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  1. Jun 2024
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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      In this study by Shankar and colleagues, the authors aim to understand the structure and function of the enterovirus 2C protein, a putative viral helicase with AAA+ ATPase activity. Using poliovirus (as a model enterovirus) 2C, the author's propose the protein contains two amphipathic helices (AH1 and AH2) at the N-terminus that are divided by a conserved glycine. Using purified MBP-tagged 2C and N-terminal 2C truncations, their data suggests AH1 is primarily responsible for clustering at membranes, whilst AH2 is the main mediator of 2C oligmerisation and membrane binding. Furthermore, 2C was suggested to be able to recruit RNA to membranes, with a preference for dsRNA, and the author's data implies that the helicase activity of 2C is ATP-independent. Instead, the ATP activity appears to be required for 2C hexamer formation or chaperone activity. The manuscript is generally well written /presented and the author's present very interesting data which raises several questions, some of which require additional experimentation to help support the author's conclusions. Specific comments are as follows.

      Major Comments:

      1. The authors use four main constructs throughout the paper: full-length 2C, 2C with deletion of AH1 (ΔAH1), 2C with both AH1 and AH2 deleted (ΔMBP) and 2C with an extended N-terminal deletion. From this, the author's draw conclusions on the function of both AH1 and AH2. One of the author's main conclusions is that AH2 is the main mediator of 2C membrane association (e.g., in line 169). However, is it possible to conclude the relative importance of AH1 vs AH2 without testing a construct containing the deletion of AH2 only (ΔAH2)? This should be generated and used alongside this data to fully define the relative importance of AH1 and AH2 in these assay and remove the possibility that the deletion of AH1 changes the structure and/or function of AH2, which could also result in the observed differences.
      2. Previous structural predictions of 2C do not appear to have two separate AHs at the N-terminus. Are the AH1 and AH2 structures predicted to be formed in the context of the entire 2C protein, 2BC precursors and polyprotein? Are there structural approaches that could provide experimental evidence for two separate AH at the N-terminus?
      3. Why are the 2C dimers (lines 137-138) not apparent on the mass photometry data presented (figure 2)?
      4. It appeared that binding of ΔMBD-2C was better when POPS is in the membrane (line 174). What is the explanation for this and was this finding significant?
      5. From the author's data on lipid drop clustering they conclude ΔAH1 is more effective for clustering, however, the ΔAH1 construct produces pentamers not hexamers (from Figure 2). Is formation of hexamers related to or required for membrane clustering?
      6. The replicon data presented in Figure 7 should include a replication-defective control (e.g., polymerase mutant), in order to compare how defective in replication ΔAH1 and ΔMBP deletions are compared to a fully-defective construct. Likewise, deletion of ΔAH1 in this construct is likely to affect processing of the viral polyprotein where several previous studies with picornaviruses have demonstrated that the residues in the P2'-P4' positions can change cleavage efficiency (e.g., PMID: 2542331), or the structure of 2C, leading to the reduction of replication.
      7. How does the author's model of ATPase-independent helicase activity and an APT-dependent required RNA chaperone activity fit with 2 step model for RNA binding and ATPase activity suggested by Yeager et al (PMID: 36399514)? Optional major comments that would increase the significance of the work:
      8. The preference for dsRNA over ssRNA appears to be quite small (Figure 5d). In the context of a viral infection where ssRNA is likely to outnumber dsRNA at different times during infection is this preference physiologically relevant? In relation to this, what size stretch of dsRNA is required for preference, and could this correspond to cis-acting RNA structural elements, dsRNA as it escapes 3D polymerase or as part of the RF and RI forms (PMID: 9343205)? What is the proposed mechanism of how dsRNA outcompetes membrane tethering of 2C? OPTIONAL
      9. The author's study has been conducted in the absence of other viral non-structural proteins. What is the physiological importance of the observations, such as membrane interaction/clustering or RNA binding when presented in the context of the other replication machinery. OPTIONAL
      10. Do 2C monomers, dimers and hexamers have different functions in viral replication perhaps at different stages of replication and which of these forms are relevant during viral infection or can they all be detected during infection? Can any suggested separate functional arrangements be separated by genetic complementation experiments? OPTIONAL

      Minor comments:

      1. The author's appear to interchange between naming/nomenclature of the constructs which makes it confusing to follow (for example, ΔMBD is the same as 2C(41-329) likewise, 2C(Δ115) is sometimes called 2C(116-329)). It would be much easier to follow if the naming of constructs was consistent throughout (unless I am misunderstanding some subtlety in the difference between such constructs).
      2. The author's suggest a pentamer arrangement for the ΔAH1 construct, however in the mass photometry data (figure 2D), a hexamer is indicated with the arrow. It would be helpful to change the label to indicate the size of the pentamer where this is being generated, not the hexamer.
      3. In most figures, data for full-length 2C, ΔAH1 and ΔMBP is shown. However data for ΔMBP is missing in Figure 4. Using ΔMBP may demonstrate even lower clustering, hinting that AH2 is also involved in this process.
      4. I think it would be better for normalise the data in the flotation experiments such that the percentage of 2C in the upper faction is presented as relative to the amount of lipid in the upper fraction (presented in Figure S4).
      5. At several places (e.g., lines 232 and 272) the author's refer to "realistic systems". I think the term "physiologically relevant" might be more appropriate.
      6. Line 237: I think "y" is a typo and should read "by".

      Significance

      I have limited expertise with structural biology but specialise my research on positive-sense RNA virus replication, structure and function. This research is of interest to a broad audience of researchers investigating many positive-sense RNA viruses, which extends beyond the viral family studied here. The work utilises novel techniques to begin to understand the specific roles of 2C in poliovirus replication. The author's data add important incremental new insight into recent studies on viral helicase proteins as referenced in the study, however, a key limitation is understanding the importance/relevance of their observations during a viral infection.

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      Reply to the reviewers


      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      This manuscript provides a detailed analysis of RNA and protein dynamics during transmission of the rodent malaria model P. yoelii from the mouse host to an in vitro ookinete culture setting (mimicking the mosquito midgut environment). This group and others have shown experimentally that a substantial number of mRNAs is stored in the female Plasmodium gametocyte, ready to be translated following initiation of ookinete development. The process is akin to maternal deposition of mRNA in oocytes of metazoans. With this manuscript the authors provide a significant contribution to the field of translational control in Plasmodium parasites as they explore the translational activation during the early hours of zygote-to-ookinete development. The paper presents RNAseq and mass-spec analyses of female gametocytes and for the first time for 6-hour zygotes (ie a fertilized female gamete); the zygote datasets are much improved and more comprehensive than the only other performed in 2008 in P. gallinaceum. Using comparative analyses of transcriptome and proteome data (including published datasets) the authors arrive at a list of 198 transcripts that are translationally repressed in the gametocyte and translated within 6 hours of fertilization in the zygote. Many of these mRNAs are known to be involved in zygote to ookinete transformation. BioID is finally used to explore changes in mRNP protein composition between the female gametocyte and the zygote.

      The paper is generally well written. The authors present a lot of data (also in comparison with published data). Sometimes perhaps the main message could be simplified / streamlined in section titles (Quantitative Proteomics by DIA-MS is not very informative. The outcome of the analysis would be more telling).

      Response: We have revised section headers to clarify the content.

      A considerable proportion of the DIA mass-spec proteomics results section is very technical. The paper describes a biological phenomenon rather than a technical mass-spec advance. Can these technical details be moved to the methods section?

      Response: As this is one of the first published instances of using DIA-MS to Plasmodium, we want to keep this information in the main text to help our community adopt these approaches. While these details are highly technical, they are also some of the major advances of this project.

      On the other hand, a bit more detail could be provided in the main text. For example, the age of the zygotes is never mentioned. This is important, please add this. The main manuscript text has 16 mentions of the word "many". As the authors are in possession of the data, please provide, if missing, (in parenthesis) the absolute numbers, maybe in an "x out y" format. Please clearly state the number of biological and/or technical replicates used for transcriptome and proteome analyses in the main text, figures and/or figure legends. How many protein coding genes are encoded in the P. yoelii genome?

      Response: Several of these requested details are noted in the materials and methods. We have added this information to the main manuscript now as well. We have also revised the manuscript to replace some instances of “many” with specific numbers unless it adversely impacted the flow of the sentence to do so.

      The authors claim that only zygotes (fertilized females) have surface-exposed Pys25 (a surface protein they use to affinity-purify zygotes) but not gametocytes. I could not find the experimental data for this in the paper. The cited reference #22 also does not appear to show this. In Figure 2C Pys25 is shown to be translated in gametocytes. In this context it may be important to note that in the related P. berghei the related protein P28 is expressed even in the absence of fertilization (Billker 2004; DOI: 10.1016/s0092-8674(04)00449-0). It may not be relevant whether translation requires fertilization, but the authors claim it affects trafficking of the Pys25 protein to the surface, so it needs to be shown. A reference to an infertile P. yoelii line would be great.

      Response: We have corrected the reference supporting the surface exposure of p25 on zygotes. The observation by Billker and colleagues about Pbs28 is also of interest, but outside of the scope of this study as we did not investigate the fertilization event itself here.

      It is highly commendable that all data is provided throughout the manuscript. For readability, may I suggest that the authors add labels to individual sheets within an excel file from A to Z, and do so also within the manuscript. That would really help; the most relevant data sets could then be identified quickly. For example, line 184 refers to 276 zygote proteins in which sheet of which table?

      Response: While this labeling system would also be effective, we have provided a README tab for our files that quickly directs the reader to the relevant tab (as we do for our previous publications).

      Section 176 onwards: here the authors combine P. falciparum and P. yoelii proteomics data. Please explain why you excluded any of the available P. berghei proteome data such as the male and female gametocyte proteome? The same question applies to 294 onwards.

      Response*: We compared our datasets with those of Lasonder et al. NAR 2016 because that study was also focused on translational repression of mRNAs and provided both RNA-seq and proteomic datasets of female gametocytes (although not of zygotes). *

      The comparative transcriptome-proteome analysis arrives at 198 translationally repressed mRNAs. Could the authors provide one or two alternatives using less stringent parameters? The list in P. falciparum and P. berghei is considerably larger (500+ and 700+).

      Response: We could have reduced the stringency of our thresholds to arrive at a far larger number, but prefer to retain higher confidence in those we are scoring as translationally repressed and then released for translation. We provide all of the pertinent data in the supplemental files if readers would like to adjust these thresholds to see which additional mRNAs may also be regulated.

      The turboID data is informative but somewhat speculative in regard to spatial rearrangements within these mRNPs. Figure 6 presents the RNA helicase to bind the 5' end of mRNAs that are associated with polyribosomes and I assume being translated. Is this association realistic? The RNA helicase DOZI homolog of yeast (Dhh1) is also involved in decapping. Response: We provide Figure 6 as our working model of how the reorganization of the DOZI/CITH/ALBA complex could occur based on available data from this study and others. Future studies are warranted to determine if DOZI remains associated with monosomes vs. polysomes, but current data indicate that DOZI can bind to eIF4E when translational repression is not imposed.

      Specific comments:

      title Is global the appropriate word? Some transcripts appear to be translated later.

      Response: We believe it does apply appropriately to these data.

      Line 30/32 Please re-phrase the sentence. There is: Cell Host Microbe 2012 Jul 19;12(1):9-19. doi: 10.1016/j.chom.2012.05.014.

      Response: We conclude that the sentence is correct as written, even in considering Sebastian et al. Cell Host & Microbe 2012.

      30 Perhaps add ookinete that establishes infection rather than the zygote. For a general readership, a brief description of the sexual life cycle might be useful

      Response: It is not possible to get into these nuances in the Abstract. This information is covered in the main text and the works that are cited.

      32 DOZI/CITH/ALBA complex would require some explanation for a more general reader

      Response: It is not possible to get into these nuances in the Abstract. This information is covered in the main text and the works that are cited.

      36-37 I believe zygotes were collected 6 hours after fertilization. Does that qualify as soon after fertilization? Motile ookinetes are generated within 20 hours and motility can be seen before that.

      Response: Yes, we think this qualifies as the process is not synchronous, but relies on when male gametes encounter and fuse with female gametes.

      37 Essential functions for what?

      Response: It is not possible to get into these nuances in the Abstract. This information is covered in the main text and the works that are cited.

      39 Is the spatial arrangement of this mRNP known?

      Response*: Some interactions of members of this complex were known (DOZI with eIF4E, ALBA4 with PABP1), but not the overall spatial arrangement. These findings are novel to this study. *

      40 Can you briefly allude to the "recent, paradigm-shifting models of translational control"

      Response: It is not possible to get into these nuances in the Abstract. This information is covered in the main text and the works that are cited.

      44 Products = mRNA

      Response: We have stated it as products because the maternal cell provides more than just mRNAs that are essential to further development post-fertilization.

      45 Oocyte in metazoans ?

      Response: Yes, this is the correct term. The context here is in higher eukaryotes.

      60/62 Please re-phrase the sentence. There is: Cell Host Microbe 2012 Jul 19;12(1):9-19. doi: 10.1016/j.chom.2012.05.014.

      Response: We conclude that the sentence is correct as written, even in considering Sebastian et al. Cell Host & Microbe 2012.

      81 PbDozi Plasmodium berghei DOZI

      Response: We have added this clarifying text here as suggested.

      84/85 Please rephrase and cite Nucleic Acids Res. 2008 Mar;36(4):1176-86. doi: 10.1093/nar/gkm1142. Epub 2007 Dec 23. and Cell Host Microbe 2012 Jul 19;12(1):9-19. doi: 10.1016/j.chom.2012.05.014.

      Response: As noted above for other comments, we hold that the current phrasing is accurate even when considering these important publications.

      88 Please define the timepoints throughout this manuscript. What age are the zygotes? How many hours post-induction? Please define the time for ookinete development somewhere in the introduction

      Response: The timepoint used for zygote collection is now included in the main text in addition to its previous inclusion in the Materials and Methods section. As we have not studied the ookinete stage here, we have opted to keep the introduction focused on the key details for this study.

      104 Please add the age (in hours) of these zygotes from the time of starting the in vitro cultures. From the methods section it looks like 6 hours.

      Response: The timepoint used for zygote collection is now included in the main text in addition to its previous inclusion in the Materials and Methods section.

      103/105 I can find no evidence for P25 (Pys25) expression relying on fertilization in the cited paper (22). The SOM has no reference to Pys25 either. Please show data or reference published data that there is no translation and trafficking of Pys25 in unfertilized female gametes, ie those that are placed in ookinete medium. In this respect it may be important to note that unfertilized Plasmodium berghei females placed in ookinete medium translate P28, the P25 paralog (https://www.sciencedirect.com/science/article/pii/S0092867404004490?via%3Dihub)

      Response: We have corrected the reference supporting the surface exposure of p25 on zygotes. The observation by Billker and colleagues about Pbs28 is also of interest, but outside of the scope of this study as we did not investigate the fertilization event itself here.

      104 What cell line was used for the zygotes?

      Response*: The PyApiAP2-O::GFP transgenic parasite line was used here. These details are included in the manuscript and supporting information. *

      114 The number of transcripts detected in gametocytes is quite small compared to the twice as large proteomics dataset. See for example also Lasonder 2016 for P. falciparum detected transcripts: 4477 different sense transcripts were identified, 98% of which were shared between MG and FG.

      Response: Yes, the number of mRNAs or proteins scored as detected differs based on thresholds applied. We prefer to err on the side of higher stringency as noted above.

      117 Does the 194 up-in-gametocytes dataset include the 81 not found in zygotes?

      Response: No, these 194 are detected in both datasets, but are more abundant in gametocytes than zygotes.

      117 Could you indicate some of the genes in the plot?

      Response: Several hits of special note are described in the text. We have opted to keep the figure clear and streamlined.

      Fig1 How were the upregulated transcripts identified? 1647 are shown to be specific to zygotes in 1B, yet only 685 are shown in 1C to be upregulated. Do the transcripts found exclusively in zygotes not count? Are these transcripts likely the result of de novo transcription? How old are these zygotes when the libraries are made?

      Response: The details of the RNA-seq processing are provided in the MakeFile, the supplementary tables, and the manuscript. The README tab provides descriptions of what processing occurred between sequential tabs. As noted above, zygotes were collected at 6 hours.

      132 Many? How many? Please provide a precise number.

      Response: These details are now in the revised manuscript.

      134 Please explain why p28 would be differentially abundant in the zygote rather than the female gametocyte. That would require de novo transcription of this gene. If there is experimental evidence for the de novo transcription of p28 and other translationally repressed transcripts in the zygote please cite the references. Can you name a few more examples here? P25 for example, ap2-o, or anything published and experimentally validated. What about AP2-o and AP2-Z? Both are known to be translationally repressed.

      Response: We state in the original manuscript that there is not a significantly different mRNA abundance of pys28.

      139 Please define how many members of the IMC?

      Response*: We have now replaced “many” with the number of IMC members we have detected, which is also shown in supporting tables. *

      156 Can you provide a number of how many parasites were used in total or per run. And how many biological and technical replicates were analysed?

      Response: These details are provided in the Materials and Methods.

      169 The number of proteins detected in the gametocyte sample is twice the size of transcripts. IS this to be expected?

      Response*: This reflects the sensitivity of the assays run for transcriptomics and proteomics. *

      170 How many samples were analyzed? One gametocyte and one zygote sample?

      Response: Yes, for the creation of the DIA-MS spectral library, a single biological replicate was used in addition to in silico library approaches. This information is provided in the next sentence.

      176 Why did you not include P. berghei in the meta-analysis?

      Response: We compared these results to all of the published Plasmodium proteomes in PlasmoDB.

      184 Please refer to an excel table here.

      Response: We have pointed to the relevant supporting files in this section.

      184 145 proteins: do you mean orthologs in general or orthologs with a gene/protein annotation other than unknown function?

      Response: We use the standard form of ortholog throughout the manuscript.

      190 142 proteins: do they all have orthologs in P. falciparum?

      Response: No, not all proteins in our dataset have unambiguous orthologues in P. falciparum, and this is accounted for in our data processing approaches.

      Figure 2C P25 is not exclusive to zygotes here and also found in the gametocyte sample.

      Response: That is correct. It is known that p25 is expressed in female gametocytes, but that the localization changes in the zygote.

      190 shortlist

      Response: The spelling of “short list” as two words is an appropriate American spelling of this term.

      219 onwards Does the list of 198 transcripts exclusively arise from your RNAseq and proteomics comparison? Or does it include falciparum data as outline in section 176 onwards, ie the list of 276 proteins that only are detected in zygotes?

      Response: Yes, this list of 198 mRNAs is derived from our datasets only using our defined thresholds. The details of this are provided in the manuscript.

      224 Early zygote? At 6 hours do the parasites not start to transform, elongate?

      Response: This process is not synchronous, as it is affected by the timing of gamete fusion.

      225 >5-fold. Is this an arbitrary decision?

      Response: This threshold has been used by our group and others in prior studies, and was partially informed by the behavior of previously characterized transcripts.

      227 1417 mRNAs: they are from which dataset?

      Response: These are from our datasets with P. yoelii, as described in the manuscript.

      228/229 Please explain why DOZI and CITH are in the list of 198 repressed transcripts? They are present in the gametocyte. Are they upregulated>5 fold?

      Response: Yes, they meet our criteria for this regulation, and in the manuscript we note that we believe that they are self-regulated and likely have continuing roles in early mosquito stage development.

      259 ... as they are already translated in the gametocyte?

      Response: Yes. Translational repression allows for the existence of some of the protein in the initial timepoint. This differs from translational silencing which does not.

      295 Is this from the 198 TR list S4?

      Response: No. Transcripts that remain repressed would not be in the list of 198, as the protein was not detected in zygotes.

      294 onwards How many putatively falciparum transcripts are there? How many were identified in P. berghei? How many are common to all? A Venn diagram perhaps to compare the different studies

      Response: There is substantial overlap between the species with respect to the presence of syntenic orthologues in this dataset. However, because we did not conduct experiments with P. falciparum or P. berghei here, we do not want to make claims that they are similarly regulated or potentially have a reader misinterpret a figure to that effect.

      301 How many transcripts were found associated with Plasmodium berghei DOZI and/or CITH in female gametocytes? How many of those were abundantly detected as protein in zygotes, or had no difference in protein abundance between gametocytes and zygotes, or even greater abundance in female gametocytes?

      Response: These details are now provided in the revised manuscript.

      303/305 Please indicate the numbers of translationally repressed transcripts identified for P. falciparum and berghei.

      Response: These data are provided in Supporting Information Table 4.

      317/319 Please add the promoter used for tid-GFP

      Response: We have now added this information to the Materials and Methods.

      320 Please elaborate on the spatial organization of the DCA complex.

      Response: This has not been previously characterized, and this entire section is dedicated to the experimental data and interpretations of how the DOZI/CITH/ALBA complex may be organized.

      321/322 Have precise binding sites of DOZI and ALBA4 really been shown experimentally in the cited papers? In relation to 5' and 3' ends of the mRNA? Please cite Braks et al. paper.

      Response: Yes. The association of DOZI with eIF4E and ALBA4 with PABP1 are established in the literature, in some cases by multiple independent laboratories. The Braks publication does not address the binding of these proteins, and thus is not cited.

      323 What is the first generation BioID enzyme? BirA*

      Response: Yes. The first generation enzyme is called BirA*

      323 Please cite relevant Kyle Roux and Alice Ting for the original enzymes

      Response: We have now added these citations to this sentence.

      327 Could you show images of ALBA4::TurboID::GFP, DOZI::TurboID::GFP and cytosolic (free) TurboID? Perhaps stained with fluorescently labelled streptavidin and / or against GFP? In the gametocyte and zygote samples?

      Response: We attempted to stain with monoclonal antibodies that are reactive against biotin and there was insufficient specificity, hence why such data is not included. We conclude that all of the other data that supports this approach suffices to demonstrate its rigor.

      331 What is the age of these zygotes? Where they affinity purified?

      Response: As throughout the manuscript, zygotes were collected at 6 hours. Details of experimental purifications are provided in the materials and methods.

      Fig S4 Please indicate whether ALBA4 and DOZI were tagged endogenously

      Response: Yes. The endogenous loci for both ALBA4 and DOZI were modified to include the C-terminal TurboID and GFP tags.

      421/430 Please add a few references here

      Response: We do not believe that specific references are warranted for these general statements.

      429 translational repression?

      Response: Yes. These statements set the stage for the use of translational repression.

      445 966 proteins in gallinaceum? The zygote cultures in that study were 2-3 hours. How old were the cultures in your study?

      Response: As throughout the manuscript, zygotes were collected at 6 hours.

      481 Please explain / cite why repression is energetically costly.

      Response: These details are provided in both the introduction and discussion sections. The energetic cost of translational repression is both the cost to produce the transcripts without immediately/fully utilizing it for translation, in addition to the energetic cost to impose the regulation.

      501 Please add the time-point of RNA and protein sampling. How many hours into ookinete development? What is the time from cardiac puncture through FACS sampling of gametocytes.

      Response: We have provided all of these details in the materials and methods for female gametocytes and zygotes. We did not look at ookinetes in this study.

      711/713 Do you have any images that show the successful purification of zygotes away from gametocytes? Secondly, please provide a reference for the statement that unfertilized female gametocyte do not express surface exposed Pys25.

      Response*: We do not have captured images of these zygotes, but confirmed them during collection using microscopy. The reference for surface exposure of Pbs25 is now provided earlier in the manuscript as well. *

      711/716 Were parasites lysed and mechanically homogenised?

      Response: We have provided all of these details in the materials and methods for female gametocytes and zygotes.

      Figure 6 What is the evidence that DOZI stays associated with mRNA that is being translated? Rather than mRNA that is being decapped. Please add the references that unequivocally show that DOZI and ALBA4 bind to opposite ends of repressed mRNAs.

      Response: This is our working model of these data. It is feasible that these complexes could form off of mRNA as well. Publications describing the interactions of DOZI with eIF4E and ALBA4 with PABP1 are provided in the manuscript. It is well established that eIF4E binds to the m7G cap of the 5’ end of mRNAs, and PABP1 binds to the poly(A) tail at the 3’ end of mRNAs.

      Reviewer #1 (Significance (Required)):

      The experiments in the manuscript are carefully conducted. Apart from a P. gallinaceum study from 2009 this is the first comprehensive analysis of the transcriptome and proteome of a Plasmodium zygote (developing ookinete) at 6 hours post-fertilization. The data are used to explore the temporal aspect of activation of translation during the first quarter of the 20-24 hour ookinete developmental period. The study will be of interest to the field, specifically those scientists working to understand translational control, ookinete development, and those developing intervention strategies to prevent mosquito infection and thus malaria transmission.

      Response: We appreciate Reviewer 1’s extensive feedback and positive remarks about the significance of our study. We have revised our manuscript to reflect this constructive feedback.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      Main findings

      Taking a multi-omic approach, the authors provide quantitative evidence for translation repression of ~200 mRNAs in Plasmodium yoelii female gametocytes. These mRNAs are then translated, and proteins detected by 6 hours after activating gametocytes. They accomplish this by performing a comparative global analysis of the transcriptome and proteome between female gametocytes and early zygotes that provides an intresting resource. The authors also use proximity labelling of the DOZI/CITH/ALBA4 repression complex, and these data suggest the complex may disassemble in the zygote or change its composition.

      Major points

      Line 181-184: The authors state that there is no evidence of how the DCA complex selects specific mRNAs for translation repression. While the exact mechanisms have not been fully elucidated, Braks et al (2008, doi:10.1093/nar/gkm1142) suggested a role of the untranslated regions (UTRs) in translation repression of transcripts in Plasmodium berghei female gametocytes. They identified a uridine-rich 47-base element in the 5'UTR and or 3'UTR that was associated with translationally repressed transcripts and validated it experimentally. Considering this finding, I would recommend an amendment of the statement and to include the earlier work. I would also like to see additional analysis to check if this U-rich motif or other motifs are associated with the translationally repressed transcripts identified in the current study. The current study should be better powered to conduct such an analysis.

      Response: We have now added a comment and citation in the revised text about this study in Lines 86-88. Understanding the full importance of this element is challenging, as the Plasmodium transcriptome is highly enriched in A’s and U’s due to the highly skewed A/T content of its genome. Perhaps for this reason, we did not see an association of this motif with the identified mRNAs.

      The authors used zygotes that expressed GFP tagged AP2-O, however, there is no explanation of the significance of using this line.

      Response: This line is described in the Materials and Methods and supporting information. It was used to provide further validation of the production of zygotes.

      Minor points

      In line 106-107, the authors refer to figure SI, this figure is about genomic locus and genotyping PCR for the PyApiAP2-O::GFP parasites but there is no intext description of why this specific line was used.

      Response: We have provided this information in the revised manuscript.

      Statement in line 122-124 "It is likely that....." should go into the discussion not results.

      Response: We have placed this single sentence immediately after presenting these data here to aid reader comprehension.

      Statement in line 171-175: "In addition to providing confirmatory...." Should be in the discussion not on the results.

      Response: We view this sentence as a concluding remark of this section of data that also places this information in context for the reader.

      In Fig. 4 A and B, could the colour scheme be changed so that the proteins that are not in both samples (and probably contain many unspecifically detected proteins) appear less prominent?

      Response: We appreciate this suggestion and have adjusted these plots accordingly in the revised manuscript.

      Reviewer #3 (Significance (Required)):

      Why is the paper interesting. Translation repression of mRNA at a global level in the female gametocytes has been studied previously in rodent malaria parasites investigated, but prior to the current study, the release of mRNA from translation repression in the mosquito stages has only been demonstrated for specific transcripts. By characterizing and quantitating changes in protein abundance between macrogamete and zygote, coupled with transcriptomic analysis, the current work broadens our understanding of zygotic translation activation that is key to successful malaria parasite transmission to the mosquito.

      This dataset provides a useful resource for the Plasmodium research community as it provides a more comprehensive view of how transcripts behave during the transitions from the mammalian host to the vector. It is one step in a broader endeavour towards finding genes crucial for parasite transmission that could be targeted for interventions.

      How translational repression and derepression is regulated remains unknown, although some of the molecular players have been identified. This paper shows proximity labelling and expansion microscopy data of the ribonuclear protein complex thought to mediate repression. Although the specific mechanistic insights provided by the experiments shown here remain relatively limited, the work demonstrates interesting new avenues for how translational derepression in Plasmodium can be studied.

      Response: We also appreciate Reviewer 3’s excellent feedback and positive remarks about the significance of our study. The revised manuscript addresses these comments, and we believe it is further strengthened because of it.

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      Referee #2

      Evidence, reproducibility and clarity

      Main findings

      Taking a multi-omic approach, the authors provide quantitative evidence for translation repression of ~200 mRNAs in Plasmodium yoelii female gametocytes. These mRNAs are then translated, and proteins detected by 6 hours after activating gametocytes. They accomplish this by performing a comparative global analysis of the transcriptome and proteome between female gametocytes and early zygotes that provides an intresting resource. The authors also use proximity labelling of the DOZI/CITH/ALBA4 repression complex, and these data suggest the complex may disassemble in the zygote or change its composition.

      Major points

      1. Line 181-184: The authors state that there is no evidence of how the DCA complex selects specific mRNAs for translation repression. While the exact mechanisms have not been fully elucidated, Braks et al (2008, doi:10.1093/nar/gkm1142) suggested a role of the untranslated regions (UTRs) in translation repression of transcripts in Plasmodium berghei female gametocytes. They identified a uridine-rich 47-base element in the 5'UTR and or 3'UTR that was associated with translationally repressed transcripts and validated it experimentally. Considering this finding, I would recommend an amendment of the statement and to include the earlier work. I would also like to see additional analysis to check if this U-rich motif or other motifs are associated with the translationally repressed transcripts identified in the current study. The current study should be better powered to conduct such an analysis.
      2. The authors used zygotes that expressed GFP tagged AP2-O, however, there is no explanation of the significance of using this line.

      Minor points

      In line 106-107, the authors refer to figure SI, this figure is about genomic locus and genotyping PCR for the PyApiAP2-O::GFP parasites but there is no intext description of why this specific line was used.<br /> Statement in line 122-124 "It is likely that....." should go into the discussion not results. Statement in line 171-175: "In addition to providing confirmatory...." Should be in the discussion not on the results. In Fig. 4 A and B, could the colour scheme be changed so that the proteins that are not in both samples (and probably contain many unspecifically detected proteins) appear less prominent?

      Significance

      Why is the paper interesting.

      Translation repression of mRNA at a global level in the female gametocytes has been studied previously in rodent malaria parasites investigated, but prior to the current study, the release of mRNA from translation repression in the mosquito stages has only been demonstrated for specific transcripts. By characterizing and quantitating changes in protein abundance between macrogamete and zygote, coupled with transcriptomic analysis, the current work broadens our understanding of zygotic translation activation that is key to successful malaria parasite transmission to the mosquito.

      This dataset provides a useful resource for the Plasmodium research community as it provides a more comprehensive view of how transcripts behave during the transitions from the mammalian host to the vector. It is one step in a broader endeavour towards finding genes crucial for parasite transmission that could be targeted for interventions.

      How translational repression and derepression is regulated remains unknown, although some of the molecular players have been identified. This paper shows proximity labelling and expansion microscopy data of the ribonuclear protein complex thought to mediate repression. Although the specific mechanistic insights provided by the experiments shown here remain relatively limited, the work demonstrates interesting new avenues for how translational derepression in Plasmodium can be studied.

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      Referee #1

      Evidence, reproducibility and clarity

      This manuscript provides a detailed analysis of RNA and protein dynamics during transmission of the rodent malaria model P. yoelii from the mouse host to an in vitro ookinete culture setting (mimicking the mosquito midgut environment). This group and others have shown experimentally that a substantial number of mRNAs is stored in the female Plasmodium gametocyte, ready to be translated following initiation of ookinete development. The process is akin to maternal deposition of mRNA in oocytes of metazoans. With this manuscript the authors provide a significant contribution to the field of translational control in Plasmodium parasites as they explore the translational activation during the early hours of zygote-to-ookinete development. The paper presents RNAseq and mass-spec analyses of female gametocytes and for the first time for 6-hour zygotes (ie a fertilized female gamete); the zygote datasets are much improved and more comprehensive than the only other performed in 2008 in P. gallinaceum. Using comparative analyses of transcriptome and proteome data (including published datasets) the authors arrive at a list of 198 transcripts that are translationally repressed in the gametocyte and translated within 6 hours of fertilization in the zygote. Many of these mRNAs are known to be involved in zygote to ookinete transformation. BioID is finally used to explore changes in mRNP protein composition between the female gametocyte and the zygote.

      The paper is generally well written. The authors present a lot of data (also in comparison with published data). Sometimes perhaps the main message could be simplified / streamlined in section titles (Quantitative Proteomics by DIA-MS is not very informative. The outcome of the analysis would be more telling).

      A considerable proportion of the DIA mass-spec proteomics results section is very technical. The paper describes a biological phenomenon rather than a technical mass-spec advance. Can these technical details be moved to the methods section?

      On the other hand, a bit more detail could be provided in the main text. For example, the age of the zygotes is never mentioned. This is important, please add this. The main manuscript text has 16 mentions of the word "many". As the authors are in possession of the data, please provide, if missing, (in parenthesis) the absolute numbers, maybe in an "x out y" format. Please clearly state the number of biological and/or technical replicates used for transcriptome and proteome analyses in the main text, figures and/or figure legends. How many protein coding genes are encoded in the P. yoelii genome?

      The authors claim that only zygotes (fertilized females) have surface-exposed Pys25 (a surface protein they sue to affinity-purify zygotes) but not gametocytes. I could not find the experimental data for this in the paper. The cited reference #22 also does not appear to show this. In Figure 2C Pys25 is shown to be translated in gametocytes. In this context it may be important to note that in the related P. berghei the related protein P28 is expressed even in the absence of fertilization (Billker 2004; DOI: 10.1016/s0092-8674(04)00449-0). It may not be relevant whether translation requires fertilization, but the authors claim it affects trafficking of the Pys25 protein to the surface, so it needs to be shown. A reference to an infertile P. yoelii line would be great.

      It is highly commendable that all data is provided throughout the manuscript. For readability, may I suggest that the authors add labels to individual sheets within an excel file from A to Z, and do so also within the manuscript. That would really help; the most relevant data sets could then be identified quickly. For example, line 184 refers to 276 zygote proteins in which sheet of which table?

      Section 176 onwards: here the authors combine P. falciparum and P. yoelii proteomics data. Please explain why you excluded any of the available P. berghei proteome data such as the male and female gametocyte proteome? The same question applies to 294 onwards.

      The comparative transcriptome-proteome analysis arrives at 198 translationally repressed mRNAs. Could the authors provide one or two alternatives using less stringent parameters? The list in P. falciparum and P. berghei is considerably larger (500+ and 700+).

      The turboID data is informative but somewhat speculative in regard to spatial rearrangements within these mRNPs. Figure 6 presents the RNA helicase to bind the 5' end of mRNAs that are associated with polyribosomes and I assume being translated. Is this association realistic? The RNA helicase DOZI homolog of yeast (Dhh1) is also involved in decapping.

      Specific comments:

      title Is global the appropriate word? Some transcripts appear to be translated later.

      Line 30/32 Please re-phrase the sentence. There is: Cell Host Microbe 2012 Jul 19;12(1):9-19. doi: 10.1016/j.chom.2012.05.014.

      30 Perhaps add ookinete that establishes infection rather than the zygote. For a general readership, a brief description of the sexual life cycle might be useful

      32 DOZI/CITH/ALBA complex would require some explanation for a more general reader

      36-37 I believe zygotes were collected 6 hours after fertilization. Does that qualify as soon after fertilization? Motile ookinetes are generated within 20 hours and motility can be seen before that.

      37 Essential functions for what?

      39 Is the spatial arrangement of this mRNP known?

      40 Can you briefly allude to the "recent, paradigm-shifting models of translational control"

      44 Products = mRNA

      45 Oocyte in metazoans ?

      60/62 Please re-phrase the sentence. There is: Cell Host Microbe 2012 Jul 19;12(1):9-19. doi: 10.1016/j.chom.2012.05.014.

      81 PbDozi Plasmodium berghei DOZI

      84/85 Please rephrase and cite Nucleic Acids Res. 2008 Mar;36(4):1176-86. doi: 10.1093/nar/gkm1142. Epub 2007 Dec 23. and Cell Host Microbe 2012 Jul 19;12(1):9-19. doi: 10.1016/j.chom.2012.05.014.

      88 Please define the timepoints throughout this manuscript. What age are the zygotes? How many hours post-induction? Please define the time for ookinete development somewhere in the introduction

      104 Please add the age (in hours) of these zygotes from the time of starting the in vitro cultures. From the methods section it looks like 6 hours.

      103/105 I can find no evidence for P25 (Pys25) expression relying on fertilization in the cited paper (22). The SOM has no reference to Pys25 either. Please show data or reference published data that there is no translation and trafficking of Pys25 in unfertilized female gametes, ie those that are placed in ookinete medium. In this respect it may be important to note that unfertilized Plasmodium berghei females placed in ookinete medium translate P28, the P25 paralog (https://www.sciencedirect.com/science/article/pii/S0092867404004490?via%3Dihub)

      104 What cell line was used for the zygotes?

      114 The number of transcripts detected in gametocytes is quite small compared to the twice as large proteomics dataset. See for example also Lasonder 2016 for P. falciparum detected transcripts: 4477 different sense transcripts were identified, 98% of which were shared between MG and FG.

      117 Does the 194 up-in-gametocytes dataset include the 81 not found in zygotes?

      117 Could you indicate some of the genes in the plot?

      Fig1 How were the upregulated transcripts identified? 1647 are shown to be specific to zygotes in 1B, yet only 685 are shown in 1C to be upregulated. Do the transcripts found exclusively in zygotes not count? Are these transcripts likely the result of de novo transcription? How old are these zygotes when the libraries are made?

      132 Many? How many? Please provide a precise number.

      134 Please explain why p28 would be differentially abundant in the zygote rather than the female gametocyte. That would require de novo transcription of this gene. If there is experimental evidence for the de novo transcription of p28 and other translationally repressed transcripts in the zygote please cite the references. Can you name a few more examples here? P25 for example, ap2-o, or anything published and experimentally validated. What about AP2-o and AP2-Z? Both are known to be translationally repressed.

      139 Please define how many members of the IMC?

      156 Can you provide a number of how many parasites were used in total or per run. And how many biological and technical replicates were analysed?

      169 The number of proteins detected in the gametocyte sample is twice the size of transcripts. IS this to be expected?

      170 How many samples were analyzed? One gametocyte and one zygote sample?

      176 Why did you not include P. berghei in the meta-analysis?

      184 Please refer to an excel table here.

      184 145 proteins: do you mean orthologs in general or orthologs with a gene/protein annotation other than unknown function?

      190 142 proteins: do they all have orthologs in P. falciparum?

      Figure 2C P25 is not exclusive to zygotes here and also found in the gametocyte sample.

      190 shortlist

      219 onwards Does the list of 198 transcripts exclusively arise from your RNAseq and proteomics comparison? Or does it include falciparum data as outline in section 176 onwards, ie the list of 276 proteins that only are detected in zygotes?

      224 Early zygote? At 6 hours do the parasites not start to transform, elongate?

      225 >5-fold. Is this an arbitrary decision?

      227 1417 mRNAs: they are from which dataset?

      228/229 Please explain why DOZI and CITH are in the list of 198 repressed transcripts? They are present in the gametocyte. Are they upregulated>5 fold?

      259 ... as they are already translated in the gametocyte?

      295 Is this from the 198 TR list S4?

      294 onwards How many putatively falciparum transcripts are there? How many were identified in P. berghei? How many are common to all? A Venn diagram perhaps to compare the different studies

      301 How many transcripts were found associated with Plasmodium berghei DOZI and/or CITH in female gametocytes? How many of those were abundantly detected as protein in zygotes, or had no difference in protein abundance between gametocytes and zygotes, or even greater abundance in female gametocytes?

      303/305 Please indicate the numbers of translationally repressed transcripts identified for P. falciparum and berghei.

      317/319 Please add the promoter used for tid-GFP

      320 Please elaborate on the spatial organization of the DCA complex.

      321/322 Have precise binding sites of DOZI and ALBA4 really been shown experimentally in the cited papers? In relation to 5' and 3' ends of the mRNA? Please cite Braks et al. paper.

      323 What is the first generation BioID enzyme? BirA*

      323 Please cite relevant Kyle Roux and Alice Ting for the original enzymes

      327 Could you show images of ALBA4::TurboID::GFP, DOZI::TurboID::GFP and cytosolic (free) TurboID? Perhaps stained with fluorescently labelled streptavidin and / or against GFP? In the gametocyte and zygote samples?

      331 What is the age of these zygotes? Where they affinity purified?

      Fig S4 Please indicate whether ALBA4 and DOZI were tagged endogenously

      421/430 Please add a few references here

      429 translational repression?

      445 966 proteins in gallinaceum? The zygote cultures in that study were 2-3 hours. How old were the cultures in your study?

      481 Please explain / cite why repression is energetically costly.

      501 Please add the time-point of RNA and protein sampling. How many hours into ookinete development? What is the time from cardiac puncture through FACS sampling of gametocytes.

      711/713 Do you have any images that show the successful purification of zygotes away from gametocytes? Secondly, please provide a reference for the statement that unfertilized female gametocyte do not express surface exposed Pys25.

      711/716 Were parasites lysed and mechanically homogenised?

      Figure 6 What is the evidence that DOZI stays associated with mRNA that is being translated? Rather than mRNA that is being decapped. Please add the references that unequivocally show that DOZI and ALBA4 bind to opposite ends of repressed mRNAs.

      Significance

      The experiments in the manuscript are carefully conducted. Apart from a P. gallinaceum study from 2009 this is the first comprehensive analysis of the transcriptome and proteome of a Plasmodium zygote (developing ookinete) at 6 hours post-fertilization. The data are used to explore the temporal aspect of activation of translation during the first quarter of the 20-24 hour ookinete developmental period. The study will be of interest to the field, specifically those scientists working to understand translational control, ookinete development, and those developing intervention strategies to prevent mosquito infection and thus malaria transmission.

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      Reply to the reviewers

      1. General Statements [optional]

      We thank all the reviewers for their constructive and critical comments. We provide a point-by-point response to the reviewers' comments, as detailed below. By responding to them, we believe that our revised manuscript will significantly improve so that it will be of interest for researchers in the field of cell biology, signaling pathways, physiology and nutrition.

      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity):

      Summary: The manuscript by Yusuke Toyoda and co-workers describes that the phosphorylation of the a-arrestin Aly3 downstream of TORC2 and GAD8 (AKT) negatively regulates endocytosis of the hexose transporter Ght5 in S.pombe under glucose limiting growth conditions.

      To arrive at these conclusions, the researchers define a set of redundant c-terminal phosphorylation sites in Aly3 that are downstream by GAD8. Phosphorylation of these sites reduces Ght5 ubiquitination and endocytosis. For ubiquitination, Aly3 interacts with the ubiquitin ligases Pub1/3.

      We thank the reviewer for his/her time and reporting advantages and issues of this study.

      Major points:

      Figure 3B: it would be interesting to compare Aly3 migration pattern (and hence potential phosphorylation) under glucose replete or limiting growth conditions. Can the authors provide direct evidence that Aly3 phosphorylation changes in response to glucose availability? Also please explain the 'smear' in lanes aly3(4th Ala), aly3(4th Ala, A584S), aly3(4th Ala, A586T).

      While it is an interesting possibility that the Aly3 migration pattern changes in response to glucose concentrations in medium, we think that this is unlikely and that examining this possibility is beyond the scope of this study. Because a phospho-proteomics study reported by Dr. Paul Nurse's lab showed Tor1-dependent phosphorylation of Aly3 at S584 under high glucose (2%) conditions (Mak et al, EMBO J, 2021), the Aly3 phosphorylation (migration) pattern is likely to be constant regardless of glucose conditions. Glucose conditions affect the mRNA and protein levels of Ght5, but supposedly not its endocytosis to vacuoles (Saitoh et al, Mol Biol Cell, 2015; Toyoda et al, J Cell Sci, 2021).

      As for the smear in Aly3(4th A), Aly3(4th A;A584S), Aly3(4th A; A586T), we suspect that some posttranslational modification occurs on these mutant Aly3 proteins, but the identity of the modification is unclear. We did not mention the smear signals in the original manuscript, because the presence or absence of the smear did not necessarily correlate with cell proliferation in low glucose and thus vacuolar localization of Ght5, which is the main topic of this study. In the revised manuscript, we will mention this point more clearly.

      Figure 4: Ght5 localization should be analyzed + / - thiamine and in media with different glucose levels. Also, a co-localization with a vacuolar marker (FM4-64) would be nice (but not necessary). Ideally, the authors should add WB analysis of Ght5 turnover to complement the imaging data. Also, would it be possible to measure directly the effects on glucose uptake (using eg: 2-NBDG).

      In this revision, we plan to observe Ght5 localization under the conditions indicated by the reviewer (+/- thiamine and high/low glucose levels) to unambiguously show that the vacuolar localization of Ght5 occurs in a manner dependent solely on expression of the mutant Aly3 protein.

      We thank the reviewer for the suggestion of co-staining with FM4-64. Indeed, because we previously reported that the cytoplasmic Ght5 signals were surrounded by FM4-64 signals in the TORC2-deficient tor1Δ mutant cells (Toyoda et al, J Cell Sci, 2021), the cytoplasmic Ght5-GFP signals in Figure 4 are very likely to co-localize with vacuoles. We will modify the text to clarify this point.

      As suggested, we plan to add Western blot analysis of Ght5 turnover in Aly3-expressing cells, to complement the imaging data (Figure 4) in the revised manuscript. Persistent appearance of GFP in Western blot would be a good support for vacuolar transport of Ght5-GFP.

      While regulation of glucose uptake is an important issue, measurement of Ght5-dependent glucose uptake using 2-NBDG was very difficult in our hands. Another reviewer (Reviewer #2) also mentioned the difficulty of this measurement in the Referees cross-commenting section.

      Figure 5: Given the localization of Ght5 shown in Figure 4, I'm surprised that it is possible in to detect full length Ght5, and its ubiquitination in the phospho-mutants of Aly3. I expected that the majority of Ght5 would be constitutively degraded, and that one would need to prevent endocytosis and/or vacuolar degradation to detect full length Ght5 and ubiquitination. Please explain the discrepancy. Also it seems that the quantification in B was performed on a single experiment.

      As the aim of Figure 5 is to compare the ubiquitinated species of Ght5 among the samples expressing different species of Aly3, the loading amount of each sample was adjusted so that the abundance of immunoprecipitated Ght5 is same across them. Therefore, as the reviewer points out, before the adjustment, abundance of the full-length Ght5 might be different in these samples. In the revised manuscript, we will add explanation on this point; why the anti-GFP blot of Figure 5A has the similar intensities in those samples.

      In the revised manuscript, we will add two additional replicates of the same experiment as Figure 5 in Supplementary material to show reproducibility of the result.

      Figure 6: Which PPxY motif of Aly3 is used for interaction with Pub1/3 and does their interaction depend on (de)phosphorylation?

      In the revised manuscript, we will discuss that "both PY motifs of Aly3 might be required for full interaction with Pub1/3," by citing the following published knowledge:

      (a) Mutation of both PPxY motif of budding yeast Rod1 and Rog3 (Aly3 homologs) diminished their interaction with the ubiquitin ligase Rsp5 (Andoh et al, FEBS Lett, 2002).

      (b) Mutating either one of two PPxY motifs of budding yeast Cvs7/Art1 greatly decreased interaction with WW domain, and mutating both abolished the interaction (Lin et al, Cell, 2008).

      Our preliminary results indicated that Pub3 interacted with Aly3, Aly3(4th A) and phospho-mimetic Aly3(4th D), and thus suggested that the Aly3-Pub1/3 interaction does not depend on the phosphorylation status of Aly3. Consistently, budding yeast Rod1 reportedly interacts with Rsp5 regardless of its phosphorylation status (e.g. Becuwe et al, J Cell Biol, 2012). While we have partially mentioned this point in the original manuscript (L499-503), we will discuss this point more clearly in the revised manuscript.

      Reviewer #1 (Significance):

      The results are well presented and clear cut (with few exceptions, please see major points). They provide further evidence that metabolic cues instruct the phosphorylation of a-arrestins. Phosphorylation then negatively regulates a-arrestin function in selective endocytosis and is essential to adjust nutrient uptake across the plasma membrane to the given biological context.

      We thank the reviewer for finding significance of our study. We believe that adding new results of the requested experiments and responding to the raised comments will clarify the significance of our revised manuscript.

      Reviewer #2 (Evidence, reproducibility and clarity):

      **Summary / background. This paper focuses on the regulation of endocytosis of the hexose transporter, Ght5, in S. pombe by nutrient limitation through the arrestin-like protein Aly3. Ght5 is induced when glucose is limiting and is required for growth and proliferation in these conditions. ght5+ encodes the only high-affinity glc transporter from fission yeast. ght5+ is induced in low glucose conditions at the transcriptional level and is translocated to the plasma membrane to allow glc import. Ght5 is targeted to the vacuole in conditions of N limitation. Mutations in the TORC2 pathway lead to the same process, thus preventing growth on low glucose medium, as shown in the gad8ts mutant, mutated for the Gad8 kinase acting downstream of TORC2. Previously, the authors demonstrated that the vacuolar delivery of Ght5 in the gad8ts mutant is suppressed by mutation of the arrestin-like protein Aly3. Arrestin-like proteins are in charge of recognising and ubiquitinating plasma membrane proteins to direct their vacuolar targeting by the endocytosis pathway. This suggested that Aly3 is hyperactive in TORC2 mutants, and accordingly, Ght5 ubiquitination was increased in gad8ts.

      **Overall statement This study aims at deepening our understanding of the regulation of endocytosis by signalling pathways through arrestin-like proteins. Ght5 is a nice model to study a physiological regulation, and the authors have a great set of tools at hand. However, I think the conclusions are not always rigorous and the conclusions are sometimes far-reaching. The main problem is that much of the conclusions concern a potential phosphorylation of Aly3 which is not experimentally addressed. An additional issue is the fact that they look at Ght5 ubiquitination by co-immunoprecipitation in native conditions (or at least, it seems to me) which cannot be conclusive. Overall, I think some experiments should be performed to address (at least) these 2 points before the manuscript can be published, see detailed comments below.

      We thank the reviewer for pointing both advantages and issues of our manuscript.

      We admit that phosphorylation of Aly3 was not experimentally shown in our manuscript, although its phosphorylation has already been shown in phospho-proteomic studies by other groups. For this issue, we plan to add an experiment and modify the text, as explained below.

      The other major issue raised by this reviewer is that detection of Ght5 ubiquitination by immunoprecipitation in a native condition cannot be conclusive. Although we noticed that many studies perform affinity purification after denaturing and precipitating proteins with TCA or acetone to detect ubiquitination of the affinity-purified protein (e.g. Lin et al, Cell, 2008), we disagree with this opinion of the reviewer #2. In a review article describing methods to study ubiquitination by immunoblotting (Emmerich and Cohen, Biochem Biophys Res Comm, 2015), affinity purification of the protein of interest in a native condition is mentioned as one major choice. Moreover, a denaturing condition was not applicable to detect ubiquitinated Ght5 because the Ght5 protein that is once denatured and precipitated with TCA cannot be re-solubilized for immune-purification and -blotting. As the reviewer points out, a pitfall of detection of ubiquitinated Ght5 in a native condition is the presence of co-immunoprecipitated proteins. In our previous study (Toyoda et al, J Cell Sci, 2021), we purified GFP-tagged Ght5 and showed that a 110 kDa band detected in an anti-Ub immunoblot was also recognized by an anti-GFP antibody, confirming that the detected 110 kDa band corresponded to an ubiquitinated species of Ght5, but not a co-immunoprecipitated protein. Similarly, in the revised manuscript, we will add a panel of high-contrast (over-exposed) anti-GFP immunoblot, in which the indicated 110 kDa band was clearly detected by an anti-GFP antibody, in Figure 5A.

      We appreciate these issues raised by the reviewer #2. By responding to them, we believe that conclusions of our study will be more rigorous and undoubtful in the revised manuscript.

      **Major statements and criticism.

      *Fig 1. Based on the hypothesis that TORC2-mediated phosphorylation regulate Ght5 endocytosis, the authors first considered a possible phosphorylation of Ght5. They mutagenised 11 **possible** phosphorylation sites on the Ct of Ght5, but none affected the growth on low glucose in the absence of thiamine, suggesting that they don't contribute to the observed TORC2-mediated regulation. However, I disagree with the statement that "phosphorylation of Ght5 is dispensable for cell proliferation in low glucose", given that the authors do not show 1- that Ght5 is phosphorylated and 2-that this is abolished by these mutations. They should either provide data on this or tone down and say that these residues are not involved in the regulation, without implying phosphorylation which is not proven.

      Although we did not experimentally test whether these 11 residues of Ght5 was phosphorylated in our hand, these residues have been shown to be phosphorylated in phospho-proteomics studies by other groups (Kettenbach et al, Mol Cell Proteomics, 2015; Swaffer et al, Cell Rep, 2018; Tay et al, Cell Rep, 2019; Halova et al, Open Biol, 2021; Mak et al, EMBO J, 2021). In the revised manuscript, we plan to be more precise by replacing this conclusion with the following statement: "11 Ser/Thr residues of Ght5, which are reportedly phosphorylated, are not essential for cell proliferation in low glucose."

      In the presence of Thiamine (Supp fig 1), it seems that the ST/A mutant grows better in low glucose, and this is not explained nor commented. Since the transporter is not expressed, could the authors provide an explanation to this? If the promoter is leaky and some ght5-ST/A is expressed, it may be more stable and allow better growth than the WT, which would tend to indicate that impairing phosphorylation prevents endocytosis (which is classical for many transporters, see the body of work on CK1-mediated phosphorylation of transporters). Have the authors tried to decrease glc concentration lower than 0.14% in the absence of thiamine to see if this also true when the transporters is strongly expressed? (OPTIONAL)

      Improved growth of Ght5(ST11A)-expressing cells in the presence of thiamine was mentioned in the legend of Supplementary Figure 1A. In the revised manuscript, we will mention this observation also in the main text for better description of the results.

      Adding thiamine to medium does not completely shut off transcription from the nmt1 promoter but allows some transcription, as previously reported (Maundrell, J Biol Chem, 1990; Forsburg, Nuc Acid Res, 1993). In the revised manuscript, we will mention this "leakiness" of the nmt1 promoter and, by citing the suggested studies, will discuss a possibility that the ST11A mutations might prevent endocytosis of Ght5 and consequently promote cell proliferation in low glucose conditions.

      We found that, in the absence of thiamine, cells expressing ght5+ and ght5(ST11A) proliferated to the comparable extent on medium containing 0.08% glucose. This result will be added to the revised manuscript.

      *Fig 2. The authors then follow the hypothesis that TORC2 exerts its Ght5-dependent regulation through the phosphorylation of Aly3. They mutagenised 18 **possible** phosphorylation sites on Aly3. This led to a strong defect in growth in low-glc medium. Mutation of the possible Gad8 site (S460) did not recapitulate this phenotype, suggesting that it is not sufficient, however, mutations of 4 ST residues in a CT cluster (582-586) mimicked the full 18ST/A mutation, suggesting these are the important residues for Ght5 endocytosis.

      We thank the reviewer for appreciating the results in Fig. 2. As we explain below, we plan to perform an additional experiment to show that the Aly3 C-terminus is phosphorylated. With this result, our model will gain another experimental support.

      *Fig 3A. Further dissection did not allow to pinpoint this regulation to a specific residue, beyond the dispensability of the T586 residue. Fig 3B. The authors look at the effects of mutation of Aly3 on these sites at the protein level. They had to develop an antibody because HA-epitope tagging did not lead to a functional protein (Supp fig 2). Whereas I agree that the mutations causing a phenotype lead to a change in the migration pattern, I disagree with the statement that "This observation indicated that slower migrating bands were phosphorylated species of Aly3" (p.9 l.271). First, lack of phosphorylation usually causes a slower mobility on gel, which is not clear to spot here. Second, a smear appears on top of the mutated proteins (eg. 4th Ala) which is possibly caused by another modification. There are many precedents in the literature about arrestins being ubiquitinated when they are not phosphorylated (see the work on Bul1, Rod1, Csr2 in baker's yeast from various labs). My gut feeling is that lack of phosphorylation unleashes Aly3 ubiquitination leading to change in pattern. All in all, it is impossible to state about the phosphorylation of a protein without addressing its phosphorylation properly by phosphatase treatment + change in migration, or MS/MS. Thus, whereas the data looks promising, this hypothesis that Aly3 is phosphorylated at the indicated sites is not properly demonstrated.

      We disagree with the reviewer's opinion that a lack of phosphorylation usually causes slower mobility on gel. There are many examples in which phosphorylation causes slower mobility on gel, including budding yeast Rod1 (Alvaro et al, Genetics, 2016), and mammalian TXNIP (Wu et al, Mol Cell, 2013). In the revised manuscript, we will cite these reports to support our interpretation that the slower migrating bands are likely phosphorylated species of Aly3 (L270-271).

      Smear-like signals in Aly3(4th Ala), Aly3(4th A;A584S) and Aly3(4th A;A586T) might result from some modification, but identity of the modification is unknown. As the reviewer #2 mentioned, phosphorylation on Aly3 might negatively regulate another modification. The precedent studies revealed that budding yeast Rod1 and Rog3 arrestins tend to be ubiquitinated in snf1/AMPK-deficient cells (Becuwe et al, J Cell Biol, 2012; O'Donnell et al, Mol Cell Biol, 2015), and that Bul1 arrestin is dephosphorylated and ubiquitinated in budding yeast cells deficient in Npr1 kinase (Merhi and Andre, Mol Cell Biol, 2012). Also, budding yeast Csr2 arrestin is deubiquitinated and phosphorylated upon glucose replenishment, while non-phosphorylated Csr2 is ubiquitinated and activated by Rsp5 (Hovsepian et al, J Cell Biol, 2012). While the smear-like signals are interesting, we noticed that the smear-like signals did not necessarily correlate with cell proliferation defects in low glucose. We therefore think that clarifying the identity of the smear-like signals is beyond the scope of this study. We will discuss the smear-like signals only briefly in the revised manuscript, and would address this issue in our future work, hopefully.

      While the 4 S/T residues at the C-terminus of Aly3 as well as the other 14 S/T residues have been already shown to be phosphorylated in the precedent studies (Kettenbach et al, Mol Cell Proteomics, 2015; Tay et al, Cell Rep, 2019; Halova et al, Open Biol, 2021), we will confirm that the slower migrating Aly3 is indeed phosphorylated by phosphatase treatment in the revised manuscript. This planned experiment will further strengthen our study and support our conclusion and model.

      *Fig 4. The authors now look at the functional consequences of these mutations on ALy3 on Ght5 localisation. The data clearly shows that mutation of the 4 identified S/T residues (Aly3-4th A) causes aberrant localisation of the transporter to the vacuole, likely to cause the observed growth defect on low glucose. There is a nice correlation between the vacuolar localisation and growth in low-glucose for the various aly3 mutants. (A final proof could be to express this in the context of an endocytic mutant, which should restore membrane localisation and suppress the aly3-4thA phenotype - OPTIONAL). However, I still disagree with the statement that "These results indicate that phosphorylation of Aly3 at the C-terminal 582nd, 584th, and/or 585th serine residues is required for cell-surface localization of Ght5." given that phosphorylation was not properly demonstrated.

      While phosphorylation of the 582nd, 584th and/or 585th serine residues of Aly3 is not experimentally demonstrated in our hands, they have been shown to be phosphorylated in phospho-proteomics studies by other groups (Kettenbach et al, Mol Cell Proteomics, 2015; Tay et al, Cell Rep, 2019; Halova et al, Open Biol, 2021; Mak et al, EMBO J, 2021). Among them, the 584th serine residue (S584) was reported to be phosphorylated in a TORC2-dependent manner (Mak et al, EMBO J, 2021), consistent with our model. To explicitly demonstrate that S584 is phosphorylated, we plan to make a strain expressing a mutant Aly3 protein in which all the possible phosphorylation sites except S584 are replaced with alanine, namely Aly3(ST17A;S584). Hopefully, we can properly show the phosphorylation of S584 by measuring the mobility of the Aly3(ST17A;S584) on gel with/without phosphatase treatment or gad8 mutation.

      We thank the reviewer for suggestion of the experiment using an endocytic mutant. Previously we reported that vacuolar localization of Ght5 in gad8 mutant cells was suppressed by mutations in not only aly3 but also genes encoding ESCRT complexes (Toyoda et al, J Cell Sci, 2021). We therefore think that in cells expressing Aly3(ST18A) or Aly3(4th Ala), Ght5 is subject to endocytosis and ensuing selective transport to vacuoles via endosome-localized ESCRT complexes. We will discuss this point in the revised manuscript.

      *Fig 5. Here, the authors question the role of Aly3 mutations on Ght5 ubiquitination. They immunoprecipitate Ght5 and address its ubiquitination status in various Aly3 mutants. The data is encouraging for a role in Aly3 phosphorylation (?) in the negative control of Ght5 ubiquitination. My main problem with this experiment is that it seems that Ght5 immunoprecipitations were made in non-denaturing conditions, which leads to the question of what is the anti-ubiquitin revealing here (Ght5 or a co-immunoprecipitated protein, for example Aly3 itself, or the Pub ligases, or an unknown protein). It seems that this protocol was previously used in their previous paper, but I stand by my conclusion that ubiquitination of a given protein can only be looked in denaturing conditions. The experiments should be repeated in buffers classical for the study of protein ubiquitination to be able to conclude unambiguously that we are looking at Ght5 ubiquitination itself, especially in the absence of a non-ubiquitinable form of Ght5 as a negative control. Could the authors comment on the fact that S-A or S-D mutations display the same phenotype regarding the possible Ght5 ubiquitination?

      As mentioned above, immunoprecipitation of Ght5 in denaturating conditions is not feasible. Ght5 can be affinity-purified only in a non-denaturing condition. In addition, affinity purification in a native condition is considered as a major choice to examine its ubiquitination according to a literature by Emmerich and Cohen (Emmerich and Cohen, Biochem Biophys Res Comm, 2015). A drawback of native condition is, as the reviewer points out, that the affinity-purified fraction might include non-bait (non-Ght5) proteins. The 110 kDa band indicated by an arrow in Fig. 5A was confirmed to be Ght5, not a non-bait protein, as a band at the identical position was detected in the immunoblot with anti-GFP antibody. Because this band in the anti-GFP immunoblot was too faint to be visible in Fig. 5A of the original manuscript, we will add an additional panel showing the contrast-enhanced anti-GFP immunoblot in which the 110 kDa band is clearly visible.

      As for the result that "S-A or S-D mutations display the same phenotype regarding the possible Ght5 ubiquitination," we are afraid that the reviewer #2 misunderstood the labels of the samples. We apologize for confusing notational system of the sample name. Full description of samples is as follows; In Aly3(4th A), all of S582, S584, S585 and T586 are replaced with A; In Aly3(4th A;A584S), S582, S585 and T586 are replaced with A, whereas S584 remains intact; In Aly3(4th A;A584D), S582, S585 and T586 are replaced with A, and S584 is replaced with phospho-mimetic D. Because cells expressing Aly3(4th A;A584S) and Aly3(4th A;A584D) exhibited similarly low levels of Ght5 ubiquitination, we speculated that phosphorylation at S584 of Aly3 negatively regulates ubiquitination of Ght5.

      In the revised manuscript, we plan to add a table showing amino acid sequence of each species of Aly3 (just like Figure 3A) to avoid confusion.

      *Fig 6. The authors want to document the model whereby Aly3 may interact with some of the Nedd4 ligases (Pub1/2/3) to mediate its Ght5-ubiquitination function. They actually use the Aly3-4thA mutant, it should have been better with the WT protein. But the results indicate a clear interaction with at least Pub1 and Pub3. By the way, are the Pub1/2/3 fusions functional? Nedd4 proteins are notoriously affected in their function by C-terminal tagging and are usually tagged at their N-terminus (See Dunn et al. J Cell Biol 2004).

      We plan to test whether Pub1-myc is functional by comparing proliferation of the Pub1-myc-expressing strain and pub1Δ strain, as pub1Δ cells reportedly show proliferation defects at a high temperature (Tamai and Shimoda, J Cell Sci, 2002). As deletion of pub2 or pub3 reportedly exhibited no obvious defects (Tamai and Shimoda, J Cell Sci, 2002; Hayles et al, Open Biol, 2013), it is not easy to assess functionality of the myc-tagged genes.

      Please note that C-terminally tagged Pub1/2/3 proteins have been widely used in studies with fission yeast. Both Pub1-HA and non-tagged Pub1 were reported to be ubiquitinated (Nefsky and Beach, EMBO J, 1996; Strachan et al, J Cell Sci, 2023). Pub1-GFP, which complemented the high temperature sensitivity of pub1Δ, localized to cell surface and cytoplasmic bodies (Tamai and Shimoda, J Cell Sci, 2002). Pub2-GFP, overexpression of which arrested cell growth just like overexpression of non-tagged Pub2, localized to cell surface, and consistently Pub2-HA was detected in membrane-enriched pellet fractions after ultracentrifugation (Tamai and Shimoda, J Cell Sci, 2002). They also reported ubiquitin conjugation of the HECT domain of Pub2 fused with myc epitope at its C-terminus. Pub3-GFP localized to cell surface (Matsuyama et al, Nat Biotech, 2006).

      Regardless of functionality of the myc-tagged Pub1/2/3, we believe that results of this experiment (Figure 6) support our model, because the aim of this experiment, which is to identify the HECT-type and WW-domain containing ubiquitin ligase(s) that interact with Aly3, is irrelevant to functionality of the myc-tagged Pub proteins.

      *Fig 7. The authors want to provide genetic interaction between the Pub ligases and the growth defects in low glc due to alterations in Ght5 trafficking. It is unclear how the gad8ts pub1∆ mutant was generated since it doesn't seem to grow on regular glc concentration (Supp fig 5), could the authors provide some information about this? It is also not clear whether it can be stated thatches mutant is "more sensitive" to glc depletion because of the low level of growth to begin with (even at 3%). Altogether, the data show that deletion of pub3+ is able to suppress the growth defect of the gad8ts mutant on low glc medium, suggesting it is the relevant ligase for Ght5 endocytosis. This is confirmed by microscopy observations of Ght5 localisation. However, I would again tone down the main conclusion, which I feel is far-reaching: "Combined with physical interaction data, these results strongly suggest that Aly3 recruits Pub3, but not Pub2, for ubiquitination of Ght5." Work on Rsp5 in baker's yeast has shown that Rsp5 function goes beyond cargo ubiquitination, including ubiquitination of arrestins (which is often required for their function as mentioned in the introduction) or other endocytic proteins (epsins, amphyphysin etc). I agree that the data are compatible with this model but there are other possible explanations. Anything that would block endocytosis would supposedly suppress the gad8ts phenotype.

      gad8ts pub1Δ was produced at 26 {degree sign}C, a permissive temperature of the gad8ts mutant. While this is described in the Methods section of the original manuscript, we will mention this more clearly in the Results section of the revised manuscript.

      We did not conclude low glucose sensitivity of gad8ts pub1Δ cells in the indicated part (L376-377). Rather, we compared proliferation of gad8ts single mutant and pub1Δ single mutant cells in low glucose, and we found that the pub1Δ single mutant exhibited the higher sensitivity. In the revised manuscript we will correct the text to clarify that we compared proliferation of two single mutants (but not gad8ts pub1Δ mutant).

      We agree with the opinion that the recruited Pub3 may ubiquitinate proteins other than Ght5. In the revised manuscript, we will correct our conclusion of the Figure 7 experiment (L388-390), not to limit the possible ubiquitination target(s) to Ght5.

      In a genetic screen, we found that mutations in aly3+ and genes encoding ESCRT complexes suppressed low-glucose sensitivity and vacuolar transport of Ght5 of gad8ts mutant cells (Toyoda et al, J Cell Sci, 2021). This finding appears consistent with the reviewer's opinion that blocking endocytosis would supposedly suppress the gad8ts phenotype. We will mention this point in the revised manuscript.

      *Discussion Some analogy with the regulation of the Bul arrestins by TORC1/Npr1 and PP2A/Sit4 could be mentioned (Mehri et al. 2012), at the discretion of the authors. The possibility that phosphorylation may neutralise a basic patch on Aly3 Ct, possibly involved in electrostatic interactions with Ght5 is very interesting. Regarding the effect of the mutations on Aly3 localisation (p.15 l.498), did the authors tag Aly3 with GFP? There are examples where proteins tagged with HA are not functional whereas tagging with GFP does not alter their function (eg. Rod1, Laussel et al. 2022) - and here Supp Fig 2 only relates to HA-tagging. Proof of a change in Aly3 localisation upon mutation would definitely be a plus (OPTIONAL).

      We thank the reviewer for the suggestion of a reference. In the revised manuscript, we will cite the indicated report in the corresponding part for an additional support of TORC1-mediated control of Aly3 (de)phosphorylation.

      While examining localization of Aly3 by GFP-tagging is interesting, we do not believe that it is necessary in this study. We would like to produce Aly3-GFP and to examine its functionality and localization in our future study. We thank the reviewer's insightful suggestion.

      **Minor comments.

      *Introduction: - I believe the text corresponding to the work on TXNIP is incorrect (p.5 l.127). TXNIP is degraded after its phosphorylation, not "rectracted" from the surface.

      In the revised manuscript, we will correct the text accordingly.

      • For the sake of completion, the authors could add other references concerning the regulation of Rod1 in budding yeast such as Becuwe et al. 2012 J Cell Biol and O'Donnell et al. 2015 Mol Cell Biol, in addition to Llopis-Torregrosa et al. 2016.

      In the revised manuscript, we will add the suggested references and correct the text in the corresponding part of the Introduction (L123-138).

      • Other examples of the requirement for arrestin ubiquitination beyond Art1 (p.5 l.136-137) are listed in the ref cited: Kahlhofer et al. 2021.

      We will cite the indicated review to navigate readers for more examples of arrestin ubiquitination (and transporter ubiquitination).

      *Figures: In general, I think it would be clearer if the authors showed on the figures that the background strain in which the XXX gene is added (or its mutant forms) is a xxx∆ strain.

      We will modify the figures to clearly show the genetic background of the strains used.

      **Referees cross-commenting**

      Cross review of Reviewer 1 - *I don't believe that the authors "define a set of redundant c-terminal phosphorylation sites in Aly3", because phosphorylation is not proven. *I thinks the points raised for Fig 3B are valid but the authors should focus on making their story conclusive before expanding to other data (except for the explanation of the smear, see my review). Also, I don't think 2NBDG actually works to measure Glc uptake. * same for Fig 6 - not sure the interaction site mapping between Aly3 and Pubs would bring much value since there are more urgent things to do to make the story solid.

      As mentioned above, we will experimentally show phosphorylation of the Aly3 C-terminus in the revised manuscript. Such experiments would make our story more solid and conclusive. We truly appreciate the comments and suggestions.

      We agree with the comments on difficulty of measuring glucose uptake using 2-NBDG. In fact, we tried and failed measuring Ght5-mediated glucose uptake using 2-NBDG.


      Cros review of Reviewer 3 - we have many overlaps, so briefly : *I agree that the bibliography is incomplete (mentioned in my review) *I agree that there is no demonstration of the phospho-status of Aly3, and it is a problem *I agree that the results can be better quantified, esp. in the light of the points raised by this referee concerning the variability of expression of ST18A Other specific comments : *I agree that the statement that dephosphorylation activates alpha-arresting should be toned down - this was observed in several instances but there are examples of arrestin-mediated endocytosis which does not require their prior dephosphorylation. *I fully agree that efforts could be made regarding the classification/nomenclature of arrestins in S. pombe, this had escaped my attention

      As detailed in the individual point raised by the reviewers, we will add the suggested references and accordingly correct the text in the revised manuscript.

      In addition to experimentally showing Aly3 phosphorylation, we will quantify the immunoblot result.

      Our statement that dephosphorylation activates alpha-arrestins might be too generalized. We will mention reports in which arrestin-mediated endocytosis does not require prior dephosphorylation (e.g. O'Donnell et al, Mol Biol Cell, 2010; Gournas et al, Mol Biol Cell, 2017; Savocco et al, PLoS Biol, 2019), and modify the text precisely.

      Reviewer #2 (Significance):

      *strengths and limitations This study aims at deepening our understanding of the regulation of endocytosis by signalling pathways through arrestin-like proteins in S. pombe. Ght5 is a nice model to study a physiological regulation, and the authors have a great set of tools at hand, including the discovery of Aly3 as the main arrestin for this regulation, and a signalling pathway (TORC2/Gad8) acting upstream. The main question is now to understand at the mechanistic level how TORC2 signaling impinges on the regulation of this arrestin.

      Overall, the authors nicely demonstrate that C-terminal Ser/Thr residues are crucial for the function of Aly3 in Ght5 endocytosis. They propose a model whereby Aly3 phosphorylation by an unknownn kinase inhibits its function on Ght5 ubiquitination, which would favour its endocytosis. However, I think the conclusions are not always rigorous and the conclusions are sometimes far-reaching. The main problem is that much of the conclusions concern a potential phosphorylation of Aly3 which is not experimentally addressed. An additional issue is the fact that they look at Ght5 ubiquitination by co-immunoprecipitation in native conditions (or at least, it seems to me) which cannot be conclusive. Overall, I think some experiments should be performed to address (at least) these 2 points before the manuscript can be published, see detailed comments above.

      *Advance

      This study, if completed carefully, would provide among the first examples of mapping of phosphorylation sites on arrestins, which are usually phosphorylated at many sites and are thus difficult to study. Few studies went down to this level in this respect (see Ivshov et al. eLife 2020). There are no changes in paradigms or new conceptual insights, but this work is a nice example of the conservation of these regulatory mechanisms.

      We appreciate that this study is highly evaluated by this reviewer. We understand the main problems raised by the reviewer, and as we detailed above, we plan to perform an experiment and make explanation to respond to the problems. With the raised issues answered, we believe that conclusions of the revised manuscript will be more rigorous.

      Our study reveals mechanisms regulating vacuolar transport of the Ght5 hexose transporter via the TORC2 pathway in fission yeast. The serine residues at the Aly3 C-terminus (582nd, 584th and 585th serine residues), which are probably phosphorylated in a manner dependent on the TORC2 pathway, are required for sustained Ght5 localization to cell surface and cellular adaptation to low glucose. To our knowledge, there is no such study, and thus we think that this study is novel. By responding to the reviewers' comments and adding new data as explained above, the revised manuscript will be able to present novelty of our study more clearly. Comparison of our study in fission yeast to related studies in other model organisms may reveal the conservation and diversity of these regulatory mechanisms.

      *Audience Should be of interest for people studying basic research in the field of cell biology, signalling pathways, transporter regulation by physiology. Reviewer background is on the regulation of transporter endocytosis by signalling pathways and arrestin-like proteins.

      Reviewer #3 (Evidence, reproducibility and clarity): (Authors' response in blue)

      In this manuscript, the authors work to address how phospho-regulation of a-arrestin Aly3 in S. pombe regulates the glucose transporter Ght5. The authors use a series of phospho-mutants in Aly3 and assess function of these mutants using growth assays and localization of Ght5. My main concerns with the manuscript are that 1) there is a lack of appreciation for the similar work that has been done in S. cerevisiae to define a-arrestin phospho-regulation, which is evidenced by the severe lack of referencing throughout the document, 2) the sites mutated on Aly3 are not demonstrated to change phospho-status of Aly3 and so all interpretations of these mutants need to be better contextualized and 3) almost none of the findings are quantified (imaging or immunoblots) making it difficult to assess the rigor of the outcomes. More detailed comments are provided below.

      We thank the reviewer for thorough reading of the manuscript and the detailed comments. As explained below, we will respond to the points raised by the reviewer and accordingly modify the manuscript.

      Minor Comments

      Immunoblotting or immunostaining to define the levels and localization of phospho-mutants - In Figure 1, an immunoblot or immunostaining to define the abundance/localization of WT Ght5 vs its ST11A mutant would be appreciated. It is very difficult to know if ST11A is as functional as WT or not without an assessment of the levels and localization of the WT and mutant proteins to accompany the spot assays. Perhaps a version of Ght5 that is a phospho-mimetic would be more useful here as well since that version should not be dephosphorylated and then presumably would be internalized and not allow for growth on low glucose medium.

      We plan to add fluorescence microscopy data of WT Ght5 and Ght5(ST11A) in the revised manuscript, to compare the localization and abundance of these two Ght5 species. In our preliminary observation, those of two Ght5 species seemed to be indistinguishable.

      We'd like to emphasize that the primary aim of this study is to reveal mechanisms regulating Ght5 localization and consequently ensuring cell proliferation in low glucose. While analyzing a phospho-mimetic Ght5 mutant (e.g. Ght5(ST11D)) is interesting in terms of understanding of the nature of Ght5, we believe that such an analysis is out of the scope on this study. As Ght5(ST11A)-expressing cells proliferated comparably to Ght5(WT)-expressing cells and WT and ST11A Ght5 indistinguishably localize on the cell surface, phosphorylation of the ST residues of Ght5 is not likely to be the primary mechanism regulating Ght5 localization and function. We would like to assess a phospho-mimetic Ght5 mutant protein in our future studies.

      For the Aly3 mutants where the abundance of Aly3 appears lower via immunoblotting (i.e., 4thA-A582S or S582A) how is the near perfect functional readout explained when the levels of the protein are much lower than WT? For the ST18A mutant, this is a particularly important point since the authors indicate on lines 194-197 that based on the functional data for ST18A, some of these ST residues are needed for phospho-regulation of Aly3. However, in Figure 3B the authors clearly show that there is very little ST18A protein in cells, and so these mutations have impacted Aly3 stability, which may or may not be linked to its phospho-status. The authors should be upfront about this finding on lines 194-197 and should not present this phospho-model as the only reason for why ST18A may not be functional. On lines 265-276 for the authors indicate that ST18A is expressed equivalently to WT Aly3, which is just not the case in Figure 3B. Perhaps quantification of replicate data would help clarify this issue. Further, if the authors wish to conclude that the upper MW bands in Figure 3B are due to phosphorylation, perhaps they should perform phosphatase treatments of their extracts to collapse these bands. However, most certainly the overall abundance of the single band for ST18A is reduced compared to the total bands of WT Aly3.

      We disagree with the opinion that the levels of the mutant Aly3 are much lower than WT. For semi-quantitative measurement of the protein abundance, 2-fold dilution series of the WT Aly3 sample were loaded in the leftmost 3 lanes of Figure 3B. Although the levels of Aly3(4th A;A582S), Aly3(S582A) and Aly3(ST18A) were lower than that of WT Aly3, those are 50% or more of the WT, judging from the intensities of the serially-diluted WT samples. To clearly show that the expression of these Aly3 proteins is within comparable levels, we plan to add a column chart of the quantified expression levels and to mention abundances of the Aly3 proteins more quantitatively in the revised text. We do not think that replicate data (of Western blots as in Figure 3B) helps clarify this issue, because nmt1 promoter-driven gene transcription is induced with a small variation (Forsburg, Nuc Acid Res, 1993). We will cite this report and mention this point in the revised text.

      We are afraid that this reviewer seems to consider that Aly3(ST18A) is not functional, but it is not a case and we do not intend to claim so. While deletion of aly3 did not interfere with cell proliferation in low glucose (see vector controls in Figures 2B, 2C and 3A, -Thiamine), expression of the ST18A mutant clearly hinders cell proliferation in low glucose, indicating that the ST18A performs dominant negative function to inhibit cell proliferation. That is, even though the expression level and/or stability of the ST18A is reduced, it is still sufficiently abundant to perform the dominant negative function. We propose the phospho-model not due to dysfunctionality of ST18A, but its dominant negative functionality. The 18 S/T residues of Aly3, which are shown to be phosphorylated in precedent phospho-proteomics studies, seem to be required to down-regulate Aly3's function to inhibit cell proliferation in low glucose. We apologize for this confusion, and we will modify the text and figures to clarify these points in the revised manuscripts.

      To obtain an experimental support for our description that the slower migrating bands in Figure 3B are due to phosphorylation, we plan to perform a phosphatase treatment experiment as suggested.

      Figure 2A - how do the phosphorylation sites identified in Aly3 compare to those identified in Rod1 from S. cerevisiae? See PMID 26920760 or SGD for more information. I am confused as to why the Aly3 protein has an arrowhead at the C-terminus. What does this denote?

      We will mention reported phosphorylation sites of Aly3 and budding yeast Rod1/Art4 in the revised manuscript, by referring to the indicated report and database. It should be noted that similarity between amino acid sequences of Aly3 and S. cerevisiae Rod1 is not so high and limited in Arrestin-N and -C domains. The C-terminal half of Aly3, in which most of the potential phosphorylation sites are found, is not similar to Rod1. Thus, these sites are unlikely to be conserved between them.

      An arrowhead indicates the direction of transcription (from N to C-terminus). We will describe it explicitly in the revised figure legend.

      Figure 2 - The WT and Aly3-ST18A are expressed in S. pombe from a non-endogenous locus under the control of the Nmt1 promoter. However, are these mutants present in cells that contain WT copies of Aly3 at other genomic loci? If so, this would surely muddy the interpretations of these data as a- and b-arrestins are capable of multimerizing and the effect of multimerization on their activities can vary.

      As mentioned in L188, an aly3 deletion mutant strain (aly3Δ) was used as a host, and thus all strains harboring an nmt1-driven aly3 gene lack the endogenous aly3 gene. We will add an illustration clearly showing that the host strain lacks the endogenous aly3+ gene and modify the legend of Figure 2.

      Functional readouts for Aly3 using Ght5 localization - The reduced surface levels of Ght5 does correspond to the spot assay growth in low glucose for the various Aly3 mutants used. However, it would be useful if these assays incorporated an endocytosis inhibitor to help prevent the activities of these Aly3 plasmids to see if the transporter is retained at the PM. At the end of these mutational analyses, the authors conclude that phosphorylation of Aly3 at any of 3 sites is required for Ght5 trafficking to the vacuole in low glucose, however no experiment is done to demonstrate that these sites are phosphorylated residues. A phosphatase assay would be useful to help demonstrate that the modifications in 3B really are phosphorylation and a quantification of the phosphorylated bands in these WBs would also be useful to solidify the statement made on lines 306-309.

      We thank the reviewer for suggestion of the experiment using an endocytosis inhibitor. Previously we reported that vacuolar localization of Ght5 in gad8ts mutant cells was suppressed by mutations in not only aly3 but also genes encoding ESCRT complexes (Toyoda et al, J Cell Sci, 2021). We therefore think that, in cells expressing Aly3(ST18A) or Aly3(4th Ala), Ght5 is subject to endocytosis and subsequent selective transport to vacuoles via ESCRT complexes. We will mention these previous findings in the revised manuscript.

      As mentioned in responses to the comments above and other reviewer's, we will perform a phosphatase treatment experiment and its quantification in the revised manuscript. Here, we'd like to emphasize that these 3 sites have been shown to be phosphorylated in phospho-proteomic studies by other researchers (Kettenbach et al, Mol Cell Proteomics, 2015; Tay et al, Cell Rep, 2019; Halova et al, Open Biol, 2021; Mak et al, EMBO J, 2021), although we do not show it directly in this study.

      Phosphorylation assessments - in general, it would be good to not only build the non-phosphorylatable versions of Aly3 but also the phospho-mimetic forms.

      We produced a phospho-mimetic mutant Aly3 (i.e. Aly3(4th A;A584D)), and showed the result in Figure 5A; cells expressing Aly3(4th A;A584D) exhibited a low ubiquitination of Ght5, similarly to Aly3(WT)- and Aly3(4th A;A584S)-expressing cells. According to our experiences, replacing S/T with D/E does not necessarily mimic phosphorylation. Thus, we do not believe that systematic production of phospho-mimetic Aly3 mutants would help achieve the aim of this study.

      Pub1, 2, and 3 - It would be helpful if the authors indicated what genes Pubs 1-3 correspond to in S. cerevisiae, where Rsp5 is the predominant Ub ligase interacting with a-arrestins. Is there no ortholog of Rsp5 in S. pombe?

      Pub1, Pub2 and Pub3 are regarded as orthologs of budding yeast Rsp5, according to the fission yeast database PomBase. We will perform a homology search for these E3 proteins, and based on the result, we will add a description in the revised manuscript.

      Pub-Aly3 interactions - could the authors please comment on the reason why so very little Aly3 is copurified with Pub1 or Pub2? Can any clear conclusion be drawn about pub2 given how very little Pub2 is present in the IPs? Based on my understanding of these data I do not think that this can be cleanly interpreted. What is is the identity of the ~50kDa MW band in Figure 6 in the upper MYC detection panel?

      We do not have an accurate answer for the result that a small amount of Aly3 is copurified with Pub1 or Pub3. The Pub1/3-Aly3 interaction may be weak or transient. We will discuss this point in the revised manuscript.

      Regarding whether Aly3 interacts with Pub2, we agree with the reviewer. As described in the Results (L360-362), we could not conclude anything about Aly3-Pub2 interaction by this immunoprecipitation experiment alone. On the other hand, the genetic interaction experiment (Figure 7A) suggests that pub2+ is not involved in defects caused by the gad8ts mutation (while pub3+ and aly3+ are). By this experiment, we think that Pub2 is not a partner of Aly3.

      In the revised manuscript, we will describe that Pub2 is not a partner of Aly3 in a paragraph describing the Figure 7A experiment.

      Because the 50 kDa band found in the IP fraction of all the samples appears even in "beads only" (Figure 6), those are supposedly derived from mouse IgG dissociated from the beads used for immunoprecipitation. We will mention this in the legend of Figure 6.

      Phosphorylation and ubiquitination of a-arrestins - The paragraph from lines 123-138 is very superficial in addressing what is known about phosphorylation and ubiquitination of a-arrestins. The way this section is written, it feels misleading to the reader as it omits many of the details for regulation that would help place the current study in context. The discussion of Rod1 phosphorylation by AMPK for example, which is directly relevant to this study, is underdeveloped. I would recommend splitting this into two paragraphs and providing a more in depth, and accurate, view of the literature on this topic, with a focus on the regulation that is relevant for the ortholog of Aly3 in S. cerevisiae. For example, Rod1 phosphorylation by AMPK is greatly expanded upon in the following papers (PMID 22249293 and 25547292) and AMPK regulation of C-tail phosphorylation of a-arrestins is defined further in PMID 26920760. These references are each particularly important to compare with the current findings presented in this manuscript. Torc2 regulation ofa-arrestins is also reviewed in PMID 36149412 and references therein should be considered.

      Because the primary aim of this study is to reveal mechanisms regulating Ght5 localization in fission yeast, but not to dissect modification and regulation of α-arrestins, we decided not to get into the details of phosphorylation and ubiquitination of α-arrestins. Furthermore, although budding yeast Rod1 and Rog3 are found to be downstream of the TORC2-Ypk1 signaling in the context of internalization of the Ste2 pheromone receptor, it is not clear whether TORC2-Ypk1 signaling also regulate α-arrestin-mediated internalization of hexose transporters in budding yeast. For these reasons, we focused on limited literatures essential for interpretation of the results and omitted many references describing the details of α-arrestin regulation. However, as this reviewer commented, we realize that our decision makes the discussion superficial and misleading to the reader. We sincerely apologize for this inconvenience.

      In the revised manuscript, we will reorganize the paragraphs in the discussion and include the suggested references. Regarding budding yeast Rod1, we will cite the study reporting Ypk1-mediated phosphorylation on Rod1 in mating pheromone response via regulation of Ste2 endocytosis (Alvaro et al, Genetics, 2016). We will also mention other reports (Becuwe et al, J Cell Biol, 2012; O'Donnell et al, Mol Cell Biol, 2015) about AMPK-dependent phosphorylation of Rod1 in the corresponding part (e.g. L129-130). In addition, we will mention that Aly2, Rod1 and Rog3 α-arrestins were found downstream of the TORC2-Ypk1 signaling (Muir et al, eLife, 2014; Thorner, Biochem J, 2022).

      As a further detailed example, there is far more work done on ubiquitination of a-arrestins in S. cerevisiae than the single citation provided by the authors on line 137. The way this section is written it feels misleading. Considerable effort has been spent on defining how mono- and poly-ubiquitination regulate a-arrestins and the authors should consider the data provided in the following citations and revise the two sentences they provide in this introduction to better reflect the breadth of our understanding rather than simply indicate that the 'mechanisms that regulate functions of a-arrestisn are not fully understood'. (PMIDs 23824189; 22249293; 17028178; 28298493)

      Ubiquitination of α-arrestin itself is not the topic of this study, and physiological consequences of ubiquitination of Aly3 remain unknown. Because of these reasons, we did not describe the details of ubiquitination of α-arrestins in the original manuscript. However, we never intend to mislead the reader, and thus to avoid it, we will revise the indicated sentences and cite the suggested literatures (O'Donnell et al, J Biol Chem, 2013; Becuwe et al, J Cell Biol, 2012; Kee et al, J Biol Chem, 2006; Ho et al, Mol Biol Cell, 2017) in the revised manuscript.

      Context of the findings and lack of citations - The referencing in this manuscript is very poor as many of the key papers that report analogous findings in the budding yeast Saccharomyces cerevisiae are not cited. This oversight in citing the appropriate literature must be remedied before this manuscript can be considered further for publication. Examples of these omissions occur at the following places:

      We will modify the text and carefully cite more literatures describing analogous finding in budding yeast and other organisms in the revised manuscript. We appreciate the insightful suggestions by this reviewer. It should be noted, however, that it is not evident whether budding yeast Rod1 and Rog3 are orthologous to fission yeast Aly3. Although Rod1 and Aly3 share overlapping roles, amino acid sequence similarity of them is not high and limited only in domains which are generally conserved among α-arrestin-family proteins.

      Line 90 - The Puca and Brou citations is one example of this but the first examples come from Daniela Rotin's work looking at Rsp5 interactions in budding yeast, which is where the association between HECT-domain Ub ligases and a-arrestins is also documented by Scott Emr and Hugh Pelham's labs. Here are some PMID numbers to improve the citations of this section (PMID 17551511; 18976803; 19912579) and each of these references long predates the Puca and Brou publication.

      In the revised manuscript, we will improve the citations by including the suggested studies (Gupta et al, Mol Syst Biol, 2007; Lin et al, Cell, 2008; Nikko and Pelham, Traffic, 2009).

      Lines 123-126 - Phosphorylation can also increase vacuole-dependent degradation of alpha-arrestins as demonstrated in PMID 35454122. The interaction with 14-3-3 proteins that is driven by phosphorylation of a-arrestins was first demonstrated by the Leon group in PMID 22249293). Lines 129-132 - Here again the Leon reference that helps demonstrate the 14-3-3 inhibition of Rod1 is lacking (PMID 22249293).

      We will cite the suggested studies in description of these topics (Bowman et al, Biomolecules, 2022; Becuwe et al, J Cell Biol, 2012).

      Lines 130-132 - Please include references for the statement that dephosphorylation activates a-arrestin activity. There are no citations on this statement and there are many to choose from and I would urge the authors to cite the primary literature on these points.

      We will cite studies for the statement "Conversely, dephosphorylation is thought to activate α-arrestins and to promote selective endocytosis of transporter proteins" (L130-132).

      These are just a few examples from the Introduction, but the Discussion is similarly wrought with issues in referencing and framing the experimental results within the context of the larger field, including what is known about Rod1/Rog3 regulation in S. cerevisiae. For example, the Llopis-Torregrosa et al reference and statement on lines 508-510 is incorrect. There are other phosphorylation sites defined in the C-terminus of Rod1, as described in Alvaro et al. PMID: 26920760.

      We will carefully correct Discussion by citing the suggested references (e.g. Alvaro et al, Genetics, 2016) and framing the obtained results within the context of the larger field.

      Of note, a combination of α-arrestin, upstream kinase(s) and distinct phosphorylation sites appears to determine the target transporter (Kahlhofer et al, Biol Cell, 2021; Thorner, Biochem J, 2022), and it has not been explicitly proved that TORC2-Ypk1 signaling also regulate α-arrestin-mediated internalization of hexose transporters in budding yeast. For these reasons, we stated "S. cerevisiae Rod1 and Rog3 are phosphorylated solely by Snf1p/AMPK" in the context of internalization of hexose transporters. We will also discuss this point in the revised manuscript.

      Minor Comments Clarification needed - Lines 107-121 - The relationship between the S. pombe arrestins and those in other organisms is somewhat unclear. Frist, all the arrestins in humans and S. cerevisiae can be sorted into the alpha, beta and Vps26 classes. However, the authors indicate that the S. pombe genome has 11 arrestin-like proteins but only 4 of these are a-arrestins. What classes do the other 7 arrestins belong to? It would be appreciated if this point was clarified.

      To our knowledge, fission yeast arrestins are not well classified yet. We will perform a phylogenetic tree analysis to classify them, and modify the description of the indicated part accordingly. We will also cite our previous report (Toyoda et al, J Cell Sci, 2021), in which the overall protein structure and domains of 11 fission yeast arrestin-like proteins were reported.

      Next, for the 4 a-arrestins identified in S. pombe the authors indicate that Aly3 is the homolog of Rod1/Art4 and Rog3/Art7 from S. cerevisiae. What is the relationship of Rod1 in S. pombe to Rod1 in S. cerevisiae? Are these also homologs? You can see how the nomenclature is confusing and, given the functional overlap of S. cerevisiae Rod1/Rog3 proteins it is important to know if Aly3 is the only version of these a-arrestins or if there is an additional counterpart in S. pombe. This point becomes somewhat more confusing when on lines 134-136 the authors talk about Arn1/Any1 as an arrestin related protein in S. pombe yet this protein was not included on the list of a-arrestins in the preceding section. What class of arrestin is this protein?

      According to PomBase, both Aly3 and Rod1 are assigned as the orthologue of budding yeast Rod1 and Rog3. However, as mentioned in responses above, it is unclear whether Aly3 is really orthologous to budding yeast Rod1/Rod3. In the revised manuscript, we will perform a homology search for these 4 proteins, and add information on how much these arrestins share homology.

      Arn1/Any1 is regarded as a β-arrestin (Nakase et al, J Cell Sci, 2013). We will also mention this in the revised manuscript.

      Alpha-arrestin homology - On lines 127-129 the authors indicate that TXNIP is the mammalian homolog of Aly3. To my knowledge, there are no evolutionary analyses that can draw these lines of homology between the a-arrestins in humans and those in yeasts. It would be appreciated if the authors could cite the work that leads to this conclusion or revise the sentence to more accurately reflect what is known on this topic. It certainly appears that, given their functional overlap in regulating glucose transporters, Txnip and Rod1/Rog3 in humans and S. cerevisiae are functionally connected. I urge the authors to use more caution when describing this protein family.

      Among human α-arrestins, ARRDC2 (22%) but not TXNIP (20%) has the highest amino acid identity to Aly3 (Toyoda et al, J Cell Sci, 2021). However, as TXNIP has been reported to regulate endocytosis of hexose transporters, GLUT1 and 4 (Wu et al, Mol Cell, 2013; Waldhart et al, Cell Rep, 2017), we think that TXNIP and Aly3 share physiological roles. We will revise the sentence (L127-129) more accurately.

      Text editing - The text could use editing as there are awkward and grammatically incorrect sentences in several places. Here are a few examples to help the authors:

      Please note that the original manuscript is edited by a professional editor, who is a native English (American) speaker and has edited thousands of research papers, before initial submission. We will ask an editor to check the revised draft again before submission.

      Lines 57-60 - the protein is not expressed over the entire cell surface, but is localized to the entire cell surface.

      We will correct this wording.

      Lines 80-83 - this sentence is very confusing

      We will correct this part by changing the phrase "Unlike TORC1," into a clause.

      Line 86 - Is there more than one gene encoding Aly3 in S. pombe?

      No, there is only one gene encoding Aly3. We will correct this part so as to avoid being misunderstood.

      Line 88, 109, - these sentences need to start with a capitol so either capitalize the A in arrestin or write out Alpha with a capitol A.

      We will correct the sentence as suggested.

      Lines 145-148 - unclear as written

      We will clarify the meaning of the sentence by changing the voice.

      Line 224 - why are these amino acids being referred to as hydroxylated? Perhaps hydroxyl-containing amino acids or 18 amino acids with hydroxyl side chains would be better choices?

      We will correct the word as suggested.

      Line 300 - very confusing sentence structure

      We will correct this part by simplifying the structure of the sentence.

      And elsewhere....

      We will carefully check the revised text before submission.

      Reviewer #3 (Significance):

      The authors provide some information as to the residues needed in the Aly3 C-tail for Ght5 trafficking in S. Pombe. These results are not places in the context of similar phosphor-regulatory work done for a-arrestins in S. cerevisiae, and this is needed for appreciation of the significance of the study.

      Overall, it appears that the model put forth is very similar to the one already proposed in S. cerevisiae where phosphorylation impedes a-arrestin-mediated trafficking of glucose transporters. It is interesting to see this similarity hold in S. Pombe, but it does not dramatically alter our appreciation of a-arrestin biology.

      The significance of the findings are somewhat underscored by the fact that very little quantification of data are presented, making the rigor of the work difficult to assess.

      We thank the reviewer for careful reading and evaluation of our study. As the reviewer states, the results are not placed in the context of similar phospho-regulatory works done for α-arrestins in S. cerevisiae. This may partly come from the fact that it remains unclear whether internalization of hexose transporters is regulated by TORC2-dependent phosphorylation in S. cerevisiae. We believe that our study is novel and significant for this reason. By performing the additional experiments/quantification and revising the text as suggested by the reviewers, the manuscript will be further strengthened, and we will be able to clearly conclude that TORC2-dependent phosphorylation of Aly3 regulates localization of the Ght5 hexose transporter and cellular responses to glucose shortage stress.

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      Referee #3

      Evidence, reproducibility and clarity

      In this manuscript, the authors work to address how phospho-regulation of a-arrestin Aly3 in S. pombe regulates the glucose transporter Ght5. The authors use a series of phospho-mutants in Aly3 and assess function of these mutants using growth assays and localization of Ght5. My main concerns with the manuscript are that 1) there is a lack of appreciation for the similar work that has been done in S. cerevisiae to define a-arrestin phospho-regulation, which is evidenced by the severe lack of referencing throughout the document, 2) the sites mutated on Aly3 are not demonstrated to change phospho-status of Aly3 and so all interpretations of these mutants need to be better contextualized and 3) almost none of the findings are quantified (imaging or immunoblots) making it difficult to assess the rigor of the outcomes. More detailed comments are provided below.

      Minor Comments

      Immunoblotting or immunostaining to define the levels and localization of phospho-mutants - In Figure 1, an immunoblot or immunostaining to define the abundance/localization of WT Ght5 vs its ST11A mutant would be appreciated. It is very difficult to know if ST11A is as functional as WT or not without an assessment of the levels and localization of the WT and mutant proteins to accompany the spot assays. Perhaps a version of Ght5 that is a phospho-mimetic would be more useful here as well since that version should not be dephosphorylated and then presumably would be internalized and not allow for growth on low glucose medium.

      For the Aly3 mutants where the abundance of Aly3 appears lower via immunoblotting (i.e., 4thA-A582S or S582A) how is the near perfect functional readout explained when the levels of the protein are much lower than WT? For the ST18A mutant, this is a particularly important point since the authors indicate on lines 194-197 that based on the functional data for ST18A, some of these ST residues are needed for phospho-regulation of Aly3. However, in Figure 3B the authors clearly show that there is very little ST18A protein in cells, and so these mutations have impacted Aly3 stability, which may or may not be linked to its phospho-status. The authors should be upfront about this finding on lines 194-197 and should not present this phospho-model as the only reason for why ST18A may not be functional. On lines 265-276 for the authors indicate that ST18A is expressed equivalently to WT Aly3, which is just not the case in Figure 3B. Perhaps quantification of replicate data would help clarify this issue. Further, if the authors wish to conclude that the upper MW bands in Figure 3B are due to phosphorylation, perhaps they should perform phosphatase treatments of their extracts to collapse these bands. However, most certainly the overall abundance of the single band for ST18A is reduced compared to the total bands of WT Aly3.

      Figure 2A - how do the phosphorylation sites identified in Aly3 compare to those identified in Rod1 from S. cerevisiae? See PMID 26920760 or SGD for more information. I am confused as to why the Aly3 protein has an arrowhead at the C-terminus. What does this denote?

      Figure 2 - The WT and Aly3-ST18A are expressed in S. pombe from a non-endogenous locus under the control of the Nmt1 promoter. However, are these mutants present in cells that contain WT copies of Aly3 at other genomic loci? If so, this would surely muddy the interpretations of these data as - and -arrestins are capable of multimerizing and the effect of multimerization on their activities can vary.

      Functional readouts for Aly3 using Ght5 localization - The reduced surface levels of Ght5 does correspond to the spot assay growth in low glucose for the various Aly3 mutants used. However, it would be useful if these assays incorporated an endocytosis inhibitor to help prevent the activities of these Aly3 plasmids to see if the transporter is retained at the PM. At the end of these mutational analyses, the authors conclude that phosphorylation of Aly3 at any of 3 sites is required for Ght5 trafficking to the vacuole in low glucose, however no experiment is done to demonstrate that these sites are phosphorylated residues. A phosphatase assay would be useful to help demonstrate that the modifications in 3B really are phosphorylation and a quantification of the phosphorylated bands in these WBs would also be useful to solidify the statement made on lines 306-309.

      Phosphorylation assessments - in general, it would be good to not only build the non-phosphorylatable versions of Aly3 but also the phospho-mimetic forms.

      Pub1, 2, and 3 - It would be helpful if the authors indicated what genes Pubs 1-3 correspond to in S. cerevisiae, where Rsp5 is the predominant Ub ligase interacting with -arrestins. Is there no ortholog of Rsp5 in S. pombe?

      Pub-Aly3 interactions - could the authors please comment on the reason why so very little Aly3 is copurified with Pub1 or Pub2? Can any clear conclusion be drawn about pub2 given how very little Pub2 is present in the IPs? Based on my understanding of these data I do not think that this can be cleanly interpreted. What is is the identity of the ~50kDa MW band in Figure 6 in the upper MYC detection panel?

      Phosphorylation and ubiquitination of -arrestins - The paragraph from lines 123-138 is very superficial in addressing what is known about phosphorylation and ubiquitination of a-arrestins. The way this section is written, it feels misleading to the reader as it omits many of the details for regulation that would help place the current study in context. The discussion of Rod1 phosphorylation by AMPK for example, which is directly relevant to this study, is underdeveloped. I would recommend splitting this into two paragraphs and providing a more in depth, and accurate, view of the literature on this topic, with a focus on the regulation that is relevant for the ortholog of Aly3 in S. cerevisiae. For example, Rod1 phosphorylation by AMPK is greatly expanded upon in the following papers (PMID 22249293 and 25547292) and AMPK regulation of C-tail phosphorylation of -arrestins is defined further in PMID 26920760. These references are each particularly important to compare with the current findings presented in this manuscript. Torc2 regulation of-arrestins is also reviewed in PMID 36149412 and references therein should be considered. As a further detailed example, there is far more work done on ubiquitination of -arrestins in S. cerevisiae than the single citation provided by the authors on line 137. The way this section is written it feels misleading. Considerable effort has been spent on defining how mono- and poly-ubiquitination regulate -arrestins and the authors should consider the data provided in the following citations and revise the two sentences they provide in this introduction to better reflect the breadth of our understanding rather than simply indicate that the 'mechanisms that regulate functions of -arrestisn are not fully understood'. (PMIDs 23824189; 22249293; 17028178; 28298493)

      Context of the findings and lack of citations - The referencing in this manuscript is very poor as many of the key papers that report analogous findings in the budding yeast Saccharomyces cerevisiae are not cited. This oversight in citing the appropriate literature must be remedied before this manuscript can be considered further for publication. Examples of these omissions occur at the following places:

      Line 90 - The Puca and Brou citations is one example of this but the first examples come from Daniela Rotin's work looking at Rsp5 interactions in budding yeast, which is where the association between HECT-domain Ub ligases and -arrestins is also documented by Scott Emr and Hugh Pelham's labs. Here are some PMID numbers to improve the citations of this section (PMID 17551511; 18976803; 19912579) and each of these references long predates the Puca and Brou publication.

      Lines 123-126 - Phosphorylation can also increase vacuole-dependent degradation of alpha-arrestins as demonstrated in PMID 35454122. The interaction with 14-3-3 proteins that is driven by phosphorylation of -arrestins was first demonstrated by the Leon group in PMID 22249293).

      Lines 129-132 - Here again the Leon reference that helps demonstrate the 14-3-3 inhibition of Rod1 is lacking (PMID 22249293).

      Lines 130-132 - Please include references for the statement that dephosphorylation activates -arrestin activity. There are no citations on this statement and there are many to choose from and I would urge the authors to cite the primary literature on these points.

      These are just a few examples from the Introduction, but the Discussion is similarly wrought with issues in referencing and framing the experimental results within the context of the larger field, including what is known about Rod1/Rog3 regulation in S. cerevisiae. For example, the Llopis-Torregrosa et al reference and statement on lines 508-510 is incorrect. There are other phosphorylation sites defined in the C-terminus of Rod1, as described in Alvaro et al. PMID: 26920760.

      Minor Comments

      Clarification needed - Lines 107-121 - The relationship between the S. pombe arrestins and those in other organisms is somewhat unclear. Frist, all the arrestins in humans and S. cerevisiae can be sorted into the alpha, beta and Vps26 classes. However, the authors indicate that the S. pombe genome has 11 arrestin-like proteins but only 4 of these are -arrestins. What classes do the other 7 arrestins belong to? It would be appreciated if this point was clarified. Next, for the 4 -arrestins identified in S. pombe the authors indicate that Aly3 is the homolog of Rod1/Art4 and Rog3/Art7 from S. cerevisiae. What is the relationship of Rod1 in S. pombe to Rod1 in S. cerevisiae? Are these also homologs? You can see how the nomenclature is confusing and, given the functional overlap of S. cerevisiae Rod1/Rog3 proteins it is important to know if Aly3 is the only version of these -arrestins or if there is an additional counterpart in S. pombe.

      This point becomes somewhat more confusing when on lines 134-136 the authors talk about Arn1/Any1 as an arrestin related protein in S. pombe yet this protein was not included on the list of -arrestins in the preceding section. What class of arrestin is this protein?

      Alpha-arrestin homology - On lines 127-129 the authors indicate that TXNIP is the mammalian homolog of Aly3. To my knowledge, there are no evolutionary analyses that can draw these lines of homology between the -arrestins in humans and those in yeasts. It would be appreciated if the authors could cite the work that leads to this conclusion or revise the sentence to more accurately reflect what is known on this topic. It certainly appears that, given their functional overlap in regulating glucose transporters, Txnip and Rod1/Rog3 in humans and S. cerevisiae are functionally connected. I urge the authors to use more caution when describing this protein family.

      Text editing - The text could use editing as there are awkward and grammatically incorrect sentences in several places. Here are a few examples to help the authors:

      Lines 57-60 - the protein is not expressed over the entire cell surface, but is localized to the entire cell surface.

      Lines 80-83 - this sentence is very confusing

      Line 86 - Is there more than one gene encoding Aly3 in S. pombe?

      Line 88, 109, - these sentences need to start with a capitol so either capitalize the A in arrestin or write out Alpha with a capitol A.

      Lines 145-148 - unclear as written

      Line 224 - why are these amino acids being referred to as hydroxylated? Perhaps hydroxyl-containing amino acids or 18 amino acids with hydroxyl side chains would be better choices?

      Line 300 - very confusing sentence structure

      And elsewhere....

      Significance

      The authors provide some information as to the residues needed in the Aly3 C-tail for Ght5 trafficking in S. Pombe. These results are not places in the context of similar phosphor-regulatory work done for a-arrestins in S. cerevisiae, and this is needed for appreciation of the significance of the study.

      Overall, it appears that the model put forth is very similar to the one already proposed in S. cerevisiae where phosphorylation impedes a-arrestin-mediated trafficking of glucose transporters. It is interesting to see this similarity hold in S. Pombe, but it does not dramatically alter our appreciation of a-arrestin biology.

      The significance of the findings are somewhat underscored by the fact that very little quantification of data are presented, making the rigor of the work difficult to assess.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary/background.

      This paper focuses on the regulation of endocytosis of the hexose transporter, Ght5, in S. pombe by nutrient limitation through the arrestin-like protein Aly3. Ght5 is induced when glucose is limiting and is required for growth and proliferation in these conditions. ght5+ encodes the only high-affinity glc transporter from fission yeast. ght5+ is induced in low glucose conditions at the transcriptional level and is translocated to the plasma membrane to allow glc import. Ght5 is targeted to the vacuole in conditions of N limitation. Mutations in the TORC2 pathway lead to the same process, thus preventing growth on low glucose medium, as shown in the gad8ts mutant, mutated for the Gad8 kinase acting downstream of TORC2. Previously, the authors demonstrated that the vacuolar delivery of Ght5 in the gad8ts mutant is suppressed by mutation of the arrestin-like protein Aly3. Arrestin-like proteins are in charge of recognising and ubiquitinating plasma membrane proteins to direct their vacuolar targeting by the endocytosis pathway. This suggested that Aly3 is hyperactive in TORC2 mutants, and accordingly, Ght5 ubiquitination was increased in gad8ts.

      Overall statement

      This study aims at deepening our understanding of the regulation of endocytosis by signalling pathways through arrestin-like proteins. Ght5 is a nice model to study a physiological regulation, and the authors have a great set of tools at hand. However, I think the conclusions are not always rigorous and the conclusions are sometimes far-reaching. The main problem is that much of the conclusions concern a potential phosphorylation of Aly3 which is not experimentally addressed. An additional issue is the fact that they look at Ght5 ubiquitination by co-immunoprecipitation in native conditions (or at least, it seems to me) which cannot be conclusive. Overall, I think some experiments should be performed to address (at least) these 2 points before the manuscript can be published, see detailed comments below.

      Major statements and criticism.

      • Fig 1. Based on the hypothesis that TORC2-mediated phosphorylation regulate Ght5 endocytosis, the authors first considered a possible phosphorylation of Ght5. They mutagenised 11 possible phosphorylation sites on the Ct of Ght5, but none affected the growth on low glucose in the absence of thiamine, suggesting that they don't contribute to the observed TORC2-mediated regulation. However, I disagree with the statement that "phosphorylation of Ght5 is dispensable for cell proliferation in low glucose", given that the authors do not show 1- that Ght5 is phosphorylated and 2-that this is abolished by these mutations. They should either provide data on this or tone down and say that these residues are not involved in the regulation, without implying phosphorylation which is not proven. In the presence of Thiamine (Supp fig 1), it seems that the ST/A mutant grows better in low glucose, and this is not explained nor commented. Since the transporter is not expressed, could the authors provide an explanation to this? If the promoter is leaky and some ght5-ST/A is expressed, it may be more stable and allow better growth than the WT, which would tend to indicate that impairing phosphorylation prevents endocytosis (which is classical for many transporters, see the body of work on CK1-mediated phosphorylation of transporters). Have the authors tried to decrease glc concentration lower than 0.14% in the absence of thiamine to see if this also true when the transporters is strongly expressed? (OPTIONAL)
      • Fig 2. The authors then follow the hypothesis that TORC2 exerts its Ght5-dependent regulation through the phosphorylation of Aly3. They mutagenised 18 possible phosphorylation sites on Aly3. This led to a strong defect in growth in low-glc medium. Mutation of the possible Gad8 site (S460) did not recapitulate this phenotype, suggesting that it is not sufficient, however, mutations of 4 ST residues in a CT cluster (582-586) mimicked the full 18ST/A mutation, suggesting these are the important residues for Ght5 endocytosis.
      • Fig 3A. Further dissection did not allow to pinpoint this regulation to a specific residue, beyond the dispensability of the T586 residue. Fig 3B. The authors look at the effects of mutation of Aly3 on these sites at the protein level. They had to develop an antibody because HA-epitope tagging did not lead to a functional protein (Supp fig 2). Whereas I agree that the mutations causing a phenotype lead to a change in the migration pattern, I disagree with the statement that "This observation indicated that slower migrating bands were phosphorylated species of Aly3" (p.9 l.271). First, lack of phosphorylation usually causes a slower mobility on gel, which is not clear to spot here. Second, a smear appears on top of the mutated proteins (eg. 4th Ala) which is possibly caused by another modification. There are many precedents in the literature about arrestins being ubiquitinated when they are not phosphorylated (see the work on Bul1, Rod1, Csr2 in baker's yeast from various labs). My gut feeling is that lack of phosphorylation unleashes Aly3 ubiquitination leading to change in pattern. All in all, it is impossible to state about the phosphorylation of a protein without addressing its phosphorylation properly by phosphatase treatment + change in migration, or MS/MS. Thus, whereas the data looks promising, this hypothesis that Aly3 is phosphorylated at the indicated sites is not properly demonstrated.
      • Fig 4. The authors now look at the functional consequences of these mutations on ALy3 on Ght5 localisation. The data clearly shows that mutation of the 4 identified S/T residues (Aly3-4th A) causes aberrant localisation of the transporter to the vacuole, likely to cause the observed growth defect on low glucose. There is a nice correlation between the vacuolar localisation and growth in low-glucose for the various aly3 mutants. (A final proof could be to express this in the context of an endocytic mutant, which should restore membrane localisation and suppress the aly3-4thA phenotype - OPTIONAL). However, I still disagree with the statement that "These results indicate that phosphorylation of Aly3 at the C-terminal 582nd, 584th, and/or 585th serine residues is required for cell-surface localization of Ght5." given that phosphorylation was not properly demonstrated.
      • Fig 5. Here, the authors question the role of Aly3 mutations on Ght5 ubiquitination. They immunoprecipitate Ght5 and address its ubiquitination status in various Aly3 mutants. The data is encouraging for a role in Aly3 phosphorylation (?) in the negative control of Ght5 ubiquitination. My main problem with this experiment is that it seems that Ght5 immunoprecipitations were made in non-denaturing conditions, which leads to the question of what is the anti-ubiquitin revealing here (Ght5 or a co-immunoprecipitated protein, for example Aly3 itself, or the Pub ligases, or an unknown protein). It seems that this protocol was previously used in their previous paper, but I stand by my conclusion that ubiquitination of a given protein can only be looked in denaturing conditions. The experiments should be repeated in buffers classical for the study of protein ubiquitination to be able to conclude unambiguously that we are looking at Ght5 ubiquitination itself, especially in the absence of a non-ubiquitinable form of Ght5 as a negative control. Could the authors comment on the fact that S-A or S-D mutations display the same phenotype regarding the possible Ght5 ubiquitination?
      • Fig 6. The authors want to document the model whereby Aly3 may interact with some of the Nedd4 ligases (Pub1/2/3) to mediate its Ght5-ubiquitination function. They actually use the Aly3-4thA mutant, it should have been better with the WT protein. But the results indicate a clear interaction with at least Pub1 and Pub3. By the way, are the Pub1/2/3 fusions functional? Nedd4 proteins are notoriously affected in their function by C-terminal tagging and are usually tagged at their N-terminus (See Dunn et al. J Cell Biol 2004).
      • Fig 7. The authors want to provide genetic interaction between the Pub ligases and the growth defects in low glc due to alterations in Ght5 trafficking. It is unclear how the gad8ts pub1∆ mutant was generated since it doesn't seem to grow on regular glc concentration (Supp fig 5), could the authors provide some information about this? It is also not clear whether it can be stated thatches mutant is "more sensitive" to glc depletion because of the low level of growth to begin with (even at 3%). Altogether, the data show that deletion of pub3+ is able to suppress the growth defect of the gad8ts mutant on low glc medium, suggesting it is the relevant ligase for Ght5 endocytosis. This is confirmed by microscopy observations of Ght5 localisation. However, I would again tone down the main conclusion, which I feel is far-reaching: "Combined with physical interaction data, these results strongly suggest that Aly3 recruits Pub3, but not Pub2, for ubiquitination of Ght5." Work on Rsp5 in baker's yeast has shown that Rsp5 function goes beyond cargo ubiquitination, including ubiquitination of arrestins (which is often required for their function as mentioned in the introduction) or other endocytic proteins (epsins, amphyphysin etc). I agree that the data are compatible with this model but there are other possible explanations. Anything that would block endocytosis would supposedly suppress the gad8ts phenotype.

      Discussion

      Some analogy with the regulation of the Bul arrestins by TORC1/Npr1 and PP2A/Sit4 could be mentioned (Mehri et al. 2012), at the discretion of the authors. The possibility that phosphorylation may neutralise a basic patch on Aly3 Ct, possibly involved in electrostatic interactions with Ght5 is very interesting. Regarding the effect of the mutations on Aly3 localisation (p.15 l.498), did the authors tag Aly3 with GFP? There are examples where proteins tagged with HA are not functional whereas tagging with GFP does not alter their function (eg. Rod1, Laussel et al. 2022) - and here Supp Fig 2 only relates to HA-tagging. Proof of a change in Aly3 localisation upon mutation would definitely be a plus (OPTIONAL).

      Minor comments.

      Introduction:

      • I believe the text corresponding to the work on TXNIP is incorrect (p.5 l.127). TXNIP is degraded after its phosphorylation, not "rectracted" from the surface.
      • For the sake of completion, the authors could add other references concerning the regulation of Rod1 in budding yeast such as Becuwe et al. 2012 J Cell Biol and O'Donnell et al. 2015 Mol Cell Biol, in addition to Llopis-Torregrosa et al. 2016.
      • Other examples of the requirement for arrestin ubiquitination beyond Art1 (p.5 l.136-137) are listed in the ref cited: Kahlhofer et al. 2021.

      Figures: In general, I think it would be clearer if the authors showed on the figures that the background strain in which the XXX gene is added (or its mutant forms) is a xxx∆ strain.

      Referees cross-commenting

      Cross review of Reviewer 1

      • I don't believe that the authors "define a set of redundant c-terminal phosphorylation sites in Aly3", because phosphorylation is not proven.
      • I thinks the points raised for Fig 3B are valid but the authors should focus on making their story conclusive before expanding to other data (except for the explanation of the smear, see my review). Also, I don't think 2NBDG actually works to measure Glc uptake.
      • same for Fig 6 - not sure the interaction site mapping between Aly3 and Pubs would bring much value since there are more urgent things to do to make the story solid.

      Cros review of Reviewer 3 - we have many overlaps, so briefly :

      • I agree that the bibliography is incomplete (mentioned in my review)
      • I agree that there is no demonstration of the phospho-status of Aly3, and it is a problem
      • I agree that the results can be better quantified, esp. in the light of the points raised by this referee concerning the variability of expression of ST18A

      Other specific comments :

      • I agree that the statement that dephosphorylation activates alpha-arresting should be toned down - this was observed in several instances but there are examples of arrestin-mediated endocytosis which does not require their prior dephosphorylation.
      • I fully agree that efforts could be made regarding the classification/nomenclature of arrestins in S. pombe, this had escaped my attention

      Significance

      strengths and limitations

      This study aims at deepening our understanding of the regulation of endocytosis by signalling pathways through arrestin-like proteins in S. pombe. Ght5 is a nice model to study a physiological regulation, and the authors have a great set of tools at hand, including the discovery of Aly3 as the main arrestin for this regulation, and a signalling pathway (TORC2/Gad8) acting upstream. The main question is now to understand at the mechanistic level how TORC2 signaling impinges on the regulation of this arrestin.

      Overall, the authors nicely demonstrate that C-terminal Ser/Thr residues are crucial for the function of Aly3 in Ght5 endocytosis. They propose a model whereby Aly3 phosphorylation by an unknownn kinase inhibits its function on Ght5 ubiquitination, which would favour its endocytosis. However, I think the conclusions are not always rigorous and the conclusions are sometimes far-reaching. The main problem is that much of the conclusions concern a potential phosphorylation of Aly3 which is not experimentally addressed. An additional issue is the fact that they look at Ght5 ubiquitination by co-immunoprecipitation in native conditions (or at least, it seems to me) which cannot be conclusive. Overall, I think some experiments should be performed to address (at least) these 2 points before the manuscript can be published, see detailed comments above.

      Advance

      This study, if completed carefully, would provide among the first examples of mapping of phosphorylation sites on arrestins, which are usually phosphorylated at many sites and are thus difficult to study. Few studies went down to this level in this respect (see Ivshov et al. eLife 2020). There are no changes in paradigms or new conceptual insights, but this work is a nice example of the conservation of these regulatory mechanisms.

      Audience

      Should be of interest for people studying basic research in the field of cell biology, signalling pathways, transporter regulation by physiology. Reviewer background is on the regulation of transporter endocytosis by signalling pathways and arrestin-like proteins.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary: The manuscript by Yusuke Toyoda and co-workers describes that the phosphorylation of the a-arrestin Aly3 downstream of TORC2 and GAD8 (AKT) negatively regulates endocytosis of the hexose transporter Ght5 in S.pombe under glucose limiting growth conditions.

      To arrive at these conclusions, the researchers define a set of redundant c-terminal phosphorylation sites in Aly3 that are downstream by GAD8. Phosphorylation of these sites reduces Ght5 ubiquitination and endocytosis. For ubiquitination, Aly3 interacts with the ubiquitin ligases Pub1/3.

      Major points:

      Figure 3B: it would be interesting to compare Aly3 migration pattern (and hence potential phosphorylation) under glucose replete or limiting growth conditions. Can the authors provide direct evidence that Aly3 phosphorylation changes in response to glucose availability? Also please explain the 'smear' in lanes aly3(4th Ala), aly3(4th Ala, A584S), aly3(4th Ala, A586T).

      Figure 4: Ght5 localization should be analyzed + / - thiamine and in media with different glucose levels. Also, a co-localization with a vacuolar marker (FM4-64) would be nice (but not necessary). Ideally, the authors should add WB analysis of Ght5 turnover to complement the imaging data. Also, would it be possible to measure directly the effects on glucose uptake (using eg: 2-NBDG).

      Figure 5: Given the localization of Ght5 shown in Figure 4, I'm surprised that it is possible in to detect full length Ght5, and its ubiquitination in the phospho-mutants of Aly3. I expected that the majority of Ght5 would be constitutively degraded, and that one would need to prevent endocytosis and/or vacuolar degradation to detect full length Ght5 and ubiquitination. Please explain the discrepancy. Also it seems that the quantification in B was performed on a single experiment.

      Figure 6: Which PPxY motif of Aly3 is used for interaction with Pub1/3 and does their interaction depend on (de)phosphorylation?

      Significance

      The results are well presented and clear cut (with few exceptions, please see major points). They provide further evidence that metabolic cues instruct the phosphorylation of a-arrestins. Phosphorylation then negatively regulates a-arrestin function in selective endocytosis and is essential to adjust nutrient uptake across the plasma membrane to the given biological context.

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      Reply to the reviewers

      Reviewer #1

      i) "Enhancers dependent on TPR during senescence are enriched for binding sites of inflammatory transcription factors". *Proximity to genes does not confirm an enhancer role for that gene, although Tasdemir et al., 2016 suggested this. At that time, HI-C and Hi-CHiP techniques were not well-established. Nowadays, without combining HI-C and H3K27ac ChIP, Hi-ChIP alone cannot definitively identify actual enhancer regions. If we repeatedly use the Tasdemir et al., 2016 map, we risk incorrect mapping of enhancers of SASP. The authors should either use other public Hi-C databases to map the enhancer of SASP or temper their conclusions about enhancers. Otherwise, this could set a precedent for the SASP enhancer region that might not be entirely accurate. *

      The enhancer mapping for SASP is outdated, as advancements in Hi-C have significantly developed this area. Therefore, the claimed enhancers of SASP may not be accurate.

      __Response: __We agree with the reviewer that enhancers are not easy to define, or to pair with their target gene(s). Indeed, we would argue that even combined HI-C and H3K27ac does not define enhancers or enhancer-gene pairs and that the gold-standard evidence for an enhancer is genetics – does its deletion/mutation abrogate gene activation. We would also point out that we did not actually use the Tasdemir data to call enhancers. In response to the reviewer’s comment, we will temper our terminology and now refer to our inter-and intra-genic ATAC-seq peaks only as “putative enhancers”.

      ii) “Many of these include putative enhancers located close to key SASP genes, such as IL1B and IL8 (Figure 1D).” I have the same concern as mentioned above (i). However, I am interested in knowing the other key SASP genes where DNA is accessible near the genes. A supplementary table listing key SASP genes along with their distances to the TSS and affected by TPR knock-down would be helpful.

      __Response: __We thank the reviewer for this suggestion. We will provide tables listing the TPR dependent, senescent specific ATAC-seq peaks that are close to genes associated with the ‘positive regulation of inflammatory response’, ‘cytokine activity’ and ‘cytokine receptor binding’ gene ontology terms which were significant in the GREAT analysis, and which includes many SASP genes. We will also provide distances of these regions from the associated genes.

      iii) "As we previously reported, knockdown of TPR (siTPR) in RAS cells blocks SAHF formation, but it also results in reduced nuclear localisation (decreased nucleocytoplasmic ratio) of NF-κB, consistent with decreased NF-κB activation (Figure 2A and B, Figure S2A)." TPR is required for CCF, SASP, and SAHF. The relationship between CCF and SASP is well established, but the relationship between SAHF and CCF/SASP remains elusive. Both SAHF and CCF are enriched with heterochromatin markers, suggesting that CCF might originate from SAHF. However, this has not been confirmed. Do the authors think that SAHF is a prerequisite for CCF in the OIS model, or is it an independent event?

      Response: __We agree with the reviewer that CCFs likely originate from SAHF. Whilst we cannot definitively prove thisin our ER-Ras OIS model, in the revised manuscript we intend to further investigate the relationship between SAHF and CCF by knocking down HMGA1 during RAS-induced senescence. Like TPR, HMGA1 depletion is known to lead to loss of SAHF (Narita et al., Cell, 2006) but, unlike TPR, HMGA1 is a chromatin protein enriched on heterochromatin itself. We will assess whether loss of HMGA1 also abrogates CCF formation.__

      iv) The authors suggested that "it is plausible that the decrease in CCFs produced during the early phases of OIS upon TPR knockdown may be caused by an increase in the stability of the nuclear periphery due to the heterochromatin that remains there when SAHF are not formed." I do not completely agree with this explanation because CCF starts forming at day 3-4 but culminates at later time points. According to Figure 5A, only 5-6% of cells are positive for CCFs on day 5. What happens on day 8? By day 8, the percentage of CCF-positive cells could be 20-25%, or the number of CCFs per cell might be 0.2-0.3. If TPR is not required for CCF formation at this stage, then linking CCF to SASP at day 8 becomes critical. This suggests that another mechanism might be driving SASP expression and that TPR could be regulating downstream signaling of CCF. It is possible that changes in nuclear pore density affect the localization of cGAS from the nucleus to the cytoplasm.

      Response: __In our hands and using this IMR90 ER-RAS system, CCF formation decreases later in senescence (d8 - only 2% of cells) hence our focus on early timepoints after oncogenic RAS activation. At later timepoints, cGAS activation is also mediated by retrotransposons (de Cecco et al., Nature, 2019; Liu et al., Cell, 2023), as well as leakage of mitochondrial DNA (Victorelli et al., Nature, 2023; Chen et al., Nat. Comms, 2024), and so it is difficult to disentangle the net contribution of these three inputs.__

      v) Additionally, the authors did not address what happens in the later stages of CCF formation in the absence of TPR. If TPR is not required for CCF formation at later stages, it fails to explain the downstream processes at these time points adequately. This suggests that TPR may also have another mechanism of SASP regulation independent of CCF formation.

      __Response: __In our cellular system CCFs precede the SASP - CCFs are already present at day 3 but SASP factors are not secreted until day 5. However, CCFs are not necessarily required for maintenance of the SASP. Once initiated the SASP is maintained by cytokine feedback loops.

      …………

      Reviewer #2:

      1. The claim that TPR knockdown does not affect NFkappaB nuclear translocation indeed stands, but it would be nice if the authors also compared data across conditions in Fig. 2F, i.e. siCTRL+Ras CM versus siTPR+Ras CM in RAS cells and provided a p-value as it seems to me that there is some dampening of translocation intensity, which is clearly not the case for STOP cells. The authors focus on this for d3 and d5, but it seems to be also the case for later time points.

      __Response: __As basal NF-κB translocation is lower in RAS cells on TPR knockdown, we would expect a dampening in NF-κB translocation between siCTRL+RAS CM and siTPR+Ras CM regardless of whether there is a transportation defect. Consistent with this, the p-value for this comparison is significant, but we did not show it because it is not important in considering whether NF-κB nuclear translocation is impeded by TPR knockdown, which is the focus here. We will add a table with median nuclear:cytoplasmic NF-κB ratios and 95% confidence intervals to make the changes in basal level (treatment with STOP CM) clearer.

      Also, a comment based on literature or from the authors previous work on TPR, on the extent to which the structural integrity of the nuclear basket is at all affected upon TPR depletion would be helpful for data interpretation.

      __Response: __In the revised manuscript we will refer to the literature showing that TPR is the final component added to the nuclear pore and that its absence does not affect localisation of NUP153 to the nuclear basket (Hase and Cordes., Mol. Biol. Cell 2003; Aksenova et al., Nat Comms, 2020).

      Magnification of representative cells per each condition in Fig. 2E would be welcome.

      __Response: __We will provide a revised figure 2E with the magnifications as requested.

      Regarding the data in Figs 3 and S3: I am a bit confused about how the obviously decreased NFkappaB nuclear signal (e.g., in Fig. 3D) does not translate into a skewed N/C ratio (e.g., in Fig. 3C)? The western blots indicate that overall NFkappaB levels remain essentially unchanged? Am I missing something?

      Response: __As stated in the Methods section, we used a 50-pixel expansion of the detected nuclear area as our cytoplasmic area in the analysis (see image below). This was because we found detecting and segmenting the whole cytoplasmic area in the NF-κB channel to be unreliable. At day 3 and 5, the decrease in NF-κB nuclear signal in RAS cells on TPR knockdown was accompanied by a decrease in signal in the portion of the cytoplasm closest to the nucleus. This led to no change in the nuclear:cytoplasmic ratio. We believe the redistribution of NF-κB closer to the nucleus in the RAS siCTRL sample indicates early activation and will make this clearer in the revised text. We will also quantify the NF-κB western blots (see point 5), to help clarification of this issue.____ __

      Also, along these lines, d8 western blots seem to portray an overall drop in NFkappaB levels. Is this indeed so? Can the authors maybe quantify their blots' replicates and provide a box plot and statistical testing?

      Response: __We will provide quantification for the NF-κB western blots, though box plots would not be appropriate as we only have two replicates.__

      Regarding the ATAC-seq data from d3, I think it could be mined a bit more. For example, compare to d8 (which the authors have apparently done, but don't present in detail) and discuss which are these early regions that also become accessible by d3 and what kind of genes and motifs are associated with them. Moreover, the focus in Fig. S3E is on ATAC sites shared with d8; how about d3-specific ones? How many of these are there (if any) and how might they be affected?

      __Response: __As shown in Table S2, TPR knockdown did not cause any changes in chromatin accessibility at day 3, so there are no day 3 specific TPR dependent peaks. We will edit the text to make this clearer. We will carry out motif analysis and GREAT analysis on the day 3 peaks that become accessible in RAS cells but are not accessible in STOP (RAS-specific peaks).

      I trust that the authors quantified their STING blots for the conclusions they present, but since it is difficult to assess these confidently by eye, again, some quantification plots would be welcome in Figs 4C,D and S4D,E.

      __Response: __We will provide quantification for the STING western blots.

      As controls for Fig. 5, it would be interesting to see if active histone readouts also mark CCFs in this system.

      __Response: __Ivanov et al., J. Cell Biol., 2013 showed the absence of H3K9 acetylation from chromatin in CCFs. Further exploration of the types of chromatin/sequences in CCFs is outside the scope of our current manuscript.

      *The POM121 channel in Fig. 5C appears to have some small signal foci in the cytoplasm; could these be small CCFs? More generally, the authors focus on these large blobs that only appear in

      __Response: __The small signal foci the reviewer is highlighting are background from the POM121 antibody staining rather than CCFs – they do not show DAPI staining, and similar foci are evident in non-senescent cells where CCFs are generally not present. Our unpublished data (see response to Reviewer 1, point iv) from day 8 cells shows that only ~2% of senescent cells are positive for CCF regardless of TPR knockdown, which is a similar number to that observed in non-senescent cells at earlier timepoints. Thus, in our hands CCF formation occurs earlier, triggering the SASP, rather than at day 8 when the SASP is already established and reinforced through positive feedback cytokine signalling.

      I wonder if there is a simple experiment the authors could do to test if this mechanism is only linked to senescence, specifically oncogene-induced senescence? I don't think this is needed to support the conclusions drawn here, but it could significantly broaden the scope of their discovery of, for example, this was true in other senescence models or during proinflammatory activation in general?

      __Response: __These are interesting suggestions, but setting up, characterising and quantifying other senescence models will take a substantial amount of time that would be outside the scope of our current manuscript.

      ………….

      Reviewer #3

      1. The study uses a single cell strain IMR90 undergoing a single form of senescence, induced by activated Ras. To show the generalizability of the finding, the authors are advised to inhibit TPR in other forms of senescence in addition to IMR90. For example, IR or etoposide induces greater amount of CCF than in OIS of IMR90. BJ, MEFs, and ARPE-19 senescence also show prominent CCF.

      __Response: __These are interesting suggestions, but as we responded to reviewer 2, setting up, characterising and quantifying other senescence models will take a substantial amount of time that would be outside the scope of our current manuscript.

      To convincing show the CCF pathway is involved, the authors need to measure the activity of cGAS-STING pathway. Including cGAMP ELISA will be informative.

      __Response: __We thank the reviewer for this suggestion, and we will try to include this assay in our revised manuscript.

      The authors used conditioned media to show that TPR KD does not directly affect NFkB nuclear translocation. While this is helpful, conditions other than senescence will be more direct. For example, TNFa treatment or poly I:C transfection induces efficient NFkB nuclear translocation in IMR90 cells.

      __Response: __This experiment (Fig. 2EF) was designed to simply show that knocking down TPR does not impair the ability of activated NFkB to enter the nucleus, it is not about senescence per se. Indeed, this is why we included the addition of SASP (RAS) conditioned media to non-senescence STOP cells in Fig. 2. We do not think investigating other methods of activating NFkB would add more to the question of whether TPR loss abrogates NFkB nuclear import.

      Fig. 4C and Fig. S4D are identical.

      Response: Though these STING immunoblots look similar; in fact they are not identical. Below we attach the raw original image in which both biological replicates (Fig 4C and S4D) for Day 3 were run on the same gel as proof of this claim.

      Figure legend for Fig. S4F is mislabeled.

      __Response: __We will correct this.

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      Referee #3

      Evidence, reproducibility and clarity

      Bartlett et al reported that knockdown of TPR inhibits CCF and NFkB during oncogene-induced senescence in IMR90 cells. The manuscript is well-written, and the results are clear and convincing. I have the following suggestions.

      1. The study uses a single cell strain IMR90 undergoing a single form of senescence, induced by activated Ras. To show the generalizability of the finding, the authors are advised to inhibit TPR in other forms of senescence in addition to IMR90. For example, IR or etoposide induces greater amount of CCF than in OIS of IMR90. BJ, MEFs, and ARPE-19 senescence also show prominent CCF.
      2. To convincing show the CCF pathway is involved, the authors need to measure the activity of cGAS-STING pathway. Including cGAMP ELISA will be informative.
      3. The authors used conditioned media to show that TPR KD does not directly affect NFkB nuclear translocation. While this is helpful, conditions other than senescence will be more direct. For example, TNFa treatment or poly I:C transfection induces efficient NFkB nuclear translocation in IMR90 cells.

      Minor:

      1. Fig. 4C and Fig. S4D are identical.
      2. Figure legend for Fig. S4F is mislabeled.

      Significance

      This study builds on the group's prior publication that knockdown of TPR inhibits SAHF and SASP. The current study finds that the underlying mechanism is via CCF-STING-NFkB pathway. Overall, the study broadens our understanding of CCF and SASP in senescence, and will be of general interest to the senescence field.

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      Referee #2

      Evidence, reproducibility and clarity

      The manuscript by Bartlett et al. revisits the role of the nuclear pore component, TPR, in OIS to uncover its contribution to NFkappaB activation magnitude via the control of chromatin fragment release from the senescent nucleus. The flow of the manuscript is very good and the conclusions are supported by clear experimental evidence. This is an overall mature manuscript, and I offer below some comments that might help the authors streamline their message even more:

      • The claim that TPR knockdown does not affect NFkappaB nuclear translocation indeed stands, but it would be nice if the authors also compared data across conditions in Fig. 2F, i.e. siCTRL+Ras CM versus siTPR+Ras CM in RAS cells and provided a p-value as it seems to me that there is some dampening of translocation intensity, which is clearly not the case for STOP cells. The authors focus on this for d3 and d5, but it seems to be also the case for later time points.
      • Also, a comment based on literature or from the authors previous work on TPR, on the extent to which the structural integrity of the nuclear basket is at all affected upon TPR depletion would be helpful for data interpretation.
      • Magnification of representative cells per each condition in Fig. 2E would be welcome.
      • Regarding the data in Figs 3 and S3: I am a bit confused about how the obviously decreased NFkappaB nuclear signal (e.g., in Fig. 3D) does not translate into a skewed N/C ratio (e.g., in Fig. 3C)? The western blots indicate that overall NFkappaB levels remain essentially unchanged? Am I missing something?
      • Also, along these lines, d8 western blots seem to portray an overall drop in NFkappaB levels. Is this indeed so? Can the authors maybe quantify their blots' replicates and provide a box plot and statistical testing?
      • Regarding the ATAC-seq data from d3, I think it could be mined a bit more. For example, compare to d8 (which the authors have apparently done, but don't present in detail) and discuss which are these early regions that also become accessible by d3 and what kind of genes and motifs are associated with them. Moreover, the focus in Fig. S3E is on ATAC sites shared with d8; how about d3-specific ones? How many of these are there (if any) and how might they be affected?
      • I trust that the authors quantified their STING blots for the conclusions they present, but since it is difficult to assess these confidently by eye, again, some quantification plots would be welcome in Figs 4C,D and S4D,E.
      • As controls for Fig. 5, it would be interesting to see if active histone readouts also mark CCFs in this system.
      • The POM121 channel in Fig. 5C appears to have some small signal foci in the cytoplasm; could these be small CCFs? More generally, the authors focus on these large blobs that only appear in <6% of cells in d3 and d5. Does this increase by d8? What is the effect of TPR knockdown on CCF numbers at that later time point?
      • I wonder if there is a simple experiment the authors could do to test if this mechanism is only linked to senescence, specifically oncogene-induced senescence? I don't think this is needed to support the conclusions drawn here, but it could significantly broaden the scope of their discovery of, for example, this was true in other senescence models or during proinflammatory activation in general?

      I typically disclose my identity to the authors: A. Papantonis

      Significance

      This is a very clearly written and well-controlled study that addresses a gap in knowledge from the previous work on TPR in senescence. It also brings about a perhaps unexpected effect of a nuclear pore component on NFkappaB signaling that might not necessarily be senescence-specific. As such, I think that the study would be of interest to both the senescence community and to researchers studying inflammatory responses, especially those driven by TNFalpha or IL1A/B.

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      Referee #1

      Evidence, reproducibility and clarity

      DNA damage triggers senescence, inducing chromatin reorganization and SASP activation. The authors previously demonstrated that the TPR nucleoprotein at nuclear pores is crucial for both SAHF formation and SASP activation during senescence. Here they also showed that TPR is required for the formation of cytoplasmic chromatin fragments (CCF), which activate cGAS-STING-TBK1-NF-kB signaling to express SASP. While the mechanistic regulation of CCF formation by TPR remains unclear, their study provides compelling evidence of downstream processes involving CCF. This study offers new insights into CCF formation, suggesting a promising direction for further research. I endorse the manuscript; however, there are several concerns that need addressing before acceptance.

      i) "Enhancers dependent on TPR during senescence are enriched for binding sites of inflammatory transcription factors".

      Proximity to genes does not confirm an enhancer role for that gene, although Tasdemir et al., 2016 suggested this. At that time, HI-C and Hi-CHiP techniques were not well-established. Nowadays, without combining HI-C and H3K27ac ChIP, Hi-ChIP alone cannot definitively identify actual enhancer regions. If we repeatedly use the Tasdemir et al., 2016 map, we risk incorrect mapping of enhancers of SASP. The authors should either use other public Hi-C databases to map the enhancer of SASP or temper their conclusions about enhancers. Otherwise, this could set a precedent for the SASP enhancer region that might not be entirely accurate.

      ii) Many of these include putative enhancers located close to key SASP genes, such as IL1B and IL8 (Figure 1D).

      I have the same concern as mentioned earlier about enhancers. However, I am interested in knowing the other key SASP genes where DNA is accessible near the genes. A supplementary table listing key SASP genes along with their distances to the TSS and affected by TPR knock-down would be helpful.

      iii) "As we previously reported, knockdown of TPR (siTPR) in RAS cells blocks SAHF formation, but it also results in reduced nuclear localisation (decreased nucleocytoplasmic ratio) of NF-κB, consistent with decreased NF-κB activation (Figure 2A and B, Figure S2A)." TPR is required for CCF, SASP, and SAHF. The relationship between CCF and SASP is well established, but the relationship between SAHF and CCF/SASP remains elusive. Both SAHF and CCF are enriched with heterochromatin markers, suggesting that CCF might originate from SAHF. However, this has not been confirmed. Do the authors think that SAHF is a prerequisite for CCF in the OIS model, or is it an independent event?

      iv) The authors suggested that "it is plausible that the decrease in CCFs produced during the early phases of OIS upon TPR knockdown may be caused by an increase in the stability of the nuclear periphery due to the heterochromatin that remains there when SAHF are not formed." I do not completely agree with this explanation because CCF starts forming at day 3-4 but culminates at later time points. According to Figure 5A, only 5-6% of cells are positive for CCFs on day 5. What happens on day 8? By day 8, the percentage of CCF-positive cells could be 20-25%, or the number of CCFs per cell might be 0.2-0.3. If TPR is not required for CCF formation at this stage, then linking CCF to SASP at day 8 becomes critical. This suggests that another mechanism might be driving SASP expression and that TPR could be regulating downstream signaling of CCF. It is possible that changes in nuclear pore density affect the localization of cGAS from the nucleus to the cytoplasm.

      Significance

      The authors previously demonstrated that the TPR nucleoprotein at nuclear pores is crucial for both SAHF formation and SASP activation during senescence. Here they also showed that TPR is required for the formation of cytoplasmic chromatin fragments (CCF), which activate cGAS-STING-TBK1-NF-kB signaling to express SASP. While the mechanistic regulation of CCF formation by TPR remains unclear, their study provides compelling evidence of downstream processes involving CCF. This study offers new insights into CCF formation, suggesting a promising direction for further research.

      However, there are some limitations to this study. The enhancer mapping for SASP is outdated, as advancements in Hi-C have significantly developed this area. Therefore, the claimed enhancers of SASP may not be accurate. Additionally, the authors did not address what happens in the later stages of CCF formation in the absence of TPR. If TPR is not required for CCF formation at later stages, it fails to explain the downstream processes at these time points adequately. This suggests that TPR may also have another mechanism of SASP regulation independent of CCF formation.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

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      Reply to the reviewers

      *Reviewer #1 *

      1. The authors conclude that RFP-Ac expression is restricted to emerging SOPs and surroundings cells at 18h APF, indicating that Ac is activated later than Sc. Can the authors provide images for RFP-Ac expression at 10h and 16h APF similar to GFP-Sc as shown in their figures. Do the SOPs that contain high levels of both Ac and Sc (as some SOPs have Sc expression but not Ac) undergo fate divergence and SB faster than the SOPs containing higher levels of only Sc?

      We are now showing the expression pattern of GFP-SC and RFP-Ac/GFP-Ac in fixed samples stained also for E-cad at 13h, 16h and 18h APF (Fig 1I-K' and Fig S1E-G'). Ac and Sc were found to be activated around the same time. However, Ac appeared to accumulate at lower levels than Sc prior to SOP selection in the central domain of the ADHN (Fig 1J-K'). We also confirmed that Ac was more strongly expressed in SOPs. Additionally, SOPs appeared to accumulate both Ac and Sc, i.e. SOPs with high levels of GFP-Sc also showed a strong RFP-Ac signal (Fig S1H-H'). Finally, since RFP-Ac was not detectable in living pupae, possibly due to the rapid turn-over of Ac and the slow maturation of RFP, we could not study more precisely the relative dynamics of Ac and Sc. For the same reason, we could not address whether the rate of fate divergence (measured using GFP-Sc) varied with the level of Ac.

      2. It would be interesting to see the spatial and temporal dynamics of Ac and Sc in Notch mutants or even Notch dynamics in Sc and Ac mutants to better understand the progression fate divergence and its effect on lateral inhibition in real time.

      Following the reviewer's suggestion, we examined the expression pattern of NRE-deGFP, a Notch activity reporter, in ac sc double mutant pupae at 16h and 24h APF (Fig S3A-D). This showed that the initial pattern of NRE-deGFP at 16h APF (signal detected in posterior ADHN cells as well as in the ADHN) did not depend on Ac and Sc. By contrast, the second phase of NRE-deGFP expression (in cells of the proneural ADHN domain, around emerging SOPs) was found to depend on the activity of Ac and Sc. Thus, strong Notch activation observed in cells surrounding emerging SOPs was found to depend on the activity of Ac-Sc, presumably because Ac and Sc are required for SOP specification and SOPs produce Delta, serving as the local source to activate Notch (see also our response to reviewer 3, point #6). Thus, since NRE-deGFP was not up-regulated in the proneural ADHN domain of sc10-1 ac3 mutant pupae, a quantitative analysis of the dynamics of NRE-deGFP may not be informative.

      The reviewer also suggested us to study the dynamics of GFP-Sc in Notch mutants. One can easily predict that most Notch mutant cells would accumulate GFP-Sc, as observed in the notum (PMID: 28386027). Therefore, analysis of fate symmetry breaking is unlikely to be useful in that context. Likewise, a FDI analysis would not be relevant. From a technical point of view, live imaging of GFP-Sc would have to be performed in Notch mutant clones. This is because RNAi against Notch (strong 10xUAS-Notch hp2 construct, PMID: 19487563) driven by escargot-Gal4 to knock down Notch in larval histoblasts only led to a partial loss of Notch function (our unpublished data). Generation of Notch mutant clones in the abdomen would require constructing appropriate GFP-Sc Notch FRT recombinant chromosome as well as generating a new FRT GFP-Sc chromosome with an infrared marker (not currently available) to compare the relative dynamics of GFP-Sc in wild-type and mutant cells. In sum, this proposed experiment would take a significant amount of time and is unlikely to shed new light. Given that this experiment is not essential to support the claims of the paper and that it is not clear to us what would be learnt from this experiment, we opted for not performing this experiment.

      Minor comments * 1. In figure 1F and F', the authors mention GFP-Sc is not expressed prior to 14h, however, there is still GFP signal detected in their imaging. Can the authors comment what would be the cause of this GFP signal or was it due to non-specific background signal during their imaging analysis?*

      We thank the referee for raising this issue. Yes, a strong autofluorescence signal was detected prior to the onset of GFP-Sc expression. We provide below the results of our analysis of the autofluorescence signal (Fig R1) relative to the nuclear signal (Fig R2), and how normalization of the signal was used to measure the specific GFP-Sc signal.

      Analysis of the autofluorescence signal over time

      To estimate the autofluorescence signal, we measured the average intensity of the signal acquired in the GFP channel for each frame and plotted these values over time. The results are shown in Fig R1 below:

      *Fig R1: temporal profile of the autofluorescence signal *

      Each measurement corresponds to the average intensity measured in the GFP channel over the entire field at each z-section and for each time point. Mean and SD values of measured are shown over time in black and grey, respectively. Time is in frame number (dt is 2.5 min). The data shown above corresponds to movie 1 (see also Fig 2).

      This plot indicates that the autofluorescence signal was progressively bleached. We therefore excluded from our analysis the first 50 time points when the autofluorescence signal was initially strong. No nuclear GFP-Sc signal was detectable in these first 50 frames in the cells of the central area of the ADHN which are studied here (see Fig 2A', t=1:12, time frame #29).

      While revising the manuscript, we realized that t=0 corresponded to two distinct time points in the first version of our manuscript: it corresponded to the onset of imaging in Fig 2A-D', and to t=2:08 (time frame #51) in all other figures showing data following removal of the first 50 time points. We have now fixed this issue and are presenting all data with t=0 corresponding to the onset of imaging.

      Analysis of the nuclear fluorescence signal over time

      To detect the nuclear GFP-Sc signal, we measured the average intensity of the signal acquired in the GFP channel (raw intensity values corresponding to the sum of the GFP-Sc and autofluorescence signals) in segmented nuclei (in 3D, within the entire z-stack). These values were plotted over time (pink curve in Fig R2 below; the autofluorescence is plotted in black, as in Fig R1, for the sake of comparison). This showed that the intensity of the signal measured in nuclei was initially identical to the mean intensity measured across the entire field of view, indicative of autofluorescence only. A specific increase in signal intensity in nuclei (relative to the entire field of view) was detectable after 2h of imaging (time frame 48 in Fig R1; dt is 2.5 min). Importantly, mean intensity values of the autofluorescence signal appeared to be approximately 10-fold stronger than the mean intensity associated with the nuclear GFP-Sc signal.

      Fig R2: temporal profile of the GFP-Sc signal

      *The plot in pink corresponds to the average intensity in the GFP channel (raw intensity values corresponding to the GFP-Sc and/or autofluorescence signals) per nucleus (within the entire z-stack) for each time point. Mean and SD values measured in each nucleus are shown over time (in pink; these data correspond to movie 1; shown also in Fig 3). This plot (pink) should be compared with the plot shown in Fig R1 (also in black in Fig R2). The intensity difference between the pink and black curves was attributed to the specific GFP-Sc signal. *

      Signal normalization and analysis of the GFP-Sc signal

      In our study, we normalized the GFP-Sc signal by dividing the averaged value measured in each single nucleus (data corresponding to the pink curve in Fig R2) by the mean value of the signal measured at the same time point in the same channel in the entire image stack (data corresponding to the black curve in Fig R1/R2). Given the low intensity of the GFP-Sc signal, and the small number of pixels corresponding to Scute-expressing nuclei over the entire field of view, this value should closely reflect the autofluorescence noise. Thus, the background autofluorescence signal should be close to 1. This was experimentally verified by measuring the normalized intensity values of the PDHN nuclei that did not express Scute: a mean intensity value of 0.96 +/- 0.10 was measured (at time frame #51; see Fig R1 below). In contrast, the normalized GFP-Sc values measured several hours before SB were found to be close to 1.1 (see Fig 3D). Whether these values reflect very low levels of nuclear GFP-Sc that cannot be detected visually or result from imperfect normalization of the signal remain unclear. Given the intensity and non-uniformity of the autofluorescence signal, we cannot exclude the latter. For this reason, we chose to not over-interpret the initial low intensity values of GFP-Sc.

      In the materials and methods, the authors mention that prior to imaging the larvae and pupae are grown at 18, 21 or 25{degree sign}C. Is there a reason why the larvae and pupae are grown at different temperatures for different experiments? Can the authors specify (i.e. in the figure legends) in which experiments different temperatures were used?

      Larvae and pupae were grown at different temperatures for convenience, i.e. to adapt the time interval between staging at 0h APF and mounting for live imaging. Indeed, it is much easier to obtain 10-14h APF pupae by collecting staged pupae at 0h APF the day before and incubating them overnight at lower temperature to slow-down development. However, all live imaging experiments were performed at 23-25{degree sign}C, and we have no reason to think that this prior incubation would affect the process studied here.

      The citations need to have a better format as they show up as each citation within a single bracket which makes it a little hard to read when multiple references are cited in a single sentence. fixed

      In the abstract, the sentence 'Unexpectedly, we observed at low frequency (10%) pairs of cells that are in direct contact at the time of SB'. SB should be replaced with "Symmetry breaking", as it appeared for the first time in the manuscript and should be written out in full. fixed

      Throughout the manuscript there are instances where the abbreviations are written in full with the abbreviation in brackets after they have already been introduced in the introduction which can be changed to just the abbreviation itself. fixed

      In the discussion on page 11, 'our observation...', our needs to be changed to Our. fixed

      7. It would be nice to have arrow heads or dotted lines around the cells or areas on interest in both, all the figures and movies, so that it will be easier to follow the results. The videos have a lot of background due to fragmented apoptotic nuclei, etc. as mentioned by the authors, hence arrow heads or dotted lines would bring viewers focus on the areas of interest.

      fixed (see for instance Fig 1D, Fig 2A, Fig 5B, Fig 7A, Fig S3D, etc...)

      8. It would be helpful to have anterior - posterior axis (i.e. with an arrow) shown on top of all the figures.

      In our earlier version, we indicated that 'In this and all other figures, dorsal is up and anterior is left' in the legend of Fig 1B. We have now moved this sentence at the end of Fig 1 to have it more apparent. Additionally, the AP axis is now clearly indicated in Fig 1C. We believe that it is not necessary to repeat this orientation in all figures.

      Scale bars are missing in all figures, videos, and figure legends. Added

      Only movies 1 and 3 are referenced in the text. All movies are now referenced in the text

      Keeping the colors in the movies and figures consistent and same would be helpful. For example, Movie 2 Histone3.3-mIFP marker is in blue but in figure 3 it is in magenta. fixed (H3.3-mIFP in magenta in this movie, now numbered 3)

      As mentioned above, it would be helpful if the authors have arrow heads or dotted lines around the cells or areas of interest in both the figures and movies for better representation of their data. For example, movie 1 shows a larger area of imaging than shown in figure 2A, which makes it hard to follow the cells of interest in the movie.

      An additional movie corresponding to the SOP shown in Fig 2A is now provided (new movie 2).

      --

      Reviewer #2

      1. Despite "symmetry breaking" being the main focus of the paper, in the Introduction, the authors do not explain what this term means and do not provide any description of this process. This is a critical point that makes understanding of the goals of the paper difficult. Therefore, the authors are encouraged to provide more information and a clear description of this term/phenomenon. We thank the reviewer for this suggestion, we are now stating in the introduction what symmetry breaking means in the context of lateral inhibition: 'To describe and study the process of SOP selection, we studied fate SB. The latter refers to the transition point when one cell, the future SOP, starts to stably accumulate a higher level of GFP-Sc relative to its immediate neighbors.'

      The role of Achaete in the story is not clear. Even though both factors are required for SOP determination, the authors mainly focus on Scute, so it is not very clear what the role of Achaete in this process is, if there is any. As shown in the paper, Achaete is expressed later when heterogeneity is promoting cell fate divergence. Is Achaete maybe contributing to cell heterogeneity/ cell fate divergence?

      We thank the reviewer for raising this point. We now show in Fig S1A-D that abdominal bristles develop in a protein null allele of sc (scM6 ) as well as in an ac mutant corresponding to a 45 kb deletion that removes ac but not sc (PMID: 16216235)). Together with our analysis of sc10-1 ac3 __mutant flies, we can now conclude that __Sc and Ac act redundantly for SOP specification in the pupal abdomen. We have also further studied the expression of Ac relative to Sc and E(spl)HLH-m3 (see our response above to point #1 of reviewer 1). We fully agree with the reviewer that cell-to-cell variations in Ac expression might contribute to proneural heterogeneity and SB. This is now briefly discussed.

      Minor points: * * 1. Symmetry Breaking (SB) should be abbreviated in the Abstract. The authors initially use the full term without abbreviation, and only on page 5, the abbreviation is finally defined; however, it should be introduced much earlier.

      fixed

      The second-to-last sentence in the abstract, "These lateral inhibition defects were correlated via cellular rearrangements," is unclear regarding what defects the authors are referring to.

      This sentence was rewritten: 'Live imaging showed that these patterning defects were corrected via cellular rearrangements associated with global tissue fluidity, not via cell fate change.'

      For clarity, being more specific in the text in regards to description of the figure panels would be beneficial (e.g. page 3 Fig 1C-E); referring to C-E together makes it hard to understand what does each panel shows.

      fixed

      In many instances, the movies are not properly referenced (e.g. on page 5, third row simply states "movies"), making it difficult to discern which movie should be checked. On page 8, when authors refer to movie 3, they likely meant movie 5.

      fixed

      Figure S1 requires some corrections.

      We thank the reviewer for helping us improve the presentation of our results.

      The authors use the short name "scute" initially and then switch to the shortened version "sc'.

      fixed

      Additionally, the nlsRFP (blue) is difficult to see; adjusting the levels or changing colors/showing separate channels may improve visibility.

      The authors mention clone borders, but none are shown. It would greatly help to outline the borders in all figures.

      The ubiquitous nlsRFP marker is now shown in magenta in Fig S1I that now shows only 2 channels to outline the ADHN (white dotted line) and the clones (yellow dotted lines).

      We also outlined the clone borders in Fig 4C,C'.

      Genotypes of the samples should be indicated, and clarification is needed regarding what "n" represents (number of cells, clones, or flies).

      The genotype studied in Fig S1 and Fig 4 (which is the only complex genotype studied here) is now indicated in the Methods section. We have clarified what the different 'n' meant, in Fig 4 (see text) and elsewhere (see legend of Fig S2 for instance).

      What do the arrows in the panel B show?

      Thanks for pointing this out. The arrows in Fig S1I' indicate Cut/Hnt-positive cells (SOPs) within the clones (as now explained in the legend).

      It is also recommended to display important channels as separate black and white images.

      Separate channels are now shown in Fig S1 and S3.

      Additionally, the use of RNAi against GFP instead of RNAi against scute should be justified; using RNAi GFP as the genotype on the graph could be interpreted as a control genotype rather than downregulation of scute.

      A RNAi construct against GFP was used because this construct was known to very efficient and specific. Indeed, a strong knock-down of GFP-Sc was obtained by this approach (see Fig 4C'). We did not test sc RNAi constructs in the context of GFP-Sc. To avoid confusion, we are now indicating Sc downregulation (gfp RNAi) in Fig 4C'.

      In the Figure 2 Legend, the authors use "std" as an abbreviation to define standard deviation. Typically, this is abbreviated as SD.

      fixed

      In Figure 4E, the authors do not explain on why there are points on the x-axis that correspond to a decimal number of cells.

      Since heterogeneity was calculated over a 20 min interval, we likewise calculated the number of neighbors over the same time interval. Thus, the number of neighbors for each SOP corresponds to an averaged value calculated over this time interval. This is now explained in the legend.

      --

      Reviewer #3

      1. First and foremost, the authors should state in the first paragraph of the Results that scGFP is a CRISPR knockin and thus it's the only source of Sc protein in the animals imaged (this is stated only in the Methods section). Thanks for this comment, we agree that this is one of the strengths of our work that we should emphasize. We now state in the results section: 'GFP-Sc is produced from the endogenous locus such that all Sc molecules produced in these pupae are GFP-tagged'

      The magnitude of the Sc increase should be commented on. Based on the intensity and FDI plots in Fig. 3B-E, an increase of 15-17% in the amount of Sc is suggested (the FDI plateaus at 0.08, which gives 1.08/0.92 = 1.17x the level of Sc in the SOP vs the surrounding cells). However, in the stills shown in Fig. 2BCD and in Fig. 3A, the intensity differential between SOPs and neighbors seems at least 100% (ie at least double the intensity, which would yield an FDI of >1/3 =0.33). Why is this high contrast never seen in the quantitative measurements?

      Thanks for asking about the fold change of GFP-Sc levels in SOPs, from SB to its plateau. This fold change can be seen in Fig 3D: the normalized value of GFP-Sc is 1.12 at SB, and 1.26 three hours after SB (when the FDI plateaus), indicative of a 2.2x fold increase of GFP-Sc in SOPs (0.26/0.12= 2.2, following background subtraction; see our detailed response to reviewer #1, minor point 1, about background signal analysis and normalization of the signal). This fold-change value is now indicated in the legend of Fig 3D. Obviously, this fold-change value is highly sensitive to signal normalization. Since the autofluorescence signal was stronger than the GFP-Sc signal (see Fig R2 above) and varied over time (due to bleaching; see Figs R1 and R2 above), we feel that this fold-change value should be taken with a grain of salt.

      From Fig. 2A-D it appears that the ScGFP fluorescence intensity is at the same level or weaker than nearby autofluorescence. Please state (1) how you confirmed that the histoblast nest has lower autofluorescence than the larval epidermis and (2) how you corrected for histoblast nest autofluorescence in your quantifications.

      As detailed above (our response to reviewer #1, minor point 1), the specific GFP-Sc signal is ten-times lower than the autofluorescence signal. We did not compare the autofluorescence signal produce by larval and imaginal cells (but note that larval epidermal cells had a stronger autofluorescence signal; see the yellow dots in Fig 2A). Normalization of the signal to correct for autofluorescence was explained in the Methods (and is also detailed above in our response to reviewer #1, minor point 1).

      The paradoxical result of Fig. S1B should be discussed. On the one hand it is stated that "Ac and Sc specify the fate of the Sensory Organ Precursor cells (SOPs)" (p.2) and on the other S1B shows SOP specification in the absence of Sc. Are the SOPs shown in Fig S1B rare exceptions? Do the authors believe that these rare exceptions are there because of inefficient RNAi (since in comparison with S1A, in the null condition almost no SOPs should be formed)? Or they are the SOPs in RNAi clones as rare as the occasional bristles in S1A?

      We do not see the result of Fig S1B as paradoxical but interpreted this result assuming that Ac and Sc were redundant for SOP determination. We now provide clear genetic evidence in support of this view (see our response above to reviewer #2, point 2). Otherwise, we found that RNAi is efficient (see loss of the GFP signal in clone in Fig. 4C'). In adult males, the density of bristles appeared to be quite normal over clonal patches of gfp RNAi cells (not shown), consistent with Ac being redundant with Sc

      One figure that is not straightforward to interpret is Fig. 4E. It plots ScGFP heterogeneity vs. number of RNAi neighbors. Each point in the plot must be an individual SOP (165 total). Therefore, its neighbors (the x-axis) should take integral (not decimal) values. How can a single SOP have a decimal number of RNAi neighbors, especially since heterogeneity was sampled over a 10min time-window, when not much cell rearrangement can take place? Please explain.

      Since heterogeneity was calculated over a 20 min interval, we likewise calculated the number of neighbors over the same time interval. Thus, the number of neighbors for each SOP corresponds to an averaged value calculated over this time interval. This is now explained in the legend: 'Note that the number of neighbors was likewise calculated over this time interval, and the resulting number of neighbors may not take an integral value.'

      I found the discussion of the Notch reporter dynamics (Fig. 7) confusing in several places. * * (6a) Whereas it's clear that there is plenty of Notch signaling going on before SBN, the authors repeatedly imply that Notch signaling starts after SBN. For example, in the Results (p.9) they state "Thus, this quantitative approach failed to detect a phase of reciprocal Notch signaling during which proneural cluster cells would both send and receive a Delta-Notch signal prior to SOP emergence." The fact that the NRE-deGFP gave a robust signal before the start of the movies clearly means that mutual inhibition was going on for quite some time before SB. In fact, an FDI of 0 for >4h prior to SBN (Fig. 7G) means exactly this: that the level of Notch response among the cluster cells is equivalent ("mutual inhibition" lasts for at least 4h before SBN). (6b) In the first paragraph of this section (p.8) they comment that the pre-existence of Notch signaling is unexpected - why? I interpret it to simply be mutual inhibition (see above). Then they go on to quantitate the average Notch response intensity over the entire posterior ADHN (please define the borders the "posterior" ADHN). I question the informational value of this analysis (averaging over a large region), when Notch signaling is known to have intense local cell-to-cell variability (also evident in the stills shown in Fig. 7A,B,C).

      We apologize for not describing well enough the data shown in Fig 7E, and for not explaining clearly our interpretation of the NRE-deGFP signal.

      While the observation of a strong NRE-deGFP signal indeed indicates that Notch signaling had been active prior to the time of observation (in this sense, Notch is indeed active long before SBN), this does not necessarily imply that Notch is still active at that time. This is because the deGFP protein produced by the NRE-deGFP reporter is stable relative to the time scale of the studied process. Its measured half-life in S2 cells cultured at 25{degree sign}C is 2h (PMID: 31140975). Based on this data, the NRE-deGFP signal is likely to remain detectable several hours after Notch signaling has been switched off. If the rate of production of deGFP is lower than its rate of degradation, then the NRE-deGFP signal is expected to progressively decay over time. We believe that this is what we observed in our movies: while a strong signal was detected over the posterior half of the ADHN at 14-15h APF, this signal decreased over time (Fig 7D). To interpret the temporal dynamics of NRE-deGFP signal in terms of instantaneous Notch activity, we examined the Rate of Change (ROC): an increase of the NRE-deGFP signal over time (positive ROC) would indicate that Notch activity is increasing (more precisely, the production rate of deGFP is higher than its rate of degradation), whereas a decrease (negative ROC) indicates that Notch becomes less active (or inactive if the rate of decrease approximates the decay rate of the deGFP protein). Our data shown in Fig 7D showed that the NRE-deGFP signal (measured in the area indicated with a dotted line in Fig 7A,B; this area was defined by the initial pattern of NRE-deGFP) decreased over time (negative ROC) between t=1 and t=6.5h. We therefore conclude that Notch signaling is decreasing to reach a minimum at t=~3.5h, indicating that the level of Notch activity is at its lowest around the time of SB. At this minimum, the decay rate corresponds to a protein half-life of 4.4h, which is not so different from the measured half-time of deGFP in S2 cells (particularly if one assumes a 1.4x difference between the decay rates measured at 22 and 25{degree sign}C, based on the known temperature-dependent speed of development). This is why we conclude that Notch signaling is very low at this stage. Additionally, no NRE-deGFP signal was detected before t=4:30h (movie 7) in the initially NRE-deGFP negative cells (located anterior to the area indicated with a dotted line in Fig 7A). This indicated that Notch was activated late in this area. Together, our observations are not consistent with the view that Notch mediates a strong mutual inhibition signal over a prolonged time interval prior to SB.

      To further study the pattern of Notch activity, we have monitored over time the accumulation pattern of GFP-tagged E(spl)m3-HLH (GFP-m3) (PMID: 31375669) in fixed sample (Fig S3F-G'). This confirmed that Notch was active in posterior ADHN cells and in the PDHN prior to 14h APF, i.e. prior to the onset of Ac and Sc, and that Notch activation extended to the central ADHN domain at 17-18h APF (Fig S3E-E' and G-G', and Fig 7I-I''), coinciding with SOP emergence.

      Otherwise, the reviewer is correct when stating that a FDI value close to 0 indicates that the level of measured fluorescence among the different cells of the considered cluster is similar. Such a FDI value would be measured if cells did not express NRE-deGFP or had decreasing but similar levels of NRE-deGFP. This FDI value does not, per se, imply that Notch is active.

      And then they move on to a (much more informative) cell-by-cell analysis, without even changing paragraphs, making it hard for the reader to follow. (6c) The conclusion at the end of the second paragraph (p. 9) "It also showed that SB was detected soon after the onset of Notch-mediated inhibitory signaling." is nowhere supported by data. If I understand well, SB refers to Sc and "the onset of Notch-mediated inhibitory signaling" refers to SBN (which is the onset of ASYMMETRY in Notch signaling, not the onset of Notch signaling, which has been going on for hours earlier). I don't see any data comparing SB with SBN. In fact, this is an important question to address (see below - comment 10).

      We apologize for the lack of clarity in our writing, we meant: "It also showed that SBN was detected soon after the onset of Notch-mediated inhibitory signaling."

      Yes, SBN refers to the onset of asymmetry in Notch signaling, as measured using NRE-deGFP. As explained above (but see also our response to point #7 below), our data do not provide evidence for a detectable Notch signal prior to SBN.

      We agree that comparing SB and SBN would be nice. Unfortunately, our current tools do not permit a detailed comparison (see our detailed response below, point #10).

      Mutual inhibition amongst neighboring cells has been proposed to involve (besides mutual Notch signaling) an increase in Sc levels in 2-3 cells in a cluster before the singularization of a single SOP. The authors seem rather biased against such a transient Sc hike based on their results in Fig. 2D, where the neighboring cells stay at rather constant basal Sc levels for several hours, while the Sc SB event happens. However, looking at an individual SOP in Fig. 2B, I do detect a mild hike in the pink curve right around SB in the blue curve. Could the average result from 160 SOPs (in Fig 2D) simply blur such transient Sc hikes, if they happen with different kinetics for different SOPs? Couldn't the 10% of SOP twins (shown in Fig. 6) represent a special case of this transient "subcluster" Sc hike? I would appreciate some discussion on this point. [Whether Sc is transiently upregulated or not, however, does not change my firm conclusion - from the data presented - that Notch-mediated mutual inhibition has been going on long before SBN.]

      First, our data are consistent with the notion that a few proneural cells progressively accumulate higher level of Scute prior to SB (as proposed above). Indeed, the moderate increase in both GFP-Sc levels and coefficient of variation values (GFP-Sc heterogeneity) seen prior to SB correspond to what the reviewer has in mind (higher levels of GFP-Sc in a few proneural cluster cells). We also appreciate the reviewer's comment about the plot shown in Fig 2D. However, we strongly feel that our quantitative analysis of a large dataset is a strength. Thus, we do not find useful to discretize a continuous process by introducing the notion of 'subclusters' of 2-3 cells. Likewise, we believe that it is more informative to focus our analysis on the entire dataset using average and SD values and do not wish to base our interpretation of the process based on selected tracks (the one shown in Fig 2B only served as an illustration of how we performed our analysis and has no interpretation value).

      The reviewer also states that "mutual inhibition amongst neighboring cells has been proposed to involve an increase in Sc levels in 2-3 cells in a cluster before the singularization of a single SOP". Since there is no published description of the pattern of accumulation of Scute in abdominal histoblats (to our best knowledge), we hypothesize that this statement applies to the proneural clusters in the developing wing disc. This is because the accumulation pattern of Sc has been studied in detail in that context by the Modollel and Carroll labs (PMID: 2044965, PMID: 2044964). However, their description of the accumulation pattern of Scute (in fixed samples, using anti-Sc antibodies) did not refer to sub-clusters of 2-3 cells. We would appreciate if the reviewer could direct us to the relevant published observation.

      Finally, we are not sure to follow the reviewer when she/he firmly concluded from our data that Notch-mediated mutual inhibition has been going on long before SBN. Instead, our data clearly showed that the ADHN region that produced SOPs exhibited two distinct NRE-deGFP patterns, with Notch signaling being active prior to imaging (i.e. prior to 14h APF) and decreasing to reach a minimum of Notch activation around 17h APF (i.e. around the time of SB, as determined by GFP-Sc imaging) in the posterior area of the ADHN.

      Thus, our data do not show that mutual inhibition does not take place in this tissue but rather imply that the phase of mutual inhibition (or competition) must be relatively short, or transient, and that competition amongst proneural cluster cells operate at low Notch and Sc levels (probably contrary to what many people have in mind).

      Some minor points: * * 8. Please change Cad-GFP to Ecad-GFP or shg-GFP, as Cad misdirects to caudal.

      Thanks, changed into Ecad-GFP and Ecad-mKate

      What is c in "(x,y,z,c,t) movies"? (a fifth independent variable?)

      c stands for channel. This is relatively standard nomenclature.

      The authors show that Sc displays a SB event leading to FDI of 0.08 and the Notch reporter displays another SB (SBN) leading to a much more pronounced FDI of -0.2. Are these two events (the hike of Sc levels and the plummeting of Notch signal) contemporaneous or does one precede the other? Having both tagged with GFP makes it impossible to image simultaneously, but the authors could register each reporter's dynamics relative to the time of SOP division (as done in Fig. 5C) to get a sense of their relative order.

      We do agree with the reviewer that it would be nice to be able to align in time these two data sets. Unfortunately, the temporal correlation between SB and the SOP division is too variable (4.7 +/- 1.1) to confidently align these two datasets using this event as a time reference. New tools are needed (see our response to point #11 below).

      Where in the above timeline is the SOP fate definitively adopted? neur-nlsGFP, Ac-RFP, m3Cherry and Sens detection in Figs. 1 and 7 give us a rough idea that these other markers appear around the time of Sc FDI peaking, around 3h after the initial SB. But this is not presented in an organized fashion - the reader collects this information sporadically. A reanalysis of the already existing data attempting to place these various markers in an integrated timeline would be of great importance in understanding the details of this cell fate specification process. Which is the earliest SB event? sc, neur or Notch? How long does it take from that early SB until definitive SOP markers (Sens) first appear?

      We agree with the reviewer, it would be interesting to extend the approach reported here for Scute to characterize SB and rate of FDI for other key factors governing the selection of SOPs. As pointed out by the reviewer (point #10 above), it would also be important to register in time these various events. Unfortunately, the maturation time of RFP, mCherry, FP670, etc... appeared to be too slow relative to the rapid turnover of the Ac, Sc and E(spl)-HLH factors prevented us from performing two-color imaging. Hence, current tools do not permit to determine which is the earliest SB event.

      More genetic perturbations could be performed to solidify the model of cell-cell communication during lateral inhibition. Two obvious ones come to mind: (a) How would the Sc-GFP dynamics change in a Notch-RNAi background? (b) How would the NRE-deGFP dynamics change in a sc-RNAi background?

      See our detailed response to reviewer #1, major point #2.

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      Referee #3

      Evidence, reproducibility and clarity

      Phan et al present their work on the dynamics of Sc accumulation and Notch signaling in the dorsal abdomen of Drosophila. They use live imaging to provide more detailed knowledge on a well-studied phenomenon of lateral inhibition, where proneural proteins (like Sc) promote a certain fate (like SOP) in groups of equivalent cells. The selection of individual SOPs among these equivalent cells depends on Delta-Notch signaling, which allows neighboring cells to communicate. Cells that accumulate higher levels of Sc acquire an increased ability to inhibit their neighbors and will ultimately become SOPs. This paradigm seems to be used time and again in arthropods and vertebrates alike and its central importance is witnessed by the fact that it has been under intense study over the last 3 decades. The present manuscript adds the temporal dimension to one instance that deploys this proneural-Notch interplay. The authors show that the timecourse from equivalence to singularized SOPs takes 3-8 hours (from 13 to 21 h APF) and is visible as an increase in Sc-GFP levels in one cell of the cluster. They calculated precisely the onset of this increase (which they term "symmetry breaking") and showed that Sc levels plateau approx. 3 h later, although some SOPs are faster than others in reaching that plateau. Sc increase is accompanied by Notch reporter decrease. The apical area of the cells does not seem to bias the level of Notch signaling/ Sc accumulation. What does seem to speed up the process is pre-existing heterogeneity in Sc (and Notch?) levels. Interestingly, when this process of lateral inhibition fails to singularize a single cell (resulting in two adjacent cells with high Sc levels), these two cells move apart by cellular rearrangements. During the 3h that the SOP upregulates its Sc levels after SB, its neighboring cells stay at relatively constant baseline Sc levels and only afterwards do they start reducing their own Sc-GFP. The authors have taken the trouble to collect live data for >100 SOPs in different experimental settings, so there is no doubt about their reproducibility and statistical robustness. In general, the figures are clear and self-explanatory. I found it hard to follow the text, however, and I have some suggestions for its improvement.

      1. First and foremost, the authors should state in the first paragraph of the Results that scGFP is a CRISPR knockin and thus it's the only source of Sc protein in the animals imaged (this is stated only in the Methods section).
      2. The magnitude of the Sc increase should be commented on. Based on the intensity and FDI plots in Fig. 3B-E, an increase of 15-17% in the amount of Sc is suggested (the FDI plateaus at 0.08, which gives 1.08/0.92 = 1.17x the level of Sc in the SOP vs the surrounding cells). However, in the stills shown in Fig. 2BCD and in Fig. 3A, the intensity differential between SOPs and neighbors seems at least 100% (ie at least double the intensity, which would yield an FDI of >1/3 =0.33). Why is this high contrast never seen in the quantitative measurements?
      3. From Fig. 2A-D it appears that the ScGFP fluorescence intensity is at the same level or weaker than nearby autofluorescence. Please state (1) how you confirmed that the histoblast nest has lower autofluorescence than the larval epidermis and (2) how you corrected for histoblast nest autofluorescence in your quantifications.
      4. The paradoxical result of Fig. S1B should be discussed. On the one hand it is stated that "Ac and Sc specify the fate of the Sensory Organ Precursor cells (SOPs)" (p.2) and on the other S1B shows SOP specification in the absence of Sc. Are the SOPs shown in Fig S1B rare exceptions? Do the authors believe that these rare exceptions are there because of inefficient RNAi (since in comparison with S1A, in the null condition almost no SOPs should be formed)? Or they are the SOPs in RNAi clones as rare as the occasional bristles in S1A?
      5. One figure that is not straightforward to interpret is Fig. 4E. It plots ScGFP heterogeneity vs. number of RNAi neighbors. Each point in the plot must be an individual SOP (165 total). Therefore, its neighbors (the x-axis) should take integral (not decimal) values. How can a single SOP have a decimal number of RNAi neighbors, especially since heterogeneity was sampled over a 10min time-window, when not much cell rearrangement can take place? Please explain.
      6. I found the discussion of the Notch reporter dynamics (Fig. 7) confusing in several places. (6a) Whereas it's clear that there is plenty of Notch signaling going on before SBN, the authors repeatedly imply that Notch signaling starts after SBN. For example, in the Results (p.9) they state "Thus, this quantitative approach failed to detect a phase of reciprocal Notch signaling during which proneural cluster cells would both send and receive a Delta-Notch signal prior to SOP emergence." The fact that the NRE-deGFP gave a robust signal before the start of the movies clearly means that mutual inhibition was going on for quite some time before SB. In fact, an FDI of 0 for >4h prior to SBN (Fig. 7G) means exactly this: that the level of Notch response among the cluster cells is equivalent ("mutual inhibition" lasts for at least 4h before SBN). (6b) In the first paragraph of this section (p.8) they comment that the pre-existence of Notch signaling is unexpected - why? I interpret it to simply be mutual inhibition (see above). Then they go on to quantitate the average Notch response intensity over the entire posterior ADHN (please define the borders the "posterior" ADHN). I question the informational value of this analysis (averaging over a large region), when Notch signaling is known to have intense local cell-to-cell variability (also evident in the stills shown in Fig. 7A,B,C). And then they move on to a (much more informative) cell-by-cell analysis, without even changing paragraphs, making it hard for the reader to follow. (6c) The conclusion at the end of the second paragraph (p. 9) "It also showed that SB was detected soon after the onset of Notch-mediated inhibitory signaling." is nowhere supported by data. If I understand well, SB refers to Sc and "the onset of Notch-mediated inhibitory signaling" refers to SBN (which is the onset of ASYMMETRY in Notch signaling, not the onset of Notch signaling, which has been going on for hours earlier). I don't see any data comparing SB with SBN. In fact, this is an important question to address (see below - comment 10).
      7. Mutual inhibition amongst neighboring cells has been proposed to involve (besides mutual Notch signaling) an increase in Sc levels in 2-3 cells in a cluster before the singularization of a single SOP. The authors seem rather biased against such a transient Sc hike based on their results in Fig. 2D, where the neighboring cells stay at rather constant basal Sc levels for several hours, while the Sc SB event happens. However, looking at an individual SOP in Fig. 2B, I do detect a mild hike in the pink curve right around SB in the blue curve. Could the average result from 160 SOPs (in Fig 2D) simply blur such transient Sc hikes, if they happen with different kinetics for different SOPs? Couldn't the 10% of SOP twins (shown in Fig. 6) represent a special case of this transient "subcluster" Sc hike? I would appreciate some discussion on this point. [Whether Sc is transiently upregulated or not, however, does not change my firm conclusion - from the data presented - that Notch-mediated mutual inhibition has been going on long before SBN.] Some minor points:
      8. Please change Cad-GFP to Ecad-GFP or shg-GFP, as Cad misdirects to caudal.
      9. What is c in "(x,y,z,c,t) movies"? (a fifth independent variable?)

      Significance

      The mechanism of proneural-Notch interplay is evolutionarily conserved, so this study of its temporal dynamics is valuable and will interest a broad audience in the field of animal developmental biology. The rich data collected by the authors should contain enough information to make a big contribution to the field, but the presentation in the manuscript stops a little short of that. The fact that Sc expression is highly dynamic was already known - now we have quantitative measurements of this variability. Same holds for Notch signaling. The authors should try to integrate their data better to make a complete timeline of events that leads to SOP specification, using the panoply of fluorescent markers at their disposal.

      1. The authors show that Sc displays a SB event leading to FDI of 0.08 and the Notch reporter displays another SB (SBN) leading to a much more pronounced FDI of -0.2. Are these two events (the hike of Sc levels and the plummeting of Notch signal) contemporaneous or does one precede the other? Having both tagged with GFP makes it impossible to image simultaneously, but the authors could register each reporter's dynamics relative to the time of SOP division (as done in Fig. 5C) to get a sense of their relative order.
      2. Where in the above timeline is the SOP fate definitively adopted? neur-nlsGFP, Ac-RFP, m3Cherry and Sens detection in Figs. 1 and 7 give us a rough idea that these other markers appear around the time of Sc FDI peaking, around 3h after the initial SB. But this is not presented in an organized fashion - the reader collects this information sporadically. A reanalysis of the already existing data attempting to place these various markers in an integrated timeline would be of great importance in understanding the details of this cell fate specification process. Which is the earliest SB event? sc, neur or Notch? How long does it take from that early SB until definitive SOP markers (Sens) first appear?
      3. More genetic perturbations could be performed to solidify the model of cell-cell communication during lateral inhibition. Two obvious ones come to mind: (a) How would the Sc-GFP dynamics change in a Notch-RNAi background? (b) How would the NRE-deGFP dynamics change in a sc-RNAi background?
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      Referee #2

      Evidence, reproducibility and clarity

      Understanding cell fate is crucial for various biological processes, including development, tissue regeneration, and disease progression. In this manuscript, colleagues in the team of François Schweisguth provide high-quality live cell observations demonstrating how SOP (Sensory Organ Precursor) cells are determined from a cluster of proneuronal cells via symmetry breaking (SB), which is key in the process of lateral inhibition. Although the process of lateral inhibition has been proposed long ago, no studies have been conducted to demonstrate it using live imaging. Using Drosophila abdominal epidermis as a model, the authors showed how the levels of the main neuronal determinants are expressed during SOP cell determination. The team uses a tagged version of one of the cell fate determinants, Scute, to follow the dynamics of this process, which is then further supported by genetic experiments showing that cell-to-cell variations in Scute expression levels promote fate divergence and patterning. This paper provides a new perspective on how dynamic expression of proneural factors determines cell fate acquisition from the equivalent population of cells. The data is presented very clearly, and the methods are adequately detailed, with suitable experiments and statistical analysis, as well as convincing key conclusions.

      Major points:

      1. Despite "symmetry breaking" being the main focus of the paper, in the Introduction, the authors do not explain what this term means and do not provide any description of this process. This is a critical point that makes understanding of the goals of the paper difficult. Therefore, the authors are encouraged to provide more information and a clear description of this term/phenomenon.
      2. The role of Achaete in the story is not clear. Even though both factors are required for SOP determination, the authors mainly focus on Scute, so it is not very clear what the role of Achaete in this process is, if there is any. As shown in the paper, Achaete is expressed later when heterogeneity is promoting cell fate divergence. Is Achaete maybe contributing to cell heterogeneity/ cell fate divergence? Minor points:
      3. Symmetry Breaking (SB) should be abbreviated in the Abstract. The authors initially use the full term without abbreviation, and only on page 5, the abbreviation is finally defined; however, it should be introduced much earlier.
      4. The second-to-last sentence in the abstract, "These lateral inhibition defects were correlated via cellular rearrangements," is unclear regarding what defects the authors are referring to.
      5. For clarity, being more specific in the text in regards to description of the figure panels would be beneficial (e.g. page 3 Fig 1C-E); referring to C-E together makes it hard to understand what does each panel shows.
      6. In many instances, the movies are not properly referenced (e.g. on page 5, third row simply states "movies"), making it difficult to discern which movie should be checked. On page 8, when authors refer to movie 3, they likely meant movie 5.
      7. Figure S1 requires some corrections. The authors use the short name "scute" initially and then switch to the shortened version "sc'. Additionally, the nlsRFP (blue) is difficult to see; adjusting the levels or changing colors/showing separate channels may improve visibility. The authors mention clone borders, but none are shown. It would greatly help to outline the borders in all figures. Genotypes of the samples should be indicated, and clarification is needed regarding what "n" represents (number of cells, clones, or flies). What do the arrows in the panel B show? It is also recommended to display important channels as separate black and white images. Additionally, the use of RNAi against GFP instead of RNAi against scute should be justified; using RNAi GFP as the genotype on the graph could be interpreted as a control genotype rather than downregulation of scute.
      8. In the Figure 2 Legend, the authors use "std" as an abbreviation to define standard deviation. Typically, this is abbreviated as SD.
      9. In Figure 4E, the authors do not explain on why there are points on the x-axis that correspond to a decimal number of cells.

      Reviewer Cross-Commenting

      I fully agree with the comments provided by the other reviewers, most of which were complementary and overlapping with mine. Their comments are well-reasoned and highlight certain aspects that I overlooked. I agree that conducting additional genetic analyses would enhance our understanding of the progression fate divergence and its impact on lateral inhibition in real-time. Specifically, exploring the spatial and temporal dynamics of Ac and Sc in Notch mutants, as well as Notch dynamics in Sc and Ac mutants, could strengthen the proposed model of cell-cell communication during lateral inhibition.

      Significance

      Understanding cell fate is crucial for various biological processes, including development, tissue regeneration, and disease progression. In this manuscript, colleagues in the team of François Schweisguth provide high-quality live cell observations demonstrating how SOP (Sensory Organ Precursor) cells are determined from a cluster of proneuronal cells via symmetry breaking (SB), which is key in the process of lateral inhibition. Although the process of lateral inhibition has been proposed long ago, no studies have been conducted to demonstrate it using live imaging. Using Drosophila abdominal epidermis as a model, the authors showed how the levels of the main neuronal determinants are expressed during SOP cell determination. The team uses a tagged version of one of the cell fate determinants, Scute, to follow the dynamics of this process, which is then further supported by genetic experiments showing that cell-to-cell variations in Scute expression levels promote fate divergence and patterning. This paper provides a new perspective on how dynamic expression of proneural factors determines cell fate acquisition from the equivalent population of cells. The data is presented very clearly, and the methods are adequately detailed, with suitable experiments and statistical analysis, as well as convincing key conclusions.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary

      In this manuscript, the authors addressed when and how fate symmetry breaking occurs during lateral inhibition using live imaging of Drosophila pupal abdomen as a model system. Using quantitative live imaging of a GFP tagged version of the proneural gene scute (sc), the authors demonstrated that GFP-Sc expression appears first along the posterior margin of the anterior dorsal histoblast nest (ADHN) and later in the central region of ADHN, suggesting that posterior cues regulate early proneural expression in this region, which is consistent with previous findings. By tracking the temporal expression of GFP-Sc in the sensory organ precursor cells (SOPs), the authors further showed that SOPs emerge within a 2 hour time frame around 17h APF in the ADHN. Moreover, the presumptive SOP and its surrounding histoblasts showed a weak and slowly increasing GFP-Sc signal until the presumptive SOP showed a rapid increase in GFP-Sc accumulation, whereas GFP-Sc levels remained relatively constant in non-selected histoblasts. Interestingly, using symmetry breaking as a reference point, the authors found that the onset of fate divergence took place at low levels of Sc, soon after the onset of proneural gene expression and was not preceded by a prolonged phase of Sc accumulation. The authors also demonstrated that lateral inhibition in the pupal abdomen failed to single out SOPs in around 10% of the cell clusters that are in direct contact with each other during symmetry breaking and that pattern refinement involving cellular rearrangements were required to correct these defects. By manipulating the heterogeneity of Sc in genetically mosaic pupae, the authors successfully showed that increasing the heterogeneity of Sc positively correlated with an increased rate of fate divergence, suggesting that cell-to-cell variations in Sc levels promote fate divergence during lateral inhibition. Although earlier modelling suggested that differences in apical cell area may serve as a possible source of bias for Notch-based decisions, the authors found no significant difference in the apical area of the presumptive SOP compared to the mean area of its neighbouring cells, suggesting that apical cell shape does not bias Notch-mediated cell fate decisions in this developmental context. Finally, examination of Notch activity dynamics using a destabilized GFP expressed downstream of a Notch-Responsive Element as well as analysing the expression of the E(spl)m3 Notch target gene, the authors demonstrate that Notch activity was minimal around the time of SOP emergence as E(spl)m3 was detected after the onset of Sc expression but not prior to SOP emergence, indicating that SOP selection in the abdominal epidermis took place at low levels of Notch signalling.

      Major comments:

      • Are the key conclusions convincing?

      Yes, the key conclusions are convincing with quantitative live imaging and proper explanations on how the analyses were carried out. - Should the authors qualify some of their claims as preliminary or speculative, or remove them altogether?

      No.

      • Would additional experiments be essential to support the claims of the paper? Request additional experiments only where necessary for the paper as it is, and do not ask authors to open new lines of experimentation.
      • The authors conclude that RFP-Ac expression is restricted to emerging SOPs and surroundings cells at 18h APF, indicating that Ac is activated later than Sc. Can the authors provide images for RFP-Ac expression at 10h and 16h APF similar to GFP-Sc as shown in their figures. Do the SOPs that contain high levels of both Ac and Sc (as some SOPs have Sc expression but not Ac) undergo fate divergence and SB faster than the SOPs containing higher levels of only Sc?
      • It would be interesting to see the spatial and temporal dynamics of Ac and Sc in Notch mutants or even Notch dynamics in Sc and Ac mutants to better understand the progression fate divergence and its effect on lateral inhibition in real time.
      • Are the suggested experiments realistic in terms of time and resources? It would help if you could add an estimated cost and time investment for substantial experiments.

      Yes, I believe the suggested experiments are realistic in terms of time and resources, with an estimation of 3-4 months to complete the experiments. - Are the data and the methods presented in such a way that they can be reproduced?

      Yes. - Are the experiments adequately replicated and statistical analysis adequate?

      The experiments are straight forward and were performed with a good number of n values for their live imaging and supported by quantifications.

      Minor comments:

      • Specific experimental issues that are easily addressable.
      • In figure 1F and F', the authors mention GFP-Sc is not expressed prior to 14h, however, there is still GFP signal detected in their imaging. Can the authors comment what would be the cause of this GFP signal or was it due to non-specific background signal during their imaging analysis?
      • In the materials and methods, the authors mention that prior to imaging the larvae and pupae are grown at 18, 21 or 25C. Is there a reason why the larvae and pupae are grown at different temperatures for different experiments? Can the authors specify (i.e. in the figure legends) in which experiments different temperatures were used?
      • The citations need to have a better format as they show up as each citation within a single bracket which makes it a little hard to read when multiple references are cited in a single sentence.
      • In the abstract, the sentence 'Unexpectedly, we observed at low frequency (10%) pairs of cells that are in direct contact at the time of SB'. SB should be replaced with "Symmetry breaking", as it appeared for the first time in the manuscript and should be written out in full.
      • Throughout the manuscript there are instances where the abbreviations are written in full with the abbreviation in brackets after they have already been introduced in the introduction which can be changed to just the abbreviation itself.
      • In the discussion on page 11, 'our observation...', our needs to be changed to Our.
      • Are prior studies referenced appropriately?

      Yes. - Are the text and figures clear and accurate? 1. It would be nice to have arrow heads or dotted lines around the cells or areas on interest in both, all the figures and movies, so that it will be easier to follow the results. The videos have a lot of background due to fragmented apoptotic nuclei, etc. as mentioned by the authors, hence arrow heads or dotted lines would bring viewers focus on the areas of interest. 2. It would be helpful to have anterior - posterior axis (i.e. with an arrow) shown on top of all the figures. 3. Scale bars are missing in all figures, videos, and figure legends. 4. Only movies 1 and 3 are referenced in the text. 5. Keeping the colors in the movies and figures consistent and same would be helpful. For example, Movie 2 Histone3.3-mIFP marker is in blue but in figure 3 it is in magenta. - Do you have suggestions that would help the authors improve the presentation of their data and conclusions?

      As mentioned above, it would be helpful if the authors have arrow heads or dotted lines around the cells or areas of interest in both the figures and movies for better representation of their data. For example, movie 1 shows a larger area of imaging than shown in figure 2A, which makes it hard to follow the cells of interest in the movie.

      Significance

      Since the dynamics of fate acquisition has mostly been studied in fixed samples in Drosophila, this is an interesting study to understand the spatial and temporal dynamics of Notch signalling as well as proneural activity during lateral inhibition using Drosophila pupal abdomen as a model. Using quantitative live imaging the authors provide key evidence on how and when SB occurs during lateral inhibition, providing experimental support for the intracellular feedback model. Most importantly, they show that fate selection occurred early and was not preceded by a detectable phase of mutual inhibition, but instead, the initial bias in Sc expression and heterogeneity might play a significant role in in SB.

      • Place the work in the context of the existing literature (provide references, where appropriate).

      So far, most work in this field has focused on the dynamics of fate acquisition using fixed samples and mathematical remodelling, with some live imaging analysis (Skeath and Carol, 1991; Collier et al, 1996; Castro et al, 2005; Corson et al, 2017; Couturier et al, 2019; Troost et al, 2023). Here, considering previous literature, the authors move one step forward, using quantitative live imaging of proneural factors Scute to determine fate SB and monitor fate divergence during lateral inhibition. This study though not entirely conceptually novel provides important new insights into SB and fate divergence in the pupal abdomen, wherein symmetry breaking occurred at low Sc levels and that fate divergence was not preceded by a prolonged phase of low or intermediate level of Sc accumulation. Furthermore, the relative size of the apical area did not influence this fate choice but cell-to-cell variations in Sc levels promoted fate divergence, thereby providing experimental support for the intercellular negative feedback loop model. - State what audience might be interested in and influenced by the reported findings.

      Developmental and cell biologists. - Define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate.

      Stem cells, developmental biology.

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      Reply to the reviewers

      Response to reviewers

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      Referee #2

      Evidence, reproducibility and clarity

      The manuscript by Hazari et al reports on an important new function of the UPR IRE1 in liver fibrosis. The results are clearly and logically described. It shows that the genetic ablation of IRE1 in mice prevents liver fibrosis through retention of collagen in the ER and its degradation hence preventing secretion and accumulation in liver parenchyma. This effect was reversed was P4HB (a multifunctional enzyme that belongs to the protein disulfide isomerase) showing that IRE1 control P4HB.

      As such the paper is both scientifically and medically relevant.

      There is in my opinion a conceptual issue the paper does not directly address nor resolve.

      A clear functional distinction between IRE1 and XBP1 is not made nor attempted. This comes across as an unresolved issue. In the Introduction the authors cite ref 29 that provided evidence for a role of RIDD in alleviating hepatic cytotoxicity. The paper is based on chronic liver toxicity by CCL4 to identify the protective role of IRE1 and acute CCL4 toxicity to identify P4HB. IRE1 KO demonstrates that IRE1 controls collagen metabolism (degradation vs. secretion). However, many considerations involve XBP1 (see Fig. 8 as a example). Yet the paper concludes by saying "we propose that pharmacological inhibition of IRE1 activation..." Granted that IRE1 inhibition would definitely cause an attenuation of XBP1 splicing, I see a clear distinction between IRE1 and XBP1 still necessary to back the conclusion that inhibition of IRE1 and not XBP1 is the therapeutic modality one should develop.

      It is clear that IRE1 controls XBP1, but it also controls RIDD. Both independently control the fate of multiple downstream genes and also miRNAs in the case of RIDD. Because RIDD may offer some advantages in attenuating liver pathology, forfeiting some benefits IRE1 can offer via RIDD in order to blunt XBP1 may not be the optimal solution. Therefore, I suggest to complement the present study with experiments that target XBP1 specifically bypassing IRE1. Experiments of deletion (siRNA or Cre) as well as specific activation of XBP1 for which there exist commercially available molecules (e.g., IAX4 is a direct activator of XBP1 without UPR that also does not induce XBP1s-independent IRE1 signaling such as RIDD or JNK phosphorylation) will permit to better differentiate the role of XBP1 from IRE1 in P4HB regulation and collagen degradation vs. secretion in hepatic stellate cells and deposition in liver.

      Throughout the paper the authors refer to XBP1 and even center the Discussion on XBP1 more than on IRE1. Since determining the precise mechanism in this particular instance is critical to future treatments to prevent liver fibrosis these additional experiments should be performed.

      Minor point

      Fig. 4D. The label must have been erroneously copied and pasted. There is not way to distinguish what is different in lane 1-2 from lane 3-4. The legend is not helpful.

      Fig. S4B. Same problem.

      Significance

      This is an excellent paper with profound new medical implications with conceptual advances for the treatment of NASH.

      The limitations have been underscored in comments to authors.

      The audience remains specialized for the time being.

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      Referee #1

      Evidence, reproducibility and clarity

      The current study aimed to investigate the possible contribution of the unfolded protein response (UPR), the main adaptive pathway that monitors and adjusts the protein production capacity at the endoplasmic reticulum (ER), to collagen biogenesis and liver disease. The authors targeted the ER sensor, inositol requiring transmembrane kinase/endoribonuclease 1 alpha (IRE1), using the IRE1Lox/Lox, Mx1Cre/- mouse strain where Cre is induced with 3 poly I:C injections. After confirmation of depleting IRE1 in the liver, they challenged mice with a high dose of carbon tetrachloride (CCl4). Phenotype analysis revealed the deleterious role of IRE1 in the liver in acute liver damage. Then, the authors determined the biological consequence of IRE1 deletion on the progression of experimental liver fibrosis. Consistently, IRE1 plays a promotive role in the CCl4-induced liver fibrosis mouse model since the results suggest that IRE1 knockout mice have reduced collagen deposition and AST/ALT activity (two major liver damage enzymes). To determine the potential mechanisms underlying the protective effects of IRE1 deficiency, the authors did mass spectrometry-based quantitative proteomics of liver samples from the experimental mice. Through bioinformatic analysis, they determined that protein and mRNA expression levels of P4HB decreased in IRE1 deficiency mice. Besides, in vitro and ex vivo studies suggested that IRE1 deficiency downregulated collagen generation. They further investigated the impact of IRE1 deficiency in liver steatosis in a mouse model fed a high-fat diet (HFD). Similarly, IRE1 deficiency suppressed liver steatosis and fibrosis in this mouse model. To clarify how IRE1 modulates collagen expression, the authors generated IRE1 knockout cell (KO) lines. They found that IRE1 KO cells may cause misfolding and intracellular accumulation of collagen inside the cells, reducing its secretion. Finally, they suggested the correlation of IRE1 associated gene (XBP1) and PH4B but not PH4A1 in human patients with non-alcoholic steatohepatitis (NASH). Overall, the current study may provide a potential molecular linkage between IRE1 and collagen in chronic liver disease progression. However, the inconsistent data presentation, poor data quality, and lack of suitable animal models make the current manuscript's impact on the field of chronic liver disease low.

      Major concern:

      1. The authors suggested that P450 levels are not changed in the liver samples of IRE1 KO mice compared to the wildtype (WT) ones. It has been demonstrated that IRE1 activation reduced P450 expression levels (PMID: 22291093). Can the authors explain the inconsistent findings?
      2. Why did the authors challenge mice with CCl4 for 12 weeks? The CCl4-induced liver fibrosis model would have a severe fibrotic liver phenotype at 8 weeks. Did the author check if IRE1 deficient mice have less liver injury than wildtype (WT) mice at early time points? Also, could you check the liver fibrosis phenotype using another typical liver fibrosis mouse model? The HFD-feeding mouse model would induce liver fibrosis after challenging mice for 50 weeks (PMID: 37270060).
      3. What are the mouse numbers, age, and sex in the CCl4 studies? In Fig. 2, several figures have inconsistent mouse numbers for the data presentation.
      4. There are many downregulated and upregulated target genes. What is the rationale for focusing on downregulated P4HB in IRE1 deficient mice, given that IRE1 has an RNase domain functioning in posttranscriptional regulation? In this case, how does IRE1 depletion upregulate P4HB?
      5. The author suggested that TGFb1 would promote collagen generation, but targeting IRE1 would reduce P4HB and the TGFb1-mediated collagen generation. The Fig. 4D does not support the statement. However, the authors' data demonstrated that TGFb1 cannot promote IRE1 and P4HB expression (Fig. 4G). If TGFb1 cannot promote collagen generation through activating IRE1 and P4HB, how can targeting IRE1 reduce TGFb1-induced collagen (Fig. 4H)?
      6. The authors stated that hepatic Ern1 deficiency suppresses the progression of liver steatosis. In fact, it has been reproducibly demonstrated that hepatic IRE1 deletion promotes hepatic steatosis progression (PMID: 21407177 and PMID: 29764990), contradicting the authors' findings. Besides, the authors did not deplete IRE1 specifically in the liver. Therefore, they made a misleading conclusion without solid evidence. The authors basically depleted IRE1 in the whole body of these experimental mice upon poly I:C injection. The authors must not conclude that hepatic Ern1 deficiency suppresses the progression of liver steatosis without considering the contributions of other organs in the phenotypes that you observed. Also, the HFD-treated mice would develop liver fibrosis 50 weeks post-feeding (PMID: 37270060). It is unclear what other treatments the authors used to accelerate the fibrotic liver phenotype, as shown in Fig. 5D. The authors should show body weight and liver weight over body weight in the result section. Besides, hepatic cholesterol, serum triglyceride, and cholesterol need to be measured in these mice to clarify how deleting IRE1 in the whole body can suppress hepatic steatosis, but liver-specific deletion of IRE1 promotes fatty liver. Without clarifying this issue, it is unclear how hepatic IRE1 deficiency can reduce steatosis and liver fibrosis.
      7. The authors suggested that ablation of IRE1 expression increased the levels of intracellular GFP-collagen as compared with control cells (Fig. 6C). How did the authors quantify the results? It is not clear if KO really increased the intracellular collagen levels. As the authors showed in Fig. 6C, WT-NT, and WT-GFP-collagen-untreated have no overlap of green fluorescence. However, KO-NT and KO-GFP-collagen-untreated still have an overlap of green fluorescence, indicating that some cells are not GFP-positive. In this case, how could authors conclude that IRE1-KO cells have a more than 2-fold increase of green fluorescence change compared to WT? Besides, Fig. 6F suggested that secreted collagens increased in KO cells, contradicting the authors' previous data in Fig. 2, 4, and 5. Why did you use U2OS, Hepa1-6, and Huh7 in these studies? Should the collagen be secreted by hepatic stellate cells?
      8. In Fig. 7, the authors suggested that IRE1 KO promotes the levels of collagen inside cells using the whole cell lysate. Interestingly, they indicated that IRE1 deficiency suppressed TGFb1-induced collagen production using whole cell lysates (Fig. 4D). It is really confusing if IRE1 KO promotes or suppresses collagen production or secretion. Also, Fig. 7C did not support that IRE1-KO reduced collagen secretion. Besides, what cells did the authors use for these studies? Are they hepatic stellate cells?
      9. It is interesting to see the positive correlation between XBP1 and P4HB mRNA expression. However, it is still unclear if IRE1 deficiency could downregulate P4HB mRNA expression, given its RNase function. Thus, it would be essential to determine how IRE1 regulates P4HB expression before analyzing the correlation using human datasets. Besides, Fig. 8D did not suggest that XBP1 expression levels are really correlated with chronic liver disease progression, given that its correlation scores with AST and ALT are 0 and -0.01, respectively.

      Significance

      The current study aimed to investigate the possible contribution of the unfolded protein response (UPR), the main adaptive pathway that monitors and adjusts the protein production capacity at the endoplasmic reticulum (ER), to collagen biogenesis and liver disease. The authors targeted the ER sensor, inositol requiring transmembrane kinase/endoribonuclease 1 alpha (IRE1), using the IRE1Lox/Lox, Mx1Cre/- mouse strain where Cre is induced with 3 poly I:C injections. After confirmation of depleting IRE1 in the liver, they challenged mice with a high dose of carbon tetrachloride (CCl4). Phenotype analysis revealed the deleterious role of IRE1 in the liver in acute liver damage. Then, the authors determined the biological consequence of IRE1 deletion on the progression of experimental liver fibrosis. Consistently, IRE1 plays a promotive role in the CCl4-induced liver fibrosis mouse model since the results suggest that IRE1 knockout mice have reduced collagen deposition and AST/ALT activity (two major liver damage enzymes). To determine the potential mechanisms underlying the protective effects of IRE1 deficiency, the authors did mass spectrometry-based quantitative proteomics of liver samples from the experimental mice. Through bioinformatic analysis, they determined that protein and mRNA expression levels of P4HB decreased in IRE1 deficiency mice. Besides, in vitro and ex vivo studies suggested that IRE1 deficiency downregulated collagen. They further investigated the impact of IRE1 deficiency in liver steatosis in a mouse model fed a high-fat diet (HFD). Similarly, IRE1 deficiency suppressed liver steatosis and fibrosis in this mouse model. To clarify how IRE1 modulates collagen expression, the authors generated IRE1 knockout cell (KO) lines. They found that IRE1 KO cells may cause misfolding and intracellular accumulation of collagen inside the cells, reducing its secretion. Finally, they suggested the correlation of IRE1 associated gene (XBP1) and PH4B but not PH4A1 in human patients with non-alcoholic steatohepatitis (NASH). Overall, the current study may provide a potential molecular linkage between IRE1 and collagen in chronic liver disease progression. However, the inconsistent data presentation, poor data quality, and lack of suitable animal models make the current manuscript's impact on the field of chronic liver disease low.

      Major concern:

      1. The authors suggested that P450 levels are not changed in the liver samples of IRE1 KO mice compared to the wildtype (WT) ones. It has been demonstrated that IRE1 activation reduced P450 expression levels (PMID: 22291093). Can the authors explain the inconsistent findings?
      2. Why did the authors challenge mice with CCl4 for 12 weeks? The CCl4-induced liver fibrosis model would have a severe fibrotic liver phenotype post the 8-week CCl4 challenge. Did the author check if IRE1 deficient mice have less liver injury than wildtype (WT) mice at early time points? Also, could you check the liver fibrosis phenotype using another typical liver fibrosis mouse model? The HFD-feeding mouse model would induce liver fibrosis after challenging mice for 50 weeks (PMID: 37270060).
      3. What are the mouse numbers, age, and sex in the CCl4 studies? In Fig. 2, several figures have inconsistent mouse numbers for the data presentation.
      4. There are many downregulated and upregulated target genes. What is the rationale for focusing on downregulated P4HB in IRE1 deficient mice, given that IRE1 has an RNase domain functioning in posttranscriptional regulation? In this case, how does IRE1 depletion upregulate P4HB mRNA expression?
      5. The author suggested that TGFb1 would promote collagen generation, but targeting IRE1 would reduce P4HB and the TGFb1-mediated collagen generation. The Fig. 4D does not support the statement. However, the authors' data demonstrated that TGFb1 cannot promote IRE1 and P4HB expression (Fig. 4G). If TGFb1 cannot promote collagen generation through activating IRE1 and P4HB, how can targeting IRE1 reduce TGFb1-induced collagen (Fig. 4H)?
      6. The authors stated that hepatic Ern1 deficiency suppresses the progression of liver steatosis. In fact, it has been reproducibly demonstrated that hepatic IRE1 deletion promotes hepatic steatosis progression (PMID: 21407177 and PMID: 29764990), contradicting the authors' findings. Besides, the authors did not deplete IRE1 specifically in the liver. Therefore, they made a misleading conclusion without solid evidence. The authors basically depleted IRE1 in the whole body of these experimental mice upon poly I:C injection. The authors must not conclude that hepatic Ern1 deficiency suppresses the progression of liver steatosis without considering the contributions of other organs in the phenotypes that they observed. Also, the HFD-treated mice would develop liver fibrosis 50 weeks post-feeding (PMID: 37270060). It is unclear what other treatments the authors used to accelerate the fibrotic liver phenotype, as shown in Fig. 5D. The authors should show body weight and liver weight over body weight in the result section. Besides, hepatic cholesterol, serum triglyceride, and cholesterol need to be measured in these mice to clarify how deleting IRE1 in the whole body can suppress hepatic steatosis, but liver-specific deletion of IRE1 promotes fatty liver. Without clarifying this issue, it is unclear how hepatic IRE1 deficiency can reduce steatosis and liver fibrosis.
      7. The authors suggested that ablation of IRE1 expression increased the levels of intracellular GFP-collagen as compared with control cells (Fig. 6C). How did the authors quantify the results? It is not clear if KO really increased the intracellular collagen levels. As the authors showed in Fig. 6C, WT-NT and WT-GFP-collagen-untreated have no overlap of green fluorescence. However, KO-NT and KO-GFP-collagen-untreated still have an overlap of green fluorescence, indicating that some cells are not GFP-positive. In this case, how could authors conclude that IRE1-KO cells have a more than 2-fold increase of green fluorescence change compared to WT? Besides, Fig. 6F suggested that secreted collagens increased in KO cells, contradicting the authors' previous data in Fig. 2, 4, and 5. Why did you use U2OS, Hepa1-6, and Huh7 in these studies? Should the collagen be secreted by hepatic stellate cells?
      8. In Fig. 7, the authors suggested that IRE1 KO promotes the levels of collagen inside cells using the whole cell lysate. Interestingly, they indicated that IRE1 deficiency suppressed TGFb1-induced collagen production using whole cell lysates (Fig. 4D). It is really confusing if IRE1 KO promotes or suppresses collagen production or secretion. Also, Fig. 7C did not support that IRE1-KO reduced collagen secretion. Besides, what cells did the authors use for these studies? Are they hepatic stellate cells?
      9. It is interesting to see the positive correlation between XBP1 and P4HB mRNA expression. However, it is still unclear if IRE1 deficiency could downregulate P4HB mRNA expression, given its RNase function. Thus, it would be essential to determine how IRE1 regulates P4HB expression before analyzing the correlation using human datasets. Besides, Fig. 8D did not suggest that XBP1 expression levels are correlated with chronic liver disease progression, given that its correlation scores with AST and ALT are 0 and -0.01, respectively.
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      Reply to the reviewers

      We thank the reviewers for taking the time to read and comprehensively evaluate our manuscript. We are pleased that, overall, they recognize the quality of our data and that it supports our conclusions. We are grateful for their comments, insights and advice and have revised the manuscript accordingly as described in the point-by-point response below. We believe that the revised manuscript is substantially improved by some experimental additions, additional replicates, improved analysis and increased clarity. Some key enhancements are as follows:

      Previously we had found increased expression of the WNT pathway following CHRDL2 treatment, using RNA seq. We have now demonstrated this experimentally using the cellular levels and localisation of β-catenin. Previously we had shown that overexpression of CHRDL2 increased resistance to common chemotherapy treatments, as well as irradiation in colorectal cell lines. We have now shown that cells surviving treatment show a further reduction SMAD1/5/8 phosphorylation indicating a selection for CHRLD2 high cells during the treatment. We have also demonstrated a decrease in chemotherapy sensitivity in intestinal organoids treated with secreted forms of CHRDL2.

      1. Point-by-point description of the revisions

      This section is mandatory. *Please insert a point-by-point reply describing the revisions that were already carried out and included in the transferred manuscript. *

      Reviewer #1

      __Evidence, reproducibility and clarity __

      Clarkson and Lewis present data suggesting that overexpression of Chordin like 2 (CHRDL2) can affect colorectal cancer cell responses to chemotherapy agents, possibly by modulating stem-cell like pathways. I have the following comments:

      1. Fig. 1J-it is standard to show the images of cell migration-this is important here, given the modest effect of CHRDL2 overexpression here.

      We have now included 3 replicate control and CHRDL2 overexpressing cell images in this figure panel to support the quantification in the graph.

      Fig. 2A-the very small error bars for most of the data on the curves suggests these are n=1 experiments with multiple technical replicates to generate the error bars. Please clarify. The legend says n=3 with ANOVA analysis but no significance detected. Please clarify.

      All experiments in this figure were done with 5 technical replicates per experiment, this was replicated at least three times to give n=3 biological replicates. The error bars represent the standard error of the mean of these 3 biological replicates as stated in the legend. Some data points showed very little data variation, hence the small error bars. Raw data is available if requested.

      1. Fig. 2B-given the overlapping error bars here, how can there be a pWe have removed this representation of the data as it combined many different experiments with variable cell types and chemotherapeutics and it was difficult to carry out meaningful statistics. An overview of the data can be better seen in table form as shown in the revised figure 2B.

      Fig. 2G-did the authors try to estimate the concentration of CHRDL2 in the conditioned medium? Which cell line was used to generate this CM?

      Conditioned media was harvested from the matching transgenic cell lines with inducible CHRDL2. eg RKO cells were treated with media collected from doxycycline induced transgenic RKO cells whereas CaCO2 cells were treated with media from CaCO2 cells. The concentration of doxycycline was represented by ++ for 10ug/ml, the same notation we have used for directly induced cells treated with 10ug/ml dox.

      We did not try to quantify the absolute concentration of CHRDL2 but we have shown the relative amount on a Western blot normalised with a ponceau stain (quantification now included in supplementary figure 1).

      We have clarified our description of this experiment, inserting the following statement, "Conditioned media was harvested from corresponding cell lines with the inducible CHRDL2 transgene and the parental control cells. Induction of CHRDL2 to generate conditioned media was carried out using the same concentration and duration of doxycycline treatment as the cells in figure 2A. "

      Fig. 5-what is the potential mechanism for gene expression changes in response to CHRDL2 overexpression? Is it all due to BMP inhibition? More mechanistic detail would be welcome here.

      We have suggested other pathways involved in these functional effects based on our RNA seq data but at the moment it is not possible to say whether any changes are independent of BMP signaling. CHRDL2 is relatively understudied and as yet there is not much literature supporting BMP independent actions of CHRDL2. However, we have added some discussion and reference to an article suggesting interactions between CHRLD2 and YAP (Wang et al., 2022) including the following statement on page 17: "While the changes in BMP and WNT signaling shown in our GSEA analysis suggest that the effects of CHRDL2 in our system work directly through inhibition of BMP, it is not possible to rule out that some pathways are affected by BMP independent actions of CHRLD2. Indeed, Wang et al, suggest that CHRDL2 can directly alter phosphorylation and activity of YAP in gastric cancer cell lines, which merits further exploration (Wang et al., 2022)"

      Significance

      Unclear whether genetically engineered inducible overexpression has any real physiological significance but we all use cell models so this is OK.


      Reviewer #2

      __Evidence, reproducibility and clarity __

      Summary: In the manuscript entitled "BMP antagonist CHRDL2 enhances the cancer stem-cell phenotype and increases chemotherapy resistance in Colorectal Cancer" the authors demonstrated that Chordin-like 2 (CHDRL2), a secreted BMP antagonist, promotes a chemo-resistant colorectal cancer stem cell phenotype through the inhibition of BMP signaling. The authors took advantage of both 2D engineered colorectal cancer (CRC) cells and healthy murine 3D organoid systems. Specifically, the authors showed a decreased proliferation rate and reduced clonogenic capability upon overexpression of CHRDL2 in established human colon cancer cell lines. Subsequently, they identified a chemo-resistant phenotype upon standard therapies (5FU, Oxaliplatin and Irinotecan) in CHDRL2 overexpressing cells by performing MTS assay. The authors showed that this chemo-resistant phenotype is associated with ATM and RAD21 activation, supporting an induction of DNA damage signaling pathway. Of note, the authors assessed that the exposure of 3D murine organoid to CHRDL2 resulted in a stem-like phenotype induction accompanied by a reduction of the differentiated counterpart. From RNA-seq data analysis emerged the upregulation of genes associated to stemness and DNA repair pathways in CHRDL2 overexpressing cells.

      Major comments: 1. In the first paragraph of the result section authors assessed that "Colorectal adenocarcinoma cell lines were deliberately chosen to encompass a range of CHRDL2 expression levels and genetic mutations", without showing qRT-PCR or WB data on the differential expression levels of CHRDL2 in a panel of immortalized CRC cell lines. Authors should include these data to better support their choice.

      *We have now included some qRT-PCR in supplementary figure 1 alongside a table of some of the key driver mutations in each cell line. Western blotting of these cells shows only a very low concentration of CHRDL2 protein. As shown in figure 1B in the control columns, no significant protein expression is observed in any line. *

      In Figure 1F, authors described a reduction of cell proliferation in CRC cell lines expressing high levels of CHRDL2 only under low glucose conditions. Why did the authors perform the assay under these conditions? They should better argue this aspect and validated the role of CHRDL2 in metabolism rewiring by performing additional in vitro assays.

      We have removed this aspect of the paper as it does not add significantly to our overall conclusions and we can clearly see the effects of CHRDL2 overexpression under standard growth conditions (Figure 1G).

      The authors should evaluate the role of CHRDL2 in promoting a stem-like phenotype in human colon cancer stem cells freshly isolated from patients and characterized.

      We would very much like to do experiments such as this but it is beyond the scope of this study and will be included in upcoming grant proposals.

      In order to confirm the data obtained on 3D murine organoids system obtained from normal Intestinal Stem Cells, authors should investigate the stemness induction, driven by CHRDL2, also in human intestinal organoids.

      Experiments using human intestinal organoids are currently planned and ethical approval applications and grant proposals are underway for future experiments of this nature.

      The authors should evaluate the oncogenic role of CHRDL2, through the maintenance of stemness, by performing orthotopic or subcutaneous experiments in vivo model.

      Similarly, this is not possible for this manuscript but is planned for the future alongside a transgenic mouse model of inducible CHRDL2 overexpression in the intestine.

      BMPs proteins are part of a very broad protein family. In the introduction section, authors should indicate the specific BMP protein on which CHRDL2 exerts its inhibitory function. Moreover, they should have assessed BMP protein levels in CACO2, LS180, COLO320 and RKO cell lines.

      We have clarified the interactions between CHRDL2 and specific BMPs in the introduction. We have not specifically assessed the BMP protein levels in our cells however we have now included an analysis of expression data from the Cancer Cell Line Encyclopedia in supplementary figure 1 C.

      In first panel, the authors should quantify the secreted levels of CHRDL2 in the media of overexpressing CHRDL2 cell lines.

      We have done this using the ponceau staining as a loading control and the results are displayed (supplementary figure 1).

      In Figure 2D the authors should use the appropriate controls and describe this with more details in results section.

      In this figure we have used Hoechst staining followed by FACs analysis to identify the cell cycle profile of our CHRDL2 treated cells. We have improved the description of this in the methods section. Appropriate controls for staining, both negative and positive, are used when setting up the analysis for this experiment. The cell cycle profile is calculated using the Novocyte in house software. We have now included the histogram plots in the main figure to clarify these data in figure 2D.

      In Figure 3A, the authors should have performed the assay by choosing IC50.

      *We attempted these experiments with the IC50 levels, however the high amount of cell death and frequency of apoptotic cells meant that clear images were difficult to obtain. We therefore reduced the concentrations and still had very measurable effects. *

      In Supplementary Fig. 4A-B. the results are unclear. The control cell lines are already chemo resistant.

      Again, we used IC25 levels of the drugs so that our cells were damaged but still live throughout the experiment. This has been explained on page 10.

      The authors should review and add statistical analysis in both main and supplementary figures.

      *We have now added additional details about statistical analysis throughout the figures, legend and main text, showing all significance levels as well as non-significance for each data set. * Minor comments: 1. The quality of immunofluorescence and WB images should be implemented, and in the immunofluorescence panels scale bars should be added.

      We have added or improved scale bars on each immunofluorescence image. Western blot images have been improved.

      In the graphical abstract authors reported that CHRDL2 overexpression increase WNT and EMT pathways, without performing any specific assay to demonstrate this. Authors should correct and graphically improve the graphical abstract.

      *This is a good point and we have now carried out Beta-catenin immunofluorescence as a measure of WNT signaling on both our cancer cell lines - showing an increase in nuclear beta-catenin (figure 1J and K), and our organoids - showing an increase in overall levels and cytoplasmic staining (Figure 4 F). In terms of EMT markers we have carried out immunofluorescence on IQGAP1 (Figure 1K). IQGAP1 is significantly upregulated in CHRDL2 cells, reflecting its role in reduced cell adhesion and increased migration. This correlates with our data showing increased cellular migration as well as the increase in EMT related transcription in our RNAseq data. *

      The term "significantly" in the discussion section is inappropriately referred to data showed in the histogram in Figure 1J. Moreover, in Figure 1Jthe authors should delete from the y-axis the term "corrected".

      We have changed significantly to substantially

      The term "significant" in discussion is inappropriately referred to BMI1 expression level if compared to the histogram in Figure 4G.

      We have changed significantly to "a trend to increase"

      In Figure 2C the authors should add the unit of measurement (fold over control) in the table.

      We have done this

      In Figure 4E the authors should add the figure legend reporting OLFM4 protein.

      We have done this

      The authors should include few sentences summarizing the findings at the end of each paragraph.

      We have added short summaries at the start or end of each section to improve the flow of the results section.

      Significance

      General assessment: Overall, the work is aimed to elucidate the role of CHRDL2 already considered a poor prognosis biomarker involved in the promotion of CRC (PMID: 28009989), in promoting stem-like properties. The authors elucidated new additional insights into the molecular mechanisms regulating stemness phenotype induced by the BMP antagonist CHRDL2 in CRC. The authors include in the study a large amount of data, which only partially support their hypothesis. However, this manuscript lacks organization and coherence, making it challenging to follow and read. Numerous concerns need to be addressed, along with some sentences to rephrase in the result and discussion sections.

      Advance: The manuscript reported some functional insights on the role of CHRDL2 in colorectal cancer, but additional data should be added to support authors 'conclusions.

      Audience: The manuscript is suggested for basic research scientists.

      __Reviewer #3 (Evidence, reproducibility and clarity (Required)):____ __ Summary BMP antagonist CHRDL2 enhances the cancer stem-cell phenotype and increases chemotherapy resistance in Colorectal Cancer Eloise Clarkson et al. The manuscript explored the function of CHRDL2, a BMP antagonist, on colorectal cancer (CRC). The authors found that CHRDL2 overexpression can enhance the survival of CRC cells during chemotherapy and irradiation treatment with elevated levels of stem-cell markers and reduced differentiation. Further RNA-seq analysis revealed that CHRDL2 increased the expression of stem-cell markers, WNT signaling and other well-established cancer-associated pathways. Overall, the manuscript is well-written and presented. I have some suggestions:

      Major points:

      1. The authors assert BMP antagonism was demonstrated by assessing levels of phosphorylated SMAD1/5 (Figure 1G). However, the immunoblotting assay only depicted P-SMAD 1/5 levels and B-ACTIN as internal control. It's suggested to include total-SMAD1/5 immunoblotting as an internal control to further support the claim of BMP antagonism.

      The reviewer is correct that this is the best control. Western blotting has now been performed with total SMAD1 protein expression used as an internal control and this is shown in Figure 1D and Supplementary figure 1F

      The authors argue that CHRDL2 overexpression reduced the proliferation of CRC cell lines, as evidenced by cell proliferation assays. However, from Figure 1E, the reduction in proliferation appears insignificant. It would be beneficial to perform one-way ANOVA tests on each time point for CHRDL2+ and CHRDL2++ with Control in Figure 1E to ascertain significance.

      *We now have repeated this experiment to reduce variability and have also provided two-way ANOVA analysis between Control and CHRDL2+ and Control and CHRDL2++. One-way ANOVA at timepoint 96hr also provided with details in the figure legend. *

      The findings indicating that overexpressing CHRDL2 can confer resistance to chemotherapy in CRC cells (Figure 2A-C) are noteworthy. To deepen the understanding of BMP signaling in cancer stemness and the molecular underpinning of CHRDL2 antagonism, additional western blot assays on P-SMAD1/5 with CHRDL2 overexpression and drug treatment are recommended.

      *Western blotting of P-SMAD1/5 upon cells treated with IC50 5FU has now been performed in figure 2C (in the same experiment as the revised panels in figure 1D). The data suggest that CHRDL2 overexpressing cells able to survive chemotherapy have higher levels of P-SMAD1/5 reduction compared to that of untreated cells, strongly suggesting that chemotherapy treatment acts to select the cells with the highest CHRDL2 expression. We thank reviewer 3 for this suggested experiment and have included further discussion on this on page 9. *

      The assertion that extrinsic CHRDL2 addition diminishes differentiation and enhances stem-cell numbers in an intestinal organoid model is intriguing. As BMP signaling inhibition contributes to intestinal cell stemness, incorporating additional layers for BMP antagonism of CHRDL2 on intestinal organoids through immunoblotting or real-time quantitative PCR for treated organoids would augment the conclusions.

      As stated in the response to reviewer 2, we have investigated Beta-catenin in our organoids following CHRDL2 treatment using immunofluorescence and find that the levels are increased with the staining shifting from the membrane to the cytoplasm and nucleus (Figure 4F).

      The authors claim CHRDL2 overexpression can decrease BMP signaling based on GSEA analysis (Figure 5E). However, the GSEA results did not demonstrate the downregulation of BMP signaling. Reanalysis of this GSEA analysis is warranted.

      *We agree with this point and have changed the description of this result since the gene set covers both positive and negative regulators of the BMP pathway. We cannot conclusively say from this RNAseq data set that BMP signaling is "downregulated", however since SMAD phosphorylation is increased and nuclear beta-catenin is increased, overall we suggest that the changes we see are likely to represent the effects of decreased BMP signaling along with increased WNT signaling. *

      Minor Points:

      6.Provide the threshold/cutoff values chosen for differential expressed genes (DEGs) in CHRDL2+ and CHRDL2++ RNA-seq compared with control cells. Explain the minimal overlap between CHRDL2 LOW and CHRDL2 HIGH DEGs. Consider presenting all DEGs in CHRDL2 LOW and CHRDL2 HIGH compared with control cells in one gene expression heatmap for better visualization.

      We have now provided the cutoff values for the DEGs in the legend for figure 5 (PThe minimal overlap of DEGs in the low and high expressing cells is an interesting point. We hypothesize that this may be related to the different effects of intermediate vs high levels of WNT signaling that occurs in colon cancer cells, frequently discussed in the literature as the "Just right hypothesis" (Lamlum et al. 1999, Albuquerque et al., 2002, Lewis et al., 2010). However, we haven't included this in the discussion as it merits further exploration. However, we have mainly focused on specific genes that are modified in both data sets, which are more likely to be the direct result of CHRDL2 modification. *

      After DEGs analysis, perform Gene Ontology (GO) analysis on these DEGs to further investigate possible gene functions rather than selectively discussing some genes, enhancing understanding of CHRDL2 functions in CRC cells.

      We have carried out this analysis using a variety of tools and have now included a Gene Ontology Panther analysis as supplementary figure 7. We have included a comment on this in the text on page 14 saying "Gene ontology analysis supports these findings with enrichment in biological processes such as cellular adhesion, apoptosis and differentiation. "

      Conduct similar experiments in both 2D culture and organoid systems, if feasible, to provide more comprehensive insights into CHRDL2's oncogenic roles in CRC tumor progression.

      *We have now performed chemotherapy treatment on our organoid systems, and have found that organoids with extrinsic CHRDL2 addition have a higher survival rate after chemotherapy compared to a control (Figure 4H and I). *

      Label significance (*, **, ***, and n.s.) for every CRC cell line treated with CHRDL2 in Figure 2D, 2F, 2J, 4G, 5D, and 5F.

      We have done this

      Label the antibodies with different colors used for immunofluorescence in the figure text in Figure 4E.

      We have done this

      * * Include replicate dots for the Control group in the bar plots in Figure 1F and 2B.

      We have done this

      * * Add scale bars in Figure 3A and correct similar issues in other figures if applicable.

      We have done this

      * *13.Correct grammar and punctuation mistakes throughout the manuscript. For example:

      We have done this and further proofread our revised manuscript

      Page 7: "As seen in Figure 1J, CHRDL2 overexpression significantly increased the number of migrated cells (P *We have now added additional details about statistical analysis throughout the figures, legend and main text, showing all significance levels as well as non-significance for each data set. * Reviewer #3 (Significance (Required)):

      The current study presents compelling evidence demonstrating that BMP signaling antagonist CHRDL2 enhances colon stem cell survival in colorectal cancer cell lines and organoid models. Further validation through CRC mouse models could offer invaluable insights into the clinical relevance and therapeutic implications of CHRDL2 in colorectal cancer.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary

      BMP antagonist CHRDL2 enhances the cancer stem-cell phenotype and increases chemotherapy resistance in Colorectal Cancer Eloise Clarkson et al. The manuscript explored the function of CHRDL2, a BMP antagonist, on colorectal cancer (CRC). The authors found that CHRDL2 overexpression can enhance the survival of CRC cells during chemotherapy and irradiation treatment with elevated levels of stem-cell markers and reduced differentiation. Further RNA-seq analysis revealed that CHRDL2 increased the expression of stem-cell markers, WNT signaling and other well-established cancer-associated pathways. Overall, the manuscript is well-written and presented. I have some suggestions:

      Major points:

      1. The authors assert BMP antagonism was demonstrated by assessing levels of phosphorylated SMAD1/5 (Figure 1G). However, the immunoblotting assay only depicted P-SMAD 1/5 levels and B-ACTIN as internal control. It's suggested to include total-SMAD1/5 immunoblotting as an internal control to further support the claim of BMP antagonism.
      2. The authors argue that CHRDL2 overexpression reduced the proliferation of CRC cell lines, as evidenced by cell proliferation assays. However, from Figure 1E, the reduction in proliferation appears insignificant. It would be beneficial to perform one-way ANOVA tests on each time point for CHRDL2+ and CHRDL2++ with Control in Figure 1E to ascertain significance.
      3. The findings indicating that overexpressing CHRDL2 can confer resistance to chemotherapy in CRC cells (Figure 2A-C) are noteworthy. To deepen the understanding of BMP signaling in cancer stemness and the molecular underpinning of CHRDL2 antagonism, additional western blot assays on P-SMAD1/5 with CHRDL2 overexpression and drug treatment are recommended.
      4. The assertion that extrinsic CHRDL2 addition diminishes differentiation and enhances stem-cell numbers in an intestinal organoid model is intriguing. As BMP signaling inhibition contributes to intestinal cell stemness, incorporating additional layers for BMP antagonism of CHRDL2 on intestinal organoids through immunoblotting or real-time quantitative PCR for treated organoids would augment the conclusions.
      5. The authors claim CHRDL2 overexpression can decrease BMP signaling based on GSEA analysis (Figure 5E). However, the GSEA results did not demonstrate the downregulation of BMP signaling. Reanalysis of this GSEA analysis is warranted.

      Minor Points:

      6.Provide the threshold/cutoff values chosen for differential expressed genes (DEGs) in CHRDL2+ and CHRDL2++ RNA-seq compared with control cells. Explain the minimal overlap between CHRDL2 LOW and CHRDL2 HIGH DEGs. Consider presenting all DEGs in CHRDL2 LOW and CHRDL2 HIGH compared with control cells in one gene expression heatmap for better visualization. 7. After DEGs analysis, perform Gene Ontology (GO) analysis on these DEGs to further investigate possible gene functions rather than selectively discussing some genes, enhancing understanding of CHRDL2 functions in CRC cells. 8. Conduct similar experiments in both 2D culture and organoid systems, if feasible, to provide more comprehensive insights into CHRDL2's oncogenic roles in CRC tumor progression. 9. Label significance (, , **, and n.s.) for every CRC cell line treated with CHRDL2 in Figure 2D, 2F, 2J, 4G, 5D, and 5F. 10. Label the antibodies with different colors used for immunofluorescence in the figure text in Figure 4E. 11. Include replicate dots for the Control group in the bar plots in Figure 1F and 2B. 12. Add scale bars in Figure 3A and correct similar issues in other figures if applicable. 13.Correct grammar and punctuation mistakes throughout the manuscript. For example:

      Page 7: "As seen in Figure 1J, CHRDL2 overexpression significantly increased the number of migrated cells (P

      Page 7: "As seen in Figure 1J, CHRDL2 overexpression significantly increased the number of migrated cells (P

      Page 7: "As seen in Figure 1J, CHRDL2 overexpression significantly increased the number of migrated cells (P < 0.0449)," suggesting increased migratory ability, a hallmark of cancer stem cells."

      Page 8: "CHRDL2 overexpression resulted in an approximate twofold increase in IC50 values compared to control cells (P < 0.001)."

      Page 10: "As seen in Figure 4B, upon the" should be corrected to "Figure 4B."

      1. Specify the statistical methods or estimates used for determining statistical significance.

      Significance

      The current study presents compelling evidence demonstrating that BMP signaling antagonist CHRDL2 enhances colon stem cell survival in colorectal cancer cell lines and organoid models. Further validation through CRC mouse models could offer invaluable insights into the clinical relevance and therapeutic implications of CHRDL2 in colorectal cancer.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      In the manuscript entitled "BMP antagonist CHRDL2 enhances the cancer stem-cell phenotype and increases chemotherapy resistance in Colorectal Cancer" the authors demonstrated that Chordin-like 2 (CHDRL2), a secreted BMP antagonist, promotes a chemo-resistant colorectal cancer stem cell phenotype through the inhibition of BMP signaling. The authors took advantage of both 2D engineered colorectal cancer (CRC) cells and healthy murine 3D organoid systems. Specifically, the authors showed a decreased proliferation rate and reduced clonogenic capability upon overexpression of CHRDL2 in established human colon cancer cell lines. Subsequently, they identified a chemo-resistant phenotype upon standard therapies (5FU, Oxaliplatin and Irinotecan) in CHDRL2 overexpressing cells by performing MTS assay. The authors showed that this chemo-resistant phenotype is associated with ATM and RAD21 activation, supporting an induction of DNA damage signaling pathway. Of note, the authors assessed that the exposure of 3D murine organoid to CHRDL2 resulted in a stem-like phenotype induction accompanied by a reduction of the differentiated counterpart. From RNA-seq data analysis emerged the upregulation of genes associated to stemness and DNA repair pathways in CHRDL2 overexpressing cells.

      Major comments:

      1. In the first paragraph of the result section authors assessed that "Colorectal adenocarcinoma cell lines were deliberately chosen to encompass a range of CHRDL2 expression levels and genetic mutations", without showing qRT-PCR or WB data on the differential expression levels of CHRDL2 in a panel of immortalized CRC cell lines. Authors should include these data to better support their choice.
      2. In Figure 1F, authors described a reduction of cell proliferation in CRC cell lines expressing high levels of CHRDL2 only under low glucose conditions. Why did the authors perform the assay under these conditions? They should better argue this aspect and validated the role of CHRDL2 in metabolism rewiring by performing additional in vitro assays.
      3. The authors should evaluate the role of CHRDL2 in promoting a stem-like phenotype in human colon cancer stem cells freshly isolated from patients and characterized.
      4. In order to confirm the data obtained on 3D murine organoids system obtained from normal Intestinal Stem Cells, authors should investigate the stemness induction, driven by CHRDL2, also in human intestinal organoids.
      5. The authors should evaluate the oncogenic role of CHRDL2, through the maintenance of stemness, by performing orthotopic or subcutaneous experiments in vivo model.
      6. BMPs proteins are part of a very broad protein family. In the introduction section, authors should indicate the specific BMP protein on which CHRDL2 exerts its inhibitory function. Moreover, they should have assessed BMP protein levels in CACO2, LS180, COLO320 and RKO cell lines.
      7. In first panel, the authors should quantify the secreted levels of CHRDL2 in the media of overexpressing CHRDL2 cell lines.
      8. In Figure 2D the authors should use the appropriate controls and describe this with more details in results section.
      9. In Figure 3A, the authors should have performed the assay by choosing IC50.
      10. In Supplementary Fig. 4A-B. the results are unclear. The control cell lines are already chemoresistant.
      11. The authors should review and add statistical analysis in both main and supplementary figures.

      Minor comments:

      1. The quality of immunofluorescence and WB images should be implemented, and in the immunofluorescence panels scale bars should be added.
      2. In the graphical abstract authors reported that CHRDL2 overexpression increase WNT and EMT pathways, without performing any specific assay to demonstrate this. Authors should correct and graphically improve the graphical abstract.
      3. The term "significantly" in the discussion section is inappropriately referred to data showed in the histogram in Figure 1J. Moreover, in Figure 1Jthe authors should delete from the y-axis the term "corrected".
      4. The term "significant" in discussion is inappropriately referred to BMI1 expression level if compared to the histogram in Figure 4G.
      5. In Figure 2C the authors should add the unit of measurement (fold over control) in the table.
      6. In Figure 4E the authors should add the figure legend reporting OLFM4 protein.
      7. The authors should include few sentences summarizing the findings at the end of each paragraph.

      Significance

      General assessment:

      Overall, the work is aimed to elucidate the role of CHRDL2 already considered a poor prognosis biomarker involved in the promotion of CRC (PMID: 28009989), in promoting stem-like properties. The authors elucidated new additional insights into the molecular mechanisms regulating stemness phenotype induced by the BMP antagonist CHRDL2 in CRC. The authors include in the study a large amount of data, which only partially support their hypothesis. However, this manuscript lacks organization and coherence, making it challenging to follow and read. Numerous concerns need to be addressed, along with some sentences to rephrase in the result and discussion sections.

      Advance: The manuscript reported some functional insights on the role of CHRDL2 in colorectal cancer, but additional data should be added to support authors 'conclusions.

      Audience: The manuscript is suggested for basic research scientists.

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      Referee #1

      Evidence, reproducibility and clarity

      Clarkson and Lewis present data suggesting that overexpression of Chordin like 2 (CHRDL2) can affect colorectal cancer cell responses to chemotherapy agents, possibly by modulating stem-cell like pathways. I have the following comments:

      1. Fig. 1J-it is standard to show the images of cell migration-this is important here, given the modest effect of CHRDL2 overexpression here.
      2. Fig. 2A-the very small error bars for most of the data on the curves suggests these are n=1 experiments with multiple technical replicates to generate the error bars. Please clarify. The legend says n=3 with ANOVA analysis but no significance detected. Please clarify.
      3. Fig. 2B-given the overlapping error bars here, how can there be a p<0.01 between the groups?
      4. Fig. 2G-did the authors try to estimate the concentration of CHRDL2 in the conditioned medium? Which cell line was used to generate this CM?
      5. Fig. 5-what is the potential mechanism for gene expression changes in response to CHRDL2 overexpression? Is it all due to BMP inhibition? More mechanistic detail would be welcome here.

      Significance

      Unclear whether genetically engineered inducible overexpression has any real physiological significance but we all use cell models so this is OK.

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      Reply to the reviewers

      The authors do not wish to provide a response at this time.

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      Referee #3

      Evidence, reproducibility and clarity

      The authors investigate the role of the AMP-activated protein kinase (AMPK) in mitochondrial dysfunction. Using HEK293T cells as model system they induce expression of either the wild-type or a dominant-negative variant of the mitochondrial DNA polymerase, which results in depletion of mtDNA and a decreased mitochondrial membrane potential. Using different time points of Pol induction they correlate the mitochondrial defects with activation of AMPK and make the interesting observation that only the mitochondrial associated fraction of AMPK becomes activated at an early stage of mitochondrial dysfunction. The authors then apply a known AMP activator (A-769662) and assess its impact on mtDNA levels and respiratory chain subunit steady state levels. Finally, they compare the findings using the HEK cells with patient derived fibroblasts, which show the same response to the activator.

      Regarding the so far provided data I have the following concerns:

      • I do not agree with the statement that the mechanisms in the HEK and patient cells are different. First of all, there is no analysis of the mechanism in the HEK cells nor the patient fibroblasts. Secondly, the control cell line (Pol WT overexpression) is also showing a decrease in mitochondrial membrane potential, but no change in mtDNA - which is fully reflecting the observation of the patient cells.
      • Figure 1H-J: the authors claim that CIV activity is decreasing. However, CIV is virtually absent in these samples and therefore the statement that CIV activity is decreased is not correct.
      • It is not clear why the authors used the dominant negative D1135A variant in the HEK system and not the most common dominant patient mutations (of which they in the end use the patient fibroblasts).
      • Supplemental Figure S1A/B: Which time point of induction is shown here?
      • The rho zero cell line and the control UV treatment are not described in the materials and methods section.

      Significance

      The observation that mitochondrial-associated AMPK reacts much earlier than the global AMPK pool to the mitochondrial dysfunction is interesting. The other observations described in the manuscript were rather to be expected given previous publications. Overall, the study primarily provides descriptive findings, which, in my view, seem preliminary at this stage and requires significant revisions for it to be truly valuable to the scientific community.

      At least some molecular insight into the regulation of the different cellular AMPK pools or detailed analysis on how the activator impacts on mtDNA or the general mechanism that results in stabilization of the mitochondrial membrane potential are necessary to provide sufficient novel findings for publication. This additional analysis would be necessary to strengthen the study's conclusions and broaden its relevance to a larger readership.

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      Referee #2

      Evidence, reproducibility and clarity

      The authors aimed to investigate the functional consequences of AMPK agonist, A-769662, in improving the cellular energetic response to mitochondrial DNA depletion. AMP kinase plays a crucial role in switching the metabolic programming in the cells upon energetic stresses. It drives the activation of transcription factors of the mitochondrial genome as well as nuclear genes important for mitochondrial biogenesis (Herzig and Shaw., 2018, Bonekamp et al., 2021). Previous studies have shown that triggering the AMPK cascade has positive outcomes in mitochondrial disease models (Peralta et a., 2016, Moore et al., 2020). However, the mechanistic basis of their impact on mitochondrial function, especially mtDNA is not known.

      Brief Summary:

      In this study, the authors characterize the dynamics of mitochondrial dysfunction in response to severe mtDNA depletion, using a cell model and report that A-769662, a non-AMP mimetic AMPK agonist maintains cellular energy homeostasis by stimulating the AMPK cascade to restore membrane potential in mtDNA depleted cells. The positive effect was observed only in patient-derived, mtDNA-depleted cells and absent in control cells, suggesting that A-769662 mediates mitochondrial activity and cellular function via partially different mechanisms.

      Major Results:

      • The authors used a previously established inducible cell line to transiently express a dominant negative mutant of the mitochondrial DNA polymerase, Poly, as a model system for mtDNA depletion. Compared to the wildtype cells, mtDNA copy number, membrane potential, assembly and levels of respiratory chain complexes I, III and IV were severely reduced in the PolyD1135A cells (Figure 1A-K).
      • The authors checked the relative ratio of AMP/ADP and ATP in the PolyD1135A cells and found that ADP levels were elevated, as expected (Figure 2A). Consequently, the levels of phosphorylated AMPK in/at (?) the mitochondria were also increased, in good correlation with the depletion of mtDNA levels and respiratory complexes after 3 days of induction (Figure 2B-E). Activation of the pAMPK pathway was further confirmed by the increased levels of AMPK substrate ACC. However, metabolite levels and cell cycle profiles are mildly altered in the PolyD1135A cells, suggesting that the activation of mitochondrial AMPK is an early response to mtDNA dysfunction.
      • Chemical activation of AMPK by agonist A-769662 had a sustained positive effect on the membrane potential in both induced and uninduced cells. This was specific to AMPK signalling as evidenced by no change in membrane potential in cells transfected with AMPK siRNA (Figure 3A-C). However, the A-769662 treatment was insufficient to rescue the proliferation defects in the PolyD1135A mutant cells (Figure 3D), suggesting that the growth defect is independent of AMPK activation.
      • A-769662 treatment for 48 or 72h in PolyD1135A improved mtDNA copy number and respiratory complex subunit expression, while having no effect on control cells (Figure 4A-G). Upon A-769662 treatment, patient-derived mutant cell lines showed no change in mtDNA levels (Figure 4H). Interestingly, membrane potential was enhanced in both control and patient cell lines (Figure 4I), suggesting an overall activation of mitochondrial function and not a specific response to restoring mtDNA.

      Taken together the manuscript by Carvalho et al., proposes a stimulatory effect of AMP agonist, A-769662 on mtDNA depletion. However, since the model is not consistent in different model systems, the authors should provide stronger evidence for the utility of A-769662 as a therapeutic possibility for mtDNA disorders. Moreover, some mechanistical molecular insights into these largely descriptive results must be presented in a revised version. What drives AMPK localization to mitochondria? Is this kinase imported? Is it just attached? What regulates the distribution of AMPK between their different locations?

      Significance

      Major points:

      • The effect of A-769662 on mtDNA levels in the FlipIn-TRex cell line, harboring a severe mutation and clinically-relevant patient-derived cell lines are not comparable (Figure4A and 4H), suggesting that the amelioration of mitochondrial defect is probably dependent on the extent of mtDNA damage. The FlipIn system shows a loss of almost 85% of mtDNA on day 3 of induction (Figure 1A) whereas the patient-derived cells retain almost 60% of the mtDNA (Figure 4H). The authors argue that the two systems are not comparable. A good control would be to check an inducible FlipIn-TRex cell line with the same patient-derived mutations or alter the induction system, with a shorter induction time or reduced concentration of doxycycline, to have comparable levels of mtDNA depletion.
      • A more thorough investigation of A-769662 in different cell models of mtDNA dysfunction, possibly different disease-specific mutations in Poly, or cell types which contain AMPK complexes with -subunits (irresponsive to A-769662 stimulation) will be needed to claim its therapeutic merit.
      • To substantiate the claim that the downstream effect of A-769662 treatment is dependent on the metabolic context of the cell, it would be necessary to test the levels of crucial metabolites like mtDNA transcripts, ATP, NADH, in addition to dNTPs tested in the study. It would also help to compare the levels of these metabolites in of PolyD1135A cells, grown in galactose medium.
      • In Figure 2C, TFAM is nearly absent in the mitochondrial fraction of PolyD1135A cells, since Poly dysfunction triggers a reduced expression of the transcription machinery. Considering the mtDNA level upregulation is mild after if A-769662 treatment (about 8%, Figure 4A), it would be worthwhile to check if A-769662 could alter transcript levels of mtDNA and/or expression of mitochondrial transcription factors TFAM and TF2B.

      Minor points:

      • The data from Figure 1 conclusively show defects in mtDNA. It would be necessary to compare OCR, ROS and cellular ATP levels to demonstrate the extent of mitochondrial dysfunction in this model due to mtDNA depletion.
      • To further delineate the differences in mitochondrial bioenergetics in PolyD1135A , cells should be grown in galactose media and probed for respiratory fitness.
      • The study uses 100uM of A-769662 in the cell assays (Figures 3 and 4) and 200uM to test the activation of AMPK substrate ACC (Figure S2A-C). The authors should explain if a dose-dependent study was performed and how the concentration of A-769662 to be used was determined.

      A-769662 is a known AMPK activator with possible therapeutic effects in metabolic disorders, type II diabetes (Cool et al., 2006, Görransson et al., 2007): However, due to the wide range of effects it may have, it would be necessary to get to the molecular basis of how A-769662 targets mtDNA depletion. This study is a nice starting point to further probe into the benefits of A-769662, however it is not (yet) conclusive and definitely needs the clarification of the underlying molecular mechanisms.

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      Referee #1

      Evidence, reproducibility and clarity

      The manuscript by Carvalho and colleagues addresses how an increase in AMPK signaling, triggered by the agonist A769662, contributes to ameliorate cellular phenotypes caused by mtDNA depletion. The authors build on previously established cellular models of mtDNA depletion, and use subcellular fractions in an attempt to distinguish pools of AMPK associated with different organelles. The data is very clearly presented, and the western blot data shown is of high quality. The authors also use cells from two patients with mtDNA depletion, in which they stimulate AMPK using A769662. The overall conclusion is that AMPK stimulation in the cell models with mtDNA depletion is advantageous to minimize the disease-related phenotypes.

      There is one fundamental weakness: there are several intracellular AMPK pools described, the major ones being in the cytoplasm, or associated with mitochondria, or with lysosomes, or in the nucleus. However, and importantly, while the authors convincingly show that there is no cytoplasm in their mitochondrial fractions, they do not control for the presence of lysosomal proteins. For the conclusions to be valid, it is absolutely essential to distinguish the effects of mitochondria-associated AMPK from lysosome-associated AMPK, because they may have different effectors and because they are activated by different mechanisms. Furthermore, the authors do not show what happens to AMPK in the patient cells, and this would be very informative. Finally, it would be important to put these findings in the context of other studies on AMPK signaling in response to other mitochondrial perturbations and that find AMPK to be down-regulated in chronic mitochondrial respiratory chain deficiency, as well as to more carefully reference the different intracellular AMPK pools. These studies might help to strengthen the discussion, given that the authors find AMPK signaling to be increased but show that increasing it pharmacologically has benefits - is A769662 activating different pools of AMPK?

      Significance

      The manuscript addresses an important question: how does the metabolic hub AMPK contribute to the phenotypes observed in chronic mitochondrial malfunction. Most of the studies on AMPK and mitochondrial malfunction focus on acute effects, which are not a model for mitochondrial diseases. Therefore, focusing on chronic effects is important to understand the long term consequences on AMPK signaling and its downstream signaling. Furthermore, if AMPK reactivation is beneficial (as this study proposes and other studies have also shown in other models of chronic mitochondrial malfunction), then this can become a new important therapeutic strategy.

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      Reply to the reviewers

      1. General Statements

      *We thank the reviewers for the overwhelmingly positive feedback on our initial submission. *

      • *

      Reviewer 1: “Overall this is a very simple, although extensive and excellent, study analyzing a wide range of data form (sic) patients with bronchoalveolar lavage and epithelial cell samples, human epithelial cell cultures after infection with a range of respiratory viruses as well as the development of a 3D in silico analysis of potential protease and serpin interactions.”

      Reviewer 2: “Overall, this paper will be interesting to a specialized audience that is interested in SERPIN function. The SERPIN expression data during viral infection, discovery of CTSL as a target of PAI-1, and evidence that PAI-1 can inhibit SARS-CoV-2 replication, will move that field forward.”

      No new experiments were requested, but some were either suggested or explicitly marked optional. We thus focused the initial 4-week-revision on performing new experiments aimed to enhance our study’s significance and impact by validating the heart of our study: the data from the in-silico docking screen.

      Reviewer 1: “Further analysis of the detected proteases that are reported here to bind to PAI-1 would be of great interest.”

      Reviewer 2: “It is exciting that they predicted CTSL as a target of PAI-1, but it is not obvious that this is a generalizable approach without further hypothesis testing.”

      • *

      Thus, we performed additional protease activity assays to validate SERPIN-protease pairs from the in-silico-screen. The results elevate our study above the proof-of-principle state. Beyond their described roles in infectious disease, the two SERPINs that are now tested in more detail (SERPINB2, plasminogen activator inhibitor 2 and SERPINE1, plasminogen activator inhibitor 1) also play critical roles in cancer, neurodegeneration, aging, and cardiovascular disease. (Bouton et al., EMBO Mol Med 2023 Vol. 15 No. 6; Zhang et al., EMBO Mol Med 2023 Vol. 15 No. 9; Bode et al., EMBO Journal 1986 Vol. 5 No. 10; Uhl et al., EMBO Mol Med 2021 Vol. 13 No. 6). Given these multifaceted roles, we anticipate that our discovery of new SERPIN-protease binders and non-binders will advance various areas of human disease driven by SERPIN biology.

      2. Description of the planned revisions

      *We believe that the planned revisions outlined below can be finalized within 1-2 months. *

      • *

      Reviewer 1: “Further analysis of the detected proteases that are reported here to bind to PAI-1 would be of great interest.”

      *At the time of the 30-day revision, recombinant SERPINB1 (LEI) and SERPING1 (C1-INH) were still backordered with an estimated shipping date the week of resubmission. Once delivered, we will perform protease activity assays with LEI or C1-INH and uPA, TMPRSS2, Cathepsin L, and Cathepsin B to bring up the number of validated SERPIN:protease interactions from 8 to 16. *


      Reviewer 2, major points:

      9) Further, to strengthen the conclusions of this data the authors should include additional controls. One would be to use trixplanin as they did in previous panels to show that PAI-1 is necessary. Further, if the authors generate mutant PAI-1 that is unable to inhibit TMPRSS2 (see comment 11 below), they could also use this as a control to show the necessity of functional PAI-1.

      *We agree that these optional experiments would increase rigor. We generated plasmids containing mutated PAI-1 that we can use in spike cleavage assays as suggested and can perform this experiment. *

      *We can unfortunately not use triplaxinin on cells, as our preliminary data show that it is quite cytotoxic at the concentrations required to inhibit PAI-1. *

      10) For Figures 4I-J, is it possible to also blot for S1 cleavage? If possible, this optional data would be helpful to understand whether the entire cleavage process is disrupted or only S2 to S2' especially given that visually it appears as if the full length is more depleted in the condition with PAI-1 suggesting that it is cleaving spike better into S1 and S2. Could also suggest that the dynamics of cleavage are shifted rather than impaired?

      *S1 cleavage is shown indirectly in (now) Figure 5f,g – the main product of S1 cleavage is the fragment annotated as S2. Due to high levels of endogenous furin in BHK cells, this cleavage always occurs in this experimental setting. It is true that we have not shown the effects of PAI-1 inhibits on S1 cleavage– we can include that control in the above optional experiment (point 9). We do not expect PAI-1 to have an effect on S1 cleavage, as it is well-established that it does not inhibit furin. *

      • *

      Reviewer 2, minor points

      7) As a supplemental figure, can the authors show a complex blot (similar to Figure 4F) for CTSB to show that is does not complex with PAI-1.

      *Purified active CTSB is not commercially available, but we can attempt to perform gel shift analysis on the samples from the in vitro protease assay. Due to the presence of proteinaceous substrate in these samples, we have previously observed lot of background on the gel, but we can attempt it and include it in a revised manuscript if reviewer/editor find it useful. *

      *

      • *

      3. Description of the revisions that have already been incorporated in the transferred manuscript

      Reviewer 1:

      Summary:


      The authors do not reference the prior work which has examined cross class serpins, viral and mammalian, - this should be noted as alternative protease targets are known.

      *Thank you – please see our response in point 1 below. *

      • *

      The bronchiolar lavage analysis is excellent but cannot differentiate epithelial cell and associated immune cells and their roles in the response.

      We apologize for not making this clear – scRNAseq can indeed differentiate between different cell types using cell-type specific expression markers for each individual cell. This is how we were able to retrieve expression data specific for individual cell types. The reviewer is correct in that an expression analysis cannot show the role of individual cell types in the antiviral response. However, as epithelial cells are the primary cell type infected by SARS-CoV-2 gene expression patterns in these epithelial cells may show us cell-intrinsic effectors that are upregulated in response to viral infection. We now revised language in this paragraph to make this clearer (lines 156-162).

      • *

      PAI-1 does not seem to be present in the bronchoalveolar lavage samples.

      We do not know if PAI-1 is present, as we did not analyze protein levels in these samples. The gene expression data suggests that SERPINE1, the gene encoding PAI-1, is expressed at low levels in the epithelial cell subset at baseline, and expressed at slightly higher levels in individuals with severe COVID-19 (Figure 1c). This is consistent with previously published data on SERPINE1 gene expression upon viral infection (Dittmann et al., Cell, 2015).

      • *

      Further discussion of prior work with cross class serpins and also the limitations of the in-silico analyses and the lavage specimens should be provided.

      Prior work evidencing other cross class serpin protease targets as well as limitations related to the analyses as discussed in the critiques above should be noted and the abstract and title could better describe and define the studies as performed.

      *Thank you for raising these important points. For cross-class SERPINs, please see our response to point 1. The limitations of in silico analyses are discussed in-depth in a paragraph of the discussion (lines 608-631). We also discuss discrepancies observed between SERPIN expression in lavage specimens and in HAEC – please advise whether this is sufficient or needs bolstering (lines 546-564). We revised both title and abstract to better describe and define the studies as performed. *

      • *

      These correlations between changes in serpin and protease expression with viral infections and potential new interactions for serpins with previously non identified proteases is of clear interest. This shows an excellent correlation but as with big data sets this does not provide a true cause and effect - rather providing new potential directions for analysis of these interactions in viral infections in lung epithelium and this is valuable as a basis for ongoing studies.

      *We are in agreement with the lack of cause and effect –to our knowledge, we make no such claim from the gene expression data. We state that we used the expression data to guide the selection of SERPINs for our in-silico screen (lines 317-319). We then validated select data from our in-silico screen in vitro, which provides true cause and effect (Figures 4 and 5). *

      • *

      Major points:

      • Cross class serpin interactions are known and have been reported for at least two viral serpins Serp-1 and CrmA - both of which bind cysteine proteases as well as serine proteases as well as the mammalian SCCA serpins. *Thank you for bringing these two examples to our attention – we added them to the discussion (lines 648-652). We now also emphasized throughout the manuscript that the novelty of our findings is in PAI-1 cross-class inhibition, specifically, which has not been previously reported despite PAI-1 being an extremely well-studied SERPIN. *

      *We also would like to mention that in our opinion the scientific advance provided by our in-silico screen is not limited to the identification of new PAI-1 targets, but also provides a birds-eye view on SERPIN selectivity in a specific proteolytic landscape. For example, to our knowledge, it was unknown that SERPINB1 is promiscuous and that SERPINC1 is more selective, which our docking predicted. It was unknown that most TMPRSSs are unlikely SERPIN targets and that those that are SERPIN targets need to be in their active state to bind. The unsupervised clustering in Figure 4b (both on the SERPIN and on the protease side) predicts such unrecognized patterns in SERPIN selectivity. *

      • *

      • The protease targets are reported to vary when interacting with glycosaminoglycans such as heparan sulfate - PAI-1 inhibits thrombin in the presence of heparin - thus while a canonical serpin suicide inhibition is considered specific - it can vary. This is noted in the discussion Yes, we agree (lines 608-610).

      • What is the potential impact of the noted interactions of PAI-1 with other proteases such as cathepsin - PAI-1 is considered to have predominately extracellular functions, but prior work indicates internalization of PAI-1 when bound to the uPA/uPAR complex with alterations in intra cellular activation This is correct and PAI-1 internalization is cited and mentioned in discussion (lines 620-624). We now also added data on SARS-CoV-2 variant Omicron BA.1, which predominantly uses CTSL for maturation, and we show is also inhibited by PAI-1 (new Figure 5).

      • *

      • This is supported by basic in vivo and in vitro serpin and protease interactions that are demonstrated confirming in silico analyses, eg. gel shift analyses or even Mass spectrometry analysis particularly for PAI-1 Yes, this is the data shown in Figure 4. We now also added protease activity assays for other SERPIN-protease pairs, thereby elevating our study above the proof-of-principle state. *This was also a suggestion raised by reviewer 2. *

      • *

      • Per the authors "To date, three SERPINs have been studied in the context of innate antiviral defense: PAI- 1 (encoded by SERPINE1) against influenza viruses encoding hemagglutinin H1 and SARS-CoV-2, by impeding the proteolytic maturation of H1 or spike, respectively19,20; alpha-1-antitrypsin (encoded by SERPINA1) and antithrombin (encoded by SERPINC1) against SARS-CoV-2, likely through the inhibition of TMPRSS2, by reducing maturation of spike, although direct inhibition of TMPRSS2 by either SERPIN was not shown". This is partially complete however other serpins such as C1Inh and one virus derived serpin that have been analyzed for efficacy in treating SARS Thank you for mentioning this, we added the information to the introduction *(lines 106-111). *

      • *

      • While TMPRSS2 is indeed a serine protease - Beneficial effects of some serpins may be due to modulation of the immune response as opposed to selective anti-viral responses. The immune / cytokine storm and coagulopathies (with clotting and even hemorrhage) seen in the excess inflammatory response that causes respiratory vascular leak and severe viral sepsis. PAI-1 targets tPA and uPA - uPA has marked proinflammatory actions when bound to the uPA receptor (uPAR) and can activate growth factors and MMPs which can enhance immune cell invasion - PAI-1 binds to the uPA / uPAR complex which can thus also alter inflammatory cell responses and cell activation when internalized. Thank you for bringing up this point. The role of SERPINs in inflammation and anti-viral immune responses is indeed well-established. While our study focuses on cell-intrinsic antiviral roles of SERPINs by shutting down pro-viral proteases, which is much less established, we now added this to the results section for clarification (line 153-156).

      • The RCL does in general incorporate P4 to P4' but can vary from this specific P4 to P4' sequence *Yes, we agree. *

      • *

      • How accurately does in silico protease serpin analysis predict real interactions? - this should be discussed as HADDOCK may have some limitations - This is outside my field of expertise We added an in-depth paragraph on how HADDOCK operates to the results section to help readers not familiar with the technique (lines 248-290). We discuss the limitations of HADDOCK in depth in the discussion section *(lines 608-631)– please advise whether this needs additional information. *

      *We argue that, with the limitations stated in the discussion, our in-silico method predicts interactions well, as shown by the correct prediction of known binders and non-binders, as well as of new binders (PAI-1 to *active* TMPRSS2 and CTSL) and a new non-binder (CTSB). *

      *As with any screening method, results require validation via another method, which we performed for select SERPINs and proteases. In fact, the revised manuscript now features in vitro validation of 8 SERPIN-protease pairs (Figure 4a, b), with 8 additional planned (see “planned revisions” section). *

      • *

      • The data from a published study examining bronchoalveolar lavage fluid single cell transcriptional analysis from patients with and without COVID - mild and severe - and with comparison to patients without COVID does demonstrate altered protease and serpin activity - but does not indicate specific interactions *We agree with this statement partially. We disagree in that the data does not demonstrate altered protease and SERPIN activity; it instead demonstrates changes in gene expression levels. We agree in that this does indeed not indicate specific interactions. *

      • What is the significance for changes in gene expression in epithelial cells versus macrophage T and B cells looks - This looks like a small change like a small change in the mean values Figure 1b *We performed additional statistical analyses on the Figure 1 data – please refer to Reviewer 2 point 1. *

      • *

      • Of interest - is the brocholaveolar lavage fluid likely to contain both epithelial cells as well as immune response macrophage, T cells and NK cells etc - one assumes single cells were identified and isolated- Is this defined? Apologies if this was unclear. Yes, the BALF contains all of these cell types. We now added some sentences to the results section explaining scRNAseq and analyses in more detail *(lines 147-162). *

      • *

      • The known previously reported target proteases for PAI-1 should be noted Agreed; it is noted in the results section where we first speak about PAI-1 target specificity (line 379-382).

      SERPINE1 is not noted in figure 1 - this is PAI-1 - but is seen in the HAEC infection model data

      SERPINE1 is indeed not significantly upregulated in Figure 1, but is significantly upregulated in HAEC upon infection with Reovirus and parainfluenzavirus 3, and upon IFN stimulation (new Supplemental Tables S1 and S2). The possible reasons for discrepancies between the BALF and HAEC data are discussed in lines 546-564.

      • “To overcome this limitation, we developed a computational method to predict 3D interactions between SERPINs and proteases, simulating the binding process depicted in Supplemental Figure 1a. Specifically, we employed High Ambiguity Driven protein- protein Docking (HADDOCK), a tool that predicts complex structures, integrating experimental and computational data35,36." This analysis looks to be extensive however this is a correlation - not a true analysis of cause and effect. We agree on the first point – to our knowledge, our study provides the most extensive SERPIN target discovery process (testing 480 SERPIN-protease interactions). We disagree on the point that our results provide a mere correlation. If you will, we performed a computer-modeled interaction experiment that yields predicted binding energies between each SERPIN with each tested protease. We added a paragraph on how HADDOCK operates to the results section to help readers unfamiliar with the technique. As with any screening method, results need to be validated with another method, which we did for select SERPINs and proteases (Figure 4a, b). This does however have the potential to identify significant interactions We certainly agree on this point. * In future it might be of interest to assess PAI-1 given to infected cultures to assess viral replication and titers or perhaps examine a knock out cell model? We did exactly the former in Figure 4 (now 5). *

      • *

      • As PAI-1 was identified as having new cathepsin protease binding in addition to TMPRSS2 - the authors did demonstrate inhibition of the new targets on fluorometric analysis and also demonstrated interaction by gel shift - This is excellent *Thank you. *

      • *

      • The title and the abstract could be better written and more clearly indicate the extent of the analyses performed and the discovery of alternate protease targets for PAI-1 We modified both title and abstract.

      • *

      • Was the SARS CoV2 lung epithelial cell culture analysis performed in BSL3? Yes. All SARS-CoV-2 infection experiments were performed in a BSL3 environment. We added this information throughout the Methods section, and also generated a new Methods section on Biohazards (lines 779-797).

      __Minor critiques __

      1) Results section heading "SERPINs are differentially expressed individuals with COVID-19 and in response to respiratory virus infection in a model of the human airway epithelium." The word in needs to be inserted between expressed and individuals *Thank you for catching this – we fixed the sentence (lines 128-129). *

      *

      • *

      Reviewer 2:

      Major points:


      1) The rigor of the results presented in Figure 1 are unclear. For the COVID-19 analyses (Figure 1), only one dataset is used, and no statistical analyses are performed to determine to what degree any of the changes they observe are significant relative to variation in the dataset. This makes it difficult to determine how much can be extrapolated from these data.

      We agree that performing statistics on the BALF dataset would be ideal. However, the BALF contains only two non-infected individuals (intubated gun-shot victims), limiting our possibilities for statistical analysis.

      *For Figure 1b, we overcame this limitation by adding statistical analysis of upregulated expression values between cell types (i.e. by analyzing differences of upregulation of given SERPIN in epithelial cells compared to macrophages; Supplemental Table S1). We also performed statistical analysis on upregulation for individual SERPINs compared to housekeeping gene B2M (Supplemental Table S1). This revealed that SERPINs statistically significantly upregulated in severe COVID-19 in most cell types, including epithelial cells, in which SERPIN function has not been broadly studied. Upregulation was not statistically significant in mild COVID-19 samples, likely due to the n=3 (as compared to n=6 in the severe COVID-19 group). *

      *As for analysis of Figure 1c, we could theoretically perform analysis of differential levels between mild and severe COVID-19, but this is not the question we are trying to answer. The question is whether epithelial cells express SERPINs and proteases, and whether there is an upregulation of either in infected individuals. We now state the limitation of lacking statistical power in the figure legend and the text (lines 176-177). *

      2) Similarly, the qPCR data presented in Figure 2 are presented with no statistical analyses. Results should not only be presented with fold change but also p-values that are adjusted for multiple testing.

      *We now present p-values in Supplemental Table S2. Of note, data obtained with the experimental system of polarized airway epithelial cultures, differentiated over several weeks, tends to be noisier than that obtained with cell lines. Despite this, a number of SERPINs reach statistical significance. *

      • *

      3) How is the dotted line drawn in Figure 3C and D? It would appear there is very little in terms of HADDOCK score to distinguish a predicted "binder" from "non-binder". Also, they later show that CTSB is non inhibited, and yet in Figure 3C it is below the dotted line. Can the authors more clearly delineate how one might use their dataset shown in Figure 3B to accurately predict targets of SERPINs?

      This is a valid point. We added a more in-depth description to the results section on how we define “binders” and “non-binders” *(lines 324-331 and Figure 3 legend). We added raw data graph with the thresholds in Supplemental Figure 3d. We further added and defined a threshold line to the PAI-1:CTSs graph (Figure 3c). It is now evident that CTSL, A, F, K score as high-confidence “binders”, while CTSB and others do not. We also added the normalization process and the visual assessment of top-scoring complexes to the in silico docking screen schematic in Figure 3a and the respective figure legend to guide readers. *

      4) Based on this, it would be preferable for the authors to tone down their claims about the broad applicability of this approach to predict SERPIN-protease interactions. It is true that they have used it to accurately predict PAI-1-CTSL interactions, but to make such a broad claim about the generalizable nature of this approach would require testing several more SERPIN-protease pairs (both binders and non-binders) to clearly define the scores and parameters that can used to robustly predict interactions.

      We thank the reviewer for this criticism. We now address this in the text as outlined in our response to point 3 above. As with any screening method, the results require to be validated via an alternative approach, which we did in the initial submission for TMPRSS2 and CTSL as binders and CTSB as a non-binder. The revised manuscript now features additional in vitro validation of binders and non-binders for a total of 8 SERPIN-protease combinations (Figure 4a, b), which were all correctly predicted by our in-silico method. Two more SERPINs will be added in the final revision (see “planned revisions” section). Our study provides ample data for future studies validating additional predicted pairs and characterizing their biological function, in infectious disease and beyond.

      5) In Figure 3D, the authors mutate all eight modeled RCL residues to alanine to create a LOF mutant that has a higher HADDOCK score. Single residue mutations would be more convincing for their model, and would be more informative in terms of their predicted models of interactions.

      *We now performed the docking with the single mutant, please see new Figure 3c. *

      • *

      7) Further, in Figure 4G lanes 2-4, the PAI-1 band at ~38kDa is not present. Can the authors explain this?

      *This is likely because CTSL digests PAI-1 working at its optimum pH (aka “the protease wins”). We removed the panel from the manuscript. *

      9) In Figure 4I, the authors claim that the addition of PAI-1 is inhibiting cleavage of the SARS-CoV-2 spike protein (S2) based on densitometry quantifications. However, it is unclear how the authors are normalizing their data, nor whether the experiments (and therefore quantification) are from a single experiment or multiple replicates. Could the authors explain the quantification further and provide replicate information (including statistical support) if those experiments were performed?

      Thank you for pointing this out. An explanation has now been added to the Figure 5 legend.

      __Minor comments: __

      1) The authors speculate about SERPINA1 regulation during viral infection, suggesting an active process of "viral evasion". However, it would appear that even upon interferon treatment in Figure 2C, SERPINA1 expression is decreased. Based on that, the authors should soften their claims about the cause of downregulation of SERPINA1.

      Thank you for pointing this out – we softened the language on this point (*lines 225-228). *

      2) In Figure 2C, do the authors have an explanation or hypothesis for why SERPINE1 is less upregulated at 72hrs when compared to 24hr infection of SARS-CoV-2?

      *We can only speculate on this point. It is possible that one or several of the SARS-CoV-2 accessory proteins modulate SERPINE1 expression in a time-dependent manner. *

      3) Can the authors demonstrate how the docking structure of the TMPRSS2 zymogen differs from the active version (especially zooming in on the interface of PAI-1 and the protease)? This could be supplemental data but can the authors show a panel like that in Figure 3F to show how the interface between PAI-1 and TMPRSS2 zymogen looks. Does the inactive TMPRSS2 not interface well with the RCL? Or what is leading to the decreased HADDOCK score?

      We added an extensive paragraph on how HADDOCK operates to the results section to introduce how the HADDOCK score is calculated *(lines 248-290). We also added a visual of the top-scoring docking complex of PAI-1 and the TMPRSS2 zymogen (Figure 3d) to illustrate the differences in binding. *

      4) In methods, uPA fluorometric protease assay information is missing. Please add this information.

      Thank you for catching this – we added the information (line 890).

      5) It is a bit confusing that Figure 4K is the quantification of assays shown in Figure 4A-C, rather than quantification of any of the intervening figure panels. It might be clearer to move this quantification next to 4A-C so that it is clearer.

      *Thank you for the suggestion – Figure 4 has been restructured. *

      6) In Figure 4H, the authors show that addition of recombinant PAI-1 decreases the number of SARS-CoV-2 nucleoprotein positive cells. Have the authors examined whether this decreases the viral titers as well?

      *Yes, this is now part of the (new) Figure 5. *

      8) In the text, the authors suggest that PAI-1 inhibition of CTSL is surprising/novel. The authors should reconsider phrasing this since there are several other SERPINs that have been shown to inhibit other cathepsins, making this appear less surprising than the authors are suggesting.

      *Thank you for pointing this out. We have now clarified throughout the manuscript that while other SERPINs indeed are known to inhibit cathepsins, this had not been previously shown for the extremely well-studied SERPIN PAI-1 with over 15,000 pubmed entries. We also added the implications of this PAI-1-specific finding to the discussion section. *

      __Significance: __

      The claim of novelty about TMPRSS2 is confusing. In their previous paper (reference 19) they show that PAI-1 inhibits TMPRSS2 activity. These data are clearly shown in Figure 4C & 4D of that paper and are summarized in their sentence in the discussion: "Here, we find three new PAI-1 protease targets: human tryptase (tryptase Clara; club cell secretory protein), HAT, and TMPRSS2 ...". In this current paper, although they characterize the PAI-1-TMPRSS2 interaction in more detail than in their previous paper, they have truly only discovered one new target for PAI-1, which is CTSL.

      Thank you for pointing this out – we softened language on the novelty of TMPRSS2 as a PAI-1 target *throughout the manuscript. We further clarify that the novelty is that TMPRSS2 has to be in its active form to be inhibited by PAI-1, which was previously unknown (lines 392, 432). The revised manuscript now also provides validation of total 8 predicted binders and non-binders for 2 (Figure 4 b,c), with 8 more pending (see “planned revisions” section). As those two (future four) SERPINs have various roles in cancer, cardiovascular disease, neurodegeneration, and immunity, our findings have impact beyond their antiviral potential, thereby increasing the overall significance of the manuscript. *

      • *

      4. Description of analyses that authors prefer not to carry out

      Reviewer 1 major point:


      The more common names for the SERPINS as detected in COVID alveolar lavage samples would be helpful in figure 1 - and specifically labelling PAI-1 as this is a focus for this study - together with the known SERPIN nomenclature or under abbreviations - For example SERPINB2 is PAI-2 and SERPING1 is C1INH and SERPINA1 is alpha 1 antitrypsin *Thank you for this suggestion. We tried to keep the SERPIN nomenclature consistent throughout the manuscript, in that the SERPIN genes are referred to by their gene name (i.e., SERPINE1), while the proteins are referred to by their protein name (i.e., PAI-1). Editor and/or Reviewer 1, please advise whether this is acceptable or should be changed. We also added the protein corresponding names in the figure legend. *

      Why does supplemental figure 2 show SERPINB1 and not PAI-1. *We performed this computer-modeled experiment (docking SERPINs to known binders and known non-binders) for each SERPIN tested in the study. This was needed to obtain thresholds to define likely binders and likely non-binders. We chose to show SERPINB1 in this supplemental figure because it is well-described with regards to binders and non-binders (the latter, as “negative result”, is not always published for a given SERPIN). We also did not want to narrow the study immediately to PAI-1, as we believe our screen is a generalizable method and our findings are valid beyond PAI-1. We can easily show any other SERPIN here - editor and/or Reviewer 1, please advise. *

      Reviewer 2 major point:

      6) Figures 4F and 4G are rather confusing. First, in Figure 4F, amount of PAI-1 in lane 1 is not the same as in the lanes with CTSL. The biggest concern with this is that there is a second, higher MW band that is present in lane 1 (also in Figure 4G lane 1) that runs near the band in lanes 2&3 that is marked as the PAI-1-CTSL complex. Although it does appear that the band in lane 1 and lanes 2&3 are slightly different sizes, it is hard to say that conclusively when the amounts of PAI-1 are different. Can the authors repeat this assay to load consistent amounts PAI-1 across all conditions and even potentially separate the top bands to more convincingly show that the band in lanes 2&3 is not in the PAI-1 alone control?

      *The upper band is an impurity that disappears upon addition of a protease to the reaction. We confirmed that this band is neither PAI-1 nor CTSL via western blot with PAI-1- or CTSL-specific antibodies. Should reviewer 2 and/or the editor feel that we should repeat the experiment with more loading in the first lane, we can certainly do so. Please advise. *

      8) The authors show that exogenous PAI-1 can inhibit SARS-CoV-2 in a multicycle infection in Figure 4H. However, this could be acting at multiple points during the viral infection cycle. A clearer virology experiment to support their model would be to perform single-cycle infections to show that the virus fails to productively infect the cell. For instance, have the authors attempted a high MOI, single-cycle infection to see whether they can detect uncleaved spike protein to show inhibition of cleavage? Or show that no early products of viral infection are produced? While this type of experiment is optional in that it is not required to support the claim that PAI-1 inhibits multicycle SARS-CoV-2 infection, it would support the conclusion that PAI-1 is inhibiting viral entry.

      *We agree with the reviewer. We did expand on the virology by using now two strains of SARS-CoV-2 with different proteolytic needs, ancestral WA-1 and Omicron BA.1. We also performed titer analysis (all in Figure 5). *

      *However, the other suggested experiments would represent a substantial amount of work in a BSL3 environment. We thus would prefer not do these experiments (as the reviewer states, it is optional), and instead tone down the manuscript to make clear we make no claims on viral entry. *

      • *

      Reviewer 2 minor point:


      11) One (optional) way to extend these data and support their molecular model would be to mutate residues in PAI-1 that they predict are important for protease inhibition. As their source of PAI-1 currently is commercial, this would require purification of WT and variant PAI-1, which is clearly an undertaking. However, these data would strongly support their modeling and the importance of these residues in engaging with the proteases and springing the mousetrap for their in-vitro/in-vivo experiments (as suggested by data shown in Figure 3F and explained in text). Further, the authors can use these mutants to do some of the functional experiments in Figure 4 as a negative control, and potentially even separate the role of PAI-1 in inhibition of CTSL and TMPRSS2 in terms of SARS-CoV-2 inhibition.

      *We agree that these (optional) experiments would be beautiful and are indeed part of future studies on the subject. We feel that they exceed the scope of this current manuscript. *

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      Rodriguez Galvan et al. use a combined computational and functional approach to identify a novel target for the protease inhibitor, PAI-1 (SERPINE1), and show that exogenous PAI-1 can inhibit SARS-CoV-2 replication. They first use a COVID-19 dataset to identify SERPINs that are differentially expression in individuals with mild and severe COVID-19. They further use experimental infections of a model of human airway epithelium to identify SERPINs that are upregulated in response to several viruses, as well as treatment with interferon. Using this panel of SERPINs and a panel of host proteases, they use computational docking to predict SERPINs that may inhibit human proteases that may be relevant for viral infection. Using these predictions, they show that PAI-1 inhibits TMPRSS2 (previously shown) and CTSL (newly shown in this study), two proteases with relevance for SARS-CoV-2 infection. They finally show that extracellular addition of PAI-1 inhibits multicycle replication of SARS-CoV-2.

      Major comments:

      1) The rigor of the results presented in Figure 1 are unclear. For the COVID-19 analyses (Figure 1), only one dataset is used, and no statistical analyses are performed to determine to what degree any of the changes they observe are significant relative to variation in the dataset. This makes it difficult to determine how much can be extrapolated from these data. 2) Similarly, the qPCR data presented in Figure 2 are presented with no statistical analyses. Results should not only be presented with fold change but also p-values that are adjusted for multiple testing. 3) How is the dotted line drawn in Figure 3C and D? It would appear there is very little in terms of HADDOCK score to distinguish a predicted "binder" from "non-binder". Also, they later show that CTSB is non inhibited, and yet in Figure 3C it is below the dotted line. Can the authors more clearly delineate how one might use their dataset shown in Figure 3B to accurately predict targets of SERPINs? 4) Based on this, it would be preferable for the authors to tone down their claims about the broad applicability of this approach to predict SERPIN-protease interactions. It is true that they have used it to accurately predict PAI-1-CTSL interactions, but to make such a broad claim about the generalizable nature of this approach would require testing several more SERPIN-protease pairs (both binders and non-binders) to clearly define the scores and parameters that can used to robustly predict interactions. 5) In Figure 3D, the authors mutate all eight modeled RCL residues to alanine to create a LOF mutant that has a higher HADDOCK score. Single residue mutations would be more convincing for their model, and would be more informative in terms of their predicted models of interactions. 6) Figures 4F and 4G are rather confusing. First, in Figure 4F, amount of PAI-1 in lane 1 is not the same as in the lanes with CTSL. The biggest concern with this is that there is a second, higher MW band that is present in lane 1 (also in Figure 4G lane 1) that runs near the band in lanes 2&3 that is marked as the PAI-1-CTSL complex. Although it does appear that the band in lane 1 and lanes 2&3 are slightly different sizes, it is hard to say that conclusively when the amounts of PAI-1 are different. Can the authors repeat this assay to load consistent amounts PAI-1 across all conditions and even potentially separate the top bands to more convincingly show that the band in lanes 2&3 is not in the PAI-1 alone control? 7) Further, in Figure 4G lanes 2-4, the PAI-1 band at ~38kDa is not present. Can the authors explain this? 8) The authors show that exogenous PAI-1 can inhibit SARS-CoV-2 in a multicycle infection in Figure 4H. However, this could be acting at multiple points during the viral infection cycle. A clearer virology experiment to support their model would be to perform single-cycle infections to show that the virus fails to productively infect the cell. For instance, have the authors attempted a high MOI, single-cycle infection to see whether they can detect uncleaved spike protein to show inhibition of cleavage? Or show that no early products of viral infection are produced? While this type of experiment is optional in that it is not required to support the claim that PAI-1 inhibits multicycle SARS-CoV-2 infection, it would support the conclusion that PAI-1 is inhibiting viral entry. 9) In Figure 4I, the authors claim that the addition of PAI-1 is inhibiting cleavage of the SARS-CoV-2 spike protein (S2) based on densitometry quantifications. However, it is unclear how the authors are normalizing their data, nor whether the experiments (and therefore quantification) are from a single experiment or multiple replicates. Could the authors explain the quantification further and provide replicate information (including statistical support) if those experiments were performed? Further, to strengthen the conclusions of this data the authors should include additional controls. One would be to use trixplanin as they did in previous panels to show that PAI-1 is necessary. Further, if the authors generate mutant PAI-1 that is unable to inhibit TMPRSS2 (see comment 11 below), they could also use this as a control to show the necessity of functional PAI-1. 10) For Figures 4I-J, is it possible to also blot for S1 cleavage? If possible, this optional data would be helpful to understand whether the entire cleavage process is disrupted or only S2 to S2' especially given that visually it appears as if the full length is more depleted in the condition with PAI-1 suggesting that it is cleaving spike better into S1 and S2. Could also suggest that the dynamics of cleavage are shifted rather than impaired? 11) One (optional) way to extend these data and support their molecular model would be to mutate residues in PAI-1 that they predict are important for protease inhibition. As their source of PAI-1 currently is commercial, this would require purification of WT and variant PAI-1, which is clearly an undertaking. However, these data would strongly support their modeling and the importance of these residues in engaging with the proteases and springing the mousetrap for their in-vitro/in-vivo experiments (as suggested by data shown in Figure 3F and explained in text). Further, the authors can use these mutants to do some of the functional experiments in Figure 4 as a negative control, and potentially even separate the role of PAI-1 in inhibition of CTSL and TMPRSS2 in terms of SARS-CoV-2 inhibition.

      Minor comments:

      1) The authors speculate about SERPINA1 regulation during viral infection, suggesting an active process of "viral evasion". However, it would appear that even upon interferon treatment in Figure 2C, SERPINA1 expression is decreased. Based on that, the authors should soften their claims about the cause of downregulation of SERPINA1. 2) In Figure 2C, do the authors have an explanation or hypothesis for why SERPINE1 is less upregulated at 72hrs when compared to 24hr infection of SARS-CoV-2? 3) Can the authors demonstrate how the docking structure of the TMPRSS2 zymogen differs from the active version (especially zooming in on the interface of PAI-1 and the protease)? This could be supplemental data but can the authors show a panel like that in Figure 3F to show how the interface between PAI-1 and TMPRSS2 zymogen looks. Does the inactive TMPRSS2 not interface well with the RCL? Or what is leading to the decreased HADDOCK score? 4) In methods, uPA fluorometric protease assay information is missing. Please add this information. 5) It is a bit confusing that Figure 4K is the quantification of assays shown in Figure 4A-C, rather than quantification of any of the intervening figure panels. It might be clearer to move this quantification next to 4A-C so that it is clearer. 6) In Figure 4H, the authors show that addition of recombinant PAI-1 decreases the number of SARS-CoV-2 nucleoprotein positive cells. Have the authors examined whether this decreases the viral titers as well? 7) As a supplemental figure, can the authors show a complex blot (similar to Figure 4F) for CTSB to show that is does not complex with PAI-1. 8) In the text, the authors suggest that PAI-1 inhibition of CTSL is surprising/novel. The authors should reconsider phrasing this since there are several other SERPINs that have been shown to inhibit other cathepsins, making this appear less surprising than the authors are suggesting.

      Significance

      Assessment and impact:

      This paper brings attention to the potential role of SERPINs in viral pathogenesis. The datasets shown in Figure 1 and 2, with the statistical caveats described above, are interesting demonstrations of the regulation of SERPINS during viral infection. In particular, the comparison of different viruses, and viruses compared to interferon alone, in Figure 2B is intriguing. These data are the strongest points of the paper.

      The impact of the computational modeling is difficult to assess. While they have used this dataset to predict one novel interaction (CTSL) with PAI-1, the generalizable nature of this approach to broadly predict SERPIN-protease interactions is unclear since they have not tested or validated any other SERPIN-protease pairs. One major concern is the one raised in Major comments 3&4 above, which is that the score difference between a "non-binder" (CTSB) and a "binder" (uPa) is very small. It is exciting that they predicted CTSL as a target of PAI-1, but it is not obvious that this is a generalizable approach without further hypothesis testing.

      The claim of novelty about TMPRSS2 is confusing. In their previous paper (reference 19) they show that PAI-1 inhibits TMPRSS2 activity. These data are clearly shown in Figure 4C & 4D of that paper and are summarized in their sentence in the discussion: "Here, we find three new PAI-1 protease targets: human tryptase (tryptase Clara; club cell secretory protein), HAT, and TMPRSS2 ...". In this current paper, although they characterize the PAI-1-TMPRSS2 interaction in more detail than in their previous paper, they have truly only discovered one new target for PAI-1, which is CTSL.

      Finally, the data on SARS-CoV-2 are intriguing and contribute to an emerging field on antiviral SERPINs. This reveals an additional virus that is inhibited by PAI-1, to add to their previous discoveries (reference 19) of influenza virus and Sendai virus inhibition by PAI-1. Future virology experiments, and experiments with mutants that ideally separate the ability of PAI-1 to inhibit TMPRSS2 versus CTSL, will further reveal the step of viral replication that is inhibited, and reveal the contribution of inhibition of TMPRSS2, CTSL, or any other PAI-1 targets, on SARS-CoV-2 replication.

      Audience: Overall, this paper will be interesting to a specialized audience that is interested in SERPIN function. The SERPIN expression data during viral infection, discovery of CTSL as a target of PAI-1, and evidence that PAI-1 can inhibit SARS-CoV-2 replication, will move that field forward.

      Field of expertise: Biochemistry, host-virus interactions

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      Referee #1

      Evidence, reproducibility and clarity

      Title - In-silico docking platform with serine protease inhibitor (SERPIN) structures identifies host cysteine protease targets with significance for SARS-CoV-2

      Authors - Joaquín J Rodriguez Galvan, Maren de Vries, Shiraz Belblidia, Ashley Fisher, Rachel A Prescott, Keaton M Crosse, Walter F. Mangel, Ralf Duerr, Meike Dittmann

      Summary

      The finding that PAI-1 has cross class serpin functions is of definite interest given the roles of PAI-1 in regulation of physiological processes as well as in driving pathology. PAI-1 is generally considered to be a key regulator of thrombolysis and thus an effect on other pathways and even intracellular pathways is of interest. Examining airway epithelial proteases and serpins is of definite interest in respiratory viral infections. Broadening the targets for serpins is also of very definite interest. This study ranges from an overview of prior published work on bronchoalveolar lavage samples and serpin expression, a tissue culture analysis of lung epithelial cells and expression of proteases and serpins is assessed. In addition selective changes in serpin expression and protease targets are assessed by in silico analysis as well as proof of concept via Western blot and fluorometric analysis. This is an extensive study and of definite interest.

      There are some limitations as with any study, albeit the study overall is excellent. The authors do not reference the prior work which has examined cross class serpins, viral and mammalian, - this should be noted as alternative protease targets are known. They do mention the modulation of protease targets by glycosaminoglycans in the discussion. Further, serpins are inhibitors, thus while the RCL provides a target for a protease, but the response may not be fully selective in vivo as the protease has to be present and active to complete the serpin protease interaction. The bronchiolar lavage analysis is excellent but cannot differentiate epithelial cell and associated immune cells and their roles in the response. PAI-1 does not seem to be present in the bronchoalveolar lavage samoles. Further discussion of prior work with cross class serpins and also the limitations of the in silico analyses and the lavage specimens should be provided. Further analysis of the detected proteases that are reported here to bind to PAI-1 would be of great interest. The data from the bronchoalveolar lavage is published.

      Overall this is a very simple, although extensive and excellent, study analyzing a wide range of data form patients with bronchoalveolar lavage and epithelial cell samples, human epithelial cell cultures after infection with a range of respiratory viruses as well as the development of a 3D in silico analysis of potential protease and serpin interactions. These correlations between changes in serpin and protease expression with viral infections and potential new interactions for serpins with previously non identified proteases is of clear interest. This shows an excellent correlation but as with big data sets this does not provide a true cause and effect - rather providing new potential directions for analysis of these interactions in viral infections in lung epithelium and this is valuable as a basis for ongoing studies. Prior work evidencing other cross class serpin protease targets as well as limitations related to the analyses as discussed in the critiques above should be noted and the abstract and title could better describe and define the studies as performed.

      Critique

      Major

      1. Cross class serpin interactions are known and have been reported for at least two viral serpins Serp-1 and CrmA - both of which bind cysteine proteases as well as serine proteases as well as the mammalian SCCA serpins
      2. The protease targets are reported to vary when interacting with glycosaminoglycans such as heparan sulfate - PAI-1 inhibits thrombin in the presence of heparin - thus while a canonical serpin suicide inhibition is considered specific - it can vary. This is noted in the discussion
      3. What is the potential impact of the noted interactions of PAI-1 with other proteases such as cathepsin - PAI-1 is considered to have predominately extracellular functions, but prior work indicates internalization of PAI-1 when bound to the uPA/uPAR complex with alterations in intra cellular activation
      4. This is supported by basic in vivo and in vitro serpin and protease interactions that are demonstrated confirming in silico analyses, eg. gel shift analyses or even Mass spectrometry analysis particularly for PAI-1
      5. Per the authors "To date, three SERPINs have been studied in the context of innate antiviral defense: PAI- 1 (encoded by SERPINE1) against influenza viruses encoding hemagglutinin H1 and SARS-CoV-2, by impeding the proteolytic maturation of H1 or spike, respectively19,20; alpha-1-antitrypsin (encoded by SERPINA1) and antithrombin (encoded by SERPINC1) against SARS-CoV-2, likely through the inhibition of TMPRSS2, by reducing maturation of spike, although direct inhibition of TMPRSS2 by either SERPIN was not shown". This is partially complete however other serpins such as C1Inh and one virus derived serpin that have been analyzed for efficacy in treating SARS
      6. While TMPRSS2 is indeed a serine protease - Beneficial effects of some serpins may be due to modulation of the immune response as opposed to selective anti-viral responses. The immune / cytokine storm and coagulopathies (with clotting and even hemorrhage) seen in the excess inflammatory response that causes respiratory vascular leak and severe viral sepsis. PAI-1 targets tPA and uPA - uPA has marked proinflammatory actions when bound to the uPA receptor (uPAR) and can activate growth factors and MMPs which can enhance immune cell invasion - PAI-1 binds to the uPA / uPAR complex which can thus also alter inflammatory cell responses and cell activation when internalized.
      7. The RCL does in general incorporate P4 to P4' but can vary from this specific P4 to P4' sequence
      8. How accurately does in silico protease serpin analysis predict real interactions? - this should be discussed as HADDOCK may have some limitations - This is outside my field of expertise
      9. The data from a published study examining bronchoalveolar lavage fluid single cell transcriptional analysis from patients with and without COVID - mild and severe - and with comparison to patients without COVID does demonstrate altered protease and serpin activity - but does not indicate specific interactions
      10. What is the significance for changes in gene expression in epithelial cells versus macrophage T and B cells looks - This looks like a small change like a small change in the mean values Figure 1b
      11. The more common names for the SERPINS as detected in COVID alveolar lavage samples would be helpful in figure 1 - and specifically labelling PAI-1 as this is a focus for this study - together with the known SERPIN nomenclature or under abbreviations - For example SERPINB2 is PAI-2 and SERPING1 is C1INH and SERPINA1 is alpha 1 antitrypsin
      12. Of interest - is the brocholaveolar lavage fluid likely to contain both epithelial cells as well as immune response macrophage, T cells and NK cells etc - one assumes single cells were identified and isolated- Is this defined?
      13. The known previously reported target proteases for PAI-1 should be noted
      14. SERPINE1 is not noted in figure 1 - this is PAI-1 - but is seen in the HAEC infection model data
      15. "To overcome this limitation, we developed a computational method to predict 3D interactions between SERPINs and proteases, simulating the binding process depicted in Supplemental Figure 1a. Specifically, we employed High Ambiguity Driven protein- protein Docking (HADDOCK), a tool that predicts complex structures, integrating experimental and computational data35,36." This analysis looks to be extensive however this is a correlation - not a true analysis of cause and effect This does however have the potential to identify significant interactions - In future it might be of interest to assess PAI-1 given to infected cultures to assess viral replication and titers or perhaps examine a knock out cell model?
      16. Why does supplemental figure 2 show SERPINB1 and not PAI-1
      17. As PAI-1 was identified as having new cathepsin protease binding in addition to TMPRSS2 - the authors did demonstrate inhibition of the new targets on fluorometric analysis and also demonstrated interaction by gel shift - This is excellent
      18. The title and the abstract could be better written and more clearly indicate the extent of the analyses performed and the discovery of alternate protease targets for PAI-1
      19. Was the SARS CoV2 lung epithelial cell culture analysis performed in BSL3?

      Minor critiques

      1. Results section heading "SERPINs are differentially expressed individuals with COVID-19 and in response to respiratory virus infection in a model of the human airway epithelium." The word in needs to be inserted between expressed and individuals

      Significance

      Overall this is a very simple, although extensive and excellent, study analyzing a wide range of data form patients with bronchoalveolar lavage and epithelial cell samples, human epithelial cell cultures after infection with a range of respiratory viruses as well as the development of a 3D in silico analysis of potential protease and serpin interactions. These correlations between changes in serpin and protease expression with viral infections and potential new interactions for serpins with previously non identified proteases is of clear interest. This shows an excellent correlation but as with big data sets this does not provide a true cause and effect - rather providing new potential directions for analysis of these interactions in viral infections in lung epithelium and this is valuable as a basis for ongoing studies. Prior work evidencing other cross class serpin protease targets as well as limitations related to the analyses as discussed in the critiques above should be noted and the abstract and title could better describe and define the studies as performed.

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Summary: Authors performed a metatranscriptomic analysis from publicly-available datasets of whole blood from 3 places in Indonesia. Their goal was to explore which pathogens were present on the blood of those 117 healthy individuals. It was interesting that reads from Flaviviridae and Plasmodium were detected in asymptomatic subjects.

      Major comments: 1) How did the authors assess and correct batch-effects between different datasets?

      Our response: We have sequencing batch information for the Indonesian dataset and saw no clear clustering based on batches in the first 8 PCs. We recognize that sampling variations may exist between islands, though the taxa matrix we acquired from the unmapped reads are very scarce that such variations did not have a strong enough effect to introduce batch effects in our microbiome analyses, and that the signals were driven by pathogenic reads. For our comparative analyses between datasets, we made sure that all three datasets shared similar processing (collected using Tempus Blood RNA Tubes and went through globin depletion method) and have trimmed both Indonesian and Malian reads to match the length of the UK reads (75BP).

      2) Did the RNA-seq capture poly-A mRNAs? If so... these reads that did not map the human genome were captured because of internal priming. Can they find internal poly A sequences in the genome of Flaviviridae and Plasmodium pathogens? I would like to know that to understand the source of the reads and which other pathogens may be missing (due to the lack of internal priming).

      __Our response: __No, our dataset did not capture poly-A mRNAs. We performed ribosomal RNA (rRNA) and globin mRNA depletion.

      3) Principal coordinates analysis (PCoA) is often utilized in metagenomics analysis. Although they are equivalent, is there a reason for using PCA?

      Our response: Since we used CLR transformation, the resulting matrix lies in Euclidian space. PCA is just a form of PCoA in Euclidian space.

      Minor comments: 1) "Indonesia is a country with large numbers of endemic and emerging infectious diseases [16], making it a crucially important location to monitor and understand the effects of pathogens on human hosts." Is there any epidemiological data that shows differences in infectious diseases across these 3 places? Can the authors provide a map and better explanation about the importance in comparing these 3 areas?

      __Our response: __We have added references to malaria infection being more prevalent in the eastern side of Indonesia in the discussion section.

      2) Why is it so hard to try to identify (only for Flaviviridae reads) reads that map to very relevant viruses, such as Zika, Dengue, and Yellow Fever? Why did the authors state that they "were unable to refine this assignment further" if this is one of the most interesting finding?

      __Our response: __Our reanalysis showed a small percentage of the Flaviviridae reads to be assigned to the Pegivirus genus. As more diverse microbial genomes are added to reference databases and identical regions become more common between them, it becomes harder for the classifer to further define reads to species level (https://link.springer.com/article/10.1186/s13059-018-1554-6). Flaviviridae has distinct species spread across six different genera (https://www.ncbi.nlm.nih.gov/Taxonomy/Browser/wwwtax.cgi?id=11050). In comparison, despite Plasmodiidae having more species recorded compared to Flaviviridae, an overwhelming majority of the species is part of the Plasmodium genus, hence we were able to refine them down to species-level (https://www.ncbi.nlm.nih.gov/Taxonomy/Browser/wwwtax.cgi?id=1639119).

      3) Is the script available at https://gitlab.unimelb.edu.au/igr-lab/Epi_Study ? This reviewer could not access it. __Our response: __We thank Reviewer 1 for pointing this out and have amended the link, now accessible here: https://gitlab.svi.edu.au/muhamad.fachrul/indo_blood_microbiome

      Reviewer #1 (Significance (Required)):

      Interesting paper that enable to extract additional knowledge from whole blood RNA-seq data. There are already several papers that do this and I think authors could go one step forward (for instance, PCR validation of additional individuals). I don't think this can be used for surveillance if it cannot identify species, it is more expensive than running targeted assays, and that may be many false negative pathogens in the samples.

      __Our response: __We thank Reviewer 1 for their comments. We have updated our manuscript to reflect our updated analyses which minimizes false positive taxa and the project’s significance not as a mainline surveillance tool, but a retrospective one.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary:

      Bobowik and colleagues perform a computational analysis of whole blood RNA-seq datasets from healthy individuals of three different regions of Indonesia. Their goal is to identify infecting pathogens and other microbes and correlate their abundances to host gene expression patterns or health characteristics in these populations. They find a broad range of bacterial, viral and microeukaryote taxa. When comparing the three Indonesian populations, they find that the Korowai population is the most diverse and different from the other two, possibly driven by the higher prevalence and abundance of Plasmodium (Apicomplexa) in this population.

      Then, the authors conduct a statistical decomposition of human gene expression in these samples in independent factors using ICA, and correlate each of these factors to the abundances of the microbial taxa detected. This analysis allows researchers to associate specific patterns of gene expression, such as immune-related pathways, to the presence of members of the Apicomplexa and Kitrinoviricota phyla.

      Lastly, the authors use previously published data from other two cohorts (from Mali and the UK) to contextualize their blood microbiome findings. They find microbial reads in all datasets. The Mali cohort is characterized by a large abundance of archaea, not found in the other two populations, while the UK cohort has the lower diversity. Altogether, the authors propose the use of RNA-seq data from human whole blood as a way to study the blood microbiome and establish potential associations between blood resident microbes and host gene expression

      Major comments:

      1) The methodology to filter and remove reads from potential contaminants needs to be more stringent to ensure the results do not contain spurious contaminants and that the conclusions are correct. It has been described that genomic databases are heavily contaminated with human sequences (Steinegger and Salzberg, 2020), and in this manuscript, even after a two-pass alignment with STAR, reads mapping to helminths also corresponded to the human genome. Additionally, ad-hoc removal of specific taxa (Metazoa and Viridiplantae) was only performed after suspicion of contamination. However, this ad-hoc removal cannot be performed with microbial (bacterial, viral, etc.) contaminants as there is a risk of removing actual bacteria from the samples. But it has been confirmed that many microbial assemblies also suffer from human contamination. Possible actions to take are the following: a.Perform the human mapping with more lenient parameters to avoid human reads to map to other (likely contaminated) genomes in genome databases. b.Remove common contaminants that have been documented, for instance in blood (Chrisman et al., 2022). c.Run a tool to detect contaminated contigs in the database used to map reads to microbes and remove these problematic contigs from further analysis.

      Our response: We thank Reviewer 2 for the suggestions, especially to address contaminants. We have reanalyzed our data which resulted in much fewer taxa yet still retained the main pathogenic findings.

      2) In line with the above, removing singletons (as I have understood these are taxa that are represented by a single read), is a way to minimize the risk of contamination. To take advantage of the functional profiling of RNA-seq, a measure to ensure that microbes found in blood are active would be to include in the analysis only taxa for which expression of more than a few genes is detected. This type of filtering has been previously applied in studies where very low microbial loads are expected (Lloréns-Rico et al., 2021). In this study, it has only been applied to the specific case of the archaeal taxon Methanocaldococcaceae. However, I would expect cleaner results if applied consistently to all taxa detected.

      __Our response: __We have reanalyzed the data and applied this to all taxa detected.

      3) The specificity of Methanocaldococcaceae in the samples from Mali is very striking. I am highly suspicious that this only occurs due to a batch effect, even though the authors were highly selective in their cohorts to avoid these. In fact, I extracted the genes spanning the regions highlighted in Supplementary Figure 9 of the Methanocaldococcus jannaschii genome. A BLAST search of these sequences returned, among Methanocaldococcus hits, hits from the ERCC synthetic spike-in sequences, used as internal controls in many RNA-seq experiments. ERCC synthetic spike-in hits appeared for all 4 regions in the genome of M. jannaschii highlighted in this figure. In the original publications of this dataset, there is no reference to the use of these ERCC controls, but given the observed matches, I suggest the authors to perform an extra step in their filtering pipeline to remove all reads mapping to these ERCC standards in all their three cohorts to prevent these sort of batch effects.

      __Our response: __We thank Reviewer 2 for pointing this out. Our reanalysis, which now used proper 2-pass mapping and further downstream classification with both pairs of the reads, no longer detected any archaea.

      4) I am puzzled by the inconsistencies shown between forward and reverse reads when mapping paired-end data. I expect these inconsistencies at lower taxonomic ranks (species or genus level) due to incomplete genomes, but not at higher taxonomic ranks. I wonder if, by performing more stringent filtering of contaminants as suggested above, the consistency between forward and reverse reads increases and both mates can be used, making the mapping more reliable.

      __Our response: __We have reanalyzed the data using both pairs of the reads for classification, resulting in less detected taxa. We believe the new results are more robust as it no longer includes taxa that are not typically found in humans (such as the archae Methanocaldococcus and other environmental bacteria).

      In summary, my main concerns regarding this manuscript involve the possibility that contaminants in the sequencing data may be the cause of some of the results presented, and I tried to propose ways of dealing with these contaminants. While some of the results may not be affected by detection of contaminants (i.e. the association between Apicomplexa and some ICs), others such as the diversity measures or the comparison across cohorts may be severely affected. I will consider these results highly preliminary until a more thorough and stringent approach for contaminant removal is applied.

      Our response: We thank Reviewer 2 for the suggestions and have updated our manuscript with results updated analyses that are more stringent towards contaminants, as can be seen from our updated findings.

      Minor comments:

      1) I would appreciate some of the analyses done at lower taxonomic levels if the sparsity of the data allows it, after removing contaminants. Given that the CLR transformation does not allow for zeros, other alternatives such as GMPR (Chen et al., 2018) or adding a pseudocount would allow these analyses?

      __Our response: __After our reanalysis, we ended up with even sparser data and therefore could not perform the analyses at lower taxonomic levels.

      2) In the PCA shown in figure 1, does the number of microbial reads detected correlate with any of the first two components?

      __Our response: __Yes Plamosdiidae correlates well with PCs 1 and 2 (0.66 & 0.73) and Flaviviridae correlates very strongly with PC1 (0.917). We have added this detail in the results section.

      3) In Figure 1C, the x axis is wrongly named PC2.

      __Our response: __We thank Reviewer 2 for pointing this out and have amended this detail.

      4) There is a typo in the legend of Figure 1A ("showeing")

      __Our response: __We thank Reviewer 2 for pointing this out and have amended this detail.

      5) In the alpha diversity estimates comparison across the three different cohorts, after subsampling each population to achieve similar sample size in each cohort, it is stated that "after subsampling, each population had similar diversity estimates". However, the numbers shown afterwards corresponding to the mean values of alpha diversity, without confidence intervals or a boxplot/violin plot together with an accompanying statistical test, are not enough to assess similarity. I would appreciate a figure (similar to Figure 3E and F) or a test accompanying these mean values.

      __Our response: __We thank Reviewer 2 for pointing this out and have amended this detail.

      6) In the volcano plots (Figure 3A, B and others throughout the manuscript) it would help the reader to add lines for the thresholds chosen for the effect size and -log10(p-value) to separate significant results.

      __Our response: __We thank Reviewer 2 for pointing this out and have amended this detail.

      7) In Figure 3E and F, I would appreciate having bars for the statistically significant comparisons.

      __Our response: __We thank Reviewer 2 for pointing this out and have amended this detail.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      Bobowik and colleagues perform a computational analysis of whole blood RNA-seq datasets from healthy individuals of three different regions of Indonesia. Their goal is to identify infecting pathogens and other microbes and correlate their abundances to host gene expression patterns or health characteristics in these populations. They find a broad range of bacterial, viral and microeukaryote taxa. When comparing the three Indonesian populations, they find that the Korowai population is the most diverse and different from the other two, possibly driven by the higher prevalence and abundance of Plasmodium (Apicomplexa) in this population.

      Then, the authors conduct a statistical decomposition of human gene expression in these samples in independent factors using ICA, and correlate each of these factors to the abundances of the microbial taxa detected. This analysis allows researchers to associate specific patterns of gene expression, such as immune-related pathways, to the presence of members of the Apicomplexa and Kitrinoviricota phyla.

      Lastly, the authors use previously published data from other two cohorts (from Mali and the UK) to contextualize their blood microbiome findings. They find microbial reads in all datasets. The Mali cohort is characterized by a large abundance of archaea, not found in the other two populations, while the UK cohort has the lower diversity. Altogether, the authors propose the use of RNA-seq data from human whole blood as a way to study the blood microbiome and establish potential associations between blood resident microbes and host gene expression

      Major comments:

      1. The methodology to filter and remove reads from potential contaminants needs to be more stringent to ensure the results do not contain spurious contaminants and that the conclusions are correct. It has been described that genomic databases are heavily contaminated with human sequences (Steinegger and Salzberg, 2020), and in this manuscript, even after a two-pass alignment with STAR, reads mapping to helminths also corresponded to the human genome. Additionally, ad-hoc removal of specific taxa (Metazoa and Viridiplantae) was only performed after suspicion of contamination. However, this ad-hoc removal cannot be performed with microbial (bacterial, viral, etc.) contaminants as there is a risk of removing actual bacteria from the samples. But it has been confirmed that many microbial assemblies also suffer from human contamination. Possible actions to take are the following:
        • a.Perform the human mapping with more lenient parameters to avoid human reads to map to other (likely contaminated) genomes in genome databases.
        • b.Remove common contaminants that have been documented, for instance in blood (Chrisman et al., 2022).
        • c.Run a tool to detect contaminated contigs in the database used to map reads to microbes and remove these problematic contigs from further analysis.
      2. In line with the above, removing singletons (as I have understood these are taxa that are represented by a single read), is a way to minimize the risk of contamination. To take advantage of the functional profiling of RNA-seq, a measure to ensure that microbes found in blood are active would be to include in the analysis only taxa for which expression of more than a few genes is detected. This type of filtering has been previously applied in studies where very low microbial loads are expected (Lloréns-Rico et al., 2021). In this study, it has only been applied to the specific case of the archaeal taxon Methanocaldococcaceae. However, I would expect cleaner results if applied consistently to all taxa detected.
      3. The specificity of Methanocaldococcaceae in the samples from Mali is very striking. I am highly suspicious that this only occurs due to a batch effect, even though the authors were highly selective in their cohorts to avoid these. In fact, I extracted the genes spanning the regions highlighted in Supplementary Figure 9 of the Methanocaldococcus jannaschii genome. A BLAST search of these sequences returned, among Methanocaldococcus hits, hits from the ERCC synthetic spike-in sequences, used as internal controls in many RNA-seq experiments. ERCC synthetic spike-in hits appeared for all 4 regions in the genome of M. jannaschii highlighted in this figure. In the original publications of this dataset, there is no reference to the use of these ERCC controls, but given the observed matches, I suggest the authors to perform an extra step in their filtering pipeline to remove all reads mapping to these ERCC standards in all their three cohorts to prevent these sort of batch effects.
      4. I am puzzled by the inconsistencies shown between forward and reverse reads when mapping paired-end data. I expect these inconsistencies at lower taxonomic ranks (species or genus level) due to incomplete genomes, but not at higher taxonomic ranks. I wonder if, by performing more stringent filtering of contaminants as suggested above, the consistency between forward and reverse reads increases and both mates can be used, making the mapping more reliable.

      In summary, my main concerns regarding this manuscript involve the possibility that contaminants in the sequencing data may be the cause of some of the results presented, and I tried to propose ways of dealing with these contaminants. While some of the results may not be affected by detection of contaminants (i.e. the association between Apicomplexa and some ICs), others such as the diversity measures or the comparison across cohorts may be severely affected. I will consider these results highly preliminary until a more thorough and stringent approach for contaminant removal is applied.

      Minor comments:

      1. I would appreciate some of the analyses done at lower taxonomic levels if the sparsity of the data allows it, after removing contaminants. Given that the CLR transformation does not allow for zeros, other alternatives such as GMPR (Chen et al., 2018) or adding a pseudocount would allow these analyses?
      2. In the PCA shown in figure 1, does the number of microbial reads detected correlate with any of the first two components?
      3. In Figure 1C, the x axis is wrongly named PC2.
      4. There is a typo in the legend of Figure 1A ("showeing")
      5. In the alpha diversity estimates comparison across the three different cohorts, after subsampling each population to achieve similar sample size in each cohort, it is stated that "after subsampling, each population had similar diversity estimates". However, the numbers shown afterwards corresponding to the mean values of alpha diversity, without confidence intervals or a boxplot/violin plot together with an accompanying statistical test, are not enough to assess similarity. I would appreciate a figure (similar to Figure 3E and F) or a test accompanying these mean values.
      6. In the volcano plots (Figure 3A, B and others throughout the manuscript) it would help the reader to add lines for the thresholds chosen for the effect size and -log10(p-value) to separate significant results.
      7. In Figure 3E and F, I would appreciate having bars for the statistically significant comparisons.

      References:

      Chen, L., Reeve, J., Zhang, L., Huang, S., Wang, X., and Chen, J. (2018). GMPR: A robust normalization method for zero-inflated count data with application to microbiome sequencing data. PeerJ 6, e4600. https://doi.org/10.7717/peerj.4600.

      Chrisman, B., He, C., Jung, J.-Y., Stockham, N., Paskov, K., Washington, P., and Wall, D.P. (2022). The human "contaminome": bacterial, viral, and computational contamination in whole genome sequences from 1000 families. Sci Rep 12, 9863. https://doi.org/10.1038/s41598-022-13269-z.

      Lloréns-Rico, V., Gregory, A.C., Van Weyenbergh, J., Jansen, S., Van Buyten, T., Qian, J., Braz, M., Menezes, S.M., Van Mol, P., Vanderbeke, L., et al. (2021). Clinical practices underlie COVID-19 patient respiratory microbiome composition and its interactions with the host. Nat Commun 12, 6243. https://doi.org/10.1038/s41467-021-26500-8.

      Steinegger, M., and Salzberg, S.L. (2020). Terminating contamination: large-scale search identifies more than 2,000,000 contaminated entries in GenBank. Genome Biol 21, 115. https://doi.org/10.1186/s13059-020-02023-1.

      Significance

      The research reported in this manuscript may have both technical and clinical significance, once the concerns raised above are adequately addressed. At the technical level, once contamination can be ruled out or securely minimized, this work can provide guidelines for microbial identification from whole blood RNA-seq data, applicable to both prospective studies as well as to retrospective studies using previously generated datasets. From this perspective, this work would add to the existing body of bioinformatics pipelines aimed at detecting microbes from host RNA-seq data (Simon et al., 2018). From a clinical perspective, it can provide an additional means of pathogen and disease surveillance without the need of microbial culturing or pathogen-specific tests. However, the requirement of blood samples may still hamper use in rural or underdeveloped areas. Lastly, another advantage is the possibility to directly link microbial abundances to gene expression patterns in the host.

      Field of expertise: bacterial transcriptomics, metatranscriptomics, low-biomass microbiome analyses.

      Limitations in my expertise: I cannot evaluate the clinical implications of the associations between host gene expression patterns and microbial abundances. Also, I am not familiar with the ICA methodology.

      Reference:

      Simon, L.M., Karg, S., Westermann, A.J., Engel, M., Elbehery, A.H.A., Hense, B., Heinig, M., Deng, L., and Theis, F.J. (2018). MetaMap: an atlas of metatranscriptomic reads in human disease-related RNA-seq data. GigaScience 7, giy070. https://doi.org/10.1093/gigascience/giy070.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      Authors performed a metatranscriptomic analysis from publicly-available datasets of whole blood from 3 places in Indonesia. Their goal was to explore which pathogens were present on the blood of those 117 healthy individuals. It was interesting that reads from Flaviviridae and Plasmodium were detected in asymptomatic subjects.

      Major comments:

      1. How did the authors assess and correct batch-effects between different datasets?
      2. Did the RNA-seq capture poly-A mRNAs? If so... these reads that did not map the human genome were captured because of internal priming. Can they find internal poly A sequences in the genome of Flaviviridae and Plasmodium pathogens? I would like to know that to understand the source of the reads and which other pathogens may be missing (due to the lack of internal priming).
      3. Principal coordinates analysis (PCoA) is often utilized in metagenomics analysis. Although they are equivalent, is there a reason for using PCA?

      Minor comments:

      1. "Indonesia is a country with large numbers of endemic and emerging infectious diseases [16], making it a crucially important location to monitor and understand the effects of pathogens on human hosts." Is there any epidemiological data that shows differences in infectious diseases across these 3 places? Can the authors provide a map and better explanation about the importance in comparing these 3 areas?
      2. Why is it so hard to try to identify (only for Flaviviridae reads) reads that map to very relevant viruses, such as Zika, Dengue, and Yellow Fever? Why did the authors state that they "were unable to refine this assignment further" if this is one of the most interesting finding?
      3. Is the script available at https://gitlab.unimelb.edu.au/igr-lab/Epi_Study ? This reviewer could not access it.

      Significance

      Interesting paper that enable to extract additional knowledge from whole blood RNA-seq data. There are already several papers that do this and I think authors could go one step forward (for instance, PCR validation of additional individuals). I don't think this can be used for surveillance if it cannot identify species, it is more expensive than running targeted assays, and that may be many false negative pathogens in the samples.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

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      Reply to the reviewers

      Response to Reviewer 1


      __Glycosaminoglycan (GAG)-binding proteins regulating essential processes such as cell growth and migration are essential for cell homeostasis. It is reported that the GAG has the ability to bind to Herpin sulfate. As both GAGs and the LPS lipid A disaccharide core of gram-negative bacteria contain negatively charged disaccharide units, the researchers proposed that heparin-binding peptides might have cryptic antimicrobial peptide motifs. To prove the hypothesis, they have synthesized five candidates [HBP1-5], which showed a binding affinity towards heparin and LPS binding. By using various methods, they showed that these molecules have antimicrobial activity. The key finding in this study is the finding of the CPC domain, where C is a cationic amino acid and P is a polar amino acid. __

      Major comments

      1. __ Even though the Authors propose here that CPC' clip motif is needed for antimicrobial activity. However, various studies have demonstrated that the mere presence of cationic amino or hydrophobic amino acids does not give the activity, the location of these amino acids at the strategic position is critically needed. The major issue in this work, the authors have not presented, whether there was a single CPC motif or multiple in the 5 peptides they have synthesized. Further, they need to demonstrate how are the charged and hydrophobic amino acids distributed in the peptides. these things will clearly explain the difference in the activity as well spectrum of the peptides. The authors should make an extra figure or add information highlighting this unique characteristic for better understanding to the reader.__

      We thank the reviewer for his/her comments and suggestions. We concur that the distribution of amino acids is crucial for the antimicrobial activity of the peptides and their ability to bind heparin. We also agree with the suggestion of illustrating the location of the CPC' motifs of HBPs in the context of the parental proteins and have accordingly done so in the new Supplementary Figure 1. In all cases, only one CPC' motif was identified in the antimicrobial region, as highlighted in the figure, and the inter-residue distances measured are consistent with the CPC' motif definition. Thus, we demonstrate that a CPC' motif exists in all five HBPs, which explains how they recognize and bind heparin.

      To illustrate the distribution of charged and hydrophobic amino acids in HBPs, we have also prepared new Supplementary Figure 2, displaying electrostatic potentials in the predicted HBP structures, and showing how the distribution of charged residues creates hydrophobic and cationic patches on the surface of the peptides. Our analysis reveals cationic patches to be surrounded by hydrophobic residues, which may explain the ability of the peptides to disrupt membranes and exert antimicrobial activity.

      __ It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study.__

      We thank the reviewer for his/her comment on the observation of antimicrobial activity in peptides derived from heparin-binding proteins. Indeed, a few such studies have appeared in the literature, some with moderate success [1]. It is possible that a lack of understanding on how to identify heparin-binding regions in proteins and AMPs underlies their relative paucity. In this context, we believe our results will spur further efforts, specifically by providing a rationale on how to identify CPC' motifs hence heparin-binding regions in protein sequences.

      Regarding the suggestion of assessing the in vivo efficacy of HBPs, we would agree that it would be helpful for better understanding their potential therapeutic applications. However, we feel that such experiments are beyond the scope of our manuscript, which offers ample, compelling in vitro and in silico evidence of how heparin-binding proteins can be a source of AMPs. We have done this by showing that CPC' motifs embedded in such proteins can be unveiled, accurately defined in structural terms, and experimentally shown to possess antimicrobial activity. Furthermore, we have shown that heparin binding correlates with LPS binding, allowing us to propose a mechanistic explanation for how heparin binding can be related to antimicrobial activity.

      Translating these results to animal models is possibly premature at this stage as, from a classical medicinal chemistry perspective, it would require previous structural elaboration in terms of, e.g., optimized serum half-life or serum protein binding, both of which can modulate activity in in vivo studies regardless of heparin affinity or bactericidal activity per se. Ongoing work in our laboratories is focused in these directions and will be reported in due time.

      *Referees cross-commenting**

      Minor comments

      1. __ The presence of Cryptic antimicrobial domain in various heparin-binding proteins like laminin isoforms, von Willebrand factor, vitronectin, protein C inhibitor, matrix glycoproteins thrombospondin, proline arginine-rich end leucine-rich repeat protein and fibronectin, have been reported previous. It is not clear why the authors did not refer to that work. The authors should refer to the works. (same as reviewer 3)__

      We were aware of other prior studies on heparin-binding proteins and did indeed cite some of them, though not exhaustively for conciseness' sake. However, as encouraged by reviewers 1 and 3 we have cited the following studies:

      Malmström E, Mörgelin M, Malmsten M, Johansson L, Norrby-Teglund A, Shannon O, Schmidtchen A, Meijers JC, Herwald H. Protein C inhibitor--a novel antimicrobial agent. PLoS Pathog. 2009 Dec;5(12):e1000698. doi: 10.1371/journal.ppat.1000698. Epub 2009 Dec 18. PMID: 20019810; PMCID: PMC2788422.

      Ishihara, J., Ishihara, A., Fukunaga, K. et al. Laminin heparin-binding peptides bind to several growth factors and enhance diabetic wound healing. Nat Commun 9, 2163 (2018). https://doi.org/10.1038/s41467-018-04525-w

      Chillakuri Chandramouli R, Jones Céline and Mardon Helen J(2010), Heparin binding domain in vitronectin is required for oligomerization and thus enhances integrin mediated cell adhesion and spreading, FEBS Letters, 584, doi: 10.1016/j.febslet.2010.06.023

      Papareddy P, Kasetty G, Kalle M, Bhongir RK, Mörgelin M, Schmidtchen A, Malmsten M. NLF20: an antimicrobial peptide with therapeutic potential against invasive Pseudomonas aeruginosa infection. J Antimicrob Chemother. 2016 Jan;71(1):170-80. doi: 10.1093/jac/dkv322. Epub 2015 Oct 26. PMID: 26503666.

      All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So, this is unique and a novelty in the study.

      We thank the reviewers for these observations. Indeed, our quest to unveil CPC' motifs in antimicrobial regions of heparin-binding proteins is the key point of our investigation, and what distinguishes it from previous studies on consensus motifs such as XBBBXXBX or XBBXBX. We believe our definition of CPC' motifs in simple, structure-based, and experimentally verifiable terms is not only a significant departure but also a step forward from earlier views, highlighting the importance of a structural perspective in defining heparin-binding regions. In point of fact, we show that our peptides, even without consensus Cardin-Weintraub motifs, bind heparin with high affinity. The presence of the CPC' motif is crucial for such binding, as well as for LPS binding, and the new experiments performed at editor/reviewer's request, where the CPC motif in HBP5 is abolished, with predictable impact, fully support our view, see new section "Insights into the CPC' motif of HBP-5 and its implication on the antibacterial mechanism" and new Table 3 in the revised manuscript.

      __ Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heprin, the authors did not show any data or draw the conclusions related to the CPC domain when it comes to differences in the activity. this is the weakness of the manuscript. (same as reviewer 2)__

      We welcome the reviewer's observation. To address it, we made and tested three HBP-5 mutants aimed at showing how alterations in the CPC' motif might influence interaction with heparin and LPS, as well as antimicrobial properties. The first two mutants involved replacing positively charged R10 and R14 residues with glutamine, similar in size and polarity but uncharged. As shown in the new section "Insights into the CPC' motif of HBP-5 and its implication on the antibacterial mechanism" and on the new Table 3 of the revised manuscript, the changes reduced heparin binding, i.e., shorter retention times on affinity chromatography, as well as LPS binding, i.e., a decrease in EC50 in the cadaverine assay (Table 3). The modifications had a lesser impact on antimicrobial activity, most likely due to the low resolution of MIC assays.

      In a further step to assess the effect of the CPC' motif on antimicrobial activity, we deleted it in full by replacing residues H9, R10 and R14 of HBP-5 by alanine. As expected, this DCPC' peptide showed a sharp reduction in both heparin and LPS binding (Table 3) and, most importantly, a significant and asymmetric change in antimicrobial activity, with substantial impact on Gram-negatives yet practically no effect on Gram-positives, suggesting that LPS plays a key role in this selective response. Altogether, these observations align with our hypothesis that heparin-binding proteins might exploit their intrinsic affinity for heparin as an opportunity to developing antimicrobial properties by leveraging structural similarities between glycosaminoglycans and LPS.

      __ It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin (sic) binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study. (Same as reviewer 2)__

      We would kindly direct attention to #2 in the response to reviewer 1 above.

      __ There are more than 20 different AMP databases or prediction software. however, not all of them are 100 % current, their success rate varies from 30-50% only. It needs to be investigated if adding this search in the hit peptides might increase the success rate of the extra in silico-based AMPs prediction software.__

      If we understand the question correctly, the reviewer wonders whether including a CPC' motif predictor would increase the accuracy of AMP search algorithms. In our view, this strategy has two main limitations to be considered: (i) locating a CPC' motif in a peptide sequence typically requires a known 3D structure. Unfortunately, this is not always the case, and for proteins lacking reliable 3D data it can be a challenging and resource-intensive process; (ii) while CPC' motifs may predispose proteins to evolve antimicrobial properties, it is unclear if this is a required feature for all AMPs. Imposing the presence of a CPC' motif may not be applicable to all AMPs, although it might help identifying peptides with specific activity against gram-negative strains.

      In summary, while the query of including a CPC' motif search tool in AMP predictors is intriguing and worthy of exploration for its potential bearing on antimicrobial research, it is technically complicated and beyond the scope of our manuscript.

      __Reviewer #1 (Significance (Required)): __

      __All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So this is unique and a novelty in the study. __

      Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heparin, the authors did not show any data or draw conclusions related to the CPC domain when it comes to differences in the activity. This is the weakness of the manuscript.

      We would direct reviewer's attention to #1 in the Referee's cross-commenting section above.


      Response to Reviewer 2


      This is a very nice paper by the Andreu and Torrent groups that report the antimicrobial and heparin-binding of several encrypted peptides. Overall, this study presents an intriguing exploration into the potential dual functionality of glycosaminoglycan (GAG)-binding proteins, specifically heparin-binding proteins (HBPs), in recognizing lipopolysaccharide (LPS) and exhibiting antimicrobial properties. The findings, particularly the identification and characterization of novel encrypted peptides, such as HBP-5, are promising and contribute to our understanding of the intricate interplay between GAG-binding proteins and immunity. The data provided and methodology are thorough and well described. In sum, this is a very nice work. Please see below my minor comments.


      Minor comments:

      1. __ Fig. 1 legend does not show antimicrobial activity. Please remove from the figure legend title.__

      As pointed out by the reviewer, the legend was incorrect and has been corrected accordingly and now reads "Figure 1. Structural and bioinformatics analysis of HBPs".

      __ Discussion section: the authors should expand this section a bit to discuss recent work in the encrypted/cryptic peptide area. There are some recent relevant papers published in the past 3 years that should be discussed.__

      We agree with the reviewer's suggestion to expand the discussion section to address recent work in the field of encrypted/cryptic peptides. We have carefully reviewed the recent literature and added several references in this topic:

      Torres MDT, Melo MCR, Flowers L, Crescenzi O, Notomista E, de la Fuente-Nunez C. Mining for encrypted peptide antibiotics in the human proteome. Nat Biomed Eng. 2022 Jan;6(1):67-75. doi: 10.1038/s41551-021-00801-1. Epub 2021 Nov 4. Erratum in: Nat Biomed Eng. 2022 Dec;6(12):1451. PMID: 34737399.

      • *

      Santos MFDS, Freitas CS, Verissimo da Costa GC, Pereira PR, Paschoalin VMF. Identification of Antibacterial Peptide Candidates Encrypted in Stress-Related and Metabolic Saccharomyces cerevisiae Proteins. Pharmaceuticals (Basel). 2022 Jan 28;15(2):163. doi: 10.3390/ph15020163. PMID: 35215278; PMCID: PMC8877035.

      • *

      Boaro A, Ageitos L, Torres MT, Blasco EB, Oztekin S, de la Fuente-Nunez C. Structure-function-guided design of synthetic peptides with anti-infective activity derived from wasp venom. Cell Rep Phys Sci. 2023 Jul 19;4(7):101459. doi: 10.1016/j.xcrp.2023.101459. PMID: 38239869; PMCID: PMC10795512.

      __ References provided are a bit outdated and do not accurately reflect the latest in the field (see comment above).__

      We thank the reviewer for this comment. Older references were updated as suggested.

      __ Gram should be capitalized throughout the text.__

      Gram has been capitalized as suggested by the reviewer.

      __ Can the authors comment on the potential translatability of HBP-5? Please also comment on the potential advantages of having peptides that 1) bind to heparin; and 2) kill bacteria.__

      We appreciate the reviewer's interest in the potential of HBP-5. Indeed, we believe it has promise for clinical applications due to its unique attributes, but further studies, including in vivo experiments and pharmacokinetic assessments, are needed to fully evaluate its potential. The advantages of peptides that bind to heparin and kill bacteria include targeted delivery or localization of therapeutic agents, enhanced efficacy, and minimized off-target effects. HBP-5's ability to perturb outer membrane LPS, a crucial aspect of its antibacterial activity, makes it a promising approach to combat Gram-negative bacterial infections, which are often challenging to treat. By disrupting the outer membrane integrity, HBP-5 may also enhance the susceptibility of Gram-negative bacteria to other antimicrobial agents or host immune responses, underscoring its translational potential for treating bacterial infections.

      __ More details on the computational tools and methods used to mine the peptides are needed.__

      We have updated the Methods section to provide more details on the computational tools used for defining AMPs. Briefly, from the library of heparin-binding proteins obtained from previous studies [2] and AMP scanning for all these proteins was performed using the AMPA tool. The predicted antibacterial segments were located in the 3D structure of their respective proteins. Then, the CPC' motifs were searched in each segment following the criteria previously reported in [3, 4]. The motif involves two cationic residues (Arg or Lys) and a polar residue (preferentially Asn, Gln, Thr, Tyr or Ser), with fairly conserved distances between the carbons and the side chain center of gravity, defining a clip-like structure where heparin would be lodged. This structural motif is highly conserved and can be found in many proteins with reported heparin binding capacity. Finally, for all these regions, docking with a heparin disaccharide was performed using AutoDock Vina to evaluate the potential binding energy.



      Response to Reviewer 3


      __Summary: This manuscript has identified and investigated antimicrobial peptides from GAG binding proteins. Authors hypothesized that due to physiochemical similarity between GAG and LPS, fragments of GAG binding proteins might exert antimicrobial activity particularly against G- bacteria. Authors have identified few such AMPs that demonstrate LPS binding and displayed antibacterial activity. They have also solved NMR structure of the potent peptide and mode of action. __

      Major comments: AMPs are promising molecules that can serve as lead for the development of therapeutics against MDR bacteria. In particular, currently therapeutic options to treat MDR Gram negative pathogens are limited. The current study is interesting and provides new non-toxic AMPs. Conclusions drawn from the works are largely valid. However, authors should address following comments:

      1. __ The design and characterization of the peptide YI12WF is not described. Previous studies had shown design of β-boomerang peptides (Bhattacharjya and coworkers) that target LPS.__

      We thank the reviewer for this comment. YI12WF (YVLWKRKRFIFI-amide) has been previously reported [4, 5] and shown to bind LPS with high affinity. YI12WF also contains a CPC' motif that, if deleted, reduces heparin binding [4]. References have been added in the text.

      __ Mutations or substitution of the key residues peptide 5 might improve the novelty of the work.__

      We thank the reviewer for this comment and agree that targeted substitutions in HBP-5 might shed light on the importance of the CPC' motif. As this point was also raised by reviewer 1, we would direct the reviewer's attention to #2 in the *Referees cross-commenting** section above.

      __ How these peptides disrupt LPS permeability is not investigated. As LPS is the major target.__

      We thank the reviewer for this suggestion and have accordingly evaluated the outer membrane (OM) permeability of the peptides by the 1-N-phenyl-naphthylamine (NPN) assay, a widely used method to assess OM integrity in Gram-negative bacteria. NPN is typically unable to cross the intact outer membrane; however, when the membrane is damaged or disrupted, it can penetrate and interact with lipids and proteins inside the cell, leading to an increase in fluorescence which is directly correlated with the degree of OM permeability and serves as an indicator of membrane damage.

      Our results, illustrated in the new Figure 2D, show that all peptides are able to disrupt the OM of Gram-negative bacteria comparably to the LL-37 positive control, except for HBP2. Notably, HBP-5 exhibits the highest activity against OM, consistent with findings elsewhere in the manuscript and altogether confirming the ability of HBPs to bind to and disrupt the LPS structure.

      __ Are the D-enantiomers of the peptides active against bacteria?__

      We tested the antibacterial activity of the D-enantiomer of HBP5 (dHBP-and 5) and found it to be even higher than that of all-L HBP-5 against both Gram-negative and -positive bacteria, probably due to increased proteolytic stability as found in many AMP studies [6, 7]. As for LPS and heparin affinity, L- and D-HBP-5 behaved similarly (Table R1). As expected, the CD signatures of L- and D-HBP-5 were mirror images (Figure R1). These results suggest that the conformation of the CPC' motif is preserved in dHBP5, in tune with all previous results.

      Antibacterial Activity

      ID

      E. Coli

      P. Aeruginosa

      A. Baumannii

      S. Aureus

      E. Faecium

      L. monocytognes

      HPB-5

      0.4

      0.8

      0.2

      6.3

      25

      1.6

      dHBP-5

      0.1

      0.2

      0.2

      1.6

      0.4

      0.2



      Binding Affinity


      LPS (EC50, µM)

      Heparin (% Elution buffer)

      HPB-5

      0.9 {plus minus} 0.7

      98.0

      dHBP-5

      1.1 {plus minus} 0.8

      97.2

      Table R1. Antimicrobial activity of HBP-5 and dHBP-5









      Figure R1. CD spectra of HBP-5 (red line) and dHBP-5 (green line) in LPS (left panel) and heparin (right panel).


      __ 3D structure of peptide 5 is solved in DPC micelle which is a mimic for eukaryotic cells. Authors should attempt to determine structure in LPS as shown in several recent studies with potent AMPs thanatin, MSI etc.__

      We appreciate the suggestion and have indeed attempted to obtain NMR spectra of HBP-5 in LPS micelles. However, we've been hindered by peptide precipitation and, despite considerable efforts, have not been able to obtain satisfactory results thus far. In contrast, we have succeeded in obtaining CD spectra of HBP5 in LPS micelles, showing an a-helix conformation similar to the one in SDS micelles, hence suggesting similar conformation in both environments.

      Minor comments: There are examples of AMPs derived from human proteins. Authors should highlight such works.

      Other studies have been cited according to the reviewers' comments:

      Malmström E, Mörgelin M, Malmsten M, Johansson L, Norrby-Teglund A, Shannon O, Schmidtchen A, Meijers JC, Herwald H. Protein C inhibitor--a novel antimicrobial agent. PLoS Pathog. 2009 Dec;5(12):e1000698. doi: 10.1371/journal.ppat.1000698. Epub 2009 Dec 18. PMID: 20019810; PMCID: PMC2788422.

      Ishihara, J., Ishihara, A., Fukunaga, K. et al. Laminin heparin-binding peptides bind to several growth factors and enhance diabetic wound healing. Nat Commun 9, 2163 (2018). https://doi.org/10.1038/s41467-018-04525-w

      Chillakuri Chandramouli R, Jones Céline and Mardon Helen J(2010), Heparin binding domain in vitronectin is required for oligomerization and thus enhances integrin mediated cell adhesion and spreading, FEBS Letters, 584, doi: 10.1016/j.febslet.2010.06.023

      Papareddy P, Kasetty G, Kalle M, Bhongir RK, Mörgelin M, Schmidtchen A, Malmsten M. NLF20: an antimicrobial peptide with therapeutic potential against invasive Pseudomonas aeruginosa infection. J Antimicrob Chemother. 2016 Jan;71(1):170-80. doi: 10.1093/jac/dkv322. Epub 2015 Oct 26. PMID: 26503666.



      References

      1. Papareddy, P., et al., An antimicrobial helix A-derived peptide of heparin cofactor II blocks endotoxin responses in vivo. Biochimica et Biophysica Acta (BBA) - Biomembranes, 2014. 1838(5): p. 1225-1234.
      2. Ori, A., M.C. Wilkinson, and D.G. Fernig, A systems biology approach for the investigation of the heparin/heparan sulfate interactome. J Biol Chem, 2011. 286(22): p. 19892-904.
      3. Torrent, M., et al., The "CPC Clip Motif": A Conserved Structural Signature for Heparin-Binding Proteins.PLOS ONE, 2012. 7(8): p. e42692.
      4. Pulido, D., et al., Structural similarities in the CPC clip motif explain peptide-binding promiscuity between glycosaminoglycans and lipopolysaccharides. J R Soc Interface, 2017. 14(136).
      5. Bhunia, A., et al., Designed beta-boomerang antiendotoxic and antimicrobial peptides: structures and activities in lipopolysaccharide. J Biol Chem, 2009. 284(33): p. 21991-22004.
      6. Varponi, I., et al., Fighting Pseudomonas aeruginosa Infections: Antibacterial and Antibiofilm Activity of D-Q53 CecB, a Synthetic Analog of a Silkworm Natural Cecropin B Variant. Int J Mol Sci, 2023. 24(15).
      7. Chen, Y., et al., Comparison of Biophysical and Biologic Properties of α-Helical Enantiomeric Antimicrobial Peptides. Chemical Biology & Drug Design, 2006. 67(2): p. 162-173.
    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #3

      Evidence, reproducibility and clarity

      Summary: This manuscript has identified and investigated antimicrobial peptides from GAG binding proteins. Authors hypothesized that due to physiochemical similarity between GAG and LPS, fragments of GAG binding proteins might exert antimicrobial activity particularly against G- bacteria. Authors have identified few such AMPs that demonstrate LPS binding and displayed antibacterial activity. They have also solved NMR structure of the potent peptide and mode of action.

      Major comments: AMPs are promising molecules that can serve as lead for the development of therapeutics against MDR bacteria. In particular, currently therapeutic options to treat MDR Gram negative pathogens are limited. The current study is interesting and provides new non-toxic AMPs. Conclusions drawn from the works are largely valid. However, authors should address following comments

      1. The design and characterization of the peptide YI12WF is not described. Previous studies had shown design of b-boomerang peptides (Bhattacharjya and coworkers) that target LPS.
      2. Mutations or substitution of the key residues peptide 5 might improve the novelty of the work.
      3. How these peptides disrupt LPS permeability is not investigated. As LPS is the major target.
      4. Are the D-enantiomers of the peptides active against bacteria?
      5. 3-D structure of peptide 5 is solved in DPC micelle which is a mimic for eukaryotic cells. Authors should attempt to determine structure in LPS as shown in several recent studies with potent AMPs thanatin, MSI etc,

      Minor comments: There are examples of AMPs derived from human proteins. Authors should highlight such works.

      Significance

      The work described in the manuscript is novel and hold promises to develop antimicrobials in future.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      This is a very nice paper by the Andreu and Torrent groups that report the antimicrobial and heparin-binding of several encrypted peptides. Overall, this study presents an intriguing exploration into the potential dual functionality of glycosaminoglycan (GAG)-binding proteins, specifically heparin-binding proteins (HBPs), in recognizing lipopolysaccharide (LPS) and exhibiting antimicrobial properties. The findings, particularly the identification and characterization of novel encrypted peptides, such as HBP-5, are promising and contribute to our understanding of the intricate interplay between GAG-binding proteins and immunity. The data provided and methodology are thorough and well described. In sum, this is a very nice work. Please see below my minor comments.

      Minor comments:

      • Fig. 1 legend does not show antimicrobial activity. Please remove from the figure legend title.
      • Discussion section: the authors should expand this section a bit to discuss recent work in the encrypted/cryptic peptide area. There are some recent relevant papers published in the past 3 years that should be discussed.
      • References provided are a bit outdated and do not accurately reflect the latest in the field (see comment above).
      • Gram should be capitalized throughout the text.
      • Can the authors comment on the potential translatability of HBP-5? Please also comment on the potential advantages of having peptides that 1) bind to heparin; and 2) kill bacteria.
      • More details on the computational tools and methods used to mine the peptides are needed.

      Significance

      The data provided and methodology are thorough and well described. In sum, this is a very nice work.

    4. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #1

      Evidence, reproducibility and clarity

      Glycosaminoglycan (GAG)-binding proteins regulating essential processes such as cell growth and migration are essential for cell homeostasis. It is reported that the GAG has the ability to bind to Herpin sulfate. As both GAGs and the LPS lipid A disaccharide core of gram-negative bacteria contain negatively charged disaccharide units, the researchers proposed that heparin-binding peptides might have cryptic antimicrobial peptide motifs. To prove the hypothesis, they have synthesized five candidates [HBP1-5], which showed a binding affinity towards heparin and LPS binding. By using various methods, they showed that these molecules have antimicrobial activity. The key finding in this study is the finding of the CPC domain, where C is a cationic amino acid and P is a polar amino acid.

      Major comments

      1. Even though the Authors propose here that CPC' clip motif is needed for antimicrobial activity. However, various studies have demonstrated that the mere presence of cationic amino or hydrophobic amino acids does not give the activity, the location of these amino acids at the strategic position is critically needed. The major issue in this work, the authors have not presented, whether there was a single CPC motif or multiple in the 5 peptides they have synthesised. Further, they need to demonstrate how are the charged and hydrophobic amino acids distributed in the peptides. these things will clearly explain the difference in the activity as well spectrum of the peptides. The authors should make an extra figure or add information highlighting this unique characteristic for better understanding to the reader.
      2. It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study.

      Minor comments

      1. The presence of Cryptic antimicrobial domain in various heparin-binding proteins like laminin isoforms, von Willebrand factor, vitronectin, pro-tein C inhibitor, matrix glycoproteins thrombospondin, proline arginine-rich end leucine-rich repeat protein and fibronectin, have been reported previous. It is not clear why the authors did not refer to that work. the authors should refer to the works.

      Referees cross-commenting

      Minor comments

      1. The presence of Cryptic antimicrobial domain in various heparin-binding proteins like laminin isoforms, von Willebrand factor, vitronectin, pro-tein C inhibitor, matrix glycoproteins thrombospondin, proline arginine-rich end leucine-rich repeat protein and fibronectin, have been reported previous. It is not clear why the authors did not refer to that work. the authors should refer to the works. (same as reviewer 3)

      All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So this is unique and a novelty in the study.

      Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heprin, the authors did not show any data or draw the conclusions related to the CPC domain when it comes to differences in the activity. this is the weakness of the manuscript. (same as reviwer 2) 2. It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study.(Same as reviewer 2)

      Significance

      All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So this is unique and a novelty in the study.

      Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heprin, the authors did not show any data or draw the conclusions related to the CPC domain when it comes to differences in the activity. this is the weakness of the manuscript.

      There are more than 20 different AMP databases or prediction software. however, not all of them are 100 % current, their success rate varies from 30-50% only. It needs to be investigated if adding this search in the hit peptides might increase the success rate of the extra in silico-based AMPs prediction software

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      Reply to the reviewers

      Reviewer 1:

      Although HEK cells are effective for studying molecular mechanisms and post-translational modifications through siRNA and variant overexpression manipulations, they lack functional relevance in a neuronal context. Consequently, the connection between molecular findings and observed phenotypes in mice is tenuous. It is suggested that the authors attempt to replicate these results (Figures 4 and 5) using a neuronal differentiation model employing ESCs or iPSCs.

      We have previously attempted to generate DDX3XSer584Ala knock-in ESCs via CRISPR-Cas9 because, as the reviewer points out, this would facilitate investigating the role of DDX3X O-GlcNAcylation in a neuronal differentiation model. However, clones derived after puromycin selection stop proliferating and perish during clonal outgrowth - we will include a statement to this effect in the revised manuscript. A similar phenomenon has been reported previously in Neuro2a cells by Lennox et al. (2020), who reported that installation of DDX3X patient variants is potentially toxic in certain cell lines. Therefore, the HEK293 KD/overexpression approach, also used for the study of clinically relevant DDX3X variants in other studies, while sub-optimal, is the best possible currently accessible model.

      While employing variant overexpression following siRNA-mediated reduction of the endogenous protein is a direct method to illustrate the effects of mutated DDX3X variants, the authors stress a connection between this regulatory mechanism and neurodevelopmental defects. Therefore, it would be justifiable for the authors to create cell lines by editing the endogenous DDX3X gene and demonstrate the effects of O-GlcNAc, disruption of DDX3X target levels, and cell cycle regulation. Combining these approaches (from points 1 and 2), the authors could generate iPSC/ESC lines containing the DDX3X mutations and examine their effects within a neuronal differentiation context. Such an approach would significantly enhance the impact of this study.

      As mentioned above for point 1, we have previously tried to edit the endogenous DDX3X gene with a Ser584Ala point mutation for this purpose. However, after trying this approach in both ESCs and HEK293T cells, we consistently observed stalled proliferation and cell death during clonal outgrowth. Therefore, as desirable as this experiment is, we are limited to siRNA-mediated reduction of DDX3X and rescue via over-expression, as also extensively used in other studies.

      Given the points raised by reviewers 1 and 3 about the appropriateness of model system and the links drawn between DDX3X O-GlcNAcylation and neurodevelopmental defects, we will revise the manuscript to highlight the correlative nature of this link. In addition we will add further data from OGT-CDG mouse models that strengthens this possible link (see response to point 4 by reviewer 1).

      The finding of diminished DDX3X levels in OGT mutant mice and the consequent reduction in O-GlcNAc represents a pivotal connection to the observed neurodevelopmental defects in OGT-CDG. However, this aspect of the research remains somewhat unclear, as it has not been definitively demonstrated that O-GlcNAc levels of DDX3X in OGT mutant mice are indeed decreased. Without this confirmation, the causal relationship between OGT malfunction, O-GlcNAc, and reduced DDX3X levels cannot be firmly established. There is a possibility of indirect effects, and merely observing correlation does not suffice to draw the robust conclusions presented in this paper. To address the uncertainty surrounding Figure 6D, attributed to the antibody's declared lack of specificity, the authors should conduct additional experiments.

      The aim of this study is not to confirm whether there is a causal link between OGT catalytic deficiency and DDX3X, but rather to report the function of DDX3X O-GlcNAcylation and propose a possible link between OGT catalytic deficiency, DDX3X loss of activity, and neurodevelopmental defects. However, we do agree that further investigation is required to determine whether there is a correlative link between OGT catalytic deficiency and DDX3X levels (and O-GlcNAcylation) in the mouse brain. Towards this end, we will repeat the immunoprecipitation of DDX3X from mouse brain lysate of wild type and OGT-CDG mice and blot for O-GlcNAc using different pan-specific O-GlcNAc antibodies/ far western techniques (CTD110.6, GST-CpOGAD298N). We will also incorporate an internal negative control (competition with free GlcNAc) to verify the specificity of the O-GlcNAc signals.

      The study places significant emphasis on this phenotype and seeks to elucidate it, at least partially, through the O-GlcNAcylation of DDX3X. However, a precise description or depiction of this phenotype is absent. Understanding the phenotype of the OGT-CDG mice necessitates consulting existing literature. The authors ought to contemplate providing brain sections with relevant staining to (i) showcase the microcephaly phenotype and (ii) bolster their assertion regarding the dysregulated cell cycle by utilising appropriate marker stainings for the progenitor cells during embryonic development.

      We have recently published a manuscript reporting a mouse model of OGT-CDG (OGTC921Y). OGTC921Y mice display microcephaly as determined by brain weight and skull length. An additional mouse model of the N648Y OGT-CDG variant also displays microcephaly (Authier et al., 2024 reports the C921Y mouse; the N648Y mice line is on BioRxiv: https://doi.org/10.1101/2023.08.23.554427 and subject to peer review elsewhere). As part of the revisions for this manuscript, we will report a micro CT-based analysis of reduced skull/brain volume that supports the microcephaly phenotype. O-GlcNAc, OGT, OGA, DDX3X and cyclin E1 western blots for three brain regions from these mouse models will also be provided. Furthermore, we will include NeuN staining of cortical brain sections to establish whether cortical density is reduced in OGTN648Y mouse brains. The proposed staining of progenitor cells during embryonic corticogenesis is a very good suggestion for future investigation, but is a time-consuming experiment (est. 1 year) that falls beyond the scope of this study and would delay sharing of our current findings.

      The proposed staining of progenitor cells during embryonic corticogenesis is a time consuming experiment (est. 1 year) that falls beyond the scope of this study.

      Reviewer 2:

      Figure 6 D - text last paragraph on page 16, and in supplement where you use RL2 - You need to do the control to show that RL2 staining goes away in the presence of free GlcNAc or when you galactosylate the protein. This control would indicate that you are detecting the sugar, not the protein backbone.

      We agree with the reviewer that an internal negative control will help validate the specificity of the RL2 signal. We will repeat the immunoprecipitation/ O-GlcNAc western blot with a free GlcNAc control.

      • Reviewer 3:*

      Lack of Appropriate Model System: Although the authors initially address the role of O-GlcNAcylation (OGT/OGA) and DDX3X in cerebral development, given that mutations in these enzymes are causative for neurological malformations and disabilities, the experiments addressing the consequences of DDX3X or OGT silencing are predominantly performed in HEK293T cells rather than a nervous system model. This limits the relevance of the findings.

      As discussed above (see Reviewer 1, points 1 and 2), we have previously tried to generate ESC knock-ins of the DDX3XSer584Alain ESCs to establish a neuronal differentiation model. However, clones perish during outgrowth, and thus these experiments are not possible. We have however performed preliminary biochemical analysis of DDX3X levels in the brains of OGT-CDG mice. It is important to emphasise that whether there is a causal link between OGT catalytic deficiency, DDX3X and cerebral development, lies beyond the remit of this manuscript. This manuscript aims to highlight DDX3X loss of activity as a candidate conveyor of neurodevelopmental defects in the mouse brain.

      Inconclusive Cell Cycle Analysis: The authors' analysis regarding cell cycle characterization is not sufficiently conclusive. First, they need to accurately define the link between DDX3X and cyclin E1. The study they refer to (Lai et al., 2010) is rather superficial, and requires a more in-depth analysis, in order to appreciate the existing link between the two given molecules. Indeed, the current experiments do not clarify whether cells are stuck in G1 due to cyclin E1 downregulation or if cyclin E1 is downregulated because cells are blocked in G1. A suggested approach would be to perform rescue experiments with cyclin E1 overexpression, by using Quantitative Image-Based Cytometry (QIBC) or flow cytometry (EdU incorporation + Hoecsht staining) to monitor cell cycle changes and define the interplay between these molecules mechanistically. However, this alone cannot exclude the presence of alternative substrates of DDX3X regulation influencing cell cycle phase transition. A more holistic approach, such as an interactome analysis through mass spectrometry, may be helpful. Additionally, mild mitotic stress often results in cell cycle arrest in the subsequent G0/G1 phase, which can resemble the G1/S transition impairment described by the authors. Consequently, the statement "Here we identify Ser584 O-GlcNAcylation of DDX3X (...) as a key regulator of G1/S transition" is not well-supported (to do so, the authors should define the temporal pattern of such post-translational modification). It would also be interesting to determine whether the reduction in cell viability is due to a simple slowdown of the cell cycle or apoptotic induction.

      We agree that performing cyclin E1 over-expression could provide mechanistic insights into the link between DDX3X, cyclin E1, and the cell cycle. We will therefore repeat the cell cycle analysis by flow cytometry shown in Fig. 5B with the addition of cyclin E1 over-expression in cells co-transfected with siRNA against DDX3X and siRNA-resistant DDX3XSer584Ala, to investigate whether cyclin E1 rescues the observed accumulation of cells in G1.

      We acknowledge the reviewer's point that quiescence (G0 entry) and G1/S stalling can provide similar cell cycle profiles to that observed in Fig. 5B. We will therefore re-write the necessary sections of the manuscript to emphasise that we cannot be certain whether the observed cell cycle defects resulting from loss of DDX3X Ser584 O-GlcNAcylation stem from G1/S phase stalling or mitotic stress followed by quiescence.

      Regarding the possibility that our observed reductions in the number of viable cells stems from stalled cell cycle progress or apoptosis, we will knock-down DDX3X and blot for cleaved caspase-3 as a marker for apoptosis to investigate the latter.

      The proposed interactome analysis of DDX3X is a tangential experiment. Given that DDX3X regulates cell cycle progression through its RNA helicase and transcriptional co-regulator functions, interactome analysis would not provide direct (or indeed, useful) readouts of how loss of DDX3X Ser584 O-GlcNAcylation affects cell cycle progression (i.e. it is possible there are significant effects on DDX3X activity without affecting the interactome).

      Weak Correlative Link: While the link between OGT/OGA and the cell cycle is well-established (seereviewSaunders et al., 2023) due to the multitude of targets subjected to this post-translational regulation, the correlative link between DDX3X mutations and cell cycle effects is further weakened by the fact that cyclin E1 knockout mice are indistinguishable from their wild-type littermates.

      DDX3X controls the transcription and translation of hundreds of genes, not just cyclin E1. For example, DDX3X controls Klf4 transcription which, in certain cell lines, regulates S-phase entry (Canizarro et al., FEBS Lett. 2018). Thus, it is possible for one candidate conveyor of the observed cell cycle defects to not produce significant phenotypes in a KO mouse. In the interests of emphasising this point, we will add a discussion point regarding the multiple pathways through which loss of DDX3X O-GlcNAcylation may affect the cell cycle in the discussion.

      Throughout the text, the authors refer to figures out of alphanumerical order, making the reading experience extremely difficult. To enhance readability, it is essential to present figures in a logical, sequential manner. Additionally, for further comments I would suggest to implement the text with line numbers.

      We will correct the text to ensure all figures are referenced and presented in a sequential manner, and line numbers will be added.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary:

      In the manuscript, Mitchell et al. explore the interplay between O-GlcNAcylation and the cell cycle, with a particular focus on how DDX3X, an RNA helicase of the DEAD box family, influences the G1/S phase transition. The authors begin with a bioinformatics strategy to identify patterns of correlation between cell cycle regulators and the enzymes OGT and OGA in a dataset of temporal transcriptomics of the human prefrontal cortex. They then narrow their analysis to DDX3X, due to its strong potential correlation with the cell cycle and its candidacy as a substrate for O-GlcNAcylation. Subsequently, the authors biochemically investigate how O-GlcNAcylation regulates DDX3X. Finally, given that DDX3X has been previously shown to regulate cyclin E1, the authors assess the effect of DDX3X depletion on the cell cycle in vitro.

      Major comments:

      Despite the authors' interesting identification of a novel substrate for O-GlcNAcylation, most conclusions drawn from the study are correlative. The manuscript suffers from three major drawbacks:

      1. Lack of Appropriate Model System: Although the authors initially address the role of O-GlcNAcylation (OGT/OGA) and DDX3X in cerebral development, given that mutations in these enzymes are causative for neurological malformations and disabilities, the experiments addressing the consequences of DDX3X or OGT silencing are predominantly performed in HEK293T cells rather than a nervous system model. This limits the relevance of the findings.
      2. Inconclusive Cell Cycle Analysis: The authors' analysis regarding cell cycle characterization is not sufficiently conclusive. First, they need to accurately define the link between DDX3X and cyclin E1. The study they refer to (Lai et al., 2010) is rather superficial, and requires a more in-depth analysis, in order to appreciate the existing link between the two given molecules. Indeed, the current experiments do not clarify whether cells are stuck in G1 due to cyclin E1 downregulation or if cyclin E1 is downregulated because cells are blocked in G1. A suggested approach would be to perform rescue experiments with cyclin E1 overexpression, by using Quantitative Image-Based Cytometry (QIBC) or flow cytometry (EdU incorporation + Hoecsht staining) to monitor cell cycle changes and define the interplay between these molecules mechanistically. However, this alone cannot exclude the presence of alternative substrates of DDX3X regulation influencing cell cycle phase transition. A more holistic approach, such as an interactome analysis through mass spectrometry, may be helpful. Additionally, mild mitotic stress often results in cell cycle arrest in the subsequent G0/G1 phase, which can resemble the G1/S transition impairment described by the authors. Consequently, the statement "Here we identify Ser584 O-GlcNAcylation of DDX3X (...) as a key regulator of G1/S transition" is not well-supported (to do so, the authors should define the temporal pattern of such post-translational modification). It would also be interesting to determine whether the reduction in cell viability is due to a simple slowdown of the cell cycle or apoptotic induction.
      3. Weak Correlative Link: While the link between OGT/OGA and the cell cycle is well-established (see review Saunders et al., 2023) due to the multitude of targets subjected to this post-translational regulation, the correlative link between DDX3X mutations and cell cycle effects is further weakened by the fact that cyclin E1 knockout mice are indistinguishable from their wild-type littermates.

      Minor comments:

      Throughout the text, the authors refer to figures out of alphanumerical order, making the reading experience extremely difficult. To enhance readability, it is essential to present figures in a logical, sequential manner. Additionally, for further comments I would suggest to implement the text with line numbers.

      Significance

      Overall, the major novelty of the manuscript is the interesting link between DDX3X, its O-GlcNAcylation, and cell cycle regulation. However, this section requires the most intense revision to ensure robustness and clarity of the findings.

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      Referee #2

      Evidence, reproducibility and clarity

      Missense mutations in OGT are causative in X-linked intellectual disability disorders, termed OGT-CDG. This paper identifies O-GlcNAcylation (OGN) at Ser584 of DDX3X, a known intellectual disability and microcephaly associated protein, as a regulator of G1/S transition, inhibiting the proteasome degradation of DDX3X. This OGN site controls the degradation of DDX3X. Lack of OGN at Ser 584 results in more rapid degradation of the protein, which affects the cell cycle. The study shows that dysregulation of DDX3X-dependent translation and concomitant impairments in cortical neurogenesis as a pathway disrupted in OGT-CDG. Overall, a well written paper. The data support the author's conclusions.

      Figure 6 D - text last paragraph on page 16, and in supplement where you use RL2 - You need to do the control to show that RL2 staining goes away in the presence of free GlcNAc or when you galactosylate the protein. This control would indicate that you are detecting the sugar, not the protein backbone.

      Significance

      This well prepared paper is highly significant. 1) It provides mechanistic insights into a cause of human intellectual disability; 2) It helps elucidate the role of O-GlcNAcylation in nutrient regulation of the cell cycle. 3) It provides more data on the roles of DDX3X.

      The paper is of significant general interest.

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      Referee #1

      Evidence, reproducibility and clarity

      O-GlcNAcylation is a post-translational modification and plays a crucial role in neurodevelopment. Variants of O-GlcNAc transferase (OGT) are linked to OGT Congenital Disorder of Glycosylation (OGT-CDG), a syndrome causing intellectual disability. Microcephaly in OGT-CDG patients suggests the involvement of cell cycle dysregulation and abnormal neurogenesis. Mitchell et al. identify Ser584 O-GlcNAcylation of DDX3X, a protein associated with intellectual disability and microcephaly, as a regulator of G1/S-phase transition. They show that this PTM of DDX3X stabilises and prevents the targeting of DDX3X to the proteasome and therefore its degradation. Reduced DDX3X levels in an OGT-CDG mouse model and decreased expression of DDX3X-target gene cyclin E1 suggest impaired cell cycle control and cortical neurogenesis as pathways affected in OGT-CDG.

      This study introduces DDX3X as a novel target for O-GlcNAcylation, which enhances its stability and ensures proper regulation of the cell cycle, particularly through its target cyclin E1. While the findings regarding DDX3X O-GlcNAcylation and the identification of the modified residue are compelling, addressing several issues regarding the link between O-GlcNAc of DDX3X-cell cycle regulation and neurodevelopmental impact would enhance the study's robustness.

      Major points requiring attention:

      1. Although HEK cells are effective for studying molecular mechanisms and post-translational modifications through siRNA and variant overexpression manipulations, they lack functional relevance in a neuronal context. Consequently, the connection between molecular findings and observed phenotypes in mice is tenuous. It is suggested that the authors attempt to replicate these results (Figures 4 and 5) using a neuronal differentiation model employing ESCs or iPSCs.
      2. While employing variant overexpression following siRNA-mediated reduction of the endogenous protein is a direct method to illustrate the effects of mutated DDX3X variants, the authors stress a connection between this regulatory mechanism and neurodevelopmental defects. Therefore, it would be justifiable for the authors to create cell lines by editing the endogenous DDX3X gene and demonstrate the effects of O-GlcNAc, disruption of DDX3X target levels, and cell cycle regulation. Combining these approaches (from points 1 and 2), the authors could generate iPSC/ESC lines containing the DDX3X mutations and examine their effects within a neuronal differentiation context. Such an approach would significantly enhance the impact of this study.
      3. The finding of diminished DDX3X levels in OGT mutant mice and the consequent reduction in O-GlcNAc represents a pivotal connection to the observed neurodevelopmental defects in OGT-CDG. However, this aspect of the research remains somewhat unclear, as it has not been definitively demonstrated that O-GlcNAc levels of DDX3X in OGT mutant mice are indeed decreased. Without this confirmation, the causal relationship between OGT malfunction, O-GlcNAc, and reduced DDX3X levels cannot be firmly established. There is a possibility of indirect effects, and merely observing correlation does not suffice to draw the robust conclusions presented in this paper. To address the uncertainty surrounding Figure 6D, attributed to the antibody's declared lack of specificity, the authors should conduct additional experiments.
      4. The study places significant emphasis on this phenotype and seeks to elucidate it, at least partially, through the O-GlcNAcylation of DDX3X. However, a precise description or depiction of this phenotype is absent. Understanding the phenotype of the OGT-CDG mice necessitates consulting existing literature. The authors ought to contemplate providing brain sections with relevant staining to (i) showcase the microcephaly phenotype and (ii) bolster their assertion regarding the dysregulated cell cycle by utilising appropriate marker stainings for the progenitor cells during embryonic development.

      Minor issue:

      Consider replacing in cellulo with in vitro

      Significance

      The study provides an in-depth biochemical analysis of the O-GlcNAcylation of DDX3X, identifying it as a novel target. However, limitations stem from the absence of a robust causal connection between OGT-DDX3X and neurodevelopmental effects, as well as the utilization of HEK cells rather than a neuronal model. Moreover, the study would gain from exploring endogenous proteins instead of solely relying on siRNA and OE methods to investigate the cellular and functional impacts of DDX3X O-GlcNAcylation. Overall, the study provides a mechanistic advance regarding O-GlcNAc PTM and the targets of OGT. This work could be of interest to audiences interested in neurodevelopment, as well as PTM of non-histone proteins.

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      This manuscript uses C. elegans as a model to interrogate the effects of autism-associated variants of previously unknown function in the RNA-binding protein RBM-26/RBM27.

      Despite its potential impact, there are several concerns related to the technical rigor and specificity of the observed effects.

      Major concerns: 1. The effects on PLM are interesting, but why was this neuron selected for study? Was this a lucky guess or are other axons also affected? It is important to clarify whether the effects of RBM-26 are specific to this neuron or act pleiotropically across many or all neurons. According to CeNGEN, rbm-26 is strongly expressed in the well-characterized neurons ASE, PVD, and HSN. Are there morphological defects in these neurons, or others? As a note, there are also functional assays for these neurons (salt sensing, touch response, and egg laying, respectively).

      We have added new data to the supplemental materials showing that loss of rbm-26 function also causes the beading phenotype in the axons and dendrites of the PVD neuron (Figure S4 and lines 196-199). We have focused on the PLM neuron because our preliminary studies indicated that it had a higher penetrance of axon defects relative to the PVD neuron. Moreover, we observed expression of endogenously tagged RBM-26 in the PLM neuron (Figure 3A-C and lines 210-215).

      Similarly, the choice of the MALSU homolog seemed like a shot in the dark. It is ranked 46th (out of 63 genes) for fold-enrichment following RBM-26 pull-down, and 9th for p-value. Were any of the mRNAs with greater fold-enrichment or smaller p-values examined further? It is important to determine whether many or all of these interacting genes are overexpressed in the absence of RBM-26 and whether they are also required for the phenotypic effects of RBM-26 mutants, or if the MALSU homolog is special.

      We have clarified our reasoning for selecting the MALS-1 ortholog of MALSU1 for further study (see lines 283-284 and Table S2). Amongst binding partners with human orthologs, MALS-1 was by far the top ranked candidate. The adjusted p-value for MALS-1 was 0.0008. The next smallest adjusted p-value was two orders of magnitude larger (0.028 for dpy-4). Moreover, the log2fold fold enrichment for MALS-1 was 1.98, about the same as the largest (ACADS with 2.13). Nonetheless, we agree that some of the other interactors may also be of interest and have thus included them in the supplemental table S2. Although these other potential binding partners are outside the scope of this study, we expect that future studies by ourselves or others may focus on the roles of these other binding partners.

      In addition to the specificity controls mentioned above, positive and negative controls are needed throughout the results. While each of these may be relatively minor by itself, as a group they raise questions about the technical rigor of the study. Briefly these include: Fig 1C. Missing loading controls and negative control (rbm-26 null allele). Additional exposures should be included to show whether RBM-26(P80L) protein or the lower band for RBM-26(L13V) are present at all, relative to the null allele.

      We have added no-stain loading controls to figure 1C. We have also switched to using ECL detection, which is much more sensitive and reveals faint bands for RBM-26(P80L) and additional faint bands for RBM-26(L13V). In addition, we have included a longer exposure for the blot (Figure S1). We are unable to test the null, as we can only produce a limited number of small maternally rescued progeny, thereby precluding western blot analysis.

      Fig 2. Controls to distinguish overextension of PLM axon from posterior mispositioning of ALM cell body are needed. Quantification of PLM axon lengths in microns (or normalized to body size) with standard deviation, not error of proportion, should be shown. Measurement of "beading phenotype" should be more rigorous, see for example the approach in Rawson et al. Curr. Biol. 2017 https://doi.org/10.1016/j.cub.2014.02.025 . The developmental stage examined, and the reason for choosing that stage, should be described for this and all figures.

      We have added new data that shows PLM axon length relative to body length for each of the RBM-26 mutants (Figure S2 and lines 183-185). These results indicate that the PLM axon has a larger axon length to body length ration, suggesting that the PLM/ALM overlap phenotype is a result of PLM axon overextension. For most experiments, we retain penetrance, as this has been standard practice in the field and allows for a much larger sample size (see examples listed below). We have also added examples of how the beading phenotype was measured (Figure S3). Moreover, we have now analyzed this phenotype and others at multiple developmental stages (Figures 2D-H and Table S1). In general, we have conducted experiments at the L3 stage because the rbm-26(null) mutants don't survive past this stage. However, for many of our experiments we have also included additional stages as well. We have added this explanation to the methods section of phenotype analysis and also at various locations throughout the text. We have also labeled all graphs to clearly indicate the developmental stages and included.

      10.1038/s41467-019-12804-3 Article by laboratory of Brock Grill

      10.1371/journal.pgen.1002513 Article by laboratory of Ian Chin-Sang

      doi.org/10.1073/pnas.1410263111 Article by laboratory of Chun-Liang Pan

      10.1016/j.neuron.2007.07.009 Article by laboratory of Yishi Jin

      doi.org/10.1523/JNEUROSCI.5536-07.2008 Article by laboratory of William Wadsworth

      Fig 3. Controls without auxin and with neuronal TIR1 expression alone should be included. Controls demonstrating successful RBM-26 depletion, in larvae as well as in embryos at the time of PLM extension, should be included (weak embryonic depletion might explain why the overextension phenotype is only 14% instead of 40% as in the null). According to CeNGEN, rbm-26 expression in PLM is barely detected, thus depletion with a PLM-specific TIR1 should also be tested. To confirm the authors' identification of the cell marked "N" as the PLM cell body, co-expression of rbm-26 and a PLM-specific marker should be added. Rescue of the rbm-26 mutants with neuronal (and PLM-only) expression should be included to test sufficiency in PLM, and as a further control for potential artifacts of the AID system.

      We have added new data showing that an endogenously tagged RBM-26::Scarlet protein is expressed in the PLM neuron (Figure 3A-C). Moreover, we have added rescue experiments, showing that a Pmec-7::rbm-26::scarlet transgene can rescue the beading phenotype and the PLM/ALM overlap phenotype (Figure 3 F-G). We have also added controls without auxin (Figure S7) __and without the rbm-26::scarlet::aid gene (Figure S8). We have added a new figure showing auxin-mediated depletion of RBM-26::Scarlet::AID in the PLM neuron (Figure S10)__. We examined auxin-mediated depletion at the L3 stage for consistency with our auxin-mediated phenotypic experiments. Moreover, these were done at the L3 stage for consistency with other experiments that included the rbm-26(null) mutants, which don't survive past this stage.

      In general, auxin-mediated knockdown tends to be hypomorphic in neurons. This is likely due to the fact that the neuronal TIR1 driver is expressed at much lower levels relative to the other drivers. In addition, the lower penetrance observed in auxin-mediated PLM/ALM overlap phenotype could reflect the fact that this phenotype resolves by the L4 stage in the hypomorphic mutants. For example, in P80L mutants at the L3 stage we see only about a 20% penetrance of the PLM/ALM overlap phenotype (relative to about 15% in auxin-mediated knockdown).

      Fig 4. More rigorous quantification of the distribution of mitochondria along the axon should be included, not only total number, and it should be clarified what region of the axon the images are taken from. Including the AID-depletion strain with and without auxin would further add to the sense of rigor. For the mitoTimer experiments, why is RBM-26(L13V) not included and why do wild-type values differ ~5-fold between experiments (despite error bars being almost non-existent)? A more rigorous approach to standardizing imaging conditions may be needed. Positive controls using compounds that affect oxidation should be included. Measurements of individual mitochondria with standard deviations should be shown, rather than aggregate averages with error of proportion.

      We have changed our methodology for measuring mitochondria, so that we now report the density of mitochondria in the axon (number per 100µm), (Figure 4E-F). We agree that this method is much better than counting the total number of mitochondria per axon, as it corrects for differences in body length and axon length). We also now include data for the whole axon (Figure 4E), proximal axon (Figure 4G), and distal axon (Figure 4H). These data suggest that the mitochondrial density defects occur in the proximal axon but not in the distal axon. Using the null allele, we have also examined the timing of mitochondria defects in the axon and report that the defects begin in the L1 stage and continue throughout larval development (Figure 4F). Individual datapoints have been added for all graphs in Figure 4.

      For the mitoTimer experiments (Figure 5), we have added data for L13V and have added the individual datapoints to the graph. In the prior version, the values did not differ 5-fold between experiments with the same stage, rather the different graphs were from different stages (as noted in the figure legends/main text) and the L4 stage has much more oxidation than the L2 stage. To clear this up, we have added labels to the graphs to indicate the stages for each experiment. We have also added new data, so that we now show results for the L2, L3, and L4 stages for all three rbm-26 mutants (see Figure 5C-E). We didn't test the L1 stage because the signal was not sufficient for accurate quantitation.

      Fig 5. Additional positive and negative controls should be added, including additional rbm-26 alleles, the AID-tagged strain with and without auxin, and a rescued mutant.

      The old Figure 5 has become Figure 6 in the new version. We have added the rbm-26(L13V) allele to each experiment, (Figure 6B-D). We have also added the loading controls for the western blot along with quantification for 3 biological replicates of the western blot analysis (Figure 6D). We agree that these additions significantly strengthen the data because they show that two independent alleles of rbm-26 cause very substantial increase in the expression of mals-1 at both the mRNA and protein levels. We did not do these experiments with the rescuing transgene or with the AID-tagged strain because these experiments are done on whole worm lysates, whereas the AID-tagged and rescuing transgene are neuron-specific.

      Fig 6. Controls showing whether the Scarlet-tagged protein is functional are needed, to rule out dominant negative or toxicity-related effects.

      This is Figure 7 in the new version. For this experiment, we are showing that overexpression of MALS-1 does cause defects. The idea is that excessive amounts of MALS-1 causes deleterious effects to the mitochondria. In fact, these defects could be considered as dominant negative or toxic. We considered the possibility of crossing the Pmec-7::mals-1::scarlet transgene with rbm-26; mals-1 double mutants. However, this does not seem workable, because the single copy Pmec-7::mals-1::scarlet transgene produces the phenotypes at penetrances that are similar to what we observe in rbm-26; mals-1 double mutants. We concede that the results of the overexpression experiments in Figure 7 are limited when considered in isolation. However, we think that they are meaningful when considered in combination with the results on the mals-1;rbm-26 double mutants in Figure 8.

      Fig 8. Controls for other mitochondrial components need to be included. It is important to determine if the decrease in ribosomes is specific or reflects a general decrease in mitochondria. If there are fewer mitochondria as suggested in Fig. 4, then of course mitochondrial ribosomal protein levels are also reduced. Additional rbm-26 alleles should be included here as well. Is this effect dependent on the MALSU homolog?

      This is Figure 8D-E in the new version. We have added new data showing that the decrease in MRPL-58 expression that is caused by the rbm-26(P80L) mutation is dependent on MALS-1. We concede that these experiments cannot be used to determine anything about the mitoribosomes per se, but rather serve as an alternative way of testing the effect of rbm-26 on mitochondria. We have revised the text accordingly (lines 355-357). Given these limitations we have elected not to try additional mitochondrial markers and have also not included additional rbm-26 alleles for this experiment.

      Finally the authors should address concerns about image manipulation, which amplify the concerns about technical rigor outlined above. The image in Fig. 2A appears to have a black box placed over the lower-right portion of the field to hide some features. Black boxes also appear to have been placed over the tops of images in Fig. 4B and 4D and at the left of Fig. 6A, 6B, and 6C. While these manipulations probably do not affect the conclusions, they further undermine confidence in data integrity and experimental rigor.

      We have corrected all of these image processing errors. The box in 2A was for the purpose of squaring off a corner that was clipped during image rotation. The boxes in Figures 4 and 6 (of the prior version) were added to give space for labels (without obscuring image features). We have now used alternative methods to accomplish the same goals. For example, in Figures 4-D we have placed the labels outside of the images.

      Minor points. 1. C. elegans nomenclature conventions should be followed: - C. elegans gene names have three or four letters, thus the MALSU homolog cannot be named "malsu-1". Please have new gene names approved by WormBase BEFORE submitting for publication http://tazendra.caltech.edu/~azurebrd/cgi-bin/forms/gene_name.cgi

      We have changed malsu-1 to mals-1. In addition, both mals-1 and mrpl-58 have now been approved by wormbase and will be listed on the website upon its next update.

      • If two sequential CRISPR edits are made on the same gene then they should be listed as a compound allele, such as rbm-26(cue22cue25)

      We have updated our gene names to reflect this convention.

      • Genes on the same chromosome should not be separated with a semicolon, for example rbm-26(cue40) K12H4.2(syb6330)

      We have updated our gene names to reflect this convention.

      Describing the defects as "neurodevelopmental" is misleading in the case of axon beading or degeneration. Similarly, there is no evidence for an "axon targeting" defect as stated in the abstract.

      We have revised such that instead of referring to degeneration phenotypes as neurodevelopmental, we now refer to axon degeneration phenotypes that occur during development. For example, in the abstract we now say, "These observations reveal a mechanism that regulates expression of a mitoribosomal assembly factor to protect against axon degeneration during neurodevelopment.

      Regarding targeting defects, this was meant to refer to the misplacement of the PLM axon tip (which contains electrical synapses). However, our subsequent analysis has revealed that these defects are transient in P80L and L13V mutants, as they resolve by the L4 stage. The rbm-26 null axon development defects do not resolve, though these mutant die prior to the L4 stage. Given these findings, we have decided not to use the term of targeting defects. Instead, we now refer to this as an axon tiling defect or PLM/ALM overlap phenotype.

      In Fig. 5A, the symbol that appears to correspond to F59C6.15 (lowest p-value) is a different size than the others and is colored as ncRNA, whereas WormBase annotates this gene as snoRNA.

      This error has been corrected.

      In the Introduction, the last sentences of the first two paragraphs should be varied ("However, little is known about the [...] mechanisms that protect [...] during neurodevelopment.")

      This has been done.

      Why is RBM-26 protein running as a doublet at both sizes?

      We have improved our western blotting methodology by using 12% gel, allowing for better resolution. We have also switched from colorimetric detection to ECL detection, allowing for greater sensitivity. In our new blots, we identify 6 different RBM-26 protein bands. We don't know the reason for these bands, but speculate that they are the result of post-translational processing (148-150).

      When showing the RBM-26 expression pattern (Fig. 3) please include a lower-magnification image of the entire animal.

      This has been done (Figure S6)

      It is confusing to refer to the RNA IP experiments as an "unbiased screen", which in C. elegans typically refers to a genetic screen.

      We now refer to this as a "biochemical screen".

      The relationship between axon overextension, beading, and mitochondrial localization is not clear. What causal connection between these is being proposed? The causal connections between these phenotypes, if any, should be clarified experimentally. For example, if the axon extension defects develop before mitochondrial localization defects, then it is unlikely that mitochondrial defects cause axon overextension.

      We have added new data showing that the reduction in mitochondrial density within the axon begins during the L1 stage and increases throughout larval development (Figure 4F). We have also added additional data showing that the increase in mitochondrial oxidation is weak in the L2 stage and surges in the L3 stage (Figure 5C-E), coincident with the beginning of the axon degeneration phenotypes. We propose (lines 383-391) that a low level of mitochondrial defects is present in L1 larvae, giving rise to the axon tiling defects. In the L3 stage there is a surge in excessive mitochondrial oxidation, giving rise to the axon degeneration phenotypes. We have added a new section to the discussion that addresses the relationship between defects in axon development and axon degeneration (lines 375-405).

      Please explain how to interpret the difference in axon beading in the two deletion alleles of the MALSU homolog (axon beading defects in tm12122 but not in syb6330). Is syb6330 not a null allele? Or are the defects in tm12122 due to other mutations in this strain background?

      One likely reason for this difference is that tm12122 is predicted to cause a partial deletion of the mals-1 coding sequence, whereas the syb6330 is a full deletion. Thus, the tm12122 could be acting as a dominant negative. In fact, prior work on the MALSU1 ortholog has indicated that this protein is subject to interference by a dominant negative construct (see Rorbach et al, Nucleic Acids Res 2012). Nonetheless, we cannot rule out the possibility of a linked second mutation in tm12122. However, since we have found similar phenotypes and genetic interactions with both alleles, we can conclude that these phenotypes and interactions are due to loss of MALS-1, rather than a second mutation.

      Are mitochondria reduced in number or mislocalized? If they are reduced in number, is this due to altered balance of fission/fusion?

      We have adjusted our methods for quantifying mitochondria and have also analyzed the proximal vs distal axon (Figure 4). We find that the density of mitochondria is decreased in the proximal axon, but not in the distal axon. We speculate that this might reflect a higher demand on mitochondria in the proximal axon, due to a higher amount of trafficking activity in the proximal axon (lines 255-257). We propose that the loss of RBM-26 causes dysfunction in mitochondria. Since fission and fusion are mechanisms that can help to repair damaged mitochondria, it is likely that they would be involved in the phenotypes that we observe.

      In Fig. 3A-D, please keep the labels in the same position in all panels and do not alter brightness settings between single-color and merged panels.

      These images have been moved to the supplemental data section (Figure S5). We have adjusted the labels as suggested. We have not changed the brightness settings, as they were already the same in all panels. However, the blue signal in the merged panel does obscure some of the red signal, giving an appearance of an alteration in color balance.

      The claim that rbm-26 acts cell-autonomously requires PLM-specific depletion and rescue experiments.

      We have added new data indicating that a Pmec-7::rbm-26::scarlet transgene can rescue the beading phenotype (Figure 3F-G).

      **Referees cross-commenting** I appreciate the use of the consultation session to resolve differences between reviewers, but in this case I fully agree with the content and tone of all the comments from the other reviewer -- I think our remarks are very well aligned!

      Reviewer #1 (Significance (Required)):

      The study engineers autism-associated variants in conserved residues of RBM27 into the C. elegans homolog RBM-26 and identifies neuronal phenotypes potentially relevant to autism and a potential molecular mechanism involving regulation of mitochondrial ribosome assembly.

      The key claims of the study are 1} that autism-associated variants in RBM-26 decrease its protein expression; 2} that impaired RBM-26 function leads to a variety of defects in development and maintenance of a single neuron called PLM, including altered axonal localization of mitochondria; 3} that RBM-26 normally binds the mRNA for the C. elegans homolog of MALSU, a mitochondrial ribosomal assembly factor; 4} that loss of RBM-26 leads to overexpression of the MALSU homolog; and 5} that MALSU is required for some of the deleterious effects on the PLM neuron seen in RBM-26 mutants.

      This study will be of interest to the autism research community because it bolsters the idea that variants in RBM27 are likely to disrupt gene function and to affect neuronal health. It will also be of interest to the broader cell biology community because it suggests an interesting potential nucleus-to-mitochondria signaling mechanism, in which a nuclear RNA-binding protein might regulate assembly of mitochondrial ribosomes.

      My field of expertise is developmental biology in C. elegans.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary In this manuscript, the authors studied an ASD-associated gene, rbm-26 in neuronal morphology using the touch receptor neuron PLM in C. elegans, and found that loss-of-function rbp-27 causes overextension and the formation of bulb-like structures in the axon. Using UV-crosslinking RNA immunoprecipitation and RNA-Seq, they identify malsu-1 as a target of rbm-26. Genetic analyses suggest malsu-1 likely functions downstream of rbm-26 in controlling the PLM morphology. Major comments:

      • The authors describe RBM27 is associated with ASD and ID while they only cite SFARI paper that describes a weak association of RBM27 to ASD. The appropriate referenced that show link between RBM27 and ID should be provided. The link with ID was an error. We had meant to say "ASD or other neurodevelopmental disorders." This has been corrected.

      • SFARI database only has three (P79L, R190Q, G348D) mutations listed as ASD-associated. Where are other mutations L13V and R455H, particularly L13V that the authors used to generate the C. elegans mutant come from? Are they associated with intellectual disabilities? The others came from the devovo-DB. We have added a reference for this database and have also added the primary source references for each of the five de novo variants (see line 121).

      • The authors should be very careful when describing 'gene X causes Y diseases'. Many (if not all) of the examples described in this manuscript are disease-associated genes without validation to be causal genes. We have revised accordingly. For example on lines 433-435, we now say," For example, mutations in the EXOSC3, EXOSC8 and EXOSC9 are thought to cause syndromes that include defects in brain development such as hypoplasia of the cerebellum and the corpus callosum". We have decided to use the phrase "thought to cause" because three of the five referenced articles on these genes use titles that indicate causation.

      • The authors refer PLM axon beading and overextension phenotypes to 'axon degeneration and targeting defects'. The authors must provide additional evidence of axon degeneration (see below). Also the term 'targeting defects' is misleading as the authors did not examine if overextension of the PLM axon causes targeting defects. At least they should examine some synaptic markers. To provide more evidence of degeneration we have analyzed several additional phenotypes at multiple developmental stages (Figure 2 and Table S1). Regarding targeting defects, this was meant to refer to the misplacement of the PLM axon tip (which contains electrical synapses). However, our subsequent analysis has revealed that these defects are transient in P80L and L13V mutants, as they resolve by the L4 stage. The rbm-26 null axon development defects do not resolve, though these mutant die prior to the L4 stage. Given these findings, we have decided not to use the term of targeting defects. Instead, we now refer to this as an axon tiling defect or PLM/ALM overlap phenotype.

      • Neuronal phenotypes (axon overextension and beading) should be examined at different developmental timepoints (larval, young adult, and aged animals) to test if these phenotypes are indeed degenerative instead of developmental defects. We have included new data to observe all of these phenotypes at multiple developmental time points (Figure 2 and Table S1).

      • The authors use the blebbing (beading) phenotype in the axon as the sole evidence of neurodegenerative properties of the PLM neuron. A more thorough analysis of this phenotype as done by others (Pan PNAS 2006) must be provided to support the authors' claim that this phenotype represents neurodegeneration. We have included new data on multiple degenerative phenotypes in axons including: blebbing, beading, waviness and breaks (Table S1).

      • The number of beads per axon should be quantified to better represent the severity of rbm-26 mutant. Individual samples should be plotted in the quantification instead of showing the percentage of animals. We have added data on the density of beads in rbm-26(null), rbm-26(P80L), and rbm-26(L13V) mutants (Figure S3). For most experiments we have decided to use penetrance to measure axon degeneration because this is a standard in the field and allows for a larger sample size. For examples please see:

      10.1523/JNEUROSCI.1494-11.2012 (Toth et al, 2012)

      https://doi.org/10.1016/j.cub.2014.02.025 (Rawson et al, 2014)

      10.1073/pnas.1011711108 (Pan et al, 2012)

      https://doi.org/10.7554/eLife.80856 (Czech et al, 2023)

      https://doi.org/10.1016/j.celrep.2016.01.050 (Nichols et al, 2016)

      • Based on the single gel image in Fig. 1C with no loading control, the P80L mutant appears to have no protein expression. How is the P80L viable while the null mutant is lethal? The authors should quantify the protein expression levels from multiple blots with proper loading controls. If P80L mutation is introduced into RBM-26::mScarlet strain can it cause depletion of the signal in vivo? We have added new data showing that the RBM-26::Scarlet signal is diminished by the P80L mutation in vivo (Figure 1E-F). We have also added quantification from 3 biological replicate blots (Figure 1D). Finally, we have improved the sensitivity of our blots by using ECL detection and also show various exposures to highlight the fainter bands (Figures 1C and S1). Therefore, we are now able to detect low level expression of RBM-26(P80L) mutant protein. It is likely that the low level of RBM-26(P80L) and RBM-26(L13V) seen on western blots is sufficient to prevent the lethal phenotype.

      • 'Moreover, loss of either the SPTBN1 or ADD1 genes causes a neurodevelopmental syndrome that includes autism and ADHD' References are missing, and as described above, be extra careful when indicating causality. Very few genes are known to cause ASD and ADHD. We have added the citations for this work (line 81). We also note that the titles for both of the cited articles indicate causation. To be on the safe side we have revised this line to say, "Moreover, loss of either the SPTBN1 or ADD1 genes are thought to cause a neurodevelopmental syndrome that includes autism and ADHD"

      • Fig. 3E F, the authors should use the strains that express TIR1 specifically in the touch receptor neurons to argue cell autonomous function of RBM-26. Alternatively, the authors may conduct PLM neuron-specific rescue experiments to test the sufficiency. We have added new data indicating that a Pmec-7::rbm-26::scarlet transgene can rescue the beading phenotype and the PLM/ALM overlap phenotype (see Figure 3F-G).

      • 'Loss of RBM-26 causes mitochondria dysfunction in axons.' The authors did not examine mitochondria function in axons. They only examined the number of mitochondria, and ROS production in the soma. The authors should provide additional evidence to support the idea that elevated ROS production in the soma is due to mitochondrial dysfunction in axons. Also, the authors should use both P80L and L13V for this experiment, and indicate individual datapoint as dots. Here, they quantified at the L4 stage, which the authors should justify. We have added the L13V data to this experiment and now show the individual data points. In addition, we have now conducted this analysis at the L2, L3 and L4 stages (Figure 5C-E). We have also revised the text to indicate that loss of rbm-26 function causes mitochondrial dysfunction in the cell body which could potentially cause a reduction of mitochondria in the axon (see lines 100-101 and 268-270). We speculate that mitochondria in the axon are also dysfunctional. However, the mitoTimer signal is not bright enough in axons to allow for quantification.

      • Figure 5B and C: the authors should also use L13V to quantify malsu-1 mRNA and protein level, and include quantifications in panel C (from multiple blots). This is Figure 6 in the new version. We have added new data for expression of mals-1 mRNA and protein in rbm-26(L13V) mutants (Figure 6B-D). We have also included quantifications from 3 biological replicates (Figure 6D).

      • In the rbm-26 mutant, the number of mitochondria is reduced, while the amount of MALSU-1 protein is increased. If MALSU-1 is specifically localized at mitochondria in wild type, where does the excessive MALSU-1 go in the rbm-26 mutants? Quantification of MALSU-1 signal intensity should be provided. Our Pmec-7::mals-1::scarlet transgene uses the tbb-2 3'UTR and causes an overexpression phenotype. To address the question posed by the reviewer, we would need to express MALS-1 at endogenous levels. Given that endogenous levels of MALS-1 are very low, it is unlikely that we would be able to visualize its expression. Nonetheless, as a way to address this question we have attempted to create a single copy Pmec-7::mals-1::scarlet transgene that utilizes the mals-1 endogenous 3'UTR. We have tried multiple approaches for generating this construct, but all have failed, likely due to sequence complexities within the mals-1 3'UTR. While we cannot say where the extra MALS-1 protein goes, we think that it is likely overloaded into the remaining mitochondria and could also be in the cytosol as well.

      • Figure 7C: malsu-1 knockout mutants exhibit PLM overextension phenotype, which is not consistent with their model. The authors should discuss this in detail. We have added a paragraph to the discussion explaining that mitochondria function could be disrupted by either MALS-1 overexpression or by MALS-1 loss of function (lines 471-480).

      • 'To validate these findings, we also repeated these experiments with an independent allele of malsu-1, malsu-1(tm12122) and found similar results (Fig. 7A-C).' The malsu-1(tm12122) exhibits beading phenotype and more severe overextension phenotype which the authors must describe and discuss more carefully. One likely reason for this difference is that tm12122 is predicted to cause a partial deletion of the mals-1 coding sequence, whereas the syb6330 is a full deletion. Thus, the tm12122 could be acting as a dominant negative. In fact, prior work on the MALSU1 ortholog has indicated that this protein is subject to interference by a dominant negative construct (see Rorbach et al, Nucleic Acids Res 2012). Nonetheless, we cannot rule out the possibility of a linked second mutation in tm12122. However, since we have found similar phenotypes and genetic interactions with both alleles, we can conclude that these phenotypes and interactions are due to loss of MALS-1, rather than a second mutation (albeit at a slightly different penetrance). We have added these considerations to the results section (lines 342-244).

      • Figure 8: The authors should include data from L13V, malsu-1 and rbm-26; malsu-1 mutants. Quantification from multiple blots should be provided. This is Figure 8D in the new version. We have added the malsu-1 and rbm-26;malsu-1 double mutants to this experiment. We have also added quantification from multiple biological replicate blots. As pointed out by the other reviewer, we think that this experiment does not give specific information about mitoribosomes, but is an alternative approach to looking at the reduction in mitochondria. Given this limitation and considering that we have added L13V data to the mitochondria experiment in Figure 8B, we have elected not to add additional data on L13V to the western blot experiment in Figure 8D

      Minor comments: • 'Consistent with a role for mitochondria in neurodevelopmental disorders, some of these disorders include a neurodegenerative phenotype.' Why is it consistent to have neurodegenerative phenotypes if mitochondria is associated with neurodevelopmental disorders? A better explanation would help.

      We have changed this sentence to, "Some neurodevelopmental syndromes feature neurodegenerative phenotypes that occur during neuronal development."

      • L13V is generally more severe in axon overextension phenotype than P80L while protein level is more abundant. The authors should discuss about this. We have also added a time course for the PLM/ALM overlap phenotype mutants (Figure 2D). This new data shows that the PLM/ALM overlap is quite similar overall between the P80L and L13V mutants. Both of these mutations cause an increase in PLM/ALM overlap in early larval development that is resolved by the L4 stage. The P80L phenotype resolves slightly sooner for reasons that are unknown. This could reflect differences in expression within the PLM that are not reflected in the whole worm lysate. This could also be due to a slight difference in the genetic background or other stochastic factors. The key point is that these two independent alleles cause similar phenotype overall, indicating that this phenotype is the result of loss in RBM-26 function.

      • Fig. 2E, F: 'Beading refers to focal enlargement or bubble-like lesions which were at least twice the diameter of the axon in size.' How are the diameters of axons measured? A more detailed quantification method, and examples of measurement should be provided. We have added example measurements to the supplemental section (Figure S3). Additional detail on the measurements are in the Methods section (lines 517-518).

      • Figure 3: The authors should also include low-magnification images to show where RBM-26 is expressed. The current image does now allow identifying cells. The transgene that labels the nuclei of hypodermis should be indicated in the manuscript. Specifically, the expression of the RBM-26 in the PLM should be shown. We have added a low magnification image (Figure S6) and have also added images of endogenously tagged RBM-26:Scarlet in the PLM (Figure 3A-C). The transgenic label for the hypodermis has been added to the legend of Figure S5.

      • Figure 3: 'Tissue specific degradation of RBM-26::SCARLET::AID was achieved due to cell-type specific TIR-1 driver lines (see methods for details).' This information is not provided in the method section. This information has been added to methods section, "Auxin proteindegredation"

      • Fig. 4 E. Values from individual samples should be indicated as dots. Representative images of P80L and L13V should be included. Conduct quantifications at adult stage as the authors use in other quantifications, or justify use of specific developmental stage (L3) they used. Figure 4 has become Figures 4 and 5 in the revised version. We have updated the graphs to include dots for individual data points. We have added quantifications of the mitoTImer experiments for the L2, L3 and L4 stages (Figure 5C-E). We note that our other experiments were done at the L1, L2, L3 and L4 and adult stages. The mitoTimer signal is not sufficient at the L1 stage for quantification. At the adult stage, the red signal becomes saturated. We have added representative images for mitoTimer in P80L and L13V mutants (Figure S9).

      • The genes malsu-1 and mrpl-58 are not listed on wormbase. If the authors would like to designate names to these gene, they should clearly indicate that along with the sequence name. We have changed malsu-1 to mals-1. In addition, both mals-1 and mrpl-58 have now been approved by wormbase and will be listed on the website upon its next update.

      • The authors found that MRPL-58 amount is reduced in rbm-26 mutants (which require additional verifications). This can be explained by the fact that axonal mitochondria number is reduced in the rbm-26 mutants. How did the authors confirm that the reduction in MRPL-58 level is due to the disruption of mitoribosome assembly? This is Figure 8D-E in the new version. We have added new data showing that the decrease in MRPL-58 expression that is caused by the rbm-26(P80L) mutation is dependent on MALS-1. We concede that these experiments cannot be used to determine anything about the mitoribosomes per se, but rather serve as an alternative way of testing the effect of rbm-26 on mitochondria. We have revised the text accordingly (lines 355-357).

      • 'MALSU-1 is a mitoribosomal assembly factor that functions as part of the MALSU1:LOR8F8:mtACP anti-association module [37-39].' I don't think these are known for C. elegans MALSU-1. We have revised to, "MALS-1 is an ortholog of the MALSU1 mitoribosomal assembly factor that functions as part of the MALSU1:LOR8F8:mtACP anti-association module"

      • 'Moreover, our results also suggest that disruption of this process can give rise to neurodevelopmental disorders.' I feel this is a quite a bit of stretch.

      This has been replaced with, "Therefore, we speculate that human RBM26/27 could function with the RNA exosome complex to protect against neurodevelopmental defects and axon degeneration in infants." (lines 371-373)

      **Referees cross-commenting** Yes, many of our comments overlap, and I fully agree with all comments from the other reviewer too. Reviewer #2 (Significance (Required)):

      I found the manuscript interesting particularly the use of innovative techniques in identifying the target of RBM-26, The genetic analyses of rbm-26 and malsu-1 generally support the authors main conclusions that rbm-26 inhibits malsu-1 and be of potential interest to basic neuroscientists and cell biologists. However, the current manuscript looked premature which made my reading experience less pleasant. The phenotypic analyses is superficial compared to works similar to this work, which are insufficient to support the authors' claim of 'axon degeneration and targeting defects'. A number of issues listed above should be addressed before this manuscript is published. The reviewer's expertise: neurodevelopment in model organisms.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      Summary

      In this manuscript, the authors studied an ASD-associated gene, rbm-26 in neuronal morphology using the touch receptor neuron PLM in C. elegans, and found that loss-of-function rbp-27 causes overextension and the formation of bulb-like structures in the axon. Using UV-crosslinking RNA immunoprecipitation and RNA-Seq, they identify malsu-1 as a target of rbm-26. Genetic analyses suggest malsu-1 likely functions downstream of rbm-26 in controlling the PLM morphology.

      Major comments:

      • The authors describe RBM27 is associated with ASD and ID while they only cite SFARI paper that describes a weak association of RBM27 to ASD. The appropriate referenced that show link between RBM27 and ID should be provided.
      • SFARI database only has three (P79L, R190Q, G348D) mutations listed as ASD-associated. Where are other mutations L13V and R455H, particularly L13V that the authors used to generate the C. elegans mutant come from? Are they associated with intellectual disabilities?
      • The authors should be very careful when describing 'gene X causes Y diseases'. Many (if not all) of the examples described in this manuscript are disease-associated genes without validation to be causal genes.
      • The authors refer PLM axon beading and overextension phenotypes to 'axon degeneration and targeting defects'. The authors must provide additional evidence of axon degeneration (see below). Also the term 'targeting defects' is misleading as the authors did not examine if overextension of the PLM axon causes targeting defects. At least they should examine some synaptic markers.
      • Neuronal phenotypes (axon overextension and beading) should be examined at different developmental timepoints (larval, young adult, and aged animals) to test if these phenotypes are indeed degenerative instead of developmental defects.
      • The authors use the blebbing (beading) phenotype in the axon as the sole evidence of neurodegenerative properties of the PLM neuron. A more thorough analysis of this phenotype as done by others (Pan PNAS 2006) must be provided to support the authors' claim that this phenotype represents neurodegeneration.
      • The number of beads per axon should be quantified to better represent the severity of rbm-26 mutant. Individual samples should be plotted in the quantification instead of showing the percentage of animals.
      • Based on the single gel image in Fig. 1C with no loading control, the P80L mutant appears to have no protein expression. How is the P80L viable while the null mutant is lethal? The authors should quantify the protein expression levels from multiple blots with proper loading controls. If P80L mutation is introduced into RBM-26::mScarlet strain can it cause depletion of the signal in vivo?
      • 'Moreover, loss of either the SPTBN1 or ADD1 genes causes a neurodevelopmental syndrome that includes autism and ADHD' References are missing, and as described above, be extra careful when indicating causality. Very few genes are known to cause ASD and ADHD.
      • Fig. 3E F, the authors should use the strains that express TIR1 specifically in the touch receptor neurons to argue cell autonomous function of RBM-26. Alternatively, the authors may conduct PLM neuron-specific rescue experiments to test the sufficiency.
      • 'Loss of RBM-26 causes mitochondria dysfunction in axons.' The authors did not examine mitochondria function in axons. They only examined the number of mitochondria, and ROS production in the soma. The authors should provide additional evidence to support the idea that elevated ROS production in the soma is due to mitochondrial dysfunction in axons. Also, the authors should use both P80L and L13V for this experiment, and indicate individual datapoint as dots. Here, they quantified at the L4 stage, which the authors should justify.
      • Figure 5B and C: the authors should also use L13V to quantify malsu-1 mRNA and protein level, and include quantifications in panel C (from multiple blots).
      • In the rbm-26 mutant, the number of mitochondria is reduced, while the amount of MALSU-1 protein is increased. If MALSU-1 is specifically localized at mitochondria in wild type, where does the excessive MALSU-1 go in the rbm-26 mutants? Quantification of MALSU-1 signal intensity should be provided.
      • Figure 7C: malsu-1 knockout mutants exhibit PLM overextension phenotype, which is not consistent with their model. The authors should discuss this in detail.
      • 'To validate these findings, we also repeated these experiments with an independent allele of malsu-1, malsu-1(tm12122) and found similar results (Fig. 7A-C).' The malsu-1(tm12122) exhibits beading phenotype and more severe overextension phenotype which the authors must describe and discuss more carefully.
      • Figure 8: The authors should include data from L13V, malsu-1 and rbm-26; malsu-1 mutants. Quantification from multiple blots should be provided.

      Minor comments:

      • 'Consistent with a role for mitochondria in neurodevelopmental disorders, some of these disorders include a neurodegenerative phenotype.' Why is it consistent to have neurodegenerative phenotypes if mitochondria is associated with neurodevelopmental disorders? A better explanation would help.
      • L13V is generally more severe in axon overextension phenotype than P80L while protein level is more abundant. The authors should discuss about this.
      • Fig. 2E, F: 'Beading refers to focal enlargement or bubble-like lesions which were at least twice the diameter of the axon in size.' How are the diameters of axons measured? A more detailed quantification method, and examples of measurement should be provided.
      • Figure 3: The authors should also include low-magnification images to show where RBM-26 is expressed. The current image does now allow identifying cells. The transgene that labels the nuclei of hypodermis should be indicated in the manuscript. Specifically, the expression of the RBM-26 in the PLM should be shown.
      • Figure 3: 'Tissue specific degradation of RBM-26::SCARLET::AID was achieved due to cell-type specific TIR-1 driver lines (see methods for details).' This information is not provided in the method section.
      • Fig. 4 E. Values from individual samples should be indicated as dots. Representative images of P80L and L13V should be included. Conduct quantifications at adult stage as the authors use in other quantifications, or justify use of specific developmental stage (L3) they used.
      • The genes malsu-1 and mrpl-58 are not listed on wormbase. If the authors would like to designate names to these gene, they should clearly indicate that along with the sequence name.
      • The authors found that MRPL-58 amount is reduced in rbm-26 mutants (which require additional verifications). This can be explained by the fact that axonal mitochondria number is reduced in the rbm-26 mutants. How did the authors confirm that the reduction in MRPL-58 level is due to the disruption of mitoribosome assembly?
      • 'MALSU-1 is a mitoribosomal assembly factor that functions as part of the MALSU1:LOR8F8:mtACP anti-association module [37-39].' I don't think these are known for C. elegans MALSU-1.
      • 'Moreover, our results also suggest that disruption of this process can give rise to neurodevelopmental disorders.' I feel this is a quite a bit of stretch.

      Referees cross-commenting Yes, many of our comments overlap, and I fully agree with all comments from the other reviewer too.

      Significance

      I found the manuscript interesting particularly the use of innovative techniques in identifying the target of RBM-26, The genetic analyses of rbm-26 and malsu-1 generally support the authors main conclusions that rbm-26 inhibits malsu-1 and be of potential interest to basic neuroscientists and cell biologists. However, the current manuscript looked premature which made my reading experience less pleasant. The phenotypic analyses is superficial compared to works similar to this work, which are insufficient to support the authors' claim of 'axon degeneration and targeting defects'. A number of issues listed above should be addressed before this manuscript is published.

      The reviewer's expertise: neurodevelopment in model organisms.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #1

      Evidence, reproducibility and clarity

      This manuscript uses C. elegans as a model to interrogate the effects of autism-associated variants of previously unknown function in the RNA-binding protein RBM-26/RBM27.

      Despite its potential impact, there are several concerns related to the technical rigor and specificity of the observed effects.

      Major concerns:

      1. The effects on PLM are interesting, but why was this neuron selected for study? Was this a lucky guess or are other axons also affected? It is important to clarify whether the effects of RBM-26 are specific to this neuron or act pleiotropically across many or all neurons. According to CeNGEN, rbm-26 is strongly expressed in the well-characterized neurons ASE, PVD, and HSN. Are there morphological defects in these neurons, or others? As a note, there are also functional assays for these neurons (salt sensing, touch response, and egg laying, respectively).
      2. Similarly, the choice of the MALSU homolog seemed like a shot in the dark. It is ranked 46th (out of 63 genes) for fold-enrichment following RBM-26 pull-down, and 9th for p-value. Were any of the mRNAs with greater fold-enrichment or smaller p-values examined further? It is important to determine whether many or all of these interacting genes are overexpressed in the absence of RBM-26 and whether they are also required for the phenotypic effects of RBM-26 mutants, or if the MALSU homolog is special.
      3. In addition to the specificity controls mentioned above, positive and negative controls are needed throughout the results. While each of these may be relatively minor by itself, as a group they raise questions about the technical rigor of the study. Briefly these include:

      Fig 1C. Missing loading controls and negative control (rbm-26 null allele). Additional exposures should be included to show whether RBM-26(P80L) protein or the lower band for RBM-26(L13V) are present at all, relative to the null allele.

      Fig 2. Controls to distinguish overextension of PLM axon from posterior mispositioning of ALM cell body are needed. Quantification of PLM axon lengths in microns (or normalized to body size) with standard deviation, not error of proportion, should be shown. Measurement of "beading phenotype" should be more rigorous, see for example the approach in Rawson et al. Curr. Biol. 2017 https://doi.org/10.1016/j.cub.2014.02.025 . The developmental stage examined, and the reason for choosing that stage, should be described for this and all figures.

      Fig 3. Controls without auxin and with neuronal TIR1 expression alone should be included. Controls demonstrating successful RBM-26 depletion, in larvae as well as in embryos at the time of PLM extension, should be included (weak embryonic depletion might explain why the overextension phenotype is only 14% instead of 40% as in the null). According to CeNGEN, rbm-26 expression in PLM is barely detected, thus depletion with a PLM-specific TIR1 should also be tested. To confirm the authors' identification of the cell marked "N" as the PLM cell body, co-expression of rbm-26 and a PLM-specific marker should be added. Rescue of the rbm-26 mutants with neuronal (and PLM-only) expression should be included to test sufficiency in PLM, and as a further control for potential artifacts of the AID system.

      Fig 4. More rigorous quantification of the distribution of mitochondria along the axon should be included, not only total number, and it should be clarified what region of the axon the images are taken from. Including the AID-depletion strain with and without auxin would further add to the sense of rigor. For the mitoTimer experiments, why is RBM-26(L13V) not included and why do wild-type values differ ~5-fold between experiments (despite error bars being almost non-existent)? A more rigorous approach to standardizing imaging conditions may be needed. Positive controls using compounds that affect oxidation should be included. Measurements of individual mitochondria with standard deviations should be shown, rather than aggregate averages with error of proportion.

      Fig 5. Additional positive and negative controls should be added, including additional rbm-26 alleles, the AID-tagged strain with and without auxin, and a rescued mutant.

      Fig 6. Controls showing whether the Scarlet-tagged protein is functional are needed, to rule out dominant negative or toxicity-related effects.

      Fig 8. Controls for other mitochondrial components need to be included. It is important to determine if the decrease in ribosomes is specific or reflects a general decrease in mitochondria. If there are fewer mitochondria as suggested in Fig. 4, then of course mitochondrial ribosomal protein levels are also reduced. Additional rbm-26 alleles should be included here as well. Is this effect dependent on the MALSU homolog? 4. Finally the authors should address concerns about image manipulation, which amplify the concerns about technical rigor outlined above. The image in Fig. 2A appears to have a black box placed over the lower-right portion of the field to hide some features. Black boxes also appear to have been placed over the tops of images in Fig. 4B and 4D and at the left of Fig. 6A, 6B, and 6C. While these manipulations probably do not affect the conclusions, they further undermine confidence in data integrity and experimental rigor.

      Minor points.

      1. C. elegans nomenclature conventions should be followed:
        • C. elegans gene names have three or four letters, thus the MALSU homolog cannot be named "malsu-1". Please have new gene names approved by WormBase BEFORE submitting for publication http://tazendra.caltech.edu/~azurebrd/cgi-bin/forms/gene_name.cgi
        • If two sequential CRISPR edits are made on the same gene then they should be listed as a compound allele, such as rbm-26(cue22cue25)
        • Genes on the same chromosome should not be separated with a semicolon, for example rbm-26(cue40) K12H4.2(syb6330)
      2. Describing the defects as "neurodevelopmental" is misleading in the case of axon beading or degeneration. Similarly, there is no evidence for an "axon targeting" defect as stated in the abstract.
      3. In Fig. 5A, the symbol that appears to correspond to F59C6.15 (lowest p-value) is a different size than the others and is colored as ncRNA, whereas WormBase annotates this gene as snoRNA.
      4. In the Introduction, the last sentences of the first two paragraphs should be varied ("However, little is known about the [...] mechanisms that protect [...] during neurodevelopment.")
      5. Why is RBM-26 protein running as a doublet at both sizes?
      6. When showing the RBM-26 expression pattern (Fig. 3) please include a lower-magnification image of the entire animal.
      7. It is confusing to refer to the RNA IP experiments as an "unbiased screen", which in C. elegans typically refers to a genetic screen.
      8. The relationship between axon overextension, beading, and mitochondrial localization is not clear. What causal connection between these is being proposed? The causal connections between these phenotypes, if any, should be clarified experimentally. For example, if the axon extension defects develop before mitochondrial localization defects, then it is unlikely that mitochondrial defects cause axon overextension.
      9. Please explain how to interpret the difference in axon beading in the two deletion alleles of the MALSU homolog (axon beading defects in tm12122 but not in syb6330). Is syb6330 not a null allele? Or are the defects in tm12122 due to other mutations in this strain background?
      10. Are mitochondria reduced in number or mislocalized? If they are reduced in number, is this due to altered balance of fission/fusion?
      11. In Fig. 3A-D, please keep the labels in the same position in all panels and do not alter brightness settings between single-color and merged panels.
      12. The claim that rbm-26 acts cell-autonomously requires PLM-specific depletion and rescue experiments.

      Referees cross-commenting I appreciate the use of the consultation session to resolve differences between reviewers, but in this case I fully agree with the content and tone of all the comments from the other reviewer -- I think our remarks are very well aligned!

      Significance

      The study engineers autism-associated variants in conserved residues of RBM27 into the C. elegans homolog RBM-26 and identifies neuronal phenotypes potentially relevant to autism and a potential molecular mechanism involving regulation of mitochondrial ribosome assembly.

      The key claims of the study are 1} that autism-associated variants in RBM-26 decrease its protein expression; 2} that impaired RBM-26 function leads to a variety of defects in development and maintenance of a single neuron called PLM, including altered axonal localization of mitochondria; 3} that RBM-26 normally binds the mRNA for the C. elegans homolog of MALSU, a mitochondrial ribosomal assembly factor; 4} that loss of RBM-26 leads to overexpression of the MALSU homolog; and 5} that MALSU is required for some of the deleterious effects on the PLM neuron seen in RBM-26 mutants.

      This study will be of interest to the autism research community because it bolsters the idea that variants in RBM27 are likely to disrupt gene function and to affect neuronal health. It will also be of interest to the broader cell biology community because it suggests an interesting potential nucleus-to-mitochondria signaling mechanism, in which a nuclear RNA-binding protein might regulate assembly of mitochondrial ribosomes.

      My field of expertise is developmental biology in C. elegans.

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      Reply to the reviewers

      Reviewer 1

      The paper is overall convincing. However, a little more attention to data presentation and possibly the addition of at least another technique (see below) would greatly strengthen the findings.

      As we hope to demonstrate below, we have taken steps to improve our manuscript on both fronts (data presentation and experimental evidence).

      The absence of statistics catches immediately the eye. I am sure that the shown differences are statistically significant (thanks to the number of analyzed cells), but reporting the result of some statistical test would help the reader in identify the relevant data in a plot. This is somehow necessary considering that sometimes in the text something is deemed to be "significant" or "not significant", and I felt that I really needed that when looking at the plot in Fig. 3D.

      To facilitate the interpretation of figures that contain data from multiple strains (such as the one mentioned by the reviewer), we have carried out a nonparametric single-step multiple comparison test (Games-Howell) to identify mutants whose means differ significantly from each other. To avoid overcrowding the figures, we have graphically summarized the p-values of all pairwise comparisons in a small matrix within the corresponding panel, and provided 99% confidence intervals and p-values of all differences in the Supplement.

      Related to the previous point: for every N/C distribution analysis, a number of analyzed cells is reported. By the way it is written, it seems that the replication relies solely by the cells in that specific population, i.e.: each cell is treated as a replicate. At least I could not find if that is not the case in the legends or in the methods. I wonder what the results would be (and their significance) if each replicate would be a new assay on another population.

      Cell populations exhibit significant variability in their phenotypic characteristics. Consequently, the quantification of a specific feature (e.g., the Sfp1 nuclear/cytoplasmic ratio) across a sample of cells from a given population results in a distribution rather than a single fixed value. For each quantification, we report the number of cells that were used to construct the corresponding distribution, i.e. the sample size. To compare samples from different populations (e.g., different Sfp1 mutant strains), we run them in parallel during microscopy experiments and compare their means, as described above. Throughout our study, we have tried to ensure that we quantify a sufficiently large number of cells to overcome cell-to-cell variability and enhance the reliability of our results.

      In this context, the question of the reviewer is not entirely clear to us, as individual measurements of a sample are not replicates. However, one can replicate the entire experiment on a different day by re-growing the different strains, running microscopy, quantifying the new movies etc. In this sense, the experiments shown in the manuscript consist of single replicates, i.e. experiments that were carried out on the same day, with all the relevant mutants and controls quantified together. However, we have monitored many of our mutants multiple times over the course of our work. For example, Fig. 1 below shows replicates of the Sfp1 N/C ratio distributions at steady-state in the analog-sensitive (A) and wild-type (B) background, which were quantified several times across various experiments. While day-to-day variability in the empirical distributions of the same mutant exists to a small extent, it is quite small.

      The scale of x axes in N/C ratio plots. Besides not being consistent throughout the figures, it originates from 1, visually enhancing the differences.

      We believe the reviewer was referring to the y-axes, as the x-axes represent time. Summarizing the N/C ratio dynamics of different Sfp1 mutants has been challenging. First, the average N/C ratios at steady-state vary considerably across different mutants, as shown in the panels that summarize steady-state N/C ratios. To compare the magnitude and features of their responses, normalization is necessary. We chose to normalize the time series of each mutant to have a mean of 1 prior to the onset of a perturbation. This allows the normalized time series to represent the percentage-wise changes in the Sfp1 N/C ratio upon perturbation.

      Using a common y-axis scale for all plots of N/C ratio dynamics not ideal, as some responses are subtler than others. Additionally, we do not believe that N/C dynamics across different figures need to (or should) be compared to each other. However, within a figure, panels that require comparison are placed in the same row and share the same y-axis scale. We believe that this approach optimizes data visualization and facilitates important visual comparisons.

      Related to the previous point: it is evident from the plots that the N/C ratio is always positive, even in the most deficient of the analyzed mutants. This implies that a relevant fraction of Sfp1 is still nuclear. I thus wonder what the impact of these mutations would be on the actual function of Sfp1. For this reason, I feel that qPCR evaluation of transcripts of Sfp1 target genes is particularly needed. Since lack of Sfp1 is known to yield some of the smallest cells possible, it would also be cool to have an estimate of the size of mutants where Sfp1 is less nuclear. These analyses could confer phenotypical relevance to the data, but would also help in assessing a currently unexplored possibility, that phosphorylation events by PKA influence Sfp1 function besides its localization, i.e.: the still somehow nuclear fraction is not as functional as wt Sfp1 in promoting transcription.

      It is indeed the case that the recorded N/C ratios are larger than 1 in all strains that we have monitored. We have never observed an N/C ratio smaller than 1 using widefield microscopy for two main reasons: first, out-of-focus light from the cytosol above and below the nucleus is added to the nuclear signal, causing the nuclear signal to always be non-zero, even for predominantly cytosolic proteins. Second, both in- and out of focus vacuoles are devoid of the fluorescent protein fusions that we quantify, which reduces the average brightness of the cytosol. For these reasons, even when a protein is largely cytosolic, the average N/C ratio over a cell population is no lower than around 1.5. Keeping these points in mind, one can observe that our most delocalized Sfp1 mutants have an N/C ratio that is around 1.6-1.7, which is very close to the lower limit. This means that these Sfp1 mutants are largely cytosolic, and the nuclear fraction (if non-zero) is quite small.

      We agree that assessing the phenotypic relevance of Sfp1 mutations is of interest. However, this was impossible with our original strains, as we introduced each Sfp1 mutant as an extra copy in the HO locus while leaving the endogenous Sfp1 locus intact. This was done in order to avoid any phenotypic changes that might result from changes in Sfp1 activity.

      To address the suggestion of the reviewer, we therefore deleted the endogenous Sfp1 copy in strains carrying sfp1PKA2A, sfp1PKA2D and sfp113A, leaving only the mutated Sfp1 copy at the HO locus. Surprisingly, the growth rate and drug sensitivity (determined by halo assays) of these single-copy mutants did not differ much in comparison to the mutants carrying the functional Sfp1 copy and from the wild-type (Supp. Figs. 4J and 7). This observation aligns with findings for the single-copy sfp1-1 mutant in [Lempiäinen et al. 2009], which corresponds to sfp1TOR7A in our work. [Lempiäinen et al. 2009] had suggested that Sch9 compensates for the loss of Sfp1 activity via a feedback mechanism, which could explain our results as well. If this is the case, acute depletion of wild-type Sfp1 could unveil transient changes in cell growth, before the compensatory effect of Sch9 was established. Unfortunately, we were unable to efficiently degrade wild-type Sfp1 carrying a C-terminal auxin-inducible degron. Instead, we followed the same approach with [Lempiäinen et al. 2009] and deleted SCH9.

      As we describe in the last section of Results, the difference was dramatic for sfp113A __mutants, which were extremely slow-growing in the absence of Sch9 (doubling time was around 4 hours, but it was hard to estimate because we could not grow the cells consistently). Interestingly, SCH9 deletion had a negative impact on sfp1__PKA2D __but not sfp1__PKA2A __cells (__Supp. Fig. 7). Overall, these results demonstrate that Sch9 can compensate for loss of Sfp1 activity, which makes it challenging to study the impact of Sfp1 mutations on cellular phenotypes.

      To further understand to what extent Sch9 compensates for loss of Sfp1 phosphorylation, we carried out RNA-seq on WT and cells carrying a single copy of sfp113A (with the endogenous SFP1 copy removed). Despite the fact that sfp113A __grow as well as WT, RNA-seq picked up several differentially expressed genes related to amino acid biosynthesis. This surprising finding is presented in the last section of Results, and in __Supplementary Figures 8, 9 and 10. We explore the relevance of these results and their connection with past literature on Sfp1 and Sch9 in the Discussion section.

      I found some typos here and there, and it would greatly help to report them if in the manuscript line numbers were included.

      We apologize for the typos. We have tried to eliminate them, and we have also added line numbers to the manuscript.

      Reviewer 2

      There is no biochemical evidence presented that the putative PKA sites (S105 and S136) are genuinely phosphorylated by PKA. The fact that they match the PKA consensus motif, alone, does not guarantee this. In order to claim that they are looking at the effect of PKA by mutagenizing these residues, the authors have to demonstrate the PKA-dependency of S105 and S136 phosphorylation by, for example, mass spec experiments or western blotting with phospho-specific antibodies (Cell Signaling Technology #9624 for example). Also, does the band-shift caused by PKA inhibition (Fig 3C) is canceled by the S105A/S136A mutation?

      We took several actions to demonstrate that the putative PKA sites are indeed phosphorylated by PKA. We first tried to detect Sfp1 phosphorylation using the antibody mentioned by the reviewer, but failed as the sensitivity of this antibody appears to be quite low. On the other hand, mass spectrometry did not produce the right fragments to detect the sites of interest. We therefore resorted to an in vitro kinase assay using [γ-32P]ATP together with purified PKA and Sfp1. Unfortunately, bacterial overexpression of MBP-tagged Tpk1, Tpk2 and Tpk3 (the catalytic subunits of PKA) was quite challenging and we were unable to produce soluble protein. We therefore resorted to commercially available bovine PKA (bPKA, PKA catalytic subunit, Sigma-Aldrich 539576), which shows high homology to the yeast Tpk kinases [Toda et al. 1987]. Moreover 87% of bPKA substrates have been shown to also be Tpk1 substrates [Ptacek et al. 2005], and bPKA has been used to identify new Tpk substrates in budding yeast [Budovskaya et al. 2005__]. As we show in the revised manuscript, bovine PKA does phosphorylate Sfp1. Moreover, phosphorylation is reduced by 50% in the double S105A, S136A mutant (Fig.1F), and becomes undetectable in the 13A mutant__ (Supp Fig. 6). Together with the rapid response of Sfp1 localization to acute PKA inhibition which we had already reported, we believe that these results provide strong evidence that Sfp1 is a direct PKA substrate, and that the two phosphosites that we identified are functional.

      As the above in vivo experiments do not exclude S105/S136 phosphorylation by other kinases downstream of PKA, in order to claim the direct phosphorylation, the authors need in vitro PKA kinase assay. These biochemical experiments are not trivial, but I think absolutely necessary for this story.

      One cannot exclude that S105/S136 are also phosphorylated by other kinases of the AGC family (note that [Lempiäinen et al. 2009] has already excluded Sch9). However, as we hope to have shown, PKA indeed phosphorylates Sfp1. Examining if other kinases besides PKA and TORC1 target Sfp1 is a very interesting question that should be addressed in future work.

      The authors only look at the localization of Sfp1. To assess its functionality and so physiological impact, it would be informative to measure the mRNA level of target ribosomal genes in various Sfp1 mutants they created.

      As we described in our response to Reviewer 1 above, we did perform RNA-seq on WT and cells carrying a single copy of sfp113A. We observed a notable absence of differentially expressed ribosomal genes and ribosome-related categories in the GO analysis (Supp. Figs. 8, 9 and 10). Together with our observations on SCH9 deletion (Supp. Fig. 7), these results suggest that Sch9 can largely compensate for the loss of Sfp1 activity. On the other hand, the emergence of differentially expressed amino acid biosynthesis genes is a finding that merits further investigation, as it connects with previous observations made with Sch9 deletion mutants and the [ISP+] prion form of Sfp1 (cf. Discussion).

      In the experiments using analog-sensitive PKA (Fig 1D and E for example), they directly compare wildtype-PKA versus analog sensitive-PKA, or with 1-NM-PP1 versus without 1-NM-PP1. This makes interpretation difficult, particularly because 1-NM-PP1 itself has a significant impact even in the wild PKA strain. The real question is the difference between wild-type Sfp1 versus mutant Sfp1. In the current form, they compare Fig 1D versus 1E, these two do not look like a single, side-by-side experiment. They should compare wild-type Sfp1 versus mutant Sfp1 side-by-side.

      Figure 1D shows that 1-NM-PP1 has a transient off-target effect on Sfp1 localization in WT cells, which could also affect Sfp1 mutants. This observation prompted us to use wild-type PKA as a control when testing the effect of 1-NM-PP1 on sfp1PKA2D in cells carrying PKAas (Figure 1E). As Fig. 1E shows, the effect of 1-NM-PP1 on sfp1PKA2D localization in PKAas cells is quite similar to the off-target effect in cells carrying sfp1__PKA2D __and wild-type PKA. This behavior of sfp1__PKA2D __is clearly different from the response of wild-type Sfp1 to PKAas inhibition, which results in sustained delocalization. We have made the latter observation repeatedly, both in this study and our previously published work [Guerra et al. 2021].

      In Figure 3, the argument around the additive effects of PKA and TORC1 is confusing. The authors say they are additive referring Figure 3E, but say they are not additive referring Figure 3B. Which is true? In fact, Figure 3B appears to show an additive effect as well.

      We did not use the word "additive" in the text, because we find it difficult to interpret. Instead, we state that PKA and TORC1 appear to control Sfp1 phosphorylation independently of each other. PKA and TORC1 phosphorylation converges to the same response, affecting Sfp1 localization. It appears that loss of either kinase delocalizes Sfp1, while loss of both kinases may only have a small additional effect.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      The authors investigated how Sfp1, a transcription factor for ribosomal genes, integrates signals from TORC1 and PKA pathways. They did so by analyzing the nuclear localization of the GFP-tagged Sfp1 variants harboring unphosphorylatable or phosphomimetic mutations on either TORC1 target sites, putative PKA target sites, or a combination of both. This approach was complemented by examining the effect of pharmacological inhibition of either pathway on Sfp1 localization. The obtained results support that TORC1 and PKA independently promote nuclear localization of Snf1, provided that the putative PKA sites are genuinely PKA sites (see Major point). In course of their investigation, the authors made two novel findings about the regulatory mechanism of Sfp1 localization. First, they identified the 98-106aa region as a nuclear export signal (NES). Because this region overlaps with a putative PKA site, it is conceivable that PKA regulates Sfp1 localization via altering the functionality of NES. In addition, they found that the nuclear localization of Snf1 requires its C-terminal zinc fingers, although this domain appears to work independently from TORC1- and PKA-dependent regulations.

      Major points:

      1. There is no biochemical evidence presented that the putative PKA sites (S105 and S136) are genuinely phosphorylated by PKA. The fact that they match the PKA consensus motif, alone, does not guarantee this. In order to claim that they are looking at the effect of PKA by mutagenizing these residues, the authors have to demonstrate the PKA-dependency of S105 and S136 phosphorylation by, for example, mass spec experiments or western blotting with phospho-specific antibodies (Cell Signaling Technology #9624 for example). Also, does the band-shift caused by PKA inhibition (Fig 3C) is canceled by the S105A/S136A mutation?
      2. As the above in vivo experiments do not exclude S105/S136 phosphorylation by other kinases downstream of PKA, in order to claim the direct phosphorylation, the authors need in vitro PKA kinase assay. These biochemical experiments are not trivial, but I think absolutely necessary for this story.

      Minor points:

      1. The authors only look at the localization of Sfp1. To assess its functionality and so physiological impact, it would be informative to measure the mRNA level of target ribosomal genes in various Sfp1 mutants they created.
      2. In the experiments using analog-sensitive PKA (Fig 1D and E for example), they directly compare wildtype-PKA versus analog sensitive-PKA, or with 1-NM-PP1 versus without 1-NM-PP1. This makes interpretation difficult, particularly because 1-NM-PP1 itself has a significant impact even in the wild PKA strain. The real question is the difference between wild-type Sfp1 versus mutant Sfp1. In the current form, they compare Fig 1D versus 1E, these two do not look like a single, side-by-side experiment. They should compare wild-type Sfp1 versus mutant Sfp1 side-by-side.
      3. In Figure 3, the argument around the additive effects of PKA and TORC1 is confusing. The authors say they are additive referring Figure 3E, but say they are not additive referring Figure 3B. Which is true? In fact, Figure 3B appears to show an additive effect as well.

      Significance

      TORC1 and PKA are major pro-growth signaling pathways widely conserved in eukaryotes, that often converge on the same target proteins. How the information from the two pathways is integrated is an interesting question, which the authors directly and meticulously address here with yeast Sfp1 as an example. Provided that they can demonstrate that the putative PKA sites are the real ones (this is really important- TORC1 sites are already known, what is new here is PKA sites), their data and conclusion should be of interest to the signal transduction field.

      Their additional discovery of NES and the role of zinc fingers in Sfp1 localization should be of interest to those working on Sfp1, or transcriptional regulation of ribosomal genes in general.

      My area of expertise: yeast TOR

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      In this paper, Vuillemenot and Milias-Argeitis investigate in budding yeast the role of Protein Kinase A (PKA) in regulating through phosphorylation the subcellular localization of the transcription factor Sfp1, known for controlling transcription of RP genes. Sfp1 is very well known for being regulated by another signaling pathway, centered on the kinase TORC1. Thus, regulation of Sfp1 by PKA raises the intriguing possibility of a downstream crosstalk between the two pathways. Indeed, the authors find that Sfp1 is regulated by PKA independently from TORC1. In the study, the authors employ mainly single-cell microscopy to monitor the nucleo/cytosolic localization of Sfp1 mutants, an experimental set-up they established in a previous paper, with some contribution by PhosTag bandshift assays.

      Major comments:

      The paper is overall convincing. However, a little more attention to data presentation and possibly the addition of at least another technique (see below) would greatly strengthen the findings. Summarizing my major concerns: - The absence of statistics catches immediately the eye. I am sure that the shown differences are statistically significant (thanks to the number of analyzed cells), but reporting the result of some statistical test would help the reader in identify the relevant data in a plot. This is somehow necessary considering that sometimes in the text something is deemed to be "significant" or "not significant", and I felt that I really needed that when looking at the blot in Fig. 3D. - Related to the previous point: for every N/C distribution analysis, a number of analyzed cells is reported. By the way it is written, it seems that the replication relies solely by the cells in that specific population, i.e.: each cell is treated as a replicate. At least I could not find if that is not the case in the legends or in the methods. I wonder what the results would be (and their significance) if each replicate would be a new assay on another population. - The scale of x axes in N/C ratio plots. Besides not being consistent throughout the figures, it originates from 1, visually enhancing the differences. - Related to the previous point: it is evident from the plots that the N/C ratio is always positive, even in the most deficient of the analyzed mutants. This implies that a relevant fraction of Sfp1 is still nuclear. I thus wonder what the impact of these mutations would be on the actual function of Sfp1. For this reason, I feel that qPCR evaluation of transcripts of Sfp1 target genes is particularly needed. Since lack of Sfp1 is known to yield some of the smallest cells possible, it would also be cool to have an estimate of the size of mutants where Sfp1 is less nuclear. These analyses could confer phenotypical relevance to the data, but would also help in assessing a currently unexplored possibility, that phosphorylation events by PKA influence Sfp1 function besides its localization, i.e.: the still somehow nuclear fraction is not as functional as wt Sfp1 in promoting transcription.

      Minor comments:

      Experimental issues and suggestions on data presentation are reported in the major comments section, since I felt those were major issues.

      Just a side remark: I found some typos here and there, and it would greatly help to report them if in the manuscript line numbers were included.

      Significance

      The finding that both PKA and TORC1 impinge on Sfp1, and therefore presumably on protein synthesis, is a valuable conceptual addition to the field of cell signaling. The audience potentially interested by the findings of the study include not only yeast cell biologists, but also computational biologists interested in modeling crucial cellular processes. One example is the regulation of cell size, where TORC1, PKA and Sfp1 are already know to play a role, but were potentially missing a crosstalk link.

      As requested by Review Commons, I specify that my expertise is on TORC1/AMPK/PKA pathways, on their crosstalk and their regulation by metabolic intermediates.

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      Reply to the reviewers

      *Reviewer #1 (Evidence, reproducibility and clarity (Required)): ** Summary

      The nucleus is recognised as a core component of mechanotransduction with many mechano-sensitive proteins shuttling between the nucleus and cytoplasm in response to mechanical stimuli. In this work, Granero-Moya et al characterise a live florescent marker of nucleocytoplasmic transport (NCT) and how it responds to a variety of cues. This work follows on from the authors previous study (Andreu 2022) where they examined the response of passive and active NCT to mechanical signalling using a series of artificial constructs. One of these constructs (here named Sencyt) showed a differential localisation depending on substrate stiffness, accumulating in the nucleus on stiffer substrates (which the authors previously showed was due to differences in mechano-sensitivity of passive versus facilitated NCT). Here the authors use Sencyt as a tool to probe how different cues affect NCT and thus nuclear force-sensing in two different cell lines (one epithelial, one mesenchymal). *

      They have established a 3D image segmentation pipeline to measure both the nuclear/cytoplasmic ratio of Sencyt and 3D nuclear shape parameters. As a proof-of -principle, they show that hypoosmotic shock (which inflates the nucleus and would be expected to increase nuclear tension) and hyper-osmotic shock (which shrinks and deforms the nucleus) alter Sencyt nuclear-cytoplasmic ration as expected. They then show that inhibiting acto-myosin, which would be expected to block force transduction to the nucleus, reduces NCT, although interestingly this is without any changes to nuclear morphology. They then examine how cell density affects NCT and show that Sencyt localisation correlates only weakly with density but much more strongly with nuclear deformation (especially as measured by solidity). This is surprising considering that mechano-sensitive transcription factors such as YAP have been shown to exit the nucleus at high cell densities. Therefore, the authors directly compare Sencyt and Yap nucleo/cytoplasmic localisation and show that Sencyt behaves differently to YAP with YAP localisation correlating strongly with cell density. This reveals an added layer of complexity in YAP regulation beyond pure changes to NCT.* Major points *

      The data presented throughout this work are high quality and rigorous. The controls used are appropriate (including the use of a freely diffusing mCherry to illustrate the specificity of the Sencyt probe in osmotic shock experiments - figure S2). Experiments are properly replicated and the statistical analysis is appropriate. The data are beautifully presented in figures and the manuscript is well written and very clear. Overall this is a high quality work.

      We thank the reviewer for the positive assessment of the manuscript.

      * The discussion is careful and the conclusions are supported by the data. My only small concern is that the authors place too much emphasis on how this work is in 'multicellular systems' as opposed to their previous work in single cells (for example "Here, we demonstrate that mechanics also plays a role in multicellular systems, in response to both hypo and hyper-osmotic shocks, and to cell contractility. L212). Cell density is only controlled in figures 3 and 4 and in some of the earlier experiments, cells look quite sparse (eg Figure 2). It's also debatable how far a monolayer of cancer cells, which lack contact inhibition of growth, is a multicellular system. Furthermore, the authors don't specifically look at cell/cell adhesion or observe major differences between the epithelial or mesenchymal lines. For this reason, the authors should tone down this discussion before publication. *

      • *

      We agree with the reviewer that properly assessing cell-cell adhesion is important in the context of the work. To this end, we have stained for E-cadherin in both cell lines. As expected and as described previously, the results confirm that MCF7 cells do have clear cadherin-mediated cell-cell adhesions, with a cadherin staining localized specifically in cell-cell junctions. Also as expected, C26 cells show much lower cadherin expression, without a clear pattern. Further confirming this difference, MCF7 cells show clearly distinct actin organizations in their apical and basal sides, whereas C26 cells do not. Thus, we believe that the two cell models do represent a reasonable assessment of epithelial versus mesenchymal phenotypes, in a multicellular context. The data are presented in new supplementary fig. 1, and discussed in page 3 of the manuscript (first paragraph). We have also included a paragraph in the discussion to comment on the differences between cell types (page 7, 2nd paragraph).

      * Optional experimental suggestions: For me, the most compelling finding is that nuclear deformation has a greater correlation with NCT than cell density and that this is different from the behaviour of YAP. To cement the importance of nuclear deformation, the authors could induce deformation in single cells, for example by culture on very thin micropatterned lines and assess the localisation of Sencyt and YAP. It would also be interesting to assess the role of force transduction in this context or in different densities by removing actin, which affects NCT without inducing nuclear shape changes. These functional experiments would allow the authors to draw stronger conclusions about the role of nuclear shape and deformation but they aren't necessary for publication. *

      • *

      This is a very interesting suggestion. Following the reviewer's advice, we have now carried out experiments in which we have seeded cells on micropatterns of different sizes, and measured both sencyt and YAP ratios. In C26 cells, we have found as expected that increasing spreading leads to progressive nuclear deformation (as measured through nuclear solidity) and progressive increase in both sencyt and YAP ratios. Interestingly, cell spreading in MCF7 did not affect nuclear solidity, sencyt ratios, or YAP ratios. This further confirms the relationship between nuclear deformation and nucleocytoplasmic transport, and shows as well that different cell lines have different sensitivities. The lack of response of MCF7 cells is consistent with the lower sencyt response, and lower sencyt/nuclear shape correlation measured in fig. 4. It suggests that MCF7 cells may have mechanisms to shield the nucleus from deformation, something which we have reported in a different context (Kechagia et al., Nat. Mater. 2023). The new results are reported in new fig. 3, and supplementary fig. 8, and discussed in pages 5 (1st paragraph) and 6 (1st paragraph) of the manuscript results.

      • *

      Minor points

      * - I'd like to see better examples of 3D reconstructions of nuclei (ie fig 1C but bigger) in different conditions. This is especially important in figure 3 where it would be helpful to see examples of nuclei with high or low solidity. The differences in oblateness are clear to see from the images in 3a and 3f but solidity could be better illustrated. *

      • *

      We have now added 3D reconstructions as requested, which illustrate the nuclear shape changes that take place. This is shown in figs. 1, 4 (which corresponds to figure 3 in the previous version of the manuscript), s3, and s7.

      *

      • Where Sencyt index is plotted, it would be clearer to add labels to at least figure 1 which indicate whether it is more cytoplasmic or nuclear. *
      • *

      We have done this as requested in figure 1.

      * Reviewer #1 (Significance (Required)): *

      * In this work, Granero-Moya et al characterise a new tool for measuring NCT and show that it is mechanically regulated. Given the importance of NCT in mechano-transduction, this tool will be a great asset to the mechano-biology community and will likely be adopted by multiple groups in the future. The findings about the effects of cell density on NCT and differences from YAP are interesting but could be further fleshed out. This work is likely to be of greatest interest to a specialised audience working in the fields of mechano-biology and nuclear transport. *

      • *

      We thank the reviewer for the positive assessment.

      * *

      • *

      *Reviewer #2 (Evidence, reproducibility and clarity (Required)): *

      * The study conducted by Granero Moya and colleagues describes the application of a synthetic protein which is observed to enter the nucleus in response to mechanical strains, rather than being influenced by cell density. However, the novelty of this work is minimal since the conceptual framework and the utilization of this identical or similar tool have been previously reported by the same team in earlier publications. *

      • *

      We respectfully disagree with the assessment of the reviewer. Please see below for a detailed response regarding novelty.

      • *

      *In their experiments, they employ this GFP-based sensor, referred to as Sencyt, in cells subjected to osmotic shocks. These shocks are highly stressful and impact a range of cellular processes, including stress response pathways MAPK and others; Osmoregulatory pathways; cell cycle regulations, autophagy and death pathway; ion channel regulations and others. The second findings are on cells treated with a combo of drugs affecting the actin cytoskeleton. The justification for using a combination of two specific drugs remains unclear, as the study does not adequately explain the rationale behind this choice. Additionally, there is a lack of information regarding the full range of targets these drugs affect. This raises questions about the comprehensiveness and applicability of the findings, as understanding the complete scope of the drugs' targets is crucial for interpreting the results within a minimal frame of physiological context. *

      • *

      The two drugs used are paranitroblebbistatin (a photostable version of blebbistatin) and Ck666. We apologize for not explaining in more detail the action of these drugs, both of which have been characterized and used extensively in the literature. Paranitroblebbistatin binds to myosin, preventing its ATPase activity and therefore impairing actomyosin contractility (https://doi.org/10.1002/anie.201403540). It acts on different myosin isoforms, including non-muscle myosin II, the main type of myosin responsible for actomyosin contractility in non-muscle cells. CK666 binds to and inhibits arp2/3, a protein responsible for nucleating branched actin (https://doi.org/10.1016/j.chembiol.2013.03.019). This impairs lamellipodial formation and therefore cell spreading (see for instance https://doi.org/10.1371/journal.pone.0100943).

      The rationale for using both drugs in combination was explained in page 4 of the manuscript. In our previous work, we determined that myosin inhibition with blebbistatin is not sufficient to inhibit nuclear mechanotransduction. Indeed, in an epithelial context, we observed that due to reduced contractility, blebbistatin-treated epithelial cells in fact spread more on their substrate. This leads to more deformed (flattened) nuclei, leading to the counterintuitive result that YAP nuclear localization increases rather than decreases. If cell spreading is impaired by interfering with branched actin nucleation, then this spreading is prevented, and the combination of drugs leads to reduced nuclear deformation, and reduced YAP nuclear localization (see supplementary fig. 7 in Kechagia et al, Nat. Mater. 2023, https://doi.org/10.1038/s41563-023-01657-3). Similar results had been published previously by the group of Clare Waterman (https://doi.org/10.1074/jbc.M115.708313).

      Thus, the combination of drugs was designed to ensure that we were impairing nuclear mechanotransduction. Of course, we agree with the reviewer that all perturbations have potential side effects. Osmotic shocks will affect a range of cellular processes (as mentioned in the discussion of the manuscript), and any drug treatment can potentially have off-target effects. However, the fact that two orthogonal perturbations with different potential side effects (osmotic shocks versus actomyosin-targeting drugs) lead to the same effects in sencyt strongly suggests that the effect is mediated by mechanics, and not other factors. To reinforce this, we have now added an additional mechanical manipulation: seeding cells on micropatterned islands of different sizes. As spreading increases, cells are known to increase actomyosin contractility, and nuclear deformation (https://doi.org/10.1529/biophysj.107.116863, https://doi.org/10.1073/pnas.0235407100, https://www.nature.com/articles/ncomms1668, https://doi.org/10.1073/pnas.1902035116). As expected, nuclear solidity, sencyt ratios, and Yap ratios all increased with cell spreading. Interestingly, this occurred only for C26 and not MCF7 cells, where no changes were measured in solidity, sencyt, or YAP. The lack of response of MCF7 cells is consistent with the lower sencyt response, and lower sencyt/nuclear shape correlation measured in fig. 4. It suggests that MCF7 cells may have mechanisms to shield the nucleus from deformation, something which we have reported in a different context (Kechagia et al., Nat. Mater. 2023).

      The new results are shown in figs. 3 and s8. We have also expanded the explanation of drug treatments in page 4 (3rd paragraph).

      * The novelty is on the specificity of this synthetic fusion protein for these manipulations and not on cell density. Yet, the reasons behind this selective response remain unexplained, potentially attributable to the unique characteristics or sensitivity thresholds of their synthetic probe. As comparison, YAP localization and this is sensitive to both inputs, but this is also already published (fig4). The focus is anyway on Sencyt for which they offer simple observations and quantifications. *

      • *

      The main novelty of the work lies in the characterization of the role of nucleocytoplasmic transport in mechanotransduction, in the context of multicellular systems. We and others had shown that nucleocytoplasmic transport responds to mechanical force in the context of single cells (see for instance Andreu et al. 2022 from our group, but also https://doi.org/10.1126/science.abd9776 from the Martin Beck group). However, to what extent this applies to multicellular systems was unknown. It is true that in multicellular systems, the response of YAP and other mechanosensitive transcription factors has been characterized (such as in our Elosegui-Artola 2017 paper, mostly done at the single cell level but including one figure panel on epithelial cell monolayers). The reviewer argues here and in the consultation comments with other reviewers (see below) that this demonstrated the role of nucleocytoplasmic transport in multicellular systems. However, we respectfully disagree. As also noted by reviewer 3 in the consultation, the response of YAP, and of any transcription factor, may include effects on nucleocytoplasmic transport, but will also likely include effects caused by the complex biochemical signalling pathways that regulate them. Disentangling such effects requires a sensor that only responds to nucleocytoplasmic transport, and this is precisely what Sencyt provides.

      The reviewer also states that our manuscript does not explain why sencyt responds to mechanics and not cell density. We disagree: sencyt responds to mechanics for the reasons explained in our previous work (Andreu et al., Nat. Cell Biol. 2022), and there is no reason to expect a specific response to cell density. In this regard, we don't think there are any sensitivity thresholds to detect cell density, as the probe is not designed to sense this parameter in the first place. The fact that YAP responds to both mechanics and cell density shows that the response to density cannot be merely explained by mechanics, and is rather due to signalling through other means. Of course, we agree that we do not explain the mechanism by which YAP senses cell density, but we think this lies clearly out of the scope of our manuscript.

      In terms of novelty, our work also characterizes a tool to assess nucleocytoplasmic transport live in cells. We agree with the reviewer that the specific construct had been reported in our previous paper, but it had not been characterized in detail. This is done here, enabling its use by the community as a tool to measure nucleocytoplasmic transport in any context, be it related to mechanics or not.

      • *

      When reviewing the figures presented, I find it challenging to detected marked differences, despite their quantitative data suggesting otherwise.

      • *

      We assume here that the reviewer refers to differences in sencyt nuclear localization, that is, the sencyt index. We have now checked the example images showing changes in sencyt index, in figures 1 and 2. In figure 1, the example cells under hypo-osmotic shocks increase their sencyt index from 1.2 to 1.45 (C26). In figure 1, the example cells under hyper-osmotic shocks decrease their sencyt index from 0.9 to 0.3 (MCF7) and from 1.4 to 0.5 (C26). In figure 2, the example cells increase their sencyt index upon drug washout from 0.2 to 1.4 (MCF7) and from 0 to 0.9 (C26). Of course, these individual values don't reflect exactly average values, but they do reflect the reported average trends and their magnitudes faithfully. Here we note that even though sencyt changes with the different treatments, it is always more nuclear than cytosolic (sencyt index >0, as it has an NLS). Thus, to the naked eye, sencyt always seems to show a "bright" nucleus, and it is hard to intuitively see changes in its localization. Further, we also note that osmotic shocks lead to overall changes in fluorescence levels due to volume changes (as GFP molecules get diluted or concentrated in hypo or hyper osmotic shocks, respectively). This does not affect ratiometric quantifications as assessed with our mcherry control, but means that changes in ratios are hard to see by eye. To help in this visualization, we have now changed the images from green to grayscale, which is better perceived by the human eye. We have also specified the issue of fluorescence intensity changes in the legend of the figure.

      In addition to this, we have seen that there is indeed a case in which examples were not following average trends. In the case of hypo-osmotic shocks in figure 1, example MCF7 cells were barely changing their sencyt index with treatment. We apologize for choosing this non-representative image for the figure, we have now changed the figure to show more representative cells.

      • Furthermore, the study attempts to correlate the behavior of Sencyt with the nuclear geometric parameter of solidity, a connection that seems to lack a clear basis in cell biology and could potentially lead to misconceptions. *
      • *

      Mechanical effects on nucleocytoplasmic transport are mediated by mechanical tension application to nuclear pores, which are embedded in the nuclear membrane (nuclear envelope). Whereas nuclear envelope tension is very challenging to measure directly, it can be indirectly related to nuclear shape. Indeed, a tense membrane will tend to even out membrane irregularities and appear rounded, whereas a membrane under low tension will tend to show wrinkles. Nuclear solidity is a geometric parameter that compares actual nuclear volume to the volume of the convex hull (intuitively, the volume of the smallest wrinkle-free object containing all of the nucleus). Thus, it is the geometric parameter that best reflects the presence of wrinkles, folds or irregularities, and as such the one that should best correlate to membrane tension. Of course, this correlation is not perfect, and there could be many situations in which changes in membrane tension may not directly affect nuclear solidity. But we do believe that solidity is the geometrical parameter that should best reflect membrane tension, and this is why we focus on it. Consistent with our hypothesis, solidity is the geometrical parameter that best correlates with sencyt. To further clarify this, we now explain this rationale in detail in page 4 of the manuscript (1st paragraph).

      * Reviewer #2 (Significance (Required)): *

      * In sum, I think the MS is of interest for a very specialistic audience. There are no clear interpretations. The work is done in one or two cellular model systems in vitro; and the general significance of these observations is of very limited impact and no novelty. *

      We strongly disagree. The study is done on two cellular models, one with epithelial and the other with mesenchymal phenotype, and thus highly relevant for multicellular systems. Following suggestions by reviewers 1 and 2, we have now characterized the epithelial/mesenchymal behaviour of the cell types in detail (see supp. fig. 1). The results are novel in that they demonstrate the role of nucleocytoplasmic transport in multicellular systems, something which as argued above had not been done before. The difference with YAP, and the disentanglement between transport and signalling, is also novel. Finally, we believe the manuscript will be impactful because of this novelty, but also because of the availability of sencyt as a tool for the community. In fact, since placing this manuscript in biorxiv, we have received many requests (directly and through addgene) to share sencyt, which is currently being used in several labs across the world.

      • *

      *Reviewer #3 (Evidence, reproducibility and clarity (Required)): *

      • *

      In this very well-written manuscript, Pere Roca-Cusachs and colleagues investigated the response of nucleocytoplasmic transport (NCT) to mechanical stress and tested whether this response is similar in epithelial and mesenchymal cells using a combination of quantitative approaches. This study builds upon their earlier findings, which elegantly demonstrated that NCT is sensitive to mechanical forces transmitted to the nuclear membrane. Using a similar approach to their recent work, they quantitatively analyzed NCT and compared the two cell types using various treatments that impact nuclear membrane tension. The study is straightforward and experimentally sound, with an adequate number of replicates and independent experiments. While one might consider the limitations given their previous work, none have demonstrated that NCT is mechanosensitive in epithelial cells. Additionally, they provide a simple approach to measure NCT, which should be of interest in the field. However, it is unclear how the authors defined the epithelial phenotype in this work and whether they solely based this characterization on the tissue/cell's origin. Epithelia can be defined ultrastructurally with reference to their apico-basal polarity and specific cell-cell junctions (Alberts et al., 1994; Davies and Garrods, 1997). Changing cell density should affect cell/cell adhesion, but the authors provide no evidence that the cells tested in the study are attached to their neighbors on all sides and form an epithelium. While I recognize that the objective of this study is not to mimic the in vivo behavior of epithelial tissue, the authors should at least ensure that cells form a monolayer by quantitatively assessing cell-cell junctions (or they should adjust their conclusions adequately). This control is specifically important for Figure 3 and 4, whose objective is to test the impact of cell/cell contacts. But it would also be important to provide this essential control for Figure 1 and 2, as it is unclear from the images provided if MCF7 cells are forming an epithelium (and form cell/cell junctions).

      • *

      We thank the reviewer for the positive assessment of our work. We fully agree with the reviewer that properly assessing cell-cell adhesion is important in the context of the work. To this end, we have stained for E-cadherin in both cell lines. As expected and as described previously, the results confirm that MCF7 cells do have clear cadherin-mediated cell-cell adhesions, with a cadherin staining localized specifically in cell-cell junctions. Also as expected, C26 cells show much lower cadherin expression, without a clear pattern. Further confirming this difference, MCF7 cells (but not C26 cells) show a clear apico-basal polarization, with distinct actin organizations in their apical and basal sides. Thus, we believe that the two cell models do represent a reasonable assessment of epithelial versus mesenchymal phenotypes, in a multicellular context. The data are presented in new supplementary fig. 1. We have also included a paragraph in the discussion to comment on the differences between cell types (page 7, 2nd paragraph).

      • Reviewer #3 (Significance (Required)): *

      • *

      The mechanosensitivity of NCT is an important question central to many aspects of cell biology. One might consider the impact of the proposed work limited, given their previous research. However, none have demonstrated that NCT is mechanosensitive in epithelial cells, making it a crucial question that needs to be addressed. Additionally, they provide a simple approach to measure NCT, which should be of interest to a broad audience.

      We thank again the reviewer for this positive assessment.

      • *

      *Referees cross-commenting *

      * Here comments from all 3 reviewers are reported *

      * Reviewer 1: *

      * I disagree with R2's comment that there is 'no novelty' here. Although this work is going to be of greater interest to a specialised rather than general audience, it characterises in depth a simple tool to measure NCT which will be useful for mechanobiology field. Also, using 'two cellular model systems in vitro' is very standard in the field when assessing subcellular processes like NCT. Using this approach in vivo would be very interesting but challenging and would be an entirely different study . *

      • *

      *I agree with R2's comments that the authors should better justify their combination of two actin inhibitors and R3s point on better assessing cell/cell junctions. *

      • *

      We thank the reviewer for these comments. Both issues have been addressed, as described in the response to reviewers above.

      * Reviewer 2 *

      * About Reviewer 3's comments, I believe it's a stretch to highlight the strength and novelty based on "NCT's mechanosensitivity in epithelial cells has not been demonstrated,". There are thousands of papers on the Hippo pathway, that is known to be mechanosensitive, on the regulation of YAP, that enters in the nucleus in Hippo inhibited conditions and exits to the cytoplasm in Hippo induced cells, including downstream of mechanical signals. The phenomenon of nuclear-cytoplasmic shuttling being a common event from neurons to endothelial and multiple types of epithelial, immune, and fibroblast cells is already established through NCT of this and other endogenous proteins. This is simply an accepted fact. Then, The Nature cell Biology 2022 was offering a very general claim. No warning that conclusions could have been cell type specific. In the Artola 2017 Cell paper they also showed NCT in mammary epithelial cells. We should definitively conclude that NCT's mechanosensitivity in epithelial cells has been well demonstrated. *

      • *

      We disagree with this assessment, for the same reasons also exposed by reviewer 3 below. Previous work on YAP and other transcription factors cannot be seen as a demonstration of the role of nucleocytoplasmic transport per se. The localization of any transcription factor is highly regulated by complex signalling pathways, and can be affected by many factors. One of them is nucleocytoplasmic transport, but signalling events (for instance through phosphorylation) could change localization by promoting binding to cytosolic or nuclear binding partners, by promoting protein degradation, by masking nuclear localization signals, and others. To isolate the role of nucleocytoplasmic transport, a probe sensitive only to this factor should be designed. This is exactly what sencyt provides. In fact, this has allowed us to answer an important open question: is the sensitivity of YAP to cell density mediated by mechanics and nucleocytoplasmic transport, or is it mediated by some other factor? Our results suggest that some other factor, likely mediated by the Hippo pathway and not necessarily mechanotransduction, explains this sensing of cell density. This is a novel finding, which was not provided in either our Elosegui-Artola 2017 paper or our Andreu 2022 paper.

      * About Reviewer 1: I find it challenging to grasp the point made in the comment. On novelty, in their previous study in NBC 2022 Syncet was already shown to undergo NCT. The reviewer states that the study presents "a simple tool to measure nuclear-cytoplasmic transport (NCT) beneficial for the mechanobiology field, and evidence that this demonstrates a novel layer of regulation in hippo signaling (also because this is observational and not a mechanistic study). The tool in question is far from simple. Its application requires transfection into cell cultures, conducting live imaging, etc. If one aims to measure NCT of endogenous proteins, straightforward immunofluorescence or live imaging of endogenous proteins (like GFP-tagged YAP, Twist, Smads, etc.) using the same experimental setup should suffice to demonstrate relevance, without necessitating any additional experiments. What then, is the unique benefit of this proposed tool? Given it's an artificial construct combining NLS-GFP with a bacterial protein, questions arise about the effects of the forced nuclear localization signal (NLS) or the bacterial component. It is an empirical artificial construct and there is no mechanism to explain its behavior.The comparison of Syncet with YAP seems to me questionable and of limited utility. *

      As also noted by reviewer 3 below, the use of genetically encoded fluorescent sensors that require transfection is by now absolutely standard in biology, and cannot be considered to be "far from simple". And as stated above, imaging of endogenous transcription factors (which also requires transfection if it is done live) does not isolate the role of nucleocytoplasmic transport. We also disagree that "there is no mechanism to explain its behaviour". Sencyt was developed in our previous andreu et al 2022 paper, where the mechanism is explained in detail.

      • *

      *It's unsurprising that an artificial construct only mirrors some aspects of what is considered a genuine mechanosensitive protein. The utility of a synthetic tool lies in its ability to replicate actual phenomena, not in what it fails to do. In comparison to their NBC 2022 study, this manuscript focuses on what their reporter fails to detect. *

      We disagree that a synthetic tool is only useful if it replicates the behaviour of endogenous proteins. A synthetic tool, precisely due to its engineered, artificial nature, can be made to respond only to specific factors (in this case, nucleocytoplasmic transport). This can then be used to disentangle the role of such specific factors, as done here.

      The osmotic shock was the assay in their 2017 Cell paper. Here they demonstrate that a combination of Blebbistatin+CK (an unclear choice of drugs) is ineffective, as is cell density. Are there other specific peculiarities associated with this construct?

      Here, we note that our osmotic shock experiments in our 2017 paper were done for YAP (not nucleocytoplasmic transport in general). Regarding the choice of drugs, please refer to our answer to the reviewer comments above for a full explanation. Also, we want to clarify that this combination is not ineffective, as it leads to clear changes in sencyt. * *

      * My other concern is on the minor quantitative changes reported, which seem inconsistent with the provided representative images, where significant differences are difficult to appreciate. For instance, the claim that the transfected sensor differs from an endogenous NCT protein, YAP, after cell density treatment, is hard to detect in their images. In Figure 4, comparing YAP and Syncet in C26 cells, YAP appears uniformly nuclear at high cell density, potentially more nuclear than the synthetic sensor, which is not coherent with their claim.*

      • *

      Regarding the concern of the minor changes seen in images, please refer to our full response to the reviewer comments above. Regarding the comparison between sencyt and YAP, we want to clarify that in our manuscript we do not compare the absolute values of nuclear localization between YAP and sencyt. As the reviewer notes, these are two different proteins, so which one is more nuclear does not really provide useful information. So whether YAP is more or less nuclear than sencyt is unrelated to (not incoherent with) our claim. What we state in figure 4 is that YAP responds to cell density, whereas sencyt does not. This is clear from the quantifications and also from the images.

      • *
      • From the Hippo perspective, there is really an unusual amount of nuclear YAP left in their cells. This should be almost completely cytoplasmic from prior contact inhibition studies in the Hippo field. Syncet could be simply less sensitive than YAP in these borderline conditions. Although there's a more noticeable cytoplasmic noise in dense cells with YAP compared to Syncet, this could be attributed to several factors, including differences in protein degradation rates, which I suspect to be quicker for a synthetic protein. From a technical perspective it is complex to get strong conclusions after comparing something so unrelated with each other. One is a live GFP detection and the other is a staining by immunofluorescence. the nature of the background is also different and so conclusions from comparisons between unrelated systems is not justified. *
      • *

      In conditions of high density, average YAP ratios are close to one (zero in logarithmic scale, as reported in the figures) for MCF10A cells, so there is no nuclear localization. This is similar to what we and others have previously reported in similar conditions (Elosegui Artola et al 2017, Kechagia et al. 2023, for example). In C26 cells, YAP levels at high density are a bit higher. This is likely due to their mesenchymal nature, and therefore diminished cell-cell contact inhibition (as assessed in detail in this revision). This in fact further suggests that the response of YAP to cell-cell contacts is different from a mere mechanical factor, supporting our hypothesis. Regarding the issue of noise, background noise is removed from quantifications, and potential noise coming from non-specificities or autofluorescence is also cancelled by the fact that we compute fluorescence ratios between nucleus and cytoplasm (and not absolute values). Thus, we don't think noise is an issue. Further, we note again that we do not directly compare values between sencyt and yap.

      * This suggests caution on what is heralded as the main claim here put forward. *

      * Reviewer 1: *

      *I do have some sympathy with R2s comments in the consultation. I agree that showing that NCT is mechanosensitive in an epithelium is not new. I also agree that sometimes it is difficult to see the quantitative differences by eye. This second point could be addressed by including more details of the segmentation and analysis in the supplemental material (along with some example images). *

      • *

      We thank the reviewer for the suggestions. Regarding the novelty, please see above for a detailed discussion, and also the comments of reviewer 3 below (previous work studied not NCT but transcription factors, affected by many parameters). Regarding quantitative differences, we have now addressed this issue by showing images in grayscale rather than green, and also by replacing one example cell in figure 1 which indeed did not reflect the average measured trends. We now also show examples of 3D rendered images of the nuclei in different conditions. We have also gone through the methods and clarified in detail how ratios are calculated, the segmentation procedure is also explained in detail.

      * Regarding novelty, I would be interested to know if R2 thinks that there are experiments that the authors could do to improve the work. Or do they need to simply tone down their claims? It's perfectly acceptable to publish a well characterised tool with a series of observations and it's beneficial to the community to do so.*

      • Reviewer 3 *

      * Thanks to Reviewers #1 and #2 for using this consultation option; I truly appreciate their feedback on my comments and find it extremely valuable. I agree with Reviewer #1 that the method proposed here is relatively simple. Transfecting cells and conducting live fluorescent imaging can hardly be considered difficult. I believe the construct used/designed by the authors is the main advantage as it provides a specific way to quantitatively assess NCT and not limit the analysis to a single nuclear protein (such as YAP). Reviewer #2 suggests using immunofluorescence staining of YAP or live imaging of fusion fluorescent protein (following transfection) to analyze NCT, but this approach would yield a readout not only based on NCT but also on the many other interacting partners/mechanisms that regulate the candidate localization, resulting in an unspecific readout (and similar transfection/live imaging set-up). *

      • *

      We thank the reviewer for this comment, we fully agree and have elaborated on this in our responses above.

      * Regarding the impact of the study, I agree that it is certainly not as impactful as previous publications on this topic. Although I find reviewer#2 argument on Yap irrelevant, as YAP is not the main focus of this paper. Some experiments have been done with cells of epithelial origin, but NCT mechanosensitivity has not been clearly tested in epithelial monolayer, which is the main claim of the proposed study here. The 2017 Cell paper focused on YAP transport into the nucleus (and not NCT in general) and they showed a correlation between YAP nuclear localization and traction force in MCF10A. I am not sure if one would say that "NCT mechanosensitivity has been well demonstrated in epithelial cells" based on this single panel. The impact of the proposed study is certainly not outstanding but offering a thorough analysis in epithelial cells (as monolayers and not as individual cells) and presenting a well-defined experimental approach should be of interest in the field. I agree with comments from reviewer#2 that some reported effects in graph are unclear on main images. More experimental details should hopefully clarify this aspect.*

      • *

      We fully agree with the reviewer. Regarding quantitative differences, we have now addressed this issue by showing images in grayscale rather than green, and also by replacing one example cell in figure 1 which indeed did not reflect the average measured trends.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      In this very well-written manuscript, Pere Rochas-Cusachs and colleagues investigated the response of nucleocytoplasmic transport (NCT) to mechanical stress and tested whether this response is similar in epithelial and mesenchymal cells using a combination of quantitative approaches. This study builds upon their earlier findings, which elegantly demonstrated that NCT is sensitive to mechanical forces transmitted to the nuclear membrane. Using a similar approach to their recent work, they quantitatively analyzed NCT and compared the two cell types using various treatments that impact nuclear membrane tension. The study is straightforward and experimentally sound, with an adequate number of replicates and independent experiments. While one might consider the limitations given their previous work, none have demonstrated that NCT is mechanosensitive in epithelial cells. Additionally, they provide a simple approach to measure NCT, which should be of interest in the field. However, it is unclear how the authors defined the epithelial phenotype in this work and whether they solely based this characterization on the tissue/cell's origin. Epithelia can be defined ultrastructurally with reference to their apico-basal polarity and specific cell-cell junctions (Alberts et al., 1994; Davies and Garrods, 1997). Changing cell density should affect cell/cell adhesion, but the authors provide no evidence that the cells tested in the study are attached to their neighbors on all sides and form an epithelium. While I recognize that the objective of this study is not to mimic the in vivo behavior of epithelial tissue, the authors should at least ensure that cells form a monolayer by quantitatively assessing cell-cell junctions (or they should adjust their conclusions adequately). This control is specifically important for Figure 3 and 4, whose objective is to test the impact of cell/cell contacts. But it would also be important to provide this essential control for Figure 1 and 2, as it is unclear from the images provided if MCF7 cells are forming an epithelium (and form cell/cell junctions).

      Significance

      The mechanosensitivity of NCT is an important question central to many aspects of cell biology. One might consider the impact of the proposed work limited, given their previous research. However, none have demonstrated that NCT is mechanosensitive in epithelial cells, making it a crucial question that needs to be addressed. Additionally, they provide a simple approach to measure NCT, which should be of interest to a broad audience.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #2

      Evidence, reproducibility and clarity

      The study conducted by Granero Moya and colleagues describes the application of a synthetic protein which is observed to enter the nucleus in response to mechanical strains, rather than being influenced by cell density. However, the novelty of this work is minimal since the conceptual framework and the utilization of this identical or similar tool have been previously reported by the same team in earlier publications. In their experiments, they employ this GFP-based sensor, referred to as Sencyt, in cells subjected to osmotic shocks. These shocks are highly stressful and impact a range of cellular processes, including stress response pathways MAPK and others; Osmoregulatory pathways; cell cycle regulations, autophagy and death pathway; ion channel regulations and others. The second findings are on cells treated with a combo of drugs affecting the actin cytoskeleton. The justification for using a combination of two specific drugs remains unclear, as the study does not adequately explain the rationale behind this choice. Additionally, there is a lack of information regarding the full range of targets these drugs affect. This raises questions about the comprehensiveness and applicability of the findings, as understanding the complete scope of the drugs' targets is crucial for interpreting the results within a minimal frame of physiological context.

      The novelty is on the specificity of this synthetic fusion protein for these manipulations and not on cell density. Yet, the reasons behind this selective response remain unexplained, potentially attributable to the unique characteristics or sensitivity thresholds of their synthetic probe. As comparison, YAP localization and this is sensitive to both inputs, but this is also already published (fig4). The focus is anyway on Sencyt for which they offer simple observations and quantifications. When reviewing the figures presented, I find it challenging to detected marked differences, despite their quantitative data suggesting otherwise. Furthermore, the study attempts to correlate the behavior of Sencyt with the nuclear geometric parameter of solidity, a connection that seems to lack a clear basis in cell biology and could potentially lead to misconceptions.

      Significance

      In sum, I think the MS is of interest for a very specialistic audience. There are no clear interpretations. The work is done in one or two cellular model systems in vitro; and the general significance of these observations is of very limited impact and no novelty.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary

      The nucleus is recognised as a core component of mechanotransduction with many mechano-sensitive proteins shuttling between the nucleus and cytoplasm in response to mechanical stimuli. In this work, Granero-Moya et al characterise a live florescent marker of nucleocytoplasmic transport (NCT) and how it responds to a variety of cues. This work follows on from the authors previous study (Andreu 2022) where they examined the response of passive and active NCT to mechanical signalling using a series of artificial constructs. One of these constructs (here named Sencyt) showed a differential localisation depending on substrate stiffness, accumulating in the nucleus on stiffer substrates (which the authors previously showed was due to differences in mechano-sensitivity of passive versus facilitated NCT). Here the authors use Sencyt as a tool to probe how different cues affect NCT and thus nuclear force-sensing in two different cell lines (one epithelial, one mesenchymal).

      They have established a 3D image segmentation pipeline to measure both the nuclear/cytoplasmic ration of Sencyt and 3D nuclear shape parameters. As a proof-of -principle, they show that hypoosmotic shock (which inflates the nucleus and would be expected to increase nuclear tension) and hyper-osmotic shock (which shrinks and deforms the nucleus) alter Sencyt nuclear-cytoplasmic ration as expected. They then show that inhibiting acto-myosin, which would be expected to block force transduction to the nucleus, reduces NCT, although interestingly this is without any changes to nuclear morphology. They then examine how cell density affects NCT and show that Sencyt localisation correlates only weakly with density but much more strongly with nuclear deformation (especially as measured by solidity). This is surprising considering that mechano-sensitive transcription factors such as YAP have been shown to exit the nucleus at high cell densities. Therefore, the authors directly compare Sencyt and Yap nucleo/cytoplasmic localisation and show that Sencyt behaves differently to YAP with YAP localisation correlating strongly with cell density. This reveals an added layer of complexity in YAP regulation beyond pure changes to NCT.

      Major points

      The data presented throughout this work are high quality and rigorous. The controls used are appropriate (including the use of a freely diffusing mCherry to illustrate the specificity of the Sencyt probe in osmotic shock experiments - figure S2). Experiments are properly replicated and the statistical analysis is appropriate. The data are beautifully presented in figures and the manuscript is well written and very clear. Overall this is a high quality work.

      The discussion is careful and the conclusions are supported by the data. My only small concern is that the authors place too much emphasis on how this work is in 'multicellular systems' as opposed to their previous work in single cells (for example "Here, we demonstrate that mechanics also plays a role in multicellular systems, in response to both hypo and hyper-osmotic shocks, and to cell contractility. L212). Cell density is only controlled in figures 3 and 4 and in some of the earlier experiments, cells look quite sparse (eg Figure 2). It's also debatable how far a monolayer of cancer cells, which lack contact inhibition of growth, is a multicellular system. Furthermore, the authors don't specifically look at cell/cell adhesion or observe major differences between the epithelial or mesenchymal lines. For this reason, the authors should tone down this discussion before publication.

      Optional experimental suggestions: For me, the most compelling finding is that nuclear deformation has a greater correlation with NCT than cell density and that this is different from the behaviour of YAP. To cement the importance of nuclear deformation, the authors could induce deformation in single cells, for example by culture on very thin micropatterned lines and assess the localisation of Sencyt and YAP. It would also be interesting to assess the role of force transduction in this context or in different densities by removing actin, which affects NCT without inducing nuclear shape changes. These functional experiments would allow the authors to draw stronger conclusions about the role of nuclear shape and deformation but they aren't necessary for publication.

      Minor points

      • I'd like to see better examples of 3D reconstructions of nuclei (ie fig 1C but bigger) in different conditions. This is especially important in figure 3 where it would be helpful to see examples of nuclei with high or low solidity. The differences in oblateness are clear to see from the images in 3a and 3f but solidity could be better illustrated.
      • Where Sencyt index is plotted, it would be clearer to add labels to at least figure 1 indicting which indicate whether it is more cytoplasmic or nuclear.

      Referees cross-commenting

      Here comments from all 3 reviewers are reported

      Reviewer 1:

      I disagree with R2's comment that there is 'no novelty' here. Although this work is going to be of greater interest to a specialised rather than general audience, it characterises in depth a simple tool to measure NCT which will be useful for mechanobiology field. Also, using 'two cellular model systems in vitro' is very standard in the field when assessing subcellular processes like NCT. Using this approach in vivo would be very interesting but challenging and would be an entirely different study .

      I agree with R2's comments that the authors should better justify their combination of two actin inhibitors and R3s point on better assessing cell/cell junctions.

      Reviewer 2

      About Reviewer 3's comments, I believe it's a stretch to highlight the strength and novelty based on "NCT's mechanosensitivity in epithelial cells has not been demonstrated,". There are thousands of papers on the Hippo pathway, that is known to be mechanosensitive, on the regulation of YAP, that enters in the nucleus in Hippo inhibited conditions and exits to the cytoplasm in Hippo induced cells, including downstream of mechanical signals. The phenomenon of nuclear-cytoplasmic shuttling being a common event from neurons to endothelial and multiple types of epithelial, immune, and fibroblast cells is already established through NCT of this and other endogenous proteins. This is simply an accepted fact. Then, The Nature cell Biology 2022 was offering a very general claim. No warning that conclusions could have been cell type specific. In the Artola 2017 Cell paper they also showed NCT in mammary epithelial cells. We should definitively conclude that NCT's mechanosensitivity in epithelial cells has been well demonstrated.

      About Reviewer 1: I find it challenging to grasp the point made in the comment. On novelty, in their previous study in NBC 2022 Syncet was already shown to undergo NCT. The reviewer states that the study presents "a simple tool to measure nuclear-cytoplasmic transport (NCT) beneficial for the mechanobiology field, and evidence that this demonstrates a novel layer of regulation in hippo signaling (also because this is observational and not a mechanistic study). The tool in question is far from simple. Its application requires transfection into cell cultures, conducting live imaging, etc. If one aims to measure NCT of endogenous proteins, straightforward immunofluorescence or live imaging of endogenous proteins (like GFP-tagged YAP, Twist, Smads, etc.) using the same experimental setup should suffice to demonstrate relevance, without necessitating any additional experiments. What then, is the unique benefit of this proposed tool? Given it's an artificial construct combining NLS-GFP with a bacterial protein, questions arise about the effects of the forced nuclear localization signal (NLS) or the bacterial component. It is an empirical artificial construct and there is no mechanism to explain its behavior. The comparison of Syncet with YAP seems to me questionable and of limited utility. It's unsurprising that an artificial construct only mirrors some aspects of what is considered a genuine mechanosensitive protein. The utility of a synthetic tool lies in its ability to replicate actual phenomena, not in what it fails to do. In comparison to their NBC 2022 study, this manuscript focuses on what their reporter fails to detect. The osmotic shock was the assay in their 2017 Cell paper. Here they demonstrate that a combination of Blebbistatin+CK (an unclear choice of drugs) is ineffective, as is cell density. Are there other specific peculiarities associated with this construct?

      My other concern is on the minor quantitative changes reported, which seem inconsistent with the provided representative images, where significant differences are difficult to appreciate. For instance, the claim that the transfected sensor differs from an endogenous NCT protein, YAP, after cell density treatment, is hard to detect in their images. In Figure 4, comparing YAP and Syncet in C26 cells, YAP appears uniformly nuclear at high cell density, potentially more nuclear than the synthetic sensor, which is not coherent with their claim. From the Hippo perspective, there is really an unusual amount of nuclear YAP left in their cells. This should be almost completely cytoplasmic from prior contact inhibition studies in the Hippo field. Syncet could be simply less sensitive than YAP in these borderline conditions. Although there's a more noticeable cytoplasmic noise in dense cells with YAP compared to Syncet, this could be attributed to several factors, including differences in protein degradation rates, which I suspect to be quicker for a synthetic protein. From a technical perspective it is complex to get strong conclusions after comparing something so unrelated with each other. One is a live GFP detection and the other is a staining by immunofluorescence. the nature of the background is also different and so conclusions from comparisons between unrelated systems is not justified. This suggests caution on what is heralded as the main claim here put forward.

      Reviewer 1: I do have some sympathy with R2s comments in the consultation. I agree that showing that NCT is mechanosensitive in an epithelium is not new. I also agree that sometimes it is difficult to see the quantitative differences by eye. This second point could be addressed by including more details of the segmentation and analysis in the supplemental material (along with some example images).

      Regarding novelty, I would be interested to know if R2 thinks that there are experiments that the authors could do to improve the work. Or do they need to simply tone down their claims? It's perfectly acceptable to publish a well characterised tool with a series of observations and it's beneficial to the community to do so.

      Reviewer 3

      Thanks to Reviewers #1 and #2 for using this consultation option; I truly appreciate their feedback on my comments and find it extremely valuable. I agree with Reviewer #1 that the method proposed here is relatively simple. Transfecting cells and conducting live fluorescent imaging can hardly be considered difficult. I believe the construct used/designed by the authors is the main advantage as it provides a specific way to quantitatively assess NCT and not limit the analysis to a single nuclear protein (such as YAP). Reviewer #2 suggests using immunofluorescence staining of YAP or live imaging of fusion fluorescent protein (following transfection) to analyze NCT, but this approach would yield a readout not only based on NCT but also on the many other interacting partners/mechanisms that regulate the candidate localization, resulting in an unspecific readout (and similar transfection/live imaging set-up). Regarding the impact of the study, I agree that it is certainly not as impactful as previous publications on this topic. Although I find reviewer#2 argument on Yap irrelevant, as YAP is not the main focus of this paper. Some experiments have been done with cells of epithelial origin, but NCT mechanosensitivity has not been clearly tested in epithelial monolayer, which is the main claim of the proposed study here. The 2017 Cell paper focused on YAP transport into the nucleus (and not NCT in general) and they showed a correlation between YAP nuclear localization and traction force in MCF10A. I am not sure if one would say that "NCT mechanosensitivity has been well demonstrated in epithelial cells" based on this single panel. The impact of the proposed study is certainly not outstanding but offering a thorough analysis in epithelial cells (as monolayers and not as individual cells) and presenting a well-defined experimental approach should be of interest in the field. I agree with comments from reviewer#2 that some reported effects in graph are unclear on main images. More experimental details should hopefully clarify this aspect.

      Significance

      In this work, Granero-Moya et al characterise a new tool for measuring NCT and show that it is mechanically regulated. Given the importance of NCT in mechano-transduction, this tool will be a great asset to the mechano-biology community and will likely be adopted by multiple groups in the future. The findings about the effects of cell density on NCT and differences from YAP are interesting but could be further fleshed out. This work is likely to be of greatest interest to a specialised audience working in the fields of mechano-biology and nuclear transport.

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      Reply to the reviewers

      Reply to reviewers

      First, we would like to extend our gratitude to all reviewers for their supportive and enthusiastic feedback, which acknowledges our study as an interesting, well-executed, and well-documented contribution to the field. We are also pleased that the novelty and significance of our work have been recognized and appreciated.

      As highlighted by reviewers 2, 3, and 4, our research represents a substantial advancement in understanding the mechanisms that coordinate the development of different cell types. Our findings have broader implications for developmental biology. We also thank the reviewers for their valuable insights, which have significantly improved the overall readability of our manuscript. We have carefully considered all minor corrections and text modifications they had suggested and made amendments accordingly.

      The reviewers proposed several complementary experiments to enhance and clarify our points. We have conducted most of these experiments, with one exception (detailed below), and incorporated the corresponding results into this revised version of the manuscript.

      Additionally, reviewers agreed that higher resolution images depicting the interactions between tendon and myoblast membranes would strengthen our manuscript. In response, we are pleased to present new high-resolution images of Ama::EGFP localization with respect to tendon and muscle cells, obtained using Zeiss Airyscan technology. We also provide new images using newly generated flies that allow simultaneous observation of both myoblast and tendon membranes.

      We believe these modifications substantially enhance the quality and interest of our results, as already highlighted by the reviewers.

      __Referees cross-commenting: __

      All reviewers agreed* that "this is an interesting study that is well done and well documented. I agree with reviewer 1 that the study would further benefit from better imaging of the cellular extensions of tendons and myoblasts to see how both cell types interact." *

      Reply: We agree with this point. To address it, we analyzed leg discs from Sr-Gal4>UAS-myrGFP line (labelling tendon membranes) crossed with a newly generated line R32D05::CD4TdTomato (myoblast specific expression of membrane tagged Tomato protein). Using confocal Zeiss Airy Scan technology, we generated high resolution images for which both tendon cell extensions and myoblast membranes are simultaneously visualized. These images are included in the new Figure 2 (O, P and O', P'). To be noticed: as we also provide new high resolution images of Ama::EGFP and Nrt localizations (Fig. 2 M, N and M', N'), we removed images of zoom in of 5h APF leg disc.

      REVIEWER 1

      Moucaud et al carried out single cell sequencing on myoblasts from the developing drosophila leg muscles, focusing on gene expressions overlapping with tendon and muscle cells. This study proposes that neuronal cell adhesion molecules Ama and Nrt interact in myoblast and tendon adhesion to support tendon and in proliferation of muscle progenitors. This study traces Ama and Nrt expression with various drosophila mutant strains and provides evidence to support its claims using single cell sequencing, immuno-fluoresence and in situ hybridisation. *The authors report novel markers to study the interactions between muscle and tendon progenitors in the Drosophila leg provide convincing evidence of their functions in muscle and muscle and tendon formation. *

      • The authors report novel markers to study the interactions between muscle and tendon progenitors in the Drosophila leg provide convincing evidence of their functions in muscle and muscle and tendon formation. *

      __ Reply:__ We are grateful to the Reviewer 1 for his/her supportive comments on the quality of our work.

      Page 2 "cell types*..." might be worth including other cell types such as vascular/endothelial if listing all cell types in the limb, as the sentence is suggesting. *

      __ Reply__: "blood vessels" have been added as components of the limb musculoskeletal system.

      Reviewer's comment: The authors discuss the interactions between the myoblasts and tendon cells but do not show any cellular resolution of the interaction between the cells and the secreted adhesion proteins. It would enhance the manuscript if the authors could show high resolution images of these cellular interactions with the secreted protein in vivo.

      __ Reply__: see reply to referees cross-commenting about newly generated high-resolution images shown in Fig. 2.

      Lots of examples of definite article (the) missing throughout the text.

      Reply: The text has been edited and missing articles added

      Second line of Abstract does not flow: Ama encodes secreted proteins to "Ama encodes a secreted protein"

      __ Reply__ the correction has been made accordingly

      2nd para Intro- this para is essentially discussing vertebrate limb muscle/tendon precursors, although includes a non-vertebrate citation. It could be helpful to (briefly) compare/contrast the non-vertebrate vs vertebrate literature on this topic.

      __ Reply__: Indeed, this paragraph is primarily focused on the development of the musculoskeletal system in vertebrates. The comparison (from a molecular standpoint) with the muscle system of the Drosophila leg appears in the following paragraph. For clarity, we have included a brief, more general description (end of second paragraph) about the muscle/tendon system in Drosophila to highlight certain divergences between vertebrate and invertebrate systems and to introduce the subsequent paragraph.

      "in limb of chick embryo add "the limb"

      __ Reply:__ the correction has been made accordingly

      p6 because these two antibodies were raised in rabbit, as the Twist antibody, needs some additional explanatory text.

      __ Reply__: We have modified the text to give a more accurate explanation: "Because these two antibodies were raised in rabbit, as was the Twist antibody, we could not use this latter to visualize the myoblasts"

      P9 discussion creeping into results section-with some speculation on Ama forming homophilic adhesions which has not been experimentally tested.

      __ Reply:__ Because we chose to submit this work as a short format paper, Results and Discussion sections are indeed combined. However, we agree that homophilic adhesion properties of Ama have been shown only in cell culture and not tested in physiological context. To clarify this point, we have modified the corresponding part of the text and only suggest that Ama could directly bind to membranes through its putative GPI modification as proposed by Seeger et al.

      Ama depletion affects both viability and the proliferation rate of leg disc myoblasts (in a Nrt-independent way) Does it have similar role in tendon precursors? Could the authors provide any evidence of apoptosis given proposed role of Ama in glial cells?

      __ Reply: __As asked by Reviewer 1, we have tested these two points and included the results in suppl figure 3 (A-C). As expected, the proliferation rate of tendon cells is not affected as we have previously showed that tendon cells are post-mitotic cells (Laurichesse et al. 2021). Moreover, we now show that Ama depletion does not lead to apoptosis of tendon cells. See Supp. Figure 3 (A-C), the main text has also been modified accordingly.

      REVIEWER 2:

      In this well-written, comprehensive, and interesting manuscript, the authors study the molecular circuitry that supports the coordinated activity of tendon cells and myoblasts during development. As the authors themselves point out in the introduction, the assembly of tissues within the musculoskeletal system provides a particularly attractive system in which to study how different cell types coordinate their behaviours to form higher-order structures. Using single-cell transcriptomics, the authors first identify the cell adhesion molecule Ama and transmembrane protein Nrt as enriched in Drosophila myoblasts and tendon cells. Their transcriptomic data suggest that Nrt is specifically expressed in the tendon cells while Ama is expressed in both. They support these data with a variety of in situ, antibody, and endogenous stainings. Using a series of genetic manipulations, they then convincingly show that Ama controls the total number of myoblasts during the larval stages: Ama knockdown is associated with both decreased proliferation and increased apoptosis of myoblasts. Ama's role in regulating myoblast number is shown to be independent of Nrt and likely under the control of the FGF/RTK pathway. Finally, the authors show that the loss of either Nrt or Ama activity is associated with a loss of adhesion between myoblasts and tendon cells and with the stunted growth of the long tendon. Thus, their data point to Ama playing dual roles in muscle development by regulating both myoblast number and cell adhesion.

      * I very much enjoyed reading the paper, which I think makes an important contribution to our understanding of both the developing musculature and inter-cell-type coordination during development more broadly. I have only a handful of grammatical errors to point out.*

      __Reply: __We appreciate these enthusiastic and supportive comments, and we would like to thank the Reviewer for highlighting the broader contribution of our work to the understanding of the mechanisms of coordination between different cell types.

      *- Grammar: 'This prompted us to use Drosophila model to search' should read 'This prompted us to use the Drosophila model to search' - Grammar: '...identify Neurotactin (Nrt) and its binding partner, Amalgam (Ama) as candidates...' should read '...identify Neurotactin (Nrt) and its binding partner, Amalgam (Ama), as candidates...' - Grammar: 'As tendon precursors in leg disc' should read 'As tendon precursors in the leg disc'. - Grammar : '...we performed a series of in situ hybridization...' should read '...we performed a series of in situ hybridizations...' - Grammar: 'Because these two antibodies were raised in rabbit, as the Twist antibody' should read 'Because these two antibodies were raised in rabbit, as was the Twist antibody' - Grammar: 'Statistical analysis reveals an increase myoblast total number when overexpressing an activated ERK' should read 'Statistical analysis reveals an increase in the total number of myoblasts when overexpressing an activated ERK' - Grammar: The following section header needs rephrasing: 'Ama, potential downstream effector of FGF pathway in the regulation of myoblast number'. Maybe 'Ama is a potential downstream effector of the FGF pathway in the regulation of myoblast number' or Ama: a potential downstream effector of the FGF pathway in the regulation of myoblast number. - Grammar: 'whereas its reduction (UAS-StyRNAi) lead to more myoblasts' should read 'whereas its reduction (UAS-StyRNAi) leads to more myoblasts' - For clarity 'The expression of the constitutively active form of ERK could rescue the phenotype of Ama depletion in glial cells (Ariss et al. 2020)' might read better as 'Previous work has shown that the expression of the constitutively active form of ERK can rescue the phenotype of Ama depletion in glial cells (Ariss et al. 2020). Therefore, we tried...' - Grammar: 'showed a significant higher number of myoblasts compared' should read 'showed a significantly higher number of myoblasts compared' - Grammar: 'Another, not exclusive, possibility' should read Another, non-mutually exclusive, possibility'. - Grammar: 'We measured the length of the tilt relatively to the length' should read '. We measured the length of the tilt relative to the length' *

      Reply: All the modifications suggested above by Reviewer 2 are now included in the text.

      REVIEWER 3:

      *Myoblast and tendon precursors stem from different developmental origins. Hence, they need to find each other to build a functional muscle-skeleton. How they do so is an exciting biological problem, not only for this reviewer who is working on Drosophila muscle development, too. As we currently understand little about how myoblasts communicate with tendons during development, I find this manuscript a generally interesting contribution unravelling a new mechanism of cell-cell communication between these two cell types. It proposes a role for 2 interesting proteins that are little studied. Furthermore, Drosophila leg muscle-tendon development is complex and results in an intricate final architecture. Thus, a better understanding of its molecular mechanisms of development is exciting to this reviewer and to the muscle and tendon fields. *

      Reply: We express our gratitude to Reviewer 3 for his/her keen interest in our work and for emphasizing its significance within the field of developmental biology.

      *While some Ama mRNA expression in myoblasts was confirmed with in situ hybridisation, it was also shown that Ama mRNA is expressed in other sources including tendon precursors. As the interesting AmaGFP protein overlapping with the developing tendon cells is found at some distance from the myoblasts, the source for this Ama protein population is not entirely clear. To identify if it is secreted from myoblasts I suggest to stain for Ama-GFP in the muscle-specific Ama knock-down discs at 5h APF. This could use the late knock-down condition. *

      __ Reply:__ In Suppl Fig.2 in a close-up view of the femur region, we show that at 5h APF Ama is transcribed in addition to myoblasts also in the developing tilt tendon. This tendon associated Ama expression is specific as it is detected after myoblast specific Ama knockdown. Thus, at 5h APF, the Ama-GFP signal detected at the interface of muscle and tendon precursors could in part correspond to Ama secreted by the tilt tendon cells. However, we also observed clear Ama-GFP signal at the interface of myoblasts and tendon precursors at 0h APF when Ama is not yet transcriptionally activated in tilt tendon precursors (not shown). Thus, we are confident that the myoblasts are the main source of secreted Ama protein that ensure close proximity of myoblast and tendon precursor cells. A view supported by the loss of myoblast-tendon cell proximity in myoblast-specific Ama knockdown. However, to clarify this point, we immunostained myoblast-specific Ama knock-down discs for the Ama protein in at 5h APF as suggested. As stated in the text, we were concerned that GFP tag could influence the life-time of the Ama protein, as GFP itself is pretty stable. This is why we used anti-Ama antibody kindly provided by Dr. Silman to determine whether myoblast-specific Ama knockdown (using R32D05-Gal4 driver) would completely abolish Ama protein at 5h APF. We indeed observed a strong reduction of Ama protein at this stage indicating that the contribution of Ama protein from tendon cells is minimal (but cannot be completely excluded), with myoblasts remaining the major source at this stage. This new result is now presented in Suppl Fig. 2M-P. This result is also in accordance with our new result showing that tendon-specific AmaKD has no effect on tendon growth (see reply to the comment below regarding tendon length). In light of this new result, we have modified the text accordingly in the corresponding paragraph (p5-6).

      Generally, it might be useful to move the part of Figure 2 that shows the Ama-GFP Nrt co-staining to the later part in the text that addresses the interaction of both cell types and keep the autonomous Ama role in muscle for the start of paper only.

      __ Reply: __We have indeed debated extensively about this possibility before submitting this work. While such a presentation would have some logical coherence, it also has the disadvantage of having to resume, at least partially, the expression of Ama, leading to certain redundancies. Additionally, we chose to begin with a comparison of the new myoblast transcriptomic data with pre-established tendon data to highlight the presence of ligand-receptor pairs. In this context, it seemed to us more pertinent to present the expression patterns of Ama and Nrt together in the initial figures.

      To quantify the interaction of the myoblast cell membranes and the tendon cells better it would be useful to combine sr>CAAXmCherry with a myoblast membrane maker (possibly Him-CD8-GFP or use R15B03-Gal4 with R79D08-lexA). This could also improve the "mean distance" measurements. As currently presented, it is not so clear how the mean distance was measured. It could be helpful to indicate some examples in zoom-in vies on Figure 5. Does a distance of 4 µm in wild type mean that the myoblast is not touching the tendon precursors, or is only the myoblast nucleus that is Twi positive at this distance?

      __ Reply: We are grateful to this reviewer for its relevant suggestion. Thus, as stated above (referees cross-commenting), we provide new high-resolution images with labelled membranes of both tendon cells and myoblasts (fig 2 O-P). As shown here, myoblast membranes are very closed to each other, and nuclei occupy an important part of myoblast volumes. So, we found more accurate to use the myoblast nucleus (stained with Twist antibody) to detect individual myoblasts using Imaris Spot function rather than myoblast membranes. We also believe that the distances between the center of myoblast nuclei and the tendon surface are representative of the distance between these two cell types as nucleus myoblast occupies most of the cell volume. We addressed this point in the new Suppl. Fig.5. __Regarding the distance of 4____ µm: As mentioned in the original text, the 4 µm distance represents the average distance between myoblasts and the tendon surface in wild type discs. We do not perceive this distance as indicative of a threshold distinguishing myoblasts that interact physically with tendons from those that do not. We rather use this mean distance to quantify the distribution of myoblasts around the tendon and their dispersion/mis-distribution in Ama and Nrt knockdown leg discs. To clarify this point, we have modified the corresponding paragraph: "This result indicates that AmaKD leads to myoblasts mis-distribution around the tilt, suggesting that the reduction of Ama level could affect myoblast-tendon adhesion".

      For a better understanding of how the mean distance was measured, we added a new Supplementary Figure 5 (rather than a zoom-in in the main figure as suggested by this reviewer), with a corresponding description of how this distance was measured in addition to the explanations in the material and method section.

      Is the tendon elongation phenotype seen after Ama RNAi in muscle and in Nrt mutants due to the fact that myoblasts are further away from tendons or is it an Ama/Nrt role that is autonomous to tendons? This could be tested by assaying tendon elongation after tendon-specific Ama knock-down as shown in Figure S2.

      __ Reply: __As asked by this reviewer, we have performed this experiment using Sr-Gal4 driver to induce tendon-specific Ama knockdown and assessed tendon elongation using R79D08-lexA>lexAop-GFP marker. Overall statistical analysis is now included in Fig 5F and G graphs. This analysis shows that tendon-specific Ama knockdown does not affect tendon elongation. This is in concordance with the fact that Ama knockdown in myoblasts leads to tendon defects similar to that of Nrt loss of function in tendon clearly indicating that the observed phenotypes are due to Ama's role in myoblasts. This does not exclude an additional subsequent Ama function in growing tendon precursors in later development.

      Minor : Is Figure 2Q a zoom-in from Figure 2P? If yes, it would be helpful to indicate the rough position of it in the lower magnification image.

      Reply: Figure 2Q was not a zoom-in from Figure 2P in the previous version of the paper. As stated above Fig. 2 has now been modified.

      Minor page 6 - w[1118] is with small "w".

      Reply: modifications have been made accordingly in main and figure texts.

      REVIEWER 4:

      *The manuscript is well-organized, with clear descriptions of methods and results. The use of transcriptomic datasets and gene expression analyses provides insights into the molecular mechanisms underlying the interaction between muscle and tendon precursors. *

      *The immunostaining and in situ hybridization experiments well illustrate the expression patterns of Ama and Nrt in muscle and tendon cells during leg disc development in Drosophila. *

      *The functional analyses, including knockdown experiments, support the conclusion that Ama plays a crucial role in maintaining the pool of leg muscle precursor cells and coordinating tendon and muscle precursor growth. *

      The manuscript significantly enhances our understanding of cell-cell interactions in the musculoskeletal system of Drosophila. The findings have broader implications for the field of developmental biology. In general, this manuscript provides valuable insights into the molecular processes governing leg muscle and tendon development.

      Reply: We are indebted to Reviewer 4 for highlighting that our manuscript is well-organized and well-illustrated. We are also grateful to Reviewer 4 for highlighting the valuable insights of our work.

      some aspects in the manuscript, for example how Ama regulates myoblast number and its interaction with the FGFR pathway, could be further explored or clarified.

      __ Reply:__ Regarding Ama's contribution for maintaining the myoblast pool through its interaction with the FGF pathway, we demonstrate here that, contrary to what has been proposed for glial cells, Ama acts downstream of this pathway, although we emphasize that there is a synergistic effect with the MAPK pathway inhibitor, Sprouty. These findings thus reveal complex and variable regulatory mechanisms between Ama and the FGF pathway that would require specific investigation, the entirety of which appears challenging to integrate into this same publication.

      the organization of the abstract could be improved to provide a clearer and more comprehensive overview of the study. The abstract currently lacks a structured presentation of essential components such as methods, results, and conclusions. It would greatly benefit from a more systematic arrangement.

      __ Reply:__ We have made modifications to propose a more structured abstract.

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      Referee #4

      Evidence, reproducibility and clarity

      The manuscript by Moucaud et al. titled "Amalgam plays a dual role in controlling the number of leg muscle progenitors and regulating their interactions with developing tendon" presents a comprehensive investigation of cell-cell interaction between skeletal muscle and tendon precursor cells. The authors use the Drosophila leg development model to findr candidates involved in early interactions between muscle and tendon precursors. The manuscript focuses on the role of Amalgam (Ama) and Neurotactin (Nrt) in these two cell populations communication during musculoskeletal system development .

      The results demonstrate that Ama and Nrt are selectively expressed in skeletal muscle and tendon precursors, respectively. Moreover, Ama and Nrt are required to keep myogenic and tendom precursors closely associated, thus is essential for leg muscles development. Furthermore, Ama plays also important role in maintaining the pool of leg muscle precursor cells. Additionally, the expression patterns of Ama and Nrt suggest a potential dual role for Ama, not only in interacting with Nrt but also in a Nrt-independent manner. Summarizing, the study shows the importance of specific bi-directional communication between different cell populations in the formation of functional organs in suggests that Ama and Nrt plays key role during musculoskeletal system development.

      The manuscript is well-organized, with clear descriptions of methods and results. The use of transcriptomic datasets and gene expression analyses provides insights into the molecular mechanisms underlying the interaction between muscle and tendon precursors. The immunostaining and in situ hybridization experiments well illustrate the expression patterns of Ama and Nrt in muscle and tendon cells during leg disc development in Drosophila. The functional analyses, including knockdown experiments, support the conclusion that Ama plays a crucial role in maintaining the pool of leg muscle precursor cells and coordinating tendon and muscle precursor growth. Additionally, the authors explore the potential link between Ama and the FGFR pathway, suggesting that Ama may act downstream of the pathway.

      However, some aspects in the manuscript, for example how Ama regulates myoblast number and its interaction with the FGFR pathway, could be further explored or clarified. Moreover, the organization of the abstract could be improved to provide a clearer and more comprehensive overview of the study. The abstract currently lacks a structured presentation of essential components such as methods, results, and conclusions. It would greatly benefit from a more systematic arrangement.

      Significance

      The manuscript significantly enhances our understanding of cell-cell interactions in the musculoskeletal system of Drosophila. The findings have broader implications for the field of developmental biology. In general, this manuscript provides valuable insights into the molecular processes governing leg muscle and tendon development.

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      Referee #3

      Evidence, reproducibility and clarity

      This manuscript is investigating mechanisms how muscle and tendon development is properly coordinated. By using differential expression analysis of developing Drosophila legs, the authors find that Amalgam (Ama) is expressed in the developing leg myoblasts and Neurotactin (Nrt) is expressed in one class of tendon precursors, the tilt in the dorsal femur. Using a new Ama-GFP knock-in line, Ama protein was found in the proximity to the developing tendons at 5h APF, when myoblasts and tendons likely interact.

      Using myoblast specific knock-down of Ama, the authors find that Ama acts autonomously in the leg myoblasts to promote their proliferation and survival. A similar function for Ama had been described for flight muscle myoblasts in larval wing discs (Zappa et al. 2020). In leg myoblasts ama likely acts downstream of FGF signalling in the myoblasts to promote their proliferation.

      As Ama and Nrt were proposed as a ligand-receptor pair promoting adhesion, the authors knocked-down Ama later during myoblast development, after they have proliferated, and tested where these myoblasts are positioned. They find that Ama knock-down myoblasts stay at a larger distance from tendons compared to wild type; the same was found in Nrt mutants. Thus, the authors propose that Ama protein secreted from myoblasts acts via the membrane-bound Nrt protein on the tendon precursors to coordinate muscle-tendon adhesion and proper positioning.

      1. While some Ama mRNA expression in myoblasts was confirmed with in situ hybridisation, it was also shown that Ama mRNA is expressed in other sources including tendon precursors. As the interesting AmaGFP protein overlapping with the developing tendon cells is found at some distance from the myoblasts, the source for this Ama protein population is not entirely clear. To identify if it is secreted from myoblasts I suggest to stain for Ama-GFP in the muscle-specific Ama knock-down discs at 5h APF. This could use the late knock-down condition. Generally, it might be useful to move the part of Figure 2 that shows the Ama-GFP Nrt co-staining to the later part in the text that addresses the interaction of both cell types and keep the autonomous Ama role in muscle for the start of paper only.
      2. To quantify the interaction of the myoblast cell membranes and the tendon cells better it would be useful to combine sr>CAAXmCherry with a myoblast membrane maker (possibly Him-CD8-GFP or use R15B03-Gal4 with R79D08-lexA). This could also improve the "mean distance" measurements. As currently presented, it is not so clear how the mean distance was measured. It could be helpful to indicate some examples in zoom-in vies on Figure 5. Does a distance of 4 µm in wild type mean that the myoblast is not touching the tendon precursors, or is only the myoblast nucleus that is Twi positive at this distance?
      3. Is the tendon elongation phenotype seen after Ama RNAi in muscle and in Nrt mutants due to the fact that myoblasts are further away from tendons or is it an Ama/Nrt role that is autonomous to tendons? This could be tested by assaying tendon elongation after tendon-specific Ama knock-down as shown in Figure S2.

      Minor:

      1. Is Figure 2Q a zoom-in from Figure 2P? If yes, it would be helpful to indicate the rough position of it in the lower magnification image.
      2. page 6 - w[1118] is with small "w".

      Referees cross-commenting

      All reviewer agree that this is an interesting study that is well done and well documented. I agree with reviewer 1 that the study would further benefit from better imaging of the cellular extensions of tendons and myoblasts to see how both cell types interact.

      Significance

      Myoblast and tendon precursors stem from different developmental origins. Hence, they need to find each other to build a functional muscle-skeleton. How they do so is an exciting biological problem, not only for this reviewer who is working on Drosophila muscle development, too.

      As we currently understand little about how myoblasts communicate with tendons during development, I find this manuscript a generally interesting contribution unravelling a new mechanism of cell-cell communication between these two cell types. It proposes a role for 2 interesting proteins that are little studied. Furthermore, Drosophila leg muscle-tendon development is complex and results in an intricate final architecture. Thus, a better understanding of its molecular mechanisms of development is exciting to this reviewer and to the muscle and tendon fields.

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      Referee #2

      Evidence, reproducibility and clarity

      In this well-written, comprehensive, and interesting manuscript, the authors study the molecular circuitry that supports the coordinated activity of tendon cells and myoblasts during development. As the authors themselves point out in the introduction, the assembly of tissues within the musculoskeletal system provides a particularly attractive system in which to study how different cell types coordinate their behaviours to form higher-order structures. Using single-cell transcriptomics, the authors first identify the cell adhesion molecule Ama and transmembrane protein Nrt as enriched in Drosophila myoblasts and tendon cells. Their transcriptomic data suggest that Nrt is specifically expressed in the tendon cells while Ama is expressed in both. They support these data with a variety of in situ, antibody, and endogenous stainings. Using a series of genetic manipulations, they then convincingly show that Ama controls the total number of myoblasts during the larval stages: Ama knockdown is associated with both decreased proliferation and increased apoptosis of myoblasts. Ama's role in regulating myoblast number is shown to be independent of Nrt and likely under the control of the FGF/RTK pathway. Finally, the authors show that the loss of either Nrt or Ama activity is associated with a loss of adhesion between myoblasts and tendon cells and with the stunted growth of the long tendon. Thus, their data point to Ama playing dual roles in muscle development by regulating both myoblast number and cell adhesion.

      I very much enjoyed reading the paper, which I think makes an important contribution to our understanding of both the developing musculature and inter-cell-type coordination during development more broadly. I have only a handful of grammatical errors to point out.

      Grammar: 'This prompted us to use Drosophila model to search' should read 'This prompted us to use the Drosophila model to search'

      Grammar: '...identify Neurotactin (Nrt) and its binding partner, Amalgam (Ama) as candidates...' should read '...identify Neurotactin (Nrt) and its binding partner, Amalgam (Ama), as candidates...'

      Grammar: 'As tendon precursors in leg disc' should read 'As tendon precursors in the leg disc'.

      Grammar : '...we performed a series of in situ hybridization...' should read '...we performed a series of in situ hybridizations...'

      Grammar: 'Because these two antibodies were raised in rabbit, as the Twist antibody' should read 'Because these two antibodies were raised in rabbit, as was the Twist antibody'

      Grammar: 'Statistical analysis reveals an increase myoblast total number when overexpressing an activated ERK' should read 'Statistical analysis reveals an increase in the total number of myoblasts when overexpressing an activated ERK'

      Grammar: The following section header needs rephrasing: 'Ama, potential downstream effector of FGF pathway in the regulation of myoblast number'. Maybe 'Ama is a potential downstream effector of the FGF pathway in the regulation of myoblast number' or Ama: a potential downstream effector of the FGF pathway in the regulation of myoblast number.

      Grammar: 'whereas its reduction (UAS-StyRNAi) lead to more myoblasts' should read 'whereas its reduction (UAS-StyRNAi) leads to more myoblasts'

      For clarity 'The expression of the constitutively active form of ERK could rescue the phenotype of Ama depletion in glial cells (Ariss et al. 2020)' might read better as 'Previous work has shown that the expression of the constitutively active form of ERK can rescue the phenotype of Ama depletion in glial cells (Ariss et al. 2020). Therefore, we tried...'

      Grammar: 'showed a significant higher number of myoblasts compared' should read 'showed a significantly higher number of myoblasts compared'

      Grammar: 'Another, not exclusive, possibility' should read Another, non-mutually exclusive, possibility'.

      Grammar: 'We measured the length of the tilt relatively to the length' should read '. We measured the length of the tilt relative to the length'

      Significance

      I very much enjoyed reading the paper, which I think makes an important contribution to our understanding of both the developing musculature and inter-cell-type coordination during development more broadly

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      Referee #1

      Evidence, reproducibility and clarity

      Moucaud et al carried out single cell sequencing on myoblasts from the developing drosophila leg muscles, focusing on gene expressions overlapping with tendon and muscle cells. This study proposes that neuronal cell adhesion molecules Ama and Nrt interact in myoblast and tendon adhesion to support tendon and in proliferation of muscle progenitors. This study traces Ama and Nrt expression with various drosophila mutant strains and provides evidence to support its claims using single cell sequencing, immuno-fluoresence and in situ hybridisation.

      Minor comments:

      Page 2 "cell types..." might be worth including other cell types such as vascular/endothelial if listing all cell types in the limb, as the sentence is suggesting.

      The authors discuss the interactions between the myoblasts and tendon cells but do not show any cellular resolution of the interaction between the cells and the secreted adhesion proteins. It would enhance the manuscript if the authors could show high resolution images of these cellular interactions with the secreted protein in vivo.

      Minor typographical

      Lots of examples of definite article (the) missing throughout the text

      Second line fo Abstract does not flow Ama encodes secreted proteins to "Ama encodes a secreted protein"

      2nd para Intro- this para is essentially discussing vertebrate limb muscle/tendon precursors, although includes a non-vertebrate citation. It could be helpful to (briefly) compare/contrast the non-vertebrate vs vertebrate literature on this topic.

      in limb of chick embryo add "the limb"

      p6 because these two antibodies were raised in rabbit, as the Twist antibody, needs some additional explanatory text

      p8 or FGF receptor add "the"

      P9 discussion creeping into results section-with some speculation on Ama forming homophilic adhesions which has not been experimentally tested.

      Significance

      Thge authors report novel markers to study the interactions between muscle and tendon progenitors in the Drosophila leg provide convincing evidence of theri functions in muscle and muscle and tendon formation.

      Ama depletion affects both viability and the proliferation rate of leg disc myoblasts (in a Nrt-independent way)

      Does it have similar role in tendon precursors?

      Could the authors provide any evidence of apoptosis given proposed role of Ama in glial cells?

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      Reply to the reviewers

      We thank the referees for their insightful comments and constructive feedback, which have undoubtedly strengthened our manuscript.

      Reviewer #1 Comment:

      Absence of evidence demonstrating the presence of prions or prion-seeding activity in extraneural tissues.

      Response: Our study focuses on all pathophysiological alterations brought about by prion infections in extraneural organs, be they caused directly by prion infections of said organs or through indirect mechanisms. Nevertheless, we share the reviewer's curiosity about a possible correlation between these changes and the presence of prion-seeding activity. We propose to include additional data demonstