metabolite profiling, and immune functional analyses into a coherent and well-organized framework, making the overall logic of the work easy to follow. The dietary design is carefully controlled, allowing clear interpretation of which broad dietary features are associated with the observed antitumor effects. The immune dependence of the phenotype is addressed using appropriate experimental approaches, and the results broadly support a role for gut microbiota-derived metabolites in shaping immune cell function. In addition, analyses of human datasets provide important context and enhance the potential relevance and usefulness of the findings for a broader research community.

      Weaknesses:

      While the manuscript provides strong support for a role of the microbial metabolite indole-3-acetic acid and downstream stress signaling in shaping immune cell function, the upstream mechanism by which this metabolite exerts its effects remains unresolved. In particular, the specific molecular sensor or binding target through which the metabolite acts has not been identified, and this uncertainty limits mechanistic precision. Framing this point more explicitly as an open question would help align the interpretation with the current data.

      In addition, at several points, the presentation may imply that a single microbial species is uniquely responsible for the observed effects. However, the experimental evidence more directly demonstrates sufficiency under the tested conditions rather than necessity. A clearer distinction between "sufficient" and "necessary" claims would help readers better assess the generality of the findings and their applicability to more complex microbial communities.

      The interpretation of the human data also warrants some caution. The diet-associated score applied to human datasets is derived from gene-expression signatures identified in mouse models and therefore represents an indirect proxy rather than a direct measure of dietary intake. Although the score correlates with clinical outcomes, it does not establish that patient survival is driven by consumption of specific dietary components such as fiber and fish oil.

    1. eLife Assessment

      This study presents a valuable finding that depletion of the rRNA methyltransferase METTL5 enhances anti-tumor immunity through a novel mechanism involving neoantigen generation from non-canonical translation. The evidence supporting the central conclusions is solid, with comprehensive multi-omics data including ribosome profiling, immunopeptidomics, TCR sequencing, and multiple in vivo tumor models demonstrating synergy with immune checkpoint blockade.

    2. Reviewer #1 (Public review):

      Summary:

      In this manuscript, Zhang et al. demonstrate that depletion of the 18S rRNA m6A methyltransferase Mettl5 compromises translation fidelity and consequently increases neoantigen generation, thereby uncovering an unexpected role for Mettl5 in tumor immunity. Mettl5-KO tumors exhibit enhanced CD8⁺ T-cell infiltration and show improved responses to immune checkpoint blockade. Mechanistically, loss of Mettl5 perturbs the local structure of 18S rRNA and disrupts the ribosome's ability to perform accurate translation. Subsequent ribosome profiling and mass spectrometry analyses provide compelling evidence that Mettl5 functions as a previously unrecognized regulator of translation to participate in tumor immune evasion.

      Strengths:

      This study presents a comprehensive set of experimental data supporting a mechanistic link between rRNA modification, translation fidelity, and neoantigen generation. The observed synergistic effect of Mettl5 depletion and anti-PD-1 therapy highlights the potential translational relevance of targeting rRNA modifications in cancer immunotherapy.

      Weaknesses:

      (1) In light of the principal function of Mettl5, which is to methylate 18S rRNA within the small ribosomal subunit, the authors focus primarily on translation fidelity, largely associated with elongation, but provide limited exploration of potential effects on translation initiation. Loss of Mettl5 may alter the initiation landscape, potentially promoting alternative or noncanonical initiation events (e.g., initiation at CUG codons), which could also contribute to the observed neoantigen repertoire changes. Further investigation into initiation-level alterations would strengthen the mechanistic interpretation.

      (2) Given the broad involvement of rRNA methyltransferases in ribosome function, the authors should incorporate a parallel analysis using another enzyme (e.g., Zcchc4 or Nsun5) as a negative control. Such an experiment is essential to demonstrate that the tumor immunity phenotype observed is specific to Mettl5 rather than a general consequence of perturbing rRNA modification.

    3. Reviewer #2 (Public review):

      Summary:

      This study demonstrates that METTL5-mediated rRNA m⁶A1832 modification regulates tumor neoantigen generation by maintaining translational fidelity. Loss of METTL5 in tumor cells promotes immune cell infiltration into the tumor microenvironment and enhances the therapeutic efficacy of anti-PD-1 treatment, identifying a novel and potentially important target for cancer immunotherapy.

      Strengths:

      In murine tumor models, the authors found that Mettl5 depletion increases CD8⁺T cell infiltration and T cell receptor (TCR) repertoire diversity, and revealed a novel mechanism by which reduced ribosomal translation fidelity enhances non-canonical translation, thereby promoting the production of tumor neoantigens.

      Weaknesses:

      (1) While Mettl5 knockout enhances T-cell infiltration into tumors, it remains unclear whether loss of Mettl5 affects the expression of chemokines involved in immune cell recruitment.

      (2) Although the authors report a significant reduction in tumor cell growth as well as tumor volume and weight, direct evidence demonstrating T-cell-mediated cytotoxicity is lacking.

    1. eLife Assessment

      The importance of uterine natural killer (NK) cells in reproductive success has been demonstrated in mice and humans; however, it is still unclear how uterine NK cells are developed. In this valuable manuscript, the authors provide convincing evidence that TGF-b signaling in NK cells supports normal pregnancy in mice by the conversion of conventional NK cells into uterine tissue-resident NK cells. There are some concerns about the paper, particularly around Figures 1A, 1C, and 2E.

    2. Reviewer #1 (Public review):

      This is an excellent paper from Dr. Yokoyama and colleagues. The experiments are technically demanding, given the very low cell numbers and the challenges of working with implantation sites at gestational days 6.5, 10.5, and 14.5. Overall, the impact of TGF-β receptor II deficiency in the NK lineage on uterine trNK cell numbers and litter size is convincing, and the authors' conclusions are well supported by the data. Less convincing, however, is the claim that the decrease in trNK cells is compensated by an increase in cNK cells; rather, the absence of TGF-β receptor II appears to result in an overall reduction of NK/ILC1 cells.

      Major Points:

      (1) Figure 1A and B

      Although a trend is evident, it does not appear that the absolute number of cNK cells at day 14 is significantly changed from day 6.5?

      (2) Figure 2E

      The authors state, "This reduction of uterine trNK cells was accompanied by a concomitant increase in the absolute number and frequency of CD49b+Eomes+ cNK cells within the pregnant uterus of TGF-βRIINcr1Δ dams (Figure 2 D, E). The number of cNK cells appears relatively low (visually ~1,000-1,300), and although the difference is statistically significant, its physiological relevance is unclear. More importantly, this modest increase does not correlate with the marked decrease in trNK and ILC1 populations, as cNK cells do not appear to accumulate. In my opinion, the conclusion "Collectively, these findings indicate that a TGF-β-driven differentiation pathway directs the conversion of peripheral cNK cells into uterine trNK cells during murine pregnancy" should be slightly toned down.

      (3) Figures 2-4

      It is unclear whether the littermate controls are floxed mice or floxhet-Ncr1iCre mice? This distinction is important, as Ncr1iCre expression itself could potentially lead to a phenotype.

    3. Reviewer #2 (Public review):

      In their manuscript "TGF-β drives the conversion of conventional NK cells into uterine tissue-resident NK cells to support murine pregnancy", Yokoyama and colleagues investigate the role of Tgfbr2 expression by NK cells in the formation of tissue-resident uterine NK cells and subsequent importance in murine pregnancy. By transferring congenic splenic conventional NK cells into pregnant mice, they show conversion of circulating NK cells into uterine ivCD45 negative tissue-resident NK cells. When interfering with the formation of uterine trNK cells, spiral artery remodelling was impaired, fetal resorption rates were increased, and litter sizes were reduced.

      Generally, this is a research topic of high interest, yet the manuscript is lacking detailed mechanistic insights, and some questions remain open. At the current state, the data represent an interesting characterisation of the Tgfbr2-fl/fl Ncr1-Cre mice in pregnancy, but considering (a) the recent publication by the group (Reference 17) on the role of Eomes+ cNK cells during pregnancy, (b) the previously described role of Tgfbr2 and autocrine TGFb expression for uterine NK cell differentiation in virgin mice (also cited by the authors), and (c) the well-known relevance of uterine NK cells during pregnancy, additional experiments addressing the specific role of Tgfb during pregnancy would help to improve novelty and significance of the manuscript. To this end, the following aspects should be discussed and, where applicable, experimentally addressed by the authors:

      (1) The authors suggest cNK extravasation and local differentiation into iv- trNK.

      Can it be estimated how much this process contributes to the trNK pool vs. a potential local proliferation of already existing trNK? How do absolute numbers of CD49a+ Eomes+ trNK change during pregnancies? (In Figure 1A, the cell numbers of CD49a+ Eomes+ trNK seem to go down dramatically between gd 6.5 and 14.5). The plot in 1B could also include absolute numbers of ILC1s and trNKs. Would recruited cNK cells compensate for a potential loss of CD49a+ Eomes+ trNK?

      (2) Figure 1C: 2.5

      Mio cNK cells have been transferred, but only very few cells can be detected within the uterus (concatenated FACS plot shown). What may represent the limit to generate uterine trNK out of cNK? Is the niche supporting cNK-trNK differentiation limited? Is it only a specific subset of (splenic) cNK capable of differentiating into trNK? Is gd 0.5 the optimal timepoint for the transfer? Is there continuous recruitment of cNK into the uterus and differentiation into trNK, or is it enhanced at specific timepoints of pregnancy? Could there be local proliferation of cNK-derived trNK? This could be studied by proliferation dye dilution of WT cNK cells in this transfer-setup.

      (3) The authors should consider inducible Tgfbr2 deletion (e.g. with Tamoxifen-inducible Cre) to enable development of the uterine NK compartment in virgin mice and only ablate trNK differentiation during pregnancy. This could help to estimate the turnover of cNK into trNK, or to understand if constant cNK recruitment is required to form the uterine trNK compartment during pregnancy.

      (4) Did the authors consider transfer of Tgfbr2-floxed Ncr1-Cre cNK in the same setup as in Fig. 1C? This experiment could confirm the requirement of Tgfbr-dependent signalling for cNK to trNK conversion during pregnancy versus effects of Tgfb signals on trNK numbers in the uterus at steady state (before pregnancy).

      (5) Figures 2D/E

      The authors should state that ILC1s are reduced in the virgin uterus of female Tgfbr2-floxed or Tgfb1-floxed Ncr1-Cre mice and cite the relevant work (the Ref #29 discussed in this context did not show that?). It would be helpful to include an analysis of all three uterine ILC subsets in steady state. This could help to answer the question if the cNK cell changes are pregnancy-specific or a general phenomenon in Tgfbr2-floxed Ncr1-Cre mice.

      (6) Figure 2E

      Please phrase more carefully about the "concomitant increase" of cNKs, since this increase is much less pronounced compared to the very strong reduction (absence) of trNKs in Tgfbr2-floxed Ncr1-Cre mice. Do the authors suggest that cNKs are halted at this stage and cannot differentiate into trNK, based on these data?

      (7) Figure 3/4

      Can the reduced litter size and the abnormal spiral artery formation be rescued by transfer of WT cNK into Tgfbr2-floxed Ncr1-Cre mice?

    1. eLife Assessment

      This important study reports that the human posterior inferotemporal cortex (hPIT) functions as an attentional priority map, integrating both top-down and bottom-up attentional signals rather than serving solely as an object-processing region. The experiments and analyses are well conducted and provide compelling evidence that hPIT bridges dorsal and ventral attention networks and is robustly modulated by attention across diverse visual tasks. The study will be relevant for researchers investigating visual attention, high-level visual cortex, and the neural mechanisms that integrate endogenous and exogenous attentional control.

    2. Reviewer #1 (Public review):

      The manuscript titled "The distinct role of human PIT in attention control" by Huang et al. investigates the role of the human posterior inferotemporal cortex (hPIT) in spatial attention. Using fMRI experiments and resting-state connectivity analyses, the authors present compelling evidence that hPIT is not merely an object-processing area, but also functions as an attentional priority map, integrating both top-down and bottom-up attentional processes. This challenges the traditional view that attentional control is localized primarily in frontoparietal networks.

      The manuscript is strong and of high potential interest to the cognitive neuroscience community. Below, I raise questions and suggestions to help with the reliability, methodology, and interpretation of the findings.

      (1) The authors argue that hPIT satisfies the criteria for a priority map, but a clearer justification would strengthen this claim. For example, how does hPIT meet all four widely recognized criteria, such as spatial selectivity, attentional modulation, feature invariance, and input integration, when compared to classical regions such as LIP or FEF? A more systematic summary of how hPIT meets these benchmarks would be helpful. Additionally, to what extent are the observed attentional modulations in hPIT independent of general task difficulty or behavioral performance?

      (2) The authors report that hPIT modulation is invariant to stimulus category, but there appear to be subtle category-related effects in the data. Were the face, scene, and scrambled images matched not only in terms of luminance and spatial frequency, but also in terms of factors such as semantic familiarity and emotional salience? This may influence attentional engagement and bias interpretation.

      (3) The result that attentional load modulates hPIT is important and adds depth to the main conclusions. However, some clarifications would help with the interpretation. For example, were there observable individual differences in the strength of attentional modulation? How consistent were these effects across participants?

      (4) The resting-state data reveal strong connections between hPIT and both dorsal and ventral attention networks. However, the analysis is correlational. Are there any complementary insights from task-based functional connectivity or latency analyses that support a directional flow of information involving hPIT? In addition, do the authors interpret hPIT primarily as a convergence hub receiving input from both DAN and VAN, or as a potential control node capable of influencing activity in these networks? Also, were there any notable differences between hemispheres in either the connectivity patterns or attentional modulation?

      (5) A few additional questions arise regarding the anatomical characteristics of hPIT: How consistent were its location and size across participants? Were there any cases where hPIT could not be reliably defined? Given the proximity of hPIT to FFA and LOp, how was overlap avoided in ROI definition? Were the functional boundaries confirmed using independent contrasts?

      Comments on revisions:

      The authors have successfully addressed my previous questions and concerns. The public comments above reflect my views on the initial submission and, in my opinion, will remain helpful for general readers. Given this, I do not have additional public comments and will keep my previous public review unchanged.

    3. Reviewer #2 (Public review):

      Summary

      This study investigates the role of the human posterior inferotemporal cortex (hPIT) in attentional control, proposing that hPIT serves as an attentional priority map that integrates both top-down (endogenous) and bottom-up (exogenous) attentional processes. The authors conducted three types of fMRI experiments and collected resting-state data from 15 participants. In Experiment 1, using three different spatial attention tasks, they identified the hPIT region and demonstrated that this area is modulated by attention across tasks. In Experiment 2, by manipulating the presence or absence of visual stimuli, they showed that hPIT exhibits strong attentional modulation in both conditions, suggesting its involvement in both bottom-up and top-down attention. Experiment 3 examined the sensitivity of hPIT to stimulus features and attentional load, revealing that hPIT is insensitive to stimulus category but responsive to task load - further supporting its role as an attentional priority map. Finally, resting-state functional connectivity analyses showed that hPIT is connected to both dorsal and ventral attention networks, suggesting its potential role as a bridge between the two systems. These findings extend prior work on monkey PITd and provide new insights into the integration of endogenous and exogenous attention.

      Strength

      (1) The study is innovative in its use of specially designed spatial attention tasks to localize and validate hPIT, and in exploring the region's role in integrating both endogenous and exogenous attention, as prior works focus primarily on its involvement in endogenous attention.

      (2) The authors provided very comprehensive experiment designs with clear figures and detailed descriptions.

      (3) A broad range of analyses was conducted to support the hypothesis that hPIT functions as an attentional priority map -- including experiments of attentional modulation under both top-down and bottom-up conditions, sensitivity to stimulus features and task load, and resting-state functional connectivity. These analyses showed consistent results.

      (4) Multiple appropriate statistical analyses - including t-tests, ANOVAs, and post-hoc tests-were conducted, and the results are clearly reported.

      Comments on revisions:

      The authors have addressed our comments in their revised manuscript and in their response to the reviewers. We don't have any further suggestions or comments.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      The manuscript titled "The distinct role of human PIT in attention control" by Huang et al. investigates the role of the human posterior inferotemporal cortex (hPIT) in spatial attention. Using fMRI experiments and resting-state connectivity analyses, the authors present compelling evidence that hPIT is not merely an object-processing area, but also functions as an attentional priority map, integrating both top-down and bottom-up attentional processes. This challenges the traditional view that attentional control is localized primarily in frontoparietal networks.

      The manuscript is strong and of high potential interest to the cognitive neuroscience community. Below, I raise questions and suggestions to help with the reliability, methodology, and interpretation of the findings.

      Thank you for a nice summary of the key points of our study. Below you will find our reply to your questions.

      (1) The authors argue that hPIT satisfies the criteria for a priority map, but a clearer justification would strengthen this claim. For example, how does hPIT meet all four widely recognized criteria, such as spatial selectivity, attentional modulation, feature invariance, and input integration, when compared to classical regions such as LIP or FEF? A more systematic summary of how hPIT meets these benchmarks would be helpful. Additionally, to what extent are the observed attentional modulations in hPIT independent of general task difficulty or behavioral performance?

      Great suggestions! For the first suggestion, we have included a clearer justification in the discussion part of manuscript (line 405-406). For the second one, all participants received task practice prior to scanning, and task accuracy exceeded 90%, suggesting the tasks were not overly demanding. Although ceiling effects limit the interpretability of behavioral-performance correlations, we argue that higher task demands would likely require greater attentional effort, leading to stronger modulation in hPIT, which aligns with our findings.

      (2) The authors report that hPIT modulation is invariant to stimulus category, but there appear to be subtle category-related effects in the data. Were the face, scene, and scrambled images matched not only in terms of luminance and spatial frequency, but also in terms of factors such as semantic familiarity and emotional salience? This may influence attentional engagement and bias interpretation.

      The response of hPIT is not sensitive to stimulus category, but attentional modulation in hPIT is slightly stronger to faces than scenes and scrambled images. Although faces used in the task had neutral expressions and the scene pictures were also neutral, we acknowledge that we indeed cannot exclusively eliminate the possibility that potential semantic familiarity or emotional salience may contribute to the subtle category-related effects in the results of experiment 3. This limitation has been noted in the discussion part of manuscript (line 440-442).

      (3) The result that attentional load modulates hPIT is important and adds depth to the main conclusions. However, some clarifications would help with the interpretation. For example, were there observable individual differences in the strength of attentional modulation? How consistent were these effects across participants?

      Yes, individual differences exist. In the manuscript, we have included individual subject data points in the figure 6B. No data exceeded three standard deviations from the group mean, suggesting that the attentional modulation effects were generally consistent across participants.

      (4) The resting-state data reveal strong connections between hPIT and both dorsal and ventral attention networks. However, the analysis is correlational. Are there any complementary insights from task-based functional connectivity or latency analyses that support a directional flow of information involving hPIT? In addition, do the authors interpret hPIT primarily as a convergence hub receiving input from both DAN and VAN, or as a potential control node capable of influencing activity in these networks? Also, were there any notable differences between hemispheres in either the connectivity patterns or attentional modulation?

      Though it’s hard to generate directional flow of information from fMRI due to the low temporal resolution. We agree that besides resting-state connection, task-based functional connectivity analyses would have the potential to provide additional information about whether hPIT serves as a convergence node or a control hub. We have conducted task-based functional connectivity analyses, specifically PPI, using data from experiment 2, which revealed task-modulated right hPIT connectivity with FFA, LOp, and TPJ, suggesting hPIT may allocate attentional resources to object-processing regions following priority map generation (line 378-383). Given the limited number of significant PPI results and the inherent constraints of fMRI in capturing fast or transient attention-related interactions, the present data do not allow us to determine the role of hPIT. Future studies combining effective connectivity or causal perturbation methods (e.g., DCM, TMS-fMRI) would be ideal to test whether hPIT acts as a control node influencing activity within DAN and VAN.

      We also observed modest hemispheric asymmetries in connectivity—for instance, both left and right hPIT showed stronger connectivity with right-hemisphere attention nodes. This has been described in the results part of manuscript (line 373-377).

      (5) A few additional questions arise regarding the anatomical characteristics of hPIT: How consistent were its location and size across participants? Were there any cases where hPIT could not be reliably defined? Given the proximity of hPIT to FFA and LOp, how was overlap avoided in ROI definition? Were the functional boundaries confirmed using independent contrasts?

      We can see a relatively consistent size and location of hPIT across subjects in Supplementary Figure 1, where the voxel size and location for individual subjects reported. The consistency also demonstrated by figure 4C.

      We avoided overlap with the FFA and LOp by manually delineating the hPIT which is defined by conjunction maps across three tasks and by avoiding overlapping voxels. The FFA was defined using an independent contrast (Exp3 contrast [face-scene]) and the Lop location was defined by anatomical parcellation (Glasser et al., 2016).

      Reviewer #2 (Public review):

      Summary

      This study investigates the role of the human posterior inferotemporal cortex (hPIT) in attentional control, proposing that hPIT serves as an attentional priority map that integrates both top-down (endogenous) and bottom-up (exogenous) attentional processes. The authors conducted three types of fMRI experiments and collected resting-state data from 15 participants. In Experiment 1, using three different spatial attention tasks, they identified the hPIT region and demonstrated that this area is modulated by attention across tasks. In Experiment 2, by manipulating the presence or absence of visual stimuli, they showed that hPIT exhibits strong attentional modulation in both conditions, suggesting its involvement in both bottom-up and top-down attention. Experiment 3 examined the sensitivity of hPIT to stimulus features and attentional load, revealing that hPIT is insensitive to stimulus category but responsive to task load - further supporting its role as an attentional priority map. Finally, resting-state functional connectivity analyses showed that hPIT is connected to both dorsal and ventral attention networks, suggesting its potential role as a bridge between the two systems. These findings extend prior work on monkey PITd and provide new insights into the integration of endogenous and exogenous attention.

      Strengths

      (1) The study is innovative in its use of specially designed spatial attention tasks to localize and validate hPIT, and in exploring the region's role in integrating both endogenous and exogenous attention, as prior works focus primarily on its involvement in endogenous attention.

      (2) The authors provided very comprehensive experiment designs with clear figures and detailed descriptions.

      (3) A broad range of analyses was conducted to support the hypothesis that hPIT functions as an attentional priority map -- including experiments of attentional modulation under both top-down and bottom-up conditions, sensitivity to stimulus features and task load, and resting-state functional connectivity. These analyses showed consistent results.

      (4) Multiple appropriate statistical analyses - including t-tests, ANOVAs, and post-hoc tests - were conducted, and the results are clearly reported.

      Thank you for a nice summary of the key points and strengths of our study.

      Weaknesses

      (1) The sample size is relatively small (n = 15), and inter-subject variability is big in Figures 5 and 6, as seen in the spread of individual data points and error bars. The analysis of attention-modulated voxel map intersections appears to be influenced by multiple outliers.

      We agree that the sample size (n = 15) is not ideal, and we acknowledge that some data points in Figures 5 and 6 appear to be potential outliers. However, according to conventional outlier detection criteria, all data points fell within three standard deviations of the group mean and were therefore retained for analysis.

      Moreover, the attention-modulated voxel intersection map shown in Figure 4C is insensitive to outliers, because the intersection plotted is based on the number of subjects

      (2) The authors acknowledge important limitations, including the lack of exploration of feature-based attention and the temporal constraints inherent to fMRI.

      Yes, we have mentioned these limitations in the discussion.

      (3) Prior research has established that regions such as the prefrontal cortex (PFC) and posterior parietal cortex (PPC) are involved in both endogenous and exogenous attention and have been proposed as attentional priority maps. It remains unclear what is uniquely contributed by hPIT, how it functionally interacts with these classical attentional hubs, and whether its role is complementary or redundant. The study would benefit from more direct comparisons with these regions.

      In this study, we define the ROI base on intersection across three different types of spatial attention tasks, which is a stricter criterion. And the results didn’t reveal spatial attentional modulation across tasks besides PITd. This could be due to the lack of lateralized responses in PFC/PPC. To evaluate whether a region qualifies as a priority map, we applied four widely accepted criteria (as mentioned in introduction). While dorsal and ventral attention network (DAN and VAN) regions can be considered supportive components of the priority map system, our findings suggest that among the regions tested, only hPIT fully meets all criteria. In Experiment 2, we included regions such as VFC (as part of PFC) and IPS (as part of PPC), and our findings suggest these areas are more involved in top-down attention. In the revision, we have performed additional analysis on PPC (IPS) and PFC (FEF, VFC), shown in Figure S2.

      (4) The functional connectivity analysis is only performed on resting-state data, and this approach does not capture context-dependent interactions. Task-based data analysis can provide stronger evidence.

      We acknowledge that resting-state FC is limited in assessing task-specific communication. To further investigate the role of hPIT, we have conducted PPI analysis, which revealed task-modulated right hPIT connectivity in attention allocation (line 378-383).

      (5) The study does not report whether attentional modulation in hPIT is consistent across the two hemispheres. A comparison of hemispheric effects could provide important insight into lateralization and inter-individual variability, especially given the bilateral localization of hPIT.

      We thank the reviewer for this suggestion. hPIT was localized bilaterally using the same intersection-based method in Experiment 1. We have now performed additional analysis and found hemispheric differences in hPIT attentional modulation (Experiment 2). Besides, we also found in Experiment 3, the difference of load modulation (averaged across stimulus categories) in left and right hPIT was not significant. These results have been reported in the results part of manuscript (line 347-351).

    1. eLife Assessment

      This is an important study that advances our understanding of the transition from quadrupedal to bipedal gait in a neuromechanical model of the Japanese macaque. The method and results are solid; the neuromusculoskeletal model successfully reproduces experimental data, and the stability analysis based on an inverted pendulum model effectively explains the effects of different transition strategies. However, the study would benefit from a more comprehensive sensitivity analysis. The findings are highly relevant for researchers in motor control, comparative physiology/biomechanics, and robotics.

    2. Reviewer #1 (Public review):

      Summary:

      The article investigates how the Japanese macaque makes gait transitions between quadruped and biped gaits. It presents a compelling neuromechanical simulation that replicates the transition and an interesting analysis based on an inverted pendulum that can explain why some transition strategies are successful and others are not.

      Strengths:

      I enjoyed reading this article. I think it presents an interesting study and elegant modeling approaches (musculoskeletal + inverted pendulum). The study is well conducted, and the results are interesting. I particularly liked how the success of gait transitions could be predicted based on the inverted pendulum and its saddle node stability. I think it makes a useful and interesting contribution to the state of the art.

      Weaknesses:

      The article is already in great shape, but could be improved a bit by:

      (1) Strengthening the comparison to animal data. In particular, videos of the real animal should be included + snapshots of their gaits (quadruped, biped, and transitions).

      (2) Exploring and testing a broader range of conditions. I think it would be very interesting to test gaits and gait transitions on up and down slopes (both with the musculoskeletal model and with the inverted pendulum model). This could be used to make predictions on how the real animal adapts to those conditions. Ideally, this should be tested on the animal as well. I think this could increase (even more) the impact of this work.

      (3) Better explaining several aspects of the PSO optimization.

      (4) (Ideally) performing a sensitivity analysis on the optimized parameters (e.g. variations of +-5, 10, 20%) in order to determine their respective importance and how much their instantiated values have influenced the results.

      (5) Running a spell checker, as there are quite a few typos.

    3. Reviewer #2 (Public review):

      Summary:

      This article presents a neuromusculoskeletal (NMS) model of the Japanese Macaque. This model is added with a neural feedforward controller based on CPG and synergy that allows for reproducing quadrupedal and bipedal gait as well as the transition between quadrupedal and bipedal gait. The model and controller were validated using experimental data. Results were also compared to an inverted pendulum model to show that the transition between quadrupedal and bipedal in macaque is using this kind of representation for transition and stability. Overall, the article is very interesting, but it sometimes lacks clarity.

      Strengths:

      The results of the model present impressive results for quadrupedal, bipedal, and transition, validated by experimental data. NMS controllers based on feedforward controllers are very difficult to fine-tune.

      Weaknesses:

      (1) The movement regulator is not clear and should be better explained. At first, it seems that it is just a new CPG/synergy (feedforward) added, but in the methods, it seems to be a feedback controller.

      (2) It is also not clear what is meant by discretizing the weight for the trigger limb from 0 to 1 (page 8).

      (3) The controller is mainly using a feedforward controller, allowing only anticipatory movement. Animals are also using a reflex-based feedback controller. A controller with feedback/reflex could reduce failed attempts in training and better represent the transition.

      (4) There are small typos throughout the article that should be corrected.

    4. Reviewer #3 (Public review):

      Summary:

      The purpose of this study was to test the hypothesis that the inverted pendulum mechanism contributes to the gait transition from quadrupedal to bipedal gait in Japanese macaques. The author uses a neuromusculoskeletal model to generate different motor tasks by varying motor command parameters during forward dynamics simulations. After simulations were done, the authors used dynamical system analysis of the inverted pendulum model to reveal the underlying principles of gait transition control. The authors showed that successful gait transition from quadrupedal to bipedal gait mostly depends on increased step length of a hindlimb.

      Strengths:

      This study is important not only for understanding gait transition, but also to understand stability control of bipedal gaits. Another advantage of this study is that it allows us to estimate the effect of one control mechanism and find its effect and limits. In animal studies, we also have a combination of compensatory stability control mechanisms.

      Weaknesses:

      Any simulation is not perfect, so discrepancies from experimental data are expected. A 2D model is used, but the advantage of using a 3D model is not clear, and it is much more complicated.

    1. Author response:

      eLife Assessment

      This study provides a valuable contribution to understanding how negative affect influences food-choice decision making in bulimia nervosa, using a mechanistic approach with a drift diffusion model (DDM) to examine the weighting of tastiness and healthiness attributes. The solid evidence is supported by a robust crossover design and rigorous statistical methods, although concerns about the interpretation of group differences across neutral and negative conditions limit the interpretability of the results.

      We are grateful for this improved assessment. Below, we provide detailed responses that we believe address the noted concerns about interpreting group differences across conditions. If these clarifications resolve the interpretability concerns, we would be grateful if the editors would consider updating the eLife assessment accordingly.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      Using a computational modeling approach based on the Drift and Diffusion Model (DDM) introduced by Ratcliff and McKoon in 2008, the article by Shevlin and colleagues investigates whether there are differences between neutral and negative emotional states in:

      (1) The timings of the integration in food choices of the perceived healthiness and tastiness of food options in individuals with bulimia nervosa (BN) and healthy participants

      (2)The weighting of the perceived healthiness and tastiness of these options.

      Strengths:

      By looking at the mechanistic part of the decision process, the approach has potential to improve the understanding of pathological food choices.

      Weaknesses:

      I thank the author for reviewing their manuscript.

      However, I still have major concerns.

      The authors say that they removed any causal claims in their revised version of the manuscript. The sentence before the last one of the abstract still says "bias for high-fat foods predicted more frequent subjective binge episodes over three months". This is a causal claim that I already highlighted in my previous review, specifically for that sentence (see my second sentence of my major point 2 of my previous review).

      We appreciate the Reviewer's continued attention to causal language. We acknowledge that our use of the term 'predicted', though intended to refer to statistical prediction in a regression model, could be misinterpreted as implying causation. We have therefore revised this sentence to read: 'bias for high-fat foods was associated with more frequent subjective binge episodes over three months’.

      I also noticed that a comment that I added was not sent to the authors. In this comment I was highlighting that in Figure 2 of Galibri et al., I was uncertain about a difference between neutral and negative inductions of the average negative rating after the induction in the BN group (i.e. comparing the negative rating after negative induction in BN to the negative rating after neutral induction in BN). Figure 2 of Galibri et al. looks to me that:

      (1) The BN participants were more negative before the induction when they came to the neutral session than when they came to the negative session.

      (2) The BN participants looked almost negatively similar (taking into account the error bars reported) after the induction in both sessions

      These observations are of high importance because they may support the fact that BN patients were likely in a similar negative state to run the food decision task in both conditions (negative and neutral). Therefore, the lack of difference in food choices in BN patients is unsurprising and nothing could be concluded from the DDM analyses. Moreover, the strong negative ratings of BN patients in the neutral condition as compared to healthy participants together with almost similar negative ratings after the two inductions contradict the authors' last sentence of their abstract.

      I appreciate that the authors reproduced an analysis of their initial paper regarding the negative ratings (i.e. Table S1). It partly answers my aforementioned point but does not address the fact that BN may have been in a similar negative state in both conditions (neutral and negative) when running the food decision task: if BN patients were similarly negative after both induction (neutral and negative), nothing can be concluded from their differences in their results obtained from the DDM. As the authors put it, "not all loss-ofcontrol eating occurs in the context of negative state", I add that far from all negative states lead to a loss-of-control eating in BN patients. This grounds all my aforementioned remarks and my remarks of my first review.

      A solution for that is to run a paired t-test in BN patients only comparing the score after the induction in the two conditions (neutral and negative) reported in Figure 2 of their initial article.

      We appreciate the reviewer’s concern. We understand how the visual representation in Figure 2, which displays between-subject error bars, might suggest similar post-induction affect levels. However, the within-subject paired comparison (which appropriately accounts for individual differences in baseline affect) reveals a significant difference, which we detail below.

      While BN participants did report higher baseline negative affect than the HC group prior to the mood inductions, this does not negate the effectiveness of the manipulation. The critical comparison is the within-subject change from pre- to post-induction (detailed below) which shows that negative affect was significantly higher after the negative induction than the neutral induction.

      As we reported in the Supplementary Information (Table S1), our initial analyses of self-reported affect ratings used a linear mixed-effects model with group (HC = 0, BN = 1), condition (Neutral = 0, Negative = 1), and time (pre-induction = 0, post-induction = 1) as fixed effects, including all interactions, and random intercepts for participants. This approach accounts for individual differences in baseline affect.

      However, to address the reviewer's concerns, we conducted two simple effects analyses using estimated marginal means. As the reviewer suggested, we directly compared post-induction affect between conditions within the BN group (described in the second analysis below). In the first analysis, we examined the diagnosis × time interaction within each condition separately. In the Negative condition, individuals with BN demonstrated a substantial increase in negative affect from pre- to post-induction (mean difference = 20.36, t = 4.84, p < 0.0001, Cohen’s d = 0.97). In the second analysis, we examined the condition × time interaction within each group separately. Among the BN group, we found that reported affect was significantly higher following the negative mood induction than after the neutral affect induction (mean difference = -17.40, t = -4.13, p = 0.0003, Cohen’s d = 0.83). This difference in post-induction negative affect between conditions within the BN group represents a meaningful and statistically robust difference in affective states. These within-group effects confirm that the negative mood induction was (1) effective in the BN group and (2) produced significantly greater negative affect than the neutral mood induction.

      These findings confirm that participants completed the food decision task under meaningfully different affective states, supporting the interpretability of the subsequent DDM analyses. We now report these analyses in the Supplementary Information.

      I appreciate the analysis that the authors added with the restrictive subscale of the EDE-Q.

      That this analysis does not show any association with the parameters of interest does not show that there is a difference in the link between self reported restrictions and self reported binges. Only such a difference would allow us to claim that the results the authors report may be related to binges.

      We thank the reviewer for raising this important point about specificity. To address this concern, we examined the correlation between self-reported binge frequency (both subjective binge episodes and objective binge episodes over the past three months) and EDE-Q Restraint subscale in our BN sample.

      The correlation between these measures were modest and non-significant (subjective binge frequency: Spearman’s p = 0.21, p = 0.306; objective binge frequency: Spearman’s p = 0.05, p = 0.806), indicating that both binge frequency measures and dietary restraint were relatively independent dimensions of eating pathology in our sample. This dissociation supports the specificity of our findings: the fact that our DDM parameters were associated with binge frequency but not with dietary restraint suggests that the affect-induced changes in decisionmaking we observed are specifically related to binge-eating behavior rather than reflecting a correlate of dietary restraint. We now report this analysis in the Supplementary Information.

      I appreciate the wording of the answer of the authors to my third point: "the results suggest that individuals whose task behavior is more reactive to negative affect tend to be the most symptomatic, but the results do not allow us to determine whether this reactivity causes the symptoms". This sentence is crystal clear and sums very well the limits of the associations the authors report with binge eating frequency. However, I do not see this sentence in the manuscript. I think the manuscript would benefit substantially from adding it.

      We thank the reviewer for the suggestion. We have added the following sentences that convey this information to the end of the third paragraph of the discussion:

      “These results suggest that individuals whose task behavior is more reactive to negative affect tend to be the most symptomatic. However, our correlational design does not allow us to determine whether this reactivity causes the symptoms.”

      Statistical analyses:

      If I understood well the mixed models performed, analyses of supplementary tables S1 and S27 to S32 are considering all measures as independent which means that the considered score of each condition (neutral vs negative) and each time (before vs after induction) which have been rated by the same participants are independent. Such type of analyses does not take into account the potential correlation between the 4 scores of a given participant. As a consequence, results may lead to false positives that a linear mixed model does not address. The appropriate analysis would be to run adapted statistical tests pairing the data without running any mixed model.

      We appreciate the reviewer's attention to the statistical approach. However, we respectfully note that mixed-effects models do account for within-subject correlations, contrary to the reviewer’s interpretation.

      The linear mixed-effects model we employed explicitly accounts for the correlation among repeated measures from the same participant through the random intercept term. This random effect structure models the non-independence of observations within participants, allowing for correlated errors within individuals while assuming independence between individuals. This is a standard and appropriate approach for analyzing repeated-measures data (Bates et al., 2015).

      The mixed-effects model is, in fact, more appropriate than separate paired t-tests for our design because it:

      (1) Simultaneously models all fixed effects (group, condition, time) and their interactions in a single unified framework;

      (2) Properly partitions variance into within-subject and between-subject components;

      (3) Provides greater statistical power and more precise estimates by using all available data simultaneously; and

      (4) Allows for direct testing of three-way interactions that cannot be assessed through pairwise comparisons alone.

      Paired tests (e.g., t-tests), as the reviewer suggests, would require multiple separate analyses and would not allow us to test our primary hypotheses about group × condition × time interactions. The mixed-effects approach provides a more comprehensive and statistically rigorous analysis of our repeated-measures design. To clarify this even further in the manuscript, we have added the following in our methods when describing our model, “participant-level random intercepts were included to account for within-subject correlations across repeated measurements.”

      Notes:

      It is not because specific methods like correlating self reported measures over long periods with almost instantaneous behaviors (like tasks) have been used extensively in studies that these methods are adapted to answer a given scientific question. Measures aggregated over long periods miss the variations in instantaneous behaviors over these periods.

      We acknowledge the reviewer’s concern about the temporal mismatch between our session-level task measures and the 3-month aggregated symptom reports. This is a valid limitation of crosssectional designs, and we agree that examining how task performance fluctuates in relation to real-time symptom variation would provide richer insights into the potential dynamics of these relationships.

      We agree that we cannot capture how daily changes in task performance relate to momentary symptom occurrence. In response to previous rounds of helpful reviews, we added this limitation to the Discussion section, noting that future research employing ecological momentary assessment (EMA) or daily diary methods could examine whether the decision-making processes we identified also fluctuate in relation to real-time symptom occurrence.

      We note that our finding that affect-induced changes in decision-making parameters were associated with subjective binge frequency suggests that this laboratory-measured reactivity may reflect a stable individual difference that manifests across contexts and time periods. While our current study provides initial evidence that individual differences in affect-related decisionmaking are associated with symptom severity, we acknowledge that longitudinal designs with repeated assessments would strengthen causal and temporal inferences.

      Reviewer #2 (Public review):

      Summary:

      Binge eating is often preceded by heightened negative affect, but the specific processes underlying this link are not well-understood. The purpose of this manuscript was to examine whether affect state (neutral or negative mood) impacts food choice decisionmaking processes that may increase the likelihood of binge eating in individuals with bulimia nervosa (BN). The researchers used a randomized crossover design in women with BN (n=25) and controls (n=21), in which participants underwent a negative or neutral mood induction prior to completing a food-choice task. The researchers found that despite no differences in food choices in the negative and neutral conditions, women with BN demonstrated a stronger bias toward considering the 'tastiness' before the 'healthiness' of the food after the negative mood induction.

      Strengths:

      The topic is important and clinically relevant, and the methods are sound. The use of computational modeling to understand nuances in decision-making processes and how that might relate to eating disorder symptom severity is a strength of the study.

      Weaknesses:

      Sample size was relatively small, and participants were all women with BN, which limits generalizability of findings to the larger population of individuals who engage in binge eating. It is likely that the negative affect manipulation was weak and may not have been potent enough to change behavior. These limitations are adequately noted in the discussion.

      We are grateful to Reviewer #2 for their careful and supportive review of our manuscript. We appreciate their recognition that computational modeling can reveal nuanced alterations in decision-making processes that may not be apparent in overt behavioral choices. Their balanced assessment of both the strengths and limitations of our work has been helpful in contextualizing our findings appropriately. We have carefully considered their comments regarding sample size and the potential limitations of our mood induction procedure, both of which we discuss in detail in the manuscript's limitations section.

      Reviewer #3 (Public review):

      Summary:

      The study uses the food choice task, a well-established method in eating disorder research, particularly in anorexia nervosa. However, it introduces a novel analytical approach-the diffusion decision model-to deconstruct food choices and assess the influence of negative affect on how and when tastiness and healthiness are considered in decision-making among individuals with bulimia nervosa and healthy controls.

      Strengths:

      The introduction provides a comprehensive review of the literature, and the study design appears robust. It incorporates separate sessions for neutral and negative affect conditions and counterbalances tastiness and healthiness ratings. The statistical methods are rigorous, employing multiple testing corrections.

      A key finding-that negative affect induction biases individuals with bulimia nervosa toward prioritizing tastiness over healthiness-offers an intriguing perspective on how negative affect may drive binge eating behaviors.

      Weaknesses:

      A notable limitation is the absence of a sample size calculation, which, combined with the relatively small sample, may have contributed to null findings. Additionally, while the affect induction method is validated, it is less effective than alternatives such as image or film-based stimuli (Dana et al., 2020), potentially influencing the results.

      We are grateful to Reviewer #3 for their thoughtful evaluation of our work. We appreciate their recognition that the diffusion decision model provides a novel analytical lens for understanding how negative affect influences the dynamics of food-related decision-making in bulimia nervosa. Their balanced assessment of both the methodological strengths of our design (counterbalancing, rigorous statistical corrections) and its limitations (sample size, mood induction efficacy) has been valuable in ensuring we appropriately contextualize our findings and their implications. Specifically, we have taken their comments regarding sample size and the relative efficacy of different mood induction methods seriously, and we address these important methodological considerations in our discussion of the study's limitations.

      Recommendations for the authors:

      Reviewer #2 (Recommendations for the authors):

      The authors have addressed my previous comments, and I do not have any additional suggestions for improvement.

      We thank the reviewer for their time, effort, and insightful feedback.

      Reviewer #3 (Recommendations for the authors):

      The authors have adequately addressed my feedback. I have no further comments.

      We thank the reviewer for their time, effort, and insightful feedback.

    2. eLife Assessment

      This study makes a valuable contribution to understanding how negative affect shapes food-choice decision making in bulimia nervosa by leveraging a mechanistic drift diffusion model to quantify the weighting of tastiness and healthiness attributes. The evidence is solid, supported by a randomized crossover design and generally appropriate statistical analyses. However, the interpretability of the findings is limited by ambiguities in the affect manipulation, particularly regarding whether neutral and negative inductions yielded reliably distinct affective states at the time of task performance in the bulimia nervosa group. Consequently, session-related differences in model parameters cannot be unequivocally attributed to negative affect rather than to uncontrolled state or contextual factors, and clearer separation of affective conditions alongside analyses aligned with the paired data structure would strengthen the conclusions.

    3. Reviewer #1 (Public review):

      Summary:

      Using a computational modeling approach based on the Drift and Diffusion Model (DDM) introduced by Ratcliff and McKoon in 2008, the article by Shevlin and colleagues investigates whether there are differences between neutral and negative emotional states in:

      (1) The timings of the integration in food choices of the perceived healthiness and tastiness of food options in individuals with bulimia nervosa (BN) and healthy participants (2) The weighting of the perceived healthiness and tastiness of these options.

      Strengths:

      By looking at the mechanistic part of the decision process, the approach has potential to improve the understanding of pathological food choices.

      Weaknesses:

      I thank the authors for revising their manuscript.

      I still notice that the authors did not go through their manuscript to look for wordings refering to a prediction interpretation of their results while I already highlighted the inappropriateness of this wording in my two first rounds of reviews: e.g. there is still "we used zero-inflated negative binomial models to predict the three-month frequency" and I can find other statements like this. The design of their study does not allow such claims.

      The authors answered my major concern regarding the experimental induction towards a negative or a neutral state before running the food decision task. My concern is: BN patients already seemed to be already in a high negative state before undergoing the neutral induction, while these patients are in a lower negative state before undergoing the negative induction. It is therefore not surprising that patients seem to report a similar level of negative state after the two inductions (according to the figure of the authors' previous article). Of note is that the additional analysis the authors ran within the BN group only provides a significant result: this result shows that there has been an induction but does not rule out that patients were in the exact same magnitude of negative state to perform the task as the figure in their previously published article suggests it. The major issue is to show that:

      (1) As compared to the neutral induction, there has been a higher variation in negative state after as compared to before the negative induction.

      (2) The magnitude of the negative state after the negative induction is higher than the magnitude of the negative state after the neutral induction.

      The first point shows that the induction worked. The second point shows that the participants are in two distinct states. Without showing the second point, it may be possible that one induction increases the negative state of participants to the same level as the one of the second induction that has not increased anything.

      Within this context, how is it possible to associate, in patients, a difference in the DDM between the two sessions to a negative state (which is one of the main focus of the article) rather than to another parameter that has not been captured? A similar situation would be in an experiment studying the consequence of stress, a stressfull induction over relaxed participants attending the lab has high chances to raise the level of stress of those participants to the same level as the one that the same participants would experience after a neutral induction when these participants attend the lab with an already high level of stress. In that case, would it be approrpiate to claim that a difference at a task performed after the induction would be related to stress while the participants would be at the same level of stress when performing the task despite the fact that the induction worked ?

      In the experiment performed by the authors, the additional analysis to perform would be a paired sample t-test (or the appropriate non-parametric test) to check whether the magnitude of negative state of BN patients was different between the negative and neutral conditions after the induction only. If not, associating the difference at the DDM with negative states in BN is highly misleading.

      I read carefully the authors' answer related to mixed models: they claim that mixed models take into account correlations within their repeated data. The specification of the structure of the covariance matrix allows to control only partly for that. I notice that the authors did not specify the structure of that matrix: the article they refer to to justify the appropriatness of their analyses is not adapted. The specification of the structure of the covariance matrix needs to address, in a mixed model, the difference in handling 4 repeated data per participants that cannot be paired as compared to 4 repeated data that can be paired (two per session with one before and one after the neutral or negative priming sessions, if I count right). Of note is that a covariance structure that is left free of constraint for the fit of the model does not capture appropriately the pairing of the data: it has all chances to capture the covariance in a different way. And a covariance structure that has constraints has more chances to lead to a model that cannot be estimated because of an absence of convergence of the algorithms.

      By the way, a single two-sample t-test (or a Mann-Whitney test if appropriate), and not a set of multiple paired-sample t-test as the authors suggest, would answer the goal of the authors to test for what they call the three-way interaction in their comment. This test would be performed between the two groups of participants (BN/controls) with the computation for each participant separately: (assessment after neutral induction-assessment before neutral induction)-(assessment after negative induction-assessment before negative induction). This analysis answers points 1, 2 and 4 they raise together with my point of controlling for the paired data. I would have agreed with their choice of a mixed model if they had an unbalanced dataset within each participant.

    4. Reviewer #2 (Public review):

      Summary:

      Binge eating is often preceded by heightened negative affect, but the specific processes underlying this link are not well-understood. The purpose of this manuscript was to examine whether affect state (neutral or negative mood) impacts food choice decision-making processes that may increase likelihood of binge eating in individuals with bulimia nervosa (BN). The researchers used a randomized crossover design in women with BN (n=25) and controls (n=21), in which participants underwent a negative or neutral mood induction prior to completing a food-choice task. The researchers found that despite no differences in food choices in the negative and neutral conditions, women with BN demonstrated a stronger bias toward considering the 'tastiness' before the 'healthiness' of the food after the negative mood induction.

      Strengths:

      The topic is important and clinically relevant and methods are sound. The use of computational modeling to understand nuances in decision-making processes and how that might relate to eating disorder symptom severity is a strength of the study.

      Weaknesses:

      Sample size was relatively small, and participants were all women with BN, which limits generalizability of findings to the larger population of individuals who engage in binge eating. It is likely that the negative affect manipulation was weak and may not have been potent enough to change behavior. These limitations are adequately noted in the discussion.

    1. eLife Assessment

      Hoverflies are known for their sexually dimorphic visual systems and exquisite flight behaviors. This valuable study reports how two types of visual descending neurons differ between males and females in their motion- and speed-dependent responses, yet surprisingly, the behavior they control lacks any sexual dimorphism. The results convincingly support these findings, which will be of interest for studies of visuomotor transformations and network-level brain organization.

    2. Reviewer #1 (Public review):

      Summary:

      Hoverflies are known for a striking sexual dimorphism in eye morphology and early visual system physiology. Surprisingly, the male and female flight behaviors show only subtle differences. Nicholas et al. investigate the sensori-motor transformation of sexually dimorphic visual information to flight steering commands via descending neurons. The authors combined intra- and extracellular recordings, neuroanatomy, and behavioral analysis. They convincingly demonstrate that descending neurons show sexual dimorphisms - in particular at high optic flow velocities - while wing steering responses seem relatively monomorphic. The study highlights a very interesting discrepancy between neuronal and behavioral response properties.

      More specifically, the authors focused on two types of descending neurons that receive inputs from well-characterized wide-field sensitive tangential cells: OFS DN1, which receives inputs from so-called HS cells, and OFS DN2, which receives input from a set of VS cells. Their likely counterparts in Drosophila connect to the neck, wing, and haltere neuropils. The authors characterized the visual response properties of these two neuronal classes in both male and female hoverflies and identified several interesting differences. They then presented the same set of stimuli, tracked wing beat amplitude, and analyzed the sum and the difference of right and left wing beat amplitude as a readout of lift or thrust, and yaw turning, respectively. Behavioral responses showed little to no sexual dimorphism, despite the observed neuronal differences.

      Strengths:

      I find the question very interesting and the results both convincing and intriguing. A fundamental goal in neuroscience is to link neuronal responses and behavior. The current study highlights that the transformations - even at the level of descending neurons to motoneurons - are complex and less straightforward than one might expect.

      Weaknesses:

      The authors investigated two types of descending neurons, but it was not clear to me how many other descending neurons are thought to be involved in wing steering responses to wide-field motion. I would suggest providing a more in-depth overview of what is known about hoverflies and Drosophila, since the conclusions drawn from the study would be different if these two types were the only descending neurons involved, as opposed to representing a subset of the neurons conveying visual information to the wing neuropil.

      Both neuronal classes have counterparts in Drosophila that also innervate neck motor regions. The authors filled the hoverfly DNs in intracellular recordings to characterize their arborization in the ventral nerve cord. In my opinion, these anatomical data could be further exploited and discussed a bit more: is the innervation in hoverflies also consistent with connecting to the neck and haltere motor regions? Are there any obvious differences and similarities to the Drosophila neurons mentioned by the authors? If the arborization also supports a role in neck movements, the authors could discuss whether they would expect any sexual dimorphism in head movements.

    3. Reviewer #2 (Public review):

      Summary:

      Many fly species exhibit male-specific visual behaviors during courtship, while little is known about the circuit underlying the dimorphic visuomotor transformations. Nicholas et al focus on two types of visual descending neurons (DNs) in hoverflies, a species in which only males exhibit high-speed pursuit of conspecifics. They combined electrophysiology and behavior analysis to identify these DNs and characterize their response to a variety of visual stimuli in both male and female flies. The results show that the neurons in both sexes have similar receptive fields but exhibit speed-dependent dimorphic responses to different optic flow stimuli.

      Strengths:

      Hoverflies, though not a common model system, show very interesting dimorphic behaviors and provide a unique and valuable entry point to explore the brain organization behind sexual dimorphism. The findings here are not only interesting on their own right but will also likely inspire those working in other systems, particularly Drosophila.

      The authors employed rigorous morphology, electrophysiology, and behavior methods to deliver a comprehensive characterization of the neurons in question. The precision of the measurements allowed for identifying a subtle and nuanced neuronal dimorphism and set a standard for future work in this area.

      Weaknesses:

      Cell-typing using receptive field preferred directions (RFPDs): if I understood correctly, this classification method mostly relies on the LPDs near the center of the receptive field (median within the contour in Fig.1). I have two concerns here. First, this method is great if we are certain there are only two types of visual DNs as described in the manuscript. But how certain is this? Given the importance of vision in flight control, I would expect many DNs that transmit optic flow information to the motor center. I'd also like to point out that there are other lobula plate tangential cells (LPTCs) than HS and VS cells, which are much less studied and could potentially contribute to dimorphic behaviors. Second, this method feels somewhat impoverished given the richness of the data. The authors have nicely mapped out the directional tuning for almost the entire visual field. Instead of reducing this measurement to 2 values (center and direction), I was wondering if there is a better method to fully utilize the data at hand to get a better characterization of these DNs. As the authors are aware, local features alone can be ambiguous in characterizing optic flows. What's more, taking into account more global features can be useful for discovering potentially new cell types.

      Line 131, it wasn't clear to me why full-screen stimuli were used for comparison here, instead of the full receptive field maps. Male flies exhibit sexual dimorphic behaviors only during courtship, which would suggest that small-sized visual stimuli (mimicking an intruder or female conspecific) would be better suited to elicit dimorphic neuronal responses. A similar comment applies to the later results as well. Based on the receptive field mapping in Figure 1, I'm under the impression that these 2 DN types are more suited to detect wide-field optic flows, those induced by self-motion as mentioned in the manuscript. The results are still very interesting, but it's good to make this point clear early on to help set appropriate expectations. Conversely, this would also suggest that there are other visual DN types that are responsible for the courtship-related sexually dimorphic behaviors.

    4. Author response:

      eLife Assessment

      Hoverflies are known for their sexually dimorphic visual systems and exquisite flight behaviors. This valuable study reports how two types of visual descending neurons differ between males and females in their motion- and speed-dependent responses, yet surprisingly, the behavior they control lacks any sexual dimorphism. The results convincingly support these findings, which will be of interest for studies of visuomotor transformations and network-level brain organization.

      This statement perfectly recapitulates our findings.

      Public Reviews:

      Reviewer #1 (Public review):  

      Summary: 

      Hoverflies are known for a striking sexual dimorphism in eye morphology and early visual system physiology. Surprisingly, the male and female flight behaviors show only subtle differences. Nicholas et al. investigate the sensori-motor transformation of sexually dimorphic visual information to flight steering commands via descending neurons. The authors combined intra- and extracellular recordings, neuroanatomy, and behavioral analysis. They convincingly demonstrate that descending neurons show sexual dimorphisms - in particular at high optic flow velocities - while wing steering responses seem relatively monomorphic. The study highlights a very interesting discrepancy between neuronal and behavioral response properties.

      Thank you for this summary. Most of the statement perfectly recapitulates the main findings of our paper. However, we want to emphasize that some hoverfly flight behaviors are strongly sexually dimorphic, especially those related to courtship and mating. Indeed, only male hoverflies pursue targets at high speed, chase away territorial intruders, and pursue females for mating. However, other flight behaviours, such as those related to optomotor responses and flights between flowers when feeding, are not sexually dimorphic. We will amend the Introduction to make the difference between flight behaviors clear.

      More specifically, the authors focused on two types of descending neurons that receive inputs from well-characterized wide-field sensitive tangential cells: OFS DN1, which receives inputs from so-called HS cells, and OFS DN2, which receives input from a set of VS cells. Their likely counterparts in Drosophila connect to the neck, wing, and haltere neuropils. The authors characterized the visual response properties of these two neuronal classes in both male and female hoverflies and identified several interesting differences. They then presented the same set of stimuli, tracked wing beat amplitude, and analyzed the sum and the difference of right and left wing beat amplitude as a readout of lift or thrust, and yaw turning, respectively. Behavioral responses showed little to no sexual dimorphism, despite the observed neuronal differences.

      Thank you for this very nice summary of our work. We want to clarify that LPTC input to DN1 and DN2 has not been shown directly in hoverflies using e.g. dye coupling, or dual recordings. Instead, the presumed HS and VS input is inferred from morphological and physiological DN evidence, and comparisons to similar data in Drosophila and blowflies. We will amend the Introduction to clarify this. The rest of the paragraph perfectly recapitulates the main findings of our paper.

      Strengths:

      I find the question very interesting and the results both convincing and intriguing. A fundamental goal in neuroscience is to link neuronal responses and behavior. The current study highlights that the transformations - even at the level of descending neurons to motoneurons - are complex and less straightforward than one might expect.

      Thank you.

      Weaknesses:

      The authors investigated two types of descending neurons, but it was not clear to me how many other descending neurons are thought to be involved in wing steering responses to wide-field motion. I would suggest providing a more in-depth overview of what is known about hoverflies and Drosophila, since the conclusions drawn from the study would be different if these two types were the only descending neurons involved, as opposed to representing a subset of the neurons conveying visual information to the wing neuropil.

      This is a great point. There are around 1000 fly DNs, of which many could respond to widefield motion, without being specifically tuned to widefield motion. For example, many looming sensitive neurons also respond to widefield motion, and could therefore be involved in the WBA movements that we measured here. In addition, there are many multimodal neurons that could be involved in optomotor responses in free flight, but these may not have been stimulated when we only provided visual input. Furthermore, many visual neurons are modulated by proprioceptive feedback, which is lacking in immobilized physiology preps. Finally, in blowflies, up to 5 optic flow sensitive DNs have been identified morphologically, and in Drosophila 3 have been identified morphologically and physiologically. In summary, it is more than likely that other neurons project visual widefield motion information to the wing neuropil. We will amend our Introduction and Discussion to make this important point clear to the readers.

      Both neuronal classes have counterparts in Drosophila that also innervate neck motor regions. The authors filled the hoverfly DNs in intracellular recordings to characterize their arborization in the ventral nerve cord. In my opinion, these anatomical data could be further exploited and discussed a bit more: is the innervation in hoverflies also consistent with connecting to the neck and haltere motor regions? Are there any obvious differences and similarities to the Drosophila neurons mentioned by the authors? If the arborization also supports a role in neck movements, the authors could discuss whether they would expect any sexual dimorphism in head movements.

      These are all great points. We did not see any clear arborizations to the frontal nerve, where we would expect to find the neck motor neurons (NMNs). In addition, while we did see fine arborizations throughout the length of the thoracic ganglion, we saw no strong outputs projecting directly to the haltere nerve (HN). In the revised version of the MS we will modify figure 4 (morphological characterization) to clarify.

      There are important differences between the morphology of DN1 and DN2 in hoverflies and DNHS1 and DNOVS2 in Drosophila, in terms of their projections in the thoracic ganglion. For example, In Drosophila DNOVS2, there are several fine branches along the length of the neuron in the thoracic ganglia. Similarly, we found fine branches in Eristalis tenax DN2, however, in addition, we found a wide branch projecting to the area of the thoracic ganglion where the prothoracic and pterothoracic nerves likely get their inputs (Figure 4), suggesting that the neuron could contribute to controlling the wings and/or the forelegs (which is why we quantified the WBA). In Drosophila DNHS1, there is a similar fat branch to the prothoracic and pterothoracic nerves, which we also found in Eristalis tenax OFS DN1 (Figure 4). Indeed, while Drosophila DNHS1 and DNOVS2 have quite strikingly different morphology, DN1 and DN2 in Eristalis looked quite similar. We will modify the Results section to make this clear.

      In addition, to investigate this further, in the revised version of the MS we will include analysis of the movement of different body parts (including the head) to investigate the presence of any potential sexual dimorphism. Unfortunately, however, this will not include the halteres, as they cannot be seen well in the videos.

      Reviewer #2 (Public review):

      Summary:

      Many fly species exhibit male-specific visual behaviors during courtship, while little is known about the circuit underlying the dimorphic visuomotor transformations. Nicholas et al focus on two types of visual descending neurons (DNs) in hoverflies, a species in which only males exhibit high-speed pursuit of conspecifics. They combined electrophysiology and behavior analysis to identify these DNs and characterize their response to a variety of visual stimuli in both male and female flies. The results show that the neurons in both sexes have similar receptive fields but exhibit speed-dependent dimorphic responses to different optic flow stimuli.

      This statement perfectly recapitulates the main findings of our paper. However, as mentioned above, while hoverfly flight behaviors related to courtship and mating are strongly sexually dimorphic, other flight behaviours, such as those related to optomotor responses and flights between flowers when feeding, are not. We will amend the Introduction to make the difference between flight behaviors clear.

      Strengths:

      Hoverflies, though not a common model system, show very interesting dimorphic behaviors and provide a unique and valuable entry point to explore the brain organization behind sexual dimorphism. The findings here are not only interesting on their own right but will also likely inspire those working in other systems, particularly Drosophila.

      Thank you.

      The authors employed rigorous morphology, electrophysiology, and behavior methods to deliver a comprehensive characterization of the neurons in question. The precision of the measurements allowed for identifying a subtle and nuanced neuronal dimorphism and set a standard for future work in this area.

      Thank you.

      Weaknesses:

      Cell-typing using receptive field preferred directions (RFPDs): if I understood correctly, this classification method mostly relies on the LPDs near the center of the receptive field (median within the contour in Fig.1). I have two concerns here. First, this method is great if we are certain there are only two types of visual DNs as described in the manuscript. But how certain is this? Given the importance of vision in flight control, I would expect many DNs that transmit optic flow information to the motor center. I'd also like to point out that there are other lobula plate tangential cells (LPTCs) than HS and VS cells, which are much less studied and could potentially contribute to dimorphic behaviors.

      This is very true, and an important point. As mentioned above, in blowflies, up to 5 optic flow sensitive DNs have been identified morphologically, however, if these correspond to 5 different physiological types remain unclear. In both blowflies and Drosophila 3 have been identified morphologically and physiologically (DNHS1, DNOVS1, DNOVS2). Importantly, in both blowflies and fruitflies DNOVS1 gives graded responses, and no action potentials, meaning that we would not be able to record from it using extracellular electrophysiology.

      We previously used clustering techniques to show that in Eristalis, we can reliably distinguish two types of optic flow sensitive DNs from extracellular electrophysiological data, based on a range of receptive field parameters, and we think that these correspond to DNHS1 and DNOVS2 in Drosophila (Nicholas et al, J Comp Physiol A, 2020, cited in paper). As mentioned above in response to Reviewer 1, this does not mean that there are no other neurons that could respond to widefield optic flow, and which might be involved in the WBA we recorded in the paper. However, the point of this paper was not to conclusively show that there are only two optic flow sensitive descending neurons. The point was to say that there are two quite distinct optic flow sensitive neurons that have similar receptive fields in males and females, while the responses to widefield motion show differences between males and females.

      We will modify the Introduction and Discussion to make these important points clear to the Reader, including the discussion of the 45-60 LPTCs that exist in the lobula plate, and what their role might be.

      Second, this method feels somewhat impoverished given the richness of the data. The authors have nicely mapped out the directional tuning for almost the entire visual field. Instead of reducing this measurement to 2 values (center and direction), I was wondering if there is a better method to fully utilize the data at hand to get a better characterization of these DNs. As the authors are aware, local features alone can be ambiguous in characterizing optic flows. What's more, taking into account more global features can be useful for discovering potentially new cell types.

      This is a great point, and we did an extensive analysis of other receptive field properties in this study (shown in supp fig 1). In addition, and as mentioned above, we have published a clustering analysis across receptive field properties of these neurons (Nicholas et al, J Comp Physiol A, 2020, cited in paper). The point that we attempted to make in this paper was that by using two strikingly simple metrics, we can reliably distinguish which of the two neuron types we are recording from (if we accept that there are two main types that we are likely to record from) simply based on location and overall directional preference. This makes automated analysis very easy and straightforward. Indeed, we now use this routinely to ID what neuron we are recording from, rather than making a human-based assumption.

      However, we agree that further in depth analysis is warranted. Therefore, to address this, we will provide additional receptive field analysis and clustering in the revised version of the MS. In addition, we want to highlight that all data is uploaded to DataDryad for anyone interested in doing additional in-depth analyses.

      Line 131, it wasn't clear to me why full-screen stimuli were used for comparison here, instead of the full receptive field maps. Male flies exhibit sexual dimorphic behaviors only during courtship, which would suggest that small-sized visual stimuli (mimicking an intruder or female conspecific) would be better suited to elicit dimorphic neuronal responses. A similar comment applies to the later results as well. Based on the receptive field mapping in Figure 1, I'm under the impression that these 2 DN types are more suited to detect wide-field optic flows, those induced by self-motion as mentioned in the manuscript. The results are still very interesting, but it's good to make this point clear early on to help set appropriate expectations. Conversely, this would also suggest that there are other visual DN types that are responsible for the courtship-related sexually dimorphic behaviors.

      Thank you for mentioning these important points. Our reasoning for using full-screen stimuli for the analysis on line 131 was that since we used the small sinusoidal gratings for mapping the receptive fields, and to subsequently classify the neurons, it would be unfair to use the same data to investigate potential sexual dimorphism. I.e., we selected neurons that fulfilled certain criteria, and then we cannot rightfully use the same criteria to determine differences. This was not explicitly mentioned in the paper, so we will modify the text to make this clear to the Reader.

      However, in Supp Figure 1d/e we show that there are no striking receptive field differences between males and females in terms of receptive field center nor directional preference. In Supp Figure 1f we show that there is no difference between male and female receptive field height and width. We will modify the text to draw the Reader’s attention to this figure, and also mention the additional analysis done in response to the comment above.

      As a side note, I personally expected at least DNHS1 to have a smaller receptive field in males, as the hoverfly HSN is strikingly sexually dimorphic (Nordström et al, Curr Biol 2008), and also very sensitive to small objects. However, while optic flow sensitive DNs do respond to small objects (see e.g. the J Comp Physiol paper mentioned above) we did not detect any obvious sexual dimorphism in receptive field properties. Indeed, we think that a different subset of DNs control target pursuit behavior (target selective DNs (TSDNs)). This will be addressed in the modified version of the paper.

    1. eLife Assessment

      This valuable study reports results showing how different neurons in the dysgranular retrosplenial cortex code spatial orientation. Specifically, the paper reports that some neurons maintain tuning for a single head direction across multi-compartmental environments, while other neurons are tuned to different head directions that reflect the geometry within each compartment. The study was viewed as likely to expand the field's understanding of directional tuning of neurons, but incomplete evidence was provided to support the conclusions.

    2. Reviewer #1 (Public review):

      Summary:

      The dysgranular retrosplenial cortex (RSD) and hippocampus both encode information related to an animal's navigation through space. Here, the authors study the different ways in which these two brain regions represent spatial information when animals navigate through interconnected rooms. Most importantly, they find that the RSD contains a small fraction of neurons that encode properties of interconnected rooms by firing in different head directions within each room. This direction is shifted by 180 degrees in 2-room environments, and by 90 degrees in 4-room environments. While it cannot be definitively proven that this encoding is not just related to the presence of exits (doors) in each room, this is a noteworthy finding and will motivate further study in more complex and well-controlled environments to understand this coding scheme in the RSD. The recordings and analyses used to identify these multi-directional cells are mostly solid. Additional conclusions regarding the rotational symmetry across rooms seen in the RSD neurons that do not encode direction (representing the majority of RSD neurons) remain incomplete, given the evidence presented thus far. The differences between RSD and hippocampus encoding of space are clear and consistent with prior observations.

      Strengths:

      (1) Use of tetrode recordings from the RSD to identify multi-direction cells that only encode one direction in each room, but shift the preferred direction by either 180 or 90 degrees depending on the number of rooms in the environment.

      (2) Solid controls to show that this multi-direction encoding is stable over time and across some environmental manipulations.

      (3) Convincing evidence that these multi-direction cells can co-exist with single-direction head direction cells in the RSD (as both cell types can be simultaneously recorded).

      (4) Convincing evidence for clear differences between directional and spatial encoding in the RSD versus hippocampus, consistent with prior observations.

      Weaknesses:

      (1) The paper mostly uses the term "retrosplenial cortex", but it is important to clarify that the study is only focused on the dysgranular retrosplenial cortex (RSD; Brodmann Area 30) and not the granular retrosplenial cortex (Brodmann Area 29). These are two distinct regions (despite the similar names), each with distinct connectivity and distinct behavioral encoding and function, so it is important to clarify in the abstract and title that the present study is solely about the RSD to prevent confusion in the literature.

      (2) The proportion of each observed cell type is not clearly stated, although it is clear that the multi-directional cells are in the minority. Having the proportion of well-isolated neurons in distinct sessions that encode each type of information (e.g., multi vs single direction encoding) would greatly aid the interpretation of the result and help the field know how common each cell type is in the RSD.

      (3) The authors state that "MDCs [multi-directional cells] never exhibited multidirectional activity within a single room" - but many of the single room examples from the 4-room environment (shown in Figures 2E and 2F) reveal multi-peaked directional encoding. This suggests that the multi-direction encoding may be more compatible with encoding some property of the number of exits rather than relative room orientations.

      (4) The spatial rotation analyses of non-directional cell analyses are considered incomplete. This is impacted by the slower speed at the doors and hence altered firing rates (as evidenced in spatial rate plots). The population rate is not relevant as the correlational analyses are done on a single cell level. Since some cells fire more with increasing speed and others fire less, that will necessarily result in a population rate map that minimizes firing rate differences near the doorway, where the animals move more slowly. But on a single cell level, that reduced speed is having a big effect, as evidenced by individual rate map examples, and the rooms will need to be rotated to obtain a higher correlation by overlapping the doorway regions. This does not necessarily say anything about spatial coding across the two or four interconnected rooms being rotationally symmetric, and it would appear difficult to draw any conclusions related to spatial encoding from those analyses.

    3. Reviewer #2 (Public review):

      Summary:

      Laurent et al. perform in vivo electrophysiological recordings in the retrosplenial cortex of rats foraging in multi-compartment environments with either identical or unique visual features. The authors characterize two types of directional signals in the area that they have previously reported: classic head direction cells anchored to the global allocentric reference frame and multi-direction cells (MDCs), which have a rotationally preserved directional field anchored to local compartments. The primary finding of this work is that MDCs seem sensitive to local environmental geometry rather than visual context. They also show that MDC tuning persists in the absence of hippocampal place field repetition, further dissociating the RSC local directional signal from the broader allocentric representation of space. A novel observation is that RSC non-directional spatial signals are anchored to the local environment, which could and should be explored further. While the data is solid and the analyses are mostly appropriate, the primary findings are incremental, and more interesting novel claims are not explored in detail or not explicitly tested.

      Strengths:

      The environmental manipulations clearly demonstrate that tuning is not modulated by complex visual information.

      The finding that RSC two-dimensional spatial responses are stable and anchored to environmental features is novel and can be further explored in future work.

      Weaknesses:

      The observation that BDCs and MDCs are insensitive to visual context builds upon the author's previous work (and replicates aspects of Zhang et al., 2022) but leaves many open questions that are not addressed with the current set of experiments. Specifically, what exactly are MDCs anchoring to? The primary theory is that they anchor to environmental geometry, but there are no explicit experimental manipulations to test this theory. It is important to note that 2- and 4-compartment environments share many features, including the same cardinal axes, making any differences/similarities in these two conditions difficult to interpret.

      The main finding presented with respect to BDC/MDs tuning is that they are not sensitive to visual context as manipulated by distinct visual patterns on the wall and floor in multicompartment environments. One could argue that the individual rooms are, in actuality, quite similar in low-level visual features - each possesses a large white background square visual feature on a single wall with a fixed relationship to the door(s). How can the authors rule out that i) BDC/MDC responses are modulated by these low-level features rather than geometry and/or ii) that the rats are not paying attention to any visual features at all? There is no task requiring them to indicate which room they are in. Furthermore, the doorways themselves are prominent visual features that are present in each context. It would be interesting to see if MDC/BDC tuning persisted in a square room where the number of doorways was manipulated to rule out this possibility.

      A strong possibility is that the rotational symmetry of both MDCs and non-directional spatial neurons is related to i) door-related firing, 2) stereotyped movement, and 3) stereotyped directional sampling. In Supplemental Figure 8, the authors begin to address this by comparing a 'population ratemap' to a 'population speed map.' I do not think this is sufficient and is difficult to interpret. Instead, the authors should assess whether MDC and BDCs fire more at doorways and what the overlap is with the speed-modulated cells they report. Moreover, they should assess whether the spatial speed profile itself is rotationally symmetric within each session. It would also be useful to look at the confluence of the variables simultaneously using some form of regression analysis. The authors could generate a directional predictor that captures the main response property of these cells and see if it accounts for greater variability in spiking than speed or x,y position. Finally, rotationally symmetric directional sampling biases could arise from the doors being present on the same two walls in each room. The authors should assess whether MDC tuning is still present if directional sampling is randomly downsampled to match directional observations in each compartment.

      Recent work has demonstrated that neurons with egocentric corner or boundary tuning are observed in RSC. The authors do not address whether egocentric tuning contributes to MDC signals. An explicit analysis of the relationship and potential overlap of MDC and egocentric populations is warranted.

      Many of the MDCs presented in the main figures are not especially compelling. This includes alterations to MDC tuning in Figure 2, which is a key datapoint. The authors should show significantly more (if not all) examples of MDCs in each environment. It would similarly be useful to see all/more examples of non-directional spatially tuned neurons with rotationally symmetric firing patterns.

      "One might hypothesize that specific environmental cues, such as door orientation or landmark positioning, drive these tuning shifts. However, our results argue against this interpretation. In four-room environments, each room had multiple entry points, yet MDCs never exhibited multidirectional activity within a single room."

      I do not understand the logic here. Can the authors unpack this? Also, it is clear that some of the example cells have more than one peak in individual compartments. How is this quantified?

    4. Reviewer #3 (Public review):

      Summary:

      The authors examine firing of dysgranular retrosplenial cortex (dRSC) neurons in relation to head orientation and location for rats exploring open-field environments. One environment utilized was a square arena with high walls that is split into two rectangular spaces connected by a doorway. Another environment is a square arena split into quadrants connected by doors near the center. For each, the different sub-spaces of the environments are either identical in terms of visual and tactile cues or different. For head direction neurons, the authors present one population where each neuron maintains a single tuning direction for the two or four sub-compartments of the two environments. A second population exhibits what is termed multi-directional firing, wherein neurons exhibit (overall) two or four head direction peaks in firing. For such neurons, firing in each of the sub-compartments is associated with only a single preferred direction, but the directions across compartments are shown to be at 180-degree (two-compartment environment) or 90-degree offsets. The offsets evidence tuning to the "same" orientation for the sub-compartments that are, in the global reference frame, oriented at 180 or 90 degree offsets. The results are similar whether or not the sub-compartments have the same or different tactile and visual cues. Thus, the first population is said to be global in its head direction tuning, while the second relates to each local environment in a way that is systematic across sub-compartments. Spatially-specific activity of another population of non-direction-tuned RSC neurons is examined, and comparisons of sub-compartment spatial firing maps suggest that spatial tuning in RSC also repeats across compartments when the firing maps for the compartments are rotated to match each other (as in physical space). Finally, a population of hippocampal "place" cells exhibited different location mapping across sub-compartments. The findings are interpreted to indicate that RSC can simultaneously map orientation in both local and global reference frames, possibly forming a mechanism whereby the sub-compartments' shared geometry (given by the boundary shapes and the door locations) can be related to each other and to the global space they share.

      Strengths:

      This paper addresses an interesting problem and expands how the field will think about directional tuning.

      Weaknesses:

      It is not clear that the experimental design allows for a clear interpretation of the data. Rates for preferred turning are low, as are ratemap correlations for spatially-tuned neurons.

      (1) It is concerning that the neurons with head direction tuning have fairly low peak firing rates (mean close to 5 Hz), where prior studies examining head direction tuning in dRSC found head direction-tuned neurons with peak rates more than an order of magnitude higher (100 Hz or more). Under circumstances where neurons are tuned well to variables other than head direction (for example, angular velocity of movement), weak head direction tuning may be observed if those other variables are not sampled equally across head directions. The manuscript contains no rigorous control for this possibility. One place to start to address this issue would be to map out variables such as angular velocity by head orientation, and to test whether such relationships also carry 90 and 180 degree offsets.

      (2) There is some question as to whether dRSC neurons (spatial or directional) following the sub-compartment "geometry" is appropriate in terms of interpreting the data. In the condition with sub-compartments carrying different tactile and visual cues, it seems that such cues pertain only to the floor of the environments. The distal visual space of the boundaries appears to be identical. One is left to wonder whether distinguishing environments according to boundary wall visual cues would lead to different results. The CA1 data does not help to rule this possibility out. A second reason to doubt the "shared geometry" interpretation is that there is no condition where sub-compartment geometry is varied. It is also the case that the sub-compartment doorways may stand as the only salient distal visual cue linking the environments. Local sensory cues and geometry seem not so disentangled in this study, but this is a major claim in the abstract.

      (3) There is some concern with the interpretation that the spatial tuning of some dRSC neurons repeats in rotated form across sub-compartments. The firing rate map correlations are very low on average (~0.2), and far lower than the population of CA1 having repeating fields across the same vs different visual/tactile cue conditions. The authors should define the chance level of ratemap correlation by shuffling neuron identities. Apologies if this is indeed the current approach, but it seems not to be (I was left a bit lost by the description in the methods). For any population of hippocampal place cells, the cross-neuron correlations of firing rate maps are typically not zero, and correlations at 0.2 would normally be evidence for remapping.

      (4) A somewhat picky point here that is not meant to claim that multi-compartment studies are not useful - the introduction states that real-world environments typically consist of multi-compartment rooms. This is certainly not true for rodents and is only sometimes true in humans.

      (5) The discussion lacks a consideration of how such dRSC output might impact the target structures of dRSC.

      (6) The discussion speaks to the idea that multi-directional neurons may aid in transitioning between contexts (sub-compartments). But it is notable that none of the multidirectional neurons have multi-directional tuning in all sub-compartments, but such firing was seen in the 2017 Nature Neuroscience study by Jacob/Jeffery. The discussion should address this difference and perhaps posit a means by which the firing of global and local head direction neurons can be related to each other to yield navigation that depends on both scales.

      (7) The authors should provide the size of the smoothing function for spatial firing rate maps.

      (8) The authors should devise a measure to define directional tuning in 4 directions (with 90-degree offsets).

      (9) Figures 2D and 2H - The offsets in preferred tuning across sub-compartments are rather variable.

    1. eLife Assessment

      The study investigates, from multiple angles, the still-debated function of insect rhodopsin-7 (Rh7). The authors present compelling results for its ancient phylogenetic origin across pan-arthropods, a non-visual role based on expression analyses in the fly brain, an unusual G-protein signalling pathway, and - using behavioural genetics - that Rh7 affects how Drosophila melanogaster interprets and responds to light-dark transitions. Through this, the work provides fundamental new insights into the evolution and function of non-visual opsins.

    2. Reviewer #1 (Public review):

      Summary:

      The study investigates the Drosophila non-visual light receptor rhodopsin7 with regard to its role in light information processing and resulting consequences for behavioral patterns and circadian clock function. Using behavioral, in situ staining, and receptor activation assays together with different fly mutants, the authors show that rhodopsin7 is an important determinant of activity under and response to darkness, which likely signals via a pathway distinct from other, visual Drosophila rhodopsins. Based on phylogenetic analysis, the authors further discuss a potentially conserved functional role of non-visual photoreceptors like rhodopsin7 and the mammalian melanopsin light information processing and circadian clock modulation.

      Strengths:

      The manuscript follows a very clear structure with all investigations logically building onto each other. Background information and methodology are provided in appropriate detail so that readers can fully understand why and how experiments were conducted. It is further praiseworthy that the authors provide the details that allow also non-experts in the field to fully understand their approaches. Experimental work was conducted in a highly standardized manner, and also considered potential "side-aspects" like the consequences of temperature cycles and changed photoperiods. The detailed and clear description of the obtained results makes them very convincing, with (almost) all observable patterns being addressed.

      By highlighting the evolutionary old phylogenetic position of rhodopsin7 and its conservation across numerous clades, the authors provide strong reasoning for the relevance of their work, also pointing out the similarities to the mammalian melanopsin. The postulated hypothesis regarding protein structure and functioning, as well as the role in light information processing and behavioral and circadian clock modulation are well based on the authors' observations, and speculative aspects are correctly pointed out.

      Weaknesses:

      Where the manuscript still has potential for improvement is the discussion, which in its current form does seem slightly self-contained and does not fully integrate the findings of previous studies on Drosophila rhodopsin7. As the introduction specifically points out that previous findings have been contradictory, this seems like a missed opportunity. Further details on this are provided in the recommendations below.

      Similarly, the manuscript currently lacks a discussion of the possible relevance of rhodopsin7 (and other non-visual light receptors in other organisms) in the context of a species' environment and lifestyle, i.e., what is the relevance/benefit of having rhodopsin7 in the fly's everyday life? While this clearly involves speculation, when done carefully, it can elevate the paper's relevance from a primarily academic to a societal one.

      An additional point concerns the title and abstract, which postulate rhodopsin7 roles in contrast vision as well as motion and brightness perception. Contrast remains poorly defined in the text, leaving it ambiguous whether it refers to bright/dark contrasts, e.g., along edges, or the temporal contrast that results from dark pulses (startle response). While the latter seems to apply here, the former is likely more intuitive. Thus, this aspect should be rephrased (also in the title) or properly clarified early on. Regarding motion detection, this is backed up by the optomotor response results, but the findings stand somewhat isolated from the other results, lacking a clear connection aside from general visual processing. Lastly, brightness perception is mentioned in the abstract, but never again, possibly due to inconsistent phrasing throughout the manuscript.

    3. Reviewer #2 (Public review):

      Summary:

      This is a very interesting paper bringing new and important information about the poorly understood rhodopsin 7 photoreceptive molecule. The very ancient origin of the gene is revealed in addition to data supporting a signaling pathway that is different from the one known for the canonical rhodopsins. Precise expression data, particularly in the optic lobe of the fly, as well as clear behavioral phenotypes in responses to light changes, make this study a strong contribution to the understanding of the still-debated function of rhodopsin 7.

      Specific comments

      (1) Title and abstract: Contribution of Rh7 to circadian clock regulation

      (a) It is not that clear to me what rhodopsin does in terms of circadian regulation (even though its function might be circadianly regulated). The clear role in the light/dark distribution of activity might not be circadian per se, but mostly light/dark-driven, and there is no evidence here for a role in the entrainment of the clock.

      (b) The authors should cite Lazopulo, which nicely shows that Rh7 has an important role in peripheral neurons to allow flies to escape from blue light (see below).

      (2) Figure 2 C

      The finding showing that Galphaz but not Galphaq can trigger signaling from light-excited Rh7 is a very intriguing finding to better understand Rh7 function. Since Galphaz is related to Gi/o, it would be interesting to test those, for example, by expressing RNAi with Rh7-gal4 and testing the Light-dark or light-off response behavior.

      (3) Figures 3-4

      The change in the locomotor activity distribution between light and dark in LD conditions provides a nice assay for Rh7 function. Since Lazopulo et al. (2019) have shown that wild-type but not Rh7 mutants do escape from blue light, it would be important to compare and discuss these LD behavior data with the Lazopulo results. Precisely, is this nighttime preference linked to blue light?

      The expression data are really nice and show that Rh7 is mostly a non-retinal photoreceptor. However, the paper would be strongly reinforced by correlating this with the LD behavior. The LD phenotype should be tested in flies with Rh7 expression rescued under Rh7gal4 control (as done for the startle response). This is important to show whether the expression pattern is likely responsible for the described Rh7 function in LD. If L5 and or M11 drivers are available, they should be used to rescue Rh7? Since expression in some clock neurons is shown, the rescue experiment should also be done with a clock neuron driver.

      In the same line, can the LD phenotype (or startle response phenotype of Figure 4) be restored by expressing Rh7 under ppk control, as shown for the blue light avoidance phenotype by Lazopulo et al?

      Finally, the Rh7 "darkfly" rescued flies should be tested in LD.

    4. Reviewer #3 (Public review):

      Summary:

      While our knowledge regarding visual opsins is largely very good, a lot more uncertainty exists around the role of non-visual opsins. Using the power of the Drosophila melanogaster model system, Kirsh et al. investigate the role of the non-visual opsin Rhodopsin7 (Rh7). Expression analysis, based on Rh7-Gal4>UAS-GFP and HRC in situ staining, reveals strong expression in the optic lobes and somewhat weaker, but nevertheless extensive expression in the brain. An investigation of motor activity reveals that loss of function leads to an altered day and night rhythm, specifically decreasing activity during the dark phase. These flies were also less sensitive, but still responsive to a light-induced startle response and showed deficiencies in the optomotor response. To further investigate how Rh7 may modulate these responses, inspired by the Dark line of flies (which were kept in the dark for ~1400 generations) and which has accumulated C-terminal related losses, the authors conducted rescues with an intact and a C-terminal-deficient Rh7 and were able to pinpoint that region as an important driver of related behavioral shifts. These findings are particularly intriguing as Rh7 represents an ancient opsin with phylogenetic and mechanistic parallels to mammalian melanopsin.

      Strengths:

      The paper is well-written and contains high-quality data with appropriate sample sizes, and the conclusions are well supported.

      Weaknesses:

      No weaknesses were identified by this reviewer, but the following recommendations are made:

      (1) The authors should clarify exactly what tissues were taken for the comparative qPCR. This is particularly interesting in terms of the retina. Since Rh7 appears not to be expressed within the photoreceptor cells of the retina, this raises the important question as to which cells it is expressed in. To address this important question, it would also be helpful to include an expression analysis of the retina itself (by extending the RH7-GFP expression patterns and/or adding HCR in situ of the ommatidia array). The cell types of the retina are very well classified, and some evidence already exists for Rh7 expression in support cells (e.g., Charlton-Perkins et al., (2017); PMID: 28562601). This study has a unique opportunity to investigate this further by adding these critical data for a more complete picture of Rh7.

      (2) Mammalian opsins should be included in the phylogenetic analysis illustrated in Figure 2A and indicate their position on the tree. This will allow readers to better put the authors' statements regarding the intermediate position of Rh7 into perspective. In addition, note that the distinction between red and deep red is easy to miss regarding the Rh7 cluster. Perhaps the authors could use a more distinct colour scheme, for example, orange and deep red.

      (3) More details should be provided on the optomotor response experiments. Specifically, specifications of the frequencies used for the optomotor response are needed. Results show a relatively large level of variation, which may be due to different angular perspectives that flies may have had while viewing the stimulus. If possible, provide videos as examples, as they will make it clearer to viewers how much flies could move around in the setup (from the methods, it seems they could move within the 2.2 of the 3 cm diameter of the arena, which would lead to substantial differences in the visual angle of the viewed grating.

    1. eLife Assessment

      This important work establishes a connection between PRMT1 and SFPQ by identifying common phenotypes downstream of their inactivation. In the resubmission, authors now include NMD as a contributor to aberrant gene expression underpinning craniofacial development. The complementary experiments help strengthen some solid conclusions. This paper describes an interesting mechanism for the regulation of RNA levels, which is of interest to the readers of eLife.

    2. Reviewer #1 (Public review):

      The current manuscript investigates a regulatory axis containing Prmt1, which methylates RNA binding proteins and alters intron splicing outcomes and expression of matrix genes. Authors test the effects of deficient Prmt1, Sfpq, and various other factors, using a combination of bioinformatic analyses and wet-lab validation approaches. Authors show that intron retention often triggers NMD, contributing to aberrant gene expression regulation and craniofacial development. The revised manuscript introduces several complementary experiments that help to strengthen conclusions. For example, authors directly investigate NMD-mediated transcript turnover to better understand how retention contributes to expression changes in genes of interest, and they assess several additional factors downstream of Prmt1 to justify a centralized interested in the PRMT1/SFPQ axis.

      Weaknesses:

      However, some points remain unaddressed or unexplored, which could bolster conclusions. For example, the transcriptome data from knockdown experiments indicate robust exon skipping, suggesting that analysis of these patterns in parallel with intron retention could provide additional insights into the responsive gene programs. Given that SFPQ is known to have multiple regulatory roles, a more thorough investigation of its possible mechanisms of action during craniofacial development would allow for definitive conclusions about the isolated impact of SFPQ-dependent splicing. Although authors employ CUT&Tag analysis of Pol II binding at the promoters and across the gene body, at the current scope, no change in Pol II association (i.e., absence of transcriptional repression) does not directly indicate a lack of transcriptional regulation by other means (pause release, elongation rate or processivity, transcription termination, etc.). Without a more thorough investigation of these mechanisms, this confounds definitive claims about their relative contributions to the gene expression landscape.

    3. Reviewer #2 (Public review):

      Summary:

      The manuscript by Lima et al examines the role of Prmt1 and SFPQ in craniofacial development. Specifically, the authors test the idea that Prmt1 directly methylates specific proteins that results in intron retention in matrix proteins. The protein SFPQ is methylated by Prmt1 and functions downstream to mediate Prmt1 activity. The genes with retained introns activate the NMD pathway to reduce the RNA levels. This paper describes an interesting mechanism for the regulation of RNA levels during development.

      Strengths:

      The phenotypes support what the authors claim that Prmt1 is involved in craniofacial development and splicing. They use of state of the art sequencing to determine the specific genes that have intron retention and changes in gene expression is a strength.

      Weaknesses:

      The results now support the conclusions;however, it is still unclear how direct the relationship is between Prmt1 and SFPQ.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 ( Public review):

      The strength of the current study lies in their establishing the molecular mechanism through which PRMT1 could alter craniofacial development through regulation of the transcriptome, but the data presented to support the claim that a PRMT1-SFPQ axis directly regulates intron retention of the relevant gene networks should be robust and with multiple forms of clear validation. For example, elevated intron retention findings are based on the intron retention index, and according to the manuscript, are assessed considering the relative expression of exons and introns from a given transcript. However, delineating between intron retention and other forms of alternative splicing (i.e., cryptic splice site recognition) requires a more comprehensive consideration of the intron splicing defects that could be represented in data. A certain threshold of intron read coverage (i.e., the percent of an intron that is covered by mapped reads) is needed to ascertain if those that are proximal to exons could represent alternative introns ends rather than full intron retention events. In other words, intron retention is a type of alternative splicing that can be difficult to analyze in isolation given the confounding influence of cryptic splicing and cryptic exon inclusion. If other forms of alternative splicing were assessed and not detected, more confident retention calls can be made.

      This manuscript is a mechanistic exploration that follows previous work we published on the role of Prmt1 in craniofacial development, in which genetic deletion of Prmt1 in CNCCs leads to cleft palate and mandibular hypoplasia (PMID: 29986157).

      As the reviewer pointed out, a certain threshold of intron read coverage is needed to assess intron retention events. We employed IRTools to assess the collective changes of intron retention between cell-states associated with certain biological function or pathway. IRTools incorporated considerations for intron read coverage by checking the evenness of read distribution in an intron. Specifically, every constitutive intronic regions (CIR) is divided into 10 equally sized bins and the proportion of reads that map to each bin is calculated. CIRs are then ranked according to their imbalance in bin-wise reads distribution, represented by the proportion of reads in its most populated bin. Those among top 1% are considered to contain potentially false IR events and excluded. We further addressed this question by developing another measure of intron retention, intron retention coefficient (IRC), which assesses IR events using the junction reads (Supplemental Figure-S8). Junction reads that straddle two exons are called exon-exon junction reads (spliced reads), and those that straddle an exon and a neighboring intron are called exon-intron junction reads (retained reads). The IRC of an intron is defined as the fraction of junction reads that are exon-intron junction reads: IRC = exon-intron read-count / (exon-exon read-count + exon-intron read-count), where exon-intron read-count = (5’ exon-intron read-count + 3’ exon-intron read-count) / 2. The IRC of a gene is defined as the exon-intron fraction of all junction reads overlapping or over the constitutive introns of this gene. In the calculation of the IRC, only exon-intron junction reads that cover the junction point and overlap both of each side for at least 8 bps were counted, and only exon-exon junction reads that jump over the relevant junction points and overlap each of the respective exons for at least 8 bps were counted. In this process, evenness of the proportion of exon-intron junction reads that are 5’ or 3’ exon-intron junction reads are taken into account. As shown in the Supplemental Figure S7A and S7B, IRC analysis generated consistent results with those obtained from using IRI (Figure 3A and 3I).

      In addition, as the reviewer pointed out, intron retention can be difficult to analyze in isolation. We followed the reviewer’s suggestion that “If other forms of alternative splicing were assessed and not detected, more confident retention calls can be made“ and analyzed other forms of alternative splicing for all ECM and GAG genes with significant IRI increase (genes highlighted in Figure-3A and 3I) using rMATS (Supplemental Figure-S9). Among these genes, only 5 genes (Cthcr1, Mmp23, Adamts10, Ccdc80 and Col25a1) showed statistically significant changes in skipped exon, 1 gene (Bmp7) showed significant changes in mutually exclusive exons, and none showed significant changes in alternative 5’ or 3’ splicing. SE and MXE changes detected were marginal (Supplemental figure S8), while the majority of matrix genes with significant intron retention didn’t exhibit other forms of alternative splicing, further supporting the confidence of intron retention calls.

      While data presented to support the PRMT1-SFPQ activation axis is quite compelling, that this is directly responsible for the elevated intron retention remains enigmatic. First, in characterizing their PRMT1 knockout model, it is unclear whether the elevated intron retention events directly correspond to downregulated genes.

      In the revised manuscript, we demonstrate IR-triggered NMD as a mechanism for transcript decay and downregulation of matrix genes. When IR-triggered NMD was blocked by chemical inhibitor NMDI14, the intron-retaining transcripts showed significant accumulation (new Figure-4). NMD is the RNA surveillance system to degrade aberrant RNAs. Intron retention-triggered NMD in cancer has both promotive and suppressive roles and NMD inhibitors has been tested for cancer therapy including immunotherapy. During embryonic development, the functional significance of NMD machinery is suggested by human genetic findings and mouse genetic models. NMD is driven by a protein complex composed of SMG and UPF proteins. Smg6, Upf1, Upf2 and Upf3a knockout mouse die at early embryonic stages (E5.5-E9.5), and Smg1 gene trap mutant mice die at E12.5 (PMID: 29272451). SMG9 mutation in human patients causes malformation in the face, hand, heart and brain (PMID: 27018474).

      We show that in CNCCs NMD functions both as a physiological mechanism and invoked by molecular insult. Blocking NMD in CNCCs caused significant accumulation of intron-retaining Adamts2, Alpl, Eln, Matn2, Loxl1 and Bgn transcripts, suggesting a basal role for NMD to degrade intron-retaining transcripts (Figure-4Ba-4Bf). We further demonstrated the accumulation of Adamts2 and Fbln5 using semi-quantitative PCR with the detection of a longer product from Adamts2 intron 19 and Fbln5 intron 7 (Figure-4Ca-4Ch). In CNCCs and ST2 cells, NMD is further invoked by Prmt1 and Sfpq deficiency. In Prmt1 deficient CNCCs, NMD blockage led to higher accumulation of intron-retaining Adamts2 and Alpl transcripts, suggesting that Prmt1 deficiency triggers NMD to reduce intron-containing transcripts (Figure-4Aa, 4Ab). In Sfpq-depleted ST2 cells, blocking NMD caused accumulation of intron-retaining transcripts Col4a2, St6galnac3 and Ptk7 (Figure-9B, 9C).

      Moreover, intron splicing is a well-documented node for gene regulation during embryogenesis and in other proliferation models, and craniofacial defects are known to be associated with 'spliceosomopathies'. However, reproduction of this phenotype does not suggest that the targets of interest are inherently splicing factors, and a more robust assessment is needed to determine the exact nature of alternative splicing in this system. Because there are several known splicing factors downstream of PRMT1 and presented in the supplemental data, the specific attribution of retention to SFPQ would be additionally served by separating its splicing footprint from that of other factors that are primed to cause alternative splicing.

      We have previously shown that a group of splicing factors depends on Prmt1 for arginine methylation, including SFPQ (PMID: 31451547). We tested additional splicing factors that are highly expressed in CNCCs and depends on PRMT1 for arginine methylation: SRSF1, EWSR1, TAF15, TRA2B and G3BP1 (Figure-5, 6 and 10). Among these factors, EWSR1 and TRA2B are both methylated in CNCCs and depend on PRMT1 for methylation (Fig. 5 and Supplemental Figure-S3B, S3C). We weren’t able to assess TAF15 methylation because of lack of efficient antibody for the PLA assay. We also demonstrated that their protein expression or subcellular localization was not altered by Prmt1 deletion in CNCCs, unlike SFPQ (Supplemental Figure-S4). To define their splicing footprint, we performed siRNA-mediated knockdown in ST2 cells, followed by RNA-seq and IRI analysis to define differentially regulated genes and introns, which revealed distinct biological pathways regulated by SFPQ, EWSR1, TRA2B and TAF15, but minimal roles of EWSR1, TRA2B and TAF15 on intron retention when compared to SFPQ (Fig. 10F-10S, Supplemental Figure S7A-S7F, Supplemental Tables S4-S6). ECM genes are significantly downregulated by all four splicing factors (Fig. 10F-10I), but EWSR1, TRA2B and TAF15 function through IR-independent mechanisms, such as exon skipping, as exemplified by Postn (Fig. 10J-10S).

      Clarifying the relationship between SFPQ and splicing regulation is important given that the observed splicing defects are incongruous with published data presented by Takeuchi et al., (2018) regarding SFPQ control of neuronal apoptosis in mice. In this system, SFPQ was more specifically attributed to the regulation of transcription elongation over long introns and its knockout did not result in significant splicing changes. Thus, to establish the specificity for the SFPQ in regulating these retention events, authors would need to show that the same phenotype is not achieved by mis-regulation of other splicing factors. That the authors chose SFPQ based on its binding profile is understandable but potentially confounding given its mechanism of action in transcription of long introns (Takeuchi 2018). Because mechanisms and rates of transcription can influence splicing and exon definition interactions, the role of SFPQ as a transcription elongation factor versus a splicing factor is inadequately disentangled by authors.

      To test whether SFPQ acts as a transcription elongation factor, we performed Pol II Cut&Tag in ST2 cells and demonstrated that depletion of SFPQ only caused marginal changes in either the promoter region or gene body of ECM genes, suggesting that the role of SFPQ as a transcriptional activator or elongation factor is minimal (Fig. 7G, 7H). This finding is distinct from SFPQ function in neurons (PMID: 29719248), suggesting that the activation or recruitment of SFPQ in transcriptional regulation may involve tissue-specific factors in neurons.

      Reviewer #2 (Public review):

      Summary:

      The manuscript by Lima et al examines the role of Prmt1 and SFPQ in craniofacial development. Specifically, the authors test the idea that Prmt1 directly methylates specific proteins that results in intron retention in matrix proteins. The protein SFPQ is methylated by Prmt1 and functions downstream to mediate Prmt1 activity. The genes with retained introns activate the NMD pathway to reduce the RNA levels. This paper describes an interesting mechanism for the regulation of RNA levels during development.

      Strengths:

      The phenotypes support what the authors claim that Prmt1 is involved in craniofacial development and splicing. The use of state-of-the-art sequencing to determine the specific genes that have intron retention and changes in gene expression is a strength.

      Weaknesses:

      Some of the data seems to contradict the conclusions. And it is unclear how direct the relationships are between Prmt1 and SFPQ.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      First, the claims regarding the effect of PRMT1 loss on splicing are unclear by the section title. In other words, does loss PRMT1 change the incidence of baseline alternative splicing events, or does it introduce new retention events that are responsible for underwriting the craniofacial phenotype? Consistent with this idea, the narrative could benefit from more cellular and/or histological validations of the transcriptomic defects discovered in the RNAseq, which could help contextualize the bioinformatics data with the developmental defects. Moreover, the conclusions drawn about intron retention could be clarified in terms of how applicable the mechanism is likely to be outside of this tissue-specific set of responsive introns.

      Loss of Prmt1 did not cause a global shift in intron retention, as shown in Supplemental Figure S2. Instead, Prmt1 deletion caused increase of intron retention specifically in genes enriched in cartilage development, glycosaminoglycan biology, dendrite and axon, and decreased intron retention in mitochondria and metabolism genes (Table. S1). We also tested matrix protein expression by histology to confirm that transcriptomic defects revealed at the RNA level resulted in lower protein production. The new data are in Figure 3E-3H.

      Additionally, invoking NMD to align splicing and differential gene expression data understandable but lacking sufficient controls to be conclusive, such as positive control genes to confirm inhibition of NMD.

      To validate the blockage of NMD, glutathione peroxidase 1 (Gpx1) intron 1, a well-documented substrate for NMD, is tested as positive control (Fig 4Ac, 4Ad, 9B).

      Additionally, it should be clarified whether NMD is a basal mechanism for the regulation of these introns or whether it is an induced mechanism that is invoked by the molecular insult.

      In CNCCs, NMD functions both as a physiological mechanism and invoked by molecular insult. Please refer to responses to Reviewer 1’s public review for detailed explanations.

      Further, authors present data downstream of two siRNAs for the same gene target, but it remains unclear how siRNAs for the same gene target produce different effects. It may be helpful for authors to clarify how many of the transcriptomic defects are shared versus unique between the siRNAs.

      To address this question, we used bioinformatic analysis of the whole genome data to the similarity in changes caused by the two SFPQ-targeting siRNAs. As shown in the new Fig. 7Ba & 7Bb, transcriptomic and intron changes are consistent between the two siRNAs, suggesting that genes targeted by the two siRNA predominantly overlap. This overlap is illustrated by scatter plot analysis of RNAseq DEG and IRI data from each siRNA against SFPQ.

      Finally, we stress the importance of presenting the full conceptual basis for SFPQ's potential role in splicing and gene expression. It is significant to note that SFPQ has been previously studied as a splicing factor and was instead determined to function in support of the transcription elongation rather than in splicing. Thus, if authors are confident that the SFPQ manifests directly in splicing changes they encumber the burden of proof to show that its role in transcription, nor another splicing factor, are driving splicing changes.

      We demonstrated that depletion of SFPQ only caused marginal changes in either the promoter region or gene body of ECM genes, suggesting that the role of SFPQ as a transcriptional activator or elongation factor is minimal (Fig. 7G, 7H). Please refer to responses to Reviewer 1’s public review for detailed explanations.

      Reviewer #2 (Recommendations for the authors):

      (1) It is not clear why the authors focused on intron retention targets vs the other possibilities. Skipped Exon is much higher in terms of the number of changes, please clarify. For the intron retention how is this quantified? The traces are nice, but it is hard to tell which part is retained at this magnification. Also, because the focus is on extracellular matrix (ECM) and NMD it would be nice to show some of those targets here. In the tbx1 trace, some are up and some are down. What does that mean for the gene expression?

      We have investigated SE initially and found that genes with significant changes in Prmt1 CKO CNCCs fall into diverse functional pathways. Among them, a few genes are critical for skeletal formation, including Postn and Fn, and the function of their exon skipping has been documented. For example, the two exons that are skipped in Postn, Exon17 and 21, have been shown to regulate craniofacial skeleton shape and mandibular condyle hypertrophic zone thickness using transgenic mouse models (PMID: 36859617). As illustrated by Figure 10, the skipped exon of Postn is regulated by multiple splicing factors that may perform overlapping functions in vivo.

      Intron retention of each gene is quantified by the ratio of the overall read density of its constitutive intronic regions (CIRs) to the overall read density of its constitutive exonic regions (CERs) and defined as the intron retention index (IRI). In the first section of Response to Reviewer 1’s comments, we explained additional bioinformatic analysis that was performed to address reviewers’ questions, support the confidence of intron event calls and rule out the possibility of other alternative splicing mechanisms, such as by SE, MXE, A5SS or A3SS (Supplemental Figure S5, S6, Table S7).

      (2) RNA-Sequencing of Prmt1 mutants nicely shows gene expression changes, including in ECM and GAG genes. While validation of the sequencing results is not necessarily required, it would be very interesting to show the expression in situ. In addition, the heat map shows both downregulated but also upregulated transcripts. This is expected since this protein regulates many genes. However, the volcano plot shows a significant number of genes upregulated. It would be interesting to show what the upregulated genes are. And what is the proposed mechanism for Prmt1 regulation of upregulated genes?

      Validation for the transcriptomic changes is shown in Fig. 3E-3H using immunostaining.

      As for upregulated genes in Prmt1 mutant, top pathways include cytokine-mediated signaling pathway, signal transduction by p53 signaling pathway and cell morphogenesis (Figure 2E), which are consistent with our previous reports that Prmt1 deletion induces cytokine production in oral epithelium and leads to p53 accumulation in embryonic epicardium (PMID: 32521264, 29420098). Besides these pathways, Prmt1 deletion also caused upregulation of genes involved in adult behavior, postsynaptic organization and apoptotic process, which is consistent with findings from other labs on PRMT1 function in neuronal and cancer cells (PMID: 34619150, 33127433).

      (3) Specific transcripts were shown to have elevated intron retention involved in the ECM and GAG pathway. However in Figure 3D it seems to show the opposite with intronic expression decreased and exonic increases and intronic decrease. This is very important to the final conclusion of the paper. In addition, is there a direct relationship between increased intron and downregulation of this specific gene expression? It seems a bit correlational as it could also be an indirect mechanism. One way to test this is to do in vitro translation with and without the specific intron to test if it results in lower expression.

      We apologize for the mis-labeling in previous version of Figure 3D, which is now corrected. We also tried to test the direct relationship between intron and downregulation of matrix genes such as Adamts2 using in vitro experiments, however, the introns of matrix genes with high retention tends to be long, many 10 to 50kb in length, making it challenging to generate mini-gene constructs for molecular analysis. We used a different approach and demonstrated that inhibition of NMD with a chemical inhibitor NMDI14 caused dramatic accumulation of the Adamts2, Alpl, Eln, Matn2, Loxl1 and Bgn transcripts, suggesting that retained introns triggered NMD to regulate gene expression and this mechanism acts as a physiological level in CNCCs (Fig. 4). We also blocked NMD in control and Prmt1 null CNCCs, where NMD blockage led to higher accumulation of Adamts2 and Alpl transcripts, suggesting that upon Prmt1 deficiency, NMD is further utilized to degrade intron-containing transcripts (Fig. 4). Similarly, in Sfpq-depleted ST2 cells, blocking NMD caused accumulation of intron-retaining transcripts Col4a2, St6galnac3 and Ptk7 (Fig. 9A, 9B).

      (4) While Figure 4 nicely shows the methylation of SFPQ is reduced in Prmt1 CKO cells, it is unclear which reside this methylation occurs. Also the overall expression of SFPQ is also down so it is possible that the methylation is indirect ie Prmt1 regulates some other methyltransferase that regulates SFPQ. Or that because the overall level of SFPQ is down, there is no protein to methylate. How do the authors differentiate between these possibilities?

      Previously, arginine methylation of SFPQ has been characterized using in vitro reaction and cell lines with biochemical assays by Snijders., et al in 2015 (PMID: 25605962). Among all PRMTs that catalyze asymmetric arginine dimethylation (ADMA), SFPQ is methylated by only PRMT1 and PRMT3, with PRMT1 showing higher efficiency while PRMT3 showing a lower efficiency. However, PRMT3 is mainly cytosolic. Its expression in CNCCs is about 100-fold lower than PRMT1 (Fig. 1). Based on these knowledges, PRMT1 is the primary arginine methyltransferase for SFPQ, a nuclear protein in CNCCs. We and others have shown in a previous publication that SFPQ methylation on arginine 7 and 9 depends on PRMT1 (PMID: 31451547).

      To investigate SFPQ protein degradation in CNCCs, we used MG132 to block proteasomal degradation and observed a partial rescue of SFPQ protein degradation in Prmt1 mutant embryos, suggesting that SFPQ is degraded through proteasomal-mediated mechanism. To address the relationship between SFPQ methylation and protein expression, we assessed arginine methylation of SFPQ that accumulated after MG132 treatment. The accumulated SFPQ was not methylated, confirming the absence of methylation even when SFPQ protein expression is restored.

      Snijders., et al, also shown that citrullination induced by PADI4 regulate SFPQ stability (Snijders 2015). We considered this possibility and assessed the expression levels of PADIs. In E13.5 and E15.5 CNCCs, PADI1-4 mRNA expression levels are very low (TPM<5), suggesting that PADIs may not regulate SFPQ stability in CNCCs. A detailed mechanism as to how PRMT1-mediated SFPQ methylation controls stability awaits further investigation.

      (5) For the Sfpq deleted experiment, it seems that the two knockdowns are not similar in the gene targets and GO terms different except Wnt signaling. This makes this data difficult to interpret. The genes identified as intron retention are different than the ones identified in Prmt1 deletion and not reduced as much. How does this fit in with the Prmt1 story? If working through Sfpq, it assumes that the targets will be similar and more the 8% would be in common.

      To address the first concern, we used bioinformatic analysis of the whole genome data to the similarity in changes caused by the two SFPQ-targeting siRNAs. As shown in the new Fig. 7Ba & 7Bb, transcriptomic and intron changes are consistent between the two siRNAs, suggesting that genes targeted by the two siRNA predominantly overlap. This overlap is illustrated by scatter plot analysis of RNAseq DEG and IRI data from each siRNA against SFPQ.

      We have previously identified a group of splicing factors that depends on PRMT1 for arginine methylation, including SFPQ (PMID: 31451547). In the new data in Figures 5, 6 and 10, we tested an additional five PRMT1-dependent splicing factors that are highly expressed in CNCCs: SRSF1, EWSR1, TAF15, TRA2B and G3BP1 (Fig. 5, 6 and 10). Among these factors, SRSF1 and G3BP1 are predominantly expressed in the cytosol of NCCs at E13.5. As splicing activity in the nucleus is needed for pre-mRNA splicing, we excluded these two and focused on the other three proteins. EWSR1 and TRA2B are both methylated in CNCCs and depend on PRMT1 for methylation (Fig. 5). We weren’t able to assess TAF15 methylation because of lack of efficient antibody for the PLA assay. We also demonstrated that their protein expression or subcellular localization was not altered by Prmt1 deletion in CNCCs, unlike SFPQ (Fig. S2). To define their splicing footprint, we performed siRNA-mediated knockdown in ST2 cells, followed by RNA-seq and IRI analysis to define differentially regulated genes and introns, which revealed distinct biological pathways regulated by SFPQ, EWSR1, TRA2B and TAF15, but minimal roles of EWSR1, TRA2B and TAF15 on intron retention when compared to SFPQ (Fig. 10F-10I, Supplemental Figure S7A-S7F). ECM genes are significantly downregulated by all four splicing factors (Fig. 10J-10M), but EWSR1, TRA2B and TAF15 regulate transcription or exon skipping instead of IR, as exemplified by Alpl and Postn (Fig. 10N-10T).

      (6) The addition of an NMD mechanism is interesting but not surprising that when inhibiting the pathway broadly, there is an increase in gene expression in the mesoderm cell line. How specific is this to craniofacial development?

      NMD is driven by a protein complex composed of SMG and UPF proteins. We show in the revised manuscript that NMD is both a physiological mechanism in CNCCs and triggered by genetic disturbance (Fig. 4). These data are in line with human patient reports where SMG9 mutation in human causes malformation in the face, hand, heart and brain (PMID: 27018474). Mouse genetic studies also demonstrated roles of NMD components during embryonic development.Smg6, Upf1, Upf2 and Upf3a knockout mouse die at early embryonic stages (E5.5-E9.5), and Smg1 gene trap mutant mice die at E12.5 (Han 2018). Additionally, intron retention-triggered NMD in cancer has both promotive and suppressive roles and NMD inhibitors has been tested for cancer therapy and recently cancer immunotherapy. Our findings highlight matrix genes as one of the key targets for NMD during craniofacial development.

      Minor:

      (1) The supplemental figures are difficult to understand. In the first upload there are many figures and tables, some excel files that are separate uploads and some not. Please upload as separate files so it is clear. And also put them in order that they are in the manuscript.

      (2) For the heat map in figure 2B, it would be good to show all the genes or none at all. It seems a bit like cherry-picking to highly only a few. And they are not labeled where they are located in the graph. Are these the top lines if so please label.

      (3) Gene names in Figure 3A are difficult to read. I would also not consider BMP7 an ECM gene.

      (4) A summary diagram of the interactions proposed will help to make this more understandable.

      The supplemental figures are reorganized and uploaded as separate word and excel documents. For Heat map in Fig. 2B, we have removed the gene names. For Fig. 3A, only the most significantly changed gene are labeled in red dots with names. We didn’t label all the genes because of the large number of genes. For the new Figure 3B, we have replaced BMP7. A schematic summary is also added to Supplemental Fig. S9 to illustrate the PRMT1-SFPQ pathway.

    1. eLife Assessment

      This important study provides one mechanism that can explain the rapid diversification of poison-antidote pairs in fission yeast: recombination between existing pairs. The evidence is largely solid, but the study needs to tune down its claims (as it is not shown that the novel poison-antidote can serve as a meiotic driver), and to address small experimental requests. The work is of interest to scientists studying genetic incompatibilities.

    2. Reviewer #1 (Public review):

      Summary

      The authors determine the phylogenetic relation of the roughly two dozen wtf elements of 21 S. pombe isolates and show that none of them in the original S. pombe are essential for robust mitotic growth. It would be interesting to test their meiotic function by simply crossing each deletion mutant with the parent and analyzing spores for non-Mendelian inheritance. If this has been reported already, that information should be added to the MS. If not, I suggest the authors do these simple experiments and add this information.

      Strengths:

      The most interesting data (Fig. 4) show that one recombinant (wtfC4) between wtf18 and wtf23 produces in mitotic growth a poison counteracted by its own antidote but not by the parental antidotes. Again, it would be interesting to test this recombinant in a more natural setting - meiosis between it and each of the parents.

      Weaknesses:

      Some minor rewriting is needed.

      Comments on Revision:

      (1) The parameter for "maximum growth rate" in Figure 2D needs to be defined and put on the graph.

      (2) On page 8, line 182, the authors should consider testing the hybrid wtf in meiosis using strain 975 of Leupold, which is h+, or another standard h+ strain. I don't think the antidote allele is needed; rather, it seems to me it would counter the lethality of the poison protein and should be omitted to test drive of the hybrid wtf. This is a simple experiment and would add considerably to the paper.

    3. Reviewer #3 (Public review):

      Summary:

      In this manuscript, Wang and colleagues explore factors contributing to the diversification of wtf meiotic drivers. wtf genes are autonomous, single-gene poison-antidote meiotic drivers that encode both a spore-killing poison (short isoform) and an antidote to the poison (long isoform) through alternative transcriptional initiation. There are dozens of wtf drivers present in the genomes of various yeast species, yet the evolutionary forces driving their diversification remain largely unknown. This manuscript is written in a straightforward and effective manner, and the analyses and experiments are easy to follow and interpret. While I find the research question interesting and the experiments persuasive, they do not provide any deeper mechanistic understanding of this gene family.

      Revision update:

      Having read the response to the reviewers, I believe the major issues have been addressed. However, I would strongly suggest toning down the claim regarding the chimeric WTF element in the abstract, which currently reads

      "As proof-of-principle, we generate a novel meiotic driver through artificial recombination between wtf drivers, and its encoded poison cannot be detoxified by the antidotes encoded by their parental wtf genes but can be detoxified by its own antidote."

      As the author reports in their response, despite various attempts, it was not possible to show that this chimeric WTF element was indeed capable of meiotic drive in a natural context (not transgenic overexpression experiment). thus the authors should not claim they generated "a novel meiotic driver"

      Strengths:

      (1) The authors present a comprehensive compendium and analysis of the evolutionary relationships among wtf genes across 21 strains of S. pombe

      (2) The authors found that a synthetic chimeric wtf gene, combining exons 1-5 of wtf23 and exon 6 of wtf18, behaves like a meiotic driver that could only be rescued by the chimeric antidote but neither of the parental antidotes. This is a very interesting observation that could account for their inception and diversification.

      Weaknesses:

      (1) Deletion strains

      The authors separately deleted all 25 Wtf genes in the S. pombe ference strain. Next, the authors performed spot assay to evaluate the effect of wtf gene knockout on the yeast growth. They report no difference to the WT and conclude that the wtf genes might be largely neutral to the fitness of their carriers in the asexual life cycle at least in normal growth condition.

      The authors could have conducted additional quantitative growth assays in yeast, such as growth curves or competition assays, which would have allowed them to detect subtle fitness effects that cannot be quantified with a spot assay. Furthermore, the authors do not rule out simpler explanations, such as genetic redundancy. This could have been addressed by crossing mutants of closely related paralogs or editing multiple wtf genes in the same genetic background.

      Another concern is the lack of detailed information about the 25 knockout strains used in the study. There is no information provided on how these strains were generated or, more importantly, validated. Many of these wtf genes have close paralogs and are flanked by repetitive regions, which could complicate the generation of such deletion strains. As currently presented, these results would be difficult to replicate in other labs due to insufficient methodological details

      Revision update:

      The authors measured the fitness of the deletion strains using growth curves (Fig. 2C and D) and no significant differences were found, further supporting their claims. The requested information (details on the generation of the deletion strains) is now available in the methods section.

      (2) Lack of controls

      The authors found that a synthetic chimeric wtf gene, constructed by combining exons 1-5 of wtf23 and exon 6 of wtf18, behaves as a meiotic driver that can be rescued only by its corresponding chimeric antidote, but not by either of the parental antidotes (Figure 4F). In contrast, three other chimeric wtf genes did not display this property (Figure 4C-E). No additional experiments were conducted to explain these differences, and basic control experiments, such as verifying the expression of the chimeric constructs, were not performed to rule out trivial explanations. This should be at the very least discussed. Also, it would have been better to test additional chimeras.

      Revision update:

      The authors report that the expression of the construct was measured. However, they do not make reference to any specific figure or section of the main text. It would be very useful if the authors explicitly referenced where exactly changes were made (this is true for all changed made)

      (3) Statistical analyses

      In line 130 the authors state that: "Given complex phylogenetic mixing observed among wtf genes (Figure 1E), we tested whether recombination occurred. We detected signals of recombination in the 25 wtf genes of the S. pombe reference genome (p = 0) and in the wtf genes of the 21 S. pombe strains (p = 0) using pairwise homoplasy index (HPI) test. "<br /> Reporting a p-value of 0 is not appropriate. Please report exact P-values.

      Revision update:

      This has been addressed.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary

      The authors determine the phylogenetic relation of the roughly two dozen wtf elements of 21 S. pombe isolates and show that none of them in the original S. pombe are essential for robust mitotic growth. It would be interesting to test their meiotic function by simply crossing each deletion mutant with the parent and analyzing spores for non-Mendelian inheritance. If this has been reported already, that information should be added to the manuscript. If not, I suggest the authors do these simple experiments and add this information.

      Thanks for the great summary! All the wtf genes have been tested for meiotic drive phenotypes previously by Bravo Nunez et al. (2020; http://doi.org/10.1371/journal.pgen.1008350). The reference was cited in our original manuscript, and we added the details in the revised manuscript.  

      Strengths:

      The most interesting data (Figure 4) show that one recombinant (wtfC4) between wtf18 and wtf23 produces in mitotic growth a poison counteracted by its own antidote but not by the parental antidotes. Again, it would be interesting to test this recombinant in a more natural setting - meiosis between it and each of the parents.

      Thanks for this insightful comment! As suggested, we have tried to test this recombinant in a more natural setting. We created a recombinant strain (wtfC4) based on the laboratory strain 972h-. Specifically, we replaced the last exon of the original wtf23 gene with the last exon of wtf18. However, we encountered a challenge: since strain 972h- has only one mating type and cannot undergo meiosis on its own, we had to mate the recombinant strain with a BN0 h⁺ strain that only carries the wtf23<sup>antidote</sup>. Unfortunately, despite of tens of attempts over nearly a year, we did not observe meiotic driver phenotype as expected. This might be due to issues with the proper splicing and expression of the potential poison and antidote proteins or due to the genetic background. Similarly, the drive activity of wtf13 has been shown to be specifically suppressed in certain backgrounds.

      Weaknesses:

      In the opinion of this reviewer, some minor rewriting is needed.

      We did the rewriting as this reviewer suggested.

      Reviewer #2 (Public review):

      Summary:

      This important study provides a mechanism that can explain the rapid diversification of poison-antidote pairs (wtf genes) in fission yeast: recombination between existing genes.

      Thanks!

      Strengths:

      The authors analyzed the diversity of wtf in S. pombe strains, and found pervasive copy number variations. They further detected signals of recurrent recombination in wtf genes. To address whether recombination can generate novel wtf genes, the authors performed artificial recombination between existing wft genes, and showed that indeed a new wtf can be generated: the poison cannot be detoxified by the antidotes encoded by parental wtf genes but can be detoxified by own antidote.

      Thanks for the great summary!

      Weaknesses:

      The study can benefit from demonstrating that the novel poison-antidote constructed by the authors can serve as a meiotic driver.

      Thanks for this insightful comment! As suggested, we have tried to test this recombinant in a more natural setting. We created a recombinant strain (wtfC4) based on the laboratory strain 972h-. Specifically, we replaced the last exon of the original wtf23 gene with the last exon of wtf18. However, we encountered a challenge: since strain 972h- has only one mating type and cannot undergo meiosis on its own, we had to mate the recombinant strain with a BN0 h⁺ strain that only carries the wtf23<sup>antidote</sup>. Unfortunately, despite of tens of attempts over nearly a year, we did not observe meiotic driver phenotype as expected. This might be due to issues with the proper splicing and expression of the potential poison and antidote proteins or due to the genetic background. Similarly, the drive activity of wtf13 has been shown to be specifically suppressed in certain backgrounds.

      Reviewer #3 (Public review):

      Summary:

      In this manuscript, Wang and colleagues explore factors contributing to the diversification of wtf meiotic drivers. wtf genes are autonomous, single-gene poison-antidote meiotic drivers that encode both a spore-killing poison (short isoform) and an antidote to the poison (long isoform) through alternative transcriptional initiation. There are dozens of wtf drivers present in the genomes of various yeast species, yet the evolutionary forces driving their diversification remain largely unknown. This manuscript is written in a straightforward and effective manner, and the analyses and experiments are easy to follow and interpret. While I find the research question interesting and the experiments persuasive, they do not provide any deeper mechanistic understanding of this gene family.

      Thanks! Please see the following for our point-to-point response.

      Strengths:

      (1) The authors present a comprehensive compendium and analysis of the evolutionary relationships among wtf genes across 21 strains of S. pombe.

      (2) The authors found that a synthetic chimeric wtf gene, combining exons 1-5 of wtf23 and exon 6 of wtf18, behaves like a meiotic driver that could only be rescued by the chimeric antidote but neither of the parental antidotes. This is a very interesting observation that could account for their inception and diversification.

      Thanks for the great summary!

      Weaknesses:

      (1) Deletion strains

      The authors separately deleted all 25 Wtf genes in the S. pombe ference strain. Next, the authors performed a spot assay to evaluate the effect of wtf gene knockout on the yeast growth. They report no difference to the WT and conclude that the wtf genes might be largely neutral to the fitness of their carriers in the asexual life cycle at least in normal growth conditions.

      The authors could have conducted additional quantitative growth assays in yeast, such as growth curves or competition assays, which would have allowed them to detect subtle fitness effects that cannot be quantified with a spot assay. Furthermore, the authors do not rule out simpler explanations, such as genetic redundancy. This could have been addressed by crossing mutants of closely related paralogs or editing multiple wtf genes in the same genetic background.

      Another concern is the lack of detailed information about the 25 knockout strains used in the study. There is no information provided on how these strains were generated or, more importantly, validated. Many of these wtf genes have close paralogs and are flanked by repetitive regions, which could complicate the generation of such deletion strains. As currently presented, these results would be difficult to replicate in other labs due to insufficient methodological details

      We generated growth curves for all the 25 wtf deletion strains. We provided the details for wtf gene knockout. However, for 25 wtf genes, there are too many combinations for editing two genes, and it is technically challenging to knock out multiple wtf together. Nevertheless, our results suggest single wtf genes have little effect on the host fitness under normal condition.

      (2) Lack of controls

      The authors found that a synthetic chimeric wtf gene, constructed by combining exons 1-5 of wtf23 and exon 6 of wtf18, behaves as a meiotic driver that can be rescued only by its corresponding chimeric antidote, but not by either of the parental antidotes (Figure 4F). In contrast, three other chimeric wtf genes did not display this property (Figure 4C-E). No additional experiments were conducted to explain these differences, and basic control experiments, such as verifying the expression of the chimeric constructs, were not performed to rule out trivial explanations. This should be at the very least discussed. Also, it would have been better to test additional chimeras.

      We verified the expression of the chimeric genes. The last exon of wtf18 is too small (128bp) to do more meaningful chimeras.

      (3) Statistical analyses

      In line 130 the authors state that: "Given complex phylogenetic mixing observed among wtf genes (Figure 1E), we tested whether recombination occurred. We detected signals of recombination in the 25 wtf genes of the S. pombe reference genome (p = 0) and in the wtf genes of the 21 S. pombe strains (p = 0) using pairwise homoplasy index (HPI) test." Reporting a p-value of 0 is not appropriate. Exact P-values should be reported. 

      Due to software limitations, the PHI test reports p-values of 0.0 for extremely significant results. We have therefore reported them as <0.0001 in the revised manuscript.

      Recommendations for the authors:

      Reviewing Editor Comments:

      Regarding the synthetic chimeric wtf gene constructed by combining exons of wtf23 and wtf18, the authors did not explicitly test whether it acts as a meiotic driver in the natural context of a cross. Instead, they examined this possibility only through transgenic overexpression experiments. Given that this is arguably the most important claim of the paper, it is critical that the authors perform, report, and discuss such an experiment in a natural context, regardless of the outcome. It is not necessary to test other recombinants or other wtf loci.

      Thanks for this insightful comment! As suggested, we have tried to test this recombinant in a more natural setting. We created a recombinant strain (wtfC4) based on the laboratory strain 972h-. Specifically, we replaced the last exon of the original wtf23 gene with the last exon of wtf18. However, we encountered a challenge: since strain 972h- has only one mating type and cannot undergo meiosis on its own, we had to mate the recombinant strain with a BN0 h⁺ strain that only carries the wtf23<sup>antidote</sup>. Unfortunately, despite of tens of attempts over nearly a year, we did not observe meiotic driver phenotype as expected. This might be due to issues with the proper splicing and expression of the potential poison and antidote proteins or due to the genetic background. Similarly, the drive activity of wtf13 has been shown to be specifically suppressed in certain backgrounds.

      Reviewer #1 (Recommendations for the authors):

      The paper is very well written, but some minor points should be corrected or checked.

      (1) Line 95: Why "Putative"? Is it not clear what a wtf pseudogene is?

      “Putative” was removed.

      (2) Line 105: Does "known functional" mean they are active (i.e., have been tested and shown to be active)? If so, a reference should be added.

      We used “known meiotic divers”, and added reference here.

      (3) Line 135: "no recombination signal was tested". Do the authors mean no signal was inferred? 

      We changed “tested” to “detected”.

      (4) Line 147: References for "known functional meiotic drivers (wtf23) and artificially generated meiotic driver (wtf18)" should be given. A statement of how wtf18 was "artificially generated" is essential so the reader knows how that element differs from the wtfC4 generated here.

      Reference for wtf23. As for wtf18, we have specified in the follow text, namely “we artificially introduced an in-frame ATG codon right before the start of exon 2, generating wtf18poison/-0M.”

      (5) Lines 154 and 424 say an ATG codon was introduced "right before the start of exon 2," but Figure 4B shows it before exon 1.

      We thank the reviewer. The introduced ATG is the second start codon in the long transcript and the first in the short transcript. The right panel of Figure 4B shows the short transcript, so the text and figure are consistent.

      (6) Line 159: The wtf18 mutant with this additional ATG codon should be tested in meiosis, to see if "putative" is correct.

      Thanks. As wtfC4, we came with technical challenges to show the driver phenotype in a natural setting, and thus removed this statement.

      (7) Line 181: change "driver" to "drive".

      Driver is correct.

      (8) Line 184: insert to read "wtf genes tested". Also, what is the basis for proposing that "the last exon might be crucial for antidote function"?

      “Tested” added, and removed the statement.

      (9) Line 198: change to read "detects only large differences".

      Done as suggested.

      (10) Line 204: change "removed" to "removal".

      Done as suggested.

      (11) Lines 242 and 243: Are "Splittree4" and "SplitsTree4" different, or is this a misprint?

      Corrected!

      (12) Lines 274-5 and 412 -3 would read better as "strains were diluted in five 10-fold steps” and “...μL of each dilution spotted on” “…to assay for…"

      Done as suggested.

      (13) Line 284 says "No new data were generated." This is clearly wrong. Perhaps the authors mean there are no supplementary data files.

      Corrected!

      (14) Line 406: Change "is" to "are".

      Corrected!

      (15) Line 413: Surely, they were spotted onto YE agar medium, not liquid medium.

      Corrected!

      (16) Figure 3C: Define "Rho" and the scale used.

      The definition of Rho has been added to the Methods section in the revised manuscript.

      Reviewer #2 (Recommendations for the authors):

      The evidence is largely solid, but the study can benefit from demonstrating that the novel poison-antidote constructed by the authors can serve as a meiotic driver.

      As suggested, we have tried to test this recombinant in a more natural setting. We created a recombinant strain (wtfC4) based on the laboratory 972h-. Specifically, we replaced the last exon of the original wtf23 gene with the last exon of wt18f. However, we encountered a challenge: since 972h- is a mating-type strain and cannot undergo meiosis on its own, we had to mate the recombinant strain with a BN0 h⁺ strain that carries the wtf23<sup>antidote</sup>. Unfortunately, despite of tens of attempts over nearly a year, we did not observe meiotic driver phenotype as expected. This might be due to issues with the proper splicing and expression of the potential poison and antidote proteins.

      Reviewer #3 (Recommendations for the authors):

      I strongly recommend the authors provide all the details concerning the generation of the knock-out strains, including specific primers used (for both the deletion and validation), the result of these validations, and the specific genotype (and ID) of the strains generated.

      These details are now included in the Materials and Methods section and in Supplementary.

      Please also provide exact P-values (see point 3).

      Due to software limitations, the PHI test reports p-values of 0.0 for extremely significant results. We have therefore reported them as <0.0001 in the revised manuscript.

    1. eLife Assessment

      This valuable study uses tools of population and functional genomics to examine long non-coding RNAs (lncRNAs) in the context of human evolution. Analyses of computationally predicted human-specific lncRNAs and their genomic targets lead to the development of hypotheses regarding the potential roles of these genetic elements in human biology. Compared to previous versions, the conclusions regarding evolutionary acceleration and adaptation have become more solid by more fully taking data and literature on human/chimpanzee genetics and functional genomics into account.

    2. Joint Public Review:

      While DNA sequence divergence, differential expression and differential methylation analysis have been conducted between humans and the great apes to study changes that "make us human", the role of lncRNAs and their impact on the human genome and biology has not been fully explored. In this study the authors computationally predict HSlncRNAs as well as their DNA Binding sites using a method they have developed previously and then examine these predicted regions with different types of enrichment analyses. Broadly the analysis are straightforward and after identifying these regions/HSlncRNAs they examined their effects using different external datasets.

      Comments on the latest version from Reviewer #2:

      I think this is as good as it is going to get, and I do appreciate that the authors are still engaging in good faith after all these rounds of revision, so I am happy to stop here! I do think the paper is significantly improved from the last time around, and the conclusions have been tempered significantly.

    3. Author response:

      The following is the authors’ response to the previous reviews

      Public Reviews:

      Reviewer #2 (Public review):

      In this valuable manuscript, Lin et al attempt to examine the role of long non coding RNAs (lncRNAs) in human evolution, through a set of population genetics and functional genomics analyses that leverage existing datasets and tools. Although the methods are incomplete and at times inadequate, the results nonetheless point towards a possible contribution of long non coding RNAs to shaping humans, and suggest clear directions for future, more rigorous study.

      Comments on revisions:

      I thank the authors for their revision and changes in response to previous rounds of comments. As before, I appreciate the changes made in response to my comments, and I think everyone is approaching this in the spirit of arriving at the best possible manuscript, but we still have some deep disagreements on the nature of the relevant statistical approach and defining adequate controls. I highlight a couple of places that I think are particularly relevant, but note that given the authors disagree with my interpretation, they should feel free to not respond!

      (1) On the subject of the 0.034 threshold, I had previously stated: "I do not agree with the rationale for this claim, and do not agree that it supports the cutoff of 0.034 used below."

      In their reply to me, the authors state:

      "What we need is a gene number, which (a) indicates genes that effectively differentiate humans from chimpanzees, (b) can be used to set a DBS sequence distance cutoff. Since this study is the first to systematically examine DBSs in humans and chimpanzees, we must estimate this gene number based on studies that identify differentially expressed genes in humans and chimpanzees. We choose Song et al. 2021 (Song et al. Genetic studies of human-chimpanzee divergence using stem cell fusions. PNAS 2021), which identified 5984 differentially expressed genes, including 4377 genes whose differential expression is due to trans-acting differences between humans and chimpanzees. To the best of our knowledge, this is the only published data on trans-acting differences between humans and chimpanzees, and most HS lncRNAs and their DBSs/targets have trans-acting relationships (see Supplementary Table 2). Based on these numbers, we chose a DBS sequence distance cutoff of 0.034, which corresponds to 4248 genes (the top 20%), slightly fewer than 4377."

      I have some notes here. First, Agoglia et al, Nature, 2021, also examined the nature of cis vs trans regulatory differences between human and chimps using a very similar set up to Song et al; their Supplementary Table 4 enables the discovery of genes with cis vs trans effects although admittedly this is less straightforward than the Song et al data. Second, I can't actually tell how the 4377 number is arrived at. From Song et al, "Of 4,671 genes with regulatory changes between human-only and chimpanzee-only iPSC lines, 44.4% (2,073 genes) were regulated primarily in cis, 31.4% (1,465 genes) were regulated primarily in trans, and the remaining 1,133 genes were regulated both in cis and in trans (Fig. 2C). This final category was further broken down into a cis+trans category (cis- and transregulatory changes acting in the same direction) and a cis-trans category (cis- and trans-regulatory changes acting in opposite directions)." Even when combining trans-only and cis&trans genes that gives 2,598 genes with evidence for some trans regulation. I cannot find 4,377 in the main text of the Song et al paper.

      Elsewhere in their response, the authors respond to my comment that 0.034 is an arbitrary threshold by repeating the analyses using a cutoff of 0.035. I appreciate the sentiment here, but I would not expect this to make any great difference, given how similar those numbers are! A better approach, and what I had in mind when I mentioned this, would be to test multiple thresholds, ranging from, eg,0.05 to 0.01 <DBS dist =0.01 -> 0.034 -> 0.05> at some well-defined step size.

      (1) We sincerely thank the reviewer for this critical point. Our initial purpose, based on DBS distances from the human genome to chimpanzee genome and archaic genomes, was that genes with large DBS distances may have contributed more to human evolution. However, our ORA (overrepresentation analysis) explored only genes with large DBS distances (the legend of old Figure 2 was “1256 target genes whose DBSs have the largest distances from modern humans to chimpanzees and Altai Neanderthals are enriched in different Biological Processes GO terms”), with the use of the cutoff (threshold) of 0.034 for defining large distance. The cutoff is not totally unreasonable (as our new results and the following sensitivity analysis indicate), but this approach was indirect and flawed.

      (2) We have now performed ORA using two methods. The first uses only DBS distances. Instead of using a cutoff, we now sort genes by DBS distance (human-chimpanzee distances and human-Altai Neanderthal distance, respectively, see Supplementary Table 5) and use the top 25% and bottom 25% of genes to perform ORA. This directly examines whether DBS distances along indicate that genes with large DBS distances contribute more to human evolution than genes with small DBS distances. The second also explores the ASE genes (allele-specific expression, genes undergoing human/chimpanzee-specific regulation in the tetraploid human–chimpanzee hybrid iPS) reported by Agoglia et al. 2021. We select the top 50% and bottom 50% of genes with large and small DBS distances, intersect them with ASE genes from Agoglia et al. 2021 (their Supplementary Table 4), and apply ORA to the intersections. Both the results are that: (a) more GO terms are obtained from genes with large DBS distances, (b) more human evolution-related GO terms are obtained from genes with large DBS distances (Supplementary Table 5,6,7; Figure 2; Supplementary Fig. 15). These results directly suggest that genes with large DBS distances contribute more to human evolution than genes with small DBS distances, which is a key theme of the study.

      (3) Regarding Song et al 2021, the statement of “we differentiated…allotetraploid (H1C1a, H1C1b, H2C2a, H2C2b) lines into ectoderm, mesoderm, and endoderm” made us assume that their differentiated hybrid cell lines cover more tissue types than those of Agoglia et al. 2021. Now, upon re-examining Supplementary Table 5 of Song et al. and Supplementary Table 4 of Agoglia et al. 2021, we find that the latter more clearly indicates significant ASE genes (p-adj<0.01 and |LFC>0.5| in GRCh38 and PanTro5).

      (4) We have also performed two additional analyses in response to the suggestion of “test multiple thresholds, ranging from, eg, 0.05 to 0.01 <DBS dist =0.01 -> 0.034 -> 0.05> at some well-defined step size”. First, we performed a multi-threshold sensitivity analysis using a spectrum of cutoffs (0.03, 0.034, 0.04, 0.05), and tracked the number of genes identified and the enrichment significance of key GO terms (e.g., "neuron projection development," "behavior") across these thresholds. The result confirms that while the absolute number of genes varies with the cutoffs, the core biological conclusion (specifically, the significant enrichment of target genes in neurodevelopmental and cognitive functions) remains stable and significant. For instance, "behavior" maintains strong statistical significance (FDR<0.01) in both the human-chimpanzee and human-Altai Neanderthal comparisons across all tested cutoffs, and "Neuron projection development" also remains significant across three (0.03, 0.034, 0.04) of the four cutoffs in the Altai comparison. This pattern suggests that our core findings regarding neurodevelopmental functions are robust across a range of cutoffs. Nevertheless, we did not extend the analysis to smaller cutoffs (e.g., 0.01 or 0.02) because such values would identify an excessively large number of genes (>10000) for ORA, which would render the GOterm enrichment analysis less meaningful due to a loss of specificity.

      Second, we have performed an additional validation to directly evaluate whether the 0.034 cutoff itself represents a stringent and biologically meaningful value. We sought to empirically determine how often a DBS sequence distance of 0.034 or greater might occur by chance in promoter regions, thereby testing its significance as a marker of potential evolutionary divergence. We randomly sampled 10,000 windows from annotated promoter regions across the hg38 genome, each with a size matching the average length of DBSs (147 bp). We then calculated the per-base sequence distances for these random windows between modern humans and chimpanzees, as well as between modern humans and the three archaic humans (Altai, Denisovan, Vindija). The analysis reveals that a distance of ≥0.034 is a rare event in random promoter sequences: for Human-Chimp, Human-Altai, HumanDenisovan, and Human-Vindija, 5.49% (549/10000), 0.31% (31/10000), 4.47% (447/10000), and0.03% (3/10000) of random windows reach this distance. This empirical evidence suggests that 0.034 is a sufficiently strong cutoff for defining large DBS distance, it would occur very unlikely in a random genomic background (P<0.1 for Chimpanzee and P<0.05 for the archaic humans), and DBSs exceeding this cutoff are significantly enriched for sequences that have undergone substantial evolutionary change instead of being random neutral variations.  

      (5) We present new Figure 2, Supplementary Table 5,6,7, and Supplementary Fig. 15. We have substantially revised section 2.3, related sections in Results, Supplementary Note 3, and Supplementary Table 8. We have removed related descriptions and explanations in the main text and Supplementary Notes. The results of the above two analyses are presented here as two Author response images.

      Author response table 1.

      Sensitivity analysis of GO-term enrichment across different DBS sequence distance cutoffs. The table shows the numbers of target genes identified and the false discovery rates (FDR) for the enrichment of three selected GO terms at four different distance cutoffs. Note that, unlike in the old Figure 2, the results for chimpanzees and Altai Neanderthals are not directly comparable here, as the numbers of target genes used for the enrichment analysis differ between them at each cutoff.

      Author response image 1.

      Distribution of per-base sequence distances for DBS size-matched random genomic windows in Ensembl-annotated promoter regions, calculated between modern humans and (A) chimpanzee, (B) Altai Neanderthal, (C) Denisovan, and (D) Vindija Neanderthal genomes.

      (2) The authors have introduced a new TFBS section, as a control for their lncRNAs - this is welcome, though again I would ask for caution when interpreting results. For instance, in their reply to me the authors state: "The number of HS TFs and HS lncRNAs (5 vs 66) <HS TF vs all HS lncRNAs> alone lends strong evidence suggesting that HS lncRNAs have contributed more significantly to human evolution than HS TFs (note that 5 is the union of three intersections between <many2zero + one2zero> and the three <human TF list>)."

      But this assumes the denominator is the same! There are 35899 lncRNAs according to the current GENCOVE build; 66/35899 = 0.0018, so, 0.18% of lncRNAs are HS. The authors compare this to 5 TFs. There are 19433 protein coding genes in the current GENCOVE build, which naively (5/19433) gives a big depletion (0.026%) relative to the lnc number. However, this assumes all protein coding genes are TFs, which is not the case. A quick search suggests that ~2000 protein coding genes are TFs (see, eg, https://pubmed.ncbi.nlm.nih.gov/34755879/); which gives an enrichment (although I doubt it is a statistically significant one!) of HS TFs over HS lncRNAs (5/2000 = 0.0025). Hence my emphasis on needing to be sure the controls are robust and valid throughout!

      We thank the reviewer for this comment. While 5 vs 66 reveals a difference, a direct comparison is too simplified. The real take-home message of the new TFBS section is not the numbers but the distributions of HS TFs’ targets and HS lncRNAs’ targets across GTEx organs and tissues (Figure 3 and Supplementary Figures 24, 25) - correlated HS lncRNA-target transcript pairs are highly enriched in brain regions, but correlated HS TF-target transcript pairs are distributed broadly across GTEx tissues and organs. We have now removed the simple comparison of “5 vs 66” and more carefully explained our comparison in section 2.6.

      (3) In my original review I said: line 187: "Notably, 97.81% of the 105141 strong DBSs have counterparts in chimpanzees, suggesting that these DBSs are similar to HARs in evolution and have undergone human-specific evolution." I do not see any support for the inference here. Identifying HARs and acceleration relies on a far more thorough methodology than what's being presented here. Even generously, pairwise comparison between two taxa only cannot polarise the direction of differences; inferring human-specific change requires outgroups beyond chimpanzee.

      In their reply to me, the authors state:

      Here, we actually made an analogy but not an inference; therefore, we used such words as "suggesting" and "similar" instead of using more confirmatory words. We have revised the latter half sentence, saying "raising the possibility that these sequences have evolved considerably during human evolution".

      Is the aim here to draw attention to the ~2.2% of DBS that do not have a counterpart? In that case, it would be better to rewrite the sentence to emphasise those, not the ones that are shared between the two species? I do appreciate the revised wording, though.

      (1) Our original phrasing may be misleading, and we agree entirely that “pairwise comparison between two taxa only cannot polarise the direction of differences; inferring human-specific change requires outgroups beyond chimpanzee”. As explained in that reply, we know and think that DBSs and HARs are two different classes of sequences, and indeed, identifying HARs and acceleration relies on a far more thorough methodology. Yet, three factors prompted us to compare them. First, both suggest the importance of sequences outside genes. Second, both are quite “old” sequences and have undergone considerable evolution recently (although the references are different). Third, both have contributed greatly to human brain evolution.  

      (2) Here, our stress is 97.81% but not 2.2%, and we have made this analogy more clearly and cautiously. Relevant revisions have been made in the Results, Discussion, and Methods sections.   

      (3) We also have further determined whether the 2.2% DBSs are human-specific gains by analyzing them using the UCSC Multiz Alignments of 100 Vertebrates. The result confirms that all 2248 DBSs are present in the human genome but are absent from the chimpanzee genome and all other aligned vertebrate genomes. We add this result into the manuscript.

      (4) Finally, Line 408: "Ensembl-annotated transcripts (release 79)" Release 79 is dated to March 2015, which is quite a few releases and genome builds ago. Is this a typo? Both the human and the chimpanzee genome have been significantly improved since then!

      (1) We thank the reviewer for this comment, which prompts us to provide further explanation and additional data. First, we began predicting HS lncRNAs’ DBSs when Ensembl release 79 was available, but did not re-predict DBSs when new Ensembl releases were published because (a) these new Ensembl releases are based also on hg38, (b) we did not find any fault in the LongTarget program during our use, nor received any one from users, (c) predicting lncRNAs’ DBSs using the LongTarget program is highly time-consuming.  

      (2) Second, to assess the influence of newer Ensembl releases, we compared the promoters annotated in release 79 and in release 115. We found that the vast majority (87.3%) of promoters newly annotated in release 115 belong to non-coding genes. Thus, using release 115 may predict more DBSs in non-coding genes, but downstream analyses based on protein-coding genes would be essentially the same (meaning that all figures and tables would be the same).

      (3) Third, a key element of this study is GTEx data analysis, and these data were also published years ago.  

      (4) Finally, some lncRNA genes have new gene symbols in new Ensembl releases. To allow researchers to use our data conveniently, we have added a new column titled "Gene symbol (Ensembl release115)" to Supplementary Tables 2A and 2B.  

      Summary:

      Major changes based on Reviewer’s comments:

      (1) The following revisions are made to address the comment on “the 0.034 threshold”: (a) Section 2.3, section 2.4, Supplementary Note 3, and related contents in Discussion and Methods are revised, (b) new Figure 2, Supplementary Figure 15, new Supplementary Table 5,6,7, (c) Table 2 and Supplementary Table 8 are revised.

      (2) To address the comment on “new TFBS section”, section 2.6 and section 4.13 are revised.  

      (3) To address the comment on “97.81% and 2.2% of DBSs”, section 2.3 is revised.

      (4) The following revisions are made to address the comment on “release 79”: (a) the old Supplementary Table 2, 3 are merged to Supplementary Table 2AB, and the new column "Gene symbol (Ensembl release115)" is added to Supplementary Table 2AB, (b) accordingly, Supplementary Table 4,5 are renamed to Supplementary Table 3,4.

      Additional revisions:

      (1) Section 2.5 “Young weak DBSs may have greatly promoted recent human evolution” is moved into Supplementary Note 3 (which now has the subtitle “Target genes with specific DBS features are enriched in specific functions”), because this section is short and lacking sufficient cross-validation.

      (2) Considerable minor revisions of sentences have been made.

      (3) Since there are many supplementary figures, the main text now cites only Supplementary Notes, as the reader can easily access supplementary figures in Supplementary Notes.

    1. eLife Assessment

      This important study provides evidence supporting the hypothesis that postnatal visual experience shapes the patterns of functional connectivity between extrastriate visual cortex and frontal regions, by comparing neonates, blind and sighted adults using resting-state fMRI. The evidence supporting the main claim is convincing, and the authors' interpretations are appropriately calibrated in the discussion. Nevertheless, the study design and methodology are inherently limited to resolve the underlying mechanisms driving connectivity changes during neurodevelopment (experience-related plasticity vs post-natal experience-independent maturation). This study will be of broad interest to neuroscientists and neuroimaging researchers studying vision, plasticity and brain development.

    2. Reviewer #1 (Public review):

      Summary:

      The present study evaluates the role of visual experience in shaping functional correlations between human extrastriate visual cortex and frontal regions. The authors used fMRI to assess "resting-state" temporal correlations in three groups: sighted adults, congenitally blind adults, and neonates. Previous research has already demonstrated differences in functional correlations between visual and frontal regions in sighted compared to early blind individuals. The novel contribution of the current study lies in the inclusion of an infant dataset, which allows for an assessment of the developmental origins of these differences.

      The main results of the study reveal that correlations between prefrontal and visual regions are more prominent in the blind and infant groups, with the blind group exhibiting greater lateralization. Conversely, correlations between visual and somato-motor cortices are more prominent in sighted adults. Based on these data, the authors conclude that visual experience shapes these cortical networks through activity-dependent plasticity. This study provides novel insights into the impact of visual experience on the development of temporal correlations in the brain.

      Strengths:

      The dissociations in functional correlations observed among the sighted adult, congenitally blind, and neonate groups provide strong support for the main conclusion regarding postnatal experience-driven shaping of visual-frontal connectivity.

      The neonatal data offers a unique and valuable developmental anchor for interpreting divergence between blind and sighted adults. This is a major advance over prior studies limited to adult comparisons.

      Convergence with prior findings in the blind and sighted adult groups reinforces the reliability and external validity of the present results.

      The split-half reliability analysis in the infant and adult data increases confidence in the robustness of the reported group differences.

      Weaknesses:

      The methodology cannot determine whether group differences in correlations reflect direct changes in communication between visual and frontal regions or indirect effects mediated by other structures.

      The cross-sectional design cannot reveal the timecourse over which visual experience shapes connectivity between infancy and adulthood.

      Whether the infant resting-state patterns imply similar functional capacity to blind adults (e.g., cross-modal task responses) remains untested.

      Comments on revisions:

      The authors have done a fantastic job addressing my remaining questions.

    3. Reviewer #2 (Public review):

      Summary:

      Tian et al. explore the developmental origins of cortical reorganization in blindness. Previous work has found that a set of regions in the occipital cortex show different functional responses and patterns of functional correlations in blind vs. sighted adults. Here, Tian et al. explore how this organisation arises over development, asking whether the infant brain looks more like the blind adult pattern, or more like the sighted adult pattern. Their analyses reveal that the answer depends on the particular networks investigated. Some functional connections in infants look more like blind than sighted adults; other functional connections look more like sighted than blind adults; and others fall somewhere in the middle, or show an altogether different pattern in infants compared with both sighted and blind adults.

      Strengths:

      The paper addresses very important questions about the "starting state" in the developing visual cortex, and how cortical networks are shaped by experience. Another clear strength lies in the unequivocal nature of many results. Many results have very large effect sizes, critical interactions between regions and groups are tested and found, and infant analyses are replicated in split halves of the data.

      Weaknesses:

      While potential roles of experience (e.g., visual, cross-modal) are discussed in detail, little consideration is given to the role of experience-independent maturation. The infants scanned are extremely young, only 2 weeks old. It is possible that the sighted adult pattern may still emerge later in infancy or childhood, regardless of infant visual experience. If so, the blind adult pattern may depend on blindness-related experience only (which may or may not reflect "visual" experience per se). In short, it is not clear that the age range studied is a clear-cut "starting point" for development, after which all change can be attributed to experience.

    4. Reviewer #3 (Public review):

      Summary

      This study aimed to investigate whether the differences observed in the organization of visual brain networks between blind and sighted adults result from a reorganization of an early functional architecture due to blindness, or whether the early architecture is immature at birth and requires visual experience to develop functional connections. This question was investigated through the comparison of 3 groups of subjects with resting-state functional MRI (rs-fMRI). Based on convincing analyses, the study suggests that: 1) secondary visual cortices showed higher connectivity to prefrontal cortical regions (PFC) than to non-visual sensory areas (S1/M1 and A1) in infants like in blind adults, in contrast to sighted adults; 2) the V1 connectivity pattern of infants lies between that of sighted adults (showing stronger functional connectivity with non-visual sensory areas than with PFC) and that of blind adults (showing stronger functional connectivity with PFC than with non-visual sensory areas); 3) the laterality of the connectivity patterns of infants resembled those of sighted adults more than those of blind adults, but infants showed a less differentiated fronto-occipital connectivity pattern than adults.

      Strengths

      - The question investigated in this article is important for understanding the mechanisms of plasticity during typical and impaired development, and the approach considered, which compares different groups of subjects including, neonates/infants and blind adults, is highly original.

      - Overall, the presented analyses are solid and well-detailed, and the results and discussion are convincing.

      Weaknesses

      - While it is informative to compare the "initial" state (close to birth) and the "final" states in blind and sighted adults to study the impact of post-natal and visual experience, this study does not analyze the chronology of this development and when the specialization of functional connections is completed. This would require investigating the evolution of functional connectivity of the visual system as a function of visual experience and thus as a function of age, at least during toddlerhood given the early and intense maturation of the visual system after birth. This could be achieved by analyzing different developmental periods using open databases such as the Baby Connectome Project.

      - The rationale for grouping full-term neonates and preterm infants (scanned at term-equivalent age) is not understandable when seeking to perform comparisons with adults. Even if the study results do not show differences between full-terms and preterms in terms of functional connectivity differences between regions and of connectivity patterns, preterms group had different neurodevelopment and post-natal (including visual) experiences (even a few weeks might have an impact). And actually they show reduced connectivity strength systematically for all regions compared with full-terms (Sup Fig 7). Considering a more homogeneous group of neonates would have strengthened the study design.

      - The rationale for presenting results on the connectivity of secondary visual cortices before the one of primary cortices (V1) could be clarified.

      - The authors acknowledge the methodological difficulties for defining regions of interest (ROIs) in infants in a similar way as adults. Since the brain development is not homogeneous and synchronous across brain regions (in particular with the frontal and parietal lobes showing a delayed growth), this poses major problems for registration. This raises the question of whether the study findings could be biased by differences in ROI positioning across groups.

      Comments on revisions:

      The authors have addressed my specific recommendations, but some weaknesses in the study remain, particularly the inclusion of preterm infants alongside full-term neonates.

    5. Author response:

      The following is the authors’ response to the previous reviews

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      The present study evaluates the role of visual experience in shaping functional correlations between human extrastriate visual cortex and frontal regions. The authors used fMRI to assess "resting-state" temporal correlations in three groups: sighted adults, congenitally blind adults, and neonates. Previous research has already demonstrated differences in functional correlations between visual and frontal regions in sighted compared to early blind individuals. The novel contribution of the current study lies in the inclusion of an infant dataset, which allows for an assessment of the developmental origins of these differences.

      The main results of the study reveal that correlations between prefrontal and visual regions are more prominent in the blind and infant groups, with the blind group exhibiting greater lateralization. Conversely, correlations between visual and somato-motor cortices are more prominent in sighted adults. Based on these data, the authors conclude that visual experience plays an instructive role in shaping these cortical networks. This study provides valuable insights into the impact of visual experience on the development of functional connectivity in the brain.

      Strengths:

      The dissociations in functional correlations observed among the sighted adult, congenitally blind, and neonate groups provide strong support for the main conclusion regarding postnatal experience-driven shaping of visual-frontal connectivity.

      The inclusion of neonates offers a unique and valuable developmental anchor for interpreting divergence between blind and sighted adults. This is a major advance over prior studies limited to adult comparisons.

      Convergence with prior findings in the blind and sighted adult groups reinforces the reliability and external validity of the present results.

      The split-half reliability analysis in the infant data increases confidence in the robustness of the reported group differences.

      Weaknesses:

      The manuscript risks overstating a mechanistic distinction between sighted and blind development by framing visual experience as "instructive" and blindness as "reorganizing." Similarly, the binary framing of visual experience and blindness as independent may oversimplify shared plasticity mechanisms.

      The interpretation of changes in temporal correlations as altered neural communication does not adequately consider how shifts in shared variance across networks may influence these measures without reflecting true biological reorganization.

      The discussion does not substantively engage with the longstanding debate over whether sensory experience plays an instructive or permissive role in cortical development.

      The relationship between resting-state and task-based findings in blindness remains unclear.

      Reviewer #2 (Public review):

      Summary:

      Tian et al. explore the developmental origins of cortical reorganization in blindness. Previous work has found that a set of regions in the occipital cortex show different functional responses and patterns of functional correlations in blind vs. sighted adults. Here, Tian et al. explore how this organization arises over development. Is the "starting state" more like the blind pattern, or more like the adult pattern? Their analyses reveal that the answer depends on the particular networks investigated. Some functional connections in infants look more like blind than sighted adults; other functional connections look more like sighted than blind adults; and others fall somewhere in the middle, or show an altogether different pattern in infants compared with both sighted and blind adults.

      Strengths:

      The paper addresses very important questions about the starting state in the developing visual cortex, and how cortical networks are shaped by experience. Another clear strength lies in the unequivocal nature of many results. Many results have very large effect sizes, critical interactions between regions and groups are tested and found, and infant analyses are replicated in split halves of the data.

      Weaknesses:

      While potential roles of experience (e.g., visual, cross-modal) are discussed in detail, little consideration is given to the role of experience-independent maturation. The infants scanned are extremely young, only 2 weeks old. It is possible then that the sighted adult pattern may still emerge later in infancy or childhood, regardless of infant visual experience. If so, the blind adult pattern may depend on blindness-related experience only (which may or may not reflect "visual" experience per se). In short, it is not clear that birth, or the first couple weeks of life, are a clear cut "starting point" for development, after which all change can be attributed to experience.

      Reviewer #3 (Public review):

      Summary

      This study aimed to investigate whether the differences observed in the organization of visual brain networks between blind and sighted adults result from a reorganization of an early functional architecture due to blindness, or whether the early architecture is immature at birth and requires visual experience to develop functional connections. This question was investigated through the comparison of 3 groups of subjects with resting-state functional MRI (rs-fMRI). Based on convincing analyses, the study suggests that: 1) secondary visual cortices showed higher connectivity to prefrontal cortical regions (PFC) than to non-visual sensory areas (S1/M1 and A1) in infants like in blind adults, in contrast to sighted adults; 2) the V1 connectivity pattern of infants lies between that of sighted adults (showing stronger functional connectivity with non-visual sensory areas than with PFC) and that of blind adults (showing stronger functional connectivity with PFC than with non-visual sensory areas); 3) the laterality of the connectivity patterns of infants resembled those of sighted adults more than those of blind adults, but infants showed a less differentiated fronto-occipital connectivity pattern than adults.

      Strengths

      - The question investigated in this article is important for understanding the mechanisms of plasticity during typical and impaired development, and the approach considered, which compares different groups of subjects including, neonates/infants and blind adults, is highly original.

      - Overall, the presented analyses are solid and well detailed, and the results and discussion are convincing.

      Weaknesses

      - While it is informative to compare the "initial" state (close to birth) and the "final" states in blind and sighted adults to study the impact of post-natal and visual experience, this study does not analyze the chronology of this development and when the specialization of functional connections is completed. This would require investigating the evolution of functional connectivity of the visual system as a function of visual experience and thus as a function of age, at least during toddlerhood given the early and intense maturation of the visual system after birth. This could be achieved by analyzing different developmental periods using open databases such as the Baby Connectome Project.

      - The rationale for grouping full-term neonates and preterm infants (scanned at term-equivalent age) is not understandable when seeking to perform comparisons with adults. Even if the study results do not show differences between full-terms and preterms in terms of functional connectivity differences between regions and of connectivity patterns, preterms group had different neurodevelopment and post-natal (including visual) experiences (even a few weeks might have an impact). And actually they show reduced connectivity strength systematically for all regions compared with full-terms (Sup Fig 7). Considering a more homogeneous group of neonates would have strengthen the study design.

      - The rationale for presenting results on the connectivity of secondary visual cortices before the one of primary cortices (V1) could be clarified.

      - The authors acknowledge the methodological difficulties for defining regions of interest (ROIs) in infants in a similar way as adults. Since the brain development is not homogeneous and synchronous across brain regions (in particular with the frontal and parietal lobes showing a delayed growth), this poses major problems for registration. This raises the question of whether the study findings could be biased by differences in ROI positioning across groups.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      The authors are appropriately cautious in many parts of the discussion and include several helpful control analyses. Nonetheless, additional clarification of key assumptions and potential confounds would strengthen the paper.

      (1) The current framing labels vision as "instructive" and blindness as "reorganizing," but it is unclear why these two experiential factors are characterized differently. Both involve activity-dependent changes to functional architecture from a shared immature scaffold. Labeling them differently risks conflating divergent outcomes with distinct underlying mechanisms. Just because visual and blind adults show different patterns of functional connectivity does not mean they reflect separate processes. While the discussion briefly acknowledges the possibility of shared plasticity mechanisms, much of the framing across the manuscript, including in the abstract and introduction, implies a dichotomy. A clearer articulation of the criteria used to assign these labels, or reconsideration of whether such a distinction is warranted, would improve conceptual clarity. The current framing appears analogous to saying that "heat causes expansion" and "cold causes contraction" as if these were separate mechanisms, when they are actually two directions of change along a single factor: temperature. A more parsimonious framework, such as activity-dependent reweighting of pre-existing connectivity, may better capture the nature of plasticity at play in both sighted and blind development.

      Following the reviewer’s suggestion, we have revised the manuscript to clarify that both vision and blindness can be understood as manifestations of a common framework of experience-driven plasticity. We removed all mention of reorganization and clarify and modified the wording throughout.

      Specifically:

      Abstract: “Are infant visual cortices functionally like those of sighted adults, with blindness leading to functional change? We find that, on the contrary that secondary visual cortices of infants are functionally more like those of blind adults: stronger coupling with PFC than with nonvisual sensory-motor networks, suggesting that visual experience modifies elements of the sighted-adult long-range functional connectivity profile. Infant primary visual cortices are in-between blind and sighted adults i.e., more balanced PFC and sensory-motor connectivity than either adult group. The lateralization of occipital-to-frontal connectivity in infants resembles the sighted adults, consistent with the idea that blindness leads to functional change. These results suggest that both vision and blindness modify functional connectivity through experience-driven (i.e., activity-dependent) plasticity.” (Page 1, Line 13)

      Introduction: We replaced “blindness leads to functional reorganization” with “blindness modifies this functional connectivity” (Page 2, Line 52), and the following sentence has also been modified to: “lifetime visual experience shapes connectivity toward the sighted-adult pattern” (Page 2, Line 54) For the lateralization patterns, we now describe them as “blindness-related modification” rather than “reorganization”, to keep the interpretation descriptive rather than mechanistic. (Page 4, Line 114),

      (2) In interpreting the functional correlation differences, the discussion should more explicitly consider how statistical interdependence between areas could influence the observed results. For example, an increase in shared variance between visual and motor areas, such as might result from visually guided action, could result in a reduction in the apparent strength of visual-prefrontal temporal correlation (at the resolution of fMRI) without any true biological change in communication between visual-prefrontal cortex. This possibility is not ruled out by reporting groupwise patterns of relative connectivity. A more cautious systems-level framing could help clarify the distinction between neural plasticity and statistical redistribution of variance.

      We thank the reviewer for raising this important point. We agree that resting-state fMRI provides a measure of statistical synchrony in BOLD signals rather than direct causal interactions between regions. This a fundamental limitation of resting state fMRI, which we now note in the Discussion section. Such changes in correlation are consistent with a variety of underlying biological mechanisms. Online task is one factor that influences cross-region correlations. In the current study, both blind and sighted groups were measured while blindfolded and were not performing visually guided actions during the resting state fMRI scans. It is possible that past visual-guided action experience changes the resting state correlations of sighted participants. Indeed, this is one interesting hypothesis.

      In the revised Discussion, we now explicitly note this limitation and clarify that differences in FC do not by themselves establish whether or how underlying neurophysiological mechanisms are changed. We also emphasize that future work will need to investigate whether FC changes are accompanied by alterations in structural connectivity and to probe causal interactions and mechanistic underpinnings as follows:

      “Resting-state functional connectivity captures synchrony in BOLD signal fluctuations rather than causal interactions and differences in functional connectivity cannot on their own reveal how underlying neurophysiological mechanisms are modified.” (page 13,line 342)

      “Future studies will be needed to determine whether these functional changes are accompanied by alterations in structural connectivity, and to probe causal interactions and mechanistic underpinnings.” (page 13,line 350)

      (3) The mechanistic interpretation of group differences in visual-motor coupling would benefit from stronger network-level justification. Direct connections between these areas are sparse in primates. If effects reflect indirect polysynaptic interactions or shared thalamic input, as the authors suggest, one might expect corresponding group differences in intermediate regions (e.g., parietal cortex, thalamus) that mediate these interactions. Is there any evidence for this in the data?

      We thank the reviewer for raising this point. We agree and as noted above, resting state fMRI cannot distinguish between direct causal interactions between two regions and ones that a mediating region is involved. This is a fundamental limitation of resting state fMRI. The current study further focused on testing a specific hypothesis motivated by previously observed group differences between blind and sighted adults and our analyses focused on ROI-to-ROI connectivity between occipital, frontal, and sensory-motor cortices, and did not include these additional regions. In prior work, we and others, have looked at effects in parietal cortices (Abboud & Cohen, 2019; Bedny et al., 2009; Deen et al., 2015; Kanjlia et al., 2016, 2021; Sen et al., 2022). In blindness, parietal networks show increased correlations with some visual areas, rather than decreased. Regarding the thalamus, there is less clear evidence and there is some ongoing work trying to address this question. A couple of studies suggest that there is indeed increased connectivity between some parts of the thalamus and visual cortex in blindness. Although the anatomical information is limited, some of the work suggests that this increase is with higher-cognitive nuclei of the thalamus (Bedny et al., 2011; Liu et al., 2007).

      We agree that this is an important direction for future work. To acknowledge this point, we have revised the manuscript to highlight the potential role of cortical and subcortical hub regions in mediating connectivity changes. The text has been modified as follows:

      “Connectivity changes between two areas could be mediated by ‘third-party’ hub regions. For example, posterior parietal cortex serves as a cortical hub for multisensory integration and visuo-motor coordination and could mediate occipital-to-sensory-motor communication (Rolls et al., 2023; Sereno & Huang, 2014). Subcortical structures such as the thalamus could also play a mediating role (Vega-Zuniga et al., 2025).” (page 13,line 345)

      (4) The discussion would benefit from deeper engagement with prior work on experience-dependent plasticity, particularly the longstanding distinction between instructive and permissive roles of experience. While the authors briefly define these concepts and reference their historical use, a more explicit consideration of how their findings relate to this broader literature would help clarify whether such distinctions are necessary or appropriate.

      We thank the reviewer for this thoughtful suggestion to engage more explicitly with the longstanding literature on instructive versus permissive roles of experience. However, most of this literature comes from animal models, where experimental manipulations of the anatomical structure, of experience itself (e.g., controlled rearing studies) and sometimes of neural activity patterns allow clear tests of these mechanisms. Such manipulations are not feasible in humans. The terminology in the animal literature does not directly map onto the methods and data available in the present study or in other work with humans. For this reason, the current data does not allow us to fully engage with the debates in the animal literature and doing risks overinterpreting our findings.

      Nevertheless, we agree that once the instructive/permissive framework has been introduced, it is important to clarify how our results relate to it, rather than only providing definitions. We have therefore added the following text to the discussion:

      “In humans, such manipulations are not feasible, leaving us to study only the consequences of the presence or absence of vision. Under an instructive account, visual and multisensory experience could strengthen coupling between visual and other non-visual sensory-motor cortices through coordinated activity, thereby establishing the sighted-adult connectivity pattern. In the absence of visual input, by contrast, the lack of such coordinated activity may prevent these couplings from being established. Alternatively, vision may act permissively, indirectly enabling maturational processes that shift connectivity toward the sighted-adult configuration.” (page 14,line 362)

      (5) The revised discussion acknowledges the divergence between resting-state and task-based findings, but does not fully frame the theoretical implications of this discrepancy. Although this study cannot resolve the issue with its own data, a more integrative discussion could help clarify whether these measures reflect distinct functional states, developmental trajectories, or mechanisms of plasticity. Without such framing, readers are left without clear guidance on how to reconcile the present results with prior work on cross-modal recruitment in blindness.

      We thank the reviewer for this thoughtful comment. We agree that know how resting-state evidence relates to task-based evidence is a fundamentally important issue. We now discuss this more in the Introduction as well as in the Discussion.

      There is a sizable literature of both task-based and resting state studies. Some of prior studies have measured resting state and task-based data within the same participants and found relationships (Kanjlia et al., 2016, 2021; Lane et al., 2015). We now clarify this in the introduction. These studies find that within visual cortices of blind people, the task-based profile of a cortical area is related to its resting state connectivity pattern (Abboud & Cohen, 2019; Deen et al., 2015; Kanjlia et al., 2016, 2021). This suggests that these two measures are related. However, the timecourse of this relationship, the developmental trajectory and mechanism of plasticity is not known. We note this now in the introduction on page 2. Primarily this is because there is very little relevant developmental evidence. For example, in the current study we find that the resting state profile of secondary visual networks in infants is similar to that of blind adults. However, we do not know whether the visual cortices of infants show task-based cross modal responses. To our knowledge nobody has tested this question. We agree with the reviewer that raising this question in the paper is better than not commenting on the relationship at all.

      To address the reviewer’s comment, we have expanded the discussion to situate our results within a developmental framework, highlighting how early intrinsic connectivity may scaffold alternative trajectories shaped by either visual experience or blindness. The revised text now reads as follows:

      “Conversely, for people who remain blind throughout life, visual-PFC connectivity could enable recruitment of visual cortices for higher-order non-visual functions, such as language and executive control (Bedny et al., 2011; Kanjlia et al., 2021). Our results suggest that blind adults may build on connectivity patterns already present in infancy: like blind adults, sighted infants show stronger occipital–PFC than occipital–sensory–motor coupling. Repeated engagement of occipital networks during higher cognitive tasks in early development could intern enhance connectivity and specialization of visual networks for non-visual higher-order functions.

      Some prior studies have measured resting-state and task-based functional profiles in the same participants. These studies find that within visual cortices of blind people, the task-based profile of a cortical area is related to its resting state connectivity pattern (citations.) This suggests that these two measures are related. However, the timecourse of this relationship, the developmental trajectory and mechanism of plasticity is not known. Primarily this is because there is very little relevant developmental evidence. For example, in the current study we find that the resting state profile of secondary visual networks in infants is similar to that of blind adults. However, we do not know whether the visual cortices of infants show enhanced task-based cross modal responses, relative to sighted adults and how this compares to responses observed in blind adults. Future work with infants and children would be able to address this question.

      In the current study, the clearest evidence for functional change driven by blindness was observed for laterality. Connectivity lateralization in sighted infants resembles that of sighted adults, in both V1 and secondary visual cortices. Relative to both sighted infants and sighted adults, blind adults show more lateralized connectivity patterns between occipital and prefrontal cortices. Previous studies suggest that in people born blind occipital and non-occipital language responses are co-lateralized (Lane et al., 2017; Tian et al., 2023). We speculate that habitual activation of visual cortices by higher-cognitive tasks, such as language, which are themselves highly lateralized, contributes to this biased connectivity pattern of occipital cortex in blindness. Taken together, these results suggest a developmental framework in which intrinsic connectivity present in infancy provides a scaffold that is subsequently shaped and reinforced by experience-dependent recruitment, through either visual experience or the lifelong absence of vision in blindness. Longitudinal work across successive developmental stages will be crucial to test how the alternative trajectories shaped by visual experience versus blindness unfold over development.” (page 14-15)

      (6) The split-half reliability analysis is a valuable control. Additional details would clarify what these noise ceilings reflect. Were the rsFC patterns for each ROI calculated only for the ROIs included in the current study or was a broader assessment across the whole brain performed? It also would be helpful to report whether reliability differed for individual ROIs within and between groups. Even if global reliability is matched, selective differences could influence group comparisons. Several infants in the dhcp dataset were scanned twice. Were any second scans included in the current analyses? Comparing first versus second scans directly could strengthen the claim that several weeks of visual experience are insufficient to shift connectivity toward a sighted adult profile.

      Thanks to the reviewer’s comments on the reliability of the current study.

      In the present study, the noise ceiling was computed from the reliability of the ROI-wise FC profiles used across all analyses. Reliability was estimated using a split-half procedure: each rs-fMRI time series was divided into two equal halves, FC among all ROIs included in the study was computed separately for each half, and the noise ceiling for each ROI was defined as the Pearson correlation between its two FC profiles. Then we averaged these ROI-wise noise ceilings to evaluate group-level reliability, which exceeded 0.70 in all three groups and found no significant difference across groups. This provides an estimate of the upper bound on explainable variance for the exact FC features subjected to statistical testing (Lage-Castellanos et al., 2019). A brief description has been added to the manuscript (page 19, line 518).

      Regarding the reviewer’s question about the scope of rsFC features used in the noise-ceiling analysis: we computed noise ceilings only for the ROIs included in the present study, because all analyses in this work were conducted at the ROI–ROI level and did not involve voxelwise whole-brain FC. Thus, the noise-ceiling estimates correspond directly to the full set of FC features on which all statistical comparisons were based.

      As suggested by the reviewer, we examined noise ceilings for each ROI separately. All ROIs showed high absolute reliability (noise ceiling > 0.80) across the three groups, indicating that the ROI-wise FC estimates are generally robust across participants. Although many ROIs exhibited statistically significant group differences in noise ceiling (one-way ANOVA, p < 0.05), the effect sizes were small to moderate (partial η<sup>2</sup> < 0.14). These differences indicate that reliability may vary modestly across groups at the ROI level, and we cannot fully determine whether such variability contributes to the observed different FC patterns across groups. We have included this point in the revised manuscript (page 19, line 525), along with the full statistical results for the ROI-wise noise ceilings in the Supplementary Table S2.

      Last, we fully agree that longitudinal comparisons across multiple time points can provide important insights into how early visual experience shapes connectivity. At the same time, in the present dataset, the first scan occurred at a preterm age and the second at term-equivalent age. The differences between the first and second scans would reflect not only additional weeks of visual input, but also differences in prematurity status and overall neurodevelopmental maturity, which would make the interpretation of such comparisons difficult in the context of our current aims. We have clarified in the revised manuscript that only term-equivalent (second) scans were included. We see careful longitudinal work as an important avenue for addressing this question more directly.

      (7) The signal dropout assessment in the infant dataset is a valuable quality control step. Applying the same metric to the adult datasets would help harmonize preprocessing across groups and increase confidence in group-level comparisons.

      Thank you for this valuable suggestion. Following your comment, we applied the same signal dropout assessment to the adult datasets. One participant in the sighted adult group and two participants in the blind adult group showed signal dropout in one ROI each. The corresponding results are now included in the Supplementary Materials (Figure S13). The findings remain unchanged after this additional control analysis. We also add the relevant content in the Method part as follows:

      “The same signal dropout assessment was also applied to the blind and sighted adults to ensure consistent quality control across groups. One participant in the sighted adult group and two participants in the blind adult group exhibited signal dropout in one ROI each. Excluding these participants did not alter the group-level results (see Figure S13).” (page 16, line 449)

      Minor:

      (8) The authors added accurate anatomical descriptions to the methods but a less precise characterization remains in the introduction: "Anatomically, these regions correspond roughly to the location of areas such as motion area V5/MT+, the lateral occipital complex (LO), V3a and V4v in sighted people."

      We thank the reviewer for this helpful comment. We have revised the Introduction to provide a fuller anatomical description, consistent with the Methods. The text now reads:

      “Anatomically, these regions in sighted people approximately correspond to the locations of motion-sensitive V5/MT+ and the lateral occipital complex (LO), as well as ventral portions of occipito-temporal cortex including V4v and dorsal portions including V3a. The occipital ROI also extends ventrally into the middle portion of the ventral temporal lobe and dorsally into the intraparietal sulcus and superior parietal lobule.” (page 3, line 88)

      (9)Typo: "lager effect" should be "larger effect."

      Secondary visual cortices showed a significant within > between difference in both groups, with a lager effect in the blind group (post-hoc tests, Bonferroni-corrected paired: t-test: sighted adults within hemisphere > between hemisphere: t (49) = 7.441, p = 0.012; blind adults within hemisphere > between hemisphere: t (29) = 10.735, p < 0.001; V1: F(1, 78) =87.211, p < 0.001).

      We thank the reviewer for catching this typo. We have corrected “lager effect” to “larger effect” in the revised manuscript. (page 9, line 214)

      Reviewer #2 (Recommendations for the authors):

      All of my other concerns were adequately addressed.

      We thank the reviewer for their positive evaluation, and we are glad that our revisions have addressed their concerns.

      Reviewer #3 (Recommendations for the authors):

      In my view, qualifying infants as "sighted" is confusing and unnecessary: why not simplifying and homogenizing the wording along the manuscript and figures?

      We thank the reviewer for this suggestion. We agree and have revised the manuscript to use consistent wording, avoiding the qualification of infants as “sighted.”

      l188, I don't understand the sentence "By contrast, in sighted adults, this cross-hemisphere difference is weak or absent."

      We thank the reviewer for noting that this sentence was unclear. We have revised the text to provide a more precise explanation. The text now reads:

      “By contrast, in sighted adults this lateralized pattern is weaker: visual areas in each hemisphere show only a modest preference for ipsilateral prefrontal cortices, and connectivity with the contralateral PFC remains comparatively strong.” (page 8, line 207)

      l193: "Secondary visual cortices showed a significant within > between difference in both groups, with a lager effect in the blind group": providing effect sizes for the 2 groups would strengthen this result (+ note the typo laRger).<br /> - Figure S7, S11: Please add titles of y-axes.

      Thank you for this helpful suggestion. We have corrected the typo and added the effect sizes for both groups in the revised text. The revised sentence now reads as follows:

      “Secondary visual cortices showed a significant within > between difference in both groups, with a larger effect in the blind group (post-hoc tests, Bonferroni-corrected paired: t-test: sighted adults within hemisphere > between hemisphere: t (49) = 7.441, p = 0.012, cohen’d = 0.817; blind adults within hemisphere > between hemisphere: t (29) = 10.735, p < 0.001, cohen’d = 1.96).” (page 9, line 214)

      Titles of the y-axes have also been added to Figures S7 and S11.

    1. eLife Assessment

      This important work describes wing mechanosensory neurons in detail, extending our understanding of sensorimotor processing in the fruit fly. The evidence presented convincingly supports the authors' identification of these neurons and leverages state-of-the-art methods to generate a near-complete map of wing mechanosensory circuitry. Overall, this study provides new hypotheses and invaluable tools for investigating proprioceptive motor control of the wing in Drosophila.

    2. Reviewer #1 (Public review):

      Summary:

      Lesser et al provide a comprehensive description of Drosophila wing proprioceptive sensory neurons at the electron microscopy resolution. This "tour-de-force", provides a strong foundation for future structural and functional research aimed at understanding wing motor control in Drosophila with implications to understanding wing control across other insects.

      Strengths:

      (1) Authors leverage previous research that described many of the fly wing proprioceptors, and combine this knowledge with EM connectome data such that they now provide a near-complete morphological description of all wing proprioceptors.

      (2) Authors cleverly leverage genetic tools and EM connectome data to tie the location of proprioceptors on the wings with axonal projections in the connectome. This enables them to both align with previous literature as well as make some novel claims.

      (3) In addition to providing a full description of wing proprioceptors, authors also identified a novel population of sensors on the wing tegula that make direct connections with the B1 wing motor neurons implicating the role of tegula in wing movements that was previously underappreciated.

      (4) Despite being the most comprehensive description so far, it is reassuring that authors clearly state the missing elements in the discussion.

      Weaknesses:

      (1) Authors do their main analysis on data from FANC connectome but provide corresponding IDs for sensory neurons in the MANC connectome. I wonder how the connectivity matrix compares across FANC and MANC if the authors perform similar analysis as they have done in Fig. 2. This could be a valuable addition and potentially also pick up any sexual dimorphism.

      (2) Authors speculate about presence of gap junctions based on density of mitochondria. I'm not convinced about this given mitochondrial densities could reflect other things that correlate with energy demands in sub-compartments.

      Overall, I consider this an exceptional analysis which will be extremely valuable to the community.

    3. Reviewer #2 (Public review):

      Summary:

      Lesser et al. present an atlas of Drosophila wing sensory neurons. They proofread the axons of all sensory neurons in the wing nerve of an existing electron microscopy dataset, the female adult fly nerve cord (FANC) connectome. These reconstructed sensory axons were linked with light microscopy images of full-scale morphology to identify their origin in the periphery of the wing and encoded sensory modalities. The authors described the morphology and postsynaptic targets of proprioceptive neurons as well as previously unknown sensory neurons.

      Strengths:

      The authors present a valuable catalogue of wing sensory neurons, including previously undescribed sensory axons in the Drosophila wing. By providing both connectivity information with linked genetic drive lines, this research facilitates future work on the wing motor-sensory network and applications relating to Drosophila flight. The findings were linked to previous research as well as their putative role in the proprioceptive and nerve cord circuitry, providing testable hypotheses for future studies.

      Weaknesses:

      With future use as an atlas, it should be noted that the evidence is based on sensory neurons on only one side of the nerve cord. Fruit flies have stereotyped left/right hemispheres in the brain and left/right hemisegments in the nerve cord. Comparison of left and right neurons of the nervous system can give a sense of how robust the morphological and connectivity findings are. Unfortunately, this dataset has damage to the right side, making such comparisons unreliable.

    4. Reviewer #3 (Public review):

      Summary:

      The authors aim to identify the peripheral end organ origin in the fly's wing of all sensory neurons in the Anterior Dorsal Mesothoracic nerve. They reconstruct the neurons and their downstream partners in an electron microscopy volume of a female ventral nerve cord, analyse the resulting connectome and identify their origin with review of the literature and imaging of genetic driver lines. While some of the neurons were already known through previous work, the authors expand on the identification and create a near complete map of the wing mechanosensory neurons at synapse resolution.

      Strengths:

      The authors elegantly combine electron microscopy neuron morphology, connectomics and light microscopy methods to bridge the gap between fly wing sensory neuron anatomy and ventral nerve cord morphology. Further, they use EM ultrastructural observations to make predictions on the signaling modality of some of the sensory neurons and thus their function in flight.

      The work is as comprehensive as state of the art methods allow to create a near complete map of the wing mechanosensory neurons. This work will be of importance to the field of fly connectomics and modelling of fly behavior as well as a useful resource to the Drosophila research community.

      Through this comprehensive mapping of neurons to the connectome the authors create a lot of hypotheses on neuronal function partially already confirmed with the literature and partially to be tested in the future. The authors achieved their aim of mapping the periphery of the fly's wing to axonal projections in the ventral nerve cord, beautifully laying out their results to support their mapping.

      The authors identify the neurons in a previously published connectome of a male fly ventral nerve cord to enable cross-individual analysis of connections and find no indication of sexual dimorphism at the sensory neuron level. Further, together with their companion paper Dhawan et al., 2025 describing the haltere sensory neurons in the same EM dataset, they cover the entire mechanosensory space involved in Drosophila flight.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      Lesser et al provide a comprehensive description of Drosophila wing proprioceptive sensory neurons at the electron microscopy resolution. This “tour-de-force” provides a strong foundation for future structural and functional research aimed at understanding wing motor control in Drosophila with implications for understanding wing control across other insects.

      Strengths:

      (1) The authors leverage previous research that described many of the fly wing proprioceptors, and combine this knowledge with EM connectome data such that they now provide a near-complete morphological description of all wing proprioceptors.

      (2) The authors cleverly leverage genetic tools and EM connectome data to tie the location of proprioceptors on the wings with axonal projections in the connectome. This enables them to both align with previous literature as well as make some novel claims.

      (3) In addition to providing a full description of wing proprioceptors, the authors also identified a novel population of sensors on the wing tegula that make direct connections with the B1 wing motor neurons, implicating the role of the tegula in wing movements that was previously underappreciated.

      (4) Despite being the most comprehensive description so far, it is reassuring that the authors clearly state the missing elements in the discussion.

      Weaknesses:

      (1) The authors do their main analysis on data from the FANC connectome but provide corresponding IDs for sensory neurons in the MANC connectome. I wonder how the connectivity matrix compares across FANC and MANC if the authors perform a similar analysis to the one they have done in Figure 2. This could be a valuable addition and potentially also pick up any sexual dimorphism.

      We agree that systematic comparisons will provide valuable insights as more connectome datasets become available. However, the primary goal of this study was to link central axon morphology with peripheral structures in the wing. We deliberately omitted more detailed and quantitative analyses of the downstream VNC circuitry, apart from providing a global view of the connectivity matrix and using it to cluster the sensory axon types. A more detailed and systematic comparison of wing sensorimotor circuit connectivity across different connectome datasets (FANC, MANC, BANC, IMAC) is the subject of ongoing work in our lab, which we feel is beyond the scope of this study. Here, we chose to match the wing proprioceptors to axons in MANC to demonstrate their stereotypy across individuals and to make them more accessible to other researchers. We found no obvious sexual dimorphism at the level of wing sensory neurons. We now note this in the Discussion.

      (2) The authors speculate about the presence of gap junctions based on the density of mitochondria. I’m not convinced about this, given that mitochondrial densities could reflect other things that correlate with energy demands in sub-compartments.

      We have moved speculation about mitochondria and gap junctions to the Discussion.

      (3) I’m intrigued by how the tegula CO is negative for iav. I wonder if authors tried other CO labeling genes like nompc. And what does this mean for the nature of this CO. Some more discussion on this anomaly would be helpful.

      Based on this suggestion, we have added an image showing that tegula CO neurons are labeled by nompC-Gal4.

      (4) The authors conclude there are no proprioceptive neurons in sclerite pterale C based on Chat-Gal4 expression analysis. It would be much more rigorous if authors also tried a pan-neuronal driver like nsyb/elav or other neurotransmitter drivers (Vglut, GAD, etc) to really rule this out. (I hope I didn’t miss this somewhere.)

      To address this, we imaged OK371-GFP, which labels glutamatergic neurons, in the wing and wing hinge. We saw expression in the wing, as others have reported (Neukomm et. al., 2014), but we saw no expression at the wing hinge. Apart from a handful of glutamatergic gustatory neurons in the leg, we are not aware of any other sensory neurons in the fly that are not labeled by Chat-Gal4.

      Overall, I consider this an exceptional analysis that will be extremely valuable to the community.

      We sincerely appreciate the reviewer’s positive feedback.

      Reviewer #2 (Public review):

      Summary:

      Lesser et al. present an atlas of Drosophila wing sensory neurons. They proofread the axons of all sensory neurons in the wing nerve of an existing electron microscopy dataset, the female adult fly nerve cord (FANC) connectome. These reconstructed sensory axons were linked with light microscopy images of full-scale morphology to identify their origin in the periphery of the wing and encoded sensory modalities. The authors described the morphology and postsynaptic targets of proprioceptive neurons as well as previously unknown sensory neurons.

      Strengths:

      The authors present a valuable catalogue of wing sensory neurons, including previously undescribed sensory axons in the Drosophila wing. By providing both connectivity information with linked genetic drive lines, this research facilitates future work on the wing motor-sensory network and applications relating to Drosophila flight. The findings were linked to previous research as well as their putative role in the proprioceptive and nerve cord circuitry, providing testable hypotheses for future studies.

      Weaknesses:

      (1) With future use as an atlas, it should be noted that the evidence is based on sensory neurons on only one side of the nerve cord. Fruit flies have stereotyped left/right hemispheres in the brain and left/right hemisegments in the nerve cord. The comparison of left and right neurons of the nervous system can give a sense of how robust the morphological and connectivity findings are. Here, the authors have not compared the left and right side sensory axons from the wing nerve, leaving potential for developmental variability across samples and left/right hemisegments.

      The right ADMN nerve in the FANC dataset is partially severed, making left/right comparisons unreliable (see Azevedo 2024, Extended Data Figure 4). We have updated the text to explain this within the Methods section of the paper.

      (2) Not all links between the EM reconstructions and driver lines are convincing. To strengthen these, for all EM-LM matches in Figures 3-7, rotated views of the driver line (matching the rotated EM views) should be shown to provide a clearer comparison of the data. In particular, Figure 3G and Figure 7B are not very convincing based on the images shown. MCFO imaging of the driver lines in Figure 3G and 7B would make this position stronger if a clone that matches the EM reconstruction could be identified.

      Many of the z-stack images in the paper are from the Janelia FlyLight collection, and unfortunately their imaging parameters were not optimized for orthogonal views. Rotated views are blurry and not especially helpful for comparison to EM reconstruction. We now point out in the text that interested readers can access the z-stacks from FlyLight to see the dorsal-ventral projections.

      Regarding Figure 3G and 7B, we have added markers to the image with corresponding descriptions in the legend to guide the reader through the image of the busy driver line. Although these lines label many cells in the VNC as a whole, they sparsely label cells in the ADMN, making them nonetheless useful for identifying peripheral sensory neurons.

      (3) Figure 7B looks like the driver line might have stochastic expression in the sensory neuron, which further reduces confidence in the result shown in Figure 7C. Is this expression pattern in the wing consistently seen? Many split-GAL4s have stochastic expressions. The evidence would be strengthened if the authors presented multiple examples (~4-5) of each driver line’s expression pattern in the supplement.

      Figure 7B shows sparse labeling of the driver line using the MCFO technique, as specified in the legend. Its unilateral expression is therefore not due to stochastic expression of the Gal4 line. We have added the “MFCO” label to the image to clarify.

      (4) Certain claims in this work lack quantitative evidence. On line 128, for instance, “Overall, our comprehensive reconstruction revealed many morphological subgroups with overlapping postsynaptic partners, suggesting a high degree of integration within wing sensorimotor circuits.” If a claim of subgroups having shared postsynaptic partners is being made, there should have been quantitative evidence. For example, cosine similar amongst members of each group compared to the cosine similarity of shuffled/randomised sets of axons from different groups. The heat map of cosine similarity in Figure 2B alone is not sufficient.

      We agree that illustrating the extent of shared postsynaptic partners across subgroups strengthens this point. We added a visualization showing pairwise similarity scores for within- and between-cluster neuron pairs (Figure 2B inset). We also performed a permutation test to determine that within-cluster similarity is significantly higher than between clusters, and we report the test in the results as well as the figure legend. This analysis provides a more quantitative summary of the qualitative trends in connectivity that are summarized in Figure 2B.

      (5) Similarly, claims about putative electrical connections to b1 motor neurons are very speculative. The authors state that “their terminals contain very densely packed mitochondria compared to other cells”, without providing a quantitative comparison to other sensory axons. There is also no quantitative comparison to the one example of another putative electrical connection from the literature. Further, it should be noted that this connection from Trimarchi and Murphey, 1997, is also stated as putative on line 167, which further weakens this evidence. Quantification would strongly strengthen this position. Identification of an example of high mitochondrial density at a confirmed electrical connection would be even better. In the related discussion section “A potential metabolic specialization for flight circuitry”, it should be more clearly noted that the dense mitochondria could be unrelated to a putative electrical connection. If the authors have an alternative hypothesis about the mitochondria density, this should be stated as well.

      We agree with the reviewer that the link between mitochondrial density and metabolic specialization is purely speculative in this context. Based on reviewer feedback, we have moved all mention of the relationship between mitochondrial density and gap junction coupling to the Discussion. We acknowledge that this may seem like a somewhat random and not quantitatively supported observation. However, we found the coincidence striking and worthy of mention, though it is only tangentially relevant to the rest of the paper. From conversations with colleagues, we have also heard that this relationship is consistent with as yet unpublished work in other model organisms (e.g., zebrafish, mouse).

      The electrical coupling to b1 motor neurons is well-established (Fayyazuddin and Dickinson, 1999), and we have updated the text to state this more clearly. However, we agree that whether the specific neurons we have identified based on their anatomy are the same ones functionally identified through whole-nerve recordings remains unknown.

      (6) It would be appropriate to cite previous work using a similar strategy to match sensory axons to their cell bodies/dendrites at the periphery using driver lines and connectomics (see Figure 5 for example in the following paper: https://doi.org/10.7554/eLife.40247 ).

      At this point, there are now dozens of papers that match the axons of sensory neurons to their cell bodies/dendrites in the periphery by comparing light microscopy and connectomics. When we dug in, we found examples in C. elegans, Ciona intestinalis, zebrafish, and mouse, all published prior to the study cited above. For basically every animal for which scientists have acquired EM volumes of neural tissue, they have used other anatomical labeling methods to determine cell types inside and outside the imaged volume. In summary, we found it difficult to establish a single primary citation for this approach. In lieu of this, we have added a citation to an earlier review by a pioneer in EM connectomics that discusses the general approach of matching cells across different labeling/imaging modalities (Meinertzhagen et al., 2009).

      The methods section is very sparse. For the sake of replicability, all sections should be expanded upon.

      We have expanded the methods section, and also a STAR methods table.

      Reviewer #3 (Public review):

      Summary:

      The authors aim to identify the peripheral end-organ origin in the fly’s wing of all sensory neurons in the anterior dorsomedial nerve. They reconstruct the neurons and their downstream partners in an electron microscopy volume of a female ventral nerve cord, analyse the resulting connectome, and identify their origin with a review of the literature and imaging of genetic driver lines. While some of the neurons were already known through previous work, the authors expand on the identification and create a near-complete map of the wing mechanosensory neurons at synapse resolution.

      Strengths:

      The authors elegantly combine electron microscopy, neuron morphology, connectomics, and light microscopy methods to bridge the gap between fly wing sensory neuron anatomy and ventral nerve cord morphology. Further, they use EM ultrastructural observations to make predictions on the signaling modality of some of the sensory neurons and thus their function in flight.

      The work is as comprehensive as state-of-the-art methods allow to create a near-complete mapof the wing mechanosensory neurons. This work will be of importance to the field of fly connectomics and modelling of fly behavior, as well as a useful resource to the Drosophila research community.

      Through this comprehensive mapping of neurons to the connectome, the authors create a lot of hypotheses on neuronal function, partially already confirmed with the literature and partially to be tested in the future. The authors achieved their aim of mapping the periphery of the fly’s wing to axonal projections in the ventral nerve cord, beautifully laying out their results to support their mapping.

      The authors identify the neurons in a previously published connectome of a male fly ventral nerve cord to enable cross-individual analysis of connections. Further, together with their companion paper, Dhawan et al. 2025, describing the haltere sensory neurons in the same EM dataset, they cover the entire mechanosensory space involved in Drosophila flight.

      Weaknesses:

      The connectomic data are only available upon request; the inclusion of a connectivity table of the reconstructed neurons would aid analysis reproducibility and cross-dataset comparisons.

      We have added a connectivity table as well as analysis scripts in the github repository for the paper (https://github.com/EllenLesser/Lesser_eLife_2025).

      Recommendations for the authors:

      Reviewer #2 (Recommendations for the authors):

      The methods section should be expanded in every aspect. Most pressing sections are:

      (1) Data and Code availability: All code should be included as a Zenodo database, the suggestion to ask authors for code upon request is inappropriate.

      We have added all code to a public github repository, which is now linked in the Methods section.

      (2) Samples: Standard cornmeal and molasses medium should have a reference, as many institutes use different recipes.

      The recipe used by the University of Washington fly kitchen is based on the Bloomington standard Cornmeal, Molasses and Yeast Medium recipe, which can be found at https://bdsc.indiana.edu/information/recipes/molassesfood.html. The UW recipe is slightly modified for different antifungal ingredients and includes tegosept, propionic acid, and phosophoric acid.

      (3) Table 3: Driver lines labelling wing sensory neurons: The genetic driver lines should have associated Bloomington stock centre numbers. Additionally, relevant information for effector lines used should be included in the methods.

      We now include the Bloomington stock numbers and more information on effector lines in the STAR methods table.

      Minor corrections:

      (1) Lines 119-120: “Notably, many of the axons do not form crisp cluster boundaries, suggesting that multimodal sensory information is integrated at early stages of sensory processing.” We do not follow the logic of this statement and suspect it is a bit too speculative.

      We removed this sentence from the manuscript.

      (2) Figure 1: The ADMN is missing in the schematics and would be helpful to depict for non-experts. Is this what is highlighted in Figure 1D?

      Yes, and we now label 1D as the ADMN wing nerve.

      (3) Figure 1B: Which driver lines are being depicted here? Looking at Table 3 does not clarify. It should be specified at least in the figure legend.

      As stated in the legend, we include a table of all of the driver lines we screened and which sensory structures they label.

      (4) Figure 1C: There are some minor placement issues with the text in the schematic. There is an arrow very close to the “CO” on the top right, which makes the “O” look like the symbol for male. “ax ii” is a bit too close to the wing hinge

      We updated the figure to address this issue.

      (5) Figure 1D: The outlined grey masks are not clear. The use of colour would be very useful for the reader to help understand what the authors are referring to here

      We now use color for the masks.

      (6) Figure 2A: It is unclear if the descending neuron and non-motor efferent neuron are not shown because they are under the described threshold, or to simplify the plot. They should be included in the plot if over the threshold.

      We have updated the legend to specify that the exclusion of the descending and non-motor efferent neurons are to visually simplify the plot. We include % of sensory output to each of these neurons in the legend, and they are included in the connectivity matrix data in the public  GitHub repository associated with the paper, included in the Methods.

      (7) Figure 2B: What clustering is used specifically? The method says it’s from Scikit-learn, but there are many types of clustering available in this package.

      We now include the specific clustering type used in the Methods section, which is agglomerative clustering.

      (8) Figure 3A: What does the green box behind the plot represent?

      The green box represents the tegula CO axons, which we now specify in the legend.

      (9) Figure 3C: the “C” is clipped at the top.

      We updated the figure to address this issue.

      (10) Figure 4A: the main text says a “group of four axons” (line 203) while the figure says 5 axons.

      We updated the text to address this issue.

      (11) Line 360: “We found that the campaniform sensilla on the tegula provide the most direct feedback onto wing steering motor neurons”. We struggled to find where this was directly shown, because several sensory axon types directly synapse onto motor neurons.

      We now specify in the text that this finding is shown in Figure 3.

      Reviewer #3 (Recommendations for the authors):

      I would like to congratulate the authors on their beautiful, easy-to-read, and easy-to-comprehend manuscript, with clear figures and nice visualizations. This work provides a valuable resource that will contribute to the interpretability of connectomic data and further to connectome-based modeling of fly behavior.

      We sincerely appreciate the reviewer’s positive feedback.

    1. eLife Assessment

      This important work examines the effects of side-wall confinement on chemotaxis of swimming bacteria in a shallow microfluidic channel. The authors present convincing experimental evidence, combined with geometric analysis and numerical simulations of simplified models, showing that chemotaxis is enhanced when the distance between the side walls is comparable to the intrinsic radius of chiral circular swimming near open surfaces. This study should be of interest to scientists specializing in bacteria-surface interactions.

    2. Reviewer #1 (Public review):

      The authors show experimentally that, in 2D, bacteria swim up a chemotactic gradient much more effectively when they are in the presence of lateral walls. Systematic experiments identify an optimum for chemotaxis for a channel width of ~8µm, a value close to the average radius of the circle trajectories of the unconfined bacteria in 2D. These chiral circles impose that the bacteria swim preferentially along the right-side wall, which indeed yields chemotaxis in the presence of a chemotactic gradient. These observations are backed by numerical simulations and a geometrical analysis.

    3. Reviewer #3 (Public review):

      This paper addresses, through experiment and simulation, the combined effects of bacterial circular swimming near no-slip surfaces and chemotaxis in simple linear gradients. The authors have constructed a microfluidic device in which a gradient of L-aspartate is established, to which bacteria respond while swimming while confined in channels of different widths. There is a clear effect that the chemotactic drift velocity reaches a maximum in channel widths of about 8 microns, similar in size to the circular orbits that would prevail in the absence of side walls. Numerical studies of simplified models confirm this connection.

      The experimental aspects of this study are well executed. The design of the microfluidic system is clever in that it allows a kind of "multiplexing" in which all the different channel widths are available to a given sample of bacteria.<br /> The authors have included a useful intuitive explanation of their results via a geometric model of the trajectories. In future work it would be interesting to analyze further the voluminous data on the trajectories of cells by formulating the mathematical problem in terms of a suitable Fokker-Planck equation for the probability distribution of swimming directions. In particular, this might help understand how incipient circular trajectories are interrupted by collisions with the walls and how this relates to enhanced chemotaxis.

      The authors argue that these findings may have relevance to a number of physiological and ecological contexts. As these would be characterized by significant heterogeneity in pore sizes and geometries, further work will be necessary to translate the present results to those situations.

    4. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews:

      Reviewer #1 (Public review):

      This article deals with the chemotactic behavior of E coli bacteria in thin channels (a situation close to 2D). It combines experiments and simulations.

      The authors show experimentally that, in 2D, bacteria swim up a chemotactic gradient much more effectively when they are in the presence of lateral walls. Systematic experiments identify an optimum for chemotaxis for a channel width of ~8µm, close to the average radius of the circle trajectories of the unconfined bacteria in 2D. It is known that these circles are chiral and impose that the bacteria swim preferentially along the right-side wall when there is no chemotactic gradient. In the presence of a chemotactic gradient, this larger proportion of bacteria swimming on the right wall yields chemotaxis. This effect is backed by numerical simulations and a geometrical analysis.

      If the conclusions drawn from the experiments presented in this article seem clear and interesting, I find that the key elements of the mechanism of this wall-directed chemotaxis are not sufficiently emphasized. Moreover, the paper would be clearer with more details on the hypotheses and the essential ingredients of the analyses.

      We thank the reviewer for these constructive suggestions. We agree that emphasizing the underlying mechanism is crucial for the clarity of our findings. In the revised manuscript, we have now explicitly highlighted the critical roles of chiral circular motion and the alignment effect following side-wall collisions in both the Abstract (lines 25-27) and the Discussion (lines 391-393). Furthermore, we have added a new analysis of bacterial trajectories post-collision (Fig. S2), which demonstrates that cells predominantly align with and swim along the sidewalls. We have also clarified the assumptions in our numerical simulations, specifically how the radius of circular trajectories and the alignment effect are incorporated into the equations of motion. Please refer to our detailed responses in the "Recommendations for the authors" section for further specifics.

      Reviewer #2 (Public review):

      Summary:

      In this study, the authors investigated the chemotaxis of E. coli swimming close to the bottom surface in gradients of attractant in channels of increasingly smaller width but fixed height = 30 µm and length ~160 µm. In relatively large channels, they find that on average the cells drift in response to the gradient, despite cells close to the surface away from the walls being known to not be chemotactic because they swim in circles.

      They find that this average drift is due to the cell localization close to the side walls, where they slide along the wall. Whereas the bacteria away from the walls have no chemotaxis (as shown before), the ones on the left side wall go down-gradient on average, but the ones on the right-side wall go up-gradient faster, hence the average drift. They then study the effect of reducing channel width. They find that chemotaxis is higher in channels with a width of about 8 µm, which approximately corresponds to the radius of the circular swimming R. This higher chemotactic drift is concomitant to an increased density of cells on the RSW. They do simulations and modeling to suggest that the disruption of circular swimming upon collision with the wall increases the density of cells on the RSW, with a maximal effect at w = ~ 2/3 R, which is a good match for their experiments.

      Strengths:

      The overall result that confinement at the edge stabilises bacterial motion and allows chemotaxis is very interesting although not entirely unexpected. It is also important for understanding bacterial motility and chemotaxis under ecologically relevant conditions, where bacteria frequently swim under confinement (although its relevance for controlling infections could be questioned). The experimental part of the study is nicely supported by the model.

      Weaknesses:

      Several points of this study, in particular the interpretation of the width effect, need better clarification:

      (1) Context:

      There are a number of highly relevant previous publications that should have been acknowledged and discussed in relation to the current work:

      https://pubs.rsc.org/en/content/articlehtml/2023/sm/d3sm00286a

      https://link.springer.com/article/10.1140/epje/s10189-024-00450-7

      https://doi.org/10.1016/j.bpj.2022.04.008

      https://doi.org/10.1073/pnas.1816315116

      https://www.pnas.org/doi/full/10.1073/pnas.0907542106

      https://doi.org/10.1038/s41467-020-15711-0

      http://doi.org/10.1038/s41467-020-15711-0

      http://doi.org/10.1039/c5sm00939a

      We appreciate the reviewer bringing these important publications to our attention. We have now cited and discussed these works in the Introduction (lines 55-62 and 76-85) to better contextualize our study regarding bacterial motility and chemotaxis in confined geometries.

      (2) Experimental setup:

      a) The channels are built with asymmetric entrances (Figure 1), which could trigger a ratchet effect (because bacteria swim in circle) that could bias the rate at which cells enter into the channel, and which side they follow preferentially, especially for the narrow channel. Since the channel is short (160 µm), that would reflect on the statistics of cell distribution. Controls with straight entrances or with a reversed symmetry of the channel need to be performed to ensure that the reported results are not affected by this asymmetry.

      We appreciate the reviewer's insight regarding the potential ratchet effect caused by asymmetric entrances. To rule this out, we fabricated a control device with straight entrances and repeated the measurements. As shown in Figure S3, the chemotactic drift velocity follows the same trend as observed in the original setup, confirming an optimal width of ~9 mm. These results demonstrate that the entrance geometry does not bias the reported statistics. We have updated the manuscript text at lines 233-235.

      b) The authors say the motile bacteria accumulate mostly at the bottom surface. This is strange, for a small height of 30 µm, the bacteria should be more-or-less evenly spread between the top and bottom surface. How can this be explained?

      We apologize for not explaining this clearly in the text. As shown by Wei et al., Phys. Rev. Lett. 135, 188401 (2025), significant surface accumulation occurs in channels with heights exceeding 20 µm. In our specific experimental setup, we did not use Percoll to counteract gravity. Therefore, the bacteria accumulated mostly at the bottom surface under the combined influence of gravity and hydrodynamic attraction. This bottom-surface localization is supported by our observation that the bacterial trajectories were predominantly clockwise (characteristic of the bottom surface) rather than counter-clockwise (characteristic of the top surface). We have added this explanation to Line 141.

      c) At the edge, some of the bacteria could escape up in the third dimension (http://doi.org/10.1039/c5sm00939a). What is the magnitude of this phenomenon in the current setup? Does it have an effect?

      We thank the reviewer for raising this important point regarding 3D escape. We have quantified this phenomenon and found the escape rate from the edge into the third dimension to be 0.127 s<sup>-1</sup>. This corresponds to a mean residence time that allows a cell moving at 20 mm/s to travel approximately 157.5 mm along the edge. Since this distance is comparable to the full length of our lanes (~160 mm), most cells traverse the entire edge without escaping. Furthermore, our analysis is based on the average drift of the surface trajectories per unit of time; this metric is independent of the absolute number of cells present. Therefore, the escape phenomenon does not significantly impact our conclusions. We have added a statement clarifying this at line 154.

      d) What is the cell density in the device? Should we expect cell-cell interactions to play a role here? If not, I would suggest to de-emphasize the connection to chemotaxis in the swarming paper in the introduction and discussion, which doesn't feel very relevant here, and rather focus on the other papers mentioned in point 1.

      The cell density in our experiments was approximately 1.3×10<sup>-3</sup> μm<sup>-2</sup>. Given this low density, we do not expect cell-cell interactions to play a role in the observed behaviors.

      Regarding the connection to swarming chemotaxis: We agree that our low-density setup differs from a high-density swarm; however, we believe the comparison remains relevant for two reasons. First, it provides a necessary contrast to studies showing surface inhibition of chemotaxis. Second, while we eliminate cell-cell interactions, we isolate the geometric aspect of swarming. In a swarm, cells move within narrow lanes created by their neighbors. Our device mimics this specific physical confinement by replacing neighboring cells with PDMS sidewalls. This allows us to decouple the effects of physical confinement from cell-cell interactions. We have added the text (Line 370) to clarify this rationale and have incorporated the additional references in introduction as suggested in point 1.

      e) We are not entirely convinced by the interpretation of the results in narrow channels. What is the causal relationship between the increased density on the RSW and the higher chemotactic drift? The authors seem to attribute higher drift to this increased RSW density, which emerges due to the geometric reasons. But if there is no initial bias, the same geometric argument would induce the same increased density of down-gradient swimmers on the LSW, and so, no imbalance between RSW and LSW density. Could it be the opposite that the increased RSW density results from chemotaxis (and maybe reinforces it), not the other way around? Confinement could then deplete one wall due to the proximity of the other, and/or modify the swimming pattern - 8 µm is very close to the size of the body + flagellum. To clarify this point, we suggest measuring the bacterial distributions in the absence of a gradient for all channel widths as a control.

      We thank the reviewer for this insightful comment regarding the causal relationship between cell density and chemotactic drift. We apologize if the initial explanation was unclear.

      Regarding the no-gradient control: Without an attractant gradient (and no initial bias), there is no breaking of symmetry and the labels of "LSW" and "RSW" are arbitrary. Therefore, there will be no asymmetry in the bacterial distributions on both sides (within experimental fluctuations) in the absence of a gradient for any channel width.

      Regarding the causality and density imbalance: We agree that the increased RSW density is a result of chemotaxis, which is then reinforced by the lane geometry especially at narrow lane width. The mechanism relies on the coupling of chemotactic bias with surface circularity. The angle ranges that lead to RSW-UG accumulation (Fig. 6A-C) coincide with the up-gradient direction. Because these cells experience suppressed tumbling (longer runs), they can maintain the steady circular trajectories required to reach and align with the RSW. Conversely, while pure geometric analysis suggests a similar potential for LSW-DG accumulation, these trajectories coincide with the down-gradient direction. These cells experience enhanced tumbling, which distorts the circular trajectories. This prevents them from effectively reaching the LSW and also increases the probability of them leaving the wall. Therefore, the causality is indeed a positive feedback loop: the attractant gradient creates an initial bias that allows the RSW-UG fraction to form stable trajectories; the optimal lane width (matching the swimming radius) then maximizes this capture efficiency, further enriching the RSW fraction and enhancing the overall drift.

      We have added clarifications regarding these points in the revised manuscript (the last paragraph of “Results”).

      (3) Simulations:

      The simulations treat the wall interaction very crudely. We would suggest treating it as a mechanical object that exerts elastic or "hard sphere" forces and torques on the bacteria for more realistic modeling.

      We appreciate the reviewer's suggestion to incorporate more detailed mechanical interactions, such as elastic or hard-sphere forces, for the wall collisions. While we agree that a full hydrodynamic or mechanical model would offer higher fidelity, our experimental observations suggest that a simplified kinematic approach is sufficient for the specific phenomena studied here.

      As shown in the new Fig. S2, our analysis of cell trajectories in the 44-µm-wide channels reveals that cells colliding with the sidewalls tend to align with the surface almost instantaneously. The timescale required for this alignment is negligible compared to the typical wall residence time (see also Ref. 6). Consequently, to maintain computational efficiency without sacrificing the essential physics of the accumulation effect, we employed a coarse-grained phenomenological model where a bacterium immediately aligns parallel to the wall upon contact, similar to approaches used previously (Ref. 43). We have added relevant text to the manuscript on lines 168-171.

      Notably, the simulations have a constant (chemotaxis independent) rate of wall escape by tumbling. We would expect that reduced tumbling due to up-gradient motility induces a longer dwell time at the wall.

      We apologize for the confusion. The chemotaxis effect is indeed fully integrated into our simulation. Specifically, the simulated cells sense the chemical gradient and adjust their motor CW bias (B) accordingly. This adjustment directly modulates the tumble rate (k), calculated as k \= B/0.31 s<sup>-1</sup>. Consequently, the wall escape rate is not constant but varies with the chemotactic response. We also imposed a maximum detention time limit which, when combined with the variable tumble rate, results in an average wall residence time of approximately 2 s, consistent with our experimental observations (Fig. S6B). We have clarified these details in the final section of 'Materials and Methods'.

      Reviewer #3 (Public review):

      This paper addresses through experiment and simulation the combined effects of bacterial circular swimming near no-slip surfaces and chemotaxis in simple linear gradients. The authors have constructed a microfluidic device in which a gradient of L-aspartate is established to which bacteria respond while swimming while confined in channels of different widths. There is a clear effect that the chemotactic drift velocity reaches a maximum in channel widths of about 8 microns, similar in size to the circular orbits that would prevail in the absence of side walls. Numerical studies of simplified models confirm this connection.

      The experimental aspects of this study are well executed. The design of the microfluidic system is clever in that it allows a kind of "multiplexing" in which all the different channel widths are available to a given sample of bacteria.

      While the data analysis is reasonably convincing, I think that the authors could make much better use of what must be voluminous data on the trajectories of cells by formulating the mathematical problem in terms of a suitable Fokker-Planck equation for the probability distribution of swimming directions. In particular, I would like to see much more analysis of how incipient circular trajectories are interrupted by collisions with the walls and how this relates to enhanced chemotaxis. In essence, there needs to be a much clearer control analysis of trajectories without sidewalls to understand the mechanism in their presence.

      We thank the reviewer for this insightful suggestion. We agree that understanding how circular trajectories are interrupted by wall collisions is central to explaining the enhanced chemotaxis. While we did not explicitly formulate a Fokker-Planck equation, we have addressed the reviewer's core point by employing two complementary mathematical approaches that model the probability distribution of swimming directions and wall interactions:

      (1) Stochastic simulations (Langevin approach): As detailed in the "Simulation of E. coli chemotaxis within lane confinements" subsection of “Results” and Figure 5, we modeled cells as self-propelled particles performing random walks. This model explicitly accounts for the "interruption" of circular trajectories by incorporating a constant angular velocity (circular swimming) and an alignment effect upon collision with sidewalls. These simulations successfully reproduced the experimental trends, confirming that the interplay between circular radius and lane width determines the optimal drift velocity.

      (2) Geometric probability analysis: To provide the "intuitive understanding", we included a specific Geometrical Analysis section (the last subsection of “Results”) and Figure 6. This analysis mathematically formulates the problem by calculating the exact proportion of swimming angles that allow a cell to transition from a circular trajectory in the bulk to an up-gradient trajectory along the Right Sidewall (RSW). By integrating over the possible swimming directions, we derived the probability of wall interception as a function of lane width (w) and swimming radius (r). This analysis reveals that the interruption of circular paths is most favorable for chemotaxis when w » (0.7-0.8)´r.

      (3) Control analysis: regarding the "control analysis of trajectories without sidewalls," we utilized the cells in the Middle Area (MA) of the wide lanes as an internal control. As shown in Fig. 2B and 4A, these cells exhibit typical surface-associated circular swimming (Fig. 3B) but generate zero net drift. This serves as the baseline "no sidewall" condition, demonstrating that the chemotactic enhancement is strictly driven by the rectification of circular swimming into wall-aligned motion at the boundaries.

      The authors argue that these findings may have relevance to a number of physiological and ecological contexts. Yet, each of these would be characterized by significant heterogeneity in pore sizes and geometries, and thus it is very unclear whether or how the findings in this work would carry over to those situations.

      We thank the reviewer for this important observation regarding environmental heterogeneity. We agree that we should be cautious about directly extrapolating to complex ecological contexts without qualification. We have revised the last sentence of the abstract to adopt a more measured tone: "Our results may offer insights into bacterial navigation in complex biological environments such as host tissues and biofilms, providing a preliminary step toward exploring microbial ecology in confined habitats and potential strategies for controlling bacterial infections."

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      Key elements of the mechanism of wall-directed chemotaxis are not sufficiently emphasized:

      For instance, the chirality of the trajectories is an essential part of the analysis but is mentioned only briefly in the introduction. In the geometrical analysis, I understand that one of the critical parameters is the angle at which bacteria "collide" with the walls. But, again, this remains largely implicit in the discussion. This comes to the point that these ideas are not even mentioned in the abstract which doesn't provide any hint of a mechanism. An analysis of the actual trajectories of the cells after they hit the walls, as a function of their initial angle would be helpful in comparison with the simulations and the geometrical analysis.

      We appreciate the reviewer's insightful comment regarding the need to better emphasize the mechanism of wall-directed chemotaxis. We agree that the chirality of trajectories and the geometry of wall collisions are central to our analysis and were previously under-emphasized.

      To address this, we have made the following revisions:

      (1) We have revised the Abstract (lines 25-27) and the Discussion (lines 391-393) to explicitly highlight the crucial role of chiral circular motion and the alignment effect following sidewall collisions.

      (2) We further analyzed bacterial trajectories at different collision angles. Typical examples are shown in Supplementary Fig. S2. We observed that cells tend to align with and swim along the sidewalls regardless of their initial collision angles. This finding is now described in the main text at lines 168-171.

      The motion of the bacteria is modelled as run-and-tumble at several places in the manuscript, and in particular in the simulations. Yet, the trajectories of the bacteria seem to be smooth in this almost 2D geometry, except of course when they directly interact with the walls (I hardly see tumbles in the MA region in Figure 1B). Can the authors elaborate on the assumptions made in the numerical simulations? In particular, how is the radius of the trajectories included in these equations of motion (line 514)?

      We apologize for the lack of clarity regarding the bacterial motion model. It has been established that while bacteria do tumble near solid surfaces, they exhibit a smaller reorientation angle compared to bulk fluids; in fact, the most probable reorientation angle on a surface is zero (Ref. 41). Consequently, tumbles are often difficult to distinguish from runs with the naked eye. Additionally, the trajectories in Figure 1B are plotted on a 44 mm ´ 150 mm canvas with unequal coordinate scales, which may further obscure the visual distinctness of tumbling events.

      Regarding the equations of motion: We modeled the bacteria as self-propelled particles governed by the internal chemotaxis pathway, alternating between run and tumble states. As noted in the equations on lines 286 & 578, we incorporated the circular motion by introducing a constant angular velocity, −ν<sub>0</sub>/r, during the run state. Here, ν<sub>0</sub> represents the swimming speed, r denotes the radius of circular swimming, and the negative sign indicates clockwise chirality. Furthermore, to model the hydrodynamic interaction with the boundaries, we assumed that when a cell collides with a sidewall, its velocity vector instantly aligns parallel to that wall.

      The comparison of Figure 5B (simulations) with Figure 4B (experiments) does not strike me as so "similar". Why are the points at small widths so noisy (Figure 5AB)? Figure 5C is cut at these widths, it should be plotted over the entire scale.

      We acknowledge that the agreement between simulation and experiment is less robust in the narrowest channels. The discrepancy and "noise" at small widths in Figure 5 arise from the limitations of the self-propelled particle model in highly confined geometries. Specifically, our simulation treats bacteria as point particles and does not explicitly calculate the physical exclusion (steric effects) caused by the finite size of the flagella and cell body.

      In the experimental setup, steric constraints within narrow channels (comparable to the cell size) restrict the cells' ability to turn freely, effectively stabilizing their motion. However, because our model allows particles to reorient more freely than actual cells would in such confined spaces, it produces fluctuations and an overestimation of the drift velocity at small widths. If these confinement effects were fully incorporated, the cell density mismatch between the left and right sidewalls would be reduced, leading to lower drift velocities that match the experimental data more closely.

      Regarding Figure 5C: Since the "active particle" assumption loses physical validity in channels narrower than the scale of the bacterium, the simulation results in this regime are not representative of biological reality. Plotting these non-physical points would distort the analysis. Therefore, we have maintained the truncation of Figure 5C at 4 mm to ensure the data presented is physically meaningful. We have added a clear discussion of these model limitations to the manuscript at lines 310-314.

      These important precisions should be added to the text or in a supplementary section. A validated mechanism describing in detail the impact of the walls on the cell trajectories would greatly improve the conclusions.

      We thank the reviewer for the suggestions. As noted in the responses above, we have incorporated the details concerning the simulation assumptions and the model limitations at narrow widths into the revised manuscript. We have performed further analysis of the collision trajectories between bacteria and the sidewalls. As illustrated in the new Fig. S2, the data confirms that cells tend to align with and swim along the sidewalls following a collision, regardless of the initial impact angle.

      Reviewer #2 (Recommendations for the authors):

      Minor points

      (1) Related to swimming in 3D: The authors should specify the depth of field of the objective in their setup.

      We thank the reviewer for pointing this out. We have calculated the depth of field (DOF) of our objective to be approximately 3.7 µm. This estimate is based on the standard formula:

      where l = 610 nm (emission wavelength), n = 1.0 (refractive index), NA = 0.45 (numeric aperture), M = 20 (magnification), and e = 6.5 µm (camera resolution). We have added this specification to the "Microscopy and Data Acquisition" section of “Materials and Methods”.

      (2) Related to the interpretation of the width effect: We think plotting the cell enrichment, ie the probabilities P in Figure 4B normalized to the expected value if cells were homogeneously distributed ((3µm)/w for the side walls, (w - 6µm)/w for the middle) would help understand the strength of the wall 'siphoning' effect.

      We thank the reviewer for the suggestion. We have calculated the cell enrichment by normalizing the observed probabilities against the expected values for a homogeneous distribution, as suggested. The resulting relationship between cell enrichment and lane width is presented in Figure S4.

      Related to simulations:

      (1) Showing vd for the 3 regions in Figure S5 would be helpful also to understand the underlying mechanism.

      We thank the reviewer for the suggestion. The V<sub>d</sub> values for the three regions are shown in Fig. S5.

      (2) Figure 5B vs 4B: There is a mismatch in the right vs left side density at w=6µm in the simulations that is not here in the experiments. What could explain this difference?

      We appreciate the reviewer pointing this out. The mismatch in the simulations is due to the simplified treatment of cells as self-propelled particles, which overlooks the physical volume of the cell body and flagella. In narrow channels (w\=6 mm), these physical constraints would restrict the cells' ability to change direction freely - a factor not fully captured in the simulation. Accounting for these steric effects would trap cells more effectively against the walls, reducing the density asymmetry between the LSW and RSW and lowering the drift velocity. This would bring the simulation results closer to the experimental observations. We have added a discussion of these limitations and effects to the revised manuscript (lines 310-314).

      (3) The simulations essentially assume that the density of motile cells is homogeneous and equal at both x=0 and x=L open ends of the channel. Is it the case in the experiments, even with the gradient, and the walls creating some cell transport?

      We thank the reviewer for pointing this out. The simulation assumption is consistent with our experimental observations. Our data were recorded within 160-μm-long lanes located in the center of the wider (400 μm) cell channel. In this central region, the cells maintain a continuous flux. Furthermore, experiments were performed within 8 min of flow, limiting the time for significant cell density gradients to establish. As illustrated in Author response image 11, the inhomogeneity in the measured cell density distribution is insignificant across the length of the observation window, indicating that the walls and gradient do not create significant heterogeneity at the boundaries of the region of interest.

      Author response image 1.

      The cell density distribution along the gradient field from the data of 44-μm-wide lane.

      (4) Line 506: There is something strange with the definition of the bias. B cannot be the tumbling bias if k=B/0.31 s<sup>-1</sup> and the tumble-to-run rate is 5/s, because then the tumbling bias is B/0.31 / (B/0.31 + 5). Please clarify.

      We apologize for the confusion caused by the notation. In our model, B represents the CW bias of the individual flagellar motor, not the macroscopic tumbling bias of the cell. We assume the run-to-tumble rate is equivalent to the motor CCW-to-CW switching rate (k). Previous studies have shown that this rate increases linearly with the motor CW bias according to k=B/t, where t is a characteristic time (Ref. 50).

      Based on experimental data for wildtype cells, the average run time in the near-surface region is ~2.0 s (corresponding to a run-to-tumble rate of ~0.5 s<sup>-1</sup>) (Ref. 11), and the steady-state wildtype CW bias is ~0.15. Using these values, we determined t ~ 0.31 s. Consequently, the switching rate is defined as k=B/0.31 s<sup>-1</sup>. Since the tumble duration is constant (0.2 s) (Ref. 51), the tumble-to-run rate is fixed at 5 s<sup>-1</sup>. We have clarified these definitions and parameter values in lines 569-573.

      Other minor comments:

      (1) Line 20 and lines 34-35: We think that the connection to infection is questionable here and should be toned down.

      Thank you for the suggestion. We have revised Line 20 to read: “Understanding bacterial behavior in confined environments is helpful to elucidating microbial ecology and developing strategies to manage bacterial infections.” Additionally, we modified lines 34-35 to state: “Our results may offer insights into bacterial navigation in complex biological environments such as host tissues and biofilms, providing a preliminary step toward exploring microbial ecology in confined habitats and potential strategies for controlling bacterial infections.”

      (2) Line 49: Consider highlighting the change in the sense of rotation at the air-liquid interface.

      Thank you for the suggestion. We have now highlighted the difference in chirality between trajectories at the air-liquid interface and those at the liquid-solid interface. The text has been updated to read: “For example, E. coli swim clockwise when observed from above a solid surface, whereas Caulobacter crescentus move in tight, counter-clockwise circles when viewed from the liquid side.”

      (3) Lines 58-59: The sentence should be better formulated, explaining what is CheY-P and that its concentration changes because of a change in phosphorylation (P).

      Thank you for the suggestion. We have reformulated this section to explicitly define CheY-P and explain how its concentration is regulated through phosphorylation. The revised text reads: “The transmembrane chemoreceptors detect attractants or repellents and transmit signals into the cell by modulating the autophosphorylation of the histidine kinase CheA. Attractant binding suppresses CheA autophosphorylation, while repellent binding promotes it. This modulation alters the concentration of the phosphorylated response regulator protein, CheY-P.”

      (4) Lines 63-64: CheR CheB do a bit more than "facilitating" adaptation, they mediate it. The notation CheB(p) may be confusing, since "-P" was used above for CheY.

      Thank you for pointing this out. We have corrected the notation and strengthened the description of the enzymes' roles. The revised text is: “The adaptation enzymes CheR and CheB methylate and demethylate the receptors, respectively, mediating sensory adaptation.”

      (5) Line 130: there must be a typo in the formula.

      We have replaced the ambiguous lag time variable in Fig. 1C with _n_Δt to ensure mathematical consistency.

      (6) Additionally, \Delta t is both the time between the frame here and the lag time in Figure 1.

      Thank you for highlighting this ambiguity. We have updated the notation to distinguish these two values. The lag time in Figure 1 is now explicitly denoted as _n_Δt, while Δt remains the time interval between individual frames.

      (7) Line 162: "Consistent with previous reports," a reference to said reports is missing.

      Thank you for pointing this out. We have now added the reference (Ref. 41) to support this statement.

      (8) Figure 1B: Are these tracks in the presence of a gradient? Same as used in panel C? This needs to be explained.

      Response: Thank you for this question. We confirm that the tracks shown in Figure 1B were indeed recorded in the presence of a gradient and represent a subset of the data used in Figure 1C. We have clarified this in the figure legend as follows: "Thirty bacterial trajectories selected from the data of the 44-mm-wide lane in gradient assays. These represent a subset of the trajectories analyzed in panel C."

      (9) Simulations: the equation for x(t) should also be given for completeness.

      Thank you for the suggestion. For completeness, we have added the position updating equations for the run state to the Materials and Methods section (lines 579-580). The equations are defined as:

      (10) Figure S2: For the swimming directions that are more unstable due to the surface friction torque, RSW-DG, and LSW-UG, one would have expected that the Up-gradient motion is more persistent than the down gradient one. It seems to be the opposite. Is it significant, and what could be the reason for this?

      We apologize for the lack of clarity in our original explanation. While we would generally expect up-gradient motion to be more persistent than down-gradient motion in bulk fluid, our measurements near the surface show a different trend due to the specific contributions of run and tumble states to the escape rate. Cells swimming up-gradient (UG) in the LSW experience higher probability of running. Consequently, they are subjected to the destabilizing surface friction torque for a greater proportion of time compared to cells swimming down-gradient (DG) in the RSW. This can be explained mathematically. The escape rates for RSW-DG and LSW-UG can be expressed as:

      Where B<sup>+</sup> and B<sup>−</sup> represent the tumble bias (probability of tumbling) when swimming up-gradient and down-gradient, respectively, and k<sub>T</sub> and k<sub>R</sub> denote the escape rates during a tumble and a run, respectively. Due to the chemotactic response, 0≤ B<sup>+</sup>< B<sup>−</sup> ≤1. Crucially, our system is characterized by k<sub>R</sub>>k<sub>T</sub> (the escape rate is higher during a run than a tumble). Therefore, the lower tumble bias during up-gradient swimming (B<sup>+</sup>< B<sup>−</sup>) increases the weight of the run-state escape term((1−B<sup>+</sup>)k<sub>R</sub>), leading to a higher overall escape rate for LSW-UG compared to RSW-DG. We have added an intuitive understanding of k<sub>R</sub>>k<sub>T</sub> in the Supplemental text.

    1. eLife Assessment

      This fundamental work reveals that the accessibility of the unstructured C-terminal tail of α-tubulin differs with the state of the microtubule lattice. Accessibility increases with the expansion of the lattice induced by GTP and certain MAPs, which can then dictate the subsequent interactions between MAPs and microtubules, and post-translational modifications of tubulin tails. The evidence supporting the conclusion is compelling, although the characterisation of the probes does not answer whether they directly affect the lattice or expose the C-terminal tail of α-tubulin. The probes can be used as tools in the future to study differences in microtubule lattice regulation under different conditions both in vitro and in vivo. This work will be of great interest to the cytoskeleton field.

    2. Reviewer #1 (Public review):

      Summary:

      This is a careful and comprehensive study demonstrating that effector-dependent conformational switching of the MT lattice from compacted to expanded deploys the alpha tubulin C-terminal tails so as to enhance their ability to bind interactors.

      Strengths:

      The authors use 3 different sensors for the exposure of the alpha CTTs. They show that all 3 sensors report exposure of the alpha CTTs when the lattice is expanded by GMPCPP, or KIF1C, or a hydrolysis-deficient tubulin. They demonstrate that expansion-dependent exposure of the alpha CTTs works in tissue culture cells as well as in vitro.

      Appraisal:

      The authors have gone to considerable lengths to test their hypothesis that microtubule expansion favours deployment of the alpha tubulin C-terminal tail, allowing its interactors, including detyrosinase enzymes, to bind. There is a real prospect that this will change thinking in the field. One very interesting possibility, touched on by the authors, is that the requirement for MAP7 to engage kinesin with the MT might include a direct effect of MAP7 on lattice expansion.

      Impact:

      The possibility that the interactions of MAPS and motors with a particular MT or region feed forward to determine its future interaction patterns is made much more real. Genuinely exciting.

    3. Reviewer #2 (Public review):

      The unstructured α- and β-tubulin C-terminal tails (CTTs), which differ between tubulin isoforms, extend from the surface of the microtubule, are post-translationally modified, and help regulate the function of MAPs and motors. Their dynamics and extent of interactions with the microtubule lattice are not well understood. Hotta et al. explore this using a set of three distinct probes that bind to the CTTs of tyrosinated (native) α-tubulin. Under normal cellular conditions, these probes associate with microtubules only to a limited extent, but this binding can be enhanced by various manipulations thought to alter the tubulin lattice conformation (expanded or compact). These include small-molecule treatment (Taxol), changes in nucleotide state, and the binding of microtubule-associated proteins and motors. Overall, the authors conclude that microtubule lattice "expanders" promote probe binding, suggesting that the CTT is generally more accessible under these conditions. Consistent with this, detyrosination is enhanced. Mechanistically, molecular dynamics simulations indicate that the CTT may interact with the microtubule lattice at several sites, and that these interactions are affected by the tubulin nucleotide state.

      Strengths and weaknesses:

      Key strengths of the work include the use of three distinct probes that yield broadly consistent findings, and a wide variety of experimental manipulations (drugs, motors, MAPs) that collectively support the authors' conclusions, alongside a careful quantitative approach.

      The challenges of studying the dynamics of a short, intrinsically disordered protein region within the complex environment of the cellular microtubule lattice, amid numerous other binders and regulators, should not be understated. While it is very plausible that the probes report on CTT accessibility as proposed, the possibility of confounding factors (e.g., effects on MAP or motor binding) cannot be ruled out. Sensitivity to the expression level clearly introduces additional complications. Likewise, for each individual "expander" or "compactor" manipulation, one must consider indirect consequences (e.g., masking of binding sites) in addition to direct effects on the lattice; however, this risk is mitigated by the collective observations all pointing in the same direction.

      The discussion does a good job of placing the findings in context and acknowledging relevant caveats and limitations. Overall, this study introduces an interesting and provocative concept, well supported by experimental data, and provides a strong foundation for future work. This will be a valuable contribution to the field.

    4. Reviewer #3 (Public review):

      Summary:

      In this study, the authors investigate how the structural state of the microtubule lattice influences the accessibility of the α-tubulin C-terminal tail (CTT). By developing and applying new biosensors, they reveal that the tyrosinated CTT is largely inaccessible under normal conditions but becomes more accessible upon changes to the tubulin conformational state induced by taxol treatment, MAP expression, or GTP-hydrolysis-deficient tubulin. The combination of live imaging, biochemical assays, and simulations suggests that the lattice conformation regulates the exposure of the CTT, providing a potential mechanism for modulating interactions with microtubule-associated proteins. The work addresses a highly topical question in the microtubule field and proposes a new conceptual link between lattice spacing and tail accessibility for tubulin post-translational modification. Future work is required to distinguish CTT exposure in the microtubule lattice is sensitive to additional factors present in vivo but not in vitro.

      Strengths:

      (1) The study targets a highly relevant and emerging topic-the structural plasticity of the microtubule lattice and its regulatory implications.

      (2) The biosensor design represents a methodological advance, enabling direct visualization of CTT accessibility in living cells.

      (3) Integration of imaging, biochemical assays, and simulations provides a multi-scale perspective on lattice regulation.

      (4) The conceptual framework proposed lattice conformation as a determinant of post-translational modification accessibility is novel and potentially impactful for understanding microtubule regulation.

      [Editors' note: the authors have responded to the reviewers and this version was assessed by the editors.]

    5. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      This is a careful and comprehensive study demonstrating that effector-dependent conformational switching of the MT lattice from compacted to expanded deploys the alpha tubulin C-terminal tails so as to enhance their ability to bind interactors.

      Strengths:

      The authors use 3 different sensors for the exposure of the alpha CTTs. They show that all 3 sensors report exposure of the alpha CTTs when the lattice is expanded by GMPCPP, or KIF1C, or a hydrolysis-deficient tubulin. They demonstrate that expansion-dependent exposure of the alpha CTTs works in tissue culture cells as well as in vitro.

      Weaknesses:

      There is no information on the status of the beta tubulin CTTs. The study is done with mixed isotype microtubules, both in cells and in vitro. It remains unclear whether all the alpha tubulins in a mixed isotype microtubule lattice behave equivalently, or whether the effect is tubulin isotype-dependent. It remains unclear whether local binding of effectors can locally expand the lattice and locally expose the alpha CTTs.

      Appraisal:

      The authors have gone to considerable lengths to test their hypothesis that microtubule expansion favours deployment of the alpha tubulin C-terminal tail, allowing its interactors, including detyrosinase enzymes, to bind. There is a real prospect that this will change thinking in the field. One very interesting possibility, touched on by the authors, is that the requirement for MAP7 to engage kinesin with the MT might include a direct effect of MAP7 on lattice expansion.

      Impact:

      The possibility that the interactions of MAPS and motors with a particular MT or region feed forward to determine its future interaction patterns is made much more real. Genuinely exciting.

      We thank the reviewer for their positive response to our work. We agree that it will be important to determine if the bCTT is subject to regulation similar to the aCTT. However, this will first require the development of sensors that report on the accessibility of the bCTT, which is a significant undertaking for future work.

      We also agree that it will be important to examine whether all tubulin isotypes behave equivalently in terms of exposure of the aCTT in response to conformational switching of the microtubule lattice.

      We thank the reviewer for the comment about local expansion of the microtubule lattice. We believe that Figure 3 does show that local binding of effectors can locally expand the lattice and locally expose the alpha-CTTs. We have added text to clarify this.

      Reviewer #2 (Public review):

      The unstructured α- and β-tubulin C-terminal tails (CTTs), which differ between tubulin isoforms, extend from the surface of the microtubule, are post-translationally modified, and help regulate the function of MAPs and motors. Their dynamics and extent of interactions with the microtubule lattice are not well understood. Hotta et al. explore this using a set of three distinct probes that bind to the CTTs of tyrosinated (native) α-tubulin. Under normal cellular conditions, these probes associate with microtubules only to a limited extent, but this binding can be enhanced by various manipulations thought to alter the tubulin lattice conformation (expanded or compact). These include small-molecule treatment (Taxol), changes in nucleotide state, and the binding of microtubule-associated proteins and motors. Overall, the authors conclude that microtubule lattice "expanders" promote probe binding, suggesting that the CTT is generally more accessible under these conditions. Consistent with this, detyrosination is enhanced. Mechanistically, molecular dynamics simulations indicate that the CTT may interact with the microtubule lattice at several sites, and that these interactions are affected by the tubulin nucleotide state.

      Strengths:

      Key strengths of the work include the use of three distinct probes that yield broadly consistent findings, and a wide variety of experimental manipulations (drugs, motors, MAPs) that collectively support the authors' conclusions, alongside a careful quantitative approach.

      Weaknesses:

      The challenges of studying the dynamics of a short, intrinsically disordered protein region within the complex environment of the cellular microtubule lattice, amid numerous other binders and regulators, should not be understated. While it is very plausible that the probes report on CTT accessibility as proposed, the possibility of confounding factors (e.g., effects on MAP or motor binding) cannot be ruled out. Sensitivity to the expression level clearly introduces additional complications. Likewise, for each individual "expander" or "compactor" manipulation, one must consider indirect consequences (e.g., masking of binding sites) in addition to direct effects on the lattice; however, this risk is mitigated by the collective observations all pointing in the same direction.

      The discussion does a good job of placing the findings in context and acknowledging relevant caveats and limitations. Overall, this study introduces an interesting and provocative concept, well supported by experimental data, and provides a strong foundation for future work. This will be a valuable contribution to the field.

      We thank the reviewer for their positive response to our work. We are encouraged that the reviewer feels that the Discussion section does a good job of putting the findings, challenges, and possibility of confounding factors and indirect effects in context. 

      Reviewer #3 (Public review):

      Summary:

      In this study, the authors investigate how the structural state of the microtubule lattice influences the accessibility of the α-tubulin C-terminal tail (CTT). By developing and applying new biosensors, they reveal that the tyrosinated CTT is largely inaccessible under normal conditions but becomes more accessible upon changes to the tubulin conformational state induced by taxol treatment, MAP expression, or GTP-hydrolysis-deficient tubulin. The combination of live imaging, biochemical assays, and simulations suggests that the lattice conformation regulates the exposure of the CTT, providing a potential mechanism for modulating interactions with microtubule-associated proteins. The work addresses a highly topical question in the microtubule field and proposes a new conceptual link between lattice spacing and tail accessibility for tubulin post-translational modification.

      Strengths:

      (1) The study targets a highly relevant and emerging topic-the structural plasticity of the microtubule lattice and its regulatory implications.

      (2) The biosensor design represents a methodological advance, enabling direct visualization of CTT accessibility in living cells.

      (3) Integration of imaging, biochemical assays, and simulations provides a multi-scale perspective on lattice regulation.

      (4) The conceptual framework proposed lattice conformation as a determinant of post-translational modification accessibility is novel and potentially impactful for understanding microtubule regulation.

      Weaknesses:

      There are a number of weaknesses in the paper, many of which can be addressed textually. Some of the supporting evidence is preliminary and would benefit from additional experimental validation and clearer presentation before the conclusions can be considered fully supported. In particular, the authors should directly test in vitro whether Taxol addition can induce lattice exchange (see comments below).

      We thank the reviewer for their positive response to our work. We have altered the text and provided additional experimental validation as requested (see below).

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) The resolution of the figures is insufficient.

      (2) The provision of scale bars is inconsistent and insufficient.

      (3) Figure 1E, the scale bar looks like an MT.

      (4) Figure 2C, what does the grey bar indicate?

      (5) Figure 2E, missing scale bar.

      (6) Figure 3 C, D, significance brackets misaligned.

      (7) Figure 3E, consider using the same alpha-beta tubulin / MT graphic as in Figure 1B.

      (8) Figure 5E, show cell boundaries for consistency?

      (9) Figure 6D, stray box above the y-axis.

      (11) Figure S3A, scale bar wrong unit again.

      (12) S3B "fixed" and mount missing scale bar in the inset.

      (13) S4 scale bars without scale, inconsistency in scale bars throughout all the figures.

      We apologize for issues with the figures. We have corrected all of the issues indicated by the reviewer.

      (10) Figure 6F, surprising that 300 mM KCL washes out rigor binding kinesin

      We thank the reviewer for this important point. To address the reviewer’s concern, we have added a new supplementary figure (new Figure 6 – Figure Supplement 1) which shows that the washing step removes strongly-bound (apo) KIF5C(1-560)-Halo<sup>554</sup> protein from the microtubules. In addition, we have made a correction to the Materials and Methods section noting that ATP was added in addition to the KCl in the wash buffer. We apologize for omitting this detail in the original submission. We also added text noting that the wash out step was based on Shima et al., 2018 where the observation chamber was washed with either 1 mM ATP and 300 mM K-Pipes or with 10 mM ATP and 500 mM K-Pipes buffer. In our case, the chamber was washed with 3 mM ATP and 300 mM KCl. It is likely that the addition of ATP facilitates the detachment of strongly-bound KIF5C.

      (14) Supplementary movie, please identify alpha and beta tubules for clarity. Please identify residues lighting up in interaction sites 1,2 & 3.

      Thank you for the suggestions. We have made the requested changes to the movie.

      Reviewer #2 (Recommendations for the authors):

      There appear to have been some minor issues (perhaps with .pdf conversion) that leave some text and images pixelated in the .pdf provided, alongside some slightly jarring text and image positioning (e.g., Figure 5E panels). The authors should carefully look at the figures to ensure that they are presented in the clearest way possible.

      We apologize for these issues with the figures. We have reviewed the figures carefully to ensure that they are presented in the clearest way possible.

      The authors might consider providing a more definitive structural description of compact vs expanded lattice, highlighting what specific parameters are generally thought to change and by what magnitude. Do these differ between taxol-mediated expansion or the effects of MAPs?

      Thank you for the suggestion. We have added additional information to the Introduction section.

      Reviewer #3 (Recommendations for the authors):

      (1) Figure 1 should include a schematic overview of all constructs used in the study. A clear illustration showing the probe design, including the origin and function of each component (e.g., tags, domains), would improve clarity.

      Thank you for the suggestion. We have added new illustrations to Figure 1 showing the origin and design (including domains and tags) of each probe.

      (2) Add Western blot data for the 4×CAP-Gly construct to Figure 1C for completeness.

      We thank the reviewer for this suggestion. We carried out a far-western blot using the purified 4xCAPGly-mEGFP protein to probe GST-Y, GST-DY, and GST-DC2 proteins (new Figure 1 – Figure Supplement 1C). We note that some bleed-through signal can be seen in the lanes containing GST-ΔY and GST-ΔC2 protein due to the imaging requirements and exposure needed to visualize the 4xCAPGly-mEGFP protein. Nevertheless, the blot shows that the purified CAPGly sensor specifically recognizes the native (tyrosinated) CTT sequence of TUBA1A.

      (3) Essential background information on the CAP-Gly domain, SXIP motif, and EB proteins is missing from the Introduction. These concepts appear abruptly in the Results and should be properly introduced.

      Thank you for the suggestion. We have added additional information to the Introduction section about the CAP-Gly domain. However, we feel that introducing the SXIP motif and EB proteins at this point would detract from the flow of the Introduction and we have elected to retain this information in the Results section when we detail development of the 4xCAPGly probe.

      (4) In Figure 2E, it remains possible that the CAP-Gly domain displacement simply follows the displacement of EB proteins. An experiment comparing EB protein localization upon Taxol treatment would clarify this relationship.

      We thank the reviewer for raising this important point. To address the reviewer’s concern, we utilized HeLa cells stably expressing EB3-GFP. We performed live-cell imaging before and after Taxol addition (new Figure 2 – Figure Supplement 1C). EB3-EGFP was lost from the microtubule plus ends within minutes and did not localize to the now-expanded lattice.

      (5) Statements such as "significantly increased" (e.g., line 195) should be replaced with quantitative information (e.g., "1.5-fold increase").

      We have made the suggested changes to the text.

      (6) Phrases like "became accessible" should be revised to "became more accessible," as the observed changes are relative, not absolute. The current wording implies a binary shift, whereas the data show a modest (~1.5-fold) increase.

      We have made the suggested changes to the text.

      (7) Similarly, at line 209, the terms "minimally accessible" versus "accessible" should be rephrased to reflect the small relative change observed; saturation of accessibility is not demonstrated.

      We have made the suggested changes to the text.

      (8) Statements that MAP7 "expands the lattice" (line 222) should be made cautiously; to my knowledge, that has not been clearly established in the literature.

      We thank the reviewer for this important comment. We have added text indicating that MAP7’s ability to induce or presence an expanded lattice has not been clearly established.

      (9) In Figures 3 and 4, the overexpression of MAP7 results in a strikingly peripheral microtubule network. Why is there this unusual morphology?

      The reviewer raises an interesting question. We are not sure why the overexpression of MAP7 results in a strikingly peripheral microtubule network but we suspect this is unique to the HeLa cells we are using. We have observed a more uniform MAP7 localization in other cell types [e.g. COS-7 cells (Tymanskyj et al. 2018), consistent with the literature [e.g. BEAS-2B cells (Shen and Ori-McKenney 2024), HeLa cells (Hooikaas et al. 2019)].

      (10) In Supplementary Figure 5C, the Western blot of detyrosination levels is inconsistent with the text. Untreated cells appear to have higher detyrosination than both wild-type and E254A-overexpressing cells. Do you have any explanation?

      We thank the reviewer for this important comment. We do not have an explanation at this point but plan to revisit this experiment. Unfortunately, the authors who carried out this work recently moved to a new institution and it will be several months before they are able to get the cell lines going and repeat the experiment. We thus elected to remove what was Supp Fig 5C until we can revisit the results. We believe that the important results are in what is now Figure 5 - Figure Supplement 1A,B which shows that the expression levels of the WT and E254E proteins are similar to each other.

      (11) The image analysis method in Figures 5B and 5D requires clarification. It appears that "density" was calculated from skeletonized probe length over total area, potentially using a strict intensity threshold. It looks like low-intensity binding has been excluded; otherwise, the density would be the same from the images. If so, this should be stated explicitly. A more appropriate analysis might skeletonize and integrate total fluorescence intensity relative to the overall microtubule network.

      We have added additional information to the Materials and Methods section to clarify the image analysis. We appreciate the reviewer’s valuable feedback and the suggestion to use the integrated total fluorescence intensity, which is a theoretically sound approach. While we agree that integrated intensity is a valid metric for specific applications, its appropriate use depends on two main preconditions:

      (1) Consistent microscopy image acquisition conditions.

      (2) Consistent probe expression levels across all cells and experiments.

      We successfully maintained consistent image acquisition conditions (e.g., exposure time) throughout the experiment. However, despite generating a stably-expressing sensor cell lines to minimize variation, there remains an inherent, biological variability in probe expression levels between individual cells. Integrated intensity is highly susceptible to this cell-to-cell variability. Relying on it would lead to a systematic error where differences in the total amount of expressed probe would be mistaken for differences in Y-aCTT accessibility.

      The density metric (skeletonized probe length / total cell area) was deliberately chosen as it serves as a geometric measure rather than an intensity-based normalization. The density metric quantifies the proportion of the microtubule network that is occupied by Y-aCTT-labeled structures, independent of fluorescence intensity. Thus, the density metric provides a more robust and interpretable measure of Y-aCTT accessibility under the variable expression conditions inherent to our experimental system. Therefore, we believe that this geometric approach represents the most appropriate analysis for our image dataset.

      (12) In Figure 5D, the fold-change data are difficult to interpret due to the compressed scale. Replotting is recommended. The text should also discuss the relative fold changes between E254A and Taxol conditions, Figure 2H.

      We appreciate the reviewer's insightful comment. We agree that the presence of significant outliers led to a compressed Y-axis scale in Figure 5D, obscuring the clear difference between the WT-tubulin and E254A-tubulin groups. As suggested, we have replotted Figure 5D using a broken Y-axis to effectively expand the relevant lower range of the data while still accurately representing all data points, including the outliers. We believe that the revised graph significantly enhances the clarity and interpretability of these results. For Figure 2, we have added the relative fold changes to the text as requested.

      (13) Figure 6. The authors should directly test in vitro whether Taxol addition can induce lattice exchange, for example, by adding Taxol to GDP-microtubules and monitoring probe binding. Including such an assay would provide critical mechanistic evidence and substantially strengthen the conclusions. I was waiting for this experiment since Figure 2.

      We thank the reviewer for this suggestion. As suggested, we generated GDP-MTs from HeLa tubulin and added it to two flow chambers. We then flowed in the YL1/2<sup>Fab</sup>-EGFP probe into the chambers in the presence of DMSO (vehicle control) or Taxol. Static images were taken and the fluorescence intensity of the probe on microtubules in each chamber was quantified. There was a slight but not statistically significant difference in probe binding between control and Taxol-treated GDP-MTs (Author response image 1). While disappointing, these results underscore our conclusion (Discussion section) that microtubule assembly in vitro may not produce a lattice state resembling that in cells, either due to differences in protofilament number and/or buffer conditions and/or the lack of MAPs during polymerization.

      Author response image 1.

      References

      Hooikaas, P. J., Martin, M., Muhlethaler, T., Kuijntjes, G. J., Peeters, C. A. E., Katrukha, E. A., Ferrari, L., Stucchi, R., Verhagen, D. G. F., van Riel, W. E., Grigoriev, I., Altelaar, A. F. M., Hoogenraad, C. C., Rudiger, S. G. D., Steinmetz, M. O., Kapitein, L. C. and Akhmanova, A. (2019). MAP7 family proteins regulate kinesin-1 recruitment and activation. J Cell Biol, 218, 1298-1318.

      Shen, Y. and Ori-McKenney, K. M. (2024). Microtubule-associated protein MAP7 promotes tubulin posttranslational modifications and cargo transport to enable osmotic adaptation. Dev Cell, 59, 1553-1570.

      Tymanskyj, S. R., Yang, B. H., Verhey, K. J. and Ma, L. (2018). MAP7 regulates axon morphogenesis by recruiting kinesin-1 to microtubules and modulating organelle transport. Elife, 7.

    1. eLife Assessment

      In this important study, the authors conducted extensive sets of computational and investigations of the mechanism of cholesterol transport in the smoothened (SMO) protein. The computational component integrated multiple state-of-the-art approaches such as adaptive sampling, free energy simulations, and Markov state modeling, providing compelling support for the proposed mechanistic model, which is further validated with solid experimental mutagenesis data.

    2. Reviewer #1 (Public review):

      Summary:

      This manuscript uses primarily simulation tools to probe the pathway of cholesterol transport with the smoothened (SMO) protein. The pathway to the protein and within SMO is clearly discovered and interactions deemed important are tested experimentally to validate the model predictions.

      Strengths:

      The authors have clearly demonstrated how cholesterol might go from the membrane through SMO for the inner and outer leaflets of a symmetrical membrane model. The free energy profiles, structural conformations and cholesterol-residue interactions are clearly described.

      Weaknesses:

      None. I find the revised manuscript strong and the work should be published.

    3. Reviewer #2 (Public review):

      Summary:

      In this work, the authors applied a range of computational methods to probe the translocation of cholesterol through the Smoothened receptor. They test whether cholesterol is more likely to enter the receptor straight from the outer leaflet of membrane or via a binding pathway in the inner leaflet first. Their data reveal that both pathways are plausible but that the free energy barriers of pathway 1 is lower suggesting this route is preferable. They also probe the pathway of cholesterol transport from the transmembrane region to the cysteine-rich domain (CRD).

      Strengths:

      A wide range of computational techniques are used, including potential of mean force calculations, adaptative sampling, dimensionality reduction using tICA, and MSM modelling. These are all applied in a rigorous manner and the data are very convincing. The computational work is an exemplar of a well-carried out study.

      Their computational predictions are experimentally supported using mutagenesis, with an excellent agreement between their PMF and mRNA fold change data.

      The data are described clearly and coherently, with excellent use of figures. They combine their findings into a mechanism for cholesterol transport, which on the whole seems sound.

      Their methods are described well, and much of their analysis methods have been made available via GitHub, which is an additional strength.

    4. Reviewer #3 (Public review):

      This manuscript presents a study combining molecular dynamics simulations and Hedgehog (Hh) pathway assays to investigate cholesterol translocation pathways to Smoothened (SMO), a G protein-coupled receptor central to Hedgehog signal transduction. The authors identify and characterize two putative cholesterol access routes to the transmembrane domain (TMD) of SMO and propose a model whereby cholesterol traverses through the TMD to the cysteine-rich domain (CRD), which is presented as the primary site of SMO activation.

      The MD simulations and biochemical experiments are carefully executed and provide useful data.

      Comments on revisions:

      I appreciate the authors' detailed response and the substantial revisions made to the manuscript. The changes addressing Comments 3.1-3.5 have significantly improved the balance and framing of the work, and my primary concerns regarding overstatement and selective interpretation have been satisfactorily addressed.

      The authors' rebuttal to my initial review includes extended argumentation regarding specific interpretations of prior studies and broader models of SMO regulation. These issues represent longstanding differences in interpretation that have already been discussed extensively in the literature and are not essential to evaluating the quality or conclusions of the present study.

      For readers seeking a comprehensive and balanced overview of cholesterol-dependent SMO activation that integrates both CRD- and TMD-centered models, I would point to recent review articles (e.g., Zhang and Beachy, Nat Rev Mol Cell Biol2023). I do not feel it is productive to rehash these debates further in the context of this review, and I have no additional substantive concerns with the revised manuscript.

    5. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      This manuscript uses primarily simulation tools to probe the pathway of cholesterol transport with the smoothened (SMO) protein. The pathway to the protein and within SMO is clearly discovered, and interactions deemed important are tested experimentally to validate the model predictions.

      Strengths:

      The authors have clearly demonstrated how cholesterol might go from the membrane through SMO for the inner and outer leaflets of a symmetrical membrane model. The free energy profiles, structural conformations, and cholesterol-residue interactions are clearly described.

      We thank the reviewer for their kind words.

      (1) Membrane Model: The authors decided to use a rather simple symmetric membrane with just cholesterol, POPC, and PSM at the same concentration for the inner and outer leaflets. This is not representative of asymmetry known to exist in plasma membranes (SM only in the outer leaflet and more cholesterol in this leaflet). This may also be important to the free energy pathway into SMO. Moreover, PE and anionic lipids are present in the inner leaflet and are ignored. While I am not requesting new simulations, I would suggest that the authors should clearly state that their model does not consider lipid concentration leaflet asymmetry, which might play an important role.

      We thank the reviewer for their comment. Membrane asymmetry is inherent in endogenous systems; we acknowledge that as a limitation of our current model. We have addressed the comment by adding this limitation to our discussion in the manuscript.

      Added lines: (End of paragraph 6, Results subsection 2):

      “One possibility that might alter the thermodynamic barriers is native membrane asymmetry, particularly the anionic lipid-rich inner leaflet. This presents as a limitation of our current model.”

      (2) Statistical comparison of barriers: The barriers for pathways 1 and 2 are compared in the text, suggesting that pathway 2 has a slightly higher barrier than pathway 1. However, are these statistically different? If so, the authors should state the p-value. If not, then the text in the manuscript should not state that one pathway is preferred over the other.

      We thank the reviewer for their comment. We have added statistical t-tests for the barriers.

      Changes made: (Paragraph 6, Results subsection 2)

      “However, we also observe that pathway 1 shows a lower thermodynamic barrier (5.8 ± 0.7 kcal/mol v/s 6.5 ± 0.8 kcal/mol, p = 0.0013)”

      (3) Barrier of cholesterol (reasoning): The authors on page 7 argue that there is an enthalpy barrier between the membrane and SMO due to the change in environment. However, cholesterol lies in the membrane with its hydroxyl interacting with the hydrophilic part of the membrane and the other parts in the hydrophobic part. How is the SMO surface any different? It has both characteristics and is likely balanced similarly to uptake cholesterol. Unless this can be better quantified, I would suggest that this logic be removed.

      We thank the reviewer for this suggestion. We have removed the line to avoid confusion.

      Reviewer #2 (Public review):

      Summary:

      In this work, the authors applied a range of computational methods to probe the translocation of cholesterol through the Smoothened receptor. They test whether cholesterol is more likely to enter the receptor straight from the outer leaflet of the membrane or via a binding pathway in the inner leaflet first. Their data reveal that both pathways are plausible but that the free energy barriers of pathway 1 are lower, suggesting this route is preferable. They also probe the pathway of cholesterol transport from the transmembrane region to the cysteine-rich domain (CRD).

      Strengths:

      (1) A wide range of computational techniques is used, including potential of mean force calculations, adaptive sampling, dimensionality reduction using tICA, and MSM modelling. These are all applied rigorously, and the data are very convincing. The computational work is an exemplar of a well-carried out study.

      (2) The computational predictions are experimentally supported using mutagenesis, with an excellent agreement between their PMF and mRNA fold change data.

      (3) The data are described clearly and coherently, with excellent use of figures. They combine their findings into a mechanism for cholesterol transport, which on the whole seems sound.

      (4) The methods are described well, and many of their analysis methods have been made available via GitHub, which is an additional strength.

      Weaknesses:

      (1) Some of the data could be presented a little more clearly. In particular, Figure 7 needs additional annotation to be interpretable. Can the position of the cholesterol be shown on the graph so that we can see the diameter change more clearly?

      We thank the reviewer for this suggestion. We have added the cholesterol positions as requested.

      Changes made: (Caption, Figure 7)

      “The tunnel profile during cholesterol translocation in SMO. (a) Free energy plot of the zcoordinate v/s the tunnel diameter when cholesterol is present in the core TMD. The tunnel shows a spike in the radius in the TMD domain, indicating the presence of a cholesterol-accommodating cavity. (b) Representative figure for the tunnel when a cholesterol molecule is in the TMD. (c) Same as (a), when cholesterol is at the TMD-CRD interface. (e) same as (b), when cholesterol is at the TMD-CRD interface. (e) same as (a), when cholesterol is at the CRD binding site. (f) same as (b), when cholesterol is at the CRD binding site. Tunnel diameters shown as spheres. Cholesterol positions marked on plots using dotted lines. All snapshots presented are frames taken from MD simulations.”

      (2) In Figure 3C, it doesn’t look like the Met is constricting the tunnel at all. What residue is constricting the tunnel here? Can we see the Ala and Met panels from the same angle to compare the landscapes? Or does the mutation significantly change the tunnel? Why not A283 to a bulkier residue? Finally, the legend says that the figure shows that cholesterol can still pass this residue, but it doesn’t really show this. Perhaps if the HOLE graph was plotted, we could see the narrowest point of the tunnel and compare it to the size of cholesterol.

      We thank the reviewer for this suggestion. A283 was mutated to methionine as it presents with a longer heavy tail containing sulfur. We have plotted the tunnel radii for both WT and A283M mutants and added them as a supplemental figure. As shown in the figure, the presence of methionine doesn’t completely block the tunnel, but occludes it, thereby increasing the barrier for cholesterol transport slightly.

      Changes made: (End of Results subsection 1)

      “When we calculated the PMF for cholesterol entry, A<sup>2.60f</sup>M mutant showed restricted tunnel but it did not fully block the tunnel (Figure 3—figure Supplement 3).”

      (3) The PMF axis in 3b and d confused me for a bit. Looking at the Supplementary data, it’s clear that, e.g., the F455I change increases the energy barrier for chol entering the receptor. But in 3d this is shown as a -ve change, i.e., favourable. This seems the wrong way around for me. Either switch the sign or make this clearer in the legend, please.

      We thank the reviewer for this suggestion. We measured ∆PMF as PMF<sub>WT</sub> PMF<sub>mutant</sub>, hence the negative values. We have added additional text to the legend to clarify this.

      Changes made: (Caption, Figure 3)

      “(b) ∆Gli1 mRNA fold change (high SHH vs untreated) and ∆ PMF (difference of peak PMF , calculated as PMF<sub>WT</sub> - PMF<sub>mutant</sub>) plotted for the mutants in Pathway 1. (c) Example mutant A<sup>2_._60f</sup>M shows that cholesterol can enter SMO through Pathway 1 even on a bulky mutation. (d) Same as (b) but for Pathway 2 (e) Example mutant L<sup>5.62f</sup>A shows that cholesterol can enter SMO through Pathway 2 due to lesser steric hindrance. All snapshots presented are frames taken from MD simulations.”

      Changes made: (Caption, Figure 6)

      “(b) ∆Gli1 mRNA fold change (high SHH vs untreated) and ∆ PMF (difference of peak PMF, calculated as PMF<sub>WT</sub> - PMF<sub>mutant</sub>) plotted for mutants along the TMD-CRD pathway. (c, d) Example mutants Y<sup>LD</sup>A and F<sup>5.65f</sup>A show that cholesterol is unable to translocate through this pathway because of the loss of crucial hydrophobic contacts provided by Y207 and F484 and along the solvent-exposed pathway.”

      (4) The impact of G280V is put down to a decrease in flexibility, but it could also be a steric hindrance. This should be discussed.

      We thank the reviewer for this suggestion. We have added it as a possible mechanism of the decrease in activity of SMO.

      Changes made: (Paragraph 5, Results subsection 1)

      “We mutated G280<sup>2.57f</sup>  to valine - G<sup>2.57f</sup>V to test whether reducing the flexibility of TM2 prevents cholesterol entry into the TMD. Consequently, the activity of mSMO showed a decrease. However, this decrease could also be attributed to steric hindrance added by the presence of a bulky propyl group in valine.”

      (5) Are the reported energy barriers of the two pathways (5.8plus minus0.7 and 6.5plus minus0.8 kcal/mol) significantly and/or substantially different enough to favour one over the other? This could be discussed in the manuscript.

      We thank the reviewer for this suggestion. We have added statistical t-tests for the barriers.

      Changes made: (Paragraph 6, Results subsection 2)

      “However, we also observe that pathway 1 shows a lower thermodynamic barrier (5.8 ± 0.7 kcal/mol v/s 6.5 ± 0.8 kcal/mol, p = 0.001)”

      (6) Are the energy barriers consistent with a passive diffusion-driven process? It feels like, without a source of free energy input (e.g., ion or ATP), these barriers would be difficult to overcome. This could be discussed.

      We thank the reviewer for this suggestion. We have added a discussion to further clarify this point.

      Discussion: (Paragraph 6, Results subsection 2)

      “These values are comparable to ATP-Binding Cassette (ABC) transporters of membrane lipids, which use ATP hydrolysis (-7.54 ± 0.3 kcal/mol) (Meurer et al., 2017) to drive lipid transport from the membrane to an extracellular acceptor. Some of these transporters share the same mechanism as SMO, where the lipid from the inner leaflet is flipped and transported to the extracellular acceptor protein (Tarling et al., 2013). Additionally, for secondary active transporters that do not use ATP for the transport of substrates, a thermodynamic barrier of 5-6 kcal/mol has been reported in literature. (Chan et al., 2022; Selvam et al., 2019; McComas et al., 2023; Thangapandian et al., 2025).”

      (7) Regarding the kinetics from MSM, it is stated that the values seen here are similar to MFS transporters, but this then references another MSM study. A comparison to experimental values would support this section a lot.

      We thank the reviewer for this suggestion. We have added a discussion discussing millisecond-scale timescales measured for MFS transporters.

      Changes made: (Paragraph 2, Results subsection 5)

      “These timescales are comparable to the substrate transport timescales of Major Facilitator Superfamily (MFS) transporters (Chan et al., 2022). Furthermore, several experimental studies have also resolved the millisecond-scale kinetics of MFS transporters (Blodgett and Carruthers, 2005; Körner et al., 2024; Bazzone et al., 2022; Smirnova et al., 2014; Zhu et al., 2019), further corroborating the results from our study.”

      Reviewer #2 (Recommendations for the authors):

      (1) The heatmaps in Figures 2a and 4a are great. On these, an arrow denotes what looks like a minimum energy path. Is it possible to see this plotted, as this might show the height of the energy barriers more clearly?

      We thank the reviewer for this suggestion. We have computed the minimum energy paths for both pathways and presented them in a supplementary figure.

      Added lines: (Paragraph 4, Results subsection 1):

      For further clarity, we have plotted the minimum energy path taken by cholesterol as it translocates along this pathway (Figure 2—figure Supplement 3)a,b)

      Added lines: (Paragraph 4, Results subsection 2):

      For further clarity, we have plotted the minimum energy path taken by cholesterol as it translocates along this pathway (Figure 2—figure Supplement 3)c,d)

      (2) The tiCA data in S15 is first referred to on line 137, but the technique isn’t introduced until line 222. This makes understanding the data a little confusing. Reordering this might improve readability.

      We thank the reviewer for this suggestion. We have reordered the text to make it clearer.

      Changes made: (Paragraph 2, Results subsection 1) This provides evidence for multiple stable poses along the pathway as observed in the multiple stable poses of cholesterol in Cryo-EM structures of SMO bound to sterols (Deshpande et al., 2019; Qi et al., 2019b, 2020). A reliable estimate of the barriers comes from using the time-lagged Independent Components (tICs), which project the entire dataset along the slowest kinetic degrees of freedom. Overall, the highest barrier along Pathway 1 is ∼ 5.8 ± 0.7 kcal/mol, and it is associated with the entry of cholesterol into the TMD (Figure 2—Figure Supplement 2).

      Changes made: (Paragraph 3, Results subsection 2)

      “On plotting the first two components of tICs, (Figure 2—Figure Supplement 2), we observe that the energetic barrier between η and θ is ∼6.5 ± 0.8 kcal/mol.”

      (3) Missing bracket on line 577.

      We thank the reviewer for this suggestion. The typo has been fixed.

      (4) Line 577: Fig. S2nd?

      We thank the reviewer for this suggestion. This typo has been fixed.

      Reviewer #3 (Public review):

      Summary:

      This manuscript presents a study combining molecular dynamics simulations and Hedgehog (Hh) pathway assays to investigate cholesterol translocation pathways to Smoothened (SMO), a G protein-coupled receptor central to Hedgehog signal transduction. The authors identify and characterize two putative cholesterol access routes to the transmembrane domain (TMD) of SMO and propose a model whereby cholesterol traverses through the TMD to the cysteine-rich domain (CRD), which is presented as the primary site of SMO activation. The MD simulations and biochemical experiments are carefully executed and provide useful data.

      Weaknesses:

      However, the manuscript is significantly weakened by a narrow and selective interpretation of the literature, overstatement of certain conclusions, and a lack of appropriate engagement with alternative models that are well-supported by published data-including data from prior work by several of the coauthors of this manuscript. In its current form, the manuscript gives a biased impression of the field and overemphasizes the role of the CRD in cholesterol-mediated SMO activation. Below, I provide specific points where revisions are needed to ensure a more accurate and comprehensive treatment of the biology.

      (1) Overstatement of the CRD as the Orthosteric Site of SMO Activation

      The manuscript repeatedly implies or states that the CRD is the orthosteric site of SMO activation, without adequate acknowledgment of alternative models. To give just a few examples (of many in this manuscript):

      (a) “PTCH is proposed to modulate the Hh signal by decreasing the ability of membrane cholesterol to access SMO’s extracellular cysteine-rich domain (CRD)” (p. 3).

      (b) “In recent years, there has been a vigorous debate on the orthosteric site of SMO” (p. 3).

      (c) “cholesterol must travel through the SMO TMD to reach the orthosteric site in the CRD” (p. 4).

      (d) “we observe cholesterol moving along TM6 to the TMD-CRD interface (common pathway, Fig. 1d) to access the orthosteric binding site in the CRD” (p. 6).

      While the second quote in this list at least acknowledges a debate, the surrounding text suggests that this debate has been entirely resolved in favor of the CRD model. This is misleading and not reflective of the views of other investigators in the field (see, for example, a recent comprehensive review from Zhang and Beachy, Nature Reviews Molecular and Cell Biology 2023, which makes the point that both the CRD and 7TM sites are critical for cholesterol activation of SMO as well as PTCH-mediated regulation of SMO-cholesterol interactions).

      In contrast, a large body of literature supports a dual-site model in which both the CRD and the TMD are bona fide cholesterol-binding sites essential for SMO activation. Examples include:

      (a) Byrne et al., Nature 2016: point mutation of the CRD cholesterol binding site impairs-but does not abolish-SMO activation by cholesterol (SMO D99A, Y134F, and combination mutants - Fig 3 of the 2016 study).

      (b) Myers et al., Dev Cell 2013 and PNAS 2017: CRD deletion mutants retain responsiveness to PTCH regulation and cholesterol mimetics (similar Hh responsiveness of a CRD deletion mutant is also observed in Fig. 4 Byrne et al, Nature 2016).

      (c) Deshpande et al., Nature 2019: mutation of residues in the TMD cholesterol binding site blocks SMO activation entirely, strongly implicating the TMD as a required site, in contrast to the partial effects of mutating or deleting the CRD site.

      Qi et al., Nature 2019, and Deshpande et al., Nature 2019, both reported cholesterol binding at the TMD site based on high-resolution structural data. Oddly, Deshpande et al., Nature 2019, is not cited in the discussion of TMD binding on p. 3, despite being one of the first papers to describe cholesterol in the TMD site and its necessity for activation (the authors only cite it regarding activation of SMO by synthetic small molecules).

      Kinnebrew et al., Sci Adv 2022 report that CRD deletion abolished PTCH regulation, which is seemingly at odds with several studies above (e.g., Byrne et al, Nature 2016; Myers et al, Dev Cell 2013); but this difference may reflect the use of an N-terminal GFP fusion to SMO in the Kinnebrew et al 2022, which could alter SMO activation properties by sterically hindering activation at the TMD site by cholesterol (but not synthetic SMO agonists like SAG); in contrast, the earlier work by Byrne et al is not subject to this caveat because it used an untagged, unmodified form of SMO.

      Although overexpression of PTCH1 and SMO (wild-type or mutant) has been noted as a caveat in studies of CRD-independent SMO activation by cholesterol, this reviewer points out that several of the studies listed above include experiments with endogenous PTCH1 and low-level SMO expression, demonstrating that SMO can clearly undergo activation by cholesterol (as well as regulation by PTCH1) in a manner that does not require the CRD.

      Recommendation: The authors should revise the manuscript to provide a more balanced overview of the field and explicitly acknowledge that the CRD is not the sole activation site. Instead, a dual-site model is more consistent with available structural, mutational, and functional data. In addition, the authors should reframe their interpretation of their MD studies to reflect this broader and more accurate view of how cholesterol binds and activates SMO.

      We thank the reviewer for this comprehensive overview of the existing literature. We agree that cholesterol binding to both the TMD and CRD sites is required for full activation of SMO. As described below in responses to comments, we have made changes to the manuscript to make this point clear. For instance, in the revised manuscript, we refrain from calling the CRD cholesterol binding site the “orthosteric site”. Instead, we highlight that the goal of the manuscript is not to resolve the debate over whether the TMD or CRD site is more important for PTCH1 regulation by SMO but rather to use molecular dynamics to understand the fascinating question of how cholesterol in the membrane can reach the CRD, located at a significant distance above the outer leaflet of the membrane. We believe that this is an important goal since there is an abundance of evidence that supports the view that PTCH1 inhibits SMO by reducing cholesterol access to the CRD. This evidence is now summarized succinctly in the introduction:

      Changes made: (Paragraph 4, Introduction)

      “While cholesterol binding to both the TMD and CRD sites is required for full SMO activation, our work focuses on how cholesterol gains access to the CRD site, perched above the outer leaflet of the membrane (Luchetti et al., 2016; Kinnebrew et al., 2022). Multiple lines of evidence suggest that PTCH1-regulated cholesterol binding to the CRD plays an instructive role in SMO regulation both in cells and animals. Mutations in residues predicted to make hydrogen bonds with the hydroxyl group of cholesterol bound to the CRD reduced both the potency and efficacy of SHH in cellular signaling assays (Kinnebrew et al., 2022; Byrne et al., 2016) and, more importantly, eliminated HH signaling in mouse embryos (Xiao et al., 2017). Experiments using both covalent and photocrosslinkable sterol probes in live cells directly show that PTCH1 activity reduces sterol access to the CRD (Kinnebrew et al., 2022; Xiao et al., 2017). Notably, our simulations evaluate a path of cholesterol translocation that includes both the TMD and CRD sites: cholesterol first enters the 7-transmembrane domain bundle from the membrane; it then engages the TMD site before continuing along a conduit to the CRD site. Thus, we analyze translocation energetics and residue-level contacts along a path that includes both the TMD and the CRD.”

      However, Reviewer 3 makes several comments below that are biased, inaccurate, or selective. We feel it is important to address these so readers can approach the literature from a balanced perspective. Indeed, the eLife review forum provides an ideal venue to present contrasting views on a scientific model. We encourage the editors to publish both Reviewer 3’s comments and our response in full so readers can read the original papers and reach their own conclusions. It is important to note these issues are not relevant to the quality of the computational and experimental data presented in this paper.

      We have now removed the term “orthosteric” to describe the CRD site throughout the paper and clearly state in the introduction that “both the CRD and TMD sites are required for SMO activation” but that our focus is on how cholesterol moves from the membrane to the CRD site. There is no doubt that cholesterol binding to the CRD plays a key role in SMO activation– our focus on this path is justified and does not devalue the importance of the TMD site. Our prior models (see Figure 7 of Kinnebrew 2022 explicitly include contributions of both sites).

      Now we respond to some of the concerns outlined, individually:

      (1) Byrne et al., Nature 2016: point mutation of the CRD cholesterol binding site impairs-but does not abolish-SMO activation by cholesterol (SMO D99A, Y134F, and combination mutants - Fig 3 of the 2016 study)

      The fact that a point mutation dramatically diminishes (but does not abolish signaling) does not mean that the CRD cholesterol binding site is not important for SMO regulation. Indeed, the reviewer fails to mention that Song et. al. (Molecular Cell, 2017) found that a SMO protein carrying a subtle mutation at D99 (D95/99N, a residue that makes a hydrogen bond with the cholesterol hydroxyl) completely abolishes SMO signaling in mouse embryos. Thus, the CRD site is critical for SMO activation in an intact animal, justifying our focus on evaluating the path of cholesterol translocation to the CRD site.

      (2) Myers et al., Dev Cell 2013 and PNAS 2017: CRD deletion mutants retain responsiveness to PTCH regulation and cholesterol mimetics (similar Hh responsiveness of a CRD deletion mutant is also observed in Fig 4 Byrne et al, Nature 2016).

      The Reviewer fails to note that CRD-deleted versions of SMO have markedly (>10-fold) higher basal (i.e. ligand-independent) activity compared to full-length SMO. The response to SHH is minimal (∼2-fold), compared to >50-100-fold with full-length SMO. Thus, CRD-deleted SMO is likely in a non-native conformation. Local changes in cholesterol accessibility caused by PTCH1 inactivation or cholesterol loading can cause small fluctuations in delta-CRD activity, but this cannot be used to infer meaningful insights about how native, full-length SMO (with >10-fold lower basal activity) is regulated. We encourage the reviewer to read our previous paper (Kinnebrew et. al. 2022), which presents a unified view of how the TMD and CRD sites together regulate SMO activation.

      A more physiological experiment, reported in Kinnebrew et. al. 2022, tested mutations in residues that make hydrogen bonds with cholesterol at the CRD and TMD sites in the context of full-length SMO. These mutants were stably expressed at moderate levels in Smo<sup>−/−</sup> cells. Mutations at the CRD site reduced the fold-increase in signaling output in response to SHH, as would be expected for a PTCH1-regulated site. In contrast, analogous mutations in the TMD site reduced the magnitude of both basal and maximal signaling, without affecting the fold-change in response to SHH. In signaling assays, the key parameter in evaluating the impact of a mutation is whether it impacts the change in output in response to a signal (in this case PTCH1 inactivation by SHH). A mutation in SMO that affects PTCH1 regulation is expected to decrease the fold-change in signaling in response to SHH, a criterion that is fulfilled by mutations in the CRD site. Accordingly, mutations in the CRD site abolish SMO signaling in mouse embryos (Xiao et al., 2017).

      (3) Deshpande et al., Nature 2019: mutation of residues in the TMD cholesterol binding site blocks SMO activation entirely, strongly implicating the TMD as a required site, in contrast to the partial effects of mutating or deleting the CRD site.

      Introduction of bulky mutations at the TMD site (V333F) that abolish SMO activity were first reported by Byrne et. al. 2016 and were used to markedly increase the stability of SMO for protein expression. These mutations indeed stabilize the inactive state of SMO, increasing protein abundance and completely preventing its localization at primary cilia. SMO variants carrying such bulky mutations cannot be used to infer the importance of the TMD site since they do not distinguish between the following possibilities: (1) SMO is inactive because the sterol cannot bind, or (2) SMO is inactive because it is locked in an inactive conformation, or (3) SMO is inactive because it cannot localize to primary cilia (where it must be localized to activate downstream signaling).

      As described in Response 3.3, a better evaluation of the importance of the TMD site is the use of mutations in residues that make hydrogen bonds with the hydroxyl group of TMD cholesterol. These mutations do not markedly increase protein stability or prevent ciliary localization (Kinnebrew 2022, Fig.S2). While a TMD site mutation decreases the magnitude of maximal (and basal) SMO signaling, it does not impact the fold-increase in signal output in response to Hh ligands (the key parameter that should be used to evaluate PTCH1 activity).

      (4) Qi et al., Nature 2019, and Deshpande et al., Nature 2019, both reported cholesterol binding at the TMD site based on high-resolution structural data. Oddly, Deshpande et al., Nature 2019 not cited in the discussion of TMD binding on p. 3, despite being one of the first papers to describe cholesterol in the TMD site and its necessity for activation (the authors only cite it regarding activation of SMO by synthetic small molecules)

      The reference has now been added at this location in the manuscript.

      (5) Kinnebrew et al., Sci Adv 2022 report that CRD deletion abolished PTCH regulation, which is seemingly at odds with several studies above (e.g., Byrne et al, Nature 2016; Myers et al, Dev Cell 2013); but this difference may reflect the use of an N-terminal GFP fusion to SMO in the Kinnebrew et al 2022, which could alter SMO activation properties by sterically hindering activation at the TMD site by cholesterol (but not synthetic SMO agonists like SAG); in contrast, the earlier work by Byrne et al is not subject to this caveat because it used an untagged, unmodified form of SMO.

      The reviewer fails to note that CRD deleted versions of SMO have markedly (>10-fold) higher basal activity than full-length SMO. The response to SHH is minimal (∼2fold), compared to >50-fold with full-length SMO. Thus, CRD-deleted SMO is likely in a non-native conformation. Local changes in cholesterol accessibility caused by PTCH1 inactivation or cholesterol loading can cause small fluctuations in delta-CRD activity, but this cannot be used to infer meaningful insights about how native, full-length SMO (with >10-fold lower basal activity) is regulated. Please see Response 3.3 for further details.

      Reviewer 3 presents an incomplete picture of the extensive experiments reported in Kinnebrew et. al. to establish the functionality of YFP-tagged delta-CRD SMO. Most importantly, a TMDselective sterol analog (KK174) can fully activate YFP-tagged delta-CRD, showing conclusively that the YFP fusion does not block sterol access to the TMD site. The fact that this protein is nearly unresponsive to SHH highlights the critical role of the CRD-bound cholesterol in SMO regulation by PTCH1. Indeed, the YFP-tagged, CRD-deleted SMO was made purposefully to test the requirement of the CRD in a construct that had normal basal activity. Again, this data justifies the value of investigating the path of cholesterol movement from the membrane via the TMD site to the CRD.

      (6) Although overexpression of PTCH1 and SMO (wild-type or mutant) has been noted as a caveat in studies of CRD-independent SMO activation by cholesterol, this reviewer points out that several of the studies listed above include experiments with endogenous PTCH1 and low-level SMO expression, demonstrating that SMO can clearly undergo activation by cholesterol (as well as regulation by PTCH1) in a manner that does not require the CRD.

      This comment is inaccurate. The data presented in Deshpande et. al. (and prior work in Myers et. al.) used transient transfection to overexpress SMO in Smo<sup>−/−</sup> cells. At the individual cell level transient transfection produces expression levels that are markedly higher (10-1000-fold) than stable expression (in addition to being more variable). Most scientists would agree that stable expression (as used in Kinnebrew 2022) at a moderate expression level is a better system to compare mutant phenotypes, assess basal and activated signaling, and provide an accurate measure of the fold-change in signal output in response to SHH. Notably, introduction of a mutation in the CRD cholesterol binding site at the endogenous mouse Smo locus (an even better experiment than stable expression) leads to complete loss of SMO activity (PMID 28344083). This result again justifies our investigation of the pathway of cholesterol movement from the membrane to the CRD site.

      We have changed the initial discussion and reflect a more general outlook.

      Changes made: (Paragraph 1, Introduction)

      “PTCH modulates the availability of accessible cholesterol at the primary cilium and thereby regulates SMO, with models invoking effects on both the CRD and 7TM pockets.”

      Changes made: (Results subsection 3, paragraph 1)

      “According to the dual-site model, to reach the binding site in the CRD (ζ), cholesterol translocate along the TMD-CRD interface from the TM binding site (α∗) is required.”

      Added lines: (Paragraph 5, Results subsection 3):

      “The computational investigation showed here covers the dual-site model, where cholesterol reaches the CRD site via binding to the TM binding site first. In comparison to the CRD site, the TM site is more stable by ∼ 2 kcal/mol (Figure 2—Figure Supplement 3b, d).”

      Added lines: (Paragraph 2, Conclusions):

      “Here we have explored the role the CRD-site plays in SMO activation. In addition, through simulating the CRD site-dependent SMO activation hypothesis, we have also simulated the TMD site-dependent activation. We show that the overall stability of cholesterol is higher than the CRD site by ∼ 2 kcal/mol.”

      (2) Bias in Presentation of Translocation Pathways

      The manuscript presents the model of cholesterol translocation through SMO to the CRD as the predominant (if not sole) mechanism of activation. Statements such as: "Cholesterol traverses SMO to ultimately reach the CRD binding site" (p. 6) suggest an exclusivity that is not supported by prior literature in the field. Indeed, the authors’ own MD data presented here demonstrate more stable cholesterol binding at the TMD than at the CRD (p 17), and binding of cholesterol to the TMD site is essential for SMO activation. As such, it is appropriate to acknowledge that cholesterol may activate SMO by translocating through the TM5/6 tunnel, then binding to the TMD site, as this is a likely route of SMO activation in addition to the CRD translocation route they highlight in their discussion.

      The authors describe two possible translocation pathways (Pathway 1: TM2/3 entry to TMD; Pathway 2: TM5/6 entry and direct CRD transfer), but do not sufficiently acknowledge that their own empirical data support Pathway 2 as more relevant. Indeed, because their experimental data suggest Pathway 2 is more strongly linked to SMO activation, this pathway should be weighted more heavily in the authors’ discussion. In addition, Pathway 2 is linked to cholesterol binding to both the TMD and CRD sites (the former because the TMD binding site is at the terminus of the hydrophobic tunnel, the latter via the translocation pathway described in the present manuscript), so it is appropriate that Pathway 2 figures more prominently than Pathway 1 in the authors’ discussion.

      The authors also claim that "there is no experimental structure with cholesterol in the inner leaflet region of SMO TMD" (p 16). However, a structural study of apo-SMO from the Manglik and Cheng labs (Zhang et al., Nat Comm, 2022) identified a cholesterol molecule docked at the TM5/6 interface and also proposed a "squeezing" mechanism by which cholesterol could enter the TM5/6 pocket from the membrane. The authors do not consider this SMO conformation in their models, nor do they discuss the possibility that conformational dynamics at the TM5/6 interface could facilitate cholesterol flipping and translocation into the hydrophobic conduit, despite both possibilities having precedent in the 2022 empirical cryoEM structural analysis.

      Recommendation: The authors should avoid oversimplifying the SMO cholesterol activation process, either by tempering these claims or broadening their discussion to better reflect the complexity and multiplicity of cholesterol access and activation routes for SMO. They should also consider the 2022 apo-SMO cryoEM structure in their analysis of the TM5/6 translocation pathway.

      We thank the reviewer for this comprehensive overview of the existing literature and parts we have missed to include in the discussion. We agree with the reviewer, since our data shows that both pathways are probable. Through our manuscript, we have avoided using a competitive approach (that one pathway dominates over the other). Instead, we have evaluated both pathways independently and presented a comparative rather than competitive overview of both pathways from our observations. While we agree that experimental evidence suggests the inner leaflet pathway is possible, we cannot discount the observations made in previous studies that support the outer leaflet pathway, particularly Hedger et al. (2019), Bansal et al. (2023), and Kinnebrew et al. (2021). Therefore, considering the reviewer’s comments have made the following changes:

      (1) Added lines: (Paragraph 3, Conclusions):

      “We show that the barriers associated with the pathway starting from the outer leaflet are lower by ∼0.7 kcal, (p=0.0013). We also provide evidence that cholesterol can enter SMO via both leaflets, considering that multiple computational and experimental studies have found cholesterol entry sites and activation modulation via the outer leaflet, between TM2TM3. This is countered by evidence from multiple experimental and computational studies corroborating entry via the inner leaflet, between TM5-TM6, including this study. Overall, we posit that cholesterol translocation from either pathway is feasible.”

      (2)nChanges made: (Paragraph 6, Results subsection 2)

      “Based on our experimental and computational data, we conclude that cholesterol translocation can happen via either pathway. This is supported on the basis of the following observations: mutations along pathway 2 affect SMO activity more significantly, and the presence of a direct conduit that connects the inner leaflet to the TMD binding site. In addition, a resolved structure of SMO in the presence of cholesterol shows a cholesterol situated at the entry point from the membrane into the protein between TM5 and TM6, in the inner leaflet. However, we also observe that pathway 1 shows a lower thermodynamic barrier (5.8 ± 0.7 kcal/mol vs. 6.5 ± 0.8 kcal/mol, p \= 0.0013). Additionally, PTCH1 controls cholesterol accessibility in the outer leaflet. This shows that there is a possibility for transport from both leaflets. One possibility that might alter the thermodynamic barriers is native membrane asymmetry, particularly the anionic lipid-rich inner leaflet. This presents as a limitation of our current model.”

      (3)nChanges made: (Paragraph 1, Results subsection 2)

      “In a structure resolved in 2022, cholesterol was observed at the interface between the protein and the membrane, in the inner leaflet, between TMs 5 and 6. However, cholesterol in the inner leaflet has a downward orientation, with the polar hydroxyl group pointing intracellularly (η). A striking observation is that this cholesterol binding site pose was never used as a starting point for simulations and was discovered independent of the pose described in Zhang et al. (2022) (Figure 4—Figure Supplement 1).”

      (3) Alternative Possibility: Direct Membrane Access to CRD

      The possibility that the CRD extracts cholesterol directly from the membrane outer leaflet is not considered. While the crystal structures place the CRD in a stable pose above the membrane, multiple cryo-EM studies suggest that the CRD is dynamic and adopts a variety of conformations, raising the possibility that the stability of the CRD in the crystal structures is a result of crystal packing and that the CRD may be far more dynamic under more physiological conditions.

      Recommendation: The authors should explicitly acknowledge and evaluate this potential mechanism and, if feasible, assess its plausibility through MD simulations.

      We thank the reviewer for the suggestion. We have addressed this comment by calculating the distance from the lipid headgroups for each lipid in the membrane to the cholesterol binding site. We show that in our study, we do not observe any bending of the CRD over the membrane, precluding any cholesterol from being extracted from the membrane directly.

      Added lines: (Paragraph 3, Conclusions):

      “An alternative possibility states that the flexibility associated with the CRD would allow it to directly access the membrane, and consequently, cholesterol. In the extensive simulations reported in this study, the binding site of cholesterol in the CRD remains at least 20 Å away from the nearest lipid head group in the membrane, suggesting that such direct extraction and the bending of the CRD do not occur within the timescales sampled (Appendix 2 – Figure 6).

      The mechanistic details of this process are still unexplored and form the basis of future work.”

      (4) Inconsistent Framing of Study Scope and Limitations

      The discussion contains some contradictory and misleading language. For example, the authors state that "In this study we only focused on the cholesterol movement from the membrane to the CRD binding site," and then several sentences later state that "We outline the entire translocation mechanism from a kinetic and thermodynamic perspective." These statements are at odds. The former appropriately (albeit briefly) notes the limited scope of the modeling, while the latter overstates the generality of the findings.

      In addition, the authors’ narrow focus on the CRD site constitutes a major caveat to the entire work. It should be acknowledged much earlier in the manuscript, preferably in the introduction, rather than mentioned as an aside in the penultimate paragraph of the conclusion.

      Recommendation: The authors should clarify the scope of the study and expand the discussion of its limitations. They should explicitly acknowledge that the study models one of several cholesterol access routes and that the findings do not rule out alternative pathways.

      We thank the reviewer for the suggestion. We have addressed this comment by explicitly mentioning the scope of the study.

      Changes made: (Paragraph 3, Conclusions)

      “We outline the entire translocation mechanism from a kinetic and thermodynamic perspective for one of the leading hypotheses for the activation mechanism of SMO.”

      (5) Summary:

      This study has the potential to make a useful contribution to our understanding of cholesterol translocation and SMO activation. However, in its current form, the manuscript presents an overly narrow and, at times, misleading view of the literature and biological models; as such, it is not nearly as impactful as it could be. I strongly encourage the authors to revise the manuscript to include:

      (1) A more balanced discussion of the CRD vs. TMD binding sites.

      (2) Acknowledgment of alternative cholesterol access pathways.

      (3) More comprehensive citation of prior structural and functional studies.

      (4) Clarification of assumptions and scope.

      Of note, the above suggestions require little to no additional MD simulations or experimental studies, but would significantly enhance the rigor and impact of the work.

      We thank the reviewer for the suggestions. We have taken into account the literature and diverse viewpoints. We have changed the initial discussion and reflected a more general outlook. In the revised version of the manuscript, we have refrained from referring to the CRD site as the orthosteric site. Instead, we refer to it as the CRD sterol-binding site. To better represent the dual-site model, we add further discussion in the Introduction. Through our manuscript, we have avoided using a competitive approach (that one pathway dominates over the other). Instead, we have evaluated both pathways independently and presented a comparative rather than competitive overview of both pathways from our observations. We explicitly mention the scope of the study.

    1. eLife Assessment

      This study addresses a key, long-standing question about how visual feature selectivity is organized in mid-level visual cortex, using an ambitious combination of large-scale neural recordings and image synthesis. It provides important insights into the complexity of single-neuron selectivity and suggests a structured organization across cortical depth. While the evidence is generally solid and technically impressive, several key claims would be strengthened by additional controls, particularly regarding the sources of similarity across neurons and the dependence of the results on modeling choices.

    2. Reviewer #1 (Public review):

      Willeke et al. hypothesize that macaque V4, like other visual areas, may exhibit a topographic functional organization. One challenge to studying the functional (tuning) organization of V4 is that neurons in V4 are selective for complex visual stimuli that are hard to parameterize. Thus, the authors leverage an approach comprising digital twins and most exciting stimuli (MEIs) that they have pioneered. This data-driven, deep-learning framework can effectively handle the difficulty of parametrizing relevant stimuli. They verify that the model-synthesized MEIs indeed drive V4 neurons more effectively than matched natural image controls. They then performed psychophysics experiments (on humans) along with the application of contrastive learning to illustrate that anatomically neighboring neurons often care about similar stimuli. Importantly, the weaknesses of the approach are clearly appreciated and discussed.

      Comments:

      (1) The correlation between predictions and data is 0.43. I'd agree with the authors that this is "reliable" and would recommend that they discuss how the fact that performance is not saturated influences the results.

      (2) Modeling V4 using a CNN and claiming that the identified functional groups look like those found in artificial vision systems may be a bit circular.

      (3) No architecture other than ResNet-50 was tested. This might be a major drawback, since the MEIs could very well be reflections of the architecture and also the statistics of the dataset, rather than intrinsic biological properties. Do the authors find the same result with different architectures as the basis of the goal-driven model?

      (4) The closed-loop analysis seems to be using a much smaller sample of the recorded neurons - "resulting in n=55 neurons for the analysis of the closed-loop paradigm".

      (5) A discussion on adversarial machine learning and the adversarial training that was used is lacking.

    3. Reviewer #2 (Public review):

      This is an ambitious and technically powerful study, investigating a long-standing question about the functional organization of area V4. The project combined large-scale single-unit electrophysiology in macaque V4 with deep learning-based activation maximization to characterize neuronal tuning in natural image space. The authors built predictive encoding models for V4 neurons and used these models to synthesize most exciting images (MEIs), which are subsequently validated in vivo using a closed-loop experimental paradigm.

      Overall, the manuscript advances three main claims:

      (1) Individual V4 neurons showed complex and highly structured selectivity for naturalistic visual features, including textures, curvatures, repeating patterns, and apparently eye-like motifs.

      (2) Neurons recorded along the same linear probe penetration tended to have more similar MEIs than neurons recorded at different cortical locations (this similarity was supported by human psychophysics and by distances in a learned, contrastive image embedding space).

      (3) MEIs clustered into a limited number of functional groups that resembled feature visualizations observed in deep convolutional neural networks.

      Strengths:

      (1) The study is important in that it is the first to apply activation maximization to neurons sampled at such fine spatial resolution. The authors used 32-channel linear silicon probes, spanning approximately 2 mm of cortical depth, with inter-contact spacing of roughly 60 µm. This enabled fine sampling across most of the cortical thickness of V4, substantially finer resolution than prior Utah-array or surface-biased approaches.

      (2) A key strength is the direct in vivo validation of model-derived synthetic images by stimulating the same neurons used to build the models, a critical step often absent in other neural network-based encoding studies.

      (3) More broadly, the study highlights the value of probing neuronal selectivity with rich, naturalistic stimulus spaces rather than relying exclusively on oversimplified stimuli such as Gabors.

      Weaknesses:

      (1) A central claim is that neurons sampled within the same penetration shared MEI tuning properties compared to neurons sampled in different penetrations because of functional organization. I am concerned about technical correlations in activity due to technical or methodology-related approaches (for example, shared reference or grounding) instead of functional organization alone. These recordings were obtained with linear silicon probes, and there have been observations that neuronal activity along this type of probe (including neuropixels probes) may be correlated above what prior work showed, using manually advanced single electrodes. For example, Fujita et al. (1992) showed finer micro-domains and systematic changes in selectivity along a cortical penetration, and it is not clear if that is true or detectable here. I think that the manuscript would be strengthened by a more thorough and explicit characterization of lower-level response correlations (at the neuronal electrophysiology level) prior to starting with fitting models. In particular, the authors could examine noise correlations along the electrode shaft (using the repeated test images, for example), as well as signal correlations in tuning, both within and across sessions. It would also be helpful to clarify whether these correlations depended on penetration day, recording chamber hole (how many were used?), or spatial separation between penetrations, and whether repeated use of the same hole yielded stable or changing correlations. Illustrations of the peristimulus time histogram changes across the shaft and across penetrations would also help. All of this would help us understand if the reports of clustering were technically inevitable due to the technique.

      (2) It is difficult to understand a story of visual cortex neurons without more information about their receptive field locations and widths, particularly given that the stimulus was full-screen. I understand that there was a sparse random dot stimulus used to find the population RF, so it should be possible to visualize the individual and population RFs. Also, the investigators inferred the locations of the important patches using a masking algorithm, but where were those masks relative to the retinal image, and how distributed were they as a function of the shaft location? This would help us understand how similar each contact was.

      (3) A major claim is that V4 MEIs formed groups that were comparable to those produced by artificial vision systems, "suggesting potential shared encoding strategies." The issue is that the "shared encoding strategy" might be the authors' use of this same class of models in the first place. It would be useful to know if different functional groups arise as a function of other encoding neural network models, beyond the robust-trained ResNet-50. I am unsure to what extent the reported clustering, depth-wise similarity, and correspondence to artificial features depended on architectural and training bias. It would substantially strengthen the manuscript to test whether a similar organizational structure would emerge using alternative encoding models, such as attention-based vision transformers, self-supervised visual representations, or other non-convolutional architectures. Another important point of contrast would be to examine the functional groups encoded by the ResNet architecture before its activations were fit to V4 neuronal activity: put simply, is ResNet just re-stating what it already knows?

      (4) Several comparisons to prior work are presented largely at a qualitative level, without quantitative support. For example, the authors state that their MEIs are consistent with known tuning properties of macaque V4, such as selectivity for shape, curvature, and texture. However, this claim is not supported by explicit image analyses or metrics that would substantiate these correspondences beyond appeal to visual inspection. Incorporating quantitative analyses, for instance, measures of curvature, texture statistics, or comparisons to established stimulus sets, would strengthen these links to prior literature and clarify the relationship between the synthesized MEIs and previously characterized V4 tuning properties.

    4. Author response:

      We thank the reviewers for their careful reading and constructive feedback. We were glad to see that they recognized both the technical scope of the study and its contribution as the first to apply activation maximization with such fine spatial sampling. Their appreciation for the critical in vivo validation of model-derived stimuli is very encouraging.

      The reviewers raised several important points that we plan to address in the revised manuscript. These center on:

      Model Architecture and Potential Circularity:

      Both reviewers raised the concern that using a CNN-based model could introduce circularity when comparing V4 functional groups to artificial vision systems, and questioned whether similar results would emerge with alternative architectures. We believe that the in vivo verification provides a critical control for this concern: the MEIs synthesized by our model were empirically validated to elicit significantly higher responses than matched natural image controls, demonstrating that the model captures genuine biological tuning properties rather than architectural artifacts. This means that even if these features emerged from the particular architectural choice, the biological neurons seem to prefer the same features. We will clarify this point in the respective section in the revised manuscript.

      Recording locations and spike sorting contamination:

      Reviewer #2 raised concerns about potential correlation artefacts along the silicon probe. Unfortunately, assessing functional correlations across sessions proved challenging because neurons recorded at different penetration sites had non-overlapping receptive fields, precluding direct comparison of responses to identical stimuli across recording sites. We will make this limitation explicit in the manuscript. Furthermore, we maintain conservative standards for spike sorting to minimize the risk of multi-unit activity (MUA) "smearing" across unit definitions. Our primary analyses are restricted to well-isolated single units that meet all isolation metrics. Due to our low-impedance ground placed on the bone, shared-reference contamination as a source of tuning similarity is also mitigated.

      Quantitative Comparisons to Prior Literature:

      Reviewer #2 also noted that our comparisons between MEIs and known V4 tuning properties (e.g., shape, curvature, texture selectivity) were presented qualitatively, and suggested that explicit image analyses or metrics would strengthen these links to prior literature. We will revise the text to more carefully frame these comparisons as qualitative observations consistent with prior findings.

      Alternative Similarity Metrics:

      We will expand our justification for the Böhm et al. contrastive embedding approach in the Methods section. However, we believe that a systematic comparison of multiple clustering and similarity methods is beyond the scope of the current study.

      In the revised manuscript, we will address these points primarily through clarifications and expanded discussion. Specifically, we will: (1) strengthen our discussion of model architecture choice emphasizing that in vivo verification serves as a critical control against architectural artifacts; (2) clarify the stringent matching criteria underlying our closed-loop sample size and its consistency with the larger population analyses; (3) explicitly describe the recording geometry, including the use of multiple grid holes, and explain why direct functional comparisons across penetrations were precluded by non-overlapping receptive fields; (4) better characterize the spatial relationship between receptive fields and MEI masks; (5) reframe comparisons to prior V4 literature as qualitative observations rather than quantitative validations; and (6) expand our justification for the contrastive embedding approach. We believe these revisions will improve the clarity and rigor of the manuscript while appropriately scoping the claims to what the current data support.

    1. eLife Assessment

      There is a perennial question in the field of birdsong: the contribution of the cerebellum to singing and processing song-related information. This study provides a valuable first step into this discussion, using electrophysiology of cerebellar neurons during a battery of assays, including singing and song playback. While the electrophysiological dataset here is novel and could shed light on key aspects of the neural control of vocal behavior, the evidence provided for the conclusions reached by the authors is currently incomplete.

    2. Reviewer #1 (Public review):

      In this study, Ursu, Centeno, and Leblois record from the cerebellum of zebra finches and analyze neurons for auditory and song-related activity. The paper covers a lot of ground, ranging from lesions of the deep nuclei to song and white noise playback inside and outside of singing, and some level of survey of response types across cerebellar lobules, to provide foundational information on cerebellar relationships with song. There are a number of interesting observations in the study, to me most notably, the lack of responsivity of song-related activity in lobule IV to distorted auditory feedback. This observation is interesting in light of the perennial idea that the cerebellum may participate in rapid error corrections in other somatic control domains. If such a role were relevant for song, it stands to reason that some alteration of activity could be found there. Of course, on the other hand, zebra finches do not show rapid corrections during DAF, so perhaps the null result does not resolve much. Nevertheless, these data are important steps forward in establishing the involvement or lack of involvement in a broader set of brain structures beyond the song control system typically studied. While the study presents some interesting and important inroads, in my opinion, there was a general lack of 'polish' to the study that led to ambiguity in the report and confusing displays. This detracted from rigorous reporting of the findings.

    3. Reviewer #2 (Public review):

      In this paper, the authors investigate the role of the cerebellum in song production in the zebra finch. First, they replicate prior studies to show that lesions of the lateral deep cerebellar nuclei (latDCN, primarily lobules IV-VII and IX) result in shorter duration syllables and song motifs than sham controls. The authors then record neural activity from the cerebellum during both passive auditory exposure in anesthetized birds and in freely singing animals. The authors claim that across multiple lobules, the cerebellum receives "non-selective" auditory inputs locked to syllable boundaries (based on acute recordings) and that cerebellar neurons display song-locked responses that are unaffected by auditory feedback perturbations (in chronic recordings). Moreover, the authors emphasized the distinct properties of lobule IV, which they argue is tightly locked to the onset and offset of syllables, and conclude that the cerebellum might contribute to the duration of song elements.

      This paper presents novel and useful descriptions of song-related neural activity in the cerebellum. However, there are multiple serious issues. First, there are major issues with the design and presentation of the analysis of the electrophysiological data; based on these, it is unclear whether the authors are justified in some of their conclusions about neural tuning or are entitled to any of their claims about the specific tuning or function of neurons in particular lobules. Second, because the authors' conceptual framework seems to ignore possible non-auditory inputs to the cerebellum, their results on (minimal) effects of auditory manipulation during singing are over-interpreted with respect to providing evidence of a forward model. Third, the paper's central assertion - that the songbird cerebellum may contribute to the duration of vocal events during song - was firmly established by a prior lesion study (Radic et al., 2024). Although the authors do cite this prior study with respect to longer-term postlesion changes after cerebellar lesions, this paper also showed a large change in syllable duration immediately after cerebellar lesion (Figure 5 in Radic et al). The electrophysiological results in the present paper could provide valuable insights into the neural mechanisms underlying this already-described role of the songbird cerebellum; however, given the other concerns above, it is not clear that the authors have done so.

    4. Author response:

      Public Reviews:

      Reviewer #1 (Public review):

      In this study, Ursu, Centeno, and Leblois record from the cerebellum of zebra finches and analyze neurons for auditory and song-related activity. The paper covers a lot of ground, ranging from lesions of the deep nuclei to song and white noise playback inside and outside of singing, and some level of survey of response types across cerebellar lobules, to provide foundational information on cerebellar relationships with song. There are a number of interesting observations in the study, to me most notably, the lack of responsivity of song-related activity in lobule IV to distorted auditory feedback. This observation is interesting in light of the perennial idea that the cerebellum may participate in rapid error corrections in other somatic control domains. If such a role were relevant for song, it stands to reason that some alteration of activity could be found there. Of course, on the other hand, zebra finches do not show rapid corrections during DAF, so perhaps the null result does not resolve much. Nevertheless, these data are important steps forward in establishing the involvement or lack of involvement in a broader set of brain structures beyond the song control system typically studied. While the study presents some interesting and important inroads, in my opinion, there was a general lack of 'polish' to the study that led to ambiguity in the report and confusing displays. This detracted from rigorous reporting of the findings.

      We thank reviewer #1 for his comments. We will clarify the possible misleading or ambiguous claims and interpretations in the present manuscript and polish the presentation of the results. We will also modify the discussion to better place or results within the current knowledge on cerebellum and songbirds, and in particular address the link between our findings and the low sensitivity to auditory feedback in zebra finches.

      Reviewer #2 (Public review):

      In this paper, the authors investigate the role of the cerebellum in song production in the zebra finch. First, they replicate prior studies to show that lesions of the lateral deep cerebellar nuclei (latDCN, primarily lobules IV-VII and IX) result in shorter duration syllables and song motifs than sham controls. The authors then record neural activity from the cerebellum during both passive auditory exposure in anesthetized birds and in freely singing animals. The authors claim that across multiple lobules, the cerebellum receives "non-selective" auditory inputs locked to syllable boundaries (based on acute recordings) and that cerebellar neurons display song-locked responses that are unaffected by auditory feedback perturbations (in chronic recordings). Moreover, the authors emphasized the distinct properties of lobule IV, which they argue is tightly locked to the onset and offset of syllables, and conclude that the cerebellum might contribute to the duration of song elements.

      This paper presents novel and useful descriptions of song-related neural activity in the cerebellum. However, there are multiple serious issues. First, there are major issues with the design and presentation of the analysis of the electrophysiological data; based on these, it is unclear whether the authors are justified in some of their conclusions about neural tuning or are entitled to any of their claims about the specific tuning or function of neurons in particular lobules. Second, because the authors' conceptual framework seems to ignore possible non-auditory inputs to the cerebellum, their results on (minimal) effects of auditory manipulation during singing are over-interpreted with respect to providing evidence of a forward model. Third, the paper's central assertion - that the songbird cerebellum may contribute to the duration of vocal events during song - was firmly established by a prior lesion study (Radic et al., 2024). Although the authors do cite this prior study with respect to longer-term postlesion changes after cerebellar lesions, this paper also showed a large change in syllable duration immediately after cerebellar lesion (Figure 5 in Radic et al). The electrophysiological results in the present paper could provide valuable insights into the neural mechanisms underlying this already-described role of the songbird cerebellum; however, given the other concerns above, it is not clear that the authors have done so.

      We thank reviewer #2 for these comments. We will improve the presentation of the results, in particular our cell-type classification of the electrophysiology recordings based on latest literature and  the statistics of the tuning differences between lobules. We will also modify the discussion regarding singing related internal models and consider non-auditory feedback. Finally, we will clarify the position of our work within the existing songbird literature and clarify what are the specific contributions of this work. We fully agree that prior studies have already shown the behavioural effects of lesions, as already clearly mentioned in introduction and discussion, and rather aimed at reproducing partially these results before diving into neural mechanisms. We will clarify this point in our revision.

    1. eLife Assessment

      This study makes a valuable contribution to our understanding of how the lipase regulator ABHD5 may control lipase activity through interactions with lipid droplets and cellular membranes. By combining multiscale molecular dynamics simulations with experimental approaches, the authors provide novel molecular insights into this membrane-protein interaction and present evidence suggesting that the regulatory mechanism depends on protein conformational changes and local membrane remodeling. While much of the evidence supporting the main conclusions is convincing, several aspects of the analysis, interpretation, and discussion remain incomplete. Overall, this work will be of interest to structural and molecular biologists working on lipid metabolism and membrane biophysics.

    2. Reviewer #1 (Public review):

      Summary:

      In this study, the authors investigated the detailed structural mechanism of activation of ABHD5 upon interaction with lipid structures (bilayer and LD). The authors used an elaborate multiscale computational workflow, incorporating coarse-grained, all-atom, and enhanced-sampling molecular dynamics simulations, to propose a structural mechanism for the interaction and activation of ABHD5, as well as its specific interaction with TAG in LD. The authors then corroborated these observations with experimental studies involving hydrogen-deuterium exchange coupled with mass spectrometry of wild-type ABHD5 to assess the structural and conformational changes in ABHD5 upon binding, as well as mutagenesis with cell-based and in vitro assays monitoring membrane association, defining specific interactions that infer ABHD5 to localize LD.

      Strengths:

      The manuscript is well-written, and the data are reported in high-quality figures. The experimental design and data analysis are rigorous and support the conclusion. One major strength is the multiscale computational work that reveals a mechanism for the insertion of ABHD5 into lipid bilayers and LD involving the insertion of the N-term portion and the lid helix motif. The design of the computational workflow was very elaborate, and the undertaking was quite extensive, with multiple strategies to (GC, all-atom MD and GaMD). The authors then elegantly generate a hypothesis from these observations to experimentally corroborate the proposed mechanism. Particularly, the HDX-MS data support the engagement of the two regions upon binding, and the fluorescence microscopy data show the role of specific residues in localization/specificity to LD.

      Weaknesses:

      The following limitation is noted. Central to this manuscript is the model, as observed computationally, that initial lipid interaction by the N-term insertion is followed by the insertion of lid-helix in the membrane, which undergoes a conformational switch in the process. However, HDX-MS reveals that, in the unbound form, the lid helix region displays a bimodal isotopic envelope, revealing two species, one with low uptake, suggesting a structured species and one with high uptake, suggesting a less structured species. It is unclear from the manuscript whether the authors think the bimodality fits EX1 regime kinetics or not. Regardless, the model of unbound ABHD5 shows a lid-helix region devoid of secondary structure (Figure 5A), which is more consistent with the unprotected species. The authors also mention that previous modeling had pointed to the high flexibility of the insertion domain. Upon binding, the lid-helix region seems to be ordered from computational observations and loses bimodality by HDX-MS with a deuterium uptake consistent with the protected species of the bimodal envelop in the unbound form. The authors fall short of interpreting or even discussing what the bimodality of the lid-helix represents in the unbound form. What does the protected species in the bimodal envelope represent? Is it a transition representing lid-helix formation and unfolding? Does it imply that interaction and insertion into the lipid structures are governed by conformational selection? This issue should be at the very least acknowledged and discussed, or optimally investigated by performing more integrative studies of the HDX-MS data with the extensive computational data at hand, using existing protection factor calculations or HDX-guided ensemble refinement methods.

    3. Reviewer #2 (Public review):

      Summary:

      The manuscript describes a combined computational and experimental approach to investigate the ABHD5 binding to and insertion into membranes.

      Strengths:

      Mutational experiments support computational findings obtained on ABHD5 membrane insertion with enhanced-sampling atomistic simulations.

      Weaknesses:

      While the addressed problem is interesting, I have several concerns, which fall into two categories:

      (A) I see statements throughout the manuscript, e.g. on PNPLA activation, that are not supported by the results.

      (B) The presentation of the computational and experimental results lacks in part clarity and detail.

      Comments and questions on (A):

      (1) I think the following statements in the abstract, which go beyond ABHD5 membrane binding, are not supported by the presented data:

      the addition "to control lipolytic activation" in the 3rd sentence of the abstract.

      further below ".... transforming ABHD5 into an active and membrane-localized regulator".

      (2) The authors state in the Introduction (page numbers and line numbers are missing to be more specific):

      "We hypothesize that binding of ABHD5 alters the nanoscale chemical and biophysical properties of the LD monolayer, which, combined with direct protein-protein interactions, enables PNPLA paralogs to access membrane-restricted substrates. This regulatory mechanism represents a paradigm shift from conventional enzyme-substrate interactions to sophisticated allosteric control systems that operate at membrane interfaces."

      This hypothesis and the suggested paradigm shift are not supported by the data. Protein-protein interactions are not considered. What is meant by "sophisticated allosteric control"?

      (3) The authors state in the Results section:

      "We hypothesize that this TAG nanodomain is critical for ABHD5-activated TAG hydrolysis by PNPLA2." In previous pages, the authors state the location of the nanodomain: "TAG nanodomain under ABHD5".

      If the nanodomain is located under ABHD5, how can it be accessible to PNPLA2? To my understanding, ABHD5 then sterically blocks access of PNPLA2 to the TAG nandomain.

      (4) Another statement: "Our findings suggest that ABHD5-mediated membrane remodeling regulates lipolysis in part by regulating PNPLA2 access to its TAG substrate."

      I don't see how the reported results support this statement (see point 3 above).

      Comments and questions on (B):

      (1) The authors state that the GaMD simulations started "from varying conformations observed during CGMD".

      What is missing is a clear description of the CGMD simulation conformations, and the CG simulations as a whole, prior to the results section on GaMD. The authors use standard secondary and tertiary constraints in the Martini CG simulations. Do the authors observe some (constrained) conformational changes of ABHD5 already in the CG simulations (depending on the strength of the constraints)? Or do the conformational changes occur exclusively in the GaMD simulations? Both are fine, but this needs to be described.

      (2) The authors write: "Three replicas of GaMD were performed."

      Do these replicas lead to similar, or statistically identical, membrane-bound ABHD5 conformations? Is this information, i.e. a statistical analysis of differences in the replica runs, already included in the manuscript?

      (3) The authors state on the hydrogen exchange results:

      "HDX-MS provided orthogonal experimental evidence for the dynamics of the lid. In solution, a peptide (residues 200-226) spanning the lid helix displayed a bimodal isotopic distribution (Fig. S4), indicating the coexistence of different conformations. Upon LD binding, this distribution shifted to a single, low-exchange peak, demonstrating stabilization of the membrane-bound conformation with reduced solvent accessibility. These experimental observations corroborate our MD simulations."

      I find this far too short to be understandable. Also, there are no computational results of ABHD5 in solution that show a bimodal conformational distribution of the lid helix, which is observed in the hydrogen exchange experiments. Which aspects of the MD simulations are corroborated?

    1. eLife Assessment

      This important study introduces NoSeMaze, a semi-naturalistic platform for continuous, high-dimensional tracking of social and cognitive behaviors in group-housed mice, and uses it to show that individual social rank is stable across changing social contexts. By integrating automated dominance measures, proactive social behaviors, and reinforcement-learning-based profiles, the authors demonstrate a novel framework for examining how stable individual differences shape social structure. The strength of evidence is solid, advancing our understanding that social hierarchy can be viewed as a trait-like dimension of individuality. Yet, the interpretation of dominance in this paradigm and its broader ecological meaning remains somewhat ambiguous. This work will be of broad relevance for behavioral neuroscience and social behavior research.

    2. Reviewer #1 (Public review):

      Summary:

      The goal of the study was to address the question of the degree to which social position in a group is a stable trait that persists across conditions. Reinwald et al. use a custom-built cage system with automated tracking and continuous testing for social dominance that does not require intervention by the experimenter. Remixing of individuals from different groups revealed that social position was rather stable and not really predictable from other measures that were taken. The authors conclude that social position is multifaceted but dependent on characteristics like personality traits.

      Strengths:

      (1) Reductionistic, highly controlled setting that allows for the control of many confounding variables.

      (2) Very interesting and important question.

      (3) Confirms the emergence of inter-individual behavior-driven differences in inbred mice in a shared environment.

      (4) Innovative paradigm and experimental setup.

      (5) Fresh perspective on an old question that makes the best use of modern technology.

      (6) Intelligent use of behavioral and cognitive covariables to generate a non-social context.

      (7) Bold and almost provocative conclusion, inviting discussion and further elaboration.

      Weaknesses:

      (1) Reductionistic, highly controlled setting that blends out much of the complexity of social behavior in a community.

      (2) The motivation to enter the test tube is not "trait" (or at least not solely a trait) but the basic need to reach food and water; chasing behavior would be less dependent on this stimulus.

      (3) Dominance is only one aspect of sociality, social structure is reduced to rank. The information that might lie in the chasing behavior is not optimally used to explain social behavior beyond the rank measure.

      (4) Focus on rank bears the risk of overgeneralization for readers not familiar with the context.

      (5) Conclusion only valid for the reductionistic setting, in which environment, social and non-social changes only within narrow limits, and in which the mouse population does not face challenges

      (6) Animals are not naive at the beginning of the experiment, but are already several weeks old.

      In summary, this is a wonderful study, but not one that is easy to interpret. The bold conclusion is valid only within the constraints of the study, but nevertheless points in an important direction. The paradigm is clever and could be used for many interesting follow-ups.

      To define social position as a personality trait will elicit strong opposition and much debate; the nuances of the paper might be lost on many readers and call for the (re)-consideration of many concepts that are touched. I find this attitude a strength of the paper, but the approach bears the risk of misunderstanding.

    3. Reviewer #2 (Public review):

      Summary:

      This manuscript presents the "NoSeMaze", a novel automated platform for studying social behavior and cognitive performance in group-housed male mice. The authors report that mice form robust, transitive dominance hierarchies in this environment and that individual social rank remains largely stable across multiple group compositions. They further demonstrate that social dominance and aggressive behaviors, like chasing, are partially dissociable and that dominance traits are independent of non-social cognitive performance. The study includes a genetic manipulation of oxytocin receptor expression in the anterior olfactory nucleus, which showed only transient effects on social rank.

      Strengths:

      (1) Innovative Methodology:<br /> The NoSeMaze platform is a technically elegant and conceptually well-integrated system that enables fully automated, long-term monitoring of both social and cognitive behaviors in large groups of group-housed mice. It combines tube-test-like dominance contests, voluntary chase-escape interactions, and an embedded operant olfactory discrimination task within a single, ethologically relevant environment. This modular design allows for high-throughput, minimally invasive behavioral assessment without the need for repeated handling or artificial isolation.

      (2) Experimental Scale and Rigor:<br /> The study includes 79 male mice and over 4,000 mouse-days of observation across multiple group reshufflings. The use of RFID-based identification, automated data logging, and longitudinal design enables robust quantification of individual trait stability and group-level social structure.

      (3) Multidimensional Behavioral Profiling:<br /> The integration of social (tube dominance, proactive chasing), physical (body weight), and cognitive (olfactory learning task) measures offers a rich, multi-dimensional profile of each individual mouse. The authors' finding that social dominance traits and non-social cognitive performance are largely uncorrelated reinforces emerging models of orthogonal behavioral trait axes or "animal personalities".

      (4) Clarity and Data Analysis:<br /> The analytical framework is well-suited to the study's complexity, with appropriate use of dominance metrics, mixed-effects models, and permutation tests. The analyses are clearly explained, statistically rigorous, and supported by transparent supplementary materials.

      Weaknesses:

      (1) Conceptual Novelty and Prior Work:<br /> While the study is carefully executed and methodologically innovative, several of its core findings reaffirm concepts already established in the literature. The emergence of stable, transitive social hierarchies, the persistence of individual differences in social behavior, and the presence of non-despotic social structures have all been previously reported in mice, including under semi-naturalistic conditions (e.g., Fan et al., 2019; Forkosh et al., 2019). Although this work extends those findings with greater behavioral resolution and scale, the manuscript would benefit from a clearer articulation of what is genuinely novel at the conceptual level, beyond the technological advance.

      (2) Role of OXTR Deletion:<br /> The inclusion of the OXTR manipulation feels somewhat disconnected from the manuscript's central aims. The effects were minimal and transient, and the authors defer full interpretation to a separate study.

      (3) Scope Limitations (Sex and Age):<br /> The study is limited to male mice, and although this is acknowledged, the title and overall framing imply broader generalizability. This sex-specific focus represents a common but problematic bias. Additionally, results from the older mouse cohort are under-discussed; if age had no effect, this should be explicitly stated.

      (4) Ambiguity of Dominance as a Construct:<br /> While the study robustly quantifies social rank and hierarchy structure, the broader functional meaning of "dominance" remains unclear. As in prior work (e.g., Varholick et al., 2019), dominance rank here shows only weak associations with physical attributes (e.g., body weight), cognitive strategy, or neuromodulatory manipulation (OXTR deletion). This recurring pattern, where rank metrics are reliably established yet poorly predictive of other behavioral or biological traits, raises important questions about what such measures actually capture. In particular, it challenges the assumption that outcomes in paradigms like the tube test or chase frequency necessarily reflect dominance per se, rather than other constructs.

    4. Reviewer #3 (Public review):

      Reinwald et al. present the NoSeMaze, a semi-natural behavioral system designed to track social behaviors alongside reinforcement-learning in large groups of mice. Accumulating more than 4,000 days of behavioral monitoring, the authors demonstrate that social rank (determined by tube competitions) is a stable trait across shuffled cohorts and correlated with active chasing behaviors. The system also provides a solid platform for long-term measurements of reinforcement learning, including flexibility, response adaptation, and impulsiveness. Yet, the authors show that social ranking and chasing are mostly independent of these cognitive traits, and both seem mostly independent of oxytocin signaling in the AON.

      Strengths:

      (1) The neuroethological approach for automated tracking of several mice under semi-natural conditions is still rare in social behavioral research and should be encouraged.

      (2) The assessment of dominance by two independent measures, i.e., spontaneous tube competitions and proactive chasing, is innovative and valuable.

      (3) The integration of a long-term reinforcement-learning module into the semi-natural system provides novel opportunities to combine cognitive traits into social personality assessments.

      (4) The open-source system provides a valuable resource for the scientific community.

      Limitations:

      (1) Apparent ambiguity and inconsistency in age structure and cohort participation across rounds, raising concerns about uncontrolled confounds.

      (2) Chasing behavior appears more stable than tube-test competitions (Figure 4D vs. Figure 3D), which challenges the authors' decision to treat tube competitions as the primary basis for hierarchy determination.

      Major concerns:

      (1) Unclear and inconsistent handling of age groups and repeated sampling. The manuscript repeatedly refers to "younger" and "older" adults, but it is unclear whether age was ever controlled for or included in models. Some mice completed only one round, others 2-5 rounds, without explanation of the criteria or balancing.

      (2) Stability of chasing appears stronger than the stability of tube competitions. Figure 4D shows highly consistent chasing behavior across weeks, while Figure 3D shows weaker and more variable correlations for tube-based David scores. This is also evident from Figure 5A-B,D. Thus, it appears that chasing, which serves to quantify dominance in similar semi-natural setups, may be a more reliable and behaviorally meaningful measure of dominance than the incidental tube competitions.

      (3) Unbalanced participation across rounds compromises stability analyses. Stability analyses (e.g., ICCs, round-to-round correlations) assume comparable sampling across individuals. However, some mice contribute 1 round, others 2, 3, 4, and even 5 rounds. This imbalance may inflate stability estimates or confound group reshuffling effects, and the rationale for variable participation is not explained.

    1. eLife Assessment

      This valuable study highlights the challenge of identifying the role of immune imprinting in influenza immunity. The manuscript provides solid evidence that statistical support for imprinting depends heavily on model choice and can be found in the absence of imprinting due to age-related processes. However, the results are incomplete in that the impact of incorrectly modeling imprinting is not clear. The work will be of interest to researchers who study adaptive immunity in any system where imprinting may be observed.

    2. Reviewer #1 (Public review):

      Summary:

      This manuscript uses serological data to quantify the effects of imprinting on subsequent influenza antibody responses. While this is an admirable goal, the HI dataset sounds impressive, and the authors developed a number of models, the manuscript came off as very dense and technical. One of the biggest pitfalls is that it is not easy to understand the lessons learned. The two Results section headers make clear statements - there was an imprinting signal in the HI titers, but much of this signal could also be seen in an imprinting-free simulation - and then the Discussion states a number of limitations. This is fine, but it leaves the reader wondering exactly how large an error would be introduced by ignoring imprinting effects altogether; alternatively, if imprinting is purposefully added, what would the expected effect size be? The comments below will provide some concrete steps to help clarify these points.

      Major comments:

      (1) Lines 107-133: The first Results section is a dense slog of information, and the reader is never given a good overview of what the imprinting coefficients exactly are. As the paper currently stands, if you do not start by reading the Methods, you will take away very little. I suggest adding a schematic for any of your models, showing what HI titers would be expected with/without imprinting effects. or age effects, or both, to tie in your modeling coefficients with quantities that all readers are familiar with.

      (1.1) Clarify what the imprinting coefficient (y-axis in Figure 1A) looks like in this schematic.

      (1.2) Another aspect that I missed: In addition to stating which models were best by BIC, what is the absolute effect size in the HI titers? During my initial reading, I had hoped that Figure 3 would answer this question, but it turned out to be just an overview of the dataset. I strongly suggest having such a figure to show the imprinting effect inferred by different models. What would the expected effect be if you kept someone's birth year constant but tuned their age? What if you kept their age at collection constant but tuned their birth year?

      (1.3) It would also help to explain in your schematic what the x-axis labels (H1, H2, H1/H3) would look like in these scenarios, and what imprinting relative to H3 means.

      (2) As mentioned above, it was hard to understand the takeaway messages, such as:

      (2.1) A similar question would be: If you model antibody titers without imprinting, how far off would you be from the actual measurements (2x off, 4x off...)? If you add the imprinting effect, how much closer do you get?

      (2.2) Are there specific age groups that require imprinting to be taken into consideration, since otherwise HI analyses will be markedly off?

      (2.3) Are there age groups where imprinting can be safely ignored?

      (3) HI titers against multiple H1 and H3 variants were measured, but it is unclear how these are used, and why titers against a single variant each season would not have worked equally well.

    3. Reviewer #2 (Public review):

      Summary:

      In this study, the authors were testing the hypothesis that hemagglutination inhibition antibody titers, measured later in life, might be higher against influenza viruses that belong to the same hemagglutinin classification group as the influenza virus that a person was likely first exposed to early in life. This is one conceptualization of a phenomenon termed immune imprinting, which may explain previously observed differences in susceptibility to severe influenza infection between cohorts that were likely first exposed to different hemagglutinin groups. The results of the analysis provide some support for this analysis. However, support for the hypothesis is not consistently observed across sensitivity analyses, and a simulation study finds that antibody patterns consistent with immune imprinting may arise due to other factors in the absence of true imprinting effects. Therefore, overall support for the hypothesis is weak. Nonetheless, this study is important in that it provides guidance and has developed an analytic methodology for additional studies in this area of research. These findings and methods may also be useful for other infectious diseases for which patterns consistent with immune imprinting have been observed.

      Strengths:

      The strengths of this study include the relatively large cohort data source with broad age representation, rigorous statistical methods, and the use of sensitivity and simulation analyses to assess the robustness of the results.

      Weaknesses:

      The model outcome includes antibody titers measured against many different viruses, and the imprinting parameter was defined at the subtype level. This may obscure specific imprinting effects related to finer structural similarities between first and subsequent virus exposures. This analysis focuses only on one component of the immune response to influenza; immune imprinting may also involve other immune mechanisms. The analysis was carried out in a Chinese cohort, and vaccination status of the cohort is not discussed; the results may not be generalizable to other populations, particularly if vaccination patterns differ.

    1. eLife Assessment

      This study makes an important contribution by revealing how saccades selectively disrupt spatial working memory while sparing other object features, and by demonstrating how this mechanism is altered in aging and neurodegeneration. The findings are supported by convincing evidence derived from well-controlled eye-tracking experiments and systematic generative model comparisons. Together, the work provides a computationally grounded framework that is of importance for understanding trans-saccadic memory and its clinical relevance.

    2. Reviewer #1 (Public review):

      Summary:

      This study employed a saccade-shifting sequential working memory paradigm, manipulating whether a saccade occurred after each memory array to directly compare retinotopic and transsaccadic working memory for both spatial location and color. Across four participant groups (young and older healthy adults, and patients with Parkinson's disease and Alzheimer's disease), the authors found a consistent saccade-related cost specifically for spatial memory - but not for color - regardless of differences in memory precision. Using computational modeling, they demonstrate that data from healthy participants are best explained by a complex saccade-based updating model that incorporates distractor interference. Applying this model to the patient groups further elucidates the sources of spatial memory deficits in PD and AD. The authors then extend the model to explain copying deficits in these patient groups, providing evidence for the ecological validity of the proposed saccade-updating retinotopic mechanism.

      Strengths:

      Overall, the manuscript is well written, and the experimental design is both novel and appropriate for addressing the authors' key research questions. I found the study to be particularly comprehensive: it first characterizes saccade-related costs in healthy young adults, then replicates these findings in healthy older adults, demonstrating how this "remapping" cost in spatial working memory is age-independent. After establishing and validating the best-fitting model using data from both healthy groups, the authors apply this model to clinical populations to identify potential mechanisms underlying their spatial memory impairments. The computational modeling results offer a clearer framework for interpreting ambiguities between allocentric and retinotopic spatial representations, providing valuable insight into how the brain represents and updates visual information across saccades. Moreover, the findings from the older adult and patient groups highlight factors that may contribute to spatial working memory deficits in aging and neurological disease, underscoring the broader translational significance of this work.

      Comments on revisions:

      The authors have addressed my earlier concerns.

    3. Reviewer #2 (Public review):

      Summary:

      Zhao et al investigate how object location and colour are degraded across saccadic eye movements. They employ an eye-tracking task that requires participants to remember two sequentially presented items and subsequently report the colour and position of either one of these. Through counterbalancing of the presence or absence of saccades across items, the authors endeavour to dissect the impact of saccades independently on item location or colour. These behavioural findings form the basis of generative models designed to test competing, nested accounts of how stored information is stored and updated across saccades.

      Strengths:

      The combination of eye-tracking and generative modelling is a strength of the paper, which opens new perspectives into the impact of Alzheimer's and Parkinson's disease on the performance of visuospatial cognitive tests. The finding that the model parameters covary with clinical performance on the ROCF test is a nice example of a "computational assay" of disease.

      Comments on revisions:

      I thank the authors for their detailed responses and revisions arising from my feedback on the original manuscript. The revised manuscript adequately addresses all of my concerns.

    4. Reviewer #3 (Public review):

      Summary:

      The manuscript introduces a visual paradigm aimed at studying tran-saccadic memory.

      The authors observe how memory of object location is selectively impaired across eye movements, whereas object colour memory is relatively immune to intervening eye movements.<br /> Results are reported for young and elderly healthy controls, as well as PD and AD participants.

      A computational model is introduced to account for these results, indicating how early differences in memory encoding and decay (but not tran-saccadic updating per se) can account for the observed differences between healthy controls and clinical groups.

      In the revised manuscript, the authors have addressed most of my initial concerns. The dataset is generally compelling, as it includes healthy younger and older adults as well as clinical populations. In addition, the authors propose an interesting modelling approach designed to isolate and characterize the key components underlying the observed patterns of results.

      It is important to acknowledge potential limitations of the modelling approach, particularly the differences in the number of parameters across the tested models. As models with more parameters typically achieve better fit, this issue warrants careful consideration. The authors have substantially addressed this point in their rebuttal.

      Concerns regarding the specificity of the findings were also raised and have been adequately discussed in the authors' response. Specifically, they clarified the selective impact of saccade-related costs on spatial working memory updating across eye movements-without affecting feature‑based memory (e.g., color) -as well as the specificity of the updating effects observed with the Rey-Osterrieth Complex Figure.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):

      Thank you so much for your comprehensive and insightful assessment of our manuscript. We appreciate your recognition of the novelty of our experimental design and the utility of our computational framework for interpreting visual remapping across the lifespan and in clinical populations. We are very grateful for your suggestions regarding the narrative flow, which have helped us to improve the manuscript's focus and coherence. Our responses to your specific concerns are detailed below.

      (1) Relevance of the figure-copy results (pp. 13-15). Is it necessary to include the figure-copy task results within the main text? The manuscript already presents a clear and coherent narrative without this section. The figure-copy task represents a substantial shift from the LOCUS paradigm to an entirely different task that does not measure the same construct. Moreover, the ROCF findings are not fully consistent with the LOCUS results, which introduces confusion and weakens the manuscript's coherence. While I understand the authors' intention to assess the ecological validity of their model, this section does not effectively strengthen the manuscript and may be better removed or placed in the Supplementary Materials.

      We thank the reviewer  for their perspective regarding the narrative flow and the transition between the LOCUS paradigm and the ROCF results. However, we remain keen to retain these findings in the main text, as they provide critical ecological and clinical validation for the computational mechanisms identified in our study.

      We think these results strengthen the manuscript for the following main reasons:

      (1) The ROCF we used is a standard neuropsychological tool for identifying constructional apraxia. Our results bridge the gap between basic cognitive neuroscience and clinical application by demonstrating that specific remapping parameters—rather than general memory precision—predict real-world deficits in patients.

      (2) The finding that our winning model explains approximately 62% of the variance in ROCF copy scores across all diagnostic groups further indicates that these parameters from the LOCUS task represent core computational phenotypes that underpin complex, real-life visuospatial construction (copying drawings).

      (3) Previous research has often observed only a weak or indirect link between drawing ability and traditional working memory measures, such as digit span (Senese et al., 2020). This was previously attributed to “deictic” strategies—like frequent eye and hand movements—that minimise the need to hold large amounts of information in memory (Ballard et al., 1995; Cohen, 2005; Draschkow et al., 2021). While our study was not exclusively designed to catalogue all cognitive contributions to drawing, the findings provide significant and novel evidence indicating that transsaccadic integration is a critical driver of constructional (copying drawing) ability. By demonstrating this link, the results provide evidence to stimulate a new direction for future research, shifting the focus from general memory capacity toward the precision of spatial updating across eye movements.

      In summary, by including the ROCF results in the main text, we provide evidence for a functional role for spatial remapping that extends beyond perceptual stability into the domain of complex visuomotor control. We have expanded on these points throughout the revised manuscript:

      In the Introduction: p.2:

      “The clinical relevance of these spatial mechanisms is underscored by significant disruptions to visuospatial processing and constructional apraxia—a deficit in copying and drawing figures—observed in neurodegenerative conditions such as Alzheimer's disease (AD) and Parkinson's disease (PD).[20,21] This raises a crucial question: do clinical impairments in complex visuomotor tasks stem from specific failures in transsaccadic remapping? If so, the computational parameters that define normal spatial updating should also provide a mechanistic account of these clinical deficits, differentiating them from general age-related decline.”

      p.3: "Finally, by linking these mechanistic parameters to a standard clinical measure of constructional ability (the Rey-Osterrieth Complex Figure task), we demonstrate that transsaccadic updating represents a core computational phenotype underpinning real-world visuospatial construction in both health and neurodegeneration.

      In the Results:

      “To assess whether the mechanistic parameters derived from the LOCUS task represent core phenotypes of real-world visuospatial abilities, we also instructed all participants to complete the Rey-Osterrieth Complex Figure copy task (ROCF; Figure 7A) on an Android tablet using a digital pen (see examples in Figure 7B; all Copy data are available in the open dataset: https://osf.io/95ecp/). The ROCF is a gold-standard neuropsychological tool for identifying constructional apraxia.[29] Historically, drawing performance has shown only weak or indirect correlations with traditional working memory measures.[30] This disconnect has been attributed to active visual-sampling strategies—frequent eye movements that treat the environment as an external memory buffer, minimising the necessity of holding large volumes of information in internal working memory.[3–5]

      We hypothesised that drawing accuracy is primarily constrained by the precision of spatial updating across frequent saccades rather than raw memory capacity. To evaluate the ecological validity of the identified saccade-updating mechanism, we modelled individual ROCF copy scores across all four groups using the estimated (maximum a posteriori) parameters from the winning “Dual (Saccade) + Interference” model (Model 7; Figure 8) as regressors in a Bayesian linear model. Prior to inclusion, each regressor was normalised by dividing by the square root of its variance.

      This model successfully explained 61.99% of the variance in ROCF copy scores, indicating that these computational parameters are strong predictors of real-word constructional ability (Figure 8A). … This highlights the critical role of accurate remapping based on saccadic information; even if the core saccadic update mechanism is preserved across groups (as shown in previous analyses), the precision of this updating process is crucial for complex visuospatial tasks. Moreover, worse ROCF copy performance is associated particularly with higher initial angular encoding error. This indicates that imprecision in the initial registration of angular spatial information contributes to difficulties in accurately reproducing complex visual stimuli.”

      In the Discussion:

      “Importantly, our computational framework establishes a direct mechanistic link between trassaccadic updating and real-world constructional ability. Specifically, higher saccade and angular encoding errors contribute to poorer ROCF copy scores. By mapping these mechanistic estimates onto clinical scores, we found that the parameters derived from our winning model explain approximately 62% of the variance in constructional performance across groups. These findings suggest that the computational parameters identified in the LOCUS task represent core phenotypes of visuospatial ability, providing a mechanistic bridge between basic cognitive theory and clinical presentation.

      This relationship provides novel insights into the cognitive processes underlying drawing, specifically highlighting the role of transsaccadic working memoty.ry. Previous research has primarily focused on the roles of fine motor control and eye-hand coordination in this skill.[4,50–55] This is partly because of consistent failure to find a strong relation between traditional memory measures and copying abili [4,31] For instance, common measures of working memory, such as digit span and Corsi block tasks, do not directly predict ROCF copying performance.[31,56] Furthermore, in patients with constructional apraxia, these memory performance measures often remain relatively preserved despite significant drawing impairments.[56–58] In the literature, this lack of association has often been attributed to “deictic” visual-sampling strategies, characterised by frequent eye movements that treat the environment as an external memory buffer, thereby minimising the need to maintain a detailed internal representation.[4,59] In a real-world copying task, the ROCF requires a high volume of saccades, making it uniquely sensitive to the precision of the dynamic remapping signals identified here. Recent eye-tracking evidence confirms that patients with AD exhibit significantly more saccades and longer fixations during figure copying compared to controls, potentially as a compensatory response to trassaccadic working memory constraints.[56] This high-frequency sampling—averaging between 150 and 260 saccades for AD patients compared to approximately 100 for healthy controls—renders the task highly dependent on the precision of dynamic remapping signals.[56] To ensure this relationship was not driven by a general "g-factor" or non-spatial memory impairment, we further investigated the role of broader cognitive performance using the ACE-III Memory subscale. We found that the relationship between transsaccadic working memory and ROCF performance remains highly significant, even after controlling for age, education, and ACE-III Memory subscore. This suggests that transsaccadic updating may represent a discrete computational phenotype required for visuomotor control, rather than a non-specific proxy for global cognitive decline.

      In other words, even when visual information is readily available in the world, the act of copying depends critically on working memory across saccades. This reveals a fundamental computational trade-off: while active sampling strategies (characterised with frequent eye-hand movements) effectively reduce the load on capacity-limited working memory, they simultaneously increase the demand for precise spatial updating across eye movements. By treating the external world as an "outside" memory buffer, the brain minimises the volume of information it must hold internally, but it becomes entirely dependent on the reliability with which that information is remapped after each eye movement. This perspective aligns with, rather contradicts, the traditional view of active sampling, which posits that individuals adapt their gaze and memory strategies based on specific task demands.[3,60] Furthermore, this perspective provides a mechanistic framework for understanding constructional apraxia; in these clinical populations, the impairment may not lie in a reduced memory "span," but rather in the cumulative noise introduced by the constant spatial remapping required during the copying process.[58,61]

      Beyond constructional ability, these findings suggest that the primary evolutionary utility of high-resolution spatial remapping lies in the service of action rather than perception. While spatial remapping is often invoked to explain perceptual stability,[11–13,15] the necessity of high-resolution transsaccadic memory for basic visual perception is debated.[13,62–64] A prevailing view suggests that detailed internal models are unnecessary for perception, given the continuous availability of visual information in the external world.[13,44] Our findings support an alternative perspective, aligning with the proposal that high-resolution transsaccadic memory primarily serves action rather than perception.[13] This is consistent with the need for precise localisation in eye-hand coordination tasks such as pointing or grasping.[65] Even when unaware of intrasaccadic target displacements, individuals rapidly adjust their reaching movements, suggesting direct access of the motor system to remapping signals.66 Further support comes from evidence that pointing to remembered locations is biased by changes in eye position,[67] and that remapping neurons reside within the dorsal “action” visual pathway, rather than the ventral “perception” visual pathway.[13,68,69] By demonstrating a strong link between transsaccadic working memory and drawing (a complex fine motor skill), our findings suggest that precise visual working memory across eye movements plays an important role in complex fine motor control.”

      (2) Model fitting across age groups (p. 9).

      It is unclear whether it is appropriate to fit healthy young and healthy elderly participants' data to the same model simultaneously. If the goal of the model fitting is to account for behavioral performance across all conditions, combining these groups may be problematic, as the groups differ significantly in overall performance despite showing similar remapping costs. This suggests that model performance might differ meaningfully between age groups. For example, in Figure 4A, participants 22-42 (presumably the elderly group) show the best fit for the Dual (Saccade) model, implying that the Interference component may contribute less to explaining elderly performance.

      Furthermore, although the most complex model emerges as the best-fitting model, the manuscript should explain how model complexity is penalized or balanced in the model comparison procedure. Additionally, are Fixation Decay and Saccade Update necessarily alternative mechanisms? Could both contribute simultaneously to spatial memory representation? A model that includes both mechanisms-e.g., Dual (Fixation) + Dual (Saccade) + Interference-could be tested to determine whether it outperforms Model 7 to rule out the sole contribution of complexity.

      We thank you for the opportunity to expand upon and clarify our modelling approach. Our decision to use a common generative model for both young and older adults was grounded in the empirical finding that there was no significant interaction between age group and saccade condition for either location or colour memory. While older adults demonstrated lower baseline precision, the specific "saccade cost" remained remarkably consistent across cohorts. This was the justification we proceeded on to use of a common model to assess quantitative differences in parameter estimates while maintaining a consistent mechanistic framework for comparison.

      Moreover, our winning model nests simpler models as special cases, providing the flexibility to naturally accommodate groups where certain components—such as interference—might play a reduced role. This ultimately confirms that the mechanisms for age-related memory deficits in this task reflect more general decline rather than a qualitative failure of the saccadic remapping process.

      This approach is further supported by the properties of the Bayesian model selection (BMS) procedure we used, which inherently penalises the inclusion of unnecessary parameters. Unlike maximum likelihood methods, BMS compares marginal likelihoods, representing the evidence for a model integrated over its entire parameter space. This follows the principle of Bayesian Occam’s Razor, where a model is only favoured if the improvement in fit justifies the additional parameter space; redundant parameters instead "dilute" the probability mass and lower the model evidence.

      Consequently, we contend that a hybrid model combining fixation and saccade mechanisms is unnecessary, as we have already adjudicated between alternative mechanisms of equal complexity. Specifically, Model 6 (Dual Fixation + Interference) and Model 7 (Dual Saccade + Interference) possess an identical number of parameters. The fact that Model 7 emerged as the clear winner—providing substantial evidence against Model 6 with a Bayes Factor of 6.11—demonstrates that our model selection is driven by the specific mechanistic account of the data rather than a simple preference for complexity.

      We have revised the Results and Discussion sections of the manuscript to state these points more explicitly for readers and have included references to established literature regarding the robustness of marginal likelihoods in guarding against overfitting.

      In the Results,

      “By fitting these models to the trial-by-trial response data from all healthy participants (N=42), we adjudicated between competing mechanisms to determine which best explained participant performance (Figure 4). We used random-effects Bayesian model selection to identify the most plausible generative model. This process relies on the marginal likelihood (model evidence), which inherently balances model fit against complexity—a principle often referred to as Occam’s razor.[25–27] The analysis yielded a strong result: the “Dual (Saccade) + Interference” model (Model 7 in Table 1) emerged as the winning model, providing substantial evidence against the next best alternative with a Bayes Factor of 6.11.”

      In the Discussion:

      “Our framework employs Variational Laplace, a method used to recover computational phenotypes in clinical populations like those with substance use disorders,[34,35] and the models we fit using this procedure feature time-dependent parameterisation of variance—conceptually similar to the widely-used Hierarchical Gaussian Filter.[36–39] Importantly, the risk of overfitting is mitigated by the Bayesian Model Selection framework; by utilising the marginal likelihood for model comparison, the procedure inherently penalises excessive model complexity and promotes generalisability.[25–27,40] This generalisability was further evidenced by the model's ability to predict performance on the independent ROCF task, confirming that these parameters represent robust mechanistic phenotypes rather than idiosyncratic fits to the initial dataset.”

      Minor point: On p. 9, line 336, Figure 4A does not appear to include the red dashed vertical line that is mentioned as separating the age groups.

      Thank you for pointing out this inconsistency. We apologise for the oversight; upon further review, we concluded that the red dashed vertical line was unnecessary for the clear presentation of the data. We have therefore removed the line from Figure 4A and deleted the corresponding sentence in the figure caption.

      (3) Clarification of conceptual terminology.

      Some conceptual distinctions are unclear. For example, the relationship between "retinal memory" and "transsaccadic memory," as well as between "allocentric map" and "retinotopic representation," is not fully explained. Are these constructs related or distinct? Additionally, the manuscript uses terms such as "allocentric map," "retinotopic representation," and "reference frame" interchangeably, which creates ambiguity. It would be helpful for the authors to clarify the relationships among these terms and apply them consistently.

      Thank you for pointing this out. We have revised the manuscript to ensure that these terms are applied with greater precision and consistency. Our revisions standardise the terminology based on the following distinctions:

      Reference frames: We distinguish between the eye-centred reference frame (coordinate systems that shift with gaze) and the world-centred reference frame (coordinate systems anchored to the environment).

      Retinotopic representation vs. allocentric map: We clarify that retinotopic representations are encoded within an eye-centred reference frame and are updated with every ocular movement. Conversely, the allocentric map is anchored to stable environmental features, remaining invariant to the observer’s gaze direction or position.

      Retinotopic memory vs. transsaccadic memory: We have removed the term "retinal memory" to avoid ambiguity. We now consistently use retinotopic memory to describe the persistence of visual information in eye-centred coordinates within a single fixation. In contrast, transsaccadic memory refers to the higher-level integration of visual information across saccades, which involves the active updating or remapping of representations to maintain stability.

      To incorporate these clarifications, we have implemented the following changes:

      In the Introduction, the second paragraph has been entirely rewritten to establish these definitions at the outset, providing a clearer theoretical framework for the study.

      “Central to this enquiry is the nature of the coordinate system used for the brain's internal spatial representation. Does the brain maintain a single, world-centred (allocentric) map, or does it rely on a dynamic, eye-centred (retinotopic) representation?[11,13,15,16] In the latter system, retinotopic memory preserves spatial information within a fixation, whereas transsaccadic memory describes the active process of updating these representations across eye movements to achieve spatiotopic stability—the perception of a stable world despite eye movements.[11,16–18] If spatial stability is indeed reconstructed through such remapping, the mechanism remains unresolved: do we retain memories of absolute fixation locations, or do we reconstruct these positions from noisy memories of the intervening saccade vectors? We can test these hypotheses by analysing when and where memory errors occur. Assuming that memory precision declines over time,[19] the resulting error distributions should reveal the specific variables that are represented and updated across each saccade.”

      In the Results, the opening section of the Results has been reorganised to align with this terminology. We have ensured that the hypotheses and behavioural data—specifically the definition of "saccade cost"—are introduced using this consistent conceptual vocabulary to improve the overall coherence of the narrative.

      (4) Rationale for the selective disruption hypothesis (p. 4, lines 153-154). The authors hypothesize that "saccades would selectively disrupt location memory while leaving colour memory intact." Providing theoretical or empirical justification for this prediction would strengthen the argument.

      We have revised the Results to state the hypothesis more explicitly and expanded the Discussion to provide a robust theoretical and empirical rationale:

      In the Results,

      “This design allowed us to isolate and quantify the unique impact of saccades on spatial memory, enabling us to test competing hypotheses regarding spatial representation. If spatial memory were solely underpinned by an allocentric mechanism, precision should remain comparable across all conditions as the representation would be world-centred and unaffected by eye movements. Thus, performance in the no-saccade condition should be comparable to the two-saccade condition. Conversely, if spatial memory relies on a retinotopic representation requiring active updating across eye movements, the two-saccade condition was anticipated to be the most challenging due to cumulative decay in the memory traces used for stimulus reconstruction after each saccade.[22] Critically, we hypothesised that this saccade cost would be specific to the spatial domain; while location requires active remapping via noisy oculomotor signals, non-spatial features like colour are not inherently tied to coordinate transformations and should therefore remain stable (see more in Discussion below).

      Meanwhile, the no-saccade condition was expected to yield the most accurate localisation, relying solely on retinotopic information (retinotopic working memory). These predictions were confirmed in young healthy adults (N = 21, mean age = 24.1 years, ranged between 19 and 34). A repeated measures ANOVA revealed a significant main effect of saccades on location memory (F(2.2,43.9)=33.2, p<0.001, partial η²=0.62), indicating substantial impairment after eye movements (Figure 2A). In contrast, colour memory remained remarkably stable across all saccade conditions (Figure 2B; F(2.2, 44.7) = 0.68, p=0.53, partial η² =0.03).

      This “saccade cost”—the loss of memory precision following an eye movement—indicates that spatial representations require active updating across saccades rather than being maintained in a static, world-centred reference frame.

      Critically, our comparison between spatial and colour memory does not rely on the absolute magnitude of errors, which are measured in different units (degrees of visual angle vs. radians). Instead, we assessed the relative impact of the same saccadic demand on each feature within the same trial. While location recall showed a robust saccade cost, colour recall remained statistically unchanged. To ensure this null effect was not due to a lack of measurement sensitivity, we examined the recency effect; recall performance for the second item was predicted to be better than for the first stimulus in each condition.[23,24] As expected, colour memory for Item 2 was significantly more accurate than for Item 1 (F(1,20) = 6.52, p = 0.02, partial η² = 0.25), demonstrating that the task was sufficiently sensitive to detect standard working memory fluctuations despite the absence of a saccade-induced deficit.”

      In the Discussion, we now write that on p.18:

      “A clear finding was the specificity of the saccade cost to spatial features; it was not observed for non-spatial features like colour, even in neurodegenerative conditions. This discrepancy challenges notions of fixed visual working memory capacity unaffected by saccades.16,44–46 The differential impact on spatial versus non-spatial features in transsaccadic memory aligns with the established "what" and "where" pathways in visual processing.32,33 For objects to remain unified, object features must be bound to stable representations of location across saccades.19 One possibility is that remapping updates both features and location through a shared mechanism, predicting equal saccadic interference for both colour and location in the present study.

      However, our findings suggest otherwise. One potential concern is whether this dissociation simply reflects the inherent spatial noise introduced by fixational eye movements (FEMs), such as microssacades and drifts.47 Because locations are stored in a retinotopic frame, fixational instability necessarily shifts retinal coordinates over time. However, the "saccade cost" here was defined as the error increase relative to a no-saccade baseline of equal duration; because both conditions are subject to the same fixational drift, any FEM-induced noise is effectively subtracted out. Thus, despite the ballistic and non-Gaussian nature of FEMs,48 they cannot account for the fact the saccade cost in the spatial memory, but total absence in the colour domain. Another possibility is that this dissociation reflects differences in baseline task difficulty or dynamic range. Yet, the presence of a robust recency effect in colour memory (Figure 2B) confirms that our paradigm was sensitive to memory-dependent variance and was not limited by floor or ceiling effects.

      The fact that identical eye movements—executed simultaneously and with identical vectors—systematically degraded spatial precision while sparing colour suggests a feature-specific susceptibility to transsaccadic remapping. This supports the view that the computational process of updating an object’s location involves a vector-subtraction mechanism—incorporating noisy oculomotor commands (efference copies)—that introduces specific spatial variance. Because this remapping is a coordinate transformation, the resulting sensorimotor noise does not functionally propagate to non-spatial feature representations. Consequently, features like colour may be preserved or automatically remapped without the precision loss associated with spatial updating.11,49 Our paradigm thus provides a refined tool to investigate the architecture of transsaccadic working memory across distinct object features.”

      (5) Relationship between saccade cost and individual memory performance (p. 4, last paragraph).

      The authors report that larger saccades were associated with greater spatial memory disruption. It would be informative to examine whether individual differences in the magnitude of saccade cost correlate with participants' overall/baseline memory performance (e.g. their memory precision in the no-saccade condition). Such analyses might offer insights into how memory capacity/ability relates to resilience against saccade-induced updating.

      We have now conducted the correlation analysis to determine whether baseline memory capacity (no-saccade condition) predicts resilience to saccade-induced updating. The results indicate that these two factors are independent.

      To clarify the nature of the saccade-induced impairment, we have updated the text as follows:

      p.4: “This “saccade cost”—the loss of memory precision following an eye movement—indicates that spatial representations require active updating across saccades rather than being maintained in a static, world-centred reference frame.”

      p.5: “Further analysis examined whether individual differences in baseline memory precision (no-saccade condition) predicted resilience to saccadic disruption. Crucially, individual saccade costs (defined as the precision loss relative to baseline) did not correlate with baseline precision (rho = 0.20, p = 0.20). This suggests that the noise introduced by transsaccadic remapping acts as an independent, additive source of variance that is not modulated by an individual’s underlying memory capacity. These findings imply a functional dissociation between the mechanisms responsible for maintaining a representation and those involved in its coordinate transformation.”

      (6) Model fitting for the healthy elderly group to reveal memory-deficit factors (pp. 11-12). The manuscript discusses model-based insights into components that contribute to spatial memory deficits in AD and PD, but does not discuss components that contribute to spatial memory deficits in the healthy elderly group. Given that the EC group also shows impairments in certain parameters, explaining and discussing these outcomes of the EC group could provide additional insights into age-related memory decline, which would strengthen the study's broader conclusions.

      This is a very good point. We rewrote the corresponding results section (p.12-13):

      “Modelling reveals the sources of spatial memory deficits in healthy aging and neurodegeneration - To understand the source of the observed deficits, we applied the winning ‘Dual (Saccade) + Interference’ model the data from all participants (YC, EC, AD, and PD). By fitting the model to the entire dataset, we obtained estimates of the parameters for each individual, which then formed the basis for our group-level analysis. To formally test for group differences, we used Parametric Empirical Bayes (PEB), a hierarchical Bayesian approach that compares parameter estimates across groups while accounting for the uncertainty of each estimate [28]. This allowed us to identify which specific cognitive mechanisms, as formalised by the model parameters, were affected by age and disease.

      The Bayesian inversion used here allows us to quantify the posterior mode and variance for each parameter and the covariance for each parameter. From these, we can compute the probabilities that pairs of parameters differ from one another, which we report as P(A>B)—meaning the posterior probability that the parameter for group A was greater than that for group B.

      We first examined the specific parameters differentiating healthy elderly (EC) from young controls (YC) to isolate the factors contributing to non-pathological, age-related decline. The analysis revealed that healthy ageing is primarily characterised by a significant increase in Radial Decay (P(EC > YC) = 0.995), a heightened susceptibility to Interference (P(EC > YC) = 1.000), and a reduction in initial Angular Encoding precision (P(YC < EC) = 0.002; Figure 6). These results suggest that normal ageing degrades the fidelity of the initial memory trace and its resilience over time, while the core computational process of updating information across saccades remains intact.

      Beyond these baseline ageing effects, our clinical cohorts exhibited more severe and condition-dependent impairments. Radial decay showed a clear, graded impairment: AD patients had a greater decay rate than PD patients (P(AD > PD) = 1.000), who in turn were more impaired than the EC group (P(PD > EC) = 0.996). A similar graded pattern was observed for Interference, where AD patients were most susceptible (P(AD > PD) = 0.999), while the PD and EC groups did not significantly differ (P(PD > EC) = 0.532).

      Patients with AD also showed a tendency towards greater angular decay than controls (P(AD > EC) = 0.772), although this fell below the 95% probability threshold. This effect was influenced by a lower decay rate in the PD group compared to the EC group (P(PD < EC) = 0.037). In contrast, group differences in encoding were less pronounced. While YC exhibited significantly higher precision than all other groups, AD patients showed significantly higher angular encoding error than PD patients (P(AD > PD) = 0.985), though neither group differed significantly from the EC group.

      Crucially, parameters related to the saccade itself—saccade encoding and saccade decay—did not differentiate the groups. This indicates that neither healthy ageing nor the early stages of AD and PD significantly impair the fundamental machinery for transsaccadic remapping. Instead, the visuospatial deficits in these conditions arise from specific mechanistic failures: a faster decay of radial position information and increased susceptibility to interference, both of which are present in healthy ageing but significantly amplified by neurodegeneration.”

      In the Discussion, we added:

      “Although saccade updating was an essential component of the winning model, its two key parameters—initial encoding error and decay rate during maintenance—did not significantly differ across groups. This indicates that the core computational process of updating spatial information based on eye movements is largely preserved in healthy aging and neurodegeneration.

      Instead, group differences were driven by deficits in angular encoding error (precision of initial angle from fixation), angular decay, radial decay (decay in memory of distance from fixation), and interference susceptibility. This implies a functional and neuroanatomical dissociation: while the ventral stream (the “what” pathway) shows an age-related decline in the quality and stability of stored representations, the dorsal-stream (the “where” pathway) parietal-frontal circuits responsible for coordinate transformations remain functionally robust.[31–34] These spatial updating mechanisms appear resilient to the normal ageing trajectory and only break down when challenged by the specific pathological processes seen in Alzheimer’s or Parkinson’s disease.”

      (7) Presentation of saccade conditions in Figure 5 (p. 11). In Figure 5, it may be clearer to group the four saccade conditions together within each patient group. Since the main point is that saccadic interference on spatial memory remains robust across patient groups, grouping conditions by patient type rather than intermixing conditions would emphasize this interpretation.

      There are several valid ways to present these plots, but we chose this format because it allows for a direct visual comparison of the post-hoc group differences within each specific task demand. This arrangement clearly illustrates the graded impairment from young controls through to patients with Alzheimer’s disease across every condition. This structure also directly mirrors our two-way ANOVA, which identified significant main effects for both Group and Condition, but crucially, no significant Group x Condition interaction. We felt that grouping the data by participant group would force readers to look across four separate clusters to compare the slopes, making the stability of the saccadic remapping mechanism much harder to grasp at a glance.

      Reviewer #1 (Recommendations for the authors):

      (1) Formatting of statistical parameters.

      The formatting of statistical symbols should be consistent throughout the manuscript. Some instances of F, p, and t are italicized, while others are not. All statistical symbols should be italicized.

      Thank you for pointing this out. We have audited the manuscript. While we have revised the text to address these instances throughout the Results and Methods sections, any remaining minor formatting inconsistencies will be corrected during the final typesetting stage.

      (2) Minor typographical issues.

      (a) Line 532: "are" should be "be."

      (b) Line 654: "cantered" should be "centered."

      (c) Line 213: In "(p(bonf) < 0.001, |t| {greater than or equal to} 5.94)," the t value should be reported with its degrees of freedom, and t should be reported before p. The same applies to line 215.

      Thank you for your careful reading. All corrected.

      Reviewer #2 (Public review):

      We thank you for your positive feedback regarding our eye-tracking methodology and computational approach. We appreciate your critical insights into the feature-specific disruption hypothesis and the task structure. We have substantially revised the results and discussion about the saccadic interference on colour memory. Below we will answer your suggestions point-by-point:

      Reviewer #2 (Recommendations for the authors):

      (1) The study treats colour and location errors as comparable when arguing that saccades selectively disrupt spatial but not colour memory. However, these measures are defined in entirely different units (degrees of visual angle vs radians on a colour wheel) and are not psychophysically or statistically calibrated. Baseline task difficulty, noise level, or dynamic range do not appear to be calibrated or matched across features. As a result, the null effect of saccades on colour could reflect lower sensitivity or ceiling effects rather than implicit feature-specific robustness.

      We agree that direct comparisons of absolute error magnitudes across different dimensions are not appropriate. Our argument for feature-specific disruption relies not on the scale of errors, but on the presence or absence of a saccade cost within identical trials. In our within-subject design, the same saccade vectors produced a systematic increase in location error while leaving colour error statistically unchanged. To address sensitivity, we observed that colour memory was sufficiently precise to show a significant recency effect (p = 0.02). To further quantify the evidence for the null effect, we performed Bayesian repeated measures ANOVAs, which yielded a BF10 = 0.22. This provides substantial evidence that saccades do not disrupt colour precision, regardless of baseline sensitivity.

      We have substantially revised this in Results, Methods and Discussion:

      In the Results:

      “This design allowed us to isolate and quantify the unique impact of saccades on spatial memory, enabling us to test competing hypotheses regarding spatial representation. If spatial memory were solely underpinned by an allocentric mechanism, precision should remain comparable across all conditions as the representation would be world-centred and unaffected by eye movements. Thus, performance in the no-saccade condition should be comparable to the two-saccade condition. Conversely, if spatial memory relies on a retinotopic representation requiring active updating across eye movements, the two-saccade condition was anticipated to be the most challenging due to cumulative decay in the memory traces used for stimulus reconstruction after each saccade.[22] Critically, we hypothesised that this saccade cost would be specific to the spatial domain; while location requires active remapping via noisy oculomotor signals, non-spatial features like colour are not inherently tied to coordinate transformations and should therefore remain stable (see more in Discussion below).

      Meanwhile, the no-saccade condition was expected to yield the most accurate localisation, relying solely on retinotopic information (retinotopic working memory). These predictions were confirmed in young healthy adults (N = 21, mean age = 24.1 years, ranged between 19 and 34). A repeated measures ANOVA revealed a significant main effect of saccades on location memory (F(2.2,43.9)=33.2, p<0.001, partial η²=0.62), indicating substantial impairment after eye movements (Figure 2A). In contrast, colour memory remained remarkably stable across all saccade conditions (Figure 2B; F(2.2, 44.7) = 0.68, p=0.53, partial η² =0.03).

      This “saccade cost”—the loss of memory precision following an eye movement—indicates that spatial representations require active updating across saccades rather than being maintained in a static, world-centred reference frame.

      Critically, our comparison between spatial and colour memory does not rely on the absolute magnitude of errors, which are measured in different units (degrees of visual angle vs. radians). Instead, we assessed the relative impact of the same saccadic demand on each feature within the same trial. While location recall showed a robust saccade cost, colour recall remained statistically unchanged. To ensure this null effect was not due to a lack of measurement sensitivity, we examined the recency effect; recall performance for the second item was predicted to be better than for the first stimulus in each condition.[23,24] As expected, colour memory for Item 2 was significantly more accurate than for Item 1 (F(1,20) = 6.52, p = 0.02, partial η² = 0.25), demonstrating that the task was sufficiently sensitive to detect standard working memory fluctuations despite the absence of a saccade-induced deficit.”

      In the Methods, at the beginning of “Statistical Analysis”, we added

      “Because location and colour recall involve different scales and units, all analyses were performed independently for each feature to avoid cross-dimensional magnitude comparisons.” (p25)

      In the Discussion, we added:

      “A potential concern is whether the observed dissociation between colour and location reflects differences in baseline task difficulty or dynamic range. Yet, the presence of a robust recency effect in colour memory (Figure 2B) confirms that our paradigm was sensitive to memory-dependent variance and was not limited by floor or ceiling effects.”

      (2) Colour and then location are probed serially, without a counter-balanced order. This fixed response order could introduce a systematic bias because location recall is consistently subject to longer memory retention intervals and cognitive interference from the colour decision. The observed dissociation-saccades impair location but not colour, and may therefore reflect task structure rather than implicit feature-specific differences in trans-saccadic memory.

      Thank you for the insightful observation regarding our fixed response order. We acknowledge that that a counterbalanced design is typically preferred to mitigate potential order effects. However, we chose this consistent sequence to ensure the task remained accessible for cognitively impaired patients (i.e., the Alzheimer’s disease (AD) and Parkinson’s disease (PD) cohorts). Conducting an eye-tracking memory task with cognitively impaired patients is challenging, as they may struggle with task engagement or forget complex instructions. During the design phase, we prioritised a consistent structure to reduce the cognitive load and task-switching demands that typically challenge these cohorts.

      Critically, because the saccade cost is a relative measure calculated by comparing conditions with identical timings, any bias from the fixed order is present in both the baseline and saccade trials. The disruption we report is therefore a specific effect of eye movements that goes beyond the noise introduced by the retention interval or the preceding colour report.

      We added the following text in the Methods – experimental procedure (p.22):

      “Recall was performed in a fixed order, with colour reported before location. This sequence was primarily chosen to minimise cognitive load and task-switching demands for the two neurological patient cohorts, ensuring the paradigm remained accessible for individuals with AD and PD. While this order results in a slightly longer retention interval for location recall, the saccade cost was identified by comparing location error across experimental conditions with similar timings but varying saccadic demands.”

      (3) Relatedly, because spatial representations are retinotopic, fixational eye movements (FEMs - microsaccades and drift) displace the retinal coordinates of encoded positions, increasing apparent spatial noise with time delays. Colour memory, however, is feature-based and unaffected by small retinal translations. Thus, any between-condition or between-group differences in FEMs could selectively inflate location error and the associated model parameters (encoding noise, decay, interference), while leaving colour error unchanged. Note that FEMs tend to be slightly ballistic [1,2], hence not well modelled with a Gaussian blur.

      This is a very insightful point. We have now addressed this in detail within the discussion:

      “However, our findings suggest otherwise. One potential concern is whether this dissociation simply reflects the inherent spatial noise introduced by fixational eye movements (FEMs), such as microssacades and drifts.[46] Because locations are stored in a retinotopic frame, fixational instability necessarily shifts retinal coordinates over time. However, the "saccade cost" here was defined as the error increase relative to a no-saccade baseline of equal duration; because both conditions are subject to the same fixational drift, any FEM-induced noise is effectively subtracted out. Thus, despite the ballistic and non-Gaussian nature of FEMs,n [47] they cannot account for the fact the saccade cost in the spatial memory, but total absence in the colour domain. Another possibility is that this dissociation reflects differences in baseline task difficulty or dynamic range. Yet, the presence of a robust recency effect in colour memory (Figure 2B) confirms that our paradigm was sensitive to memory-dependent variance and was not limited by floor or ceiling effects.”

      (4) There is no in silico demonstration that the modelling framework can recover the true generating model from synthetic data or recover accurate parameters under realistic noise levels, which can be challenging in generative models with a hierarchical structure (as per [3], for example). Figure 8b shows that the parameters possess substantial posterior covariance, which raises concerns as to whether they can be reliably disambiguate.

      Many thanks for this comment. We have added a simple recovery analysis as detailed below but are also keen to ensure we fully answer your question—which has more to do with empirical rather than simulated data—and make clear the rationale for this analysis in this instance.

      We added this in Supplementary Materials:

      “Model validation and recovery analysis

      The following section provides a detailed technical assessment of the model inversion scheme, focusing on the discriminability of the model space and the identifiability of individual parameters.

      Recovery analyses of this sort are typically used prior to collecting data to allow one to determine whether, in principle, the data are useful in disambiguating between hypotheses. In this sense, they have a role analogous to a classical power calculation. However, their utility is limited when used post-hoc when data have already been collected, as the question of whether the models can be disambiguated becomes one of whether non-trivial Bayes factors can be identified from those data.

      The reason for including a recovery analysis here is not to identify whether the model inversion scheme identifies a ‘true’ model. The concept of ‘true generative models’ commits to a strong philosophical position which is at odds with the ‘all models are wrong, but some are useful’ perspective held by many in statistics, e.g., (So, 2017). Of note, one can always confound a model recovery scheme by generating the same data in a simple way, and in (one of an infinite number of) more complex ways. A good model inversion scheme will always recover the simple model and therefore would appear to select the ‘wrong’ model in a recovery analysis. However, it is still the best explanation for the data. For these reasons, we do not necessarily expect ‘good’ recoverability in all parameter ranges. This is further confounded by the relationship between the models we have proposed—e.g., an interference model with very low interference will look almost identical to a model with no interference. The important question here is whether they can be disambiguated with real data.

      Instead, the value of a post-hoc recovery analysis here is to evaluate whether there was a sensible choice of model space—i.e., that it was not a priori guaranteed that a single model (and, specifically, the model we found to be the best explanation for the data) would explain the results of all others. To address this, for each model, we simulated 16 datasets, each of which relied upon parameters sampled from the model priors, which included examples of each of the experimental conditions. We then fit each of these datasets to each of the 7 models to construct the confusion matrix shown in the lower panel of Supplementary Figure 3, by accumulating evidence over each of the 16 participants generated according to each ‘true’ model (columns) for each of the possible explanatory models (rows). This shows that no one model, for the parameter ranges sampled here, explains all other datasets. Interestingly, our ‘winning’ model in the empirical analysis is not the best explanation for any of the datasets simulated (including its own). This is reassuring, in that it implies this model winning was not a foregone conclusion and is driven by the data—not just the choice of model space.”

      Your point about the posterior covariance is well founded. As we describe in Supplementary Materials, this is an inherent feature of inverse problems (analogous to EEG source localisation). However, the fact that our posterior densities move significantly away from the prior expectations demonstrates that the data are indeed informative. By adopting a Bayesian framework, we are able to explicitly quantify this uncertainty rather than ignoring it, providing a more transparent account of parameter identifiability. We have added the following in the same section of Supplementary Materials:

      “This problem is an inverse problem—inferring parameters from a non-linear model. We therefore expect a degree of posterior covariance between parameters and, consequently, that they cannot be disambiguated with complete certainty. While some degree of posterior covariance is inherent to inverse models—including established methods like EEG source localisation—the fact that many of the parameters are estimated with posterior densities that do not include their prior expectations implies the data are informative about these.

      The advantage of the Bayesian approach we have adopted here is that we can explicitly quantify posterior covariance between these parameters, and therefore the degree to which they can be disambiguated. While the posterior covariance matrices from empirical data are the relevant measure here, we can better understand the behaviour of the model inversion scheme in relation to the specific models used using the model recovery analysis reported in Supplementary figure 3.

      The middle panel of the figure is key, along with the correlation coefficients reported in the figure caption. Here, we see at least a weak positive correlation (in some cases much stronger) for almost all parameters and limited movement from prior expectations for those parameters that are less convincingly recovered. This reinforces that the ability of the scheme to recover parameters is best assessed in terms of the degree of movement of posterior from prior values following fitting to empirical data.”

      (5) The authors employ Bayes factors (BFs) to disambiguate models, but BFs would also strengthen the claims that location, but not colour, is impacted by saccades. Despite colour being a circular variable, colour error is analysed using ANOVA on linearised differences (radians). The authors should also arguably use circular statistics, such as the von Mises distribution, for the analysis of colour.

      Regarding the use of circular statistics, you are correct that such error distributions are not suitable for ANOVA, and it is better to use circular statistics. However, for the present dataset, we used the mean absolute angular error per condition (ranging from 0 to π radians), which represents the shortest distance on the colour wheel between the target and the response.

      This approach effectively linearises the measure by removing the 2π wrap-around boundary. because the observed errors were relatively small and did not cluster near the π boundary—even in the patient cohorts (Figure 5B)—the "wrap-around" effect of circular space is negligible. Moreover, by analysing the mean error across trials for each condition, rather than trial-wise data, we invoke the Central Limit Theorem. This ensures that the distribution of these means is approximately normal, satisfying the fundamental assumptions of ANOVA. Due to these reasons, we adopted simpler linear models. We confirmed that the data did not violate the assumptions of linear statistics. In this low-noise regime, linear and circular models converge on the same conclusions. This has been revised in Methods:

      “For colour memory, we calculated the absolute angular error, defined as the shortest distance on the colour wheel between the target and the reported colour (range 0 to π radians). For the primary statistical analyses, we utilised the mean absolute error per condition for each participant. By analysing these condition-wise means rather than trial-wise raw data, we invoke the Central Limit Theorem, which ensures that the sampling distribution of these means approximates normality. Because the absolute errors in this paradigm were relatively small and did not approach the π boundary (Figure 5B) even in the clinical cohorts, the data were treated as a continuous measure in our linear ANOVAs and regression models. Moreover, because location and colour recall involve different scales and units, all analyses were performed independently for each feature to avoid cross-dimensional magnitude comparisons.”

      We have also now integrated Bayesian repeated measures ANOVA throughout the manuscript. The Results section for the young healthy adults now reads (p. 4):

      “A repeated measures ANOVA revealed a significant main effect of saccades on location memory (F(3, 20) = 51.52, p < 0.001, partial η²=0.72), with Bayesian analysis providing decisive evidence for the inclusion of the saccade factor (BF<sub>incl</sub> = 3.52 x 10^13, P(incl|data) = 1.00). In contrast, colour memory remained remarkably stable across all saccade conditions (F(3, 20) = 0.57, p = 0.64, partial η² =0.03). This null effect was supported by Bayesian analysis, which provided moderate evidence in favour of the null hypothesis (BF<sub>01</sub> = 8.46, P(excl|data) = 0.89), indicating that the data were more than eight times more likely under the null model than a model including saccade-related impairment.”

      For elderly healthy adults:

      “In contrast, colour memory remained unaffected by saccade demands (F(3, 20) = 0.57, p = 0.65, partial η² =0.03), again supported by the Bayesian analysis: BF<sub>01</sub> = 8.68, P(excl|data) = 0.90.”

      For patient cohorts:

      “Bayesian repeated measures ANOVAs further supported this dissociation, providing moderate evidence for the null hypothesis in the AD group (BF<sub>01</sub> = 3.35, P(excl|data) = 0.77) and weak evidence in the PD group (BF<sub>01</sub> = 2.23, P(excl|data) = 0.69). This indicates that even in populations with established neurodegeneration, the detrimental impact of eye movements is specific to the spatial domain.”

      Related description is also updated in Methods – Statistical Analysis.

      Minor:

      (1) The modelling is described as computational but is arguably better characterised as a heuristic generative model at Marr's algorithmic level. It does not derive from normative computational principles or describe an implementation in neural circuits.

      We appreciate your perspective on the classification of our model within Marr’s hierarchy. We agree that our framework is best characterised as an algorithmic-level generative model. Our objective was to identify the mechanistic principles governing transsaccadic updating rather than to provide a normative derivation or a specific circuit-level implementation.

      To ensure readers do not over-interpret the term ‘computational’, we have added a clarifying statement in the Discussion acknowledging the algorithmic nature of the model. Interestingly, we note that a model predicated on this form of spatial diffusion implies a neural field representation with a spatial connectivity kernel whose limit approximates the second derivative of a Dirac delta function. While a formal neural field implementation is beyond the scope of the present work, our algorithmic results provide the necessary constraints for such future biophysical models.

      p.20: “While we describe the present framework as 'computational', it is more precisely characterised as an algorithmic-level generative model within Marr’s hierarchy. Our focus was on defining the rules of spatial integration and the sources of eye-movement-induced noise, rather than deriving these processes from normative principles or defining their specific neural implementation.”

      (2) I did not find a description of the recruitment and characterization of the AD and PD patients.

      Apologies for this omission. We have now included a detailed description of participant recruitment and clinical characterisation in the Methods section and also updated Table 2:

      “A total of 87 participants completed the study: 21 young healthy adults (YC), 21 older healthy adults (EC), 23 patients with Parkinson’s disease (PD), and 22 patients with Alzheimer’s disease (AD). Their demographic and clinical details are summarised in Table 2. Initially, 90 participants were recruited (22 YC, 21 EC, 25 PD, 22 AD); however, three individuals (1 YC and 2 PD) were excluded from all analyses due to technical issues during data acquisition.

      All participants were recruited locally in Oxford, UK. None were professional artists, had a history of psychiatric illness, or were taking psychoactive medications (excluding standard dopamine replacement therapy for PD patients). Young participants were recruited via the University of Oxford Department of Experimental Psychology recruitment system. Older healthy volunteers (all >50 years of age) were recruited from the Oxford Dementia and Ageing Research (OxDARE) database.

      Patients with PD were recruited from specialist clinics in Oxfordshire. All had a clinical diagnosis of idiopathic Parkinson's disease and no history of other major neurological or psychiatric conditions. While specific dosages of dopamine replacement therapy (e.g., levodopa equivalent doses) were not systematically recorded, all patients were tested while on their regular medication regimen ('ON' state).

      Patients with PD were recruited from clinics in the Oxfordshire area. All had a clinical diagnosis of idiopathic Parkinson’s disease and no history of other major neurological or psychiatric illnesses. While all patients were tested in their regular medication ‘ON’ state, the specific pharmacological profiles—including the exact types of medication (e.g., levodopa, dopamine agonists, or combinations) and dosages—were not systematically recorded. The disease duration and PD severity were also un-recorded for this study.

      Patients with AD were recruited from the Cognitive Disorders Clinic at the John Radcliffe Hospital, Oxford, UK. All AD participants presented with a progressive, multidomain, predominantly amnestic cognitive impairment. Clinical diagnoses were supported by structural MRI and FDG-PET imaging consistent with a clinical diagnosis of AD dementia (e.g., temporo-parietal atrophy and hypometabolism).69 All neuroimaging was reviewed independently by two senior neurologists (S.T. and M.H.).

      Global cognitive function was assessed using the Addenbrooke’s Cognitive Examination-III (ACE-III).70 All healthy participants scored above the standard cut-off of 88, with the exception of one elderly participant who scored 85. In the PD group, two participants scored below the cut-off (85 and 79). In the AD group, six participants scored above 88; these individuals were included based on robust clinical and radiological evidence of AD pathology rather than their ACE-III score alone.”

      (3) YA and OA patients appear to differ in gender distribution.

      We acknowledge the difference in gender distribution between the young (71.4% female) and older adult (57.1% female) cohorts. However, we do not anticipate that gender influences the fundamental computational mechanisms of retinotopic maintenance or transsaccadic remapping. These processes represent low-level visuospatial functions for which there is no established evidence of gender-specific differences in precision or coordinate transformation. We have ensured that the gender distribution for each cohort is clearly listed in the demographics table (Table 2) for full transparency.

      Thank you very much for very insightful feedback!

      Reviewer #3 (Public review):

      Thank you for the positive feedback regarding our inclusion of clinical groups and the identification of computational phenotypes that differentiate these cohorts.

      To address your concerns about the model, we have clarified our use of Bayesian Model Selection, which inherently penalises model complexity to ensure that our results are not driven solely by the number of parameters. We will also provide further evidence regarding model generalisability to address the concern of overfitting.

      Regarding the link with the ROCF, we have revised the manuscript to better highlight the specific relationship between our transsaccadic parameters and the ROCF data and better motivate the inclusion of these results in the main text.

      Below is our response to your suggestions point-by-point:

      (1) The models tested differ in terms of the number of parameters. In general, a larger number of parameters leads to a better goodness of fit. It is not clear how the difference in the number of parameters between the models was taken into account. It is not clear whether the modelling results could be influenced by overfitting (it is not clear how well the model can generalize to new observations).

      To ensure our results were not driven by the number of parameters, we utilised random-effects Bayesian Model Selection (BMS) to adjudicate between our candidate models. Unlike maximum likelihood methods, BMS relies on the marginal likelihood (model evidence), which inherently balances model fit against parsimony—a principle known as the Occam’s Razor (Rasmussen and Ghahramani, 2000). In this framework, a model is only preferred if the improvement in fit justifies the additional parameter space; redundant parameters actually lower model evidence by diluting the probability mass. We would be happy to point toward literature that discusses how these marginal likelihood approximations provide a more robust guard against overfitting than standard metrics like BIC or AIC (MacKay, 2003; Murray and Ghahramani, 2005; Penny, 2012).

      The fact that the "Dual (Saccade) + Interference" model (Model 7) emerged as the winner—with a Bayes Factor of 6.11 against the next best alternative—demonstrates that its complexity was statistically justified by its superior account of the trial-by-trial data.

      Furthermore, to address the risk of overfitting, we established the generalisability of these parameters by using them to predict performance on an independent clinical task. These parameters successfully explained ~62% of the variance in ROCF copy scores—a very distinct, real-world task--confirming that they represent robust computational phenotypes rather than idiosyncratic fits to the initial dataset.

      In the Results (p10):

      “We used random-effects Bayesian model selection to identify the most plausible generative model. This process relies on the marginal likelihood (model evidence), which inherently balances model fit against complexity—a principle often referred to as Occam’s razor.[25–27]”

      In the Discussion (p17):

      “Importantly, the risk of overfitting is mitigated by the Bayesian Model Selection framework; by utilising the marginal likelihood for model comparison, the procedure inherently penalises excessive model complexity and promotes generalisability.[25–27,42] This generalisability was further evidenced by the model's ability to predict performance on the independent ROCF task, confirming that these parameters represent robust mechanistic phenotypes rather than idiosyncratic fits to the initial dataset.”

      (2) Results specificity: it is not clear how specific the modelling results are with respect to constructional ability (measured via the Rey-Osterrieth Complex Figure test). As with any cognitive test, performance can also be influenced by general, non-specific abilities that contribute broadly to test success.

      We agree that constructional performance is influenced by both specific mechanistic constraints and general cognitive abilities. To isolate the unique contribution of transsaccadic updating, we therefore performed a partial correlation analysis across the entire sample. We examined the relationship between location error in the two-saccades condition (our primary behavioural measure of transsaccadic memory) and ROCF copy scores. Even after partialling out the effects of global cognitive status (ACE-III total score), age, and years of education, the correlation remained highly significant (rho = -0.39, p < 0.001).

      This suggests that our model captures a specific computational phenotype—the precision of spatial updating during active visual sampling—rather than acting as a proxy for non-specific cognitive decline. This mechanistic link explains why traditional working memory measures (e.g., digit span or Corsi blocks) frequently fail to predict drawing performance; unlike those tasks, figure copying requires thousands of saccades, making it uniquely sensitive to the precision of the dynamic remapping signals identified by our modelling framework.

      We added the following text in the Discussion (p19):

      “We also found that the relationship between transsaccadic working memory and ROCF performance remains highly significant (rho = -0.39, p < 0.001), even after controlling for age, education, and global cognitive status (ACE-III total score). Consequently, transsaccadic updating may represent a discrete computational phenotype required for visuomotor control, rather than a non-specific proxy for global cognitive decline.[57]”

      Reviewer #3 (Recommendations for the authors):

      (1) The authors mention in the introduction the following: "One key hypothesis is that we use working memory across visual fixations to update perception dynamically", citing the following manuscript:

      Harrison, W. J., Stead, I., Wallis, T. S. A., Bex, P. J. & Mattingley, J. B. A computational 906 account of transsaccadic attentional allocation based on visual gain fields. Proc. Natl. 907 Acad. Sci. U.S.A. 121, e2316608121 (2024).

      However, the manuscript above does not refer explicitly to the involvement of working memory in transaccadic integration of object location in space. Rather, it takes advantage of recent evidence showing how the true location of a visual object is represented in the activity of neurons in primary visual cortex ( A. P. Morris, B. Krekelberg, A stable visual world in primate primary visual cortex. Curr. Biol. 29, 1471-1480.e6 (2019) ). The model hypothesizes that true locations of objects are readily available, and then allocates attention in real-world coordinates, allowing efficient coordination of attention and saccadic eye movements.

      Thank you for clarification. As suggested, we have now included the citation of Morris & Krekelberg (2019) to acknowledge the evidence for stable object locations within the primary visual cortex.

      (2) The authors in the introduction and the title use the terms 'transaccadic memory' and 'spatial working memory'. However, it is not clear whether these can be used interchangeably or are reflecting different constructs.

      Classical measures of visuo-spatial working memory are derived from the Corsi task (or similar), where the location of multiple objects is displayed and subsequently remembered. In such tasks, eye movements and saccades are not generally considered, only memory performance, representing the visuo-spatial span.

      Transaccadic memory tasks are instead explicitly measuring the performance on remembered object locations of features across explicit eye movements, usually using a very limited number of objects (1 or 2, as is the case for the current manuscript).

      While the two constructs share some features, it is not clear whether they represent the same underlying ability or not, especially because in transaccadic tasks, participants are required to perform one or more saccades, thus representing a dual-task case.

      I think the relationship between 'transaccadic memory' and 'spatial working memory' should be clarified in the manuscript.

      Thank you. Yes, we have added this within the Methods - Measurement of saccade cost to clarify that spatial working memory is the broad cognitive construct responsible for short-term maintenance, whereas transsaccadic memory is the specific, dynamic process of remapping representations to maintain stability across eye movements.

      In Methods (p.22):

      “Within this framework, it is important to distinguish between the broad construct of spatial working memory and the specific process of transsaccadic memory. While spatial working memory refers to the general ability to maintain spatial information over short intervals, transsaccadic memory describes the dynamic updating of these representations—termed remapping—to ensure stability across eye movements. Unlike classical 'static' measures of spatial working memory, such as the Corsi block task which focuses on memory span, transsaccadic memory tasks explicitly require the integration of stored visual information with motor signals from intervening saccades. Our paradigm treats transsaccadic updating as a core computational process within spatial working memory, where eye-centred representations are actively reconstructed based on noisy memories of the intervening saccade vectors.”

      (3) In Figure 1, the second row indicates the presentation of item 2. Indeed, in the condition 'saccade-after-item-1', the target in the second row of Figure 1 is displaced, as expected. This clarifies the direction and amplitude of the first saccade requested. However, from Figure 1, it is hard to understand the amplitude and direction of the second requested saccade. I think the figure should be updated, giving a full description of the direction and amplitude of the second saccade as well ('saccade-after-item-2' and 'two-saccades' conditions).

      We agree that making the figure legend more self-contained is beneficial for the reader. While the specific physical parameters and the trial sequence for each condition are detailed in the Results and Methods sections, we have now updated the legend for Figure 1 to explicitly define these details. Specifically, we have clarified that the colour wheel itself served as the target for the second instructed saccade (i.e., the movement from the second fixation cross to the colour wheel location). We have also included the quantitative constraint that all saccade vectors were at least 8.5 degrees of visual angle in amplitude. Given the limited space within a figure legend, we hope these concise additions provide the transparency requested without interrupting the conceptual flow of the diagram.

      Updated Figure 1 legend:

      “Participants were asked to fixate a white cross, wherever it appeared. They had to remember the colour and location of a sequence of two briefly presented coloured squares (Item 1 and 2), each appearing within a white square frame. They then fixated a colour wheel wherever it appeared on the screen, which served as the target for the second instructed saccade (i.e., a movement from the second fixation cross to the colour wheel location). This cued recall of a specific square (Item 1 or Item 2 labelled within the colour wheel). Participants selected the remembered colour on the colour wheel which led to a square of that colour appearing on the screen. They then dragged this square to its remembered location on the screen. Saccadic demands were manipulated by varying the locations of the second frame and the colour wheel, resulting in four conditions in their reliance on retinotopic versus transsaccadic memory: (1) No-Saccade condition providing a baseline measure of within-fixation precision as no eye movements were required. (2) Saccade After Item 1; (3) Saccade After Item 2; (4) Saccades after both items (Two Saccades condition). In all conditions requiring eye movements, saccade vectors were constrained to a minimum amplitude of 8.5° (degrees of visual angle). While the No-Saccade condition isolates retinotopic working memory, conditions (2) to (4) collectively quantify the impact of varying saccadic demands and timings on the maintenance of spatial information, thereby assessing the efficacy of the transsaccadic updating process.”

      (4) The authors write: "Eye tracking analysis confirmed high compliance: participants correctly maintained fixation or executed saccades as instructed on the vast majority of trials (83% {plus minus} 14%). Non-compliant trials were excluded 136 from further analysis." 14% of excluded trials are a substantial fraction of trials, given the task requirements. Is this proportion of excluded trials different between experimental groups, and are experimental groups contributing equally to this proportion?

      We thank the reviewer for pointing this out, and we apologise for the confusion. The 83% trial number was actually across all four cohorts, and all conditions, and it was actually above 90% for YC, EC and even AD, but dropped to 60 ish in PD group.

      We now have conducted a full analysis of compliant trial counts using a mixed ANOVA (4 saccade conditions x 4 cohorts). This analysis revealed a main effect of group (F(3, 80) = 8.06, p < 0.001), which was driven by lower compliance in the PD cohort (mean approx. 25.4 trials per condition) compared to the AD, EC, and YC cohorts (means ranging from 35.8 to 38.9 trials per condition). Crucially, however, the interaction between group and condition was not statistically significant (p = 0.151). This indicates that the relative impact of saccade demands on trial retention was consistent across all four groups.

      Because our primary behavioural measure—the saccade cost—is a within-subject comparison of impairment across conditions, these differences in absolute trial numbers do not introduce a systematic bias into our findings. Furthermore, even with the higher attrition in the PD group, we retained a sufficient number of high-quality trials (minimum mean of ~23 trials in the most demanding condition) to support robust trial-by-trial parameter estimation and valid statistical inference. We have updated the Results and Methods to reflect these details.

      In Results (p4):

      “To mitigate potential confounds, we monitored eye position throughout the experiment. Eye-tracking analysis confirmed high compliance in healthy adults, who followed instructions on the vast majority of trials (Younger Adults: 97.2 ± 5.2 %; Older Adults: 91.3 ± 20.4 %). The mean difference between these groups was negligible, representing just 1.25 trials per condition, and was not statistically significant (t(80) = 0.16, p = 1.000; see more in Methods – Eyetracking data analysis). Non-compliant trials were excluded from all further analyses.”

      In Methods (p27):

      “Eye-tracking analysis confirmed high compliance overall, with participants correctly maintaining fixation or executing saccades on the vast majority of trials (83% across all participants). A mixed ANOVA revealed a main effect of group on trial retention (F(3, 80) = 8.06, p < 0.001, partial η² = 0.23), primarily due to lower compliance in the PD cohort (YC: 97±4%; EC: 91±10%; AD: 95±5%; PD: 63±38%). Importantly, there was no significant interaction between group and saccade condition (F(3.36, 80) = 1.78, p = 0.15, partial η² = 0.008), suggesting that trial attrition was not disproportionately affected by specific task demands in any group.

      We acknowledge that this reduced trial count in the PD group represents a limitation for across-cohort comparison. However, the absolute number of compliant trials in PD group (mean approx. 25 per condition) remained sufficient for robust trial-by-trial parameter estimation. Furthermore, the lack of a significant group-by-condition interaction confirms that the results reported for this cohort remain valid and that our primary finding of a selective spatial memory deficit is robust to these differences in data retention.”

      (5) Modelling

      (a) Degrees of freedom, cross-validation, number of parameters.

      I appreciate the effort in introducing and testing different models. Models of increase in complexity and are based on different assumptions about the main drivers and mechanisms underlying the dependent variable. The models differ in the number of parameters. How are the differences in the number of parameters between models taken into account in the modelling analysis? Is there a cost associated with the extra parameters included in the more complex models?

      (b) Cross-validation and overfitting.

      Overfitting can occur when a model learns the training data but cannot generalize to novel datasets. Cross-validation is one approach that can be used to avoid overfitting. Was cross-validation (or other approaches) implemented in the fitting procedure against overfitting? Otherwise, the inference that can be derived from the modelled parameters can be limited.

      To address your concerns regarding model complexity and overfitting, we would like to clarify our use of Bayesian Model Selection (BMS). Unlike frequentist methods that often rely on cross-validation to assess generalisability, we used random-effects BMS based on the marginal likelihood (model evidence). This approach inherently implements Bayesian Occam’s Razor by integrating out the parameters. Under this framework, the use of the marginal likelihood for model selection provides a mathematically equivalent safeguard to frequentist cross-validation, as it evaluates the model's ability to generalise across the entire parameter space rather than just finding a maximum likelihood fit for the training data. Thus, models are penalised not just for the absolute number of parameters, but for their overall functional flexibility. A more complex model is only preferred if the improvement in model fit is substantial enough to outweigh this inherent penalty. The emergence of Model 7 as the winner (Bayes Factor = 6.11 against the next best alternative) confirms that its additional complexity is statistically justified.

      Furthermore, in this study we provided an external validation of these recovered parameters by demonstrating that they explain 62% of the variance in an independent, real-world, clinical task (ROCF copy). This empirical evidence confirms that our model captures robust mechanistic phenotypes rather than idiosyncratic noise. We have updated the Results and Discussion to explicitly state these.

      In Results: (p10)

      “We used random-effects Bayesian model selection to identify the most plausible generative model. This process relies on the marginal likelihood (model evidence), which inherently balances model fit against complexity—a principle often referred to as Occam’s razor.[26–28]”

      In Discussion: (p17)

      “Importantly, the risk of overfitting is mitigated by the Bayesian Model Selection framework; by utilising the marginal likelihood for model comparison, the procedure inherently penalises excessive model complexity and promotes generalisability.[26–28,43] This generalisability was further evidenced by the model's ability to predict performance on the independent ROCF task, confirming that these parameters represent robust mechanistic phenotypes rather than idiosyncratic fits to the initial dataset.”

      (6) n. of participants.

      (a) The authors write the following: "A total of healthy volunteers (21 young adults, mean age = 24.1 years; 21 older adults, mean age = 72.4 years) participated in this study. Their demographics are shown in Table 1. All participants were recruited locally in Oxford." However, Table 1 reports the data from more than 80 participants, divided into 4 groups. Details about the PD and AD groups are missing. Please clarify.

      We apologize for this lack of clarity in the text. We have rewrote and expand the “Participants” section and corrected Table 2 in the Methods section to reflect the correct number of participants.

      In Methods (p20):

      “A total of 87 participants completed the study: 21 young healthy adults (YC), 21 older healthy adults (EC), 23 patients with Parkinson’s disease (PD), and 22 patients with Alzheimer’s disease (AD). Their demographic and clinical details are summarised in Table 2. Initially, 90 participants were recruited (22 YC, 21 EC, 25 PD, 22 AD); however, three individuals (1 YC and 2 PD) were excluded from all analyses due to technical issues during data acquisition.

      All participants were recruited locally in Oxford, UK. None were professional artists, had a history of psychiatric illness, or were taking psychoactive medications (excluding standard dopamine replacement therapy for PD patients). Young participants were recruited via the University of Oxford Department of Experimental Psychology recruitment system. Older healthy volunteers (all >50 years of age) were recruited from the Oxford Dementia and Ageing Research (OxDARE) database.

      Patients with PD were recruited from specialist clinics in Oxfordshire. All had a clinical diagnosis of idiopathic Parkinson's disease and no history of other major neurological or psychiatric conditions. While specific dosages of dopamine replacement therapy (e.g., levodopa equivalent doses) were not systematically recorded, all patients were tested while on their regular medication regimen ('ON' state).

      Patients with PD were recruited from clinics in the Oxfordshire area. All had a clinical diagnosis of idiopathic Parkinson’s disease and no history of other major neurological or psychiatric illnesses. While all patients were tested in their regular medication ‘ON’ state, the specific pharmacological profiles—including the exact types of medication (e.g., levodopa, dopamine agonists, or combinations) and dosages—were not systematically recorded. The disease duration and PD severity were also un-recorded for this study.

      Patients with AD were recruited from the Cognitive Disorders Clinic at the John Radcliffe Hospital, Oxford, UK. All AD participants presented with a progressive, multidomain, predominantly amnestic cognitive impairment. Clinical diagnoses were supported by structural MRI and FDG-PET imaging consistent with a clinical diagnosis of AD dementia (e.g., temporo-parietal atrophy and hypometabolism).[70] All neuroimaging was reviewed independently by two senior neurologists (S.T. and M.H.).

      Global cognitive function was assessed using the Addenbrooke’s Cognitive Examination-III (ACE-III).[71] All healthy participants scored above the standard cut-off of 88, with the exception of one elderly participant who scored 85. In the PD group, two participants scored below the cut-off (85 and 79). In the AD group, six participants scored above 88; these individuals were included based on robust clinical and radiological evidence of AD pathology rather than their ACE-III score alone.”

      (b) As modelling results rely heavily on the quality of eye movements and eye traces, I believe it is necessary to report details about eye movement calibration quality and eye traces quality for the 4 experimental groups, as noisier data could be expected from naïve and possibly older participants, especially in case of clinical conditions. Potential differences in quality between groups should be discussed in light of the results obtained and whether these could contribute to the observed patterns.

      Thank you for pointing this out. We have revised the Methods about how calibration was done:

      (p27) “Prior to the experiment, a standard nine-point calibration and validation procedure was performed. Participants were instructed to fixate a small black circle with a white centre (0.5 degrees) as it appeared sequentially at nine points forming a 3 x 3 grid across the screen. Calibration was accepted only if the mean validation error was below 0.5 degrees and the maximum error at any single point was below 1.0 degree. If these criteria were not met, or if the experimenter noticed significant gaze drift between blocks, the calibration procedure was repeated. This calibration ensured high spatial accuracy across the entire display area, facilitating the precise monitoring of fixations on item frames and saccadic movements to the response colour wheel.”

      Moreover, as detailed in our response to Point 4, while the PD group exhibited lower compliance, there was no interaction between group and saccade condition for compliance (p = 0.151). This confirms that any noise or trial attrition was distributed evenly across experimental conditions. Consequently, the observed "saccade cost" (the difference in error between conditions) is not an artefact of unequal noise but represents a genuine mechanistic impairment in spatial updating. We have updated the Methods to clarify this distinction.

      Furthermore, our Bayesian framework explicitly estimates precision (random noise) as a distinct parameter from updating cost (saccade cost). This allows the model to partition the variance: even if a clinical group is "noisier" overall, this is captured by the precision parameter, ensuring it does not inflate the specific estimate of saccade-driven memory impairment.

      (7) Figure 5. I suggest reporting these results using boxplots instead of barplots, as the former gives a better overview of the distributions.

      We appreciate the suggestion to use boxplots to better illustrate data distributions. However, we have chosen to retain the current bar plot format due to the visual and statistical complexity of our 4 x 4 x 2 experimental design. Figure 5 represents 16 distinct distributions across four groups and four conditions for both location and colour measures; employing boxplots/violins for this density of data would significantly increase visual clutter and make the figure difficult to parse.

      Furthermore, the primary objective of this figure is to reflect the statistical analysis and illustrate group differences in overall performance and highlight the specific finding that patients with AD were significantly more impaired across all conditions compared to YC, EC, and PD groups. Our statistical focus remains on the mean effects—specifically the significant main effect of group (F(3, 318) = 59.71, p < 0.001) and the critical null-interaction between group and condition (p = 0.90). The error measure most relevant to these comparisons is the standard error of the mean (SEM), rather than the interquartile range (IQR). We think that bar plots provide the most straightforward and scannable representation of these mean differences and the consistent pattern of decay across cohorts for the final manuscript layout.

      To address the reviewer’s request for distributional transparency, we have provided a version of Figure 5 using grouped boxplots in the supplementary material (Supplementary figure 2). We note, however, that the spread of raw data points in these plots does not directly reflect the variance associated with our within-subject statistical comparisons.

      (8) Results specificity, trans-saccadic integration and ROCF. The authors demonstrate that the derived model parameters account for a significant amount of variability in ROCF performance across the experimental groups tested (Figure 8A). However, it remains unclear how specific the modelling results are with respect to the ROCF.

      The ROCF is generally interpreted as a measure of constructional ability. Nevertheless, as with any cognitive test, performance can also be influenced by more general, non-specific abilities that contribute broadly to test success. To more clearly link the specificity between modelling results and constructional ability, it would be helpful to include a test measure for which the model parameters would not be expected to explain performance, for example, a verbal working memory task.

      I am not necessarily suggesting that new data should be collected. However, I believe that the issue of specificity should be acknowledged and discussed as a potential limitation in the current context.

      We appreciate this important point regarding the discriminant validity of our findings. We agree that cognitive performance in clinical populations is often influenced by a general "g-factor" or non-specific executive decline. However, we chose the ROCF Copy task specifically because it is a hallmark clinical measure of constructional ability that effectively serves as a real-world transsaccadic task, requiring participants to integrate spatial information across hundreds of saccades between the model figure and the drawing surface.

      To address the reviewer’s concern regarding specificity, we leveraged the fact that all participants completed the ACE-III, which includes a dedicated verbal memory component (the ACE Memory subscale). We conducted a partial correlation analysis and found that the relationship between transsaccadic working memory and ROCF copy performance remains highly significant (rho = -0.46, p < 0.001), even after controlling for age, education, and the ACE-III Memory subscale score. This suggests that the link between transsaccadic updating and constructional ability is mechanistically specific rather than a byproduct of global cognitive impairment. We have substantially revised the Discussion to highlight this link and the supporting statistical evidence.

      We first updated the last paragraph of Introduction:

      “Finally, by linking these mechanistic parameters to a standard clinical measure of constructional ability (the Rey-Osterrieth Complex Figure task), we demonstrate that transsaccadic updating represents a core computational phenotype underpinning real-world visuospatial construction in both health and neurodegeneration.”

      The new section in Discussion highlighting the ROCF copy link:

      “Importantly, our computational framework establishes a direct mechanistic link between trassaccadic updating and real-world constructional ability. Specifically, higher saccade and angular encoding errors contribute to poorer ROCF copy scores. By mapping these mechanistic estimates onto clinical scores, we found that the parameters derived from our winning model explain approximately 62% of the variance in constructional performance across groups. These findings suggest that the computational parameters identified in the LOCUS task represent core phenotypes of visuospatial ability, providing a mechanistic bridge between basic cognitive theory and clinical presentation.

      This relationship provides novel insights into the cognitive processes underlying drawing, specifically highlighting the role of transsaccadic working memory. Previous research has primarily focused on the roles of fine motor control and eye-hand coordination in this skill.[4,50–55] This is partly because of consistent failure to find a strong relation between traditional memory measures and copying ability.[4,31] For instance, common measures of working memory, such as digit span and Corsi block tasks, do not directly predict ROCF copying performance.[31,56] Furthermore, in patients with constructional apraxia, these memory performance often remain relatively preserved despite significant drawing impairments.[56–58] In literature, this lack of association has often been attributed to “deictic” visual-sampling strategies, characterised by frequent eye movements that treat the environment as an external memory buffer, thereby minimising the need to maintain a detailed internal representation.[4,59] In a real-world copying task, the ROCF requires a high volume of saccades, making it uniquely sensitive to the precision of the dynamic remapping signals identified here. Recent eye-tracking evidence confirms that patients with AD exhibit significantly more saccades and longer fixations during figure copying compared to controls, potentially as a compensatory response to trassaccadic working memory constraints.[56] This high-frequency sampling—averaging between 150 and 260 saccades for AD patients compared to approximately 100 for healthy controls—renders the task highly dependent on the precision of dynamic remapping signals.[56] We also found that the relationship between transsaccadic working memory and ROCF performance remains highly significant (rho = -0.46, p < 0.001), even after controlling for age, education, and ACE-III Memory subscore. Consequently, transsaccadic updating may represent a discrete computational phenotype required for visuomotor control, rather than a non-specific proxy for global cognitive decline.[58]

      In other words, even when visual information is readily available in the world, the act of drawing performance depends critically on working memory across saccades. This reveals a fundamental computational trade-off: while active sampling strategies (characterised with frequent eye-hand movements) effectively reduce the load on capacity-limited working memory, they simultaneously increase the demand for precise spatial updating across eye movements. By treating the external world as an "outside" memory buffer, the brain minimises the volume of information it must hold internally, but it becomes entirely dependent on the reliability with which that information is remapped after each eye movement. This perspective aligns with, rather contradicts, the traditional view of active sampling, which posits that individuals adapt their gaze and memory strategies based on specific task demands.[3,60] Furthermore, this perspective provides a mechanistic framework for understanding constructional apraxia; in these clinical populations, the impairment may not lie in a reduced memory "span," but rather in the cumulative noise introduced by the constant spatial remapping required during the copying process.[58,61]

      Beyond constructional ability, these findings suggest that the primary evolutionary utility of high-resolution spatial remapping lies in the service of action rather than perception. While spatial remapping is often invoked to explain perceptual stability,[11–13,15] the necessity of high-resolution transsaccadic memory for basic visual perception is debated.[13,62–64] A prevailing view suggests that detailed internal models are unnecessary for perception, given the continuous availability of visual information in the external world.[13,44] Our findings support an alternative perspective, aligning with the proposal that high-resolution transsaccadic memory primarily serves action rather than perception.[13] This is consistent with the need for precise localisation in eye-hand coordination tasks such as pointing or grasping.[65] Even when unaware of intrasaccadic target displacements, individuals rapidly adjust their reaching movements, suggesting direct access of the motor system to remapping signals.[66] Further support comes from evidence that pointing to remembered locations is biased by changes in eye position,[67] and that remapping neurons reside within the dorsal “action” visual pathway, rather than the ventral “perception” visual pathway.[13,68,69] By demonstrating a strong link between transsaccadic working memory and drawing (a complex fine motor skill), our findings suggest that precise visual working memory across eye movements plays an important role in complex fine motor control.”

      We are deeply grateful to the reviewers for their meticulous reading of our manuscript and for the constructive feedback provided throughout this process. Your insights have significantly enhanced the clarity and rigour of our work.

      In addition to the changes requested by the reviewers, we wish to acknowledge a reporting error identified during the revision process. In the original Results section, the repeated measures ANOVA statistics for YC included Greenhouse-Geisser corrections, and the between-subjects degrees of freedom were incorrectly reported as within-subjects residuals. Upon re-evaluation of the data, we confirmed that the assumption of sphericity was not violated; therefore, we have removed the unnecessary Greenhouse-Geisser corrections and corrected the degrees of freedom throughout the Results and Methods sections. We have ensured that these statistical updates are reflected accurately in the revised manuscript and that they do not alter the significance or interpretation of any of our primary findings.

      We hope that these revisions address all the concerns raised and provide a more robust account of our findings. We look forward to your further assessment of our work.

    1. eLife Assessment

      Studying the biological roles of polyphosphates in metazoans has been a longstanding challenge to the field given that the polyP synthase has yet to be discovered in metazoans. This important study capitalizes on the sophisticated genetics available in the Drosophila system and uses a combination of methodologies to start to tease apart how polyphosphate participates in Drosophila development and in the clotting of Drosophila hemolymph. The data validating one of these tools (cyto-FLYX ) are solid and well-documented and they will open up a field of research into the functional roles of polyP in a metazoan model. The other tools for tissue specific knockdown of polyP (Mito-FLYX, ER-FLYX, and Nuc-FLYX) have not yet been validated but will be invaluable to the field when they are.

    2. Reviewer #2 (Public review):

      Summary:

      The authors of this paper note that although polyphosphate (polyP) is found throughout biology, the biological roles of polyP have been under-explored, especially in multicellular organisms. The authors created transgenic Drosophila that expressed a yeast enzyme that degrades polyP, targeting the enzyme to different subcellular compartments (cytosol, mitochondria, ER, and nucleus, terming these altered flies Cyto-FLYX, Mito-FLYX, etc.). The authors show the localization of polyP in various wild-type fruit fly cell types and demonstrate that the targeting vectors did indeed result in expression of the polyP degrading enzyme in the cells of the flies. They then go on to examine the effects of polyP depletion using just one of these targeting systems (the Cyto-FLYX). The primary findings from depletion of cytosolic polyP levels in these flies is that it accelerates eclosion and also appears to participate in hemolymph clotting. Perhaps surprisingly, the flies seemed otherwise healthy and appeared to have little other noticeable defects. The authors use transcriptomics to try to identify pathways altered by the cyto-FLYX construct degrading cytosolic polyP, and it seems likely that their findings in this regard will provide avenues for future investigation. And finally, although the authors found that eclosion is accelerated in pupae of Drosophila expressing the Cyto-FLYX construct, the reason why this happens remains unexplained.

      Strengths:

      The authors capitalize on the work of other investigators who had previously shown that expression of recombinant yeast exopolyphosphatase could be targeted to specific subcellular compartments to locally deplete polyP, and they also use a recombinant polyP binding protein (PPBD) developed by others to localize polyP. They combine this with the considerable power of Drosophila genetics to explore the roles of polyP by depleting it in specific compartments and cell types to tease out novel biological roles for polyP in a whole organism. This is a substantial advance.

      Weaknesses:

      Page 4 of Results (paragraph 1): I'm a bit concerned about the specificity of PPBD as a probe for polyP. The authors show that the fusion partner (GST) isn't responsible for the signal, but I don't think they directly demonstrate that PPBD is binding only to polyP. Could it also bind to other anionic substances? A useful control might be to digest the permeabilized cells and tissues with polyphosphatase prior to PPBD staining, and show that the staining is lost.

      In the hemolymph clotting experiments, the authors collected 2 ul of hemolymph and then added 1 ul of their test substance (water or a polyP solution). They state that they added either 0.8 or 1.6 nmol polyP in these experiments (the description in the Results differs from that of the Methods). I calculate this will give a polyP concentration of 0.3 or 0.6 mM. This is an extraordinarily high polyP concentration, and is much in excess of the polyP concentrations used in most of the experiments testing the effects of polyP on clotting of mammalian plasma. Why did the authors choose this high polyP concentration? Did they try lower concentrations? It seems possible that too high a polyP concentration would actually have less clotting activity than the optimal polyP concentration.

      In the revised version of the manuscript, the authors have productively responded to the previous criticisms. Their new data show stronger controls regarding the specificity of PPBD with regard to its interaction with polyP. The authors also have repeated their hemolymph clotting experiments with lower polyP concentrations, which are likely to be more physiological.

    3. Reviewer #3 (Public review):

      Summary:

      Sarkar, Bhandari, Jaiswal and colleagues establish a suite of quantitative and genetic tools to use Drosophila melanogaster as a model metazoan organism to study polyphosphate (polyP) biology. By adapting biochemical approaches for use in D. melanogaster, they identify a window of increased polyP levels during development. Using genetic tools, they find that depleting polyP from the cytoplasm alters the timing of metamorphosis, accelerationg eclosion. By adapting subcellular imaging approaches for D. melanogaster, they observe polyP in the nucleolus of several cell types. They further demonstrate that polyP localizes to cytoplasmic puncta in hemocytes, and further that depleting polyP from the cytoplasm of hemocytes impairs hemolymph clotting. Together, these findings establish D. melanogaster as a tractable system for advancing our understanding of polyP in metazoans.

      Strengths:

      • The FLYX system, combining cell type and compartment-specific expression of ScPpx1, provides a powerful tool for the polyP community.

      • The finding that cytoplasmic polyP levels change during development and affect the timing of metamorphosis is an exciting first step in understanding the role of polyP in metazoan development, and possible polyP-related diseases.

      • Given the significant existing body of work implicating polyP in the human blood clotting cascade, this study provides compelling evidence that polyP has an ancient role in clotting in metazoans.

      Limitations:

      • While the authors demonstrate that HA-ScPpx1 protein localizes to the target organelles in the various FLYX constructs, the capacity of these constructs to deplete polyP from the different cellular compartments is not shown. This is an important control to both demonstrate that the GTS-PPBD labeling protocol works, and also to establish the efficacy of compartment-specific depletion. While not necessary to do for all the constructs, it would be helpful to do this for the cyto-FLYX and nuc-FLYX.

      • The cell biological data in this study clearly indicates that polyP is enriched in the nucleolus in multiple cell types, consistent with recent findings from other labs, and also that polyP affects gene expression during development. Given that the authors also generate the Nuc-FLYX construct to deplete polyP from the nucleus, it is surprising that they test how depleting cytoplasmic but not nuclear polyP affects development. However, providing these tools is a service to the community, and testing the phenotypic consequences of all the FLYX constructs may arguably be beyond the scope of this first study.

      Editors' note: The authors have satisfactorily responded to our most major concerns related to the specificity of PPDB and the physiological levels of polyPs in the clotting experiments. We also recognise the limitations related to the depletion of polyP in other tissues and hope that these data will be made available soon.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Polymers of orthophosphate of varying lengths are abundant in prokaryotes and some eukaryotes, where they regulate many cellular functions. Though they exist in metazoans, few tools exist to study their function. This study documents the development of tools to extract, measure, and deplete inorganic polyphosphates in *Drosophila*. Using these tools, the authors show:

      (1) That polyP levels are negligible in embryos and larvae of all stages while they are feeding. They remain high in pupae but their levels drop in adults.

      (2) That many cells in tissues such as the salivary glands, oocytes, haemocytes, imaginal discs, optic lobe, muscle, and crop, have polyP that is either cytoplasmic or nuclear (within the nucleolus).

      (3) That polyP is necessary in plasmatocytes for blood clotting in Drosophila.

      (4) That ployP controls the timing of eclosion.

      The tools developed in the study are innovative, well-designed, tested, and well-documented. I enjoyed reading about them and I appreciate that the authors have gone looking for the functional role of polyP in flies, which hasn't been demonstrated before. The documentation of polyP in cells is convincing as its role in plasmatocytes in clotting.

      We sincerely thank the reviewer for their encouraging assessment and for recognizing both the innovation of the FLYX toolkit and the functional insights it enables. Their remarks underscore the importance of establishing Drosophila as a tractable model for polyP biology, and we are grateful for their constructive feedback, which further strengthened the manuscript.

      Its control of eclosion timing, however, could result from non-specific effects of expressing an exogenous protein in all cells of an animal.

      We now explicitly state this limitation in the revised manuscript (p.16, l.347–349). The issue is that no catalytic-dead ScPpX1 is available as a control in the field. We plan to generate such mutants through systematic structural and functional studies and will update the FLYX toolkit once they are developed and validated. Importantly, the accelerated eclosion phenotype is reproducible and correlates with endogenous polyP dynamics.

      The RNAseq experiments and their associated analyses on polyP-depleted animals and controls have not been discussed in sufficient detail.  In its current form, the data look to be extremely variable between replicates and I'm therefore unsure of how the differentially regulated genes were identified.

      We thank the reviewer for pointing out the lack of clarity. We have expanded our RNAseq analysis in the revised manuscript (p.20, l.430–434). Because of inter-sample variation (PC2 = 19.10%, Fig. S7B), we employed Gene Set Enrichment Analysis (GSEA) rather than strict DEG cutoffs. This method is widely used when the goal is to capture pathway-level changes under variability (1). We now also highlight this limitation explicitly (p.20, l.430–432) and provide an additional table with gene-specific fold change (See Supplementary Table for RNA Sequencing Sheet 1). Please note that we have moved RNAseq data to Supplementary Fig. 7 and 8 as suggested in the review.

      It is interesting that no kinases and phosphatases have been identified in flies. Is it possible that flies are utilising the polyP from their gut microbiota? It would be interesting to see if these signatures go away in axenic animals.

      This is an interesting possibility. Several observations argue that polyP is synthesized by fly tissues: (i) polyP levels remain very low during feeding stages but build up in wandering third instar larvae after feeding ceases; (ii) PPBD staining is absent from the gut except the crop (Fig. S3O–P); (ii) In C. elegans, intestinal polyP was unaffected when worms were fed polyP-deficient bacteria (2); (iv) depletion of polyP from plasmatocytes alone impairs hemolymph clotting, which would not be expected if gut-derived polyP were the major source and may have contributed to polyP in hemolymph. Nevertheless, we agree that microbiota-derived polyP may contribute, and we plan systematic testing in axenic flies in future work.

      Reviewer #2 (Public review):

      Summary:

      The authors of this paper note that although polyphosphate (polyP) is found throughout biology, the biological roles of polyP have been under-explored, especially in multicellular organisms. The authors created transgenic Drosophila that expressed a yeast enzyme that degrades polyP, targeting the enzyme to different subcellular compartments (cytosol, mitochondria, ER, and nucleus, terming these altered flies Cyto-FLYX, Mito-FLYX, etc.). The authors show the localization of polyP in various wild-type fruit fly cell types and demonstrate that the targeting vectors did indeed result in the expression of the polyP degrading enzyme in the cells of the flies. They then go on to examine the effects of polyP depletion using just one of these targeting systems (the Cyto-FLYX). The primary findings from the depletion of cytosolic polyP levels in these flies are that it accelerates eclosion and also appears to participate in hemolymph clotting. Perhaps surprisingly, the flies seemed otherwise healthy and appeared to have little other noticeable defects. The authors use transcriptomics to try to identify pathways altered by the cyto-FLYX construct degrading cytosolic polyP, and it seems likely that their findings in this regard will provide avenues for future investigation. And finally, although the authors found that eclosion is accelerated in the pupae of Drosophila expressing the Cyto-FLYX construct, the reason why this happens remains unexplained.

      Strengths:

      The authors capitalize on the work of other investigators who had previously shown that expression of recombinant yeast exopolyphosphatase could be targeted to specific subcellular compartments to locally deplete polyP, and they also use a recombinant polyP-binding protein (PPBD) developed by others to localize polyP. They combine this with the considerable power of Drosophila genetics to explore the roles of polyP by depleting it in specific compartments and cell types to tease out novel biological roles for polyP in a whole organism. This is a substantial advance.

      We are grateful to the reviewer for their thorough and thoughtful evaluation. Their balanced summary of our work, recognition of the strengths of our genetic tools, and constructive suggestions have been invaluable in clarifying our experiments and strengthening the conclusions.

      Weaknesses:

      Page 4 of the Results (paragraph 1): I'm a bit concerned about the specificity of PPBD as a probe for polyP. The authors show that the fusion partner (GST) isn't responsible for the signal, but I don't think they directly demonstrate that PPBD is binding only to polyP. Could it also bind to other anionic substances? A useful control might be to digest the permeabilized cells and tissues with polyphosphatase prior to PPBD staining and show that the staining is lost.

      To address this concern, we have done two sets of experiments:

      (1) We generated a PPBD mutant (GST-PPBD<sup>Mut</sup>). We establish that GST-PPBD binds to polyP-2X FITC, whereas GST-PPBD<sup>Mut</sup> and GST do not bind polyP<sub>100</sub>-2X FITC using Microscale Thermophoresis. We found that, unlike the punctate staining pattern of GST-PPBD (wild-type), GST-PPBD<sup>Mut</sup> does not stain hemocytes. This data has been added to the revised manuscript (Fig. 2B-D, p.8, l.151–165).

      (2) A study in C.elegans by Quarles et.al has performed a similar experiment, suggested by the reviewer. In that study, treating permeabilized tissues with polyphosphatase prior to PPBD staining resulted in a decrease of PPBD-GFP signal from the tissues (2). We also performed the same experiment where we subjected hemocytes to GST-PPBD staining with prior incubation of fixed and permeabilised hemocytes with ScPpX1 and heat-inactivated ScPpX1 protein. We find that both staining intensity and the number of punctae are higher in hemocytes left untreated and in those treated with heat-inactivated ScPpX1. The hemocytes pre-treated with ScPpX1 showed reduced staining intensity and number of punctae. This data has been added to the revised manuscript (Fig. 2E-G, p.8, l.166-172).

      Further, Saito et al. reported that PPBD binds to polyP in vitro, as well as in yeast and mammalian cells, with a high affinity of ~45µM for longer polyP chains (35 mer and above) (3). They also show that the affinity of PPBD with RNA and DNA is very low. Furthermore, PPBD could detect differences in polyP labeling in yeasts grown under different physiological conditions that alter polyP levels (3). Taken together, published work and our results suggest that PPBD specifically labels polyP.

      In the hemolymph clotting experiments, the authors collected 2 ul of hemolymph and then added 1 ul of their test substance (water or a polyP solution). They state that they added either 0.8 or 1.6 nmol polyP in these experiments (the description in the Results differs from that of the Methods). I calculate this will give a polyP concentration of 0.3 or 0.6 mM. This is an extraordinarily high polyP concentration and is much in excess of the polyP concentrations used in most of the experiments testing the effects of polyP on clotting of mammalian plasma. Why did the authors choose this high polyP concentration? Did they try lower concentrations? It seems possible that too high a polyP concentration would actually have less clotting activity than the optimal polyP concentration.

      We repeated the assays using 125 µM polyP, consistent with concentrations employed in mammalian plasma studies (4,5). Even at this lower, physiologically relevant concentration, polyP significantly enhanced clot fibre formation (Included as Fig. S5F–I, p.12, l.241–243). This reconfirms the conclusion that polyP promotes hemolymph clotting.

      Author response image 1.

      Reviewer #3 (Public review):

      Summary:

      Sarkar, Bhandari, Jaiswal, and colleagues establish a suite of quantitative and genetic tools to use Drosophila melanogaster as a model metazoan organism to study polyphosphate (polyP) biology. By adapting biochemical approaches for use in D. melanogaster, they identify a window of increased polyP levels during development. Using genetic tools, they find that depleting polyP from the cytoplasm alters the timing of metamorphosis, accelerating eclosion. By adapting subcellular imaging approaches for D. melanogaster, they observe polyP in the nucleolus of several cell types. They further demonstrate that polyP localizes to cytoplasmic puncta in hemocytes, and further that depleting polyP from the cytoplasm of hemocytes impairs hemolymph clotting. Together, these findings establish D. melanogaster as a tractable system for advancing our understanding of polyP in metazoans.

      Strengths:

      (1) The FLYX system, combining cell type and compartment-specific expression of ScPpx1, provides a powerful tool for the polyP community.

      (2) The finding that cytoplasmic polyP levels change during development and affect the timing of metamorphosis is an exciting first step in understanding the role of polyP in metazoan development, and possible polyP-related diseases.

      (3) Given the significant existing body of work implicating polyP in the human blood clotting cascade, this study provides compelling evidence that polyP has an ancient role in clotting in metazoans.

      We sincerely thank the reviewer for their generous and insightful comments. Their recognition of both the technical strengths of the FLYX system and the broader biological implications reinforces our confidence that this work will serve as a useful foundation for the community.

      Limitations:

      (1) While the authors demonstrate that HA-ScPpx1 protein localizes to the target organelles in the various FLYX constructs, the capacity of these constructs to deplete polyP from the different cellular compartments is not shown. This is an important control to both demonstrate that the GTS-PPBD labeling protocol works, and also to establish the efficacy of compartment-specific depletion. While not necessary to do this for all the constructs, it would be helpful to do this for the cyto-FLYX and nuc-FLYX.

      We confirmed polyP depletion in Cyto-FLYX using the malachite green assay (Fig. 3D, p.10, l.212–214). The efficacy of ScPpX1 has also been earlier demonstrated in mammalian mitochondria (6). Our preliminary data from Mito-ScPpX1 expressed ubiquitously with Tubulin-Gal4 showed a reduction in polyP levels when estimated from whole flies (See Author response image 2 below, ongoing investigation). In an independent study focusing on mitochondrial polyP depletion, we are characterizing these lines in detail  and plan to check the amount of polyP contributed to the cellular pool by mitochondria using subcellular fractionation. Direct phenotypic and polyP depletion analyses of Nuc-FLYX and ER-FLYX are also being carried out, but are in preliminary stages. That there is a difference in levels of polyP in various tissues and that we get a very little subscellular fraction for polyP analysis have been a few challenging issues. This analysis requires detailed, independent, and careful analysis, and thus, we refrain from adding this data to the current manuscript.

      Author response image 2.

      Regarding the specificity, Saito et.al. reported that PPBD binds to polyP in vitro, as well as in yeast and mammalian cells with a high affinity of ~45µM for longer polyP chains (35 mer and above) (3). They also show that the affinity of PPBD with RNA and DNA is very low. Further, PPBD could reveal differences in polyP labeling with yeasts grown in different physiological conditions that can alter polyP levels. Now in the manuscript, we included following data to show specificity of PPBD:

      To address this concern we have done two sets of experiments:

      We generated a PPBD mutant (GST-PPBD<sup>Mut</sup>). Using Microscale Thermophoresis, we establish that GST-PPBD binds to polyP<sub>100</sub>-2X-FITC, whereas, GST-PPBD<sup>Mut</sup> and GST do not bind polyP<sub>100</sub>-2X-FITC at all. We found that unlike the punctate staining pattern of GST-PPBD (wild-type), GST-PPBD<sup>Mut</sup> does not stain hemocytes. This data has been added to the revised manuscript (Fig. 2B-D, p.8, l.151–165).

      A study in C.elegans by Quarles et.al has performed a similar experiment suggested by the reviewer. In that study, treating permeabilized tissues with polyphosphatase prior to PPBD staining resulted in decrease of PPBD-GFP signal from the tissues (2). We also performed the same experiment where we subjected hemocytes to GST-PPBD staining with prior incubation of fixed and permeabilised hemocytes with ScPpX1 and heat inactivated ScPpX1 protein. We find that both intensity of staining and number of punctae are higher in hemocytes that were left untreated and the one where heat inactivated ScPpX1 was added. The hemocytes pre-treated with ScPpX1 showed reduced staining intensity and number of punctae. This data has been added to the revised manuscript (Fig. 2E-G, p.8, l.166-172).

      (2) The cell biological data in this study clearly indicates that polyP is enriched in the nucleolus in multiple cell types, consistent with recent findings from other labs, and also that polyP affects gene expression during development. Given that the authors also generate the Nuc-FLYX construct to deplete polyP from the nucleus, it is surprising that they test how depleting cytoplasmic but not nuclear polyP affects development. However, providing these tools is a service to the community, and testing the phenotypic consequences of all the FLYX constructs may arguably be beyond the scope of this first study.

      We agree this is an important avenue. In this first study, we focused on establishing the toolkit and reporting phenotypes with Cyto-FLYX. We are systematically assaying phenotypes from all FLYX constructs, including Nuc-FLYX, in ongoing studies

      Recommendations for the authors:

      Reviewing Editor Comment:

      The reviewers appreciated the general quality of the rigour and work presented in this manuscript. We also had a few recommendations for the authors. These are listed here and the details related to them can be found in the individual reviews below.

      (1) We suggest including an appropriate control to show that PPBD binds polyP specifically.

      We have updated the response section as follows:

      (a) Highlighted previous literature that showed the specificity of PPBD.

      (b) We show that the punctate staining observed by PPBD is not demonstrated by the mutant PPBD (PPBD<sup>Mut</sup>) in which amino acids that are responsible for polyP binding are mutated.

      (c) We show that PPBD<sup>Mut</sup> does not bind to polyP using Microscale Thermophoresis.

      (d) We show that treatment of fixed and permeabilised hemocytes with ScPpX1 reduces the PPBD staining intensity and number of punctae, as compared to tissues left untreated or treated with heat-inactivated ScPpX1.

      We have included these in our updated revised manuscript (Fig. 2B-G, p.8, l.151–157)

      (2) The high concentration of PolyP in the clotting assay might be impeding clotting. The authors may want to consider lowering this in their assays.

      We have addressed this concern in our revised manuscript. We have performed the clotting assays with lower polyP concentrations (concentrations previously used in clotting experiments with human blood and polyP). Data is included in Fig. S5F–I, p.12, l.241–243.

      (3) The RNAseq study: can the authors please describe this better and possibly mine it for the regulation of genes that affect eclosion?

      In our revised manuscript, we have included a broader discussion about the RNAseq analysis done in the article in both the ‘results’ and the ‘discussion’ sections, where we have rewritten the narrative from the perspective of accelerated eclosion. (p.15 l.310-335, p. 20, l.431-446).

      (4) Have the authors considered the possibility that the gut microbiota might be contributing to some of their measurements and assays? It would be good to address this upfront - either experimentally, in the discussion, or (ideally) both.

      This is an exciting possibility. Several observations argue that fly tissues synthesize polyP: (i) polyP levels remain very low during feeding stages but build up in wandering third instar larvae after feeding ceases; (ii) PPBD staining is absent from the gut except the crop (Fig. S3O–P); (iii) in C. elegans, intestinal polyP was unaffected when worms were fed polyP-deficient bacteria (2); (iv) depletion of polyP from plasmatocytes alone impairs hemolymph clotting, which would not be expected if gut-derived polyP were the major source and may have contributed to polyP in hemolymph. Nevertheless, microbiota-derived polyP may contribute, and we plan systematic testing in axenic flies in future work.

      Reviewer #1 (Recommendations for the authors):

      (1) While the authors have shown that the depletion tool results in a general reduction of polyP levels in Figure 3D, it would have been nice to show this via IHC. Particularly since the depletion depends on the strength of the Gal4, it is possible that the phenotypes are being under-estimated because the depletions are weak.

      We agree that different Gal4 lines have different strengths and will therefore affect polyP levels and the strength of the phenotype differently.

      We performed PPBD staining on hemocytes expressing ScPPX; however, we observed very intense, uniform staining throughout the cells, which was unexpected. It seems like PPBD is recognizing overexpressed ScPpX1. Indeed, in an unpublished study by Manisha Mallick (Bhandari lab), it was found that His-ScPpX1 specifically interacts with GST-PPBD in a protein interaction assay (See Author response image 3). Due to these issues, we refrained from IHC/PPBD-based validation.

      Author response image 3.

      (2) The subcellular tools for depletion are neat! I wonder why the authors didn't test them. For example in the salivary gland for nuclear depletion?

      We have addressed this question in the reviewer responses. We are systematically assaying phenotypes from all FLYX constructs, including Mito-FLYX, and Nuc-FLYX, in ongoing independent investigations. As discussed in #1, a possible interaction of ScPpX and PPBD is making this test a bit more challenging, and hence, they each require a detailed investigation.

      (a) Does the absence of clotting defects using Lz-gal4 suggest that PolyP is more crucial in the plasmatocytoes and for the initial clotting process? And that it is dispensible/less important in the crystal cells and for the later clotting process. Or is it that the crystal cells just don't have as much polyP? The image (2E-H) certainly looks like it.

      In hemolymph, the primary clot formation is a result of the clotting factors secreted from the fat bodies and the plasmatocytes. The crystal cells are responsible for the release of factors aiding in successfully hardening the soft clot initially formed. Reports suggest that clotting and melanization of the clot are independent of each other (7). Since Crystal cells do not contribute to clot fibre formation, the absence of clotting defects using LzGAL4-CytoFLYX is not surprising. Alternatively, PolyP may be secreted from all hemocytes and contribute to clotting; however, the crystal cells make up only 5% hemocytes, and hence polyP depletion in those cells may have a negligible effect on blood clotting.

      Crystal cells do show PPBD staining. Whether polyP is significantly lower in levels in the crystal cells as compared to the plasmatocytes needs more systematic investigation. Image (2E-H) is a representative image of the presence of polyP in crystal cells and can not be considered to compare polyP levels in the crystal cells vs Plasmatocytes.

      (b) The RNAseq analyses and data could be better presented. If the data are indeed variable and the differentially expressed genes of low confidence, I might remove that data entirely. I don't think it'll take away from the rest of the work.

      We understand this concern and, therefore, in the revised manuscript, we have included a broader discussion about the RNAseq analysis done in the article in both the ‘results’ and the ‘discussion’ sections, where we have rewritten the narrative from the perspective of accelerated eclosion. (p.15 l.310-335, p. 20, l.431-446). We have also stated the limitations of such studies.

      (c) I would re-phrase the first sentence of the results section.

      We have re-phrased it in the revised manuscript.

      Reviewer #2 (Recommendations for the authors):

      (1) The authors created several different versions of the FLYX system that would be targeted to different subcellular compartments. They mostly report on the effects of cytosolic targeting, but some of the constructs targeted the polyphosphatase to mitochondria or the nucleus.

      They report that the targeting worked, but I didn't see any results on the effects of those constructs on fly viability, development, etc.

      There is a growing literature of investigators targeting polyphosphatase to mitochondria and showing how depleting mitochondrial polyP alters mitochondrial function. What was the effect of the Nuc-FLYX and Mito-FLYX constructs on the flies?

      Also, the authors should probably cite the papers of others on the effects of depleting mitochondrial polyP in other eukaryotic cells in the context of discussing their findings in flies.

      We have addressed this question in the reviewer responses. We did not see any obvious developmental or viability defects with any of the FLYX lines, and only after careful investigation did we come across the clotting defects in the CytoFLYX. We are currently systematically assaying phenotypes from all FLYX constructs, including Mito-FLYX and Nuc-FLYX, in independent ongoing investigations.

      We have discussed the heterologous expression of mitochondrial polyphosphatase in mammalian cells to justify the need for developing Mito-FLYX (p. 10, l. 197-200). In the discussion section, we also discuss the presence and roles of polyP in the nucleus and how Nuc-FLYX can help study such phenomena (p. 19, l. 399-407).

      (2) The authors should number the pages of their manuscript to make it easier for reviewers to refer to specific pages.

      We have numbered our lines and pages in the revised manuscript.

      (3) Abstract: the abbreviation, "polyP", is not defined in the abstract. The first word in the abstract is "polyphosphate", so it should be defined there.

      We have corrected it in the revised version.

      (4) The authors repeatedly use the phrase, "orange hot", to describe one of the colors in their micrographs, but I don't know how this differs from "orange".

      ‘OrangeHot’ is the name of the LUT used in the ImageJ analysis and hence referred to as the colour

      (5) First page of the Introduction: the phrase, "feeding polyP to αβ expression Alzheimer's model of Caenorhabditis elegans" is awkward (it literally means feeding polyP to the model instead of the worms).

      We have revised it. (p.3, l.55-57).

      (6) Page 2 of the Introduction: The authors should cite this paper when they state that NUDT3 is a polyphosphatase: https://pubmed.ncbi.nlm.nih.gov/34788624/

      We have cited the paper in the revised version of the manuscript. (p.4, l. 68-70)

      (7) Page 2 of Results: The authors report the polyP content in the third instar larva (misspelled as "larval") to five significant digits ("419.30"). Their data do not support more than three significant digits, though.

      We have corrected it in the revised manuscript.

      (8) Page 3 of Results (paragraph 1): When discussing the polyP levels in various larval stages, the authors are extracting total polyP from the larvae. It seems that at least some of the polyP may come from gut microbes. This should probably be mentioned.

      This is an interesting possibility. Several observations argue that polyP is synthesized by fly tissues: (i) polyP levels remain very low during feeding stages but build up in wandering third instar larvae after feeding ceases; (ii) PPBD staining is absent from the gut except the crop (Fig. S3O–P); (ii) In C. elegans, intestinal polyP was unaffected when worms were fed polyP-deficient bacteria (2); (iv) depletion of polyP from plasmatocytes alone impairs hemolymph clotting, which would not be expected if gut-derived polyP were the major source and may have contributed to polyP in hemolymph. We mention this limitation in the revised manuscript (p.19-20, l. 425-433).

      (9) Page 3 of Results (paragraph 2): stating that the 4% paraformaldehyde works "best" is imprecise. What do the authors mean by "best"?

      We have addressed this comment in the revised manuscript and corrected it as 4% paraformaldehyde being better among the three methods we used to fix tissues, which also included methanol and Bouin’s fixative  (p.8, l. 152-154).

      (10) Page 4 of Results (paragraph 2, last line of the page): The scientific literature is vast, so one can never be sure that one knows of all the papers out there, even on a topic as relatively limited as polyP. Therefore, I would recommend qualifying the statement "...this is the first comprehensive tissue staining report...". It would be more accurate (and safer) to say something like, "to our knowledge, this is the first..." There is a similar statement with the word "first" on the next page regarding the FLYX library.

      We have addressed this concern and corrected it accordingly in the revised version of the manuscript (p.9, l. 192-193)

      Reviewer #3 (Recommendations for the authors):

      (1) The authors should include in their discussion a comparison of cell biological observations using the polyP binding domain of E. coli Ppx (GST-PPBD) to fluorescently label polyP in cells and tissues with recent work using a similar approach in C. elegans (Quarles et al., PMID:39413779).

      In the revised manuscript, we have cited the work of Quarles et al. and have added a comparison of observations (p.19,l.408-410). In the discussion, we have also focused on multiple other studies about how polyP presence in different subcellular compartments, like the nucleus, can be assayed and studied with the tools developed in this study.

      (2) The gene expression studies of time-matched Cyto-FLYX vs WT larvae is very intriguing. Given the authors' findings that non-feeding third instar Cyto-FLYX larvae are developmentally ahead of WT larvae, can the observed trends be explained by known changes in gene expression that occur during eclosion? This is mentioned in the results section in the context of genes linked to neurons, but a broader discussion of which pathway changes observed can be explained by the developmental stage difference between the WT and FLYX larvae would be helpful in the discussion.

      We have included a broader discussion about the RNAseq analysis done in the article in both the ‘results’ and the ‘discussion’ sections, where we have rewritten the narrative from the perspective of accelerated eclosion. (p.15 l.310-335, p. 20, l.431-446). We have also stated the limitations of such studies.

      (3) The sentence describing NUDT3 is not referenced.

      We have addressed this comment and have cited the paper of NUDT3 in the revised version of the manuscript.(p.4, l. 68-70)

      (4) In the first sentence of the results section, the meaning/validity of the statement "The polyP levels have decreased as evolution progressed" is not clear. It might be more straightforward to give an estimate of the total pmoles polyP/mg protein difference between bacteria/yeast and metazoans.

      In the revised manuscript, we have given an estimate of the polyP content across various species across evolution to uphold the statement that polyP levels have decreased as evolution progressed (p. 5, l. 87-91).

      (5) The description of the malachite green assay in the results section describes it as "calorimetric" but this should read "colorimetric?"

      We have corrected it in the revised manuscript.

      References

      (1) Chicco D, Agapito G. Nine quick tips for pathway enrichment analysis. PLoS Comput Biol. 2022 Aug 11;18(8):e1010348.

      (2) Quarles E, Petreanu L, Narain A, Jain A, Rai A, Wang J, et al. Cryosectioning and immunofluorescence of C. elegans reveals endogenous polyphosphate in intestinal endo-lysosomal organelles. Cell Rep Methods. 2024 Oct 8;100879.

      (3) Saito K, Ohtomo R, Kuga-Uetake Y, Aono T, Saito M. Direct labeling of polyphosphate at the ultrastructural level in Saccharomyces cerevisiae by using the affinity of the polyphosphate binding domain of Escherichia coli exopolyphosphatase. Appl Environ Microbiol. 2005 Oct;71(10):5692–701.

      (4) Smith SA, Mutch NJ, Baskar D, Rohloff P, Docampo R, Morrissey JH. Polyphosphate modulates blood coagulation and fibrinolysis. Proc Natl Acad Sci USA. 2006 Jan 24;103(4):903–8.

      (5) Smith SA, Choi SH, Davis-Harrison R, Huyck J, Boettcher J, Rienstra CM, et al. Polyphosphate exerts differential effects on blood clotting, depending on polymer size. Blood. 2010 Nov 18;116(20):4353–9.

      (6) Abramov AY, Fraley C, Diao CT, Winkfein R, Colicos MA, Duchen MR, et al. Targeted polyphosphatase expression alters mitochondrial metabolism and inhibits calcium-dependent cell death. Proc Natl Acad Sci USA. 2007 Nov 13;104(46):18091–6.

      (7) Schmid MR, Dziedziech A, Arefin B, Kienzle T, Wang Z, Akhter M, et al. Insect hemolymph coagulation: Kinetics of classically and non-classically secreted clotting factors. Insect Biochem Mol Biol. 2019 Jun;109:63–71.

      (8) Jian Guan, Rebecca Lee Hurto, Akash Rai, Christopher A. Azaldegui, Luis A. Ortiz-Rodríguez, Julie S. Biteen, Lydia Freddolino, Ursula Jakob. HP-Bodies – Ancestral Condensates that Regulate RNA Turnover and Protein Translation in Bacteria. bioRxiv 2025.02.06.636932; doi: https://doi.org/10.1101/2025.02.06.636932.

      (9) Lonetti A, Szijgyarto Z, Bosch D, Loss O, Azevedo C, Saiardi A. Identification of an evolutionarily conserved family of inorganic polyphosphate endopolyphosphatases. J Biol Chem. 2011 Sep 16;286(37):31966–74.

    1. eLife Assessment

      This study presents a valuable advance in reconstructing naturalistic speech from intracranial ECoG data using a dual-pathway model. The evidence supporting the claims of the authors is solid. This work will be of interest to cognitive neuroscientists and computer scientists/engineers working on speech reconstruction from neural data.

    2. Reviewer #1 (Public review):

      Summary:

      This paper introduces a dual-pathway model for reconstructing naturalistic speech from intracranial ECoG data. It integrates an acoustic pathway (LSTM + HiFi-GAN for spectral detail) and a linguistic pathway (Transformer + Parler-TTS for linguistic content). Output from the two components are later merged via CosyVoice2.0 voice cloning. Using only 20 minutes of ECoG data per participant, the model achieves high acoustic fidelity and linguistic intelligibility.

      Strengths:

      (1) The proposed dual-pathway framework effectively integrates the strengths of neural-to-acoustic and neural-to-text decoding and aligns well with established neurobiological models of dual-stream processing in speech and language.

      (2) The integrated approach achieves robust speech reconstruction using only 20 minutes of ECoG data per subject, demonstrating the efficiency of the proposed method.

      (3) The use of multiple evaluation metrics (MOS, mel-spectrogram R², WER, PER) spanning acoustic, linguistic (phoneme and word), and perceptual dimensions, together with comparisons against noise-degraded baselines, adds strong quantitative rigor to the study.

      Comments on revisions:

      I thank the authors for their thorough efforts in addressing my previous concerns. I believe this revised version is significantly strengthened, and I have no further concerns.

    3. Reviewer #2 (Public review):

      Summary:

      The study by Li et al. proposes a dual-path framework that concurrently decodes acoustic and linguistic representations from ECoG recordings. By integrating advanced pre-trained AI models, the approach preserves both acoustic richness and linguistic intelligibility, and achieves a WER of 18.9% with a short (~20-minute) recording.

      Overall, the study offers an advanced and promising framework for speech decoding. The method appears sound, and the results are clear and convincing. My main concerns are the need for additional control analyses and for more comparisons with existing models.

      Strengths:

      • This speech-decoding framework employs several advanced pre-trained DNN models, reaching superior performance (WER of 18.9%) with relatively short (~20-minute) neural recording.

      • The dual-pathway design is elegant, and the study clearly demonstrates its necessity: The acoustic pathway enhances spectral fidelity while the linguistic pathway improves linguistic intelligibility.

      Comments on revisions:

      The authors have thoughtfully addressed my previous concerns about the weaknesses. I have no further concerns.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary

      This paper introduces a dual-pathway model for reconstructing naturalistic speech from intracranial ECoG data. It integrates an acoustic pathway (LSTM + HiFi-GAN for spectral detail) and a linguistic pathway (Transformer + Parler-TTS for linguistic content). Output from the two components is later merged via CosyVoice2.0 voice cloning. Using only 20 minutes of ECoG data per participant, the model achieves high acoustic fidelity and linguistic intelligibility.

      Strengths

      (1) The proposed dual-pathway framework effectively integrates the strengths of neural-to-acoustic and neural-to-text decoding and aligns well with established neurobiological models of dual-stream processing in speech and language.

      (2) The integrated approach achieves robust speech reconstruction using only 20 minutes of ECoG data per subject, demonstrating the efficiency of the proposed method.

      (3) The use of multiple evaluation metrics (MOS, mel-spectrogram R², WER, PER) spanning acoustic, linguistic (phoneme and word), and perceptual dimensions, together with comparisons against noisedegraded baselines, adds strong quantitative rigor to the study.

      We thank Reviewer #1 for the supportive comments. In addition, we appreciate Reviewer #1’s thoughtful comments and feedback. By addressing these comments, we believe we have greatly improved the clarity of our claims and methodology. Below we list our point-to-point responses addressing concerns raised by Reviewer #1.

      Weaknesses:

      (1) It is unclear how much the acoustic pathway contributes to the final reconstruction results, based on Figures 3B-E and 4E. Including results from Baseline 2 + CosyVoice and Baseline 3 + CosyVoice could help clarify this contribution.

      We sincerely appreciate the inquiry from Reviewer 1. We thank the reviewer for this suggestion. However, we believe that directly applying CosyVoice to the outputs of Baseline 2 or Baseline 3 in isolation is not methodologically feasible and would not correctly elucidate the contribution of the auditory pathway and might lead to misinterpretation.

      The role of CosyVoice 2.0 in our framework is specifically voice cloning and fusion, not standalone enhancement. It is designed to integrate information from two pathways. Its operation requires two key inputs:

      (1) A voice reference speech that provides the target speaker's timbre and prosodic characteristics. In our final pipeline, this is provided by the denoised output of the acoustic pathway (Baseline 2).

      (2) A target word sequence that specifies the linguistic content to be spoken. This is obtained by transcribing the output of the linguistic pathway (Baseline 3) using Whisper ASR. Therefore, the standalone outputs of Baseline 2 and Baseline 3 are the purest demonstrations of what each pathway contributes before fusion. The significant improvement in WER/PER and MOS in the final output (compared to Baseline 2) and the significant improvement in melspectrogram R² (compared to Baseline 3) together demonstrate the complementary contributions of the two pathways. The fusion via CosyVoice is the mechanism that allows these contributions to be combined. We have added a clearer explanation of CosyVoice's role and the rationale for not testing it on individual baselines in the revised manuscript (Results section: "The fine-tuned voice cloner further enhances...").

      Edits:

      Page 11, Lines 277-282:

      “ Voice cloning is used to bridge the gap between acoustic fidelity and linguistic intelligibility in speech reconstruction. This approach strategically combines the strengths of complementary pathways: the acoustic pathway preserves speaker-specific spectral characteristics while the linguistic pathway maintains lexical and phonetic precision. By integrating these components through neural voice cloning, we achieve balanced reconstruction that overcomes the limitations inherent in isolated systems. CosyVoice 2.0, the voice cloner module serves specifically as a voice cloning and fusion engine, requiring two inputs: (1) a voice reference speech (provided by the denoised output of the acoustic pathway) to specify the target speaker's identity, and (2) a target word sequence (transcribed from the output of the linguistic pathway) to specify the linguistic content. The standalone baseline outputs of the two pathways can be integrated in this way.”

      (2) As noted in the limitations, the reconstruction results heavily rely on pre-trained generative models. However, no comparison is provided with state-of-the-art multimodal LLMs such as Qwen3-Omni, which can process auditory and textual information simultaneously. The rationale for using separate models (Wav2Vec for speech and TTS for text) instead of a single unified generative framework should be clearly justified. In addition, the adaptor employs an LSTM architecture for speech but a Transformer for text, which may introduce confounds in the performance comparison. Is there any theoretical or empirical motivation for adopting recurrent networks for auditory processing and Transformer-based models for textual processing?

      We thank the reviewer for the insightful suggestion regarding multimodal large language models (LLMs) such as Qwen3-Omni. It is important to clarify the distinction between general-purpose interactive multimodal models and models specifically designed for high-fidelity voice cloning and speech synthesis.

      As for the comparison with the state-of-the-art multimodal LLMs:

      Qwen3-Omni and GLM-4-Voice are powerful conversational agents capable of processing multiple modalities including text, speech, image, and video, as described in its documentation (see: https://help.aliyun.com/zh/model-studio/qwen-tts-realtime and https://docs.bigmodel.cn/cn/guide/models/sound-and-video/glm-4-voice). However, it is primarily optimized for interactive dialogue and multimodal understanding rather than for precise, speaker-adaptive speech reconstruction from neural signals. In contrast, CosyVoice 2.0, developed by the same team at Alibaba, is specifically designed for voice cloning and text-to-speech synthesis (see: https://help.aliyun.com/zh/model-studio/text-to-speech). It incorporates advanced speaker adaptation and acoustic modeling capabilities that are essential for reconstructing naturalistic speech from limited neural data. Therefore, our choice of CosyVoice for the final synthesis stage aligns with the goal of integrating acoustic fidelity and linguistic intelligibility, which is central to our study.

      For the selection of LSTM and Transformer in the two pathways:

      The goal of the acoustic adaptor is to reconstruct fine-grained spectrotemporal details (formants, harmonic structures, prosodic contours) with millisecond-to-centisecond precision. These features rely heavily on local temporal dynamics and short-to-medium range dependencies (e.g., within and between phonemes/syllables). In our ablation studies (to be added in the supplementary), we found that Transformer-based adaptors, which inherently emphasize global sentence-level context through self-attention, tended to oversmooth the reconstructed acoustic features, losing critical fine-temporal details essential for naturalness. In contrast, the recurrent nature of LSTMs, with their inherent temporal state propagation, proved more effective at modeling these local sequential dependencies without excessive smoothing, leading to higher mel-spectrogram fidelity. This aligns with the neurobiological observation that early auditory cortex processes sound with precise temporal fidelity. Moreover, from an engineering perspective, LSTM-based decoders have been empirically shown to perform well in sequential prediction tasks with limited data, as evidenced in prior work on sequence modeling and neural decoding (1).

      The goal of the linguistic adaptor is to decode abstract, discrete word tokens. This task benefits from modeling long-range contextual dependencies across a sentence to resolve lexical ambiguity and syntactic structure (e.g., subject-verb agreement). The self-attention mechanism of Transformers is exceptionally well-suited for capturing these global relationships, as evidenced by their dominance in NLP. Our experiments confirmed that a Transformer adaptor outperformed an LSTM-based one in word token prediction accuracy.

      While a unified multimodal LLM could in principle handle both modalities, such models often face challenges in modality imbalance and task specialization. Audio and text modalities have distinct temporal scales, feature distributions, and learning dynamics. By decoupling them into separate pathways with specialized adaptors, we ensure that each modality is processed by an architecture optimized for its inherent structure. This divide-and-conquer strategy avoids the risk of one modality dominating or interfering with the learning of the other, leading to more stable training and better final performance, especially important when adapting to limited neural data.

      Edits:

      Page 9, Lines 214-223:

      “The acoustic pathway, implemented through a bi-directional LSTM neural adaptor architecture (Fig. 1B), specializes in reconstructing fundamental acoustic properties of speech. This module directly processes neural recordings to generate precise time-frequency representations, focusing on preserving speaker-specific spectral characteristics like formant structures, harmonic patterns, and spectral envelope details. Quantitative evaluation confirms its core competency: achieving a mel-spectrogram R² of 0.793 ± 0.016 (Fig. 3B) demonstrates remarkable fidelity in reconstructing acoustic microstructure. This performance level is statistically indistinguishable from original speech degraded by 0dB additive noise (0.771 ± 0.014, p = 0.242, one-sided t-test). We chose a bidirectional LSTM architecture for this adaptor because its recurrent nature is particularly suited to modeling the fine-grained, short- to medium-range temporal dependencies (e.g., within and between phonemes and syllables) that are critical for acoustic fidelity. An ablation study comparing LSTM against Transformerbased adaptors for this task confirmed that LSTMs yielded superior mel-spectrogram reconstruction fidelity (higher R²), as detailed in Table S1, likely by avoiding the oversmoothing of spectrotemporal details sometimes induced by the strong global context modeling of Transformers”.

      “To confirm that the acoustic pathway’s output is causally dependent on the neural signal rather than the generative prior of the HiFi-GAN, we performed a control analysis in which portions of the input ECoG recording were replaced with Gaussian noise. When either the first half, second half, or the entirety of the neural input was replaced by noise, the melspectrogram R² of the reconstructed speech dropped markedly, corresponding to the corrupted segment (Fig. S5). This demonstrates that the reconstruction is temporally locked to the specific neural input and that the model does not ‘hallucinate’ spectrotemporal structure from noise. These results validate that the acoustic pathway performs genuine, input-sensitive neural decoding”.

      Edits:

      Page 10, Lines 272-277:

      “We employed a Transformer-based Seq2Seq architecture for this adaptor to effectively capture the long-range contextual dependencies across a sentence, which are essential for resolving lexical ambiguity and syntactic structure during word token decoding. This choice was validated by an ablation study (Table S2), indicating that the Transformer adaptor outperformed an LSTM-based counterpart in word prediction accuracy”

      (3) The model is trained on approximately 20 minutes of data per participant, which raises concerns about potential overfitting. It would be helpful if the authors could analyze whether test sentences with higher or lower reconstruction performance include words that were also present in the training set.

      Thank you for raising the important concern regarding potential overfitting given the limited size of our training dataset (~20 minutes per participant). To address this point directly, we performed a detailed lexical overlap analysis between the training and test sets.

      The test set contains 219 unique words. Among these:

      127 words (58.0%) appeared in the training set (primarily high-frequency, common words).

      92 words (42.0%) were entirely novel and did not appear in the training set. We further examined whether trials with the best reconstruction (WER = 0) relied more on training vocabulary. Among these top-performing trials, 55.0% of words appeared in the training set. In contrast, the worst-performing trials showed 51.9% overlap in words in the training set. No significant difference was observed, suggesting that performance is not driven by simple lexical memorization.

      The presence of a substantial proportion of novel words (42%) in the test set, combined with the lack of performance advantage for overlapping content, provides strong evidence that our model is generalizing linguistic and acoustic patterns rather than merely memorizing the training vocabulary. High reconstruction performance on unseen words would be improbable under severe overfitting.

      Therefore, we conclude that while some lexical overlap exists (as expected in natural language), the model’s performance is driven by its ability to decode generalized neural representations, effectively mitigating the overfitting risk highlighted by the reviewer.

      (4) The phoneme confusion matrix in Figure 4A does not appear to align with human phoneme confusion patterns. For instance, /s/ and /z/ differ only in voicing, yet the model does not seem to confuse these phonemes. Does this imply that the model and the human brain operate differently at the mechanistic level?

      We thank the reviewer for this detailed observation regarding the difference between our model's phoneme confusion patterns and typical human perceptual confusions (e.g., the lack of /s/-/z/ confusion).

      The reviewer is correct in inferring a mechanistic difference. This divergence is primarily attributable to the Parler-TTS model acting as a powerful linguistic prior. Our linguistic pathway decodes word tokens, which Parler-TTS then converts to speech. Trained on massive corpora to produce canonical pronunciations, Parler-TTS effectively performs an implicit "error correction." For instance, if the neural decoding is ambiguous between the words "sip" and "zip," the TTS model's strong prior for lexical and syntactic context will likely resolve it to the correct word, thereby suppressing purely acoustic confusions like voicing.

      This has important implications for interpreting our model's errors and its relationship to brain function. The phoneme errors in our final output reflect a combination of neural decoding errors and the generative biases of the TTS model, which is optimized for intelligibility rather than mimicking raw human misperception. This does imply our model operates differently from the human auditory periphery. The human brain may first generate a percept with acoustic confusions, which higher-level language regions then disambiguate. Our model effectively bypasses the "confused percept" stage by directly leveraging a pre-trained, high-level language model for disambiguation. This is a design feature contributing to its high intelligibility, not necessarily a flaw. This observation raises a fascinating question: Could a model that more faithfully simulates the hierarchical processing of the human brain (including early acoustic confusions) provide a better fit to neural data at different processing stages? Future work could further address this question.

      Edits:

      add another paragraph in Discussion (Page 14, Lines 397-398):

      “The phoneme confusion pattern observed in our model output (Fig. 4A) differs from classic human auditory confusion matrices. We attribute this divergence primarily to the influence of the Parler-TTS model, which serves as a strong linguistic prior in our pipeline. This component is trained to generate canonical speech from text tokens. When the upstream neural decoding produces an ambiguous or erroneous token sequence, the TTS model’s internal language model likely performs an implicit ‘error correction,’ favoring linguistically probable words and pronunciations. This underscores that our model’s errors arise from a complex interaction between neural decoding fidelity and the generative biases of the synthesis stage”

      (5) In general, is the motivation for adopting the dual-pathway model to better align with the organization of the human brain, or to achieve improved engineering performance? If the goal is primarily engineeringoriented, the authors should compare their approach with a pretrained multimodal LLM rather than relying on the dual-pathway architecture. Conversely, if the design aims to mirror human brain function, additional analysis, such as detailed comparisons of phoneme confusion matrices, should be included to demonstrate that the model exhibits brain-like performance patterns.

      Our primary motivation is engineering improvement, to overcome the fundamental trade-off between acoustic fidelity and linguistic intelligibility that has limited previous neural speech decoding work. The design is inspired by the related works of the convergent representation of speech and language perception (2). However, we do not claim that our LSTM and Transformer adaptors precisely simulate the specific neural computations of the human ventral and dorsal streams. The goal was to build a high-performance, data-efficient decoder. We will clarify this point in the Introduction and Discussion, stating that while the architecture is loosely inspired by previous neuroscience results, its primary validation is its engineering performance in achieving state-of-the-art reconstruction quality with minimal data.

      Edits:

      Page 14, Line 358-373:

      “In this study, we present a dual-path framework that synergistically decodes both acoustic and linguistic speech representations from ECoG signals, followed by a fine-tuned zero-shot text-to-speech network to re-synthesize natural speech with unprecedented fidelity and intelligibility. Crucially, by integrating large pre-trained generative models into our acoustic reconstruction pipeline and applying voice cloning technology, our approach preserves acoustic richness while significantly enhancing linguistic intelligibility beyond conventional methods. Our dual-pathway architecture, while inspired by converging neuroscience insights on speech and language perception, was principally designed and validated as an engineering solution. The primary goal to build a practical decoder that achieves state-of-theart reconstruction quality with minimal data. The framework's success is therefore ultimately judged by its performance metrics, high intelligibility (WER, PER), acoustic fidelity (melspectrogram R²), and perceptual quality (MOS), which directly address the core engineering challenge we set out to solve. Using merely 20 minutes of ECoG recordings, our model achieved superior performance with a WER of 18.9% ± 3.3% and PER of 12.0% ± 2.5% (Fig. 2D, E). This integrated architecture, combining pre-trained acoustic (Wav2Vec2.0 and HiFiGAN) and linguistic (Parler-TTS) models through lightweight neural adaptors, enables efficient mapping of ECoG signals to dual latent spaces. Such methodology substantially reduces the need for extensive neural training data while achieving breakthrough word clarity under severe data constraints. The results demonstrate the feasibility of transferring the knowledge embedded in speech-data pre-trained artificial intelligence (AI) models into neural signal decoding, paving the way for more advanced brain-computer interfaces and neuroprosthetics”.

      Reviewer #2 (Public review):

      Summary:

      The study by Li et al. proposes a dual-path framework that concurrently decodes acoustic and linguistic representations from ECoG recordings. By integrating advanced pre-trained AI models, the approach preserves both acoustic richness and linguistic intelligibility, and achieves a WER of 18.9% with a short (~20-minute) recording.

      Overall, the study offers an advanced and promising framework for speech decoding. The method appears sound, and the results are clear and convincing. My main concerns are the need for additional control analyses and for more comparisons with existing models.

      Strengths:

      (1) This speech-decoding framework employs several advanced pre-trained DNN models, reaching superior performance (WER of 18.9%) with relatively short (~20-minute) neural recording.

      (2) The dual-pathway design is elegant, and the study clearly demonstrates its necessity: The acoustic pathway enhances spectral fidelity while the linguistic pathway improves linguistic intelligibility.

      We thank Reviewer #2 for supportive comments. In addition, we appreciate Reviewer #2’s thoughtful comments and feedback. By addressing these comments, we believe we have greatly improved the clarity of our claims and methodology. Below we list our point-to-point responses addressing concerns raised by Reviewer #2.

      Weaknesses:

      The DNNs used were pre-trained on large corpora, including TIMIT, which is also the source of the experimental stimuli. More generally, as DNNs are powerful at generating speech, additional evidence is needed to show that decoding performance is driven by neural signals rather than by the DNNs' generative capacity.

      Thank you for raising this crucial point regarding the potential for pre-trained DNNs to generate speech independently of the neural input. We fully agree that it is essential to disentangle the contribution of the neural signals from the generative priors of the models. To address this directly, we have conducted two targeted control analyses, as you suggested, and have integrated the results into the revised manuscript (see Fig. S5 and the corresponding description in the Results section):

      (1) Random noise input: We fed Gaussian noise (matched in dimensionality and temporal structure to real ECoG recordings) into the trained adaptors. The outputs were acoustically unstructured and linguistically incoherent, confirming that the generative models alone cannot produce meaningful speech without valid neural input.

      (2) Partial sentence input (real + noise): For the acoustic pathway, we systematically replaced portions of the ECoG input with noise. The reconstruction quality (mel-spectrogram R²) dropped significantly in the corrupted segments, demonstrating that the decoding is temporally locked to the neural signal and does not “hallucinate” speech from noise.

      These results provide strong evidence that our model’s performance is causally dependent on and sensitive to the specific neural input, validating that it performs genuine neural decoding rather than merely leveraging the generative capacity of the pre-trained DNNs.

      The detailed edits are in the “recommendations” below. (See recommendations (1) and (2))

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) Clarify the results shown in Figure 4E. The integrated approach appears to perform comparably to Baseline 3 in phoneme class clarity. However, Baseline 3 represents the output of the linguistic pathway alone, which is expected to encode information primarily at the word level.

      We appreciate the reviewer's observation and agree that clarification is needed. The phoneme class clarity (PCC) metric shown in Figure 4E measures whether mis-decoded phonemes are more likely to be confused within their own class (vowel-vowel or consonantconsonant) rather than across classes (vowel-consonant). A higher PCC indicates that the model's errors tend to be phonologically similar sounds (e.g., one vowel mistaken for another), which is a reasonable property for intelligibility.

      We would like to clarify the nature of Baseline 3. As stated in the manuscript (Results section: "The linguistic pathway reconstructs high-intelligibility, higher-level linguistic information"), Baseline 3 is the output of our linguistic pathway. This pathway operates as follows: the ECoG signals are mapped to word tokens via the Transformer adaptor, and these tokens are then synthesized into speech by the frozen Parler-TTS model. Crucially, the input to Parler-TTS is a sequence of word tokens.

      It is important to distinguish between the levels of performance measured: Word Error Rate (WER) reflects accuracy at the lexical level (whole words). The linguistic pathway achieves a low WER by design, as it directly decodes word sequences. Phoneme Error Rate (PER) reflects accuracy at the sublexical phonetic level (phonemes). A low WER generally implies a low PER, because robust word recognition requires reliable phoneme-level representations within the TTS model's prior. This explains why Baseline 3 also exhibits a low PER. However, acoustic fidelity (captured by metrics like mel-spectrogram R²) requires the preservation of fine-grained spectrotemporal details such as pitch, timbre, prosody, and formant structures, information that is not directly encoded at the lexical level and is therefore not a strength of the purely linguistic pathway.

      While Parler-TTS internally models sub-word/phonetic information to generate the acoustic waveform, the primary linguistic information driving the synthesis is at the lexical (word) level. The generated speech from Baseline 3 therefore contains reconstructed phonemic sequences derived from the decoded word tokens, not from direct phoneme-level decoding of ECoG.

      Therefore, the comparable PCC between our final integrated model and Baseline 3 (linguistic pathway) suggests that the phoneme-level error patterns (i.e., the tendency to confuse within-class phonemes) in our final output are largely inherited from the high-quality linguistic prior embedded in the pre-trained TTS model (Parler-TTS). The integrated framework successfully preserves this desirable property from the linguistic pathway while augmenting it with speaker-specific acoustic details from the acoustic pathway, thereby achieving both high intelligibility (low WER/PER) and high acoustic fidelity (high melspectrogram R²).

      We will revise the caption of Figure 4E and the corresponding text in the Results section to make this interpretation explicit.

      Edits:

      Page 12, Lines 317-322:

      “In addition to the confusion matrices, we categorized the phonemes into vowels and consonants to assess the phoneme class clarity. We defined "phoneme class clarity" (PCC) as the proportion of errors where a phoneme was misclassified within the same class versus being misclassified into a different class. The purpose of introducing PCC is to demonstrate that most of the misidentified phonemes belong to the same category (confusion between vowels or consonants), rather than directly comparing the absolute accuracy of phoneme recognition. For instance, a vowel being mistaken for another vowel would be considered a within-class error, whereas a vowel being mistaken for a consonant would be classified as a between-class error” 

      (2) Add results from Baseline 2 + CosyVoice and Baseline 3 + CosyVoice to clarify the contribution of the auditory pathway.

      Thank you for the suggestion. We appreciate the opportunity to clarify the role of CosyVoice in our framework.

      As explained in our response to point (1), CosyVoice 2.0 is designed as a fusion module that requires two inputs: 1) a voice reference (from the acoustic pathway) to specify speaker identity, and 2) a word sequence (from the linguistic pathway) to specify linguistic content. Because it is not a standalone enhancer, applying CosyVoice to a single pathway output (e.g., Baseline 2 or 3 alone) is not quite feasible and would not reflect its intended function and could lead to misinterpretation of each pathway’s contribution.

      Instead, we have evaluated the contribution of each pathway by comparing the final integrated output against each standalone pathway output (Baseline 2 and 3). The significant improvements in both acoustic fidelity and linguistic intelligibility demonstrate the complementary roles of the two pathways, which are effectively fused through CosyVoice.

      (3) Justify your choice of using LSTM and Transformer architecture for the auditory and linguistic neural adaptors, respectively, and how your methods could compare to using a unified generative multimodal LLM for both pathways.

      Thank you for revisiting this important point. We appreciate your interest in the architectural choices and their relationship to state-of-the-art multimodal models.

      As detailed in our response to point (2), our choice of LSTM for the acoustic pathway and Transformer for the linguistic pathway is driven by task-specific requirements, supported by ablation studies (Supplementary Tables 1–2). The acoustic pathway benefits from LSTM’s ability to model fine-grained, local temporal dependencies without over-smoothing. The linguistic pathway benefits from Transformer’s ability to capture long-range semantic and syntactic context.

      Regarding comparison with unified multimodal LLMs (e.g., Qwen3-Omni), we clarified that such models are optimized for interactive dialogue and multimodal understanding, while our framework relies on specialist models (CosyVoice 2.0, Parler-TTS) that are explicitly designed for high-fidelity, speaker-adaptive speech synthesis, a requirement central to our decoding task.

      We have incorporated these justifications into the revised manuscript (Results and Discussion sections) and appreciate the opportunity to further emphasize these points.

      Edits:

      Page 9, Lines 214-223:

      “The acoustic pathway, implemented through a bi-directional LSTM neural adaptor architecture (Fig. 1B), specializes in reconstructing fundamental acoustic properties of speech. This module directly processes neural recordings to generate precise time-frequency representations, focusing on preserving speaker-specific spectral characteristics like formant structures, harmonic patterns, and spectral envelope details. Quantitative evaluation confirms its core competency: achieving a mel-spectrogram R² of 0.793 ± 0.016 (Fig. 3B) demonstrates remarkable fidelity in reconstructing acoustic microstructure. This performance level is statistically indistinguishable from original speech degraded by 0dB additive noise (0.771 ± 0.014, p = 0.242, one-sided t-test). We chose a bidirectional LSTM architecture for this adaptor because its recurrent nature is particularly suited to modeling the fine-grained, short- to medium-range temporal dependencies (e.g., within and between phonemes and syllables) that are critical for acoustic fidelity. An ablation study comparing LSTM against Transformerbased adaptors for this task confirmed that LSTMs yielded superior mel-spectrogram reconstruction fidelity (higher R²), as detailed in Table S1, likely by avoiding the oversmoothing of spectrotemporal details sometimes induced by the strong global context modeling of Transformers”.

      “To confirm that the acoustic pathway’s output is causally dependent on the neural signal rather than the generative prior of the HiFi-GAN, we performed a control analysis in which portions of the input ECoG recording were replaced with Gaussian noise. When either the first half, second half, or the entirety of the neural input was replaced by noise, the melspectrogram R² of the reconstructed speech dropped markedly, corresponding to the corrupted segment (Fig. S5). This demonstrates that the reconstruction is temporally locked to the specific neural input and that the model does not ‘hallucinate’ spectrotemporal structure from noise. These results validate that the acoustic pathway performs genuine, input-sensitive neural decoding”.

      Page 10, Lines 272-277:

      “We employed a Transformer-based Seq2Seq architecture for this adaptor to effectively capture the long-range contextual dependencies across a sentence, which are essential for resolving lexical ambiguity and syntactic structure during word token decoding. This choice was validated by an ablation study (Table S2), indicating that the Transformer adaptor outperformed an LSTM-based counterpart in word prediction accuracy”.

      (4) Discuss the differences between the model's phoneme confusion matrix in Figure 4A and human phoneme confusion patterns. In addition, please clarify whether the adoption of the dual-pathway architecture is primarily intended to simulate the organization of the human brain or to achieve engineering improvements.

      The observed difference between our model's phoneme confusion matrix and typical human perceptual confusion patterns (e.g., the noted lack of confusion between /s/ and /z/) is, as the reviewer astutely infers, likely attributable to the TTS model (Parler-TTS) acting as a powerful linguistic prior. The linguistic pathway decodes word tokens, and Parler-TTS converts these tokens into speech. Parler-TTS is trained on massive text and speech corpora to produce canonical, clean pronunciations. It effectively performs a form of "error correction" or "canonicalization" based on its internal language model. For example, if the neural decoding is ambiguous between "sip" and "zip", the TTS model's strong prior for lexical and syntactic context may robustly resolve it to the correct word, suppressing purely acoustic confusions like voicing. Therefore, the phoneme errors in our final output reflect a combination of neural decoding errors and the TTS model's generation biases, which are optimized for intelligibility rather than mimicking human misperception. We will add this explanation to the paragraph discussing Figure 4A.

      Our primary motivation is engineering improvement, to overcome the fundamental tradeoff between acoustic fidelity and linguistic intelligibility that has limited previous neural speech decoding work. The design is inspired by the convergent representation of speech and language perception (1). However, we do not claim that our LSTM and Transformer adaptors precisely simulate the specific neural computations of the human ventral and dorsal streams. The goal was to build a high-performance, data-efficient decoder. We will clarify this point in the Introduction and Discussion, stating that while the architecture is loosely inspired by previous neuroscience results, its primary validation is its engineering performance in achieving state-of-the-art reconstruction quality with minimal data.

      Edits:

      Pages 2-3, Lines 74-85:

      “Here, we propose a unified and efficient dual-pathway decoding framework that integrates the complementary strengths of both paradigms to enhance the performance of re-synthesized natural speech from the engineering performance. Our method maps intracranial electrocorticography (ECoG) signals into the latent spaces of pre-trained speech and language models via two lightweight neural adaptors: an acoustic pathway, which captures low-level spectral features for naturalistic speech synthesis, and a linguistic pathway, which extracts high-level linguistic tokens for semantic intelligibility. These pathways are fused using a finetuned text-to-speech (TTS) generator with voice cloning, producing re-synthesized speech that retains both the acoustic spectrotemporal details, such as the speaker’s timbre and prosody, and the message linguistic content. The adaptors rely on near-linear mappings and require only 20 minutes of neural data per participant for training, while the generative modules are pre-trained on large unlabeled corpora and require no neural supervision”.

      Page 14, Lines 358-373:

      “In this study, we present a dual-path framework that synergistically decodes both acoustic and linguistic speech representations from ECoG signals, followed by a fine-tuned zero-shot text-to-speech network to re-synthesize natural speech with unprecedented fidelity and intelligibility. Crucially, by integrating large pre-trained generative models into our acoustic reconstruction pipeline and applying voice cloning technology, our approach preserves acoustic richness while significantly enhancing linguistic intelligibility beyond conventional methods. Our dual-pathway architecture, while inspired by converging neuroscience insights on speech and language perception, was principally designed and validated as an engineering solution. The primary goal to build a practical decoder that achieves state-of-the-art reconstruction quality with minimal data. The framework's success is therefore ultimately judged by its performance metrics, high intelligibility (WER, PER), acoustic fidelity (mel-spectrogram R²), and perceptual quality (MOS), which directly address the core engineering challenge we set out to solve. Using merely 20 minutes of ECoG recordings, our model achieved superior performance with a WER of 18.9% ± 3.3% and PER of 12.0% ± 2.5% (Fig. 2D, E). This integrated architecture, combining pre-trained acoustic (Wav2Vec2.0 and HiFi-GAN) and linguistic (Parler-TTS) models through lightweight neural adaptors, enables efficient mapping of ECoG signals to dual latent spaces. Such methodology substantially reduces the need for extensive neural training data while achieving breakthrough word clarity under severe data constraints. The results demonstrate the feasibility of transferring the knowledge embedded in speech-data pre-trained artificial intelligence (AI) models into neural signal decoding, paving the way for more advanced brain-computer interfaces and neuroprosthetics”.

      Reviewer #2 (Recommendations for the authors):

      (1) My main question is whether any experimental stimuli overlap with the data used to pre-train the models. The authors might consider using pre-trained models trained on other corpora and training their own model without the TIMIT corpus. Additionally, as pretrained models were used, it might be helpful to evaluate to what extent the decoding is sensitive to the input neural recording or whether the model always outputs meaningful speech. The authors might consider two control analyses: a) whether the model still generates speech-like output if the input is random noise; b) whether the model can decode a complete sentence if the first half recording of a sentence is real but the second half is replaced with noise.

      We thank the reviewer for raising this crucial point regarding potential data leakage and the sensitivity of decoding to neural input.

      We confirm that the pre-training phase of our core models (Wav2Vec2.0 encoder, HiFiGAN decoder) was conducted exclusively on the LibriSpeech corpus (960 hours), which is entirely separate from the TIMIT corpus used for our ECoG experiments. The subsequent fine-tuning of the CosyVoice 2.0 voice cloner for speaker adaptation was performed on the training set portion of the entire TIMIT corpus. Importantly, the test set for all neural decoding evaluations was strictly held out and never used during any fine-tuning stage. This data separation is now explicitly stated in the " Methods" sections for the Speech Autoencoder and the CosyVoice fine-tuning.

      Regarding the potential of training on other corpora, we agree it is a valuable robustness check. Previous work has demonstrated that self-supervised speech models like Wav2Vec2.0 learn generalizable representations that transfer well across domains (e.g., Millet et al., NeurIPS 2022). We believe our use of LibriSpeech, a large and diverse corpus, provides a strong, general-purpose acoustic prior.

      We agree with the reviewer that control analyses are essential to demonstrate that the decoded output is driven by neural signals and not merely the generative prior of the models. We have conducted the following analyses and will include them in the revised manuscript (likely in a new Supplementary Figure or Results subsection):

      (a) Random Noise Input: We fed Gaussian noise (matched in dimensionality and temporal length to the real ECoG input) into the trained acoustic and linguistic adaptors. The outputs were evaluated. The acoustic pathway generated unstructured, noisy spectrograms with no discernible phonetic structure, and the linguistic pathway produced either highly incoherent word sequences or failed to generate meaningful tokens. The fusion via CosyVoice produced unintelligible babble. This confirms that the generative models alone cannot produce structured speech without meaningful neural input.

      (b) Partial Sentence Input (Real + Noise): In the acoustic pathway, we replaced the first half, the second half, and all the ECoG recording for test sentences with Gaussian noise. The melspectrogram R<sup>2</sup> showed a clear degradation in the reconstructed speech corresponding to the noisy segment. We did not do similar experiments in the linguistic pathway because the TTS generator is pre-trained by HuggingFace. We did not train any parameters of Parler-TTS. These results strongly indicate that our model's performance is contingent on and sensitive to the specific neural input, validating that it is performing genuine neural decoding.

      Edits:

      Page 19, Lines 533-538:

      “The parameters in Wav2Vec2.0 were frozen within this training phase. The parameters in HiFi-GAN were optimized using the Adam optimizer with a fixed learning rate of 10<sub>-5</sub>, 𝛽<sub>!</sub> = 0.9, 𝛽<sub>2</sub> = 0.999. We trained this Autoencoder in LibriSpeech, a 960-hour English speech corpus with a sampling rate of 16kHz, which is entirely separate from the TIMIT corpus used for our ECoG experiments. We spent 12 days in parallel training on 6 Nvidia GeForce RTX3090 GPUs. The maximum training epoch was 2000. The optimization did not stop until the validation loss no longer decreased”.

      Edits:

      Page9, Lines214-223:

      “The acoustic pathway, implemented through a bi-directional LSTM neural adaptor architecture (Fig. 1B), specializes in reconstructing fundamental acoustic properties of speech. This module directly processes neural recordings to generate precise time-frequency representations, focusing on preserving speaker-specific spectral characteristics like formant structures, harmonic patterns, and spectral envelope details. Quantitative evaluation confirms its core competency: achieving a mel-spectrogram R² of 0.793 ± 0.016 (Fig. 3B) demonstrates remarkable fidelity in reconstructing acoustic microstructure. This performance level is statistically indistinguishable from original speech degraded by 0dB additive noise (0.771 ± 0.014, p = 0.242, one-sided t-test). We chose a bidirectional LSTM architecture for this adaptor because its recurrent nature is particularly suited to modeling the fine-grained, short- to medium-range temporal dependencies (e.g., within and between phonemes and syllables) that are critical for acoustic fidelity. An ablation study comparing LSTM against Transformer-based adaptors for this task confirmed that LSTMs yielded superior mel-spectrogram reconstruction fidelity (higher R²), as detailed in Table S1, likely by avoiding the oversmoothing of spectrotemporal details sometimes induced by the strong global context modeling of Transformers”.

      “To confirm that the acoustic pathway’s output is causally dependent on the neural signal rather than the generative prior of the HiFi-GAN, we performed a control analysis in which portions of the input ECoG recording were replaced with Gaussian noise. When either the first half, second half, or the entirety of the neural input was replaced by noise, the melspectrogram R² of the reconstructed speech dropped markedly, corresponding to the corrupted segment (Fig. S5). This demonstrates that the reconstruction is temporally locked to the specific neural input and that the model does not ‘hallucinate’ spectrotemporal structure from noise. These results validate that the acoustic pathway performs genuine, input-sensitive neural decoding”

      (2) For BCI applications, the decoding speed matters. Please report the model's inference speed. Additionally, the authors might also consider reporting cross-participant generalization and how the accuracy changes with recording duration.

      We thank the reviewer for these practical and important suggestions. 

      Inference Speed: You are absolutely right. On our hardware (single NVIDIA GeForce RTX 3090 GPU), the current pipeline has an inference time that is longer than the duration of the target speech segment. The primary bottlenecks are the sequential processing in the autoregressive linguistic adaptor and the high-resolution waveform generation in CosyVoice 2.0. This latency currently limits real-time application. We have now added this in the Discussion acknowledging this limitation and stating that future work must focus on architectural optimizations (e.g., non-autoregressive models, lighter vocoders) and potential hardware acceleration to achieve real-time performance, which is critical for a practical BCI.

      Cross-Participant Generalization: We agree that this is a key question for scalability. Our framework already addresses part of the cross-participant generalization challenge through the use of pre-trained generative modules (HiFi-GAN, Parler-TTS, CosyVoice 2.0), which are pretrained on large corpora and shared across all participants. Only a small fraction of the model, the lightweight neural adaptors, is subject-specific and requires a small amount of supervised fine-tuning (~20 minutes per participant). This design significantly reduces the per-subject calibration burden. As the reviewer implies, the ultimate goal would be pure zero-shot generalization. A promising future direction is to further improve cross-participant alignment by learning a shared neural feature encoder (e.g., using contrastive or self-supervised learning on aggregated ECoG data) before the personalized adaptors. We have added a paragraph in the Discussion outlining this as a major next step to enhance the framework’s practicality and further reduce calibration time.

      Accuracy vs. Recording Duration: Thank you for this insightful suggestion. To systematically evaluate the impact of training data volume on performance, we have conducted additional experiments using progressively smaller subsets of the full training set (i.e., 25%, 50%, and 75%). When we used more than 50% of the training data, performance degrades gracefully rather than catastrophically with less data, which is promising for potential clinical scenarios where data collection may be limited. We add another figure (Fig. S4) to demonstrate this.

      Edits:

      Pages 15-16, Lines 427-452:

      “There are several limitations in our study. The quality of the re-synthesized speech heavily relies on the performance of the generative model, indicating that future work should focus on refining and enhancing these models. Currently, our study utilized English speech sentences as input stimuli, and the performance of the system in other languages remains to be evaluated. Regarding signal modality and experimental methods, the clinical setting restricts us to collecting data during brief periods of awake neurosurgeries, which limits the amount of usable neural activity recordings. Overcoming this time constraint could facilitate the acquisition of larger datasets, thereby contributing to the re-synthesis of higher-quality natural speech. Furthermore, the inference speed of the current pipeline presents a challenge for real-time applications. On our hardware (a single NVIDIA GeForce RTX 3090 GPU), synthesizing speech from neural data takes approximately two to three times longer than the duration of the target speech segment itself. This latency is primarily attributed to the sequential processing in the autoregressive linguistic adaptor and the computationally intensive high-fidelity waveform generation in the vocoder (CosyVoice 2.0). While the current study focuses on offline reconstruction accuracy, achieving real-time or faster-than-real-time inference is a critical engineering goal for viable speech BCI prosthetics. Future work must therefore prioritize architectural optimizations, such as exploring non-autoregressive decoding strategies and more efficient neural vocoders, alongside potential hardware acceleration. Additionally, exploring non-invasive methods represents another frontier; with the accumulation of more data and the development of more powerful generative models, it may become feasible to achieve effective non-invasive neural decoding for speech resynthesis. Moreover, while our framework adopts specialized architectures (LSTM and Transformer) for distinct decoding tasks, an alternative approach is to employ a unified multimodal large language model (LLM) capable of joint acoustic-linguistic processing. Finally, the current framework requires training participant-specific adaptors, which limits its immediate applicability for new users. A critical next step is to develop methods that learn a shared, cross-participant neural feature encoder, for instance, by applying contrastive or selfsupervised learning techniques to larger aggregated ECoG datasets. Such an encoder could extract subject-invariant neural representations of speech, serving as a robust initialization before lightweight, personalized fine-tuning. This approach would dramatically reduce the amount of per-subject calibration data and time required, enhancing the practicality and scalability of the decoding framework for real-world BCI applications”

      “In summary, our dual-path framework achieves high speech reconstruction quality by strategically integrating language models for lexical precision and voice cloning for vocal identity preservation, yielding a 37.4% improvement in MOS scores over conventional methods. This approach enables high-fidelity, sentence-level speech synthesis directly from cortical recordings while maintaining speaker-specific vocal characteristics. Despite current constraints in generative model dependency and intraoperative data collection, our work establishes a new foundation for neural decoding development. Future efforts should prioritize: (1) refining few-shot adaptation techniques, (2) developing non-invasive implementations, (3) expanding to dynamic dialogue contexts, and (4) cross-subject applications. The convergence of neurophysiological data with multimodal foundation models promises transformative advances, not only revolutionizing speech BCIs but potentially extending to cognitive prosthetics for memory augmentation and emotional communication. Ultimately, this paradigm will deepen our understanding of neural speech processing while creating clinically viable communication solutions for those with severe speech impairments”

      Edits: 

      add another section in Methods: Page 22, Line 681:

      “Ablation study on training data volume”.

      “To assess the impact of training data quantity on decoding performance, we conducted an additional ablation experiment. For each participant, we created subsets of the full training set corresponding to 25%, 50%, and 75% of the original data by random sampling while preserving the temporal continuity of speech segments. Personalized acoustic and linguistic adaptors were then independently trained from scratch on each subset, following the identical architecture and optimization procedures described above. All other components of the pipeline, including the frozen pre-trained generators (HiFi-GAN, Parler-TTS) and the CosyVoice 2.0 voice cloner, remained unchanged. Performance metrics (mel-spectrogram R², WER, PER) were evaluated on the same held-out test set for all data conditions. The results (Fig. S4) demonstrate that when more than 50% of the training data is utilized, performance degrades gracefully rather than catastrophically, which is a promising indicator for clinical applications with limited data collection time”.

      (3) I appreciate that the author compared their model with the MLP, but more comparisons with previous models could be beneficial. Even simply summarizing some measures of earlier models, such as neural recording duration, WER, PER, etc., is ok.

      Thank you for this suggestion. We agree that a broader comparison contextualizes our contribution. We also acknowledge that given the differences in tasks, signal modality, and amount of data, it’s hard to draw a direct comparison. The main goal of this table is to summarize major studies, their methods and results for reference. We have now added a new Supplementary Table that summarizes key metrics from several recent and relevant studies in neural speech decoding. The table includes:

      - Neural modality (e.g., ECoG, sEEG, Utah array)

      - Approximate amount of neural data used per subject for decoder training

      - Primary task (perception vs. production)

      -Decoding framework

      -Reported Word Error Rate (WER) or similar intelligibility metrics (e.g., Character Error Rate)

      -Reported acoustic fidelity metrics (if available, e.g., spectral correlation)

      This table includes works such as Anumanchipalli et al., Nature 2019; Akbari et al., Sci Rep 2019; Willett et al., Nature 2023; and other contemporary studies. The table clearly shows that our dual-path framework achieves a highly competitive WER (~18.9%) using an exceptionally short neural recording duration (~20 minutes), highlighting its data efficiency. We will refer to this table in the revised manuscript.

      Edits:

      Page 14, Lines 374-376:

      “Our framework establishes a framework for speech decoding by outperforming prior acousticonly or linguistic-only approaches (Table S3) through integrated pretraining-powered acoustic and linguistic decoding”

      Minor:

      (1) Some processes might be described earlier, for example, the electrodes were selected, and the model was trained separately for each participant. That information was only described in the Method section now.

      Thank you for catching these. We have revised the manuscript accordingly.

      Edits:

      Page4, Lines 89-95:

      “Our proposed framework for reconstructing speech from intracranial neural recordings is designed around two complementary decoding pathways: an acoustic pathway focused on preserving low-level spectral and prosodic detail, and a linguistic pathway focused on decoding high-level textual and semantic content. For every participant, our adaptor is independently trained, and we select speech-responsive electrodes (selection details are provided in the Methods section) to tailor the model to individual neural patterns. These two streams are ultimately fused to synthesize speech that is both natural-sounding and intelligible, capturing the full richness of spoken language. Fig. 1 provides a schematic overview of this dual-pathway architecture”

      (2) Line 224-228 Figure 2 should be Figure 3

      Thank you for catching these. We have revised the manuscript accordingly. The information about participant-specific training and electrode selection is now briefly mentioned in the "Results" overview (section: "The acoustic and linguistic performance..."), with details still in the Methods. The figure reference error has been corrected.

      Edits:

      Page7, Lines 224-228:

      “However, exclusive reliance on acoustic reconstruction reveals fundamental limitations. Despite excellent spectral fidelity, the pathway produces critically impaired linguistic intelligibility. At the word level, intelligibility remains unacceptably low (WER = 74.6 ± 5.5%, Fig. 3D), while MOS and phoneme-level precision fares only marginally better (MOS = 2.878 ± 0.205, Fig. 3C; PER = 28.1 ± 2.2%, Fig. 3E)”.

      (3) For Figure 3C, why does the MOS seem to be higher for baseline 3 than for ground truth? Is this significant?

      This is a detailed observation. Baseline 3 achieves a mean opinion score of 4.822 ± 0.086 (Fig. 3C), significantly surpassing even the original human speech (4.234 ± 0.097, p = 6.674×10⁻33). We believe this trend arises because the TIMIT corpus, recorded decades ago, contains inherent acoustic noise and relatively lower fidelity compared to modern speech corpus. In contrast, the Parler-TTS model used in Baseline 3 is trained on massive, highquality, clean speech datasets. Therefore, it synthesizes speech that listeners may subjectively perceive as "cleaner" or more pleasant, even if it lacks the original speaker's voice. Crucially, as the reviewer implies, our final integrated output does not aim to maximize MOS at the cost of speaker identity; it successfully balances this subjective quality with high intelligibility and restored acoustic fidelity. We will add a brief note explaining this possible reason in the caption of Figure 3C.

      Edits:

      Page9, Lines 235-245:

      “The linguistic pathway reconstructs high-intelligibility, higher-level linguistic information”

      “The linguistic pathway, instantiated through a pre-trained TTS generator (Fig. 1B), excels in reconstructing abstract linguistic representations. This module operates at the phonological and lexical levels, converting discrete word tokens into continuous speech signals while preserving prosodic contours, syllable boundaries, and phonetic sequences. It achieves a mean opinion score of 4.822 ± 0.086 (Fig. 3C) - significantly surpassing even the original human speech (4.234 ± 0.097, p = 6.674×10⁻33) in that the TIMIT corpus, recorded decades ago, contains inherent acoustic noise and relatively lower fidelity compared to modern speech corpus.  Complementing this perceptual quality, objective intelligibility metrics confirm outstanding performance: WER reaches 17.7 ± 3.2%, with PER at 11.0 ± 2.3%”.

      Reference

      (1) Chen M X, Firat O, Bapna A, et al. The best of both worlds: Combining recent advances in neural machine translation[C]//Proceedings of the 56th annual meeting of the association for computational linguistics (Volume 1: Long papers). 2018: 76-86

      (2) P. Chen et al. Do Self-Supervised Speech and Language Models Extract Similar Representations as Human Brain? 2024 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP 2024). 2225–2229 (2024).

      (3) H. Akbari, B. Khalighinejad, J. L. Herrero, A. D. Mehta, N. Mesgarani, Towards reconstructing intelligible speech from the human auditory cortex. Scientific reports 9, 874 (2019).

      (4) S. Komeiji et al., Transformer-Based Estimation of Spoken Sentences Using Electrocorticography. Int Conf Acoust Spee, 1311-1315 (2022).

      (5) L. Bellier et al., Music can be reconstructed from human auditory cortex activity using nonlinear decoding models. Plos Biology 21,  (2023).

      (6) F. R. Willett et al., A high-performance speech neuroprosthesis. Nature 620,  (2023).

      (7) S. L. Metzger et al., A high-performance neuroprosthesis for speech decoding and avatar control. Nature 620, 1037-1046 (2023).

      (8) J. W. Li et al., Neural2speech: A Transfer Learning Framework for NeuralDriven Speech Reconstruction. Int Conf Acoust Spee, 2200-2204 (2024).

      (9) X. P. Chen et al., A neural speech decoding framework leveraging deep learning and speech synthesis. Nat Mach Intell 6,  (2024).

      (10) M. Wairagkar et al., An instantaneous voice-synthesis neuroprosthesis. Nature,  (2025).

    1. eLife Assessment

      In this important study, the authors engineered and characterised novel genetically encoded calcium indicators (GECIs) and an analytical tool (CaFire) capable of reporting and quantifying various sub-synaptic events, including miniature synaptic events, with a speed and sensitivity approaching that of intracellular electrophysiological recordings. They present compelling data validating this toolset, which will be of interest to neurobiologists studying synaptic calcium dynamics in various model systems.

    2. Reviewer #1 (Public review):

      Summary:

      Chen et al. engineered and characterized a suite of next-generation GECIs for the Drosophila NMJ that allow for the visualization of calcium dynamics within the presynaptic compartment, at presynaptic active zones, and in the postsynaptic compartment. These GECIs include ratiometric presynaptic Scar8m (targeted to synaptic vesicles), ratiometric active zone localized Bar8f (targeted to the scaffold molecule BRP), and postsynaptic SynapGCaMP8m. The authors demonstrate that these new indicators are a large improvement on the widely used GCaMP6 and GCaMP7 series GECIs, with increased speed and sensitivity. They show that presynaptic Scar8m accurately captures presynaptic calcium dynamics with superior sensitivity to the GCaMP6 and GCaMP7 series and with similar kinetics to chemical dyes. The active-zone targeted Bar8f sensor was assessed for the ability to detect release-site specific nanodomain changes, but the authors concluded that this sensor is still too slow to accurately do so. Lastly, the use of postsynaptic SynapGCaMP8m was shown to enable the detection of quantal events with similar resolution to electrophysiological recordings. Finally, the authors developed a Python-based analysis software, CaFire, that enables automated quantification of evoked and spontaneous calcium signals. These tools will greatly expand our ability to detect activity at individual synapses without the need for chemical dyes or electrophysiology.

      Strengths:

      In this study, the authors rigorously compare their newly engineered GECIs to those previously used at the Drosophila NMJ, highlighting improvements in localization, speed, and sensitivity. These comparisons appropriately substantiate the authors claim that their GECIs are superior to the ones currently in use.

      The authors demonstrate the ability of Scar8m to capture subtle changes in presynaptic calcium resulting from differences between MN-Ib and MN-Is terminals and from the induction of presynaptic homeostatic potentiation (PHP), rivaling the sensitivity of chemical dyes.

      The improved postsynaptic SynapGCaMP8m is shown to approach the resolution of electrophysiology in resolving quantal events.

      The authors created a publicly available pipeline that streamlines and standardizes analysis of calcium imaging data.

    3. Reviewer #2 (Public review):

      Summary:

      Calcium ions play a key role in synaptic transmission and plasticity. To improve calcium measurements at synaptic terminals, previous studies have targeted genetically encoded calcium indicators (GECIs) to pre- and postsynaptic locations. Here, Chen et al. improve these constructs by incorporating the latest GCaMP8 sensors and a stable red fluorescent protein to enable ratiometric measurements. Extensive characterization in the Drosophila neuromuscular junction demonstrates favorable performance of these new constructs relative to previous genetically encoded and synthetic calcium indicators in reporting synaptic calcium events. In addition, they develop a new analysis platform, 'CaFire', to facilitate automated quantification. Impressively, by positioning postsynaptic GCaMP8m near glutamate receptors, the authors show that their sensors can report miniature synaptic events with speed and sensitivity approaching that of intracellular electrophysiological recordings. These new sensors and the analysis platform provide a valuable tool for resolving synaptic events using all-optical methods.

      Strength:

      The authors present rigorous characterization of their sensors using well-established assays. They employ immunostaining and super-resolution STED microscopy to confirm correct subcellular targeting. Additionally, they quantify response amplitude, rise and decay kinetics, and provide side-by-side comparisons with earlier-generation GECIs and synthetic dyes. Importantly, they show that the new sensors can reproduce known differences in evoked Ca²⁺ responses between distinct nerve terminals. Finally, they present what appears to be the first simultaneous calcium imaging and intracellular mEPSP recording to directly assess the sensitivity of different sensors in detecting individual miniature synaptic events.

      The revised version contains extensive new data and clarification that fully addressed my previous concerns. In particular, I appreciate the side-by-side comparison with synthetic calcium indicator OGB-1 and the cytosolic version of GCaMP8m (now presented in Figure 3), which compellingly supports the favorable performance of their new sensors.

      Weakness:

      I have only one remaining suggestion about the precision of terminology, which I do think is important. The authors clarified in the revision that they "define SNR operationally as the fractional fluorescence change (ΔF/F).", and basically present ΔF/F values whenever they mentioned about SNR. However, if the intention is to present ΔF/F comparisons, I would strongly suggest replacing all mentions of "SNR" in the manuscript with "ΔF/F" or "fractional/relative fluorescence change".

      SNR and ΔF/F are fundamentally different quantities, each with a well-defined and distinct meaning: SNR measures fluorescence change relative to baseline fluctuations (noise), whereas ΔF/F measures fluorescence change relative to baseline fluorescence (F₀). While larger ΔF/F values often correlate with improved detectability, SNR also depends on additional factors such as indicator brightness, light collection efficiency, camera noise, and the stability of the experimental preparation. Referring to ΔF/F as SNR can therefore be misleading and may cause confusion for readers, particularly those from quantitative imaging backgrounds. Clarifying the terminology by consistently using ΔF/F would improve conceptual accuracy without requiring any reanalysis of the data.

    4. Reviewer #3 (Public review):

      Genetically encoded calcium indicators (GECIs) are essential tools in neurobiology and physiology. Technological constraints in targeting and kinetics of previous versions of GECIs have limited their application at the subcellular level. Chen et al. present a set of novel tools that overcome many of these limitations. Through systematic testing in the Drosophila NMJ, they demonstrate improved targeting of GCaMP variants to synaptic compartments and report enhanced brightness and temporal fidelity using members of the GCaMP8 series. These advancements are likely to facilitate more precise investigation of synaptic physiology. This manuscript could be improved by further testing the GECIs across physiologically relevant ranges of activity, including at high frequency and over long imaging sessions. Moreover, while the authors provide a custom software package (CaFire) for Ca2+ imaging analysis, comparisons to existing tools and more guidance for broader usability are needed.

      In this revised version, Chen et al. answered most of our concerns. The tools developed here will be useful for the community.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1

      Chen et al. engineered and characterized a suite of next-generation GECIs for the Drosophila NMJ that allow for the visualization of calcium dynamics within the presynaptic compartment, at presynaptic active zones, and in the postsynaptic compartment. These GECIs include ratiometric presynaptic Scar8m (targeted to synaptic vesicles), ratiometric active zone localized Bar8f (targeted to the scaffold molecule BRP), and postsynaptic SynapGCaMP8m. The authors demonstrate that these new indicators are a large improvement on the widely used GCaMP6 and GCaMP7 series GECIs, with increased speed and sensitivity. They show that presynaptic Scar8m accurately captures presynaptic calcium dynamics with superior sensitivity to the GCaMP6 and GCaMP7 series and with similar kinetics to chemical dyes. The active-zone targeted Bar8f sensor was assessed for the ability to detect release-site-specific nanodomain changes, but the authors concluded that this sensor is still too slow to accurately do so. Lastly, the use of postsynaptic SynapGCaMP8m was shown to enable the detection of quantal events with similar resolution to electrophysiological recordings. Finally, the authors developed a Python-based analysis software, CaFire, that enables automated quantification of evoked and spontaneous calcium signals. These tools will greatly expand our ability to detect activity at individual synapses without the need for chemical dyes or electrophysiology.

      We thank this Reviewer for the overall positive assessment of our manuscript and for the incisive comments.

      (1) The role of Excel in the pipeline could be more clearly explained. Lines 182-187 could be better worded to indicate that CaFire provides analysis downstream of intensity detection in ImageJ. Moreover, the data type of the exported data, such as .csv or .xlsx, should be indicated instead of 'export to graphical program such as Microsoft Excel'.

      We thank the Reviewer for these comments, many of which were shared by the other reviewers. In response, we have now 1) more clearly explained the role of Excel in the CaFire pipeline (lines 677-681), 2) revised the wording in lines 676-679 to indicate that CaFire provides analysis downsteam of intensity detection in ImageJ, and 3) Clarified the exported data type to Excel (lines 677-681). These efforts have improved the clarity and readability of the CaFire analysis pipeline.

      (2) In Figure 2A, the 'Excel' step should either be deleted or included as 'data validation' as ImageJ exports don't require MS Excel or any specific software to be analysed. (Also, the graphic used to depict Excel software in Figure 2A is confusing.)

      We thank the reviewer for this helpful suggestion. In the Fig. 2A, we have changed the Excel portion and clarified the processing steps in the revised methods. Specifically, we now indicate that ROIs are first selected in Fiji/ImageJ and analyzed to obtain time-series data containing both the time information and the corresponding imaging mean intensity values. These data are then exported to a spreadsheet file (e.g., Excel), which is used to organize the output before being imported into CaFire for subsequent analysis. These changes can be found in the Fig. 2A and methods (lines 676-681).

      (3) Figure 2B should include the 'Partition Specification' window (as shown on the GitHub) as well as the threshold selection to give the readers a better understanding of how the tool works.

      We absolutely agree with this comment, and have made the suggested changes to the Fig. 2B. In particular, we have replaced the software interface panels and now include windows illustrating the Load File, Peak Detection, and Partition functions. These updated screenshots provide a clearer view of how CaFire is used to load the data, detect events, and perform partition specification for subsequent analysis. We agree these changes will give the readers a better understanding of how the tool works, and we thank the reviewer for this comment.

      (4) The presentation of data is well organized throughout the paper. However, in Figure 6C, it is unclear how the heatmaps represent the spatiotemporal fluorescence dynamics of each indicator. Does the signal correspond to a line drawn across the ROI shown in Figure 6B? If so, this should be indicated.

      We apologize that the heatmaps were unclear in Fig panel 6C (Fig. 7C in the Current revision). Each heatmap is derived from a one-pixel-wide vertical line within a miniature-event ROI. These heatmaps correspond to the fluorescence change in the indicated SynapGCaMP variant of individual quantal events and their traces shown in Fig. 7C, with a representative image of the baseline and peak fluorescence shown in Fig. 7B. Specifically, we have added the following to the revised Fig. 7C legend:

      The corresponding heatmaps below were generated from a single vertical line extracted from a representative miniature-event ROI, and visualize the spatiotemporal fluorescence dynamics (ΔF/F) along that line over time.

      (5) In Figure 6D, the addition of non-matched electrophysiology recordings is confusing. Maybe add "at different time points" to the end of the 6D legend, or consider removing the electrophysiology trace from Figure 6D and referring the reader to the traces in Figure 7A for comparison (considering the same point is made more rigorously in Figure 7).

      This is a good point, one shared with another reviewer. We apologize this was not clear, and have now revised this part of the figure to remove the electrophysiological traces in what is now Fig. 7 while keeping the paired ones still in what is now Fig. 8A as suggested by the reviewer. We agree this helps to clarify the quantal calcium transients.

      (6) In GitHub, an example ImageJ Script for analyzing the images and creating the inputs for CaFire would be helpful to ensure formatting compatibility, especially given potential variability when exporting intensity information for two channels. In the Usage Guide, more information would be helpful, such as how to select ∆R/R, ideally with screenshots of the application being used to analyze example data for both single-channel and two-channel images.

      We agree that additional details added to the GitHub would be helpful for users of CaFire. In response, we have now added the following improvements to the GitHub site: 

      - ImageJ operation screenshots

      Step-by-step illustrations of ROI drawing and Multi Measure extraction.

      - Example Excel file with time and intensity values

      Demonstrates the required data format for CaFire import, including proper headers.

      - CaFire loading screenshots for single-channel and dual-channel imaging

      Shows how to import GCaMP into Channel 1 and mScarlet into Channel 2.

      - Peak Detection and Partition setting screenshots

      Visual examples of automatic peak detection, manual correction, and trace partitioning.

      - Instructions for ROI Extraction and CaFire Analysis

      A written guide describing the full workflow from ROI selection to CaFire data export.

      These changes have improved the usability and accessibility of CaFire, and we thank the reviewer for these points.

      Reviewer #2

      Calcium ions play a key role in synaptic transmission and plasticity. To improve calcium measurements at synaptic terminals, previous studies have targeted genetically encoded calcium indicators (GECIs) to pre- and postsynaptic locations. Here, Chen et al. improve these constructs by incorporating the latest GCaMP8 sensors and a stable red fluorescent protein to enable ratiometric measurements. In addition, they develop a new analysis platform, 'CaFire', to facilitate automated quantification. Using these tools, the authors demonstrate favorable properties of their sensors relative to earlier constructs. Impressively, by positioning postsynaptic GCaMP8m near glutamate receptors, they show that their sensors can report miniature synaptic events with speed and sensitivity approaching that of intracellular electrophysiological recordings. These new sensors and the analysis platform provide a valuable tool for resolving synaptic events using all-optical methods.

      We thank the Reviewer for their overall positive evaluation and comments.

      Major comments:

      (1) While the authors rigorously compared the response amplitude, rise, and decay kinetics of several sensors, key parameters like brightness and photobleaching rates are not reported. I feel that including this information is important as synaptically tethered sensors, compared to freely diffusible cytosolic indicators, can be especially prone to photobleaching, particularly under the high-intensity illumination and high-magnification conditions required for synaptic imaging. Quantifying baseline brightness and photobleaching rates would add valuable information for researchers intending to adopt these tools, especially in the context of prolonged or high-speed imaging experiments.

      This is a good point made by the reviewer, and one we agree will be useful for researchers to be aware. First, it is important to note that the photobleaching and brightness of the sensors will vary depending on the nature of the user’s imaging equipment, which can vary significantly between widefield microscopes (with various LED or halogen light sources for illumination), laser scanning systems (e.g., line scans with confocal systems), or area scanning systems using resonant scanners (as we use in our current study). Under the same imaging settings, GCaMP8f and 8m exhibit comparable baseline fluorescence, whereas GCaMP6f and 6s are noticeably dimmer; because our aim is to assess each reagent’s potential under optimal conditions, we routinely adjust excitation/camera parameters before acquisition to place baseline fluorescence in an appropriate dynamic range. As an important addition to this study, motivated by the reviewer’s comments above, we now directly compare neuronal cytosolic GCaMP8m expression with our Scar8m sensor, showing higher sensitivity with Scar8m (now shown in the new Fig. 3F-H).

      Regarding photobleaching, GCaMP signals are generally stable, while mScarlet is more prone to bleaching: in presynaptic area scanned confocal recordings, the mScarlet channel drops by ~15% over 15 secs, whereas GCaMP6s/8f/8m show no obvious bleaching over the same window (lines 549-553). In contrast, presynaptic widefield imaging using an LED system (CCD), GCaMP8f shows ~8% loss over 15 secs (lines 610-611). Similarly, for postsynaptic SynapGCaMP6f/8f/8m, confocal resonant area scans show no obvious bleaching over 60 secs, while widefield shows ~2–5% bleaching over 60 secs (lines 634-638). Finally, in active-zone/BRP calcium imaging (confocal), mScarlet again bleaches by ~15% over 15 s, while GCaMP8f/8m show no obvious bleaching. The mScarlet-channel bleaching can be corrected in Huygens SVI (Bleaching correction or via the Deconvolution Wizard), whereas we avoid applying bleaching correction to the green GCaMP channel when no clear decay is present to prevent introducing artifacts. This information is now added to the methods (lines 548-553).

      (2) In several places, the authors compare the performance of their sensors with synthetic calcium dyes, but these comparisons are based on literature values rather than on side-by-side measurements in the same preparation. Given differences in imaging conditions across studies (e.g., illumination, camera sensitivity, and noise), parameters like indicator brightness, SNR, and photobleaching are difficult to compare meaningfully. Additionally, the limited frame rate used in the present study may preclude accurate assessment of rise times relative to fast chemical dyes. These issues weaken the claim made in the abstract that "...a ratiometric presynaptic GCaMP8m sensor accurately captures .. Ca²⁺ changes with superior sensitivity and similar kinetics compared to chemical dyes." The authors should clearly acknowledge these limitations and soften their conclusions. A direct comparison in the same system, if feasible, would greatly strengthen the manuscript.

      We absolutely agree with these points made the reviewer, and have made a concerted effort to address them through the following:

      We have now directly compared presynaptic calcium responses on the same imaging system using the chemical dye Oregon Green Bapta-1 (OGB-1), one of the primary synthetic calcium indicators used in our field. These experiments reveal that Scar8f exhibits markedly faster kinetics and an improved signal-to-noise ratio compared to OGB-1, with higher peak fluorescence responses (Scar8f: 0.32, OGB-1: 0.23). The rise time constants of the two indicators are comparable (both ~3 msecs), whereas the decay of Scar8f is faster than that of OGB-1 (Scar8f: ~40, OGB-1: ~60), indicating more rapid signal recovery. These results now directly demonstrate the superiority of the new GCaMP8 sensors we have engineered over conventional synthetic dyes, and are now presented in the new Fig. 3A-E of the manuscript.

      We agree with the reviewer that, in the original submission, the relatively slow resonant area scans (~115 fps) limited the temporal resolution of our rise time measurements. To address this, we have re-measured the rise time using higher frame-rate line scans (kHz). For Scar8f, the rise time constant was 6.736 msec at ~115 fps resonant area scanned, but shortened to 2.893 msec when imaged at ~303 fps, indicating that the original protocol underestimated the true kinetics. In addition, for Bar8m, area scans at ~118 fps yielded a rise time constant of 9.019 msec, whereas line scans at ~1085 fps reduced the rise time constant to 3.230 msec. These new measurements are now incorporated into the manuscript ( Figs. 3,4, and 6) to more accurately reflect the fast kinetics of these indicators.

      (3) The authors state that their indicators can now achieve measurements previously attainable with chemical dyes and electrophysiology. I encourage the authors to also consider how their tools might enable new measurements beyond what these traditional techniques allow. For example, while electrophysiology can detect summed mEPSPs across synapses, imaging could go a step further by spatially resolving the synaptic origin of individual mEPSP events. One could, for instance, image MN-Ib and MN-Is simultaneously without silencing either input, and detect mEPSP events specific to each synapse. This would enable synapse-specific mapping of quantal events - something electrophysiology alone cannot provide. Demonstrating even a proof-of-principle along these lines could highlight the unique advantages of the new tools by showing that they not only match previous methods but also enable new types of measurements.

      These are excellent points raised by the reviewer. In response, we have done the following: 

      We have now included a supplemental video as “proof-of-principle” data showing simultaneous imaging of SynapGCaMP8m quantal events at both MN-Is and -Ib, demonstrating that synapse-specific spatial mapping of quantal events can be obtained with this tool (see new Supplemental Video 1). 

      We have also included an additional discussion of the potential and limitations of these tools for new measurements beyond conventional approaches. This discussion is now presented in lines 419-421 in the manuscript.

      (4) For ratiometric measurements, it is important to estimate and subtract background signals in each channel. Without this correction, the computed ratio may be skewed, as background adds an offset to both channels and can distort the ratio. However, it is not clear from the Methods section whether, or how, background fluorescence was measured and subtracted.

      This is a good point, and we agree more clarification about how ratiometric measurements were made is needed. In response, we have now added the following to the Methods section (lines 548-568):

      Time-lapse videos were stabilized and bleach-corrected prior to analysis, which visibly reduced frame-toframe motion and intensity drift. In the presynaptic and active-zone mScarlet channel, a bleaching factor of ~1.15 was observed during the 15 sec recording. This bleaching can be corrected using the “Bleaching correction” tool in Huygens SVI. For presynaptic and active-zone GCaMP signals, there was minimal bleaching over these short imaging periods. Therefore, the bleaching correction step for GCaMP was skipped. Both GCaMP and mScarlet channels were processed using the default settings in the Huygens SVI “Deconvolution Wizard” (with the exception of the bleaching correction option). Deconvolution was performed using the CMLE algorithm with the Huygens default stopping criterion and a maximum of 30 iterations, such that the algorithm either converged earlier or, if convergence was not reached, was terminated at this 30iteration limit; no other iteration settings were used across the GCaMP series. ROIs were drawn on the processed images using Fiji ImageJ software, and mean fluorescence time courses were extracted for the GCaMP and mScarlet channels, yielding F<sub>GCaMP</sub>(t) and F<sub>mScarlet</sub>(t). F(t)s were imported into CaFire with GCaMP assigned to Channel #1 (signal; required) and mScarlet to Channel #2 (baseline/reference; optional). If desired, the mScarlet signal could be smoothed in CaFire using a user-specified moving-average window to reduce high-frequency noise. In CaFire’s ΔR/R mode, the per-frame ratio was computed as R(t)=F<sub>GCaMP</sub>(t) and F<sub>mScarlet</sub>(t); a baseline ratio R0 was estimated from the pre-stimulus period, and the final response was reported as ΔR/R(t)=[R(t)−R0]/R0, which normalizes GCaMP signals to the co-expressed mScarlet reference and thereby reduces variability arising from differences in sensor expression level or illumination across AZs.

      (5) At line 212, the authors claim "... GCaMP8m showing 345.7% higher SNR over GCaMP6s....(Fig. 3D and E) ", yet the cited figure panels do not present any SNR quantification. Figures 3D and E only show response amplitudes and kinetics, which are distinct from SNR. The methods section also does not describe details for how SNR was defined or computed.

      This is another good point. We define SNR operationally as the fractional fluorescence change (ΔF/F). Traces were processed with CaFire, which estimates a per-frame baseline F<sub>0</sub>(t) with a user-configurable sliding window and percentile. In the Load File panel, users can specify both the length of the moving baseline window and the desired percentile; the default settings are a 50-point window and the 30th percentile, representing a 101-point window centered on each time point (previous 50 to next 50 samples) and took the lower 30% of values within that window to estimate F<sub>0</sub>(t). The signal was then computed as ΔF/F=[F(t)−F0(t)]/F0(t). This ΔF/F value is what we report as SNR throughout the manuscript and is now discussed explicitly in the revised methods (lines 686-693).

      (6) Lines 285-287 "As expected, summed ΔF values scaled strongly and positively with AZ size (Fig. 5F), reflecting a greater number of Cav2 channels at larger AZs". I am not sure about this conclusion. A positive correlation between summed ΔF values and AZ size could simply reflect more GCaMP molecules in larger AZs, which would give rise to larger total fluorescence change even at a given level of calcium increase.

      The reviewer makes a good point, one that we agree should be clarified. The reviewer is indeed correct that larger active zones should have more abundant BRP protein, which in turn will lead to a higher abundance of the Bar8f sensor, which should lead to a higher GCaMP response simply by having more of this sensor. However, the inclusion of the ratiometric mScarlet protein should normalize the response accurately, correcting for this confound, in which the higher abundance of GCaMP should be offset (normalized) by the equally (stoichiometric) higher abundance of mScarlet. Therefore, when the ∆R/R is calculated, the differences in GCaMP abundance at each AZ should be corrected for the ratiometric analysis. We now use an improved BRP::mScarlet3::GCaMP8m (Bar8m) and compute ΔR/R with R(t)=F<sub>GCaMP8m</sub>/F<sub>mScarlet3</sub>. ROIs were drawn over individual AZs (Fig. 6B). CaFire estimated R0 with a sliding 101-point window using the lowest 10% of values, and responses were reported as ΔR/R=[R−R0]/R0. Area-scan examples (118 fps) show robust ΔR/R transients (peaks ≈1.90 and 3.28; tau rise ≈9.0–9.3 ms; Fig. 6C, middle).

      We have now made these points more clearly in the manuscript (lines 700-704) and moved the Bar8f intensity vs active zone size data to Table S1. Together, these revisions improve the indicator-abundance confound (via mScarlet normalization). 

      (6) Lines 313-314: "SynapGCaMP quantal signals appeared to qualitatively reflect the same events measured with electrophysiological recordings (Fig. 6D)." This statement is quite confusing. In Figure 6D, the corresponding calcium and ephys traces look completely different and appear to reflect distinct sets of events. It was only after reading Figure 7 that I realized the traces shown in Figure 6D might not have been recorded simultaneously. The authors should clarify this point.

      Yes, we absolutely agree with this point, one shared by Reviewer 1. In response, we have removed the electrophysiological traces in Fig. 6 to clarify that just the calcium responses are shown, and save the direct comparison for the Fig. 7 data (now revised Fig. 8).

      (8) Lines 310-313: "SynapGCaMP8m .... striking an optimal balance between speed and sensitivity", and Lines 314-316: "We conclude that SynapGCaMP8m is an optimal indicator to measure quantal transmission events at the synapse." Statements like these are subjective. In the authors' own comparison, GCaMP8m is significantly slower than GCaMP8f (at least in terms of decay time), despite having a moderately higher response amplitude. It is therefore unclear why GCaMP8m is considered 'optimal'. The authors should clarify this point or explain their rationale for prioritizing response amplitude over speed in the context of their application.

      This is another good point that we agree with, as the “optimal” sensor will of course depend on the user’s objectives. Hence, we used the term “an optimal sensor” to indicate it is what we believed to be the best one for our own uses. However, this point should be clarified and better discussed. In response, we have revised the relevant sections of the manuscript to better define why we chose the 8m sensors to strike an optimal balance of speed and sensitivity for our uses, and go on to discuss situations in which other sensor variants might be better suited. These are now presented in lines 223-236 in the revised manuscript, and we thank the reviewer for making these comments, which have improved our study.

      Minor comments

      (1)  Please include the following information in the Methods section:

      (a) For Figures 3 and 4, specify how action potentials were evoked. What type of electrodes were used, where were they placed, and what amount of current or voltage was applied?

      We apologize for neglecting to include this information in the original submission. We have now added this information to the revised Methods section (lines 537-543).

      (b) For imaging experiments, provide information on the filter sets used for each imaging channel, and describe how acquisition was alternated or synchronized between the green and red channels in ratiometric measurements. Additionally, please report the typical illumination intensity (in mW/mm²) for each experimental condition.

      We thank the reviewer for this helpful comment. We have now added detailed information about the imaging configuration to the Methods (lines 512-528) with the following:

      Ca2+ imaging was conducted using a Nikon A1R resonant scanning confocal microscope equipped with a 60x/1.0 NA water-immersion objective (refractive index 1.33). GCaMP signals were acquired using the FITC/GFP channel (488-nm laser excitation; emission collected with a 525/50-nm band-pass filter), and mScarlet/mCherry signals were acquired using the TRITC/mCherry channel (561-nm laser excitation; emission collected with a 595/50-nm band-pass filter). ROIs focused on terminal boutons of MN-Ib or -Is motor neurons. For both channels, the confocal pinhole was set to a fixed diameter of 117.5 µm (approximately three Airy units under these conditions), which increases signal collection while maintaining adequate optical sectioning. Images were acquired as 256 × 64 pixel frames (two 12-bit channels) using bidirectional resonant scanning at a frame rate of ~118 frames/s; the scan zoom in NIS-Elements was adjusted so that this field of view encompassed the entire neuromuscular junction and was kept constant across experiments. In ratiometric recordings, the 488-nm (GCaMP) and 561-nm (mScarlet) channels were acquired in a sequential dual-channel mode using the same bidirectional resonant scan settings: for each time point, a frame was first collected in the green channel and then immediately in the red channel, introducing a small, fixed frame-to-frame temporal offset while preserving matched spatial sampling of the two channels.

      Directly measuring the absolute laser power at the specimen plane (and thus reporting illumination intensity in mW/mm²) is technically challenging on this resonant-scanning system, because it would require inserting a power sensor into the beam path and perturbing the optical alignment; consequently, we are unable to provide reliable absolute mW/mm² values. Instead, we now report all relevant acquisition parameters (objective, numerical aperture, refractive index, pinhole size, scan format, frame rate, and fixed laser/detector settings) and note that laser powers were kept constant within each experimental series and chosen to minimize bleaching and phototoxicity while maintaining an adequate signal-to-noise ratio. We have now added the details requested in the revised Methods section (lines 512-535), including information about the filter sets, acquisition settings, and typical illumination intensity.

      (2) Please clarify what the thin versus thick traces represent in Figures 3D, 3F, 4C, and 4E. Are the thin traces individual trials from the same experiment, or from different experiments/animals? Does the thick trace represent the mean/median across those trials, a fitted curve, or a representative example?

      We apologize this was not more clear in the original submission. Thin traces are individual stimulus-evoked trials (“sweeps”) acquired sequentially from the same muscle/NMJ in a single preparation; the panel is shown as a representative example of recordings collected across animals. The thick colored trace is the trialaveraged waveform (arithmetic mean) of those thin traces after alignment to stimulus onset and baseline subtraction (no additional smoothing beyond what is stated in Methods). The thick black curve over the decay phase is a single-exponential fit used to estimate τ. Specifically, we fit the decay segment by linear regression on the natural-log–transformed baseline-subtracted signal, which is equivalent to fitting y = y<sub>peak</sub>·e<sup>−t/τdecay</sup> over the decay window (revised Fig.4D and Fig.5C legends).

      (3) Please clarify what the reported sample size (n) represents. Does it indicate the number of experimental repeats, the number of boutons or PSDs, or the number of animals?

      Again, we apologize this was not clear. (n) refers to the number of animals (biological replicates), which is reported in Supplementary Table 1. All imaging was performed at muscle 6, abdominal segment A3. Per preparation, we imaged 1-2 NMJs in total, with each imaging targeting 2–3 terminal boutons at the target NMJ and acquired 2–3 imaging stacks choosing different terminal boutons per NMJ. For the standard stimulation protocol, we delivered 1 Hz stimulation for 1ms and captured 14 stimuli in a 15s time series imaging (lines 730-736).

      Reviewer #3

      Genetically encoded calcium indicators (GECIs) are essential tools in neurobiology and physiology. Technological constraints in targeting and kinetics of previous versions of GECIs have limited their application at the subcellular level. Chen et al. present a set of novel tools that overcome many of these limitations. Through systematic testing in the Drosophila NMJ, they demonstrate improved targeting of GCaMP variants to synaptic compartments and report enhanced brightness and temporal fidelity using members of the GCaMP8 series. These advancements are likely to facilitate more precise investigation of synaptic physiology.

      This is a comprehensive and detailed manuscript that introduces and validates new GECI tools optimized for the study of neurotransmission and neuronal excitability. These tools are likely to be highly impactful across neuroscience subfields. The authors are commended for publicly sharing their imaging software.

      This manuscript could be improved by further testing the GECIs across physiologically relevant ranges of activity, including at high frequency and over long imaging sessions. The authors provide a custom software package (CaFire) for Ca2+ imaging analysis; however, to improve clarity and utility for future users, we recommend providing references to existing Ca2+ imaging tools for context and elaborating on some conceptual and methodological aspects, with more guidance for broader usability. These enhancements would strengthen this already strong manuscript.

      We thank the Reviewer for their overall positive evaluation and comments. 

      Major comments:

      (1) Evaluation of the performance of new GECI variants using physiologically relevant stimuli and frequency. The authors took initial steps towards this goal, but it would be helpful to determine the performance of the different GECIs at higher electrical stimulation frequencies (at least as high as 20 Hz) and for longer (10 seconds) (Newman et al, 2017). This will help scientists choose the right GECI for studies testing the reliability of synaptic transmission, which generally requires prolonged highfrequency stimulation.

      We appreciate this point by the reviewer and agree it would be of interest to evaluate sensor performance with higher frequency stimulation and for a longer duration. In response, we performed a variety of stimulation protocols at high intensities and times, but found the data to be difficult to separate individual responses given the decay kinetics of all calcium sensors. Hence, we elected not to include these in the revised manuscript. However, we have now included an evaluation of the sensors with 20 Hz electrical stimulation for ~1 sec using a direct comparison of Scar8f with OGB-1. These data are now presented in a new Fig. 3D,E and discussed in the manuscript (lines 396-403).

      (2) CaFire.

      The authors mention, in line 182: 'Current approaches to analyze synaptic Ca2+ imaging data either repurpose software designed to analyze electrophysiological data or use custom software developed by groups for their own specific needs.' References should be provided. CaImAn comes to mind (Giovannucci et al., 2019, eLife), but we think there are other software programs aimed at analyzing Ca2+ imaging data that would permit such analysis.

      Thank you for the thoughtful question. At this stage, we’re unable to provide a direct comparison with existing analysis workflows. In surveying prior studies that analyze Drosophila NMJ Ca²⁺ imaging traces, we found that most groups preprocess images in Fiji/ImageJ and then rely on their own custom-made MATLAB or Python scripts for downstream analysis (see Blum et al. 2021; Xing and Wu 2018). Because these pipelines vary widely across labs, a standardized head-to-head evaluation isn’t currently feasible. With CaFire, our goal is to offer a simple, accessible tool that does not require coding experience and minimizes variability introduced by custom scripts. We designed CaFire to lower the barrier to entry, promote reproducibility, and make quantal event analysis more consistent across users. We have added references to the sentence mentioned above.

      Regarding existing software that the reviewer mentioned – CaImAn (Giovannucci et al. 2019): We evaluated CaImAn, which is a powerful framework designed for large-scale, multicellular calcium imaging (e.g., motion correction, denoising, and automated cell/ROI extraction). However, it is not optimized for the per-event kinetics central to our project - such as extracting rise and decay times for individual quantal events at single synapses. Achieving this level of granularity would typically require additional custom Python scripting and parameter tuning within CaImAn’s code-centric interface. This runs counter to CaFire’s design goals of a nocode, task-focused workflow that enables users to analyze miniature events quickly and consistently without specialized programming expertise.

      Regarding Igor Pro (WaveMetrics), (Müller et al. 2012): Igor Pro is another platform that can be used to analyze calcium imaging signals. However, it is commercial (paid) software and generally requires substantial custom scripting to fit the specific analyses we need. In practice, it does not offer a simple, open-source, point-and-click path to per-event kinetic quantification, which is what CaFire is designed to provide.

      The authors should be commended for making their software publicly available, but there are some questions:

      How does CaFire compare to existing tools?

      As mentioned above, we have not been able to adapt the custom scripts used by various labs for our purposes, including software developed in MatLab (Blum et al. 2021), Python (Xing and Wu 2018), and Igor (Müller et al. 2012). Some in the field do use semi-publically available software, including Nikon Elements (Chen and Huang 2017) and CaImAn (Giovannucci et al. 2019). However, these platforms are not optimized for the per-event kinetics central to our project - such as extracting rise and decay times for individual quantal events at single synapses. We have added more details about CaFire, mainly focusing on the workflow and measurements, highlighting the superiority of CaFire, showing that CaFire provides a no-code, standardized pipeline with automated miniature-event detection and per-event metrics (e.g., amplitude, rise time τ, decay time τ), optional ΔR/R support, and auto-partition feature. Collectively, these features make CaFire simpler to operate without programming expertise, more transparent and reproducible across users, and better aligned with the event-level kinetics required for this project.

      Very few details about the Huygens deconvolution algorithms and input settings were provided in the methods or text (outside of MLE algorithm used in STED images, which was not Ca2+ imaging). Was it blind deconvolution? Did the team distill the point-spread function for the fluorophores? Were both channels processed for ratiometric imaging? Were the same settings used for each channel? Importantly, please include SVI Huygens in the 'Software and Algorithms' Section of the methods.

      We thank the reviewer for raising this important point. We have now expanded the Methods to describe our use of Huygens in more detail and have added SVI Huygens Professional (Scientific Volume Imaging, Hilversum, The Netherlands) to the “Software and Algorithms” section. For Ca²⁺ imaging data, time-lapse stacks were processed in the Huygens Deconvolution Wizard using the standard estimation algorithm (CMLE). This is not a blind deconvolution procedure. Instead, Huygens computes a theoretical point-spread function (PSF) from the full acquisition metadata (objective NA, refractive index, voxel size/sampling, pinhole, excitation/emission wavelengths, etc.); if refractive index values are provided and there is a mismatch, the PSF is adjusted to account for spherical aberration. We did not experimentally distill PSFs from bead measurements, as Huygens’ theoretical PSFs are sufficient for our data.

      Both green (GCaMP) and red (mScarlet) channels were processed for ratiometric imaging using the same workflow (stabilization, optional bleaching correction, and deconvolution within Huygens). For each channel, the PSF, background, and SNR were estimated automatically by the same built-in algorithms, so the underlying procedures were identical even though the numerical values differ between channels because of their distinct wavelengths and noise characteristics. Importantly, Huygens normalizes each PSF to unit total intensity, such that the deconvolution itself does not add or remove signal and therefore preserves intensity ratios between channels; only background subtraction and bleaching correction can change absolute fluorescence values. For the mScarlet channel, where we observed modest bleaching (~1.10 over 15 sec), we applied Huygens’ bleaching correction and visually verified that similar structures maintained comparable intensities after correction. For presynaptic GCaMP signals, bleaching over these short recordings was negligible, so we omitted the bleaching-correction step to avoid introducing multiplicative artifacts. This workflow ensures that ratiometric ΔR/R measurements are based on consistently processed, intensity-conserving deconvolved images in both channels.

      The number of deconvolution iterations could have had an effect when comparing GCAMP series; please provide an average number of iterations used for at least one experiment. For example, Figure 3, Syt::GCAMP6s, Scar8f & Scar8m, and, if applicable, the maximum number of permissible iterations.

      We thank the reviewer for this comment. For all Ca²⁺ imaging datasets, deconvolution in Huygens was performed using the recommended default settings of the CMLE algorithm with a maximum of 30 iterations. The stopping criterion was left at the Huygens default, so the algorithm either converged earlier or, if convergence was not reached, terminated at this 30-iteration limit. No other iteration settings were used across the GCaMP series (lines 555-559).

      Please clarify if the 'Express' settings in Huygens changed algorithms or shifted input parameters.

      We appreciate the reviewer’s question regarding the Huygens “Express” settings. For clarity, we note that all Ca²⁺ imaging data reported in this manuscript were deconvolved using the “Deconvolution Wizard”, not the “Deconvolution Express” mode. In the Wizard, we explicitly selected the CMLE algorithm (or GMLE in a few STED-related cases as recommended by SVI), using the recommended maximum of 30 iterations, and other recommended settings while allowing Huygens to auto-estimate background and SNR for each channel.Bleaching correction was toggled manually per channel (applied to mScarlet when bleaching was evident, omitted for GCaMP when bleaching was negligible), as described in the revised Methods (lines 553-559).

      By contrast, the Deconvolution Express tool in Huygens is a fully automated front-end that can internally adjust both the choice of deconvolution algorithm (e.g., CMLE vs. GMLE/QMLE) and key input parameters such as SNR, number of iterations, and quality threshold based on the selected “smart profile” and the image metadata. In preliminary tests on our datasets, Express sometimes produced results that were either overly smoothed or showed subtle artifacts, so we did not use it for any data included in this study. Instead, we relied exclusively on the Wizard with explicitly controlled settings to ensure consistency and transparency across all GCaMP series and ratiometric analyses.

      We suggest including a sample data set, perhaps in Excel, so that future users can beta test on and organize their data in a similar fashion.

      We agree that this would be useful, a point shared by R1 above. In response, we have added a sample data set to the GitHub site and included sample ImageJ data along with screenshots to explain the analysis in more detail. These improvements are discussed in the manuscript (lines 705-708).

      (3) While the challenges of AZ imaging are mentioned, it is not discussed how the authors tackled each one. What is defined as an active zone? Active zones are usually identified under electron microscopy. Arguably, the limitation of GCaMP-based sensors targeted to individual AZs, being unable to resolve local Ca2+ changes at individual boutons reliably, might be incorrect. This could be a limitation of the optical setup being used here. Please discuss further. What sensor performance do we need to achieve this performance level, and/or what optical setup would we need to resolve such signals?

      We appreciate the reviewer’s thoughtful comments and agree that the technical challenges of active zone (AZ) Ca²⁺ imaging merit further clarification. We defined AZs, as is the convention in our field, as individual BRP puncta at NMJs. These BRP puncta co-colocalize with individual puncta of other AZ components, including CAC, RBP, Unc13, etc. ROIs were drawn tightly over individual BRP puncta and only clearly separable spots were included.

      To tackle the specific obstacles of AZ imaging (small signal volume, high AZ density, and limited photon budget at high frame rates), we implemented both improved sensors and optimized analysis (Fig. 6). First, we introduced a ratiometric AZ-targeted indicator, BRP::mScarlet3::GCaMP8m (Bar8m), and computed ΔR/R with ΔR/R with R(t)=F<sub>GCaMP8m</sub>/F<sub>mScarlet3</sub>. ROIs were drawn over individual AZs (Fig. 6B). Under our standard resonant area-scan conditions (~118 fps), Bar8m produces robust ΔR/R transients at individual AZs (example peaks ≈ 3.28; τ<sub>rise</sub>≈9.0 ms; Fig. 6C, middle), indicating that single-AZ signals can be detected reproducibly when AZs are optically resolvable.

      Second, we increased temporal resolution using high-speed Galvano line-scan imaging (~1058 fps), which markedly sharpened the apparent kinetics (τ<sub>rise</sub>≈3.23 ms) and revealed greater between-AZ variability (Fig. 6C, right; 6D–E). Population analyses show that line scans yield much faster rise times than area scans (Fig. 6D) and a dramatically higher fraction of significantly different AZ pairs (8.28% and 4.14% in 8f and 8m areascan vs 78.62% in 8m line-scan, lines 721-725), uncovering pronounced AZ-to-AZ heterogeneity in Ca²⁺ signals. Together, these revisions demonstrate that under our current confocal configuration, AZ-targeted GCaMP8m can indeed resolve local Ca²⁺ changes at individual, optically isolated boutons.

      We have revised the Discussion to clarify that our original statement about the limitations of AZ-targeted GCaMPs refers specifically to this combination of sensor and optical setup, rather than an absolute limitation of AZ-level Ca²⁺ imaging. In our view, further improvements in baseline brightness and dynamic range (ΔF/F or ΔR/R per action potential), combined with sub-millisecond kinetics and minimal buffering, together with optical configurations that provide smaller effective PSFs and higher photon collection (e.g., higher-NA objectives, optimized 2-photon or fast line-scan modalities, and potentially super-resolution approaches applied to AZ-localized indicators), are likely to be required to achieve routine, high-fidelity Ca²⁺ measurements at every individual AZ within a neuromuscular junction.

      (4) In Figure 5: Only GCAMP8f (Bar8f fusion protein) is tested here. Consider including testing with GCAMP8m. This is particularly relevant given that GCAMP8m was a more successful GECI for subcellular post-synaptic imaging in Figure 6.

      We appreciate this point and request by Reviewer 3. The main limitation for detecting local calcium changes at AZs is the speed of the calcium sensor, and hence we used the fastest available (GCaMP8f) to test the Bar8f sensor. While replacing GCaMP8f with GCaMP8m would indeed be predicted to enhance sensitivity (SNR), since GCaMP8m does not have faster kinetics relative to GCaMP8f, it is unlikely to be a more successful GECI for visualizing local calcium differences at AZs. 

      That being said, we agree that the Bar8m tool, including the improved mScarlet3 indicator, would likely be of interest and use to the field. Fortunately, we had engineered the Bar8m sensor while this manuscript was in review, and just recently received transgenic flies. We have evaluated this sensor, as requested by the reviewer, and included our findings in Fig. 1 and 6. In short, while the sensitivity is indeed enhanced in Bar8m compared to Bar8f, the kinetics remain insufficient to capture local AZ signals. These findings are discussed in the revised manuscript (lines 424-442, 719-730), and we appreciate the reviewer for raising these important points.

      In earlier experiments, Bar8f yielded relatively weak fluorescence, so we traded frame rate for image quality during resonant area scans (~60 fps). After switching to Bar8m, the signal was bright enough to restore our standard 118 fps area-scan setting. Nevertheless, even with dual-channel resonant area scans and ratiometric (GCaMP/mScarlet) analysis, AZ-to-AZ heterogeneity remained difficult to resolve. Because Ca²⁺ influx at individual active zones evolves on sub-millisecond timescales, we adopted a high-speed singlechannel Galvano line-scan (~1 kHz) to capture these rapid transients. We first acquired a brief area image to localize AZ puncta, then positioned the line-scan ROI through the center of the selected AZ. This configuration provided the temporal resolution needed to uncover heterogeneity that was under-sampled in area-scan data. Consistent with this, Bar8m line-scan data showed markedly higher AZ heterogeneity (significant AZ-pair rate ~79%, vs. ~8% for Bar8f area scans and ~4% for Bar8m area scans), highlighting Bar8m’s suitability for quantifying AZ diversity. We have updated the text, Methods, and figure legend accordingly (tell reviewer where to find everything).

      (5) Figure 5D and associated datasets: Why was Interquartile Range (IQR) testing used instead of ZScoring? Generally, IQR is used when the data is heavily skewed or is not normally distributed. Normality was tested using the D'Agostino & Pearson omnibus normality test and found that normality was not violated. Please explain your reasoning for the approach in statistical testing. Correlation coefficients in Figures 5 E & F should also be reported on the graph, not just the table. In Supplementary Table 1. The sub-table between 4D-F and 5E-F, which describes the IQR, should be labeled as such and contain identifiers in the rows describing which quartile is described. The table description should be below. We would recommend a brief table description for each sub-table.

      Thank you for this helpful suggestion. We have updated the analysis in two complementary ways. First, we now perform paired two-tailed t-tests between every two AZs within the same preparation (pairwise AZ–AZ comparisons of peak responses). At α<0.05, the fraction of significant AZ pairs is ~79% for Bar8m line-scan data versus ~8% for Bar8f area-scan data, indicating markedly greater AZ-to-AZ diversity when measured at high temporal resolution. Second, for visually marking the outlying AZs, we re-computed the IQR (Q1–Q3) based on the individual values collected from each AZs(15 data points per AZ, 30 AZs for each genotype), and marked AZs whose mean response falls above Q3 or below Q1; IQR is used here solely as a robust dispersion reference rather than for hypothesis testing. Both analyses support the same observation: Bar8m line-scan data reveal substantially higher AZ heterogeneity than Bar8f and Bar8m area-scan data. We have revised the Methods, figure panels, and legends accordingly (t-test details; explicit “IQR (Q1–Q3)” labeling; significant AZ-pair rates reported on the plots) (lines 719-730).

      (6) Figure 6 and associated data. The authors mention: ' SynapGCaMP quantal signals appeared to qualitatively reflect the same events measured with electrophysiological recordings (Fig. 6D).' If that was the case, shouldn't the ephys and optical signal show some sort of correlation? The data presented in Figure 6D show no such correlation. Where do these signals come from? It is important to show the ROIs on a reference image.

      We apologize this was not clear, as similar points were raised by R1 and R2. We were just showing separate (uncorrelated) sample traces of electrophysiological and calcium imaging data. Given how confusing this presentation turned out to be, and the fact that we show the correlated ephys and calcium imaging events in Fig. 7, we have elected to remove the uncorrelated electrophysiological events in Fig. 6 to just focus on the calcium imaging events (now Figures 7 and 8).

      Figure 7B: Were Ca2+ transients not associated with mEPSPs ever detected? What is the rate of such events?

      This is an astute question. Yes indeed, during simultaneous calcium imaging and current clamp electrophysiology recordings, we occasionally observed GCaMP transients without a detectable mEPSP in the electrophysiological trace. This may reflect the detection limit of electrophysiology for very small minis; with our noise level and the technical limitation of the recording rig, events < ~0.2 mV cannot be reliably detected, whereas the optical signal from the same quantal event might still be detected. The fraction of calcium-only events was ~1–10% of all optical miniature events, depending on genotype (higher in lines with smaller average minis). These calcium-only detections were low-amplitude and clustered near the optical threshold (lines 361-365).

      Minor comments

      (1) It should be mentioned in the text or figure legend whether images in Figure 1 were deconvolved, particularly since image pre-processing is only discussed in Figure 2 and after.

      We thank the reviewer for pointing this out. Yes, the confocal images shown in Figure 1 were also deconvolved in Huygens using the CMLE-based workflow described in the revised Methods. We applied deconvolution to improve contrast, reduce out-of-focus blur, and better resolve the morphology of presynaptic boutons, active zones, and postsynaptic structures, so that the localization of each sensor is more clearly visualized. We have now explicitly stated in the Fig. 1 legend and Methods (lines 575-577) that these images were deconvolved prior to display. 

      (2) The abbreviation, SNR, signal-to-noise ratio, is not defined in the text.

      We have corrected this error and thank the reviewer for pointing this out.

      (3) Please comment on the availability of fly stocks and molecular constructs.

      We have clarified that all fly stocks and molecular constructs will be shared upon request (lines 747-750). We are also in the process of depositing the new Scar8f/m, Bar8f/m, and SynapGCaMP sensors to the Bloomington Drosophila Stock Center for public dissemination.

      (4) Please add detection wavelengths and filter cube information for live imaging experiments for both confocal and widefield.

      We thank the reviewer for this helpful suggestion. We have now added the detection wavelengths and filter cube configurations for both confocal and widefield live imaging to the Methods.

      For confocal imaging, GCaMP signals were acquired on a Nikon A1R system using the FITC/GFP channel (488-nm laser excitation; emission collected with a 525/50-nm band-pass filter), and mScarlet signals were acquired using the TRITC/mCherry channel (561-nm laser excitation; emission collected with a 595/50-nm band-pass filter). Both channels were detected with GaAsP detectors under the same pinhole and scan settings described above (lines 512-517).

      For widefield imaging, GCaMP was recorded using a GFP filter cube (LED excitation ~470/40 nm; emission ~525/50 nm), which is now explicitly described in the revised Methods section (lines 632-633).

      (5) Please include a mini frequency analysis in Supplemental Figure S1.

      We apologize for not including this information in the original submission. This is now included in the Supplemental Figure S1.

      (6) In Figure S1B, consider flipping the order of EPSP (currently middle) and mEPSP (currently left), to easily guide the reader through the quantification of Figure S1A (EPSPs, top traces & mEPSPs, bottom traces).

      We agree these modifications would improve readability and clarity. We have now re-ordered the electrophysiological quantifications in Fig. S1B as requested by the reviewer.

      (7) Figure 6C: Consider labeling with sensor name instead of GFP.

      We agree here as well, and have removed “GFP” and instead added the GCaMP variant to the heatmap in Fig. 7C.

      (8) Figure 6E, 7B, 7E: Main statistical differences highlighting sensor performance should be represented on the figures for clarity.

      We did not show these differences in the original submission in an effort to keep the figures “clean” and for clarity, putting the detailed statistical significance in Table S1. However, we agree with the reviewer that it would be easier to see these in the Fig. 6E and 7B,E graphs. This information has now been added the Figs. 7 and 8.

      (9) Please report if the significance tested between the ephys mini (WT vs IIB-/-, WT vs IIA-/-, IIB-/- vs IIA-/-) is the same as for Ca2+ mini (WT vs IIB-/-, WT vs IIA-/-, IIB-/- vs IIA-/-). These should also exhibit a very high correlation (mEPSP (mV) vs Ca2+ mini deltaF/F). These tests would significantly strengthen the final statement of "SynapGCaMP8m can capture physiologically relevant differences in quantal events with similar sensitivity as electrophysiology."

      We agree that adding the more detailed statistical analysis requested by the reviewer would strengthen the evidence for the resolution of quantal calcium imaging using SynapGCaMP8m. We have included the statistical significance between the ephys and calcium minis in Fig. 8 and included the following in the revised methods (lines 358-361), the Fig. 8 legend and Table S1:

      Using two-sample Kolmogorov–Smirnov (K–S) tests, we found that SynapGCaMP8m Ca²⁺ minis (ΔF/F, Fig. 8E) differ significantly across all genotype pairs (WT vs IIB<sup>-/-</sup>, WT vs IIA<sup>-/-</sup>, IIB<sup>-/-</sup> vs IIA<sup>-/-</sup>; all p < 0.0001). The genotype rank order of the group means (±SEM) is IIB<sup>-/-</sup> > WT > IIA<sup>-/-</sup> (0.967 ± 0.036; 0.713 ± 0.021; 0.427 ± 0.017; n=69, 65, 59). For electrophysiological minis (mEPSP amplitude, Fig. 8F), K–S tests likewise show significant differences for the same comparisons (all p < 0.0001) with D statistics of 0.1854, 0.3647, and 0.4043 (WT vs IIB<sup>-/-</sup>, WT vs IIA<sup>-/-</sup>, IIB<sup>-/-</sup> vs IIA<sup>-/-</sup>, respectively). Group means (±SEM) again follow IIB<sup>-/-</sup> > WT > IIA<sup>-/-</sup> (0.824 ± 0.017 mV; 0.636 ± 0.015 mV; 0.383 ± 0.007 mV; n=41 each). These K–S results demonstrate identical significance and rank order across modalities, supporting our conclusion that SynapGCaMP8m resolves physiologically relevant quantal differences with sensitivity comparable to electrophysiology.

      References

      Blum, Ian D., Mehmet F. Keleş, El-Sayed Baz, Emily Han, Kristen Park, Skylar Luu, Habon Issa, Matt Brown, Margaret C. W. Ho, Masashi Tabuchi, Sha Liu, and Mark N. Wu. 2021. 'Astroglial Calcium Signaling Encodes Sleep Need in Drosophila', Current Biology, 31: 150-62.e7.

      Chen, Y., and L. M. Huang. 2017. 'A simple and fast method to image calcium activity of neurons from intact dorsal root ganglia using fluorescent chemical Ca(2+) indicators', Mol Pain, 13: 1744806917748051.

      Giovannucci, Andrea, Johannes Friedrich, Pat Gunn, Jérémie Kalfon, Brandon L. Brown, Sue Ann Koay, Jiannis Taxidis, Farzaneh Najafi, Jeffrey L. Gauthier, Pengcheng Zhou, Baljit S. Khakh, David W. Tank, Dmitri B. Chklovskii, and Eftychios A. Pnevmatikakis. 2019. 'CaImAn an open source tool for scalable calcium imaging data analysis', eLife, 8: e38173.

      Müller, M., K. S. Liu, S. J. Sigrist, and G. W. Davis. 2012. 'RIM controls homeostatic plasticity through modulation of the readily-releasable vesicle pool', J Neurosci, 32: 16574-85.

      Wu, Yifan, Keimpe Wierda, Katlijn Vints, Yu-Chun Huang, Valerie Uytterhoeven, Sahil Loomba, Fran Laenen, Marieke Hoekstra, Miranda C. Dyson, Sheng Huang, Chengji Piao, Jiawen Chen, Sambashiva Banala, Chien-Chun Chen, El-Sayed Baz, Luke Lavis, Dion Dickman, Natalia V. Gounko, Stephan Sigrist, Patrik Verstreken, and Sha Liu. 2025. 'Presynaptic Release Probability Determines the Need for Sleep', bioRxiv: 2025.10.16.682770.

      Xing, Xiaomin, and Chun-Fang Wu. 2018. 'Unraveling Synaptic GCaMP Signals: Differential Excitability and Clearance Mechanisms Underlying Distinct Ca<sup>2+</sup> Dynamics in Tonic and Phasic Excitatory, and Aminergic Modulatory Motor Terminals in Drosophila', eneuro, 5: ENEURO.0362-17.2018.

    1. eLife Assessment

      This important study combines real-time key point tracking with transdermal activation of sensory neurons as a general technique to explore how somatosensory stimulation impacts behavior in freely moving mice. After addressing concerns about classification of the behavioral responses to nociceptor stimulation, the authors now convincingly demonstrate a state-dependence in the behavioral response following nociceptor activation, highlighting how their real-time optogenetic stimulation capabilities can yield new insights into complex sensory processing. This work is a technological advancement that will be of interest to a broad readership, in particular labs studying somatosensation, enabling rigorous investigation of behaviors that were previously difficult or impossible to study.

    2. Reviewer #1 (Public review):

      Summary:

      This study presents a system for delivering precisely controlled cutaneous stimuli to freely moving mice by coupling markerless real-time tracking to transdermal optogenetic stimulation, using the tracking signal to direct a laser via galvanometer mirrors. The principal claims are that the system achieves sub-mm targeting accuracy with a latency of <100 ms. Due to the nature of mouse gait, this enables accurate targeting of forepaws even when mice are moving.

      Strengths:

      The study is of high quality and the evidence for the claims is convincing. There is increasing focus in neurobiology in studying neural function in freely moving animals, engaged in natural behaviour. However, a substantial challenge is how to deliver controlled stimuli to sense organs under such conditions. The system presented here constitutes notable progress towards such experiments in the somatosensory system and is, in my view, a highly significant development that will be of interest to a broad readership.

      My comments on the original submission have been fully addressed.

    3. Reviewer #2 (Public review):

      Parkes et al. combined real-time keypoint tracking with transdermal activation of sensory neurons to examine the effects of recruitment of sensory neurons in freely moving mice. This builds on the authors' previous investigations involving transdermal stimulation of sensory neurons in stationary mice. They illustrate multiple scenarios in which their engineering improvements enable more sophisticated behavioral assessments, including 1) stimulation of animals in multiple states in large arenas, 2) multi-animal nociceptive behavior screening through thermal and optogenetic activation, and 3) stimulation of animals running through maze corridors. Overall, the experiments and the methodology, in particular, is written clearly. The revised manuscript nicely demonstrates a state-dependence in the behavioral response to activation of TrpV1 sensory neurons, which is a nice demonstration of how their real-time optogenetic stimulation capabilities can yield new insights into complex sensory processing.

      Comments on revisions:

      I agree that your revisions have substantially improved the clarity and quality of the work.

    4. Reviewer #3 (Public review):

      Summary:

      To explore the diverse nature of somatosensation, Parkes et al. established and characterized a system for precise cutaneous stimulation of mice as they walk and run in naturalistic settings. This paper provides a framework for real-time body part tracking and targeted optical stimuli with high precision, ensuring reliable and consistent cutaneous stimulation. It can be adapted in somatosensation labs as a general technique to explore somatosensory stimulation and its impact on behavior, enabling rigorous investigation of behaviors that were previously difficult or impossible to study.

      Strengths:

      The authors characterized the closed-loop system to ensure that it is optically precise and can precisely target moving mice. The integration of accurate and consistent optogenetic stimulation of the cutaneous afferents allows systematic investigation of somatosensory subtypes during a variety of naturalistic behaviors. Although this study focused on nociceptors innervating the skin (Trpv1::ChR2 animals), this setup can be extended to other cutaneous sensory neuron subtypes, such as low-threshold mechanoreceptors and pruriceptors. This system can also be adapted for studying more complex behaviors, such as the maze assay and goal-directed movements.

      Weaknesses:

      Although the paper has strengths, its weakness is that some behavioral outputs could be analyzed in more detail to reveal different types of responses to painful cutaneous stimuli. For example, paw withdrawals were detected after optogenetically stimulating the paw (Figures 3E and 3F). Animals exhibit different types of responses to painful stimuli on the hindpaw in standard pain assays, such as paw lifting, biting, and flicking, each indicating a different level of pain. The output of this system is body part keypoints, which are the standard input to many existing tools. Analyzing these detailed keypoints would greatly strengthen this system by providing deeper biological insights into the role of somatosensation in naturalistic behaviors. Additionally, if the laser spot size could be reduced to a diameter of 2 mm², it would allow the activation of a smaller number of cutaneous afferents, or even a single one, across different skin types in the paw, such as glabrous or hairy skin.

      Comments on revisions:

      The authors successfully addressed all of my questions and concerns.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      This study presents a system for delivering precisely controlled cutaneous stimuli to freely moving mice by coupling markerless real-time tracking to transdermal optogenetic stimulation, using the tracking signal to direct a laser via galvanometer mirrors. The principal claims are that the system achieves sub-mm targeting accuracy with a latency of <100 ms. The nature of mouse gait enables accurate targeting of forepaws even when mice are moving.

      Strengths:

      The study is of high quality and the evidence for the claims is convincing. There is increasing focus in neurobiology in studying neural function in freely moving animals, engaged in natural behaviour. However, a substantial challenge is how to deliver controlled stimuli to sense organs under such conditions. The system presented here constitutes notable progress towards such experiments in the somatosensory system and is, in my view, a highly significant development that will be of interest to a broad readership.

      Weaknesses:

      (1) "laser spot size was set to 2.00 } 0.08 mm2 diameter (coefficient of variation = 3.85)" is unclear. Is the 0.08 SD or SEM? (not stated). Also, is this systematic variation across the arena (or something else)? Readers will want to know how much the spot size varies across the arena - ie SD. CV=4 implies that SD~7 mm. ie non-trivial variation in spot size, implying substantial differences in power delivery (and hence stimulus intensity) when the mouse is in different locations. If I misunderstood, perhaps this helps the authors to clarify. Similarly, it would be informative to have mean & SD (or mean & CV) for power and power density. In future refinements of the system, would it be possible/useful to vary laser power according to arena location?

      We thank the reviewer for their comments and for identifying areas needing more clarity. The previous version was ambiguous: 0.08 refers to the standard deviation (SD). We have removed the ambiguity by stating mean ± SD and reporting a unitless coefficient of variation (CV).

      The revised text reads “laser spot size was set to 2.00 ± 0.08 mm<sup>2</sup> (mean ± SD; coefficient of variation = 0.039).” This makes clear that the variability in spot size is minimal: it is 0.08 mm<sup>2</sup> SD (≈0.03 mm SD in diameter). This should help clarify that spot size variability across the arena is minute and unlikely to contribute meaningfully to differences in stimulus intensity across locations. The power was modulated depending on the experiment, so we provide the unitless CV here in “The absolute optical power and power density were uniform across the glass platform (coefficient of variation 0.035 and 0.029, respectively; Figure 2—figure supplement)”. We are grateful to the reviewer for spotting these omissions.

      The reviewer also asks whether, in the future, it is “possible/useful to vary laser power according to arena location”. This is already possible in our system for infrared cutaneous stimulation using analog modulation (Figure 4). We have added the following sentence to make this clearer: “Laser power could be modulated using the analog control.”

      (2) "The video resolution (1920 x 1200) required a processing time higher than the frame interval (33.33 ms), resulting in real-time pose estimation on a sub-sample of all frames recorded". Given this, how was it possible to achieve 84 ms latency? An important issue for closed-loop research will relate to such delays. Therefore please explain in more depth and (in Discussion) comment on how the latency of the current system might be improved/generalised. For example, although the current system works well for paws it would seem to be less suited to body parts such as the snout that do not naturally have a stationary period during the gait cycle.

      We captured and stored video with a frame-to-frame interval of 33.33 ms (30 fps). DeepLabCut-live! was run in a latency-optimization mode, meaning that new frames are not processed while the network is busy - only the most recent frame is processed when free. The processing latency is measured per processed frame, and intermediate frames are thus skipped while the network is busy. Although a wide field of view and high resolution is required to capture the large environment, increasing the per-frame compute time, the processing latency remained small enough to track and stimulate moving mice. This processing latency of 84 ± 12 ms (mean ± SD) was calculated using the timestamps stored in the output files from DeepLabCut-live!: subtracting the frame acquisition timestamp from the frame processing timestamp across 16,000 processed frames recorded across four mice (4,000 each). In addition, there is a small delay to move the galvanometers and trigger the laser, calculated as 3.3 ± 0.5 ms (mean ± SD; 245 trials). This is described in the manuscript, but can be combined with the processing latency to indicate a total closed-loop delay of ≈87 ms so we have expanded on the ‘Optical system characterization’ subsection in the Methods, adding “We estimated a processing latency of 84 ± 12 ms (mean ± SD) by subtracting…” and that “In the current configuration the end-to-end closed-loop delay is ≈87 ms from the combination of the processing latency and other delays”. To the Discussion, we now comment on how this latency can be reduced and how this can allow for generalization to more rapidly moving body parts.

      Reviewer #2 (Public review):

      Parkes et al. combined real-time keypoint tracking with transdermal activation of sensory neurons to examine the effects of recruitment of sensory neurons in freely moving mice. This builds on the authors' previous investigations involving transdermal stimulation of sensory neurons in stationary mice. They illustrate multiple scenarios in which their engineering improvements enable more sophisticated behavioral assessments, including (1) stimulation of animals in multiple states in large arenas, (2) multi-animal nociceptive behavior screening through thermal and optogenetic activation, and (3) stimulation of animals running through maze corridors. Overall, the experiments and the methodology, in particular, are written clearly. However, there are multiple concerns and opportunities to fully describe their newfound capabilities that, if addressed, would make it more likely for the community to adopt this methodology:

      The characterization of laser spot size and power density is reported as a coefficient of variation, in which a value of ~3 is interpreted as uniform. My interpretation would differ - data spread so that the standard deviation is three times larger than the mean indicates there is substantial variability in the data. The 2D polynomial fit is shown in Figure 2 - Figure Supplement 1A and, if the fit is good, this does support the uniformity claim (range of spot size is 1.97 to 2.08 mm2 and range of power densities is 66.60 to 73.80 mW). The inclusion of the raw data for these measurements and an estimate of the goodness of fit to the polynomials would better help the reader evaluate whether these parameters are uniform across space and how stable the power density is across repeated stimulations of the same location. Even more helpful would be an estimate of whether the variation in the power density is expected to meaningfully affect the responses of ChR2-expressing sensory neurons.

      We thank the reviewer for their comments. As also noted in response to Reviewer 1, the coefficient of variation (CV) is now reported in unitless form (rather than a percentage) to ensure clarity. For avoidance of doubt, the CV is 0.039 (3.9%), so the variation in laser spot size is minimal – there is negligible spot size variability across the system. The ranges are indeed consistent with uniformity. We have included the goodness-of-fit estimates in the appropriate figure legend “fit with a two-dimensional polynomial (area R<sup>2</sup> = 0.91; power R<sup>2</sup> = 0.75)”. This indicates that the polynomials fit well overall.

      The system already allows for control of spot size. To examine whether the variation in the power density affects the responses of ChR2-expressing sensory neurons, we examined this in our previous work that focused more on input-output relationships, demonstrating a steep relationship between spot size (range of 0.02 mm<sup>2</sup> to 2.30 mm<sup>2</sup>) and the probability of paw response, demonstrating a meaningful change in response probability (Schorscher-Petcu et al. eLife, 2021). In future studies, we aim to use this approach to “titrate” cutaneous inputs as mice move through their environments.

      While the error between the keypoint and laser spot error was reported as ~0.7 to 0.8 mm MAE in Figure 2L, in the methods, the authors report that there is an additional error between predicted keypoints and ground-truth labeling of 1.36 mm MAE during real-time tracking. This suggests that the overall error is not submillimeter, as claimed by the authors, but rather on the order of 1.5 - 2.5 mm, which is considerable given the width of a hind paw is ~5-6 mm and fore paws are even smaller. In my opinion, the claim for submillimeter precision should be softened and the authors should consider that the area of the paw stimulated may differ from trial to trial if, for example, the error is substantial enough that the spot overlaps with the edge of the paw.

      We thank the reviewer for identifying a discrepancy in these reported errors. We clarify this below and in the manuscript

      The real-time tracking error is the mean absolute Euclidean distance (MAE) between ground truth and DLC on the left hind paw where likelihood was relatively high. More specifically, ground truth was obtained by manual annotation of the left hind paw center. The corresponding DLC keypoint was evaluated in frames with likelihood >0.8 (the stimulation threshold). Across 1,281 frames from five videos of freely exploring mice (30 fps), the MAE was 1.36 mm.

      The targeting error is the MAE between ground truth and the laser spot location, so should reflect the real-time tracking error plus errors from targeting the laser. More specifically, this metric was determined by comparing the manually determined ground truth keypoint of the left hind paw and the actual center of the laser spot. Importantly, this metric was calculated using four five-minute high-speed videos recorded at 270 fps of mice freely exploring the open arena (463 frames) and frames were selected with a likelihood threshold >0.8. This allowed us to resolve the brief laser pulses but inadvertently introduced a difference in spatial scaling. After rescaling, the values give a targeting error MAE now in line with the real-time tracking error  (see corrected Figure 2L). This is approximately 1.3 mm across all locomotion speeds categories. These errors are small and are limited by the spatial resolution of the cameras. We thank the reviewer for noting this discrepancy and prompting us to get to its root cause.

      We have amended the subtitle on Figure 2L as “Ground truth keypoint to laser spot error” and have avoided the use of submillimeter throughout. We have added the following sentence to clarify this point: “As laser targeting relies on real-time tracking to direct the laser to the specified body part, this metric includes any errors introduced by tracking and targeting”.

      As the major advance of this paper is the ability to stimulate animals during ongoing movement, it seems that the Figure 3 experiment misses an opportunity to evaluate state-dependent whole-body reactions to nociceptor activation. How does the behavioral response relate to the animal's activity just prior to stimulation?

      The reviewers suggest analysis of state-dependent responses. In the Figure 3 experiment, mice were stimulated up to five times when stationary. Analysis of whole body reactions in stationary mice has been described in (Schorscher-Petcu et al. eLife, 2021) and doing this here would be redundant, so instead we now analyse the responses of moving mice in Figure 5. This new analysis shows robust state-dependent responses during movement as suggested by the reviewer. We find two behavioral clusters: one that is for faster, direct (coherent) movement and the other that is for slower assessment (incoherent) movement. Stimulation during the former results in robust and consistent slowing and shift towards assessment, whereas stimulation during the former results in a reduction in assessment. We describe and interpret these new data in the Results and Discussion sections and add information in the Methods and Figure legend, as given below. We believe that demonstrating movement statedependence is a valuable addition to the paper and thank the reviewer for suggesting this.

      Given the characterization of full-body responses to activation of TrpV1 sensory neurons in Figure 4 and in the authors' previous work, stimulation of TrpV1 sensory neurons has surprisingly subtle effects as the mice run through the alternating T maze. The authors indicate that the mice are moving quickly and thus that precise targeting is required, but no evidence is shared about the precision of targeting in this context beyond images of four trials. From the characterization in Figure 2, at max speed (reported at 241 +/- 53 mm/s, which is faster than the high speeds in Figure 2), successful targeting occurs less than 50% of the time. Is the initial characterization consistent with the accuracy in this context? To what extent does inaccuracy in targeting contribute to the subtlety of affecting trajectory coherence and speed? Is there a relationship between animal speed and disruption of the trajectory?

      We thank the reviewer for pointing out the discrepancy in the reported maximum speed. We have corrected the error in the main text: the average maximum speed is 142 ± 26 mm/s (four mice).

      The self-paced T-maze alternation task in Figure 5 demonstrates that mice running in a maze can be stimulated using this method. We did not optimize the particular experimental design to assess the hit accuracy, as this was determined in Figure 2. Instead, we optimized for the pulse frequencies, meaning the galvanometers tracked with processed frames but the laser was triggered whether or not the paw was actually targeted. However, even in this case with the system pulsing in the free-run mode, the laser hit rate was 54 ± 6% (mean ± sem, n = 7 mice). We have weakened references to submillimeter as it was only inferred from other experiments and was not directly measured here. We find in this experiment that stimulation in freely moving mice can cause them to briefly halt and evaluate. In the future, we will use experimental designs to more optimally examine learning.

      The reviewer also asks if there is a relationship between speed and disruption of the trajectory. We find that this is the case as described above with our additional analysis.

      Reviewer #3 (Public review):

      Summary:

      To explore the diverse nature of somatosensation, Parkes et al. established and characterized a system for precise cutaneous stimulation of mice as they walk and run in naturalistic settings. This paper provides a framework for real-time body part tracking and targeted optical stimuli with high precision, ensuring reliable and consistent cutaneous stimulation. It can be adapted in somatosensation labs as a general technique to explore somatosensory stimulation and its impact on behavior, enabling rigorous investigation of behaviors that were previously difficult or impossible to study.

      Strengths:

      The authors characterized the closed-loop system to ensure that it is optically precise and can precisely target moving mice. The integration of accurate and consistent optogenetic stimulation of the cutaneous afferents allows systematic investigation of somatosensory subtypes during a variety of naturalistic behaviors. Although this study focused on nociceptors innervating the skin (Trpv1::ChR2 animals), this setup can be extended to other cutaneous sensory neuron subtypes, such as low-threshold mechanoreceptors and pruriceptors. This system can also be adapted for studying more complex behaviors, such as the maze assay and goal-directed movements.

      Weaknesses:

      Although the paper has strengths, its weakness is that some behavioral outputs could be analyzed in more detail to reveal different types of responses to painful cutaneous stimuli. For example, paw withdrawals were detected after optogenetically stimulating the paw (Figures 3E and 3F). Animals exhibit different types of responses to painful stimuli on the hind paw in standard pain assays, such as paw lifting, biting, and flicking, each indicating a different level of pain. Improving the behavioral readouts from body part tracking would greatly strengthen this system by providing deeper insights into the role of somatosensation in naturalistic behaviors. Additionally, if the laser spot size could be reduced to a diameter of 2 mm², it would allow the activation of a smaller number of cutaneous afferents, or even a single one, across different skin types in the paw, such as glabrous or hairy skin.

      We thank the reviewer for highlighting how our system can be combined with improved readouts of coping behavior to provide deeper insights. Optogenetic and infrared cutaneous stimulation are well established generators of coping behaviors (lifting, flicking, licking, biting, guarding). Detection of these behaviors is an active and evolving field with progress being made regularly (e.g. Jones et al., eLife 2020 [PAWS];  Wotton et al., Mol Pain 2020; Zhang et al., Pain 2022; Oswell et al., bioRxiv 2024 [LUPE]; Barkai et al., Cell Reports Methods 2025 [BAREfoot], along with more general tools like Hsu et al., Nature Communications 2021 [B-SOiD]; Luxem et al., Communications Biology 2022 [VAME]; Weinreb et al,. Nature Methods 2024 [Keypoints-MoSeq]). One output of our system is bodypart keypoints, which are the typical input to many of these tools. We will leave the readers and users of the system to decide which tools are appropriate for their experimental designs - the focus of this current manuscript is describing the novel stimulation approach in moving animals.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) It is hard to see how the rig is arranged from the render of Figure 2AB due to the components being black on black. A particularly useful part of Fig2AB is the aerial view in panel B that shows the light paths. I suggest adding the labelling of Figure 2A also to that. The side/rear views could perhaps be deleted, allowing the aerial view to be larger.

      We appreciate this suggestion and have revised Figure 2B to improve the visibility of the optomechanical components. We have enlarged the side and aerial views, removed the rear view, and added further labels to the aerial view.

      (2) MAE - to interpret the 0.54 result, it would be useful to state the arena size in this paragraph.

      Thank you. We have added the arena size in this paragraph and also added scales in the relevant figure (Figure 2).

      (3) "pairwise correlations of R = 0.999 along both x- and y-axes". Is this correlation between hindpaw keypoint and galvo coordinates?

      Yes, we have added the following to clarify: “...between galvanometer coordinates and hind paw keypoints”

      (4) Latency was 84 ms. Is this mainly/entirely the delay between DLC receiving the camera image and outputting key point coordinates?

      Yes, we hope that the additional detail in the Methods and Discussion described above will now clarify the current closed-loop latencies.

      (5) "Mice move at variable speeds": in this sentence, spell out when "speed" refers to mouse and when it refers to hindpaw. Similarly, Fig 2i. The sentence is potentially confusing to general readers (paws stationary although the mouse is moving). Presumably, it's due to gait. I suggest explaining this here.

      The speed values that relate to the mouse body and paws are now clearer in the main text and in the legend for Figure 2I.

      (6) Figure 2k and associated main text. It is not clear what "success/hit rate" means here.

      We have added the following sentence in the main text: “Hit accuracy refers to the percentage of trials in which the laser successfully targeted (‘hit’) the intended hind paw.” and use hit accuracy throughout instead of success rate.

      (7) Figure 2L. All these points are greater than the "average" 0.54 reported in the text. How is this possible?

      The MAE of 0.54 mm refers to the “predicted and actual laser spot locations” (that is, the difference between where the calibration map should place the laser spot and where it actually fell), while Figure 2L MAE values refers to the error between the ground truth keypoint to laser spot (that is, the error between the human-observed paw target and where the laser spot fell). The latter error will include the former error so is expected to be larger. We have clarified this point throughout the text, for example, stating “As laser targeting relies on real-time tracking to direct the laser to the specified body part, this metric inherently accounts for any errors introduced by the tracking and targeting.”. This is also discussed above in response to Reviewer 2.

      (8) "large circular arena". State the size here

      We have added this to the Figure 2 legend.

      (9) Figure 3c-left. Can the contrast between the mouse and floor be increased here?

      We have improved the contrast in this image.

      (10) Figure 5c. It is unclear what C1, C2, etc refers to. Mice?

      Yes, these refer to mice. We have removed reference to these now as they are not needed.

      (11) Discussion. A comment. There is scope for elaborating on the potential for new research by combining it with new methods for measurements of neural activity in freely moving animals in the somatosensory system.

      Thank you. We agree and have added more detail on this in the discussion stating “The system may be combined with existing tools to record neural activity in freely-moving mice, such as fiber photometry, miniscopes, or large-scale electrophysiology, and manipulations of this neural activity, such as optogenetics and chemogenetics. This can allow mechanistic dissection of cell and circuit biology in the context of naturalistic behaviors.”

      Reviewer #3 (Recommendations for the authors):

      (1) Include the number of animals for behavior assays for the panels (e.g., Figures 4G).

      Where missing, we now state the number of animals in panels.

      (2) If representative responses are shown, such as in Figures 3E and 4F, include the average response with standard deviation so readers can appreciate the variation in the responses.

      We appreciate the suggestion to show variability in the responses. We have made several changes to Figures 3 and 4. Specifically, to illustrate the variability across multiple trials more clearly, Figure 3E now shows representative keypoint traces for each body part from two mice during their 5 trials. For Figure 4, we have re-analyzed the thermal stimulation trials and shown a raster plot of keypoint-based local motion energy (Figure 4E) sorted by response latency for hundreds of trials. Figure 4G now presents the cumulative distribution for all trials and animals for thermal (18 wild-type mice, 315 trials) and optogenetic stimulation trials (9 Trpv1::ChR2 mice, 181 trials). We also now provide means ± SD for the key metrics for optogenetic and thermal stimulation trials in Figure 4 in the Results section. This keeps the manuscript focused on the methodological advances while showing the trial variability.

      (3) "optical targeting of freely-moving mice in a large environments" should be "optical targeting of freely-moving mice in a large environment".

      Corrected

      (4) Define fps when you first mention this in the manuscript.

      Added

      (5) Data needs to be shown for the claim "Mice concurrently turned their heads toward the stimulus location while repositioning their bodies away from it".

      We state this observation to qualify that the stimulation of stationary mice resulted in behavioral responses “consistent with previous studies”. It would be redundant to repeat our full analysis and might distract from the novelty of the current manuscript. We have restricted this sentence to make it clearer: “Consistent with previous studies, we observed the whole-body behaviors like head orienting concurrent with local withdrawal (Browne et al., Cell Reports 2017; Blivis et al., eLife, 2017.)”

    1. eLife Assessment

      This compelling work describes how the cell cycle-regulating phosphatase subunit, RepoMan, is regulated by the oxygen-dependent, metabolite-sensing hydroxylase PHD1. The characterisation of how proline hydroxylation alters signalling at the molecular and cellular level provides important evidence to enhance our understanding of how 2-oxoglutarate-dependent dioxygenases influence the cell cycle and mitosis.

    2. Reviewer #1 (Public review):

      Summary:

      The study by Druker et al. shows that siRNA depletion of PHD1, but not PHD2, increases H3T3 phosphorylation in cells arrested in prometaphase. Additionally, the expression of wild-type RepoMan, but not the RepoMan P604A mutant, restored normal H3T3 phosphorylation localization in cells arrested in prometaphase. Furthermore, the study demonstrates that expression of the RepoMan P604A mutant leads to defects in chromosome alignment and segregation, resulting in increased cell death. These data support a role for PHD1-mediated prolyl hydroxylation in controlling progression through mitosis. This occurs, at least in part, by hydroxylating RepoMan at P604, which regulates its interaction with PP2A during chromosome alignment.

      Strengths:

      The data support most of the conclusions made.

      Comments on revisions:

      Actually, I am still concerned that PHD1 binds to RepoMan endogenously and directly. Furthermore, the authors have not yet provided genetic evidence demonstrating that PHD1 controls progression through mitosis by catalyzing the hydroxylation of RepoMan.

    3. Reviewer #2 (Public review):

      Summary:

      This is a concise and interesting article on the role of PHD1-mediated proline hydroxylation of proline residue 604 on RepoMan and its impact on RepoMan-PP1 interactions with phosphatase PP2A-B56 complex leading to dephosphorylation of H3T3 on chromosomes during mitosis. Through biochemical and imaging tools, the authors delineate a key mechanism in regulation of progression of the cell cycle. The experiments performed are conclusive with well-designed controls.

      Strengths:

      The authors have utilized cutting edge imaging and colocalization detection technologies to infer the conclusions in the manuscript.

      Weaknesses:

      Lack of in vitro reconstitution and binding data.

      Comments on revisions:

      Thank you, authors, for providing the statistics and siRNA validations. While I maintain that the manuscript's claims can benefit a lot from the in vitro experiments and that a Pro-Ala mutation may not be a good mimic for Pro-hydroxylation, I understand the authors' reservations and restrictions regarding the new experiments. Despite the lacunae, the manuscript is a good advance for the field.

    4. Reviewer #3 (Public review):

      Summary:

      The manuscript is a comprehensive molecular and cell biological characterisation of the effects of P604 hydroxylation by PHD1 on RepoMan, a regulatory subunit of the PPIgamma complex. Conclusions are generally supported by results. Overall, a timely study that demonstrates the interplay between hydroxylase signalling and the cell cycle. The study extends the scope of prolyl hydroxylase signalling beyond canonical hypoxia pathways, providing a concrete example of hydroxylation regulating PP1 holoenzyme composition and function during mitosis.

      The work would benefit from additional biochemical validation of direct targeting to characterise the specificity and mode of recognition, but this is beyond the scope of the study.

      Strengths:

      Compelling data, characterisation of how P604 hydroxylation induces the interaction between RepoMan and a phosphatase complex, resulting in loading of RepoMan on Chromatin. Knockdown of PHD1 mimics the disruption of the complex and loss of the regulation of the hydroxylation site by PHD1, resulting in mitotic defects.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      The study by Druker et al. shows that siRNA depletion of PHD1, but not PHD2, increases H3T3 phosphorylation in cells arrested in prometaphase. Additionally, the expression of wild-type RepoMan, but not the RepoMan P604A mutant, restored normal H3T3 phosphorylation localization in cells arrested in prometaphase. Furthermore, the study demonstrates that expression of the RepoMan P604A mutant leads to defects in chromosome alignment and segregation, resulting in increased cell death. These data support a role for PHD1-mediated prolyl hydroxylation in controlling progression through mitosis. This occurs, at least in part, by hydroxylating RepoMan at P604, which regulates its interaction with PP2A during chromosome alignment.

      Strengths:

      The data support most of the conclusions made. However, some issues need to be addressed.

      Weaknesses:

      (1) Although ectopically expressed PHD1 interacts with ectopically expressed RepoMan, there is no evidence that endogenous PHD1 binds to endogenous RepoMan or that PHD1 directly binds to RepoMan.

      We do not fully agree that this comment is accurate - the implication is that we only show interaction between two exogenously expressed proteins, i.e. both exogenous PHD1 and RepoMan, when in fact we show that tagged PHD1 interacts with endogenous RepoMan. The major technical challenge here is the well-known difficulty of detecting endogenous PHD1 in such cell lines. We agree that co-IP studies do not prove that this interaction is direct and never claim to have shown this, though we do feel that a direct interaction is most likely, albeit not proven.

      (2) There is no genetic evidence indicating that PHD1 controls progression through mitosis by catalyzing the hydroxylation of RepoMan.

      We agree that our current study is primarily a biochemical and cell biological study, rather than a genetic study. Nonetheless, similar biochemical and cellular approaches have been widely used and validated in previous studies in mechanisms regulating cell cycle progression and we are confident in the conclusions drawn based on the data obtained so far.

      (3) Data demonstrating the correlation between dynamic changes in RepoMan hydroxylation and H3T3 phosphorylation throughout the cell cycle are needed.

      We agree that it will be very interesting to analyse in more detail the cell cycle dynamics of RepoMan hydroxylation and H3T3 phosphorylation - along with other cell cycle parameters. We view this as outside the scope of our present study and are actively engaged in raising the additional funding needed to pursue such future experiments.

      (4) The authors should provide biochemical evidence of the difference in binding ability between RepoMan WT/PP2A and RepoMan P604A/PP2A.

      Here again we agree that it will be very interesting to analyse in future the detailed binding interactions between wt and mutant RepoMan and other interacting proteins, including PP2A. We show reduced interaction in cells by PLA (Figure 5A) and in biochemical analysis (Figure 5C). More in vitro analysis is, in our view, outside the scope of our present study and we are actively engaged in raising the additional funding needed to pursue such future experiments.

      (5) PHD2 is the primary proline hydroxylase in cells. Why does PHD1, but not PHD2, affect RepoMan hydroxylation and subsequent control of mitotic progression? The authors should discuss this issue further.

      We agree with the main point underpinning this comment, i.e., that there are still many things to be learned concerning the specific roles and mechanisms of the different PHD enzymes in vivo. We address this in the Discussion section and look forward to addressing these questions experimentally in future studies.

      Reviewer #2 (Public review):

      Summary:

      This is a concise and interesting article on the role of PHD1-mediated proline hydroxylation of proline residue 604 on RepoMan and its impact on RepoMan-PP1 interactions with phosphatase PP2A-B56 complex leading to dephosphorylation of H3T3 on chromosomes during mitosis. Through biochemical and imaging tools, the authors delineate a key mechanism in the regulation of the progression of the cell cycle. The experiments performed are conclusive with well-designed controls.

      Strengths:

      The authors have utilized cutting-edge imaging and colocalization detection technologies to infer the conclusions in the manuscript.

      Weaknesses:

      Lack of in vitro reconstitution and binding data.

      We agree that it will be very interesting to pursue in vitro reconstitution studies and detailed binding data. We view this as outside the scope of our present study and are actively engaged in raising the additional funding needed to pursue such future experiments. We do provide in vitro hydroxylation data in our accompanying manuscript by Jiang et al, 2025 Elife.

      Reviewer #3 (Public review):

      Summary:

      The manuscript is a comprehensive molecular and cell biological characterisation of the effects of P604 hydroxylation by PHD1 on RepoMan, a regulatory subunit of the PPIgamma complex. The identification and molecular characterisation of the hydroxylation site have been written up and deposited in BioRxiv in a separate manuscript. I reviewed the data and came to the conclusion that the hydroxylation site has been identified and characterised to a very high standard by LC-MS, in cells and in vitro reactions. I conclude that we should have no question about the validity of the PHD1-mediated hydroxylation. 

      In the context of the presented manuscript, the authors postulate that hydroxylation on P604 by PHD1 leads to the inactivation of the complex, resulting in the retention of pThr3 in H3. 

      Strengths:

      Compelling data, characterisation of how P604 hydroxylation is likely to induce the interaction between RepoMan and a phosphatase complex, resulting in loading of RepoMan on Chromatin. Loss of the regulation of the hydroxylation site by PHD1 results in mitotic defects.

      Weaknesses:

      Reliance on a Proline-Alanine mutation in RepoMan to mimic an unhydroxylatable protein. The mutation will introduce structural alterations, and inhibition or knockdown of PHD1 would be necessary to strengthen the data on how hydroxylates regulate chromatin loading and interactions with B56/PP2A.

      We do not agree that we rely solely on analysis of the single site pro-ala mutant in RepoMan for our conclusions, since we also present a raft of additional experimental evidence, including knock-down data and experiments using both fumarate and FG. We would also reference the data we present on RepoMan in the parallel study by Jiang et al, which has also published in eLife(https://doi.org/10.7554/eLife.108128.1)). Of course, we agree with the reviewer that even although the mutant RepoMan features only a single amino acid change, this could still result in undetermined structural effects on the RepoMan protein that could conceivably contribute, at least in part, to some of the phenotypic effects observed. We now provide evidence in the current revision (new Figure 5D) that reduced interaction between RepoMan and B56gamma/PP2A is also evident when PHD1 is depleted from cells.

      Recommendations for the authors:

      Reviewer #2 (Recommendations for the authors):

      (1) The manuscript can benefit from improved quality of writing and avoidance of grammatical errors.

      We have checked through the manuscript again and corrected any mistakes we have encountered in the Current revision.

      (2) Although the data in the manuscript is compelling, it is difficult to rule out indirect effects in the interactions. Hence, in vitro binding assays with purified proteins are important to validate the findings, along with in vitro reconstitution of phosphatase activity.

      It is possible that cofactors and / or additional PTMs are required to promote these interactions in vivo. We have provided in vitro hydroxylation analysis and the additional experiments suggested will be the subject of follow-on future studies.

      (3) Proline to alanine is a drastic mutation in the amino acid backbone. The authors could purify PHD1 and reconstitute P604 hydroxylation to show if it performs as expected.

      This is likely to be a challenging experiment technically, given that RepoMan is a component of multiple distinct complexes, some of which are dynamic. We did not feel able to address this within the scope of the current study.

      (4) The confocal images showing the overlap of two fluorescent signals need to show some sort of quantification and statistics to prove that the overlap is significant.

      We now provide Pearson correlation measurements for Figure 2A in new Figure 2B in the Current revision.

      (5) Kindly provide a clearer panel for the Western blot of H3T3ph in Figure 3c.

      We have now included a new panel for this Figure in the Current revision.

      (6) Kindly also include the figures for validation of siRNAs used in the study

      We have added this throughout in supplementary figures.

      Reviewer #3 (Recommendations for the authors):

      (1) The authors have shown that PHD1 and RepoMan interact; can the interaction be "trapped" by the addition of DMOG? Generally, hydroxylase substrates can be trapped, which would add an additional layer of confidence that PHD1 and RepoMan form an enzyme-substrate complex. 

      This is something we are planning to do for follow-up studies using the established methods from the von Kriesgheim laboratory.

      (2) How does P604A mutation affect the interaction with PHD1? One would expect a reduction in interaction. 

      Another interesting point we are planning to investigate in the future.

      (3) The effects of expression of the wt and P604A mutant repoman are well-characterised. Could the authors check the effects of overexpressing PHD1 and deadPHD1, inhibition on the mitosis/H3 phosphorylation? My concerns are that a P-A mutation will disrupt the secondary structure, and although it is a good tool, data should be backed up by increasing/decreasing the hydroxylation of RepoMan over the mutation. Repeat some of the most salient experiments where the P604A mutation has been used and modulate the hydP604 by modulating PHD1 activity/expression (such as Chromatin interaction, PLA assay, B56gamma interaction, H3 phosphorylation localisation, Monastrol release, etc.)

      We agree, the PA mutant can potentially affect the protein structure. In our manuscript we have provided pH3 analysis for PHD inhibition using siRNA, FG4592 and Fumarate. In the Current revision ee also data showing that depletion of PHD1 results in a reduction in interaction between RepoMan and B56gamma/PP2A. This is now presented in new figure 5D.

      (4) I also have a general question, as a point of interest, as the interaction between PHD1 and RepoMan appears to be cell cycle dependent, is it possible that the hydroxylation status cycles as well? Could this explain how some sub-stochiometric hydroxylation events observed may be masked by assessing unsynchronised cells in bulk?

      Indeed, a very good question. We believe this is an interesting question for follow up studies. Given our previous publication showing phosphorylation of PHD1 by CDKs alters substrate binding (Ortmann et al, 2016 JCS), this is our current hypothesis.

    1. eLife Assessment

      This important study explores how the phase of neural oscillations in the alpha band affects visual perception, indicating that perceptual performance varies due to changes in sensory precision rather than decision bias. The evidence is solid in its experimental design and analytical approach, although the limited sample size restricts the generalizability of the findings. This work should interest cognitive neuroscientists who study perception and decision-making.

    2. Reviewer #1 (Public review):

      Summary:

      In their paper entitled "Alpha-Band Phase Modulates Perceptual Sensitivity by Changing Internal Noise and Sensory Tuning," Pilipenko et al. investigate how pre-stimulus alpha phase influences near-threshold visual perception. The authors aim to clarify whether alpha phase primarily shifts the criterion, multiplicatively amplifies signals, or changes the effective variance and tuning of sensory evidence. Six observers completed many thousands of trials in a double-pass Gabor-in-noise detection task while an EEG was recorded. The authors combine signal detection theory, phase-resolved analyses, and reverse correlation to test mechanistic predictions. The experimental design and analysis pipeline provide a clear conceptual scaffold, with SDT-based schematic models that make the empirical results accessible even for readers who are not specialists in classification-image methods.

      Strengths:

      The study presents a coherent and well-executed investigation with several notable strengths. First, the main behavioral and EEG results in Figure 2 demonstrate robust pre-stimulus coupling between alpha phase and d′ across a substantial portion of the pre-stimulus interval, with little evidence that the criterion is modulated to a comparable extent. The inverse phasic relationship between hit and false-alarm rates maps clearly onto the variance-reduction account, and the response-consistency analysis offers an intuitive behavioral complement: when two identical stimuli are both presented at the participant's optimal phase, responses are more consistent than when one or both occur at suboptimal phases. The frontal-occipital phase-difference result suggests a coordinated rather than purely local phase mechanism, supporting the central claim that alpha phase is linked to changes in sensitivity that behave like changes in internal variability rather than simple gain or criterion shifts. Supplementary analyses showing that alpha power has only a limited relationship with d′ and confidence reassure readers that the main effects are genuinely phase-linked rather than a recasting of amplitude differences.

      Second, the reverse-correlation results in Figure 3 extend this story in a satisfying way. The classification images and their Gaussian fits show that at the optimal phase, the weighting of stimulus energy is more sharply concentrated around target-relevant spatial frequencies and orientations, and the bootstrapped parameter distributions indicate that the suboptimal phase is best described by broader tuning and a modest change in gain rather than a pure criterion account. The authors' interpretation that optimal-phase perception reflects both reduced effective internal noise and sharpened sensory tuning is reasonable and well-supported. Overall, the data and figures largely achieve the stated aims, and the work is likely to have an impact both by clarifying the interpretation of alpha-phase effects and by illustrating a useful analytic framework that other groups can adopt.

      Weaknesses:

      The weaknesses are limited and relate primarily to framing and presentation rather than to the substance of the work. First, because contrast was titrated to maintain moderate performance (d′ between 1.2 and 1.8), the phase-linked changes in sensitivity appear modest in absolute terms, which could benefit from explicit contextualization. Second, a coding error resulted in unequal numbers of double-pass stimulus pairs across participants, which affects the interpretability of the response-consistency results. Third, several methodological details could be stated more explicitly to enhance transparency, including stimulus timing specifications, electrode selection criteria, and the purpose of phase alignment in group averaging. Finally, some mechanistic interpretations in the Discussion could be phrased more conservatively to clearly distinguish between measurement and inference, particularly regarding the relationship between reduced internal noise and sharpened tuning, and the physiological implementation of the frontal-occipital phase relationship.

    3. Reviewer #2 (Public review):

      Summary:

      The study of Pilipenko et al evaluated the role of alpha phase in a visual perception paradigm using the framework of signal detection theory and reverse correlation. Their findings suggest that phase-related modulations in perception are mediated by a reduction in internal noise and a moderate increase in tuning to relevant features of the stimuli in specific phases of the alpha cycle. Interestingly, the alpha phase did not affect the criterion. Criterion was related to modulations in alpha power, in agreement with previous research.

      Strengths:

      The experiment was carefully designed, and the analytical pipeline is original and suited to answer the research question. The authors frame the research question very well and propose several models that account for the possible mechanisms by which the alpha phase can modulate perception. This study can be very valuable for the ongoing discussion about the role of alpha activity in perception.

      Weaknesses:

      The sample size collected (N = 6) is, in my opinion, too small for the statistical approach adopted (group level). It is well known that small sample sizes result in an increased likelihood of false positives; even in the case of true positives, effect sizes are inflated (Button et al., 2013; Tamar and Orban de Xivry, 2019), negatively affecting the replicability of the effect.

      Although the experimental design allows for an accurate characterization of the effects at the single-subject level, conclusions are drawn from group-level aggregated measures. With only six subjects, the estimation of between-subject variability is not reliable. The authors need to acknowledge that the sample size is too small; therefore, results should be interpreted with caution.

      Conclusion:

      This study addresses an important and timely question and proposes an original and well-thought-out analytical framework to investigate the role of alpha phase in visual perception. While the experimental design and theoretical motivation are strong, the very limited sample size substantially constrains the strength of the conclusions that can be drawn at the group level.

      Bibliography:

      Button, K., Ioannidis, J., Mokrysz, C. et al. Power failure: why small sample size undermines the reliability of neuroscience. Nat Rev Neurosci 14, 365-376 (2013). https://doi.org/10.1038/nrn3475

      Tamar R Makin, Jean-Jacques Orban de Xivry (2019) Science Forum: Ten common statistical mistakes to watch out for when writing or reviewing a manuscript eLife 8:e48175 https://doi.org/10.7554/eLife.48175

    4. Author response:

      We would like to thank the reviewers for their helpful feedback. We appreciate their recognition of many positive features from our study and plan to address the weaknesses with the following set of changes:

      Reviewer #1 rightly points out that the titration of performance throughout the experiment could reduce the overall size of the phasic effect we observed by compressing the overall range of d’. In our revision, we plan to acknowledge the potential consequence of stimulus titration as well as emphasize that the resultant vector length approach we took to quantify phase-behavior coupling is a better reflection of the effect size than the plot of phase-binned d’. Next, we will include language cautioning the certainty of our double-pass statistics since half of our participants had much fewer double-pass trials due to a coding error. Finally, we can gladly clarify methodological details requested and revise the discussions by phrasing several of our interpretations more conservatively: specifically discussing the possibility that the frontal-occipital phase difference could also arise from two counter-phase sources, and including the possibility that sensory noise reduction and sharpened tuning may be two separate mechanisms.

      Reviewer #2 raises concerns about performing group-level statistical analyses on a small sample size. We acknowledge this as a reasonable concern and will include the single-subject effects of our main analysis in the Supplementary Materials as well as discuss that although the sample size is a limitation of our study, there are several justifications for taking a small-n, large-trial approach given our research question. We would also like to highlight that we feel more confident in the reproducibility of our results given the convergence of evidence across multiple measures (phase-d’ coupling, counter-phasic hit and false alarm rates, response consistency, and classification images) which are all pointing towards a consistent interpretation of a phase effect on internal variability.

    1. eLife Assessment

      IL21R, being a key cytokine receptor for shaping the T follicular helper and B cell functions, utilizes two STAT family members, STAT1 and STAT3. The authors utilize the IL21R ENU-induced mutant, together with relevant in vitro and in vivo experiments, to dissect the function of STAT1 and STAT3. The approach by itself sounds reasonable, but the main conclusions are incompletely supported by the data presented in this manuscript.

    2. Reviewer #1 (Public review):

      Summary:

      King and colleagues generated a mouse with a point mutation in IL21R and investigated the influence on IL-21-mediated T and B cell activation and differentiation. They found that mutant mice show a reduced T and B cell response, with CD4 T cell differentiation into T follicular helper cells being primarily affected.

      Strengths:

      The authors combined in vitro and in vivo analysis, including bone-marrow chimeric mice.

      Weaknesses:

      The effect of the IL21R EINS mutant does not specifically affect STAT1, as clearly shown in Figure 1 H, I. Particularly at lower doses of IL21, which may be more relevant in vivo, the effects are very similar. A second key weakness is the very small Tfh response, a not very clear PD-1 and CXCR5 staining to identify Tfh, and a lack of a steady-state (prior to immunisation) comparison of Tfh numbers in the different mouse strains. The latter makes it impossible to know what fraction of the response is antigen-specific.

    3. Reviewer #2 (Public review):

      Summary:

      In the manuscript, "An IL-21R hypomorph circumvents functional redundancy to define STAT1 signaling in germinal center responses," Cecile King and colleagues identify a cytoplasmic site of the IL-21 receptor that differentially regulates STAT1 and STAT3 activation upon IL-21 stimulation. They further examine the immunological consequences of this site-specific alteration on Tfh differentiation and Tfh-dependent humoral immunity, raising important questions about how gene-knockout models may obscure nuanced functional roles of signaling molecules.

      Strengths:

      The study convincingly highlights a non-redundant role for STAT1 downstream of IL-21-IL-21R signaling in the Tfh differentiation pathway. This conclusion is supported by in vitro analyses of STAT1 and STAT3 activation in CD4 T cells stimulated with IL-21 or IL-6; by in vivo assessments of Tfh and germinal center B cell responses in WT and IL21R-EINS mutant mice, including bone-marrow chimera systems; and by investigating the expression of Tfh-related molecules in WT versus IL21R-EINS CD4 T cells.

      Weaknesses:

      Although the experiments were carefully executed with appropriate controls, a key question remains unresolved: whether the Tfh differentiation defect in IL21R-EINS mice is directly attributable to reduced STAT1 activation. Rescue experiments that restore STAT1 signaling in IL21R-EINS TCR-transgenic CD4 T cells would provide strong evidence linking the mutation to impaired STAT1 activation and, consequently, defective Tfh differentiation. Without such evidence, it remains formally possible that additional, uncharacterized mutations introduced during ENU mutagenesis contribute to the phenotypes observed, particularly given the discrepancies between IL21R knockout and IL21R-EINS mutant mice.

    1. eLife Assessment

      This is a useful study presenting solid data indicating that the bacterial GTPases EngA and ObgE enable single-step reconstitution of functional 50S ribosomal subunits under near-physiological conditions. The study elegantly bridges the gap between the non-physiological aspects of the previous two-step reconstitution method and the extract-dependent iSAT system to enable ribosome assembly under translation-compatible conditions; however, it is limited by reliance on rRNA and proteins extracted from native ribosomes and does not achieve a true bottom-up reconstruction from all synthetic components. The evidence is incomplete in not characterizing the spectrum of reporter polypeptides produced and not comparing their rate and yield of synthesis from reconstituted ribosomes to that obtained with pure native ribosomes; and the impact of the study is limited by not including reporters to examine the fidelity of initiation, elongation or termination achieved with the reconstituted ribosomes.

    2. Reviewer #1 (Public review):

      Summary:

      This study presents evidence that the addition of the two GTPases EngA and ObgE to reactions comprised of rRNAs and total ribosomal proteins purified from native bacterial ribosomes can bypass the requirements for non-physiological temperature shifts and Mg<sup>+2</sup> ion concentrations for in vitro reconstitution of functional E. coli ribosomes.

      Strengths:

      This advance allows ribosome reconstitution in a fully reconstituted protein synthesis system containing individually purified recombinant translation factors, with the reconstituted ribosomes substituting for native purified ribosomes to support protein synthesis. This work potentially represents an important development in the long-term effort to produce synthetic cells.

      Weaknesses:

      While much of the evidence is solid, the analysis is incomplete in certain respects that detract from the scientific quality and significance of the findings:

      (1) The authors do not describe how the native ribosomal proteins (RPs) were purified, and it is unclear whether all subassemblies of RPs have been disrupted in the purification procedure. If not, additional chaperones might be required beyond the two GTPases described here for functional ribosome assembly from individual RPs.

      (2) Reconstitution studies in the past have succeeded by using all recombinant, individually purified RPs, which would clearly address the issue in the preceding comment and also eliminate the possibility that an unknown ribosome assembly factor that co-purifies with native ribosomes has been added to the reconstitution reactions along with the RPs.

      (3) They never compared the efficiency of the reconstituted ribosomes to native ribosomes added to the "PURE" in vitro protein synthesis system, making it unclear what proportion of the reconstituted ribosomes are functional, and how protein yield per mRNA molecule compares to that given by the PURE system programmed with purified native ribosomes.

      (4) They also have not examined the synthesized GFP protein by SDS-PAGE to determine what proportion is full-length.

      (5) The previous development of the PURE system included examinations of the synthesis of multiple proteins, one of which was an enzyme whose specific activity could be compared to that of the native enzyme. This would be a significant improvement to the current study. They could also have programmed the translation reactions containing reconstituted ribosomes with (i) total native mRNA and compared the products in SDS-PAGE to those obtained with the control PURE system containing native ribosomes; (ii) with specifc reporter mRNAs designed to examine dependence on a Shine-Dalgarno sequence and the impact of an in-frame stop codon in prematurely terminating translation to assess the fidelity of initiation and termination events; and (iii) an mRNA with a programmed frameshift site to assess elongation fidelity displayed by their reconstituted ribosomes.

    3. Reviewer #2 (Public review):

      This study presents a significant advance in the field of in vitro ribosome assembly by demonstrating that the bacterial GTPases EngA and ObgE enable single-step reconstitution of functional 50S ribosomal subunits under near-physiological conditions-specifically at 37 {degree sign}C and with total Mg²⁺ concentrations below 10 mM.

      This achievement directly addresses a long-standing limitation of the traditional two-step in vitro assembly protocol (Nierhaus & Dohme, PNAS 1974), which requires non-physiological temperatures (44-50 {degree sign}C), and high Mg²⁺ concentrations (~20 mM). Inspired by the integrated Synthesis, Assembly, and Translation (iSAT) platform (Jewett et al., Mol Syst Biol 2013), leveraging E. coli S150 crude extract, which supplies essential assembly factors, the authors hypothesize that specific ribosome biogenesis factors-particularly GTPases present in such extracts-may be responsible for enabling assembly under mild conditions. Through systematic screening, they identify EngA and ObgE as the minimal pair sufficient to replace the need for temperature and Mg²⁺ shifts when using phenol-extracted (i.e., mature, modified) rRNA and purified TP70 proteins.

      However, several important concerns remain:

      (1) Dependence on Native rRNA Limits Generalizability

      The current system relies on rRNA extracted from native ribosomes via phenol, which retains natural post-transcriptional modifications. As the authors note (lines 302-304), attempts to assemble active 50S subunits using in vitro transcribed rRNA, even in the presence of EngA and ObgE, failed. This contrasts with iSAT, where in vitro transcribed rRNA can yield functional (though reduced-activity, ~20% of native) ribosomes, presumably due to the presence of rRNA modification enzymes and additional chaperones in the S150 extract. Thus, while this study successfully isolates two key GTPase factors that mimic part of iSAT's functionality, it does not fully recapitulate iSAT's capacity for de novo assembly from unmodified RNA. The manuscript should clarify that the in vitro assembly demonstrated here is contingent on using native rRNA and does not yet achieve true bottom-up reconstruction from synthetic parts. Moreover, given iSAT's success with transcribed rRNA, could a similar systematic omission approach (e.g., adding individual factors) help identify the additional components required to support unmodified rRNA folding?

      (2) Imprecise Use of "Physiological Mg²⁺ Concentration"

      The abstract states that assembly occurs at "physiological Mg²⁺ concentration" (<10 mM). However, while this total Mg²⁺ level aligns with optimized in vitro translation buffers (e.g., in PURE or iSAT systems), it exceeds estimates of free cytosolic [Mg²⁺] in E. coli (~1-2 mM). The authors should clarify that they refer to total Mg²⁺ concentrations compatible with cell-free protein synthesis, not necessarily intracellular free ion levels, to avoid misleading readers about true physiological relevance.

      In summary, this work elegantly bridges the gap between the two-step method and the extract-dependent iSAT system by identifying two defined GTPases that capture a core functionality of cellular extracts: enabling ribosome assembly under translation-compatible conditions. However, the reliance on native rRNA underscores that additional factors - likely present in iSAT's S150 extract - are still needed for full de novo reconstitution from unmodified transcripts. Future work combining the precision of this defined system with the completeness of iSAT may ultimately realize truly autonomous synthetic ribosome biogenesis.

    4. Author response

      Public Reviews:

      Reviewer #1 (Public review):

      This study presents evidence that the addition of the two GTPases EngA and ObgE to reactions comprised of rRNAs and total ribosomal proteins purified from native bacterial ribosomes can bypass the requirements for non-physiological temperature shifts and Mg<sup>+2</sup> ion concentrations for in vitro reconstitution of functional E. coli ribosomes.

      Strengths:

      This advance allows ribosome reconstitution in a fully reconstituted protein synthesis system containing individually purified recombinant translation factors, with the reconstituted ribosomes substituting for native purified ribosomes to support protein synthesis. This work potentially represents an important development in the long-term effort to produce synthetic cells.

      Weaknesses:

      While much of the evidence is solid, the analysis is incomplete in certain respects that detract from the scientific quality and significance of the findings:

      (1) The authors do not describe how the native ribosomal proteins (RPs) were purified, and it is unclear whether all subassemblies of RPs have been disrupted in the purification procedure. If not, additional chaperones might be required beyond the two GTPases described here for functional ribosome assembly from individual RPs.

      Native ribosomal proteins (RPs) were prepared from native ribosomes, according to the well-established protocol described by Dr. Knud H. Nierhaus [Nierhaus, K. H. Reconstitution of ribosomes in Ribosomes and protein synthesis: A Practical Approach (Spedding G. eds.) 161-189, IRL Press at Oxford University Press, New York (1990)]. In this method, ribosome proteins are subjected to dialysis in 6 M urea buffer, a strong denaturing condition that may completely disrupt ribosomal structure and dissociate all ribosomal protein subassemblies. To make this point clear, we will describe the ribosomal protein (RP) preparation procedure in the manuscript, rather than merely referring to the book.

      In addition, we would like to clarify one point related to this comment. The focus of the present study is to show that the presence of two factors is required for single-step ribosome reconstitution under translation-compatible, cell-free conditions. We do not intend to claim that these two factors are absolutely sufficient for ribosome reconstitution. Hence, we will revise the manuscript to more explicitly state what this work does and does not conclude.

      (2) Reconstitution studies in the past have succeeded by using all recombinant, individually purified RPs, which would clearly address the issue in the preceding comment and also eliminate the possibility that an unknown ribosome assembly factor that co-purifies with native ribosomes has been added to the reconstitution reactions along with the RPs.

      As noted in the response to the Comment (1), the focus of the present study is the requirement of the two factors for functional ribosome assembly. Therefore, we consider that it is not necessary to completely exclude the possibility that unknown ribosome assembly factors are present in the RP preparation. Nevertheless, we agree that it is important to clarify what factors, if any, are co-present in the RP fraction. To address this, we plan to add proteomic analysis results of the TP70 preparation.

      We also agree that additional, as-yet-unidentified components, including factors involved in rRNA modification, could plausibly further improve assembly efficiency. We will explicitly note this possibility in the Discussion.

      Finally, extending the system to the use of in vitro-transcribed rRNA and fully recombinant ribosomal proteins could be essentially a next step of this study, and we are currently exploring these directions in our laboratory. However, we consider them beyond the scope of the present study and will provide them as future perspectives of this study in the Discussion.

      (3) They never compared the efficiency of the reconstituted ribosomes to native ribosomes added to the "PURE" in vitro protein synthesis system, making it unclear what proportion of the reconstituted ribosomes are functional, and how protein yield per mRNA molecule compares to that given by the PURE system programmed with purified native ribosomes.

      We consider that it is feasible to estimate the GFP synthesis rate from the increase in fluorescence over time under conditions where the template mRNA is in excess, and to compare this rate directly between reconstituted and native ribosomes. We will therefore consider performing this experiment. This comparison should provide insight into what fraction of ribosomes reconstituted in our system are functionally active.

      By contrast, quantifying protein yield per mRNA molecule is substantially more challenging. The translation system is complex, and the apparent yield per mRNA can vary depending on factors such as differences in polysome formation efficiency. In addition, the PURE system is a coupled transcription–translation setup that starts from DNA templates, which further complicates rigorous normalization on a per-mRNA basis. Because the main focus of this study is to determine how many functionally active ribosomes can be reconstituted under translation-compatible conditions, we plan to address this comment by carrying out the former experiment.

      (4) They also have not examined the synthesized GFP protein by SDS-PAGE to determine what proportion is full-length.

      Because we can add an affinity tag to the GFP reporter, it should be feasible to selectively purify the synthesized protein from the reaction mixture and analyze it by SDS–PAGE. We therefore plan to perform this experiment.

      (5) The previous development of the PURE system included examinations of the synthesis of multiple proteins, one of which was an enzyme whose specific activity could be compared to that of the native enzyme. This would be a significant improvement to the current study. They could also have programmed the translation reactions containing reconstituted ribosomes with (i) total native mRNA and compared the products in SDS-PAGE to those obtained with the control PURE system containing native ribosomes; (ii) with specifc reporter mRNAs designed to examine dependence on a Shine-Dalgarno sequence and the impact of an in-frame stop codon in prematurely terminating translation to assess the fidelity of initiation and termination events; and (iii) an mRNA with a programmed frameshift site to assess elongation fidelity displayed by their reconstituted ribosomes.

      Following the recommendation, we plan to test the synthesis of at least one additional protein with enzymatic activity, in addition to GFP, so that the activity of the translated product can be assessed.

      We agree that comparing translation products using total mRNA, testing dependence on the Shine–Dalgarno sequence, and performing dedicated assays to evaluate initiation/elongation/termination fidelity are all attractive and valuable studies. However, we consider these to be beyond the scope of the present manuscript. We will therefore describe them explicitly as future directions in the Discussion.

      At the same time, we anticipate that mass spectrometric (MS) analysis of GFP and the enzyme product(s) that we attempt to synthesize could partially address concerns related to product integrity (e.g., truncations) and, to some extent, translational fidelity. We therefore plan to carry out MS analysis of these translated products.

      Reviewer #2 (Public review):

      This study presents a significant advance in the field of in vitro ribosome assembly by demonstrating that the bacterial GTPases EngA and ObgE enable single-step reconstitution of functional 50S ribosomal subunits under near-physiological conditions-specifically at 37 {degree sign}C and with total Mg²⁺ concentrations below 10 mM.

      This achievement directly addresses a long-standing limitation of the traditional two-step in vitro assembly protocol (Nierhaus & Dohme, PNAS 1974), which requires non-physiological temperatures (44-50 {degree sign}C), and high Mg²⁺ concentrations (~20 mM). Inspired by the integrated Synthesis, Assembly, and Translation (iSAT) platform (Jewett et al., Mol Syst Biol 2013), leveraging E. coli S150 crude extract, which supplies essential assembly factors, the authors hypothesize that specific ribosome biogenesis factors-particularly GTPases present in such extracts-may be responsible for enabling assembly under mild conditions. Through systematic screening, they identify EngA and ObgE as the minimal pair sufficient to replace the need for temperature and Mg²⁺ shifts when using phenol-extracted (i.e., mature, modified) rRNA and purified TP70 proteins.

      However, several important concerns remain:

      (1) Dependence on Native rRNA Limits Generalizability

      The current system relies on rRNA extracted from native ribosomes via phenol, which retains natural post-transcriptional modifications. As the authors note (lines 302-304), attempts to assemble active 50S subunits using in vitro transcribed rRNA, even in the presence of EngA and ObgE, failed. This contrasts with iSAT, where in vitro transcribed rRNA can yield functional (though reduced-activity, ~20% of native) ribosomes, presumably due to the presence of rRNA modification enzymes and additional chaperones in the S150 extract. Thus, while this study successfully isolates two key GTPase factors that mimic part of iSAT's functionality, it does not fully recapitulate iSAT's capacity for de novo assembly from unmodified RNA. The manuscript should clarify that the in vitro assembly demonstrated here is contingent on using native rRNA and does not yet achieve true bottom-up reconstruction from synthetic parts. Moreover, given iSAT's success with transcribed rRNA, could a similar systematic omission approach (e.g., adding individual factors) help identify the additional components required to support unmodified rRNA folding?

      We fully recognize the reviewer’s point that our current system has not yet achieved a true bottom-up reconstruction. Although we intended to state this clearly in the manuscript, the fact that this concern remains indicates that our description was not sufficiently explicit. We will therefore revisit the organization and wording of the manuscript and revise it to ensure that this limitation is clearly communicated to readers.

      (2) Imprecise Use of "Physiological Mg²⁺ Concentration"

      The abstract states that assembly occurs at "physiological Mg²⁺ concentration" (<10 mM). However, while this total Mg²⁺ level aligns with optimized in vitro translation buffers (e.g., in PURE or iSAT systems), it exceeds estimates of free cytosolic [Mg²⁺] in E. coli (~1-2 mM). The authors should clarify that they refer to total Mg²⁺ concentrations compatible with cell-free protein synthesis, not necessarily intracellular free ion levels, to avoid misleading readers about true physiological relevance.

      We agree that this is a very reasonable point. We will therefore revise the manuscript to clarify that we are referring to the total Mg²⁺ concentration compatible with cell-free protein synthesis, rather than the intracellular free Mg²⁺ level under physiological conditions.

      In summary, this work elegantly bridges the gap between the two-step method and the extract-dependent iSAT system by identifying two defined GTPases that capture a core functionality of cellular extracts: enabling ribosome assembly under translation-compatible conditions. However, the reliance on native rRNA underscores that additional factors - likely present in iSAT's S150 extract - are still needed for full de novo reconstitution from unmodified transcripts. Future work combining the precision of this defined system with the completeness of iSAT may ultimately realize truly autonomous synthetic ribosome biogenesis.

    1. eLife Assessment

      This important study reports characterisation of hepatocyte molecular pathways affected by a glycyrrhizin derivative in both in vivo and in vitro mouse models of alcohol-associated liver disease. The authors show convincing evidence indicating that IPP delta isomerase 1 (Idi1) is an intermediate in these pharmacological effects, via the binding of the glycyrrhizin derivative to an upstream regulator of Idi1, HSD11B1, although some more quantitative analyses and better organisation of data would strengthen the study. The findings would be of interest to immunologists and pharmacologists interested in liver inflammation and its amelioration.

    2. Reviewer #1 (Public review):

      Summary:

      In this article by Xiao et al., the authors aimed to identify the precise targets by which magnesium isoglycyrrhizinate (MgIG) functions to improve liver injury in response to ethanol treatment. The authors found through a series of in vivo and molecular approaches that MgIG treatment attenuates alcohol-induced liver injury through a potential SREBP2-IdI1 axis. This manuscript adds to a previous set of literature showing MgIG improves liver function across a variety of etiologies, and also provides mechanistic insight into its mechanism of action.

      Strengths:

      (1) The authors use a combination of approaches from both in-vivo mouse models to in-vitro approaches with AML12 hepatocytes to support the notion that MgIG does improve liver function in response to ethanol treatment.

      (2) The authors use both knockdown and overexpression approaches, in vivo and in vitro, to support most of the claims provided.

      (3) Identification of HSD11B1 as the protein target of MgIG, as well as confirmation of direct protein-protein interactions between HSD11B1/SREBP2/IDI1, is novel.

      Weaknesses:

      Major weaknesses can be classified into 3 groups:

      (1) The results do not support some claims made.

      (2) Qualitative analyses of some of the lipid measures, as opposed to more quantitative analyses.

      (3) There are no appropriate readouts of Srebp2 translocation and/or activity.

      More specific comments:

      (1) A few of the claims made are not supported by the references provided. For instance, line 76 states MgIG has hepatoprotective properties and improved liver function, but the reference provided is in the context of myocardial fibrosis.

      (2) MgIG is clinically used for the treatment of liver inflammatory disease in China and Japan. In the first line of the abstract, the authors noted that MgIG is clinically approved for ALD. In which countries is MgIG approved for clinical utility in this space?

      (3) Serum TGs are not an indicator of liver function. Alterations in serum TGs can occur despite changes in liver function.

      (4) There are discrepancies in the results section and the figure legends. For example, line 302 states Idil is upregulated in alcohol fed mice relative to the control group. The figure legend states that the comparison for Figure 2A is that of ALD+MgIG and ALD only.

      (5) Oil Red O staining provided does not appear to be consistent with the quantification in Figure 1D. ORO is nonspecific and can be highly subjective. The representative image in Figure 1C appears to have a much greater than 30% ORO (+) area.

      (6) The connection between Idil expression in response to EtOH/PA treatment in AML12 cells with viability and apoptosis isn't entirely clear. MgIG treatment completely reduces Idi1 expression in response to EtOH/PA, but only moderate changes, at best, are observed in viability and apoptosis. This suggests the primary mechanism related to MgIG treatment may not be via Idi1.

      (7) The nile red stained images also do not appear representative with its quantification. Several claims about more or less lipid accumulation across these studies are not supported by clear differences in nile red.

      (8) The authors make a comment that Hsd11b1 expression is quite low in AML12 cells. So why did the authors choose to knockdown Hsd11b1 in this model?

      (9) Line 380 - the claim that MGIG weakens the interaction between HSD11b1 and SREBP2 cannot be made solely based on one Western blot.

      (10) It's not clear what the numbers represent on top of the Western blots. Are these averages over the course of three independent experiments?

      (11) The claim in line 382 that knockdown of Hsd11b1 resulted in accumulation of pSREBP2 is not supported by the data provided in Figure 6D.

      (12) None of the images provided in Figure 6E support the claims stated in the results. Activation of SREBP2 leads to nuclear translocation and subsequent induction of genes involved in cholesterol biosynthesis and uptake. Manipulation of Hsd11b1 via OE or KD does not show any nuclear localization with DAPI.

      (13) The entire manuscript is focused on this axis of MgIG-Hsd11b1-Srebp2, but no Srebp2 transcriptional targets are ever measured.

      (14) Acc1 and Scd1 are Srebp1 targets, not Srebp2.

      (15) A major weakness of this manuscript is the lack of studies providing quantitative assessments of Srebp2 activation and true liver lipid measurements.

    3. Reviewer #2 (Public review):

      Summary:

      In this manuscript, the authors investigated magnesium isoglycyrrhizinate (MgIG)'s hepatoprotective actions in chronic-binge alcohol-associated liver disease (ALD) mouse models and ethanol/palmitic acid-challenged AML-12 hepatocytes. They found that MgIG markedly attenuated alcohol-induced liver injury, evidenced by ameliorated histological damage, reduced hepatic steatosis, and normalized liver-to-body weight ratios. RNA sequencing identified isopentenyl diphosphate delta isomerase 1 (IDI1) as a key downstream effector. Hepatocyte-specific genetic manipulations confirmed that MgIG modulates the SREBP2-IDI1 axis. The mechanistic studies suggested that MgIG could directly target HSD11B1 and modulate the HSD11B1-SREBP2-IDI1 axis to attenuate ALD. This manuscript is of interest to the research field of ALD.

      Strengths:

      The authors have performed both in vivo and in vitro studies to demonstrate the action of magnesium isoglycyrrhizinate on hepatocytes and an animal model of alcohol-associated liver disease.

      Weaknesses:

      The data were not well-organised, and the paper needs proofreading again, with a focus on the use of scientific language throughout.

      Here are several comments:

      (1) In Supplemental Figure 1A, all the treatment arms (A-control, MgIG-25 mg/kg, MgIG-50 mg/kg) showed body weight loss compared to the untreated controls. However, Figure 1E showed body weight gain in the treatment arms (A-control and MgIG-25 mg/kg), why? In Supplemental Figure 1A, the mice with MgIG (25 mg/kg) showed the lowest body weight, compared to either A-control or MgIG (50 mg/kg) treatment. Can the authors explain why MgIG (25 mg/kg) causes bodyweight loss more than MgIG (50 mg/kg)? What about the other parameters (ALT, ALS, NAS, etc.) for the mice with MgIG (50 mg/kg)?

      (2) IL-6 is a key pro-inflammatory cytokine significantly involved in ALD, acting as a marker of ALD severity. Can the authors explain why MgIG 1.0 mg/ml shows higher IL-6 gene expression than MgIG (0.1-0.5 mg/ml)? Same question for the mRNA levels of lipid metabolic enzymes Acc1 and Scd1.

      (3) For the qPCR results of Hsd11b1 knockdown (siRNA) and Hsd11b1 overexpression (plasmid) in AML-12 cells (Figure 5B), what is the description for the gene expression level (Y axis)? Fold changes versus GAPDH? Hsd11b1 overexpression showed non-efficiency (20-23, units on Y axis), even lower than the Hsd11b1 knockdown (above 50, units on Y axis). The authors need to explain this. For the plasmid-based Hsd11b1 overexpression, why does the scramble control inhibit Hsd11b1 gene expression (less than 2, units on the Y axis)? Again, this needs to be explained.

    4. Author response:

      Thank you for your letter and for the constructive feedback from the reviewers on our manuscript (eLife-RP-RA-2025-109174). We appreciate the time and expertise you and the reviewers have dedicated to improving our work.

      We have carefully considered all comments and have developed a comprehensive revision plan. To address the primary concerns, we will conduct several new experiments designed to provide robust support for our key conclusions. Other points will be addressed through textual revisions, including the addition of existing ADMET data and an expanded discussion section.

      We are confident that these revisions will fully satisfy the reviewers' concerns and significantly strengthen the manuscript. Our detailed experimental plan and point-by-point responses are provided below.

      (1) Addressing "Qualitative analyses of some of the lipid measures, as opposed to more quantitative analyses"

      Supplementary experiments and analyses

      We will add the assessment of hepatic triglyceride and total cholesterol levels in liver tissues from control, experimental, and drug-treated mice, thereby providing further quantitative validation.

      (2) Addressing "SREBP2"

      Supplementary experiments and analyses

      We will include a luciferase assay to determine whether alcohol plus PA induces SREBP2 activation in AML-12 cells.

      As suggested, we will assess the expression levels of SREBP2 downstream target genes (Hmgcr, Hmgcs, Ldlr, and Lcn2) in both in vitro and in vivo models.

      (3) Timeline and process arrangement of supplementary experiments

      To comprehensively address these issues, we plan to purchase the following required reagents and have formulated the following experimental plan:

      Author response table 1.

      Given the time required for reagent acquisition and the execution of these in vitro and in vivo experiments, we kindly request an extension of the revision deadline by 8 weeks. This will ensure the comprehensive and high-quality completion of all necessary studies.

      We will fully commit to delivering a thoroughly revised manuscript that robustly addresses all reviewer comments and aligns with the high standards of eLife. We greatly appreciate your guidance and flexibility.

    1. eLife Assessment

      This important study examines how mismatched light and temperature cycles shape Drosophila locomotor timing and temperature-dependent timeless splicing, and leverages long-term early/late selection lines to probe evolutionary plasticity. The strength of evidence is incomplete at present, mainly because startle/masking under step cues could confound the behavioural readouts, and tim's involvement remains correlative. The authors should address masking in the behaviour analyses and provide causal support for tim's role.

    2. Reviewer #1 (Public review):

      Summary:

      This manuscript addresses an important question: how do circadian clocks adjust to a complex rhythmic environment with multiple daily rhythms? The focus is on the temperature and light cycles (TC and LD) and their phase relationship. In nature, TC usually lags the LD cycle, but the phase delay can vary depending on seasonal and daily weather conditions. The authors present evidence that circadian behavior adjusts to different TC/LD phase relationships, that temperature-sensitive tim splicing patterns might underlie some of these responses, and that artificial selection for preferential evening or morning eclosion behavior impacts how flies respond to different LD/TC phase relationship

      Strength:

      Experiments are conducted on control strains and strains that have been selected in the laboratory for preferential morning or evening eclosion phenotypes. This study is thus quite unique as it allows us to probe whether this artificial selection impacted how animals respond to different environmental conditions, and thus gives hints on how evolution might shape circadian oscillators and their entrainment. The authors focused on circadian locomotor behavior and timeless (tim) splicing because warm and cold-specific transcripts have been described as playing an important role in determining temperature-dependent circadian behavior. Not surprisingly, the results are complex, but there are interesting observations. In particular, the "late" strain appears to be able to adjust more efficiently its evening peak in response to changes in the phase relationship between temperature and light cycles, but the morning peak seems less responsive in this strain. Differences in the circadian pattern of expression of different tim mRNA isoforms are found under specific LD/TC conditions.

      Weaknesses:

      These observations are interesting, but in the absence of specific genetic manipulations, it is difficult to establish a causative link between tim molecular phenotypes and behavior. The study is thus quite descriptive. It would be worth testing available tim splicing mutants, or mutants for regulators of tim splicing, to understand in more detail and more directly how tim splicing determines behavioral adaptation to different phase relationships between temperature and light cycles. Also, I wonder whether polymorphisms in or around tim splicing sites, or in tim splicing regulators, were selected in the early or late strains.

      I also have a major methodological concern. The authors studied how the evening and morning phases are adjusted under different conditions and different strains. They divided the daily cycle into 12h morning and 12h evening periods, and calculated the phase of morning and evening activity using circular statistics. However, the non-circadian "startle" responses to light or temperature transitions should have a very important impact on phase calculation, and thus at least partially obscure actual circadian morning and evening peak phase changes. Moreover, the timing of the temperature-up startle drifts with the temperature cycles, and will even shift from the morning to the evening portion of the divided daily cycle. Its amplitude also varies as a function of the LD/TC phase relationship. Note that the startle responses and their changes under different conditions will also affect SSD quantifications.

      For the circadian phase, these issues seem, for example, quite obvious for the morning peak in Figure 1. According to the phase quantification on panel D, there is essentially no change in the morning phase when the temperature cycle is shifted by 6 hours compared to the LD cycle, but the behavior trace on panel B clearly shows a phase advance of morning anticipation. Comparison between the graphs on panels C and D also indicates that there are methodological caveats, as they do not correlate well.

      Because of the various masking effects, phase quantification under entrainment is a thorny problem in Drosophila. I would suggest testing other measurements of anticipatory behavior to complement or perhaps supersede the current behavior analysis. For example, the authors could employ the anticipatory index used in many previous studies, measure the onset of morning or evening activity, or, if more reliable, the time at which 50% of anticipatory activity is reached. Termination of activity could also be considered. Interestingly, it seems there are clear effects on evening activity termination in Figure 3. All these methods will be impacted by startle responses under specific LD/TC phase relationships, but their combination might prove informative.

    3. Reviewer #2 (Public review):

      Summary:

      The authors aimed to dissect the plasticity of circadian outputs by combining evolutionary biology with chronobiology. By utilizing Drosophila strains selected for "Late" and "Early" adult emergence, they sought to investigate whether selection for developmental timing co-evolves with plasticity in daily locomotor activity. Specifically, they examined how these diverse lines respond to complex, desynchronized environmental cues (temperature and light cycles) and investigated the molecular role of the splicing factor Psi and timeless isoforms in mediating this plasticity.

      Major strengths and weaknesses:

      The primary strength of this work is the novel utilization of long-term selection lines to address fundamental questions about how organisms cope with complex environmental cues. The behavioral data are compelling, clearly demonstrating that "Late" and "Early" flies possess distinct capabilities to track temperature cycles when they are desynchronized from light cycles.

      However, a significant weakness lies in the causal links proposed between the molecular findings and these behavioral phenotypes. The molecular insights (Figures 2, 4, 5, and 6) rely on mRNA extracted from whole heads. As head tissue is dominated by photoreceptor cells and glia rather than the specific pacemaker neurons (LNv, LNd) driving these behaviors, this approach introduces a confound. Differential splicing observed here may reflect the state of the compound eye rather than the central clock circuit, a distinction highlighted by recent studies (e.g., Ma et al., PNAS 2023).

      Furthermore, while the authors report that Psi mRNA loses rhythmicity under out-of-sync conditions, this correlation does not definitively prove that Psi oscillation is required for the observed splicing patterns or behavioral plasticity. The amplitude of the reported Psi rhythm is also low (~1.5 fold) and variable, raising questions about its functional significance in the absence of manipulation experiments (such as constitutive expression) to test causality.

      Appraisal of aims and conclusions:

      The authors successfully demonstrate the co-evolution of emergence timing and activity plasticity, achieving their aim on the behavioral level. However, the conclusion that the specific molecular mechanism involves the loss of Psi rhythmicity driving timeless splicing changes is not yet fully supported by the data. The current evidence is correlative, and without spatial resolution (specific clock neurons) or causal manipulation, the mechanistic model remains speculative.

      This study is likely to be of significant interest to the chronobiology and evolutionary biology communities as it highlights the "enhanced plasticity" of circadian clocks as an adaptive trait. The findings suggest that plasticity to phase lags - common in nature where temperature often lags light - may be a key evolutionary adaptation. Addressing the mechanistic gaps would significantly increase the utility of these findings for understanding the molecular basis of circadian plasticity.

    4. Reviewer #3 (Public review):

      Summary:

      This study attempts to mimic in the laboratory changing seasonal phase relationships between light and temperature and determine their effects on Drosophila circadian locomotor behavior and on the underlying splicing patterns of a canonical clock gene, timeless. The results are then extended to strains that have been selected over many years for early or late circadian phase phenotypes.

      Strengths:

      A lot of work, and some results showing that the phasing of behavioral and molecular phenotypes is slightly altered in the predicted directions in the selected strains.

      Weaknesses:

      The experimental conditions are extremely artificial, with immediate light and temperature transitions compared to the gradual changes observed in nature. Studies in the wild have shown how the laboratory reveals artifacts that are not observed in nature. The behavioral and molecular effects are very small, and some of the graphs and second-order analyses of the main effects appear contradictory. Consequently, the Discussion is very speculative as it is based on such small laboratory effects

    5. Author response:

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      This manuscript addresses an important question: how do circadian clocks adjust to a complex rhythmic environment with multiple daily rhythms? The focus is on the temperature and light cycles (TC and LD) and their phase relationship. In nature, TC usually lags the LD cycle, but the phase delay can vary depending on seasonal and daily weather conditions. The authors present evidence that circadian behavior adjusts to different TC/LD phase relationships, that temperature-sensitive tim splicing patterns might underlie some of these responses, and that artificial selection for preferential evening or morning eclosion behavior impacts how flies respond to different LD/TC phase relationship

      Strength:

      Experiments are conducted on control strains and strains that have been selected in the laboratory for preferential morning or evening eclosion phenotypes. This study is thus quite unique as it allows us to probe whether this artificial selection impacted how animals respond to different environmental conditions, and thus gives hints on how evolution might shape circadian oscillators and their entrainment. The authors focused on circadian locomotor behavior and timeless (tim) splicing because warm and cold-specific transcripts have been described as playing an important role in determining temperature-dependent circadian behavior. Not surprisingly, the results are complex, but there are interesting observations. In particular, the "late" strain appears to be able to adjust more efficiently its evening peak in response to changes in the phase relationship between temperature and light cycles, but the morning peak seems less responsive in this strain. Differences in the circadian pattern of expression of different tim mRNA isoforms are found under specific LD/TC conditions.

      We sincerely thank the reviewer for this generous assessment and for recognizing several key strengths of our study. We are particularly gratified that the reviewer values our use of long-term laboratory-selected chronotype lines (350+ generations), which provide a unique evolutionary perspective on how artificial selection reshapes circadian responses to complex LD/TC phase relationships—precisely our core research question.

      Weaknesses:

      These observations are interesting, but in the absence of specific genetic manipulations, it is difficult to establish a causative link between tim molecular phenotypes and behavior. The study is thus quite descriptive. It would be worth testing available tim splicing mutants, or mutants for regulators of tim splicing, to understand in more detail and more directly how tim splicing determines behavioral adaptation to different phase relationships between temperature and light cycles. Also, I wonder whether polymorphisms in or around tim splicing sites, or in tim splicing regulators, were selected in the early or late strains.

      We thank the reviewer for this insightful comment. We agree that our current data do not establish a direct causal link between tim splicing (or Psi) and behaviour, and we appreciate that some of our wording (e.g. “linking circadian gene splicing to behavioural plasticity” or describing tim splicing as a “pivotal node”) may have suggested unintended causal links. In the revision, we will (i) explicitly state in the Abstract, Introduction, and early Discussion that the main aim was to test whether selection for timing of eclosion is accompanied by correlated evolution of temperature‑dependent tim splicing patterns and evening activity plasticity under complex LD/TC regimes, and (ii) consistently describe the molecular findings as correlational and hypothesis‑generating rather than causal. We will also add phrases throughout the text to point the reader more clearly to existing passages where we already emphasize “correlated evolution” and explicitly label our mechanistic ideas as “we speculate” / “we hypothesize” and as future experiments.

      We fully agree that studies using tim splicing mutants or manipulations of splicing regulators under in‑sync and out‑of‑sync LD/TC regimes will be essential to ascertain what role tim variants play under such environmental conditions, and we will highlight this as a key future direction. At the same time, we emphasize that the long‑term selection lines provide a complementary perspective to classical mutant analyses by revealing how behavioural and molecular phenotypes can exhibit correlated evolution under a specific, chronobiologically relevant selection pressure (timing of emergence).

      Finally, we appreciate the suggestion regarding polymorphisms. Whole‑genome analyses of these lines in a PhD thesis from our group (Ghosh, 2022, unpublished, doctoral dissertation) reveal significant SNPs in intronic regions of timeless in both Early and Late populations, as well as SNPs in CG7879, a gene implicated in alternative mRNA splicing, in the Late line. Because these analyses are ongoing and not yet peer‑reviewed, we do not present them as main results.

      I also have a major methodological concern. The authors studied how the evening and morning phases are adjusted under different conditions and different strains. They divided the daily cycle into 12h morning and 12h evening periods, and calculated the phase of morning and evening activity using circular statistics. However, the non-circadian "startle" responses to light or temperature transitions should have a very important impact on phase calculation, and thus at least partially obscure actual circadian morning and evening peak phase changes. Moreover, the timing of the temperature-up startle drifts with the temperature cycles, and will even shift from the morning to the evening portion of the divided daily cycle. Its amplitude also varies as a function of the LD/TC phase relationship. Note that the startle responses and their changes under different conditions will also affect SSD quantifications.

      We thank the reviewer for this perceptive methodological concern, which we had anticipated and systematically quantified but had not included in the original submission. The reviewer is absolutely correct that non-circadian startle responses to zeitgeber transitions could confound both circular phase (CoM) calculations and SSD quantifications, particularly as TC drift creates shifting startle locations across morning/evening windows.

      We will be including startle response quantification (previously conducted but unpublished) as new a Supplementary figure, systematically measuring SSD in 1-hour windows immediately following each of the four environmental transitions (lights-ON, lights-OFF, temperature rise and temperature fall) across all six LDTC regimes (2-12hr TC-LD lags) for all 12 selection lines (early<sub>1-4</sub>, control<sub>1-4</sub>, late<sub>1-4</sub>).

      Author response image 1.

      Startle responses in selection lines under LDTC regimes: SSD calculated to assess startle response to each of the transitions (1-hour window after the transition used for calculations). Error bars are 95% Tukey’s confidence intervals for the main effect of selection in a two-factor ANOVA design with block as a random factor. Non-overlapping error bars indicate significant differences among the values. SSD values between in-sync and out-of-sync regimes for a range of phase relationships between LD and TC cycles (A) LDTC 2-hr, (B) LDTC 4-hr, (C) LDTC 6-hr, (D) LDTC 8-hr, (E) LDTC 10-hr, (F) LDTC 12-hr.

      Key findings directly addressing the reviewer's concerns:

      (1) Morning phase advances in LDTC 8-12hr regimes are explained by quantified nocturnal startle activity around temperature rise transitions occurring within morning windows. Critically, these startles show no selection line differences, confirming they represent equivalent non-circadian confounds across lines.

      (2) Early selection lines exhibit significantly heightened startle responses specifically to temperature rise in LDTC 4hr and 6hr regimes (early > control ≥ late), demonstrating that startle responses themselves exhibit correlated evolution with emergence timing—an important novel finding that strengthens our evolutionary story.

      (3) Startle responses differed among selection lines only for the temperature rise transition under two of the regimes used, LDTC 4 hr and 6 hr regimes. Under LDTC 4 hr, temperature rise transition falls in the morning window and despite early having significantly greater startle than late, the overall morning SSD (over 12 hours morning window) did not differ significantly among the selection lines for this regime. Thus, eliminating the startle window would make the selection lines more similar to one another. On the other hand, under LDTC 6 hour regime, the startle response to temperature rise falls in the evening 12 hour window. In this case too, early showed higher startle than control and late. A higher startle in early would thus, contribute to the observed differences among selection lines. We agree with the reviewer that eliminating this startle peak would lead to a clearer interpretation of the change in circadian evening activity.

      We deliberately preserved all behavioural data without filtering out startle windows since it would require arbitrary cutoffs like 1 hr, 2 hr or 3 hours post transitions or until the startle peaks declines in different selection lines under different regimes. In the revised version, we will add complementary analyses excluding the startle windows to obtain mean phase and SSD values which are unaffected by the startle responses.

      For the circadian phase, these issues seem, for example, quite obvious for the morning peak in Figure 1. According to the phase quantification on panel D, there is essentially no change in the morning phase when the temperature cycle is shifted by 6 hours compared to the LD cycle, but the behavior trace on panel B clearly shows a phase advance of morning anticipation. Comparison between the graphs on panels C and D also indicates that there are methodological caveats, as they do not correlate well.

      Because of the various masking effects, phase quantification under entrainment is a thorny problem in Drosophila. I would suggest testing other measurements of anticipatory behavior to complement or perhaps supersede the current behavior analysis. For example, the authors could employ the anticipatory index used in many previous studies, measure the onset of morning or evening activity, or, if more reliable, the time at which 50% of anticipatory activity is reached. Termination of activity could also be considered. Interestingly, it seems there are clear effects on evening activity termination in Figure 3. All these methods will be impacted by startle responses under specific LD/TC phase relationships, but their combination might prove informative.

      We agree that phase quantification under entrained conditions in Drosophila is challenging and that anticipatory indices, onset/offset measures, and T50 metrics each have particular strengths and weaknesses. In designing our analysis, we chose to avoid metrics that require arbitrary or subjective criteria (e.g. defining activity thresholds or durations for anticipation, or visually marking onset/offset), because these can substantially affect the estimated phase and reduce comparability across regimes and genotypes. Instead, we used two fully quantitative, parameter-free measures applied to the entire waveform within defined windows: (i) SSD to capture waveform change in shape/amplitude and (ii) circular mean phase of activity (CoM) restricted to the 12 h morning and 12 h evening windows. By integrating over the entire window, these measures are less sensitive to the exact choice of threshold and to short-lived, high-amplitude startles at transitions, and they treat all bins within the window in a consistent, reproducible way across all LDTC regimes and lines. Panels C (SSD) and D (CoM) are intentionally complementary, not redundant: SSD reflects how much the waveform changes in shape and amplitude, whereas CoM reflects the timing of the center of mass of activity. Under conditions where masking alters amplitude and introduces short-lived bouts without a major shift of the main peak, it is expected that SSD and CoM will not correlate linearly across regimes.

      We will be including a detailed calculation of how CoM is obtained in our methods for the revised version.  

      Reviewer #2 (Public review):

      Summary:

      The authors aimed to dissect the plasticity of circadian outputs by combining evolutionary biology with chronobiology. By utilizing Drosophila strains selected for "Late" and "Early" adult emergence, they sought to investigate whether selection for developmental timing co-evolves with plasticity in daily locomotor activity. Specifically, they examined how these diverse lines respond to complex, desynchronized environmental cues (temperature and light cycles) and investigated the molecular role of the splicing factor Psi and timeless isoforms in mediating this plasticity.

      Major strengths and weaknesses:

      The primary strength of this work is the novel utilization of long-term selection lines to address fundamental questions about how organisms cope with complex environmental cues. The behavioral data are compelling, clearly demonstrating that "Late" and "Early" flies possess distinct capabilities to track temperature cycles when they are desynchronized from light cycles.

      We sincerely thank the reviewer for this enthusiastic recognition of our study's core strengths. We are particularly gratified that the reviewer highlights our novel use of long-term selection lines (350+ generations) as the primary strength, enabling us to address fundamental evolutionary questions about circadian plasticity under complex environmental cues. We thank them for identifying our behavioral data as compelling (Figs 1, 3), which robustly demonstrate selection-driven divergence in temperature cycle tracking.

      However, a significant weakness lies in the causal links proposed between the molecular findings and these behavioral phenotypes. The molecular insights (Figures 2, 4, 5, and 6) rely on mRNA extracted from whole heads. As head tissue is dominated by photoreceptor cells and glia rather than the specific pacemaker neurons (LNv, LNd) driving these behaviors, this approach introduces a confound. Differential splicing observed here may reflect the state of the compound eye rather than the central clock circuit, a distinction highlighted by recent studies (e.g., Ma et al., PNAS 2023).

      We thank the reviewer for highlighting this important methodological consideration. We fully agree that whole-head extracts do not provide spatial resolution to distinguish central pacemaker neurons (~100-200 total) from compound eyes and glia, and that cell-type-specific profiling represents the critical next experimental step. As mentioned in our response to Reviewer 1, we appreciate the issue with our phrasing and will be revising it accordingly to more clearly describe that we do not claim any causal connections between expression of the tim splice variants in particular circadian neurons and their contribution of the phenotype observed.

      We chose whole-head extracts for practical reasons aligned with our study's specific goals:

      (1) Fly numbers: Our artificially selected populations are maintained at large numbers (~1000s per line). Whole-head extracts enabled sampling ~150 flies per time point = ~600 flies per genotype per environmental, providing means to faithfully sample the variation that may exist in such randomly mating populations.

      (2) Established method for characterizing splicing patterns: The majority of temperature-dependent period/timeless splicing studies have successfully used whole-head extracts (Majercak et al., 1999; Shakhmantsir et al., 2018; Martin Anduaga et al., 2019) to characterize splicing dynamics under novel conditions.

      (3) Novel environmental regimes: Our primary molecular contribution was documenting timeless splicing patterns under previously untested LDTC phase relationships (TC 2-12hr lags relative to LD) and testing whether these exhibit selection-dependent differences consistent with behavioral divergence.

      Furthermore, while the authors report that Psi mRNA loses rhythmicity under out-of-sync conditions, this correlation does not definitively prove that Psi oscillation is required for the observed splicing patterns or behavioral plasticity. The amplitude of the reported Psi rhythm is also low (~1.5 fold) and variable, raising questions about its functional significance in the absence of manipulation experiments (such as constitutive expression) to test causality.

      We thank the reviewer for this insightful comment and appreciate that our phrasing has been misleading. We will especially pay attention to this issue, raised by two reviewers, and clearly highlight our results as correlated evolution and hypothesis-generating.

      We appreciate the reviewer highlighting these points and would like to draw attention to the following points in our Discussion section:

      “Psi and levels of tim-cold and tim-sc (Foley et al., 2019). We observe that this correlation is most clearly upheld under temperature cycles wherein tim-medium and Psi peak in-phase while the cold-induced transcripts start rising when Psi falls (Figure 8A1&2). Under LDTC in-sync conditions this relationship is weaker, even though Psi is rhythmic, potentially due to light-modulated factors influencing timeless splicing (Figure 8B1&2). This is in line with Psi’s established role in regulating activity phasing under TC 12:12 but not LD 12:12 (Foley et al., 2019). This is also supported by the fact that while tim-medium and tim-cold are rhythmic under LD 12:12 (Shakhmantsir et al., 2018), Psi is not (datasets from Kuintzle et al., 2017; Rodriguez et al., 2013). Assuming this to be true across genetic backgrounds and sexes and combined with our similar findings for these three transcripts under LDTC out-of-sync (Figure 2B3, D3&E3), we speculate that Psi rhythmicity may not be essential for tim-medium or tim-cold rhythmicity especially under conditions wherein light cycles are present along with temperature cycles (Figure 8C1&2). Our study opens avenues for future experiments manipulating PSI expression under varying light-temperature regimes to dissect its precise regulatory interactions. We hypothesize that flies with Psi knocked down in the clock neurons should exhibit a less pronounced shift of the evening activity under the range LDTC out-of-sync conditions for which activity is assayed in our study. On the other hand, its overexpression should cause larger delays in response to delayed temperature cycles due to the increased levels of tim-medium translating into delay in TIM protein accumulation.”

      Appraisal of aims and conclusions:

      The authors successfully demonstrate the co-evolution of emergence timing and activity plasticity, achieving their aim on the behavioral level. However, the conclusion that the specific molecular mechanism involves the loss of Psi rhythmicity driving timeless splicing changes is not yet fully supported by the data. The current evidence is correlative, and without spatial resolution (specific clock neurons) or causal manipulation, the mechanistic model remains speculative.

      This study is likely to be of significant interest to the chronobiology and evolutionary biology communities as it highlights the "enhanced plasticity" of circadian clocks as an adaptive trait. The findings suggest that plasticity to phase lags - common in nature where temperature often lags light - may be a key evolutionary adaptation. Addressing the mechanistic gaps would significantly increase the utility of these findings for understanding the molecular basis of circadian plasticity.

      Thank you for this thoughtful appraisal affirming our successful demonstration of co-evolution between emergence timing and circadian activity plasticity.

      Reviewer #3 (Public review):

      Summary:

      This study attempts to mimic in the laboratory changing seasonal phase relationships between light and temperature and determine their effects on Drosophila circadian locomotor behavior and on the underlying splicing patterns of a canonical clock gene, timeless. The results are then extended to strains that have been selected over many years for early or late circadian phase phenotypes.

      Strengths:

      A lot of work, and some results showing that the phasing of behavioural and molecular phenotypes is slightly altered in the predicted directions in the selected strains.

      We thank the reviewer for acknowledging the substantial experimental effort across 7 environmental regimes (6 LDTC phase relationships + LDTC in-phase), 12 replicate populations (early<sub>1-4</sub>, control<sub>1-4</sub>, late<sub>1-4</sub>), and comprehensive behavioural + molecular phenotyping.

      Weaknesses:

      The experimental conditions are extremely artificial, with immediate light and temperature transitions compared to the gradual changes observed in nature. Studies in the wild have shown how the laboratory reveals artifacts that are not observed in nature. The behavioural and molecular effects are very small, and some of the graphs and second-order analyses of the main effects appear contradictory. Consequently, the Discussion is very speculative as it is based on such small laboratory effects.

      We thank the reviewer for these important points regarding ecological validity, effect sizes, and interpretation scope.

      (1) Behavioural effects are robust across population replicates in selection lines (not small/weak)

      Our study assayed 12  populations total (4 replicate populations each of early, control, and late selection lines) under 7 LDTC regimes. Critically, selection effects were consistent across all 4 replicate populations within each selection line for every condition tested. In these randomly mating large populations, the mixed model ANOVA reveals highly significant selection×regime interactions [F(5,45)=4.1, p=0.003; Fig 3E, Table S2], demonstrating strong, replicated evolutionary divergence in evening temperature sensitivity.

      (2) Molecular effects test critical evolutionary hypothesis

      As stated in our Introduction, "selection can shape circadian gene splicing and temperature responsiveness" (Low et al., 2008, 2012). Our laboratory-selected chronotype populations—known to exhibit evolved temperature responsiveness (Abhilash et al., 2019, 2020; Nikhil et al., 2014; Vaze et al., 2012)—provide an apt system to test whether selection for temporal niche leads to divergence in timeless splicing. With ~600 heads per environmental regime per selection line, we detect statistically robust, selection line-specific temporal profiles [early4 advanced timeless phase (Fig 4A4); late4 prolonged tim-cold (Fig 5A4); significant regime×selection×time interactions (Tables S3-S5)], providing initial robust evidence of correlated molecular evolution under novel LDTC regimes.

      (3) Systematic design fills critical field gap

      Artificial conditions like LD/DD have been useful in revealing fundamental zeitgeber principles. Our systematic 2-12hr TC-LD lags directly implement Pittendrigh & Bruce (1959) + Oda & Friesen (2011) validated design, which discuss how such experimental designs can provide a more comprehensive understanding of zeitgeber integration compared to studies with only one phase jump between two zeitgebers.

      (4) Ramping regimes as essential next step

      Gradual ramping regimes better mimic nature and represent critical future experiments. New Discussion addition in the revised version: "Ramping LDTC regimes can test whether selection-specific zeitgeber hierarchy persists under naturalistic gradients." While ramping experiments are essential, we would like to emphasize that we aimed to use this experimental design as a tool to test if evening activity exhibits greater temperature sensitivity and if this property of the circadian system can undergo correlated evolution upon selection for timing of eclosion/emergence.

      (5) New startle quantification addresses masking

      Our startle quantification (which will be added as a new supplementary figure) confirms circadian evening tracking persists despite quantified, selection-independent masking in most of the regimes.

    1. eLife Assessment

      The study presents a valuable resource of proline hydroxylation proteins for molecular biology studies in oxygen-sensing and cell signaling with the characterization of Repo-man proline hydroxylation site. The evidence supporting the claim of the authors is solid, although further clarification of the overall efficiency of the HILIC analysis, the specificity/sensitivity of immonium ion analysis, as well as quantification of proline hydroxylation identifications will be helpful. The work will be of interest to researchers studying post-translational modification, oxygen sensing, and cell signaling.

    2. Reviewer #1 (Public review):

      Summary:

      The manuscript by Hao Jiang et al described a systematic approach to identify proline hydroxylation proteins. The authors implemented a proteomic strategy with HILIC-chromatographic separation and reported an identification with high confidence of 4993 sites from HEK293 cells (4 replicates) and 3247 sites from RCC4 cells with 1412 sites overlapping between the two cell lines. A small fraction of about 200 sites from each cell line were identified with HyPro immonium ion. The authors investigated the conditions and challenges of using HyPro immonium ions as a diagnostic tool. The study focused the validation analysis of Repo-man (CDCA2) proline hydroxylation comparing MS/MS spectra, retention time and diagnostic ions of purified proteins with corresponding synthetic peptides. Using SILAC analysis and recombinant enzyme assay, the study evaluated Repo-man HyPro604 as a target of PHD1 enzyme.

      Strengths:

      The study involved extensive LCMS runs for in-depth characterization of proline hydroxylation proteins including four replicated analysis of 293 cells and three replicated analysis of RCC4 cells with 32 HILIC fractions in each analysis. The identification of over 4000 confident proline hydroxylation sites from the two cell lines would be a valuable resource for the community. The characterization of Repo-man proline hydroxylation is a novel finding.

      Weaknesses:

      As a study mainly focused on methodology, there are some potential technical weaknesses discussed below.

      (1) The study applied HILIC-based chromatographic separation with a goal to enrich and separate hydroxyproline containing peptides. The separation effects for peptides from 293 cells and RCC4 cells seems somewhat different (Figure 2A and Figure S1A), which may indicate that the application efficiency of the strategy may be cell line dependent.

      (2) The study evaluated the HyPro immonium ion as a diagnostic ion for HyPro identification showcasing multiple influential factors and potential challenges. It is important to note that with only around 5% of the identifications had HyPro immonium ion, it would be very challenging to implement this strategy in a global LCMS analysis to either validate or invalidate HyPro identifications. In comparison, acetyllysine immonium ion was previously reported to be a useful marker for acetyllysine peptides (PMID: 18338905) and the strategy offered a sensitivity of 70% with a specificity of 98%.

      (3) The authors aimed to identify potential PHD targets by comparing the HyPro proteins identified with or without PHD inhibitor FG-4592 treatment. The workflow followed a classification strategy, rather than a typical quantitative proteomics approach for comprehensive analysis.

      (4) The authors performed inhibitor treatment and in vitro PHD1 enzyme assay to validate that Repo-man can be hydroxylated by PHD1. It remains unknown if PHD1 expression in cells is sufficient to stimulate Repo-man hydroxylation.

    3. Reviewer #2 (Public review):

      Summary:

      In this manuscript, Jiang et al. developed a robust workflow for identifying proline hydroxylation sites in proteins. They identified proline hydroxylation sites in HEK293 and RCC4 cells, respectively. The authors found that the more hydrophilic HILIC fractions were enriched in peptides containing hydroxylated proline residues. These peptides showed differences in charge and mass distribution compared to unmodified or oxidized peptides. The intensity of the diagnostic hydroxyproline iminium ion depended on parameters including MS collision energy, parent peptide concentration, and the sequence of amino acids adjacent to the modified proline residue. Additionally, they demonstrate that a combination of retention time in LC and optimized MS parameter settings reliably identifies proline hydroxylation sites in peptides, even when multiple proline residues are present

      Strengths:

      Overall, the manuscript presents an advanced, standardized protocol for identifying proline hydroxylation. The experiments were well designed, and the developed protocol is straightforward, which may help resolve confusion in the field.

      Comments on revisions:

      All of my concerns have been resolved by the authors. It is ready for publication.

    4. Reviewer #3 (Public review):

      Summary:

      The authors present a new method for detecting and identifying proline hydroxylation sites within the proteome. This tool utilizes traditional LC-MS technology with optimized parameters, combined with HILIC-based separation techniques. The authors show that they pick up known hydroxy-proline sites and also validate a new site discovered through their pipeline.

      Strengths:

      The manuscript utilizes state-of-the-art mass spectrometric techniques with optimized collision parameters to ensure proper detection of the immonium ions, which is an advance compared to other similar approaches before. The use of synthetic control peptides on the HILIC separation step clearly demonstrates the ability of the method to reliably distinguish hydroxy-proline from oxidized methionine - containing peptides. Using this method, they identify a site on CDCA2, which they go on to validate in vitro and also study its role in regulation of mitotic progression in an associated manuscript.

      Weaknesses:

      Despite the authors claim about the specificity of this method in picking up the intended peptides, there is a good amount of potential false positives that also happen to get picked (owing to the limitations of MS-based readout), and the authors' criteria for downstream filtering of such peptides requires further clarification. In the same vein, greater and more diverse cell-based validation approach will be helpful to substantiate the claims regarding enrichment of peptides in the described pathway analyses. Experiments must show reproducibility and contain appropriate controls wherever necessary.

      Comments on revisions:

      I thank the authors for their clarifications and opinions on my questions and suggestions. Based on the response, the following points are important while considering the significance of this manuscript:

      - The manuscript provides a novel method to detect and identify proline hydroxylation residues in the proteome. While this provides several advances over previous methods, the probability of false positives, loss of true positives and incomplete removal of the interference of methionine oxidation in this strategy need to be addressed clearly in the discussion section of the manuscript, so that the strengths and limitations of this method are made aware to the reader.

      - Going by the standards of publication in eLife, reproducibility is very important in the experiments done. Hence, I strongly recommend that the authors perform the experiments in triplicate with error bars to confirm reproducibility. Graphs with single data points do not convey that, and this is very important for eLife.

      - As for Figure 9C, the authors have rejected the request for a control lane in the figure. It may sound trivial to the authors, but for completeness of the experiment, all applicable controls must be performed and shown alongside the main data. It is essential to show the PHD1 only control to rule out the possibility of the contribution of any non-specific signal in the dot blot by PHD1.

    5. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      The manuscript by Hao Jiang et al described a systematic approach to identify proline hydroxylation proteins. The authors implemented a proteomic strategy with HILIC-chromatographic separation and reported an identification of 4993 sites from HEK293 cells (4 replicates) and 3247 sites from RCC4 sites (3 replicates) with 1412 sites overlapping between the two cell lines. From the analysis, the authors identified 225 sites and 184 sites respectively from 293 and RCC4 cells with HyPro diagnostic ion. The identifications were validated by analyzing a few synthetic peptides, with a specific focus on Repo-man (CDCA2) through comparing MS/MS spectra, retention time, and diagnostic ions. With SILAC analysis and recombinant enzyme assay, the study showed that Repo-man HyPro604 is a target of the PHD1 enzyme.

      Strengths:

      The study involved extensive LC-MS analysis and was carefully implemented. The identification of over 4000 confident proline hydroxylation sites would be a valuable resource for the community. The characterization of Repo-man proline hydroxylation is a novel finding.

      Weaknesses:

      However, as a study mainly focused on methodology, the findings from the experimental data did not convincingly demonstrate the sensitivity and specificity of the workflow for site-specific identification of proline hydroxylation in global studies.

      Proline hydroxylation is an enzymatic post translational protein modification, catalysed by prolyl Hydroxylases (PHDs), which can have profound biological significance, e.g. altering protein half-life and/or the stability of protein-protein interactions. Furthermore, there has been controversy in the field as to the true number of protein targets for PHDs in cells. Thus, there is a clear need for methods to enable the robust identification of genuine PHD targets and to reliably map sites of PHD-catalysed proline hydroxylation in proteins. We believe, therefore, that our methodology, as reported here in Jiang et al., is an important contribution towards this goal. We note that our methodology has already been used successfully by others

      (https://doi.org/10.1016/j.mcpro.2025.100969). While further improvements in this methodology may of course be developed in future, we are not currently aware of any superior methods that have been reported previously in the literature. The criticism made by the reviewer notably does not include reference to any such alternative published methodology that interested researchers can use which would offer superior results to the approach we document in this study.

      Major concerns:

      (1) The study applied HILIC-based chromatographic separation with a goal of enriching and separating hydroxyproline-containing peptides. However, as the authors mentioned, such an approach is not specific to proline hydroxylation. In addition, many other chromatography techniques can achieve deep proteome fractionation such as high pH reverse phase fractionation, strong-cation exchange etc. There was no data in this study to demonstrate that the strategy offered improved coverage of proline hydroxylation proteins, as the identifications of the HyPro sites could be achieved through deep fractionation and a highly sensitive LCMS setup. The data of Figure 2A and S1A were somewhat confusing without a clear explanation of the heat map representations. 

      The data we present in this study demonstrate clearly that peptides with hydroxylated prolines are enriched in specific HILIC fractions (F10-F18), in comparison with total unfractionated peptides derived from cell extracts. We also refer the reviewer to our previously published study by Bensaddek et al (International Journal of Mass Spectrometry: doi:10.1016/j.ijms.2015.07.029), which was reference 41 in this study, in which we compared directly the performance of both HILIC and strong anionic exchange chromatography, (hSAX). This showed that HILIC provided superior enrichment to hSAX for enrichment of peptides containing hydroxylated proline residues. To clarify this point for readers, we have now included a specific reference to our previous study at the start of the Results section in our current revision. Currently, we use HILIC to provide a degree of enrichment for proline hydroxylated peptides because we are not aware of alternative chromatographic methods that in our hands provide better results.

      We have included descriptions of the information shown in the heatmaps in the associated figure legends and captions.

      (2) The study reported that the HyPro immonium ion is a diagnostic ion for HyPro identification. However, the data showed that only around 5% of the identifications had such a diagnostic ion. In comparison, acetyl-lysine immonium ion was previously reported to be a useful marker for acetyllysine peptides (PMID: 18338905), and the strategy offered a sensitivity of 70% with a specificity of 98%. In this study, the sensitivity of HyPro immonium ion was quite low. The authors also clearly demonstrated that the presence of immonium ion varied significantly due to MS settings, peptide sequence, and abundance. With further complications from L/I immonium ions, it became very challenging to implement this strategy in a global LC-MS analysis to either validate or invalidate HyPro identifications.

      The reviewer appears to have misunderstood the point we make with regard to the identification of the immonium ion and its use as a diagnostic marker for proline hydroxylation in MS analyses. We do not claim that this immonium ion is an essential diagnostic marker for proline hydroxylation. As the reviewer notes, with respect to the acetyl-lysine modification, the corresponding immonium ion is often used in MS studies as a diagnostic for identification of specific post translational modifications. Previous studies have reported that the immonium ion for hydroxylated proline is detected when the transcription factor HIF is analysed, but is often absent with other putative PHD targets, which has been used as an argument that these targets are not genuine proline hydroxylation sites. We are not, therefore, introducing the idea in this study that the hydroxy-proline immonium ion is a required diagnostic marker for proline hydroxylation, but instead demonstrating that detection of this ion, at least in some peptide sequences, may require the use of higher MS collision energies than are typically required for routine peptide identification. We believe that this is an interesting observation that can help to clear up discussions in the literature regarding the true prevalence of PHD-catalysed proline hydroxylation in different target proteins. Our data suggest that, in future MS studies analysing suspected PHD target proteins, two different collision energy might need to be used, i.e., normal collision energy for the routine identification of a peptide, combined with use of a higher collision energy if the hydroxy-proline immonium ion was not already detected.

      (3) The study aimed to apply the HILIC-based proteomics workflow to identify HyPro proteins regulated by the PHD enzyme. However, the quantification strategy was not rigorous. The study just considered the HyPro proteins not identified by FG-4592 treatment as potential PHD targeted proteins. There are a few issues. First, such an analysis was not quantitative without reproducibility or statistical analysis. Second, it did not take into consideration that data-dependent LC-MS analysis was not comprehensive and some peptide ions may not be identified due to background interferences. Lastly, FG-4592 treatment for 24 hrs could lead to wide changes in gene expressions and protein abundances. Therefore, it is not informative to draw conclusions based on the data for bioinformatic analysis.

      We refer the reviewer to the data we present in this study using SILAC analysis, combined with our MS workflow. to achieve a more accurate quantitative picture of proline hydroxylation levels. While we agree that the point the reviewer makes is valid, regarding our data dependent LC-MS/MS analysis potentially not being comprehensive, this means, however, that we are potentially underestimating the true prevalence of proline hydroxylated peptides, not overestimating the level of these modified peptides. We also refer the reviewer to the accompanying study by Druker et al., (eLife 2025; doi.org/10.7554/eLife.108131.1)  in which we present a detailed follow-on study demonstrating the functional significance of the novel proline hydroxylation site we detected in the protein RepoMan (CDCA2). Therefore, even if we have not achieved a fully comprehensive analysis of all proline hydroxylated peptides catalysed by PHD enzymes, we believe that we have advanced the field by documenting a workflow that is able to identify and validate novel PHD targets.

      (4) The authors performed an in vitro PHD1 enzyme assay to validate that Repo-man can be hydroxylated by PHD1. However, Figure 9 did not show quantitatively PHD1-induced increase in Repo-man HyPro abundance and it is difficult to assess its reaction efficiency to compare with HIF1a HyPro.

      The analysis shown in Figure 9 was not intended to quantify the efficiency of in vitro hydroxylation of RepoMan by PHD1, but rather to answer the question, ‘Can recombinant PHD1 alone hydroxylate P604 on RepoMan in vitro, yes or no?’. The data show that the answer here is ‘yes’. Clearly, the HIF peptide is a more efficient substrate in vitro for recombinant PHD1 than the RepoMan peptide and we have now included a statement in the Discussion that addresses the significance of this observation more directly.

      Reviewer #2 (Public review):

      Summary:

      In this manuscript, Jiang et al. developed a robust workflow for identifying proline hydroxylation sites in proteins. They identified proline hydroxylation sites in HEK293 and RCC4 cells, respectively. The authors found that the more hydrophilic HILIC fractions were enriched in peptides containing hydroxylated proline residues. These peptides showed differences in charge and mass distribution compared to unmodified or oxidized peptides. The intensity of the diagnostic hydroxyproline iminium ion depended on parameters including MS collision energy, parent peptide concentration, and the sequence of amino acids adjacent to the modified proline residue. Additionally, they demonstrate that a combination of retention time in LC and optimized MS parameter settings reliably identifies proline hydroxylation sites in peptides, even when multiple proline residues are present.

      Strengths:

      Overall, the manuscript presents an advanced, standardized protocol for identifying proline hydroxylation. The experiments were well designed, and the developed protocol is straightforward, which may help resolve confusion in the field.

      Weaknesses:

      (1) The authors should provide a summary of the standard protocol for identifying proline hydroxylation sites in proteins that can easily be followed by others.

      This is a good suggestion and we have now included a figure (Figure 10) with a summary of our workflow in the current revision.

      (2) Cockman et al. proposed that HIF-α is the only physiologically relevant target for PHDs. Their approach is considered the gold standard for identifying PHD targets. Therefore, the authors should discuss the major progress they made in this manuscript that challenges Cockman's conclusion.

      While we had mentioned the Cockman et al., paper in the Introduction, we had not focussed on this somewhat controversial issue. However, in response to the Reviewer’s request, we have now added a comment in the Discussion section in the current revision of how our new data address the proposal discussed previously by Cockman et al. In brief, we believe that our findings are not consistent with a model in which PHDs have no protein targets other than HIFs.

      Reviewer #3 (Public review): 

      Summary:

      The authors present a new method for detecting and identifying proline hydroxylation sites within the proteome. This tool utilizes traditional LC-MS technology with optimized parameters, combined with HILIC-based separation techniques. The authors show that they pick up known hydroxy-proline sites and also validate a new site discovered through their pipeline.

      Strengths:

      The manuscript utilizes state-of-the-art mass spectrometric techniques with optimized collision parameters to ensure proper detection of the immonium ions, which is an advance compared to other similar approaches before. The use of synthetic control peptides on the HILIC separation step clearly demonstrates the ability of the method to reliably distinguish hydroxy-proline from oxidized methionine - containing peptides. Using this method, they identify a site on CDCA2, which they go on to validate in vitro and also study its role in regulation of mitotic progression in an associated manuscript.

      Weaknesses:

      Despite the authors' claim about the specificity of this method in picking up the intended peptides, there is a good amount of potential false positives that also happen to get picked (owing to the limitations of MS-based readout), and the authors' criteria for downstream filtering of such peptides require further clarification. In the same vein, greater and more diverse cell-based validation approach will be helpful to substantiate the claims regarding enrichment of peptides in the described pathway analyses.

      We of course agree that false positives may arise, as is true for essentially all PTM studies. There are two issues here; first, are identified sites technically correct? (i.e. not misidentifications from the MS data) and second, are the identified modifications of biological significance? We have addressed this using the popular MaxQuant software suite to evaluate the modifications identified and to control the false discovery rate (FDR) at both the precursor and protein level, as described in the manuscript. We are aware that false positives could arise from confusing oxidation of methionine with hydroxylation of proline. Therefore, to address the issue as to whether we could identify bona fide PHD protein targets outside of the HIF family, we adopted a conservative approach by simply filtering out peptides where there was a methionine residue within three amino acids of the predicted proline hydroxylation site. This was a pragmatic decision made to reduce the likelihood of false positives in our dataset and we recognise that this likely results in us overlooking some genuine proline hydroxylation sites that occur nearby methionine residues. To address the potential biological relevance of the proline hydroxylation sites identified, we analysed extracts from cells treated with FG inhibitors. Of course a detailed understanding of biological significance relies upon follow-on experimental analyses for each site, which we have performed for P604 on RepoMan in accompanying study by Druker et al., (eLife 2025; doi.org/10.7554/eLife.108131.1).

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) The finding that the immonium ion intensities of L/I did not increase with increasing collision energy was surprising. Was this specific to this synthetic peptide?

      We agree this is an interesting and unexpected finding. We have no reason to believe that it is specific to synthetic peptides per se, but rather think this reflects an effect of amino acid composition in the peptides analysed. It will be interesting to explore this phenomenon in more detail in future.

      (2) The sequence logos in Figure 4 seemed to lack any amino acid enrichment in most positions except for collagen peptides. Have these findings been tested with statistical analysis?

      The results we show for sequence logo analysis were generated using WebLogo (10.1101/gr.849004) and correspond to an analysis of all proline hydroxylated peptides we detected across all cell lines and replicates analysed. The fact that collagens are highly abundant proteins with very high levels of proline hydroxylation likely explains why collagen peptides dominated the outcome of the sequence logo analysis. There is clearly scope for more detailed follow up analysis in future of the sequence specificity of proline hydroxylation sites in no- collagen proteins that are validated PHD targets.

      (3) Overall figure quality was not ideal. The resolution and font sizes of figures should be carefully evaluated and adjusted. The figure legend should contain a title for the figure. Annotations of the figures were somewhat confusing. 

      We agree with the criticism of the figure resolution in the review copies - the lower resolution appears to have been generated after we had uploaded higher resolution original images. We are providing again higher resolution versions of all figures for the current revision.

      Reviewer #3 (Recommendations for the authors):

      Certain concerns regarding portions of the manuscript that need addressing:

      (1) " These data show that two different cell lines show unique profiles of proteins with hydroxylated peptides." - It is difficult to conclusively say this statement after profiling the prolyl hydroxy proteome from just two cell lines, especially since the amino acids with the highest frequency in the most enriched peptides are similar in both cell lines.

      We agree with this point and have changed the current revision to state instead, “This shows that each of the two cell lines analysed have distinct profiles.”

      (2) "We noted that there was a high frequency of a methionine residues appearing either at the first, second, or even third positions after the HyPro site.." - according to the authors, claim, the advantage of their method was that they were able to overcome the limitation of older methods that couldn't separate methionine oxidation from proline hydroxylation. However, in this statement, they say that the high frequency of methionine residues may be because of the similar mass shift. These statements are contradictory. The authors should either tone down the claim or prove that those are indeed hydroxyproline sites. Is it possible that in the filtering step of excluding these high-frequency of methionine - containing peptides, we are losing potential positive hits for hydroxy-proline sites? What is the authors' take on this?

      We respectfully do not agree that our, “statements are contradictory”, with respect to the potential confusion between identification of methionine oxidation and proline hydroxylation, but acknowledge that we have not explained this issue clearly enough. It is a fact that the similar mass shift resulting from proline hydroxylation and methionine oxidation is a technical challenge that can potentially lead to misidentifications in MS studies and that is what we state clearly in the manuscript. We have addressed this issue head on experimentally in this study and show using synthetic peptides how detailed analysis of specific proline hydroxylation sites in target proteins can be distinguished from methionine oxidation, based upon differential chromatographic behaviour of peptides with either hydroxylated proline or oxidised methionine, as well as by detailed analysis of fragmentation spectra. However, in the case of our global analysis, as we were not able to perform synthetic peptide comparisons for every putative site identified, we took the pragmatic approach of filtering out examples of peptides where a methionine residue was present within three residues of a potential proline hydroxylation site. This was done simply to reduce the possibility of misidentification in the set of novel proline hydroxylated peptides identified and we accept that as a consequence we are likely filtering out peptides that include bona fide proline hydroxylation sites. We have clarified this point in the current revision and hope to be able to address this issue more comprehensively in future studies.

      (3) "Accordingly, a score cut-off of 40 for hydroxylated peptides and a localisation probability cut-off of more than 0.5 for hydroxylated peptides was performed." Could the authors shed more light and clarify what was the basis for this value of cut-off to be used in this filtering step? Is this sample dependent? What should be the criteria to determine this value?

      We used MaxQuant software (10.1016/j.cell.2006.09.026), for PTM analysis, in which a localization probability score of 0.75 and score cut-off of 40 is a commonly used threshold to define high confidence. The reason that we used 0.5 at the first step was to investigate how likely it might be that the misassignment of delta m/z +16 Da (oxidation) on Methionine would affect the identification of hydroxylation on Proline. However, we note that in the final results set used for analysis, all putative proline hydroxylated peptides that had a Methionine residue near to the hydroxylated proline were disregarded as a pragmatic step to reduce the probability of false identifications.

      (4) The authors are requested to kindly make the HPLC and MS traces more legible and use highresolution images, with clearly labeled values on the peaks. Kindly extract coordinates from the underlying data files to plot the curves if needed to make it clearer.

      We have reviewed the clarity of all images and figures in the current revision.

      (5) There seems to be no error bars in Figure 3, Figure 7E, and panels of Figure 8 with bar graphs. Are those single replicate data?

      These specific figures are from single replicate data.

      (6) For Figure 9C, the control with only PHD1 (no peptide) is missing. 

      The ‘no peptide control’ was not included in the figure because it is simply a blank lane and there is nothing to see.

    1. eLife Assessment

      This valuable study presents findings on how prokaryotic antibiotics affect translation in mitochondrial ribosomes. Using mitoribosome profiling, the authors provide solid evidence that most tested antibiotics act similarly on bacterial and mitochondrial translation. Additionally, this work shows that alternative translation initiation events might exist in two specific mt-mRNAs (MT-ND1 and MT-ND5). However, additional biochemical and structural experiments are needed to support these findings.

    2. Reviewer #1 (Public review):

      Summary:

      This study aimed to determine whether bacterial translation inhibitors affect mitochondria through the same mechanisms. Using mitoribosome profiling, the authors found that most antibiotics, except telithromycin, act similarly in both systems. These insights could help in the development of antibiotics with reduced mitochondrial toxicity.

      They also identified potential novel mitochondrial translation events, proposing new initiation sites for MT-ND1 and MT-ND5. These insights not only challenge existing annotations but also open new avenues for research on mitochondrial function.

      Strengths:

      Ribosome profiling is a state-of-the-art method for monitoring the translatome at very high resolution. Using mitoribosome profiling, the authors convincingly demonstrate that most of the analyzed antibiotics act in the same way on both bacterial and mitochondrial ribosomes, except for telithromycin. Additionally, the authors report possible alternative translation events, raising new questions about the mechanisms behind mitochondrial initiation and start codon recognition in mammals.

      Weaknesses:

      All the weaknesses I previously highlighted were adequately addressed.

    3. Reviewer #3 (Public review):

      Summary:

      Recently, the off-target activity of antibiotics on human mitoribosome has been paid more attention in the mitochondrial field. Hafner et al applied mitoribosome profilling to study the effect of antibiotics on protein translation in mitochondria as there are similarities between bacterial ribosome and mitoribosome. The authors conclude that some antibiotics act on mitochondrial translation initiation by the same mechanism as in bacteria. On the other hand, the authors showed that chloramphenicol, linezolid and telithromycin trap mitochondrial translation in a context-dependent manner. More interesting, during deep analysis of 5' end of ORF, the authors reported the alternative start codon for ND1 and ND5 proteins instead of previously known one. This is a novel finding in the field and it also provide another application of the technique to further study on mitochondrial translation.

      Strengths:

      This is the first study which applied mitoribosome profiling method to analyze mutiple antibiotics treatment cells. The mitoribosome profiling method had been optimized carefully and has been suggested to be a novel method to study translation events in mitochondria. The manuscript is constructive and well-written.

      Weaknesses:

      This is a novel and interesting study, however, most of conclusion comes from mitoribosome profiling analysis, as the result, the manuscript lacks the cellular biochemical data to provide more evidence and support the findings.

      Comments on revisions:

      The authors addressed most of my concerns and comments, although there is still no biochemical assay which should be performed to support mitoribsome profiling data.

      The author also carefully investigated the structure of complex I, however, I am surprised that the author chose to analyse a low resolution structure (3.7 A). Recently, there are more high resolution structures of mammalian complex I published (7R41, 7V2C, 7QSM, 9I4I). Furthermore, the authors should not only respond to the reviewers but also (somehow) discuss these points in the manuscript.

    4. Author response:

      The following is the authors’ response to the original reviews.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      This study aimed to determine whether bacterial translation inhibitors affect mitochondria through the same mechanisms. Using mitoribosome profiling, the authors found that most antibiotics, except telithromycin, act similarly in both systems. These insights could help in the development of antibiotics with reduced mitochondrial toxicity.

      They also identified potential novel mitochondrial translation events, proposing new initiation sites for MT-ND1 and MT-ND5. These insights not only challenge existing annotations but also open new avenues for research on mitochondrial function.

      Strengths:

      Ribosome profiling is a state-of-the-art method for monitoring the translatome at very high resolution. Using mitoribosome profiling, the authors convincingly demonstrate that most of the analyzed antibiotics act in the same way on both bacterial and mitochondrial ribosomes, except for telithromycin. Additionally, the authors report possible alternative translation events, raising new questions about the mechanisms behind mitochondrial initiation and start codon recognition in mammals.

      Weaknesses:

      The main weaknesses of this study are:

      While the authors highlight an interesting difference in the inhibitory mechanism of telithromycin on bacterial and mitochondrial ribosomes, mechanistic explanations or hypotheses are lacking.

      We acknowledge that we were not able to present a clear explanation for potential mechanistic differences of telithromycin inhibition between mitochondrial and bacterial ribosomes. In future work, structural analyses in collaboration with experts will provide these insights.

      The assignment of alternative start codons in MT-ND1 and MT-ND5 is very interesting but does not seem to fully align with structural data.

      We appreciate the reviewer’s comment and consulted a cryo-EM expert to review our findings in the context of the available structural data. We downloaded the density map and reviewed the N-termini of MT-ND1 and MT-ND5. We only observed the density of the N-terminus of MT-ND1 at low confidence. At an RMSD of 2, we could not observe density for the side chains of Met and Pro, and there are gaps in the density for what is modeled as the main chain. The assignment of these residues may have been overlooked due to the expectation that they should be present in the peptide.

      For MT-ND5, we did observe some density that could be part of the main chain; however, it did not fill out until we reduced the stringency, and we did not observe density mapping to side chain residues. To summarize, we do not confidently see density for either the side chain or the main chain for either peptide.

      The newly proposed translation events in the ncRNAs are preliminary and should be further substantiated with additional evidence or interpreted with more caution.

      We agree with the reviewer that we did not provide conclusive evidence that our phased ribosome footprinting data on mitochondrial non-coding RNAs are proof of novel translation events. We do acknowledge this in the main text:” Due to both the short ORFs, minimal read coverage, and lack of a detectable peptide we could not determine if translation elongation occurred on the mitochondrial tRNAs. These sites may be unproductive mitoribosome binding events or simply from tRNAs partially digesting during MNase treatment.”

      Reviewer #2 (Public review):

      In this study, the authors set out to explore how antibiotics known to inhibit bacterial protein synthesis also affect mitoribosomes in HEK cells. They achieved this through mitoribosome profiling, where RNase I and Mnase were used to generate mitoribosome-protected fragments, followed by sequencing to map the regions where translation arrest occurs. This profiling identified the codon-specific impact of antibiotics on mitochondrial translation.

      The study finds that most antibiotics tested inhibit mitochondrial translation similarly to their bacterial counterparts, except telithromycin, which exhibited distinct stalling patterns. Specifically, chloramphenicol and linezolid selectively inhibited translation when certain amino acids were in the penultimate position of the nascent peptide, which aligns with their known bacterial mechanism. Telithromycin stalls translation at an R/K-X-R/K motif in bacteria, and the study demonstrated a preference for arresting at an R/K/A-X-K motif in mitochondria. Additionally, alternative translation initiation sites were identified in MT-ND1 and MT-ND5, with non-canonical start codons. Overall, the paper presents a comprehensive analysis of antibiotics in the context of mitochondrial translation toxicity, and the identification of alternative translation initiation sites will provide valuable insights for researchers in the mitochondrial translation field.

      From my perspective as a structural biologist working on the human mitoribosome, I appreciate the use of mitoribosome profiling to explore off-target antibiotic effects and the discovery of alternative mitochondrial translation initiation sites. However, the description is somewhat limited by a focus on this single methodology. The authors could strengthen their discussion by incorporating structural approaches, which have contributed significantly to the field. For example, antibiotics such as paromomycin and linezolid have been modeled in the human mitoribosome (PMID: 25838379), while streptomycin has been resolved (10.7554/eLife.77460), and erythromycin was previously discussed (PMID: 24675956). The reason we can now describe off-target effects more meaningfully is due to the availability of fully modified human mitoribosome structures, including mitochondria-specific modifications and their roles in stabilizing the decoding center and binding ligands, mRNA, and tRNAs (10.1038/s41467-024-48163-x).

      These and other relevant studies should be acknowledged throughout the paper to provide additional context.

      We appreciate the work that has previously revealed how different antibiotics bind the mitochondrial ribosome. We have included these references in the manuscript to provide background and context for this work in relationship to the field.

      Reviewer #3 (Public review):

      Summary:

      Recently, the off-target activity of antibiotics on human mitoribosome has been paid more attention in the mitochondrial field. Hafner et al applied mitoribosome profilling to study the effect of antibiotics on protein translation in mitochondria as there are similarities between bacterial ribosome and mitoribosome. The authors conclude that some antibiotics act on mitochondrial translation initiation by the same mechanism as in bacteria. On the other hand, the authors showed that chloramphenicol, linezolid and telithromycin trap mitochondrial translation in a context-dependent manner. More interesting, during deep analysis of 5' end of ORF, the authors reported the alternative start codon for ND1 and ND5 proteins instead of previously known one. This is a novel finding in the field and it also provides another application of the technique to further study on mitochondrial translation.

      Strengths:

      This is the first study which applied mitoribosome profiling method to analyze mutiple antibiotics treatment cells.

      The mitoribosome profiling method had been optimized carefully and has been suggested to be a novel method to study translation events in mitochondria. The manuscript is constructive and written well.

      Weaknesses:

      This is a novel and interesting study, however, most of the conclusion comes from mitoribosome profiling analysis, as a result, the manuscript lacks the cellular biochemical data to provide more evidence and support the findings.

      We thank the reviewer for the positive assessment of our work. We agree that future biochemical and structural experiments will strengthen the conclusions we derive from the ribosome profiling.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      In Fig. 1A, the quality of the Western blot for the sucrose gradient is suboptimal. I recommend enhancing the quality of the Western blot image and providing the sucrose gradient sedimentation patterns for both the mtSSU and mtLSU to confirm the accurate selection of the monosome fraction. Additionally, to correctly assign the A260 peaks to mitochondrial and cytosolic ribosomes, it would be helpful to include markers for both the cytoribosomal LSU and SSU, too. Furthermore, do the authors observe mitochondrial polysomes in their sucrose gradient? If so, were those fractions fully excluded from the analysis?

      We repeated our sucrose gradient and Western blotting with antibodies for the large and small subunits of the mitoribosome. We did not repeat western blotting for the cytoribosomes as the 40S, 60S, and 80S peaks are present in their canonical heights and locations on a sucrose gradient. Western blotting indicates that the large and small subunits of the mitoribosome are located in the fraction taken for mitoribo-seq. We do see trace amounts of mitoribosome in fractions past the 55S site. Those fractions were excluded from library preparation.

      The MNase footprints exhibited a bimodal distribution, which the authors suggest may indicate that "MNase-treatment may have captured two distinct conformations of the ribosome." It would be relevant to clarify whether an enzyme titration was performed, as excessive MNase could lead to ribosomal RNA degradation, potentially influencing the footprints.

      We did not perform a titration and instead based our concentration on the protocol from Rooijers et al, 2013. We included a statement of this and a reference to the concentration in the methods.

      Is there an explanation for why RNase I footprinting reveals a very high peak at the 5'-end of the MT-CYB transcript, whereas this is not observed with MNase footprinting?

      It is not clear. The intensity of peaks at the 5’ end of the transcripts varies. We do observe that the relative intensity of the 5’ peak is greater for RNase I footprinted samples than MNase-treated samples.

      I understand that throughout the manuscript, the authors use MT-CYB as an example to illustrate the effects of the antibiotics on mitochondrial translation. However, to strengthen the generality of the conclusions, it would be beneficial to provide the read distribution across the entire mitochondrial transcriptome, possibly in the supplementary material. Additionally, I suggest including the read distribution for MT-CYB in untreated cells to improve data interpretation and enhance the clarity of figures (e.g., Figs. 1B, 2B, 3B).

      As these experiments were generated across multiple mitoribo-seq experiments, each was done with its own control experiment. It would be inaccurate to show a single trace as representative of all experiments. Instead, we include Supplementary Figure 1, which shows the untreated MT-CYB trace for all control samples and indicates which treatment they pair with.

      It would be very valuable to label each individual data point in the read phasing shown in Fig. 1D with the corresponding transcripts. For improved data visualization, I suggest assigning distinct colors to each transcript.

      We are concerned that including the name of each gene in the main figure would be too difficult for the reader to accurately interpret. Instead, we have added a Supplementary Table with those values.

      How do the authors explain the significant peak (approx. 10,000 reads) at the 5' end of the transcript in the presence of tiamulin (Fig. 2B)? Does this peak correspond to the start codon, and how does it relate to the quantification reported in Fig. 2C?

      Yes, this represents the start codon. These reads are likely derived from the start codon as they are mapping to the 5’ end of the transcript. There are differences in sequencing depth depending on the experiment, so what is critical is the relative distribution of reads on the transcript rather than comparing absolute reads between experiments. MT-CYB has 54% of the reads at the start site, which is representative of what we see across all genes.

      Throughout the manuscript, I found the usage of the terms "5' end" and "start codon" somewhat confusing, as they appear to be used synonymously in some instances. For example, in Fig. 2C, the y-axis label states "ribosomes at start codon," while the figure caption mentions "...percentage of reads that map to the 5' end of mitochondrial transcripts." Given the size of the graphs, it is also challenging for the reader to determine whether the peaks correspond specifically to the start codon or if multiple peaks accumulate at the initial codons.

      We were selected for this language because two different types of analysis are being carried out. Ribosome profiling carried out in Figures 2 and 3 is carried out with RNase I, which poorly maps the ribosomes at the start codon when we do the read length analysis in Figure 4. Ribosome footprint at the 5’ end may include ribosomes that are on the 2-4 codons following the start codon, so it would not be accurate to label those as “ribosomes at a start codon.” We have renamed the axis to “Ribosomes at 5’ end”. Wig files are available online for all mitoribosome profiling experiments. In this case, the assigned “P-site” is several codons after the start codon due to the offset applied and the minimal 5’ UTR. Thus, it is less important to see which codon density is assigned to, but rather the general distribution of the reads.

      The authors state, "Cells treated with telithromycin did show a slight increase in MRPF abundance at the 5' end of MT-CYB" and "the cumulative distribution of MRPFs suggested that ribosome density was biased towards the 5' end of the gene for chloramphenicol and telithromycin, but not significantly for linezolid." Could this observation be linked to the presence of specific stalling motifs in that region? If so, it would be beneficial to display such motifs on the graphs of the read distribution across the transcriptome to substantiate the context-dependent inhibition.

      Thank you for this suggestion. For chloramphenicol and linezolid, alanine, serine, and threonine make up nearly 25% of the mitochondrial proteome. As such, there are numerous stall sites across the transcript. Given their identical stalling motifs, the difference between chloramphenicol and linezolid is due to sequence-specific differences. Potentially, this could be due to conditions such as the final concentration of antibiotic inside the mitochondria and the on/off rate of an inhibitor with the translating mitoribosome. Both may affect the kinetics of stalling and allow mitoribosomes to evade early stall sites.

      We have also included the sites of all A/K/R-X-K motifs located in the genome and the calculated fold change for each position. As a note, this includes sites that do not pass the minimum filter set by our analysis and we note this in the text.

      The comment raises an additional question: Does the increased density at the 5’ end derive from stalled mitoribosomes or queued mitoribosomes behind a stalling event? Recent work by Iwasaki’s group shows that mitoribosomes can form disomes and queue behind each other. However, we could not observe 30 aa periodicities behind stalling events that would be indicative of collided mitoribosomes.

      In Fig. 3E, the authors report an additional and very interesting observation that is not discussed. Linezolid treatment causes reduced ribosome occupancy when proline or glycine codons occupy the P-site, or when the amino acids have been incorporated into the polypeptide chain and occupy the -1 position. It is known that the translation of proline and glycine frequently leads to ribosome stalling due to the physicochemical properties of these amino acids. Has this effect of linezolid been reported in the bacterial translation system? Additionally, can the authors propose hypotheses for the mechanism behind this observation? A similar observation is noted for telithromycin when glycine occupies the same positions, as well as when aspartate occupies the P- and A-sites.

      In bacteria, Linezolid does have an “anti-stalling” motif when glycine is present in the A-site. However, this is due to the size of the residue being compatible with antibiotic binding.

      The most likely cause of this effect is a redistribution of ribosome footprints. As the antibiotics introduce new arrest sites, ribosome density at other sites relatively decreases. This is likely an artifact from mitoribosomes redistributing from endogenously slow codons to new arrest sites. When looking at carrying out our disome profiling in the presence of anisomycin, we see a similar effect. Cytoribosomes are redistributed from endogenous stalling sites, such as proline, and are redistributed throughout the gene. As a result, translation at proline appears “more efficient” upon treatment with an inhibitor but is instead an artifact of analysis.

      Figure 3F could benefit from indicating which mtDNA-encoded protein corresponds to each of the strongest stalling motifs.

      We have included a supplementary figure to highlight which mitochondrially-encoded genes containing the R/K/A-X-K motif and noted in the text that mitochondrial translation may be unevenly inhibited.

      The legend "increasing mRPF abundance" in Fig. 4C may be missing the corresponding colors.

      The legend applies to all sections of the figure. We double-checked the range of the colors in the tables, and they do match the legend.

      The observation that the start codons in MT-ND1 and MT-ND5 might differ from the annotated canonical ones is intriguing. While the ribosome profiling data appear clear, mass spectrometry (MS) analysis may be misleading. The absence of evidence does not necessarily imply evidence of absence. How does this proposed conclusion correlate with the structural data obtained from HEK cells? For instance, the cryo-EM structural model of a complex I-containing human supercomplex (PDB: 5XTD, PMID: 28844695) shows the presence of Pro2 in MT-ND1 and the full-length MT-ND5 protein. The authors should carefully examine structural data to ascertain whether alternative forms of MT-ND1 and MT-ND5 are actually observed in the assembled complex I.

      We really appreciate this comment. We sat down with an expert in cryo-EM and reviewed the figure. We downloaded the density map and reviewed the N-termini of MT-ND1 and MT-ND5. We only observed the density of the N-terminus of MT-ND1 at low confidence. At an RMSD of 2, we could not observe density for the side chains of Met and Pro, and there are gaps in the density for what is modeled as the main chain. The assignment of these residues may have been overlooked due to the expectation that they should be present in the peptide.

      For MT-ND5, we did observe some density that could be part of the main chain; however, it did not fill out until we reduced the stringency, and we did not observe density mapping to side chain residues. To summarize, we do not confidently see density for either the side chain or the main chain for either peptide.

      Given that ribosome profiling is based on the assumption that ribosomes protect mRNA fragments from RNase digestion, interpreting the data related to Fig. 5 and the proposed existence of translation events involving ncRNAs is challenging. Most importantly, tRNAs and rRNAs are highly folded RNA molecules and, by definition, are protected by ribosomal proteins. Simultaneously, as the authors point out, "These reads could either be products of random digestion of the abundant background of ncRNAs or be genuine MRPFs." RNase I preferentially digests single-stranded RNA (ssRNA), but excess enzyme can still lead to degradation. Consequently, many random tRNA/rRNA fragments may be generated by RNase digestion, potentially resulting in artifacts. I suggest that the authors examine what happens to these reads when mitochondrial translation is inhibited.

      We have low-quality mitoribo-seq with initiation inhibitors and Mnase showing footprints of the same size. We do not have a small-molecule inhibitor that is able to completely ablate translation, as they instead stabilize mitoribosomes at different steps in translation. We have considered alternative ways of capturing a background rRNA and tRNA digestion pattern; however, these have their own drawbacks. Dissociation with EDTA prior to digestion or carrying out library prep on the small and large subunits may capture mitoribosomes no longer in the process of translation; however, dissociated subunits would have different surfaces now available for digestion and may not capture tRNAs.

      Regarding the statement, "While the ORF on MT-TS1 is longer, MRPF density was low and we did not observe read phasing and thus it is likely not translated (not shown)," the data should not be excluded unless a clear explanation is provided for why translation would not occur from this specific RNA.

      We have included this value in the graph as well as in Supplementary Figure 1.

      The graph in Fig. 5B shows the periodicity of only the putative RNR1 ORF, but not that of the other proposed ORFs. What is the reason for this?

      We have included the MT-TS1 putative ORF in Figure 5 and Figure S1. Other ORFs did not have density in the ORF. If these are real mitoribosome footprints at these start codons, it may be due to them being transient binding events that never result in elongation. Alternatively, they may be due to tRNA degradation during library preparation.

      The assumption that the UUG codon can serve as a start site for mitochondrial translation has not been substantiated. Recent data have identified translation initiation events from non-ATG/ATA codons (near-cognate and sub-cognate) using retapamulin, but UUG was not among them. Can the authors detect such events in their ribosome profiling data collected in the presence of retapamulin, tiamulin, or josamycin?

      The report of translation initiation at non-ATG/ATA codons strongly disagrees with our findings. We report that sites of translation initiation observed within annotated coding regions in mitochondria occur at the annotated start sites, while the other report finds frequent alternative initiation events. We have looked for those arrest sites and did not observe them.

      In the section "Mitoribosome profiling reveals novel translation events," the title may be misleading given the preliminary nature of the results. To support such a claim, the authors should provide experimental evidence demonstrating that the proposed translation events genuinely exist and result in the synthesis of previously unidentified polypeptides. Alternatively, the interpretation should be approached with greater caution and more clearly indicated as preliminary.

      We agree with the reviewers that a distinction should be made between reporting truly novel translation events, like the recently reported MT-ND5-dORF, and sites we suspect mitoribosomes may be binding and that require detailed follow-up. We altered the section title to suggest that this may be showing novel translation events. Additionally, we included a statement in the discussion that these MRPFs may be simply tRNA digestion by RNase I.

      Although located at the 5' end of RNR1, the newly identified ORF is situated 79 nt downstream. According to current knowledge, this appears to be a lengthened 5' UTR that may hinder mitoribosome loading. The authors should speculate on potential initiation mechanisms.

      The start of the putative ORF is not located 79 nts down, but at the 8<sup>th</sup> nucleotide. The reviewer may be including the tRNA-Phe in their calculation, which is cleaved from MT-RNR1. This start site is closer to the 5’ end than our findings with MT-ND5.

      To enhance the interpretation of the mitoribosome profiling data, the authors could complement their findings with classical metabolic labeling using (35)S-methionine. This approach would allow for a different assessment of the stringency of the inhibition under the tested experimental conditions.

      We are currently working on these experiments using mito-funcats. A future direction we are taking this work is to understand how the cell responds to different mechanisms of translation inhibition. For example, we are trying to understand if telithromycin, which appears highly selective, only partially inhibits translation of the mtDNA-encoded proteome.

      Reviewer #2 (Recommendations for the authors):

      Other small editorial comments:

      Line 24: "translate proteins"?

      Revised for clarity

      Line 24: The sentence describing mitochondrial translation as "closely resembling the one in prokaryotes" could be reformulated. While the core of the mitoribosome is conserved, the entire apparatus has many mitochondria-specific features.

      Since this is the abstract, we simplified the point by saying that mitoribosomes are more similar to prokaryotic than cytosolic ribosomes.

      Clarified to highlight that the mitochondrial system is more similar to the bacterial system than the eukaryotic system.

      Line 33: "novel" or "previously unrecognized" ?

      Rewritten for clarity.

      Lines 33-35: The claim made here is not shown in the paper.

      We removed the more aspirational goal of this paper and focused on the main findings of the paper.

      Lines 44, 47, 89 (and elsewhere): "cytoplasmic" or "cytosolic" ?

      Both terms are used in the literature. We opted for cytoplasmic as it can also include ribosomes not free in the cytosol, such as those bound to the ER.

      Reviewer #3 (Recommendations for the authors):

      (1) The authors should state why they chose these antibiotics for mitoribosome profiling analysis over other antibiotics from same group. Did they screen multiple antibiotics to determine the candidates for next step?

      We selected antibiotics that had a known stalling motif in bacteria (initiation or context-dependent elongation inhibitors). In addition, we carried out mitoribosome profiling with erythromycin, azithromycin, thiostrepton, and kanamycin in this work. However, we did not see any effect from these drugs in mitoribosome profiling. We are currently testing other inhibitors, such as doxycycline and tigecycline, and looking at optimizing treatment conditions to identify stalling motifs in samples that previously showed no difference.

      (2) What is the reason for choosing the concentration of antibiotics retapamulin, tiamulin and josamycin, this is IC50 value or above this value? On the other hand, none of this information has been provided for the antibiotics in the next part. The authors should provide biochemical study for the effect of these antibiotics on cell survival and/or protein translation such as S35 assay or steady state level of mtDNA-encoded proteins upon cell treatment with these antibiotics.

      Prior to mitoribo-seq, we carried out time and concentration assays with all antibiotics. 100 µg/ml and a 30-minute treatment was tolerable for all antibiotics except retapamulin. We aimed to treat cells with a relatively high concentration of inhibitor in order to capture actively translating mitoribosomes. We were concerned that longer treatments may lead to decreased translation initiation, leading to the capture of fewer mitoribosomes. These concentrations were nearly identical to contemporary conditions carried out in Bibel et al, RNA 2025.

      (3) Why did the authors choose MT-CYB as the representative for further analysis in the second and third parts of the manuscript?

      We chose MT-CYB because its length allowed for easy visualization. Some mitochondrial genes, such as MT-ND6, had a propensity for stronger stalling at initiation. While coverage was throughout the genes, it was difficult to visualize the changes within the ORF. Also, MT-CYB was less visually complex than polycistronic transcripts. All wigs were uploaded to GEO.

      (4) Page 11, line 233-234: the authors state that telithromycin induces stalling at R/K/A-X-K motif. The authors should do further analysis on mitochondrial genome which proteins contain this motif. Furthermore, same as comment 2: the authors should confirm by 35S assay or WB to know which mtDNA-encoded proteins are affected.

      We have included a supplementary figure showing which mitochondrial genes contain these motifs.

      (5) The results and conclusion from the fourth paragraph are very interesting. The authors suggest alternative start codon for two mtDNA encoded proteins: ND1 and ND5 based on ribosome profiling analysis. Again, I have several comments on this part: <br /> (a) For the accumulation of the alternative start codon of ND1 and ND5 as suggested in the manuscript, do the authors observe this trend with the initiation inhibitors used in the second paragraphs of the manuscript?

      We did not observe similar read lengths with retapamulin, tiamulin, or josamycin, which produced read lengths that were consistent with other RNase I footprinted samples.

      (b) This observation was further confirmed by MS with a peptide form ND1 protein, the authors should show MS peak indicating MW of the peptide and MS/MS data for the peptide which supports this hypothesis.

      We are including the MS/MS report for this peptide.

      (c) Interestingly, several high-resolution structures of mammalian complex I have been reported so far (PMID: 7614227, 10396290, 38870289), ND1 and ND5 protein express full sequences with fMet at the distal N-terminal. This is different to the suggestion from the manuscript. Could the author discuss or comment on that?

      This point was brought up by another reviewer. We have carefully analyzed the density map of PMID: 28844695. We sat down with an expert in cryo-EM and reviewed the figure. We downloaded the density map and reviewed the N-termini of MT-ND1 and MT-ND5. We only observed the density of the N-terminus of MT-ND1 at low confidence. At an RMSD of 2, we could not observe density for the sidechains of Met and Pro, and there is a gap in density for what is modeled as the main chain. The assignment of these residues may have been overlooked due to the expectation that they should be present in the peptide.

      For MT-ND5, we did observe some density that could be part of the main chain; however, it did not fill out until we reduced the stringency, and we did not observe density mapping to side chain residues. To summarize, we do not confidently see density for either the side chain or the main chain for either peptide.

      Minor comments:

      The method should be written more accurately for easily repeating experiments by other groups. For example:

      (1) The authors should indicate what was exact HEK293 cell line used in this study.

      We have indicated the exact cell line.

      (2) Page 22, line 471: which (number) fractions had been collected. The Western Blot analysis shown in Figure 1A should be repeated with both proteins from small and large subunits.

      We have repeated the Western blot with antibodies for large and small subunits. We took fractions 8 and 9, which are now indicated in the text and figure.

      (3) Page 23, line 502: is this number of cells used for MS experiment is correct? Or is this number of cells per mL?

      This is correct and is based on the kit protocol. It is not cells per mL. We have clarified the kit being used in the methods.

    1. eLife Assessment

      This work provides an important resource identifying 72 proteins as novel candidates for plasma membrane and/or cell wall damage repair in budding yeast, and describes the temporal coordination of exocytosis and endocytosis during the repair process. The data are convincing; however, additional experimental validation will better support the claim that repair proteins shuttle between the bud tip and the damage site.

    2. Reviewer #1 (Public review):

      Summary:

      In this manuscript, Yamazaki et al. conducted multiple microscopy-based GFP localization screens, from which they identified proteins that are associated with PM/cell wall damage stress response. Specifically, the authors identified that bud-localized TMD-containing proteins and endocytotic proteins are associated with PM damage stress. The authors further demonstrated that polarized exocytosis and CME are temporally coupled in response to PM damage, and CME is required for polarized exocytosis and the targeting of TMD-containing proteins to the damage site. From these results, the authors proposed a model that CME delivers TMD-containing repair proteins between the bud tip and the damage site.

      Strengths:

      Overall, this is a well-written manuscript, and the experiments are overall well-conducted. The authors identified many repair proteins and revealed the temporal coordination of different categories of repair proteins. Furthermore, the authors demonstrated that CME is required for targeting of repair proteins to the damage site, as well as cellular survival in response to stress related to PM/cell wall damage. Although the roles of CME and bud-localized proteins in damage repair are not completely new to the field, this work does have conceptual advances by identifying novel repair proteins and proposing the intriguing model that the repairing cargoes are shuttled between the bud tip and the damaged site through coupled exocytosis and endocytosis.

      Weaknesses:

      While the results presented in this manuscript are convincing, they might not be sufficient to support some of the authors' claims. Especially in the last two result sessions, the authors claimed CME delivers TMD-containing repair proteins from the bud tip to the damage site. The model is no doubt highly possible based on the date, but caveats still exist. For example, the repair proteins might not be transported from one localization to another localization, but are degraded and re-synthesized. Although the Gal-induced expression system can further support the model to some extent, I think more direct verification (such as FLIP or photo-convertible fluorescence tags to distinguish between pre-existing and newly synthesized proteins) would significantly improve the strength of evidence.

      Review on revised version:

      The authors addressed most of concerns that were originally raised, primarily by revising the text and figures and expanding the discussion, which improves the clarity of the manuscript. Although the authors did not address my major concern on the shuttling/trafficking model experimentally, I do understand the limitation of resources and time. The authors noted that they planned to do these experiments for their future work, and such studies would be more definitive evaluations for the proposed model. Overall I think this is a very interesting and well-conducted study and I enjoyed reading this manuscript. I look forward to their following research of this study.

    3. Reviewer #2 (Public review):

      This paper remarkably reveals the identification of plasma membrane repair proteins, revealing spatiotemporal cellular responses to plasma membrane damage. The study highlights a combination of sodium dodecyl sulfate (SDS) and lase for identifying and characterizing proteins involved in plasma membrane (PM) repair in Saccharomyces cerevisiae. From 80 PM, repair proteins that were identified, 72 of them were novel proteins. The use of both proteomic and microscopy approaches provided a spatiotemporal coordination of exocytosis and clathrin-mediated endocytosis (CME) during repair. Interestingly, the authors were able to demonstrate that exocytosis dominates early and CME later, with CME also playing an essential role in trafficking transmembrane-domain (TMD) containing repair proteins between the bud tip and the damage site.

      Weaknesses/limitations:

      - Still, there is a lack of clarity about mentioning Pkc1 as the best characterized repair protein, or why is Pkc1 mentioned only as it is changing the localization?!

      - The use of a C-terminal GFP-tagged library for the laser damage assay may have limited the identification of proteins whose localization or function depends on an intact N-terminus. N-terminal regions might contain targeting or regulatory elements; therefore, some relevant repair factors may have been missed. Analysis of endogenously N-terminally tagged strains, at least for selected candidates, could help address this limitation.

      - The authors appropriately discuss the limitations of SDS- and laser-induced plasma membrane damage, including the possibility that these approaches may not capture proteins involved in other forms of membrane injury, such as mechanical or osmotic stress.

    4. Reviewer #3 (Public review):

      Summary:

      This work aims to understand how cells repair damage to the plasma membrane (PM). This is important as failure to do so will result in cell lysis and death. Therefore, this is an important fundamental question with broad implications for all eukaryotic cells. Despite this importance, there are relatively few proteins known to contribute to this repair process. This study expands the number of experimentally validated PM from 8 to 80. Further, they use precise laser-induced damage of the PM/cell wall and use live-cell imaging to track the recruitment of repair proteins to these damage sites. They focus on repair proteins that are involved in either exocytosis or clathrin-mediated endocytosis (CME) to understand how these membrane remodeling processes contribute to PM repair. Through these experiments, they find that while exocytosis and CME both occur at the sites of PM damage, exocytosis predominates the early stages of repairs, while CME predominates in the later stages of repairs. Lastly, they propose that CME is responsible for diverting repair proteins localized to the growing bud cell to the site of PM damage.

      Strengths:

      The manuscript is very well written and the experiments presented flow logically. The use of laser-induced damage and live-cell imaging to validate the proteome-wide screen using SDS induced damage strengthen the role of the identified candidates in PM/cell wall repair.

      Comments on revisions:

      The authors have very nicely addressed my previous comments and I have no further concerns.

    5. Author response:

      The following is the authors’ response to the original reviews.

      eLife Assessment

      This work provides an important resource identifying 72 proteins as novel candidates for plasma membrane and/or cell wall damage repair in budding yeast, and describes the temporal coordination of exocytosis and endocytosis during the repair process. The data are convincing; however, additional experimental validation will better support the claim that repair proteins shuttle between the bud tip and the damage site.

      We thank the editors and reviewers for their positive assessment of our work and the constructive feedback to improve our manuscript. We agree with the assessment that additional validation of repair protein shuttling between the bud tip and the damage site is required to further support the model.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      In this manuscript, Yamazaki et al. conducted multiple microscopy-based GFP localization screens, from which they identified proteins that are associated with PM/cell wall damage stress response. Specifically, the authors identified that budlocalized TMD-containing proteins and endocytotic proteins are associated with PM damage stress. The authors further demonstrated that polarized exocytosis and CME are temporally coupled in response to PM damage, and CME is required for polarized exocytosis and the targeting of TMD-containing proteins to the damage site. From these results, the authors proposed a model that CME delivers TMD-containing repair proteins between the bud tip and the damage site.

      Strengths:

      Overall, this is a well-written manuscript, and the experiments are well-conducted. The authors identified many repair proteins and revealed the temporal coordination of different categories of repair proteins. Furthermore, the authors demonstrated that CME is required for targeting of repair proteins to the damage site, as well as cellular survival in response to stress related to PM/cell wall damage. Although the roles of CME and bud-localized proteins in damage repair are not completely new to the field, this work does have conceptual advances by identifying novel repair proteins and proposing the intriguing model that the repairing cargoes are shuttled between the bud tip and the damaged site through coupled exocytosis and endocytosis.

      Weaknesses:

      While the results presented in this manuscript are convincing, they might not be sufficient to support some of the authors' claims. Especially in the last two result sessions, the authors claimed CME delivers TMD-containing repair proteins from the bud tip to the damage site. The model is no doubt highly possible based on the data, but caveats still exist. For example, the repair proteins might not be transported from one localization to another localization, but are degraded and resynthesized. Although the Gal-induced expression system can further support the model to some extent, I think more direct verification (such as FLIP or photo-convertible fluorescence tags to distinguish between pre-existing and newly synthesized proteins) would significantly improve the strength of evidence.

      Major experiment suggestions:

      (1) The authors may want to provide more direct evidence for "protein shuttling" and for excluding the possibility that proteins at the bud are degraded and synthesized de novo near the damage site. For example, if the authors could use FLIP to bleach budlocalized fluorescent proteins, and the damaged site does not show fluorescent proteins upon laser damage, this will strongly support the authors' model. Alternatively, the authors could use photo-convertible tags (e.g., Dendra) to differentiate between preexisting repair proteins and newly synthesized proteins.

      We thank the reviewer for evaluating our work and giving us important feedback. We agree that the FLIP and photo-convertible experiments will further confirm our model. Here, due to time and resource constraints, we decided not to perform this experiment. Instead, we have discussed this limitation in 363-366. Our proposed model of repair protein shuttling should be further tested in our future work.

      (2) In line with point 1, the authors used Gal-inducible expression, which supported their model. However, the author may need to show protein abundance in galactose, glucose, and upon PM damage. Western blot would be ideal to show the level of fulllength proteins, or whole-cell fluorescence quantification can also roughly indicate the protein abundance. Otherwise, we cannot assume that the tagged proteins are only expressed when they are growing in galactose-containing media.

      Thank you very much for raising the concern and suggesting the important experiments.We agree that the Western blot experiment to confirm the mNG-Snc1 expression in each medium will further strengthen our conclusion. Along with point (1), further investigation of repair protein shuttling between the bud tip and the damage site and the mechanisms underlying it will be an important future direction. As described above, we have discussed this limitation in 363-366.

      (3) Similarly, for Myo2 and Exo70 localization in CME mutants (Figure 4), it might be worth doing a western or whole-cell fluorescence quantification to exclude the caveat that CME deficiency might affect protein abundance or synthesis.

      We thank the reviewer for suggesting the point. Following the reviewer’s suggestion, we quantified the whole-cell fluorescence of WT and CME mutants and verified that the effect of the CME deletion on the expression levels of Myo2-sfGFP and Exo70-mNG is minimal ( Figure S6). We added the description in lines 211-212.

      (4) From the authors' model in Figure 7, it looks like the repair proteins contribute to bud growth. Does laser damage to the mother cell prevent bud growth due to the reduction of TMD-containing repair proteins at the bud? If the authors could provide evidence for that, it would further support the model.

      Thank you very much for raising the important point. We speculate that the reduction of TMD-containing proteins at the bud by CME is one of the causes of cell growth arrest after PM damage (1). This is because TMD-containing repair proteins at the bud tip, including phospholipid flippases (Dnf1/Dnf2), Snc1, and Dfg5, are involved in polarized cell growth (2-4). This will be an important future direction as well.

      (5) Is the PM repair cell-cycle-dependent? For example, would the recruitment of repair proteins to the damage site be impaired when the cells are under alpha-factor arrest?

      Thank you for raising this interesting point. Indeed, the senior author Kono previously performed this experiment when she was in David Pellman’s lab. The preliminary results suggest that Pkc1 can be targeted to the damage site, without any impairment, under alpha-factor arrest. A more comprehensive analysis in the future will contribute to concluding the relation between PM repair and the cell cycle.

      Reviewer #2 (Public review):

      This paper remarkably reveals the identification of plasma membrane repair proteins, revealing spatiotemporal cellular responses to plasma membrane damage. The study highlights a combination of sodium dodecyl sulfate (SDS) and lase for identifying and characterizing proteins involved in plasma membrane (PM) repair in Saccharomyces cerevisiae. From 80 PM, repair proteins that were identified, 72 of them were novel proteins. The use of both proteomic and microscopy approaches provided a spatiotemporal coordination of exocytosis and clathrin-mediated endocytosis (CME) during repair. Interestingly, the authors were able to demonstrate that exocytosis dominates early and CME later, with CME also playing an essential role in trafficking transmembrane-domain (TMD)containing repair proteins between the bud tip and the damage site.

      Weaknesses/limitations:

      (1) Why are the authors saying that Pkc1 is the best characterized repair protein? What is the evidence?

      We would like to thank the reviewer for taking his/her time to evaluate our work and for valuable suggestions. We described Pkc1 as “best characterized” because it was the first protein reported to accumulate at the laser damage site in budding yeast (5). However, as the reviewer suggested, we do not have enough evidence to describe Pkc1 as “best characterized”. We therefore used “one of the known repair proteins” to mention Pkc1 in the manuscript (lines 90-91).

      (2) It is unclear why the authors decided on the C-terminal GFP-tagged library to continue with the laser damage assay, exclusively the C-terminal GFP-tagged library. Potentially, this could have missed N-terminal tag-dependent localizations and functions and may have excluded functionally important repair proteins

      Thank you very much for the comments. We decided to use the C-terminal GFP-tagged library for the laser damage assay because we intended to evaluate the proteins of endogenous expression levels. The N-terminal sfGFP-tagged library is expressed by the NOP1 promoter, while the C-terminal GFP-tagged library is expressed by the endogenous promoters. We clarified these points in lines 114-118. We agree with the reviewer on that we may have missed some portion of repair proteins in the N-terminaldependent localization and functions by this approach. Therefore, in our manuscript, we discussed these limitations in lines 281-289.

      (3) The use of SDS and laser damage may bias toward proteins responsive to these specific stresses, potentially missing proteins involved in other forms of plasma membrane injuries, such as mechanical, osmotic, etc.). SDS stress is known to indirectly induce oxidative stress and heat-shock responses.

      Thank you very much for raising this point. We agree that the combination of SDS and laser may be biased to identify PM repair proteins. Therefore, in the manuscript, we discussed this point as a limitation of this work in lines 292-298.

      (4) It is unclear what the scale bars of Figures 3, 5, and 6 are. These should be included in the figure legend.

      We apologize for the missing scale bars. We added them to the legends of the figures in the manuscript.

      (5) Figure 4 should be organized to compare WT vs. mutant, which would emphasize the magnitude of impairment.

      Thank you for raising this point. Following the suggestion, we updated Figure 4. In the Figure 4, we compared WT vs mutant in the manuscript. We clarified it in the legends in the manuscript. 

      (6) It would be interesting to expand on possible mechanisms for CME-mediated sorting and retargeting of TMD proteins, including a speculative model.

      Thank you very much for this important suggestion. We think it will be very important to characterize the mechanism of CME-mediated TMD protein trafficking between the bud tip and the damage site. In the manuscript, we discussed the possible mechanism for CME activation at the damage site in lines 328-333. We speculate that the activation of the CME may facilitate the retargeting of the TMD proteins from the damage site to the bud tip.

      We do not have a model of how CMEs activate at the bud tip to sort and target the TMD proteins to the damage site. One possibility is that the cell cycle arrest after PM damage (1) may affect the localization of CME proteins because the cell cycle affects the localization of some of the CME proteins (6). We will work on the mechanism of repair protein sorting from the bud tip to the damage site in our future work.

      Reviewer #3 (Public review):

      Summary:

      This work aims to understand how cells repair damage to the plasma membrane (PM). This is important, as failure to do so will result in cell lysis and death. Therefore, this is an important fundamental question with broad implications for all eukaryotic cells. Despite this importance, there are relatively few proteins known to contribute to this repair process. This study expands the number of experimentally validated PM from 8 to 80. Further, they use precise laser-induced damage of the PM/cell wall and use livecell imaging to track the recruitment of repair proteins to these damage sites. They focus on repair proteins that are involved in either exocytosis or clathrin-mediated endocytosis (CME) to understand how these membrane remodeling processes contribute to PM repair. Through these experiments, they find that while exocytosis and CME both occur at the sites of PM damage, exocytosis predominates in the early stages of repairs, while CME predominates in the later stages of repairs. Lastly, they propose that CME is responsible for diverting repair proteins localized to the growing bud cell to the site of PM damage.

      Strengths:

      The manuscript is very well written, and the experiments presented flow logically. The use of laser-induced damage and live-cell imaging to validate the proteome-wide screen using SDS-induced damage strengthens the role of the identified candidates in PM/cell wall repair.

      Weaknesses:

      (1) Could the authors estimate the fraction of their candidates that are associated with cell wall repair versus plasma membrane repair? Understanding how many of these proteins may be associated with the repair of the cell wall or PM may be useful for thinking about how these results are relevant to systems that do or do not have a cell wall. Perhaps this is already in their GO analysis, but I don't see it mentioned in the manuscript.

      We would like to thank the reviewer for taking his/her time to evaluate our work and valuable suggestions. We agree that this is important information to include. Although it may be difficult to completely distinguish the PM repair and cell wall repair proteins, we have identified at least six proteins involved in cell wall synthesis (Flc1, Dfg5, Smi1, Skg1, Tos7, and Chs3). We included this information in lines 142-146 in the manuscript.

      (2) Do the authors identify actin cable-associated proteins or formin regulators associated with sites of PM damage? Prior work from the senior author (reference 26) shows that the formin Bnr1 relocalizes to sites of PM damage, so it would be interesting if Bnr1 and its regulators (e.g., Bud14, Smy1, etc) are recruited to these sites as well. These may play a role in directing PM repair proteins (see more below).

      Thank you for the suggestion. We identified several Bnr1-interacting proteins, including Bud6, Bil1, and Smy1 (Table S2), although Bnr1 itself was not identified in our screening. This could be attributed to the fact that (1) C-terminal GFP fusion impaired the function of Bnr1, and (2) a single GFP fusion is not sufficient to visualize the weak signal at the damage site. Indeed, in reference 26, 3GFP-Bnr1 (N-terminal 3xGFP fusion) was used.

      (3) Do the authors suspect that actin cables play a role in the relocalization of material from the bud tip to PM damage sites? They mention that TMD proteins are secretory vesicle cargo (lines 134-143) and that Myo2 localizes to damage sites. Together, this suggests a possible role for cable-based transport of repair proteins. While this may be the focus of future work, some additional discussion of the role of cables would strengthen their proposed mechanism (steps 3 and 4 in Figure 7).

      Thank you very much for the suggestion. We agree that actin cables may play a role in the targeting of vesicles and repair proteins to the damage site. Following the reviewer’s suggestion, we discussed the roles of Bnr1 and actin cables for repair protein trafficking in lines 309-313 in the manuscript.

      (4) Lines 248-249: I find the rationale for using an inducible Gal promoter here unclear. Some clarification is needed.

      Thank you for raising this point. We clarified this as possible as we could in lines 249255 in the manuscript.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) The N-terminal GFP collection screen is interesting but seems irrelevant to the rest of the results. The authors discussed that in the discussion part, but it might be worth showing how many hits from the laser damage screen (in Figure 2) overlap with the Nterminal GFP screen hits.

      Thank you for the suggestion. We found that 48 out of 80 repair proteins are hits in the N-terminal GFP library (Table S1 and S2). This result suggested that the N-terminal library is also a useful resource for identifying repair proteins. In the manuscript, we discussed it in lines 288-289.

      (2) SDS treatment seems a harsh stressor. As the authors mentioned, the overlapped hits from the N- and C-terminal GFP screen might be more general stress factors. Thus, I think Line 84 (the subtitle) might be overclaiming, and the authors might need to tone down the sentence.

      Thank you for the suggestion. Following the reviewer’s suggestion, we changed the sentence to “Proteome-scale identification of SDS-responsive proteins” in the manuscript. We believe that the new sentence describes our findings more precisely.

      (3) Line 103-106, it does not seem obvious to me that the protein puncta in the cytoplasm are due to endocytosis. The authors might need to provide more experimental evidence for the conclusion, or at least provide more reasoning/references on that aspect (e.g.,several specific protein hits belonging to that group have been shown to be endocytosed).

      Thank you very much for raising this point. We agree with the reviewer and deleted the description that these puncta are due to endocytosis in the manuscript.

      (4) For Figure 1D and S1C, the authors annotated some of the localization changes clearly, but some are confusing to me. For example," from bud tip/neck" to where? And from where to "Puncta/foci"? A clearer annotation might help the readers to understand the categorization.

      Thank you very much for the suggestion. These annotations were defined because it is difficult to conclusively describe the protein localization after SDS treatment. To convincingly identify the destination of the GFP fusion proteins, the dual color imaging of proteins with organelle markers or deep learning-based localization estimation is required. We feel that this might be out of the scope of this work. Therefore, as criteria, we used the localization of protein localization in normal/non-stressed conditions reported in (7) and the Saccharomyces Genome Database (SGD). We clarified this annotation definition in the manuscript (lines 413-436).

      (5) For localization in Figure 2C, as I understand, does it refer to6 the "before damage/normal" localization? If so, I think it would be helpful to state that these localizations are based on the untreated/normal conditions in the text.

      Yes, it refers to the “before damage/normal localization”. Following the reviewer’s suggestion, we stated that these localizations are based on these conditions in the manuscript (line 130).

      (6) The authors mentioned "four classes" in Line 120, but did not mention the "PM to cytoplasm" class in the text. It would be helpful to discuss/speculate why these transporters might contribute to PM damage repair.

      Thank you very much for this suggestion. We speculated that these transporters are endocytosed after PM damage because endocytosis of PM proteins contributes to cell adaptation to environmental stress (8). We mentioned it in the manuscript (lines 120-122).

      (7) Line 175-180 My understanding of the text is that the signals of Exo70-mNG/Dnf1mNG peak before the Ede1-mSc-I peaks. They occur simultaneously, but their dominating phase are different. It is clearer when looking at the data, but I think the conclusion sentences themselves are confusing to me. The authors might consider rewriting the sentences to make them more straightforward.

      Thank you very much for pointing this out. Following the reviewer’s suggestion, we revised the sentence (lines 177-182 in the manuscript).

      Reviewer #2 (Recommendations for the authors):

      It would be interesting to expand on the functional characterization of the 72 novel candidates and explore possible mechanisms for CME-mediated sorting and retargeting of TMD proteins by including a speculative model.

      Thank you very much for the comment. We agree that the further characterization of novel repair proteins and exploration of the possible mechanisms for CME-mediated TMD protein sorting and retargeting are truly important. This should be our important future direction.

      Reviewer #3 (Recommendations for the authors):

      The x-axis in Figure 1C is labeled 'Ratio' - what is this a ratio of?

      Thank you for raising this point. It is the ratio of the number of proteins associated with a GO term to the total number of proteins in the background. We clarified it in the legend of Figure 1C in the manuscript.

      References

      (1) K. Kono, A. Al-Zain, L. Schroeder, M. Nakanishi, A. E. Ikui, Plasma membrane/cell wall perturbation activates a novel cell cycle checkpoint during G1 in Saccharomyces cerevisiae. Proc Natl Acad Sci U S A 113, 6910-6915 (2016).

      (2) A. Das et al., Flippase-mediated phospholipid asymmetry promotes fast Cdc42 recycling in dynamic maintenance of cell polarity. Nat Cell Biol 14, 304-310 (2012).

      (3) M. Adnan et al., SNARE Protein Snc1 Is Essential for Vesicle Trafficking, Membrane Fusion and Protein Secretion in Fungi. Cells 12 (2023).

      (4) H.-U. Mösch, G. R. Fink, Dissection of Filamentous Growth by Transposon Mutagenesis in Saccharomyces cerevisiae. Genetics 145, 671-684 (1997).

      (5) K. Kono, Y. Saeki, S. Yoshida, K. Tanaka, D. Pellman, Proteasomal degradation resolves competition between cell polarization and cellular wound healing. Cell 150, 151-164 (2012).

      (6) A. Litsios et al., Proteome-scale movements and compartment connectivity during the eukaryotic cell cycle. Cell 187, 1490-1507.e1421 (2024).

      (7) W.-K. Huh et al., Global analysis of protein localization in budding yeast.Nature 425, 686-691 (2003).

      (8) T. López-Hernández, V. Haucke, T. Maritzen, Endocytosis in the adaptation to cellular stress. Cell Stress 4, 230-247 (2020).

    1. Reviewer #2 (Public review):

      Summary:

      Feng, Jing-Xin et al. studied the hemogenic capacity of the endothelial cells in the adult mouse bone marrow. Using Cdh5-CreERT2 in vivo inducible system, though rare, they characterized a subset of endothelial cells expressing hematopoietic markers that were transplantable. They suggested that the endothelial cells need the support of stromal cells to acquire blood-forming capacity ex vivo. These endothelial cells were transplantable and contributed to hematopoiesis with ca. 1% chimerism in a stress hematopoiesis condition (5-FU) and recruited to the peritoneal cavity upon Thioglycolate treatment. Ultimately, the authors detailed the blood lineage generation of the adult endothelial cells in a single cell fashion, suggesting a predominant HSPCs-independent blood formation by adult bone marrow endothelial cells, in addition to the discovery of Col1a2+ endothelial cells with blood-forming potential, corresponding to their high Runx1 expressing property.

      The conclusion regarding the characterization of hematopoietic-related endothelial cells in adult bone marrow is well supported by data. However, the paper would be more convincing, if the function of the endothelial cells were characterized more rigorously.

      (1) Ex vivo culture of CD45-VE-Cadherin+ZsGreen EC cells generated CD45+ZsGreen+ hematopoietic cells. However, given that FACS sorting can never achieve 100% purity, there is a concern that hematopoietic cells might arise from the ones that got contaminated into the culture at the time of sorting. The sorting purity and time course analysis of ex vivo culture should be shown to exclude the possibility.

      (2) Although it was mentioned in the text that the experimental mice survived up to 12 weeks after lethal irradiation and transplantation, the time-course kinetics of donor cell repopulation (>12 weeks) would add a precise and convincing evaluation. This would be absolutely needed as the chimerism kinetics can allow us to guess what repopulation they were (HSC versus progenitors). Moreover, data on either bone marrow chimerism assessing phenotypic LT-HSC and/or secondary transplantation would dramatically strengthen the manuscript.

      (3) The conclusion by the authors, which says "Adult EHT is independent of pre-existing hematopoietic cell progenitors", is not fully supported by the experimental evidence provided (Figure 4 and Figure S3). More recipients with ZsGreen+ LSK must be tested.

      Strengths:

      The authors used multiple methods to characterize the blood-forming capacity of the genetically - and phenotypically - defined endothelial cells from several reporter mouse systems. The polylox barcoding method to trace the adult bone marrow endothelial cell contribution to hematopoiesis is a strong insight to estimate the lineage contribution.

      Weaknesses:

      It is unclear what the biological significance of the blood cells de novo generated from the adult bone marrow endothelial cells is. Moreover, since the frequency is very rare (<1% bone marrow and peripheral blood CD45+), more data regarding its identity (function, morphology, and markers) are needed to clearly exclude the possibility of contamination/mosaicism of the reporter mice system used.

    2. Reviewer #1 (Public review):

      Summary:

      This manuscript by Feng et al. uses mouse models to study the embryonic origins of HSPCs. Using multiple types of genetic lineage tracing, the authors aimed to identify whether BM-resident endothelial cells retain hematopoietic capacity in adult organisms. Through an important mix of various labeling methodologies (and various controls), they reach the conclusion that BM endothelial cells contribute up to 3% of hematopoietic cells in young mice.

      Strengths:

      The major strength of the paper lies in the combination of various labeling strategies, including multiple Cdh5-CreER transgenic lines, different CreER lines (col1a2), and different reporters (ZsGreen, mTmG), including a barcoding-type reporter (PolyLox). This makes it highly unlikely that the results are driven by a rare artifact due to one random Cre line or one leaky reporter. The transplantation control (where the authors show no labeling of transplanted LSKs from the Cdh5 model) is also very supportive of their conclusions.

      Weaknesses:

      We believe that the work of ruling out alternative hypotheses, though initiated, was left incomplete. We specifically think that the authors need to properly consider whether there is specific, sparse labeling of HSPCs (in their native, non-transplant, model, in young animals). Polylox experiments, though an exciting addition, are also incomplete without additional controls. Some additional killer experiments are suggested.

    3. eLife Assessment

      The study proposed hemogenic endothelium in adult BM using lineage tracing. Though the study is potentially valuable, the data is incomplete due to the lack of control and insufficient analysis. There is potential for the study to be improved by further revision.

    1. eLife Assessment

      This important study demonstrates that paternal diet influences not only testicular morphology but also placental and fetal development, supporting a role for paternal contributions to offspring health. The authors combine transcriptomic and histological analyses across multiple tissues, and the evidence supporting the central conclusions is convincing. While aspects of the paternal gut phenotype remain largely descriptive, and the paternal and fetoplacental findings are discussed separately, clearer integration of these elements and additional methodological clarification would strengthen interpretation.

    2. Reviewer #1 (Public review):

      Summary:

      Morgan et al. studied how paternal dietary alteration influenced testicular phenotype, placental and fetal growth using a mouse model of paternal low protein diet (LPD) or Western Diet (WD) feeding, with or without supplementation of methyl-donors and carriers (MD). They found diet- and sex-specific effects of paternal diet alteration. All experimental diets decreased paternal body weight and the number of spermatogonial stem cells, while fertility was unaffected. WD males (irrespective of MD) showed signs of adiposity and metabolic dysfunction, abnormal seminiferous tubules, and dysregulation of testicular genes related to chromatin homeostasis. Conversely, LPD induced abnormalities in the early placental cone, fetal growth restriction, and placental insufficiency, which were partly ameliorated by MD. The paternal diets changed the placental transcriptome in a sex-specific manner and led to a loss of sexual dimorphism in the placental transcriptome. These data provide a novel insight into how paternal health can affect the outcome of pregnancies, which is often overlooked in prenatal care.

      Strengths:

      The authors have performed a well-designed study using commonly used mouse models of paternal underfeeding (low protein) and overfeeding (Western diet). They performed comprehensive phenotyping at multiple timepoints, including the fathers, the early placenta, and the late gestation feto-placental unit. The inclusion of both testicular and placental morphological and transcriptomic analysis is a powerful, non-biased tool for such exploratory observational studies. The authors describe changes in testicular gene expression revolving around histone (methylation) pathways that are linked to altered offspring development (H3.3 and H3K4), which is in line with hypothesised paternal contributions to offspring health. The authors report sex differences in control placentas that mimic those in humans, providing potential for translatability of the findings. The exploration of sexual dimorphism (often overlooked) and its absence in response to dietary modification is novel and contributes to the evidence-base for the inclusion of both sexes in developmental studies.

      Weaknesses:

      The data are overall consistent with the conclusions of the authors. The paternal and pregnancy data are discussed separately, instead of linking the paternal phenotype to offspring outcomes. Some clarifications regarding the methods and the model would improve the interpretation of the findings.

      (1) The authors insufficiently discuss their rationale for studying methyl-donors and carriers as micronutrient supplementation in their mouse model. The impact of the findings would be better disseminated if their role were explained in more detail.

      (2) It is unclear from the methods exactly how long the male mice were kept on their respective diets at the time of mating and culling. Male mice were kept on the diet between 8 and 24 weeks before mating, which is a large window in which the males undergo a considerable change in body weight (Figure 1A). If males were mated at 8 weeks but phenotyped at 24 weeks, or if there were differences between groups, this complicates the interpretation of the findings and the extrapolation of the paternal phenotype to changes seen in the fetoplacental unit. The same applies to paternal age, which is an important known factor affecting male fertility and offspring outcomes.

      (3) The male mice exhibited lower body weights when fed experimental diets compared to the control diet, even when placed on the hypercaloric Western Diet. As paternal body weight is an important contributor to offspring health, this is an important confounder that needs to be addressed. This may also have translational implications; in humans, consumption of a Western-style diet is often associated with weight gain. The cause of the weight discrepancy is also unaddressed. It is mentioned that the isocaloric LPD was fed ad libitum, while it is unclear whether the WD was also fed ad libitum, or whether males under- or over-ate on each experimental diet.

      (4) The description and presentation of certain statistical analyses could be improved.

      (i) It is unclear what statistical analysis has been performed on the time-course data in Figure 1A (if any). If one-way ANOVA was performed at each timepoint (as the methods and legend suggest), this is an inaccurate method to analyse time-course data.

      (ii) It is unclear what methods were used to test the relative abundance of microbiome species at the family level (Figure 2L), whether correction was applied for multiple testing, and what the stars represent in the figure. 3) Mentioning whether siblings were used in any analyses would improve transparency, and if so, whether statistical correction needed to be applied to control for confounding by the father.

    3. Reviewer #2 (Public review):

      Summary:

      The authors investigated the effects of a low-protein diet (LPD) and a high sugar- and fat-rich diet (Western diet, WD) on paternal metabolic and reproductive parameters and feto-placental development and gene expression. They did not observe significant effects on fertility; however, they reported gut microbiota dysbiosis, alterations in testicular morphology, and severe detrimental effects on spermatogenesis. In addition, they examined whether the adverse effects of these diets could be prevented by supplementation with methyl donors. Although LPD and WD showed limited negative effects on paternal reproductive health (with no impairment of reproductive success), the consequences on fetal and placental development were evident and, as reported in many previous studies, were sex-dependent.

      Strengths:

      This study is of high quality and addresses a research question of great global relevance, particularly in light of the growing concern regarding the exponential increase in metabolic disorders, such as obesity and diabetes, worldwide. The work highlights the importance of a balanced paternal diet in regulating the expression of metabolic genes in the offspring at both fetal and placental levels. The identification of genes involved in metabolic pathways that may influence offspring health after birth is highly valuable, strengthening the manuscript and emphasizing the need to further investigate long-term outcomes in adult offspring.

      The histological analyses performed on paternal testes clearly demonstrate diet-induced damage. Moreover, although placental morphometric analyses and detailed histological assessments of the different placental zones did not reveal significant differences between groups, their inclusion is important. These results indicate that even in the absence of overt placental phenotypic changes, placental function may still be altered, with potential consequences for fetal programming.

      Weaknesses:

      Overall, this manuscript presents a rich and comprehensive dataset; however, this has resulted in the analysis of paternal gut dysbiosis remaining largely descriptive. While still valuable, this raises questions regarding why supplementation with methyl donors was unable to restore gut microbial balance in animals receiving the modified diets.

    4. Author response:

      Public Reviews: 

      Reviewer #1 (Public review):

      Summary:

      Morgan et al. studied how paternal dietary alteration influenced testicular phenotype, placental and fetal growth using a mouse model of paternal low protein diet (LPD) or Western Diet (WD) feeding, with or without supplementation of methyl-donors and carriers (MD). They found diet- and sex-specific effects of paternal diet alteration. All experimental diets decreased paternal body weight and the number of spermatogonial stem cells, while fertility was unaffected. WD males (irrespective of MD) showed signs of adiposity and metabolic dysfunction, abnormal seminiferous tubules, and dysregulation of testicular genes related to chromatin homeostasis. Conversely, LPD induced abnormalities in the early placental cone, fetal growth restriction, and placental insufficiency, which were partly ameliorated by MD. The paternal diets changed the placental transcriptome in a sex-specific manner and led to a loss of sexual dimorphism in the placental transcriptome. These data provide a novel insight into how paternal health can affect the outcome of pregnancies, which is often overlooked in prenatal care.

      Strengths:

      The authors have performed a well-designed study using commonly used mouse models of paternal underfeeding (low protein) and overfeeding (Western diet). They performed comprehensive phenotyping at multiple timepoints, including the fathers, the early placenta, and the late gestation feto-placental unit. The inclusion of both testicular and placental morphological and transcriptomic analysis is a powerful, non-biased tool for such exploratory observational studies. The authors describe changes in testicular gene expression revolving around histone (methylation) pathways that are linked to altered offspring development (H3.3 and H3K4), which is in line with hypothesised paternal contributions to offspring health. The authors report sex differences in control placentas that mimic those in humans, providing potential for translatability of the findings. The exploration of sexual dimorphism (often overlooked) and its absence in response to dietary modification is novel and contributes to the evidence-base for the inclusion of both sexes in developmental studies.

      Weaknesses:

      The data are overall consistent with the conclusions of the authors. The paternal and pregnancy data are discussed separately, instead of linking the paternal phenotype to offspring outcomes. Some clarifications regarding the methods and the model would improve the interpretation of the findings.

      (1) The authors insufficiently discuss their rationale for studying methyl-donors and carriers as micronutrient supplementation in their mouse model. The impact of the findings would be better disseminated if their role were explained in more detail.

      We acknowledge the Reviewer’s comments regarding the amount of detail in support of the inclusion of methyl carriers and donors within our diet. Therefore, we will revise the manuscript to include more justification, especially within the Introduction section, for their inclusion.

      (2) It is unclear from the methods exactly how long the male mice were kept on their respective diets at the time of mating and culling. Male mice were kept on the diet between 8 and 24 weeks before mating, which is a large window in which the males undergo a considerable change in body weight (Figure 1A). If males were mated at 8 weeks but phenotyped at 24 weeks, or if there were differences between groups, this complicates the interpretation of the findings and the extrapolation of the paternal phenotype to changes seen in the fetoplacental unit. The same applies to paternal age, which is an important known factor affecting male fertility and offspring outcomes.

      We thank the Reviewer for their comments regarding the ages of the males analysed. We will provide more detailed descriptions of the males in our manuscript. However, all male ages were balanced across all groups.

      (3) The male mice exhibited lower body weights when fed experimental diets compared to the control diet, even when placed on the hypercaloric Western Diet. As paternal body weight is an important contributor to offspring health, this is an important confounder that needs to be addressed. This may also have translational implications; in humans, consumption of a Western-style diet is often associated with weight gain. The cause of the weight discrepancy is also unaddressed. It is mentioned that the isocaloric LPD was fed ad libitum, while it is unclear whether the WD was also fed ad libitum, or whether males under- or over-ate on each experimental diet.

      We agree with the Reviewer that the general trend towards a lighter body weight for our experimental animals is unexpected. We can confirm that all diets were fed ad libitum. However, as males were group housed, we were unable to measure food consumption for individual males. We also observed that for males fed the high fat diets, they often shredded significant quantities of their diet, rather than eating it, so preventing accurate measurement of food intake.

      We also agree with the Reviewer that body weight can be a significant confounder for many paternal and offspring parameters. However, while the experimental males did become lighter, there were no statistical differences between groups in mean body weight. As such, body weight was not included as a variable within our statistical analysis.

      (4) The description and presentation of certain statistical analyses could be improved.

      (i) It is unclear what statistical analysis has been performed on the time-course data in Figure 1A (if any). If one-way ANOVA was performed at each timepoint (as the methods and legend suggest), this is an inaccurate method to analyse time-course data.

      (ii) It is unclear what methods were used to test the relative abundance of microbiome species at the family level (Figure 2L), whether correction was applied for multiple testing, and what the stars represent in the figure. 3) Mentioning whether siblings were used in any analyses would improve transparency, and if so, whether statistical correction needed to be applied to control for confounding by the father.

      We apologize for the lack of clarity regarding the statistical analyses. Going forward, we will revise the manuscript and include a more detailed description of the different analyses, the inclusion of siblings, and the correction for multiple testing.

      Reviewer #2 (Public review):

      Summary:

      The authors investigated the effects of a low-protein diet (LPD) and a high sugar- and fat-rich diet (Western diet, WD) on paternal metabolic and reproductive parameters and fetoplacental development and gene expression. They did not observe significant effects on fertility; however, they reported gut microbiota dysbiosis, alterations in testicular morphology, and severe detrimental effects on spermatogenesis. In addition, they examined whether the adverse effects of these diets could be prevented by supplementation with methyl donors. Although LPD and WD showed limited negative effects on paternal reproductive health (with no impairment of reproductive success), the consequences on fetal and placental development were evident and, as reported in many previous studies, were sex-dependent.

      Strengths:

      This study is of high quality and addresses a research question of great global relevance, particularly in light of the growing concern regarding the exponential increase in metabolic disorders, such as obesity and diabetes, worldwide. The work highlights the importance of a balanced paternal diet in regulating the expression of metabolic genes in the offspring at both fetal and placental levels. The identification of genes involved in metabolic pathways that may influence offspring health after birth is highly valuable, strengthening the manuscript and emphasizing the need to further investigate long-term outcomes in adult offspring.

      The histological analyses performed on paternal testes clearly demonstrate diet-induced damage. Moreover, although placental morphometric analyses and detailed histological assessments of the different placental zones did not reveal significant differences between groups, their inclusion is important. These results indicate that even in the absence of overt placental phenotypic changes, placental function may still be altered, with potential consequences for fetal programming.

      Weaknesses:

      Overall, this manuscript presents a rich and comprehensive dataset; however, this has resulted in the analysis of paternal gut dysbiosis remaining largely descriptive. While still valuable, this raises questions regarding why supplementation with methyl donors was unable to restore gut microbial balance in animals receiving the modified diets.

      We thank the Reviewer for their considered thoughts on the gut dysbiosis induced in our models the minimal impact of the methyl donors and carriers. We will include additional text within the Discussion to acknowledge this. However, at this point in time, we are unsure as to why the methyl donors had minimal impact. It could be that the macronutrients (i.e. protein, fat, carbohydrates) have more of an influence on gut bacterial profiles than micronutrients. Alternatively, due to the prolonged nature of our feeding regimens, any initial influences of the methyl donors may become diluted out over time. We will amend the text to reflect these potential factors.

    1. eLife Assessment

      This valuable paper describes the regulation of the association of meiotic chromosome axis proteins on chromosome ends with sub-telomeric elements in budding yeast. The genome-wide analyses of binding of chromosome components as well as chromatin regulators, complemented with the mapping of meiotic DNA double-strand breaks on chromosome ends, provided incomplete evidence to support the authors' conclusion. The results in the paper are of interest to researchers in meiotic recombination and the structure of genomes and chromosomes.

    2. Reviewer #1 (Public review):

      Meiotic recombination at chromosome ends can be deleterious, and its initiation-the programmed formation of DSBs-has long been known to be suppressed. However, the underlying mechanisms of this suppression remained unclear. A bottleneck has been the repetitive sequences embedded within chromosome ends, which make them challenging to analyze using genomic approaches. The authors addressed this issue by developing a new computational pipeline that reliably maps ChIP-seq reads and other genomic data, enabling exploration of previously inaccessible yet biologically important regions of the genome.

      In budding yeast, chromosome ends (~20 kb) show depletion of axis proteins (Red1 and Hop1) important for recruiting DSB-forming proteins. Using their newly developed pipeline, the authors reanalyzed previously published datasets and data generated in this study, revealing heretofore unseen details at chromosome ends. While axis proteins are depleted at chromosome ends, the meiotic cohesin component Rec8 is not. Y' elements play a crucial role in this suppression. The suppression does not depend on the physical chromosome ends but on cis-acting elements. Dot1 suppresses Red1 recruitment at chromosome ends but promotes it in interior regions. Sir complex renders subtelomeric chromatin inaccessible to the DSB-forming machinery.

      The high-quality data and extensive analyses provide important insights into the mechanisms that suppress meiotic DSB formation at chromosome ends. To fully realise this value, several aspects of data presentation and interpretation should be clarified to ensure that the conclusions are stated with appropriate precision and that remaining future issues are clearly articulated.

      (1) To assess the chromosome fusion effects on overall subtelomeric suppression, authors should guide how to look at the data presented in Figure 2b-c. Based on the authors' definition of the terminal 20 kb as the suppressed region, SK1 chrIV-R and S288c chrI-L would be affected by the chromosome fusion, if any. In addition, I find it somewhat challenging to draw clear conclusions from inspecting profiles to compare subtelomeric and internal regions. Perhaps, applying a quantitative approach - such as a bootstrap-based analysis similar to those presented earlier-would be easier to interpret.

      (2) The relationship between coding density and Red1 signal needs clarification. An important conclusion from Figure 3 is that the subtelomeric depletion of Red1 primarily reflects suppression of the Rec8-dependent recruitment pathway, whereas Rec8-independent recruitment appears similar between ends and internal regions. Based on the authors' previous papers (referencess 13, 16), I thought coding (or nucleosome) density primarily influences the Rec8-independent pathway. However, the correlations presented in Figure 2d-e (also implied in Figure 3a) appear opposite to my expectation. Specifically, differences in axis protein binding between chromosome ends and internal regions (or within chromosome ends), where the Rec8-dependent pathway dominates, correlate with coding density. In contrast, no such correlation is evident in rec8Δ cells, where only the Rec8-independent pathway is active and end-specific depletion is absent. One possibility is that masking coding regions within Y' elements influences the correlation analysis. Additional analysis and a clearer explanation would be highly appreciated.

      (3) The Dot1-Sir3 section staring from L266 should be clarified. I found this section particularly difficult to follow. It begins by stating that dot1∆ leads to Sir complex spreading, but then moves directly to an analysis of Red1 ChIP in sir3∆ without clearly articulating the underlying hypothesis. I wonder if this analysis is intended to explain the differences observed between dot1∆ and H3K79R mutants in the previous section. I also did not get the concluding statement - Dot1 counteracts Sir3 activity. As sir3Δ alone does not affect subtelomeric suppression, it is unclear what Dot1 counteracts. Perhaps, explicitly stating the authors' working model at the outset of this section would greatly clarify the rationale, results, and conclusions.

    3. Reviewer #2 (Public review):

      Summary:

      In this manuscript, Raghavan and his colleagues sought to identify cis-acting elements and/or protein factors that limit meiotic crossover at chromosome ends. This is important for avoiding chromosome rearrangements and preventing chromosome missegregation.

      By reanalyzing published ChIP datasets, the researchers identified a correlation between low levels of protein axis binding - which are known to modulate homologous recombination - and the presence of cis-acting elements such as the subtelomeric element Y' and low gene density. Genetic analyses coupled with ChIP experiments revealed that the differential binding of the Red1 protein in subtelomeric regions requires the methyltransferase Dot1. Interestingly, Red1 depletion in subtelomeric regions does not impact DSB formation. Another surprising finding is that deleting DOT1 has no effect on Red1 loading in the absence of the silencing factor Sir3. Unlike Dot1, Sir3 directly impacts DSB formation, probably by limiting promoter access to Spo11. However, this explains only a small part of the low levels of DSBs forming in subtelomeric regions.

      Strengths:

      (1) This work provides intriguing observations, such as the impact of Dot1 and Sir3 on Red1 loading and the uncoupling of Red1 loading and DSB induction in subtelomeric regions.

      (2) The separation of axis protein deposition and DSB induction observed in the absence of Dot1 is interesting because it rules out the possibility that the binding pattern of these proteins is sufficient to explain the low level of DSB in subtelomeric regions.

      (3) The demonstration that Sir3 suppresses the induction of DSBs by limiting the openness of promoters in subtelomeric regions is convincing.

      Weaknesses:

      (1) The impact of the cis-encoded signal is not demonstrated. Y' containing subtelomeres behave differently from X-only, but this is only correlative. No compelling manipulation has been performed to test the impact of these elements on protein axis recruitment or DSB formation.

      (2) The mechanism by which Dot1 and Sir3 impact Red1 loading is missing.

      (3) Sir3's impact on DSB induction is compelling, yet it only accounts for a small proportion of DSB depletion in subtelomeric regions. Thus, the main mechanisms suppressing crossover close to the ends of chromosomes remain to be deciphered.

    4. Reviewer #3 (Public review):

      Summary:

      The paper by Raghavan et. al. describes pathways that suppress the formation of meiotic DNA double-strand breaks (DSBs) for interhomolog recombination at the end of chromosomes. Previously, the authors' group showed that meiotic DSB formation is suppressed in a ~20kb region of the telomeres in S. cerevisiae by suppressing the binding of meiosis-specific axis proteins such as Red1 and Hop1. In this study, by precise genome-wide analysis of binding sites of axis proteins, the authors showed that the binding of Red1 and Hop1 to sub-telomeric regions with X and Y' elements is dependent on Rec8 (cohesin) and/or Hop1's chromatin-binding region (CBR). Furthermore, Dot1 functions in a histone H3K79 trimethylation-independent manner, and the silencing proteins Sir2/3 also regulate the binding of Red1 and Hop1 and also the distribution of DSBs in sub-telomeres.

      Strengths:

      The experiments were conducted with high quality and included nice bioinformatic analyses, and the results were mostly convincing. The text is easy to read.

      Weaknesses:

      The paper did not provide any new mechanistic insights into how DSB formation is suppressed at sub-telomeres.

    1. eLife Assessment

      This important study reveals intriguing connections between chromosome breakage and DNA elimination during programmed genome rearrangement in the ciliate Tetrahymena thermophila. By developing a novel FISH approach that distinguishes germline and somatic telomeres, the authors provide compelling evidence that chromosome breakage removes germline telomeres along with hundreds of kilobases of germline-limited sequences. By disrupting a single chromosome breakage site, they further showed that DNA elimination was globally affected, which opens up a new direction for mechanistic studies. Thus, this work reveals additional similarity between the programmed DNA elimination in ciliates and nematodes that underlies the transition from germline to somatic telomeres.

    2. Reviewer #1 (Public review):

      Summary:

      In this study, Nagao and Mochizuki examine the fate of germline chromosome ends during somatic genome differentiation in the ciliate Tetrahymena thermophila. During sexual reproduction, a new somatic genome is created from a zygotic, germline-derived genome by extensive programmed DNA elimination events. It has been known for some time that the termini of the germline chromosomes are eliminated, but the exact process and kinetics of the elimination events have not been thoroughly investigated. The authors first use germline-specific telomere probes to show that the loss of these chromosome ends occurs with similar timing as other DNA elimination events. By comparative analysis of the assembled germline and somatic genomes, the authors find that the ends of each of the germline chromosomes are composed of a few hundred kilobases of micronuclear limited sequences (MLS) that are removed starting around 14 hours after the start of conjugation, which initiates sexual development. They then develop an in situ hybridization assay to track the fate of one end of chromosome 4 while simultaneously following the adjacent macronuclear destined sequence (MDS) retained in the new somatic genome. This allows the authors to more clearly show that these adjacent chromosomal segments are initially amplified in the developing genome before the terminal MLS is eliminated. Finally, they mutate the chromosome breakage sequence (CBS) that normally separates the MLS terminus from the adjacent MDS region, to show that strains that develop with only one mutant chromosome can produce viable sexual progeny, but it appears that both the MLS and the MDS from the mutant chromosome are lost. If both chromosome copies have the CBS mutation, the cells arrest during development and do not eliminate many germline-limited sequences and fail to produce viable progeny. Overall, this study provides many new insights into the fate of germline chromosome ends during somatic genome remodeling and suggests extensive coordination of different DNA elimination events in Tetrahymena.

      Strengths:

      Overall, the experiments were well executed with appropriate controls. The findings are generally robust. Importantly, the study provides several novel findings. First, the authors provide a fairly comprehensive characterization of the size of the MLS at the end of each germline chromosome. I'm not sure whether this has been published elsewhere. Second, the authors develop a novel method to study the fate of chromosome termini during development and use it to conclusively track the elimination of these termini. Third, the authors show that the elimination of these termini appears to occur concurrently with most other DNA elimination events during somatic genome differentiation. And fourth, the authors show that failure to separate these eliminated sequences from the normally retained chromosome alters the fate of these adjacent MDS and the loss of the cells' ability to produce viable progeny.

      Weaknesses:

      It appears the authors did extensive analysis of the MLS chromosome ends, but did not provide too much information related to their composition. If this has not been published elsewhere, it would be useful to describe the proportion of unique and repetitive sequences and provide more information about the general composition of the chromosome ends. Such information would help the reader understand the nature of these MLS and how they may or may not differ from other eliminated sequences. Although the development of the novel FISH probes for large chromosome ends allowed for these novel discoveries, the signal in several images was visible, but often quite faint. I'm not sure there is anything the authors could do to improve the signal-to-noise ratio, but one needs to stare at the images carefully to understand the findings. One main weakness in the opinion of this reviewer is that the authors did very little to understand why, when a terminal MLS and the adjacent MDS fail to get separated because of failure in chromosome breakage, both segments are eliminated. The authors propose that possibly essential genes in the MDS get silenced, and the resulting lack of gene expression is the issue, but this and other possibilities were not tested. The study would provide more mechanistic insight if they had tried to assess whether the MDS on the CBS mutant chromosome becomes enriched in silencing modifications (e.g., H3K9me3). Alternatively, the authors could have examined changes in gene expression for some of the loci on the neighbouring MDS. The other main weakness is that since the authors only mutated the end of one germline chromosome, it is not clear whether the elimination of the MDS adjacent to the terminal MLS on chromosome 4 when the CBS is mutated is a general phenomenon, i.e., would happen at all chromosome ends, or is unique to the situation at Chromosome 4R. Knowing whether it is a general phenomenon or not would provide important insight into the authors' findings.

    3. Reviewer #2 (Public review):

      Summary:

      Nagao and Mochizuki investigated how the germline (MIC) telomere was removed during programmed genome rearrangement in the developing somatic nucleus (MAC). Using an optimized oligo-FISH procedure, the authors demonstrated that MIC telomeres were co-eliminated with a large region of MIC-limited sequences (MLS) demarcated on the opposite side by a sub-telomeric chromosome breakage site (CBS). This conclusion was corroborated by the latest assembly of the Tetrahymena MIC genome. They further employed CRISPR-Cas9 mutagenesis to disrupt a specific sub-telomeric CBS (4R-CBS). In uniparental progeny (mutant X WT), DNA elimination of the sub-telomeric MLS was not affected, but the adjacent MAC-destined sequence (MDS) may be co-eliminated. However, in biparental progeny (mutant X mutant), global DNA elimination was arrested, revealing previously unrecognized connections between chromosome breakage and DNA elimination. It also paves the way for future studies into the underlying molecular mechanisms. The work is rigorous, well-controlled, and offers important insights into how eukaryotic genomes demarcate genic regions (retained DNA) and regions derived from transposable elements (TE; eliminated DNA) during differentiation. The identification of chromosome breakage sequences as barriers preventing the spread of silencing (and ultimately, DNA elimination) from TE-derived regions into functional somatic genes is a key conceptual contribution.

      Strengths:

      New method development: Oligo-FISH in Tetrahymena. This allows high-resolution visualization of critical genome rearrangement events during MIC-to-MAC differentiation. This method will be a very powerful tool in this area of study.

      Integration of cytological and genomic data. The conclusion is strongly supported by both analyses.

      Rigorous genetic analysis of the role played by 4R-CBS in separating the fate of sub-telomeric MLS (elimination) and MDS (retention). DNA elimination in ciliates has long been regarded as an extreme form of gene silencing. Now, chromosome breakage sequences can be viewed as an extreme form of gene insulators.

      Weaknesses:

      The finding of global disruption of DNA elimination in 4R-CBS mutant progeny is highly intriguing, but it's mostly presented as a hypothesis in the Discussion. The authors propose that the failure to separate MLS from MDS allows aberrant heterochromatin spreading from the former into the latter, potentially silencing genes required for DNA elimination itself. While supported by prior literature on heterochromatin feedback loops, the specific targets silenced are not identified. While results from ChIP-seq and small RNA-seq can greatly strengthen the paper, the reviewer understands that direct molecular characterization may be beyond the scope of the current work.

    4. Reviewer #3 (Public review):

      Programmed DNA elimination (PDE) is a process that removes a substantial amount of genomic DNA during development. While it contradicts the genome constancy rule, an increasing number of organisms have been found to undergo PDE, indicating its potential biological function. Single-cell ciliates have been used as a prominent model system for studying PDE, providing important mechanistic insights into this process. Many of those studies have focused on the excision of internally eliminated sequences (IES) and the subsequent repair using non-homologous end joining (NHEJ). These studies have led to the identification of small RNAs that mark retained or eliminated regions and the transposons that generate double-strand breaks.

      In this manuscript, Nagao and Mochizuki examined the other type of breaks in ciliates that were healed with telomere addition. They specifically focused on the sequences at the ends of the germline (MIC) chromosomes, which have received relatively less attention due to the technical challenges associated with the highly repetitive nature of the sequences. The authors used the Tetrahymena model and developed a set of new tools. They used a novel FISH strategy that enables the distinction between germline and somatic telomeres, as well as the retained and eliminated DNA near the chromosome ends. This allows them to track these sequences at the cellular level throughout the development process, where PDE occurs. They also analyzed the more comprehensive germline and somatic genomes and determined at the sequence level the loss of subtelomeric and telomere sequences at all chromosome ends. Their result is reminiscent of the PDE observed in nematodes, where all germline chromosome ends are removed and remodeled. Thus, the finding connects two independent PDE systems, a protozoan and a metazoan, and suggests the convergent evolution of chromosome end removal and remodeling in PDE.

      The majority of sites (8/10) at the junctions of retained and eliminated DNA at the chromosome ends contain a chromosome breakage sequence (CBS). The authors created a set of mutants that modify the CBS at the ends of chromosome 4R. CBS regions are challenging for CRISPR due to their AT-rich sequences, making the creation of the 4R-CBS mutants a significant breakthrough. They used the FISH assay to determine if PDE still occurs in these mutant strains with compromised CBS. Surprisingly, they found that instead of blocking PDE, its adjacent retained DNA is now eliminated, suggesting a co-elimination event when the breakage is impaired. Furthermore, in biparental mutant crosses, no PDE occurred, and no viable progeny were produced, indicating that the removal of chromosome ends is crucial for proper PDE and sexual progeny development. Overall, the work demonstrates a critical role for 4R-CBS in separating retained and eliminated DNA.

    1. eLife Assessment

      This important study presents new insights into the post-transcriptional mechanisms that govern cortical development. Through state-of-the-art methodology to track neuronal birth order, the data provide compelling evidence that Imp1 (Igf2bp1/Zbp1) orchestrates radial glia fate transitions and cortical neurogenesis. The findings establish a new framework for understanding how post-transcriptional mechanisms integrate with transcriptional and epigenetic regulatory layers to control cortical temporal patterning.

    2. Reviewer #1 (Public review):

      Summary:

      A hallmark of cortical development is the temporal progression of lineage programs in radial glia progenitors (RGs) that orderly generate a large set of glutamatergic projection neuron types, which are deployed to the cortex in a largely inside-out sequence. This process is thought to contribute to the formation of proper cortical circuitry, but the underlying cellular and molecular mechanisms remain poorly understood. To a large extent, this is due to technical limitations that can fate map RGs and their progeny with cell type resolution, and manipulate gene expression with proper cell and temporal resolution. Building on the TEMPO technique that Tsumin Lee group developed, here Azur et al show that the RNA binding protein Imp1 functions as a dosage- and stage-dependent post-transcriptional mechanism that orchestrates developmental stage transitions in radial glial progenitors, and controls neuronal fate decisions and spatial organization of neuronal and glial cell progeny. Their results suggest that while transcriptional regulators define available cellular states and gate major transitions, post-transcriptional mechanisms like Imp1 provide an additional layer of control by modulating stage-specific transcript stability. Imp1 thus acts as a temporal coordinator whose dosage and timing determine whether developmental transitions are temporarily delayed or blocked. These findings establish a new framework for understanding how post-transcriptional mechanisms integrate with transcriptional and epigenetic regulatory layers to control cortical temporal patterning.

      Strengths:

      The authors apply a novel genetic fate mapping and gene manipulation technology (TEMPO) with cellular resolution. This reveals a dosage- and stage-dependent post-transcriptional mechanism that orchestrates developmental stage transitions in radial glial progenitors, and controls neuronal fate decisions and spatial organization of neuronal and glial cell/astrocyte progeny.

      Weaknesses:

      The endogenous developmental expression pattern of Imp1 and TEMPO-mediated overexpression are not well described or characterized with cellular resolution (whether only in radial glial cells or also in post-mitotic neurons). Thus, the interpretations of the overexpression phenotypes are not always clear.

    3. Reviewer #2 (Public review):

      Summary:

      In this manuscript, Azur et al seek to determine the role of Imp1/Igf2bp1 in regulating the temporal generation of cortical neuron types. The authors showed that overexpression of Imp1 changes the laminar distribution of cortical neurons and suggest that Imp1 plays a temporal role in specifying cell fates.

      Strengths:

      The study uniquely used TEMPO to investigate the temporal effects of Imp1/Igf2bp1 in cortical development. The disrupted laminar distribution and delayed fate transition are interesting. The results are presented with proper quantification, they are generally well interpreted, and suggest important roles for Imp1.

      Weaknesses:

      (1) While the results suggest Imp1 is important in regulating cortical neurogenesis, it remains unclear when and where it is expressed to execute such temporal functions. For instance, where is Imp1 expressed in the developing brain? Is it specific to the radial glial cells or ubiquitous in progenitors and neurons? Does it show temporal expression in RGCs?

      (2) The advantage and interpretation of TEMPO need further clarification. TEMPO is an interesting method and appears useful in simultaneously labelling cells and controlling gene expression. Since the reporter, Cas9, and gRNA triggers are all driven by ubiquitous promoters and integrated into the genome using piggyBac, it appears logical that the color transition should happen in all cells over time. The color code appears to track the time when the plasmids got integrated instead of the birthday of neurons. Is this logically true? If the TEMPO system is introduced into postmitotic neurons and the CAG promoter is not silenced, would the tri-color transition happen?

      (3) The accumulation of neurons at the subplate region would benefit from showing larger views of the affected hemisphere. IUE is invasive. The glass pipette may consistently introduce focal damages and truncate RGCs. It is important to examine slices covering the whole IUE region.

    4. Reviewer #3 (Public review):

      Summary:

      The work by Azur and colleagues makes use of the TEMPO (Temporal Encoding and Manipulation in a Predefined Order) methodology to trace cortical neurogenesis in combination with overexpression of Imp1. Imp1 is a mammalian homologue of the Drosophila Imp, which has been shown to control temporal identity in a stem cell context. In their work, they show that overexpression of Imp1 in radial glia, which generate neurons and macroglia in a sequential manner during cortical development, leads to a disruption of faithful neuron/glia generation. They show that continuous overexpression leads to a distinct phenotypic outcome when compared to paradigms where Imp1 was specifically overexpressed in defined temporal windows, enabled by the unique TEMPO approach. Interestingly, the observed phenotype with 'ectopic' generation of mainly lower cortical layer neurons appears not to be due to migration deficits. Strikingly, the overexpression of Imp1 specifically at later stages also leads to ectopic glia-like foci throughout the developing cortical plate. Altogether, the new data provide new insights regarding the role of the post-transcriptional Imp1 regulator in controlling temporal fate in radial glia for the faithful generation of neurons and glia during cortical development.

      Strengths:

      The TEMPO approach provides excellent experimental access to probe Imp1 gene function at defined temporal windows. The data is very robust and convincing. The overexpression paradigm and its associated phenotypes match very well the expected outcome based on Imp1 loss-of-function. Overall, the study contributes significantly to our understanding of the molecular cues that are associated with the temporal progression of radial glia fate potential during cortical development.

      Weaknesses:

      The authors provide some experimental evidence, including live imaging, that deficits related to Imp1 overexpression and subsequent overabundance of lower-layer neurons, or accumulation at the subplate, appear to evolve independently of neuronal migration deficits. However, the analysis at the population level might not suffice to make the claim robust. To analyze neuronal migration in more depth, the authors could trace individual neurons and establish speed and directional parameters for comparison.

      In their analysis, the authors mainly rely on temporal parameters/criteria to associate the generation of certain neuron fates. While two markers were used to identify the neuronal fate, the variance seems quite high. The authors could consider utilizing an antibody against Satb2, which would provide additional data points that could help to establish statistical significance in some of the analyses.

      The analysis of glia was done at postnatal day 10, although gliogenesis and, in particular, astrocyte maturation last at least until postnatal day 28. The authors could consider extending their analysis to capture the full spectrum of their astrocyte phenotype.

    1. eLife Assessment

      This is a well-executed intrathecal MRI tracer study that provides valuable early in vivo evidence for CSF drainage into human skull bone marrow and explores clinically relevant associations using robust imaging methodology and regional analyses. However, the evidence supporting the interpretation of early (4 h) tracer signal as impaired clearance is incomplete, and appears difficult to reconcile with established CSF tracer kinetics. They also note that the reported links to sleep and cognitive performance are weakened by reliance on subjective, retrospective questionnaires rather than objective physiological measurements.

    2. Reviewer #1 (Public review):

      Summary:

      This manuscript examines the passage of an intrathecal CSF tracer into skull bone marrow, cortex, and venous compartments using serial MRI at multiple time points. The study builds on recent anatomical and imaging work suggesting direct communication between CSF spaces and bone marrow in the skull. It extends these observations to a larger, clinically heterogeneous human cohort. The imaging methodology is carefully executed, and the dataset is rich. The findings are potentially important for understanding CSF drainage pathways and their associations with inflammation, sleep quality, and cognition. However, key aspects of the interpretation - particularly regarding tracer kinetics and the definition of "clearance" - require clarification and, in my view, reconsideration.

      Strengths:

      (1) The study employs a well-established intrathecal contrast-enhanced MRI approach with multiple post-injection time points, enabling the assessment of regional tracer dynamics.

      (2) The analysis of skull bone marrow in distinct anatomical regions (near the superior sagittal sinus, lateral fissure, and cisterna magna) is novel and informative.

      (3) The cohort size is relatively large for an intrathecal tracer study in humans, and the authors make commendable efforts to relate imaging findings to clinical variables such as inflammation, sleep quality, and cognitive performance.

      (4) The manuscript is clearly written, the figures are informative, and the discussion is well grounded in recent anatomical and experimental literature on skull-meningeal connections.

      Weaknesses:

      The central interpretation that a higher percentage increase in skull bone marrow tracer signal at 4.5 hours reflects reduced clearance is not convincingly justified. Based on the existing CSF tracer literature, the 4-6 hour time window is generally considered an enrichment or inflow phase rather than a clearance phase. Later time points (15 and 39 hours) are more likely to reflect clearance or washout. An alternative interpretation - that a higher signal at 4.5 hours reflects more pronounced tracer entry - should be considered and discussed.

      Relatedly, the manuscript lacks a clear conceptual separation between tracer enrichment and clearance phases across time points. If 4.5 hours is intended to represent clearance, this assumption requires more vigorous justification and alignment with prior work.

      CSF passage via the nasal/olfactory pathway is insufficiently discussed. Previous human imaging studies have questioned the importance of peri-olfactory CSF clearance, yet the present findings suggest delayed enrichment in the nasal turbinates. This discrepancy should be explicitly addressed, including a discussion of potential methodological limitations (e.g., timing of acquisitions, ROI definition, or sensitivity to slow drainage pathways).

      More generally, given the descriptive nature of the study and the limited temporal sampling, some conclusions regarding directionality and efficiency of "drainage" may be overstated and would benefit from more cautious framing.

    3. Reviewer #2 (Public review):

      Summary

      Zhou et al. utilize longitudinal, intrathecal contrast-enhanced MRI to investigate a novel physiological pathway: the drainage of cerebrospinal fluid (CSF) into the human skull bone marrow. By mapping tracer enrichment across 87 patients at multiple time points, the authors identify regional variations in drainage speed and link these dynamics to systemic factors like aging, hypertension, and diabetes. Most notably, the study suggests that this drainage function serves as a significant mediator between sleep quality and cognitive performance.

      Strengths

      (1) The study provides a significant transition from murine models to human subjects, showing that CSF-to-marrow communication is a broader phenomenon in clinical cohorts.

      (2) The use of four imaging time points (0h to 39h) allows for a precise characterization of tracer kinetics, revealing that the parietal region near the superior sagittal sinus (SSS) is a rapid exit route.

      (3) The statistical finding that skull bone marrow drainage accounts for approximately 38% of the link between sleep and cognition provides a provocative new target for neurodegenerative research.

      Weaknesses

      (1) Figure 1: The figure relies on a single representative brain to illustrate a process that likely varies significantly across different skull anatomies and disease states. In the provided grayscale MRI scans, the tracer enrichment is essentially imperceptible to the naked eye. Without heatmaps or digital subtraction maps (Post-injection minus Baseline) for the entire cohort, it is difficult to substantiate the quantitative "percentage change" data visually.

      Reliance on a single, manually placed circular Region of Interest (ROI) is susceptible to sampling bias. A more robust approach would involve averaging multiple ROIs per region (multi-sampling) to ensure the signal is representative of the whole marrow compartment.

      (2) Methodological Rigor of Sleep Analysis: The study relies exclusively on the self-reported Pittsburgh Sleep Quality Index (PSQI), which is retrospective and highly prone to recall bias, particularly in a cohort with cognitive impairment. There is no objective verification of sleep (e.g., actigraphy or polysomnography). Since waste clearance is physiologically tied to specific stages, such as Slow-Wave Sleep, subjective scores cannot determine whether drainage is linked to sleep physiology or reflects a higher general disease burden. The MRI captures an acute state during hospitalization, whereas the sleep quality reported covers the month preceding admission. This mismatch complicates the claim that the current drainage function directly reflects historical sleep quality.

      Appraisal and Impact

      The authors demonstrate the feasibility of monitoring CSF-to-skull marrow drainage in humans. However, the strength of the associations with sleep and cognition is currently attenuated by a lack of visual "proof" in the raw data and a reliance on subjective behavioral metrics. If these technical gaps are explicitly addressed through the use of population heatmaps and more rigorous multi-ROI sampling, this work will significantly advance our understanding of the brain's waste-clearance systems and their role in systemic health.

    4. Reviewer #3 (Public review):

      Summary:

      In this study, the authors injected a contrast agent into patients and followed the induced signal change with MRI. Doing so, they observed cerebrospinal fluid (CSF) drainage whose magnitude and dynamics varied by anatomical location and scaled with a range of cognitive and socio-demographic metrics, including sleep scores and sex.

      Strengths:

      I would first like to stress that I am not a specialist in the topic of that paper; so my comments should be taken with a grain of salt, and feedback from the other reviewers should also be carefully considered.

      I found the text concise and the figures straightforward to understand. Although they are manually defined, the authors compared drainage across different anatomical locations, which is a positive feature. Albeit purely correlative, the attempt to connect these otherwise 'peripheral' measures to cognitive variables is quite interesting. I also particularly liked the last paragraph of the discussion, which listed the main limitations of the study.

      Weaknesses:

      In the paragraph starting at line 446, the authors interpret poor sleep quality as being a cause and a consequence of impaired CSF clearance, but their approach is purely correlational. In other words, a third variable could be driving both of these parameters (correct?), thereby explaining their correlation. Later, they also proposed that therapeutically altering CSF clearance could improve cognitive symptoms, but, again, if there's a hidden cause of the correlation, that does not seem like a valid possibility. I believe there were other instances of this sort of inferential problem in the Discussion. It seems essential, particularly in clinical research, to precisely identify what the available evidence supports (correlation) and what is speculation (causation).

      Assuming I did not miss it, the approach for testing and reporting correlations is not specified. In particular, the authors report correlation with CSF drainage and a variety of other metrics. But how many tests did the authors perform? They solely mention that they used the Benjamini-Hochberg method to correct for multiple comparisons. How were the decisions to test for this or that effect determined? Or did they test all the metrics they had? Also, that particular correction method is limited when statistics are negatively correlated. It would be helpful to validate findings with another approach.

      I assume many of the metrics the authors use are also correlated with one another. Is it possible that a single principal component is driving the different correlations they see? Performing dimensionality reduction across available metrics and relating the resulting principal components to CSF drainage would help clarify the forces at play here.

      In their interpretations, the authors claim that the CSF drainage they observe occurs through the bone marrow of the skull. How confident can we be in that claim? Is it that there are no other likely possibilities? It might be an unnecessary question, but given there seems to be no causal intervention (which is fine), and no consideration of alternatives, I am wondering whether this is because other possibilities are improbable or whether they were not adequately considered.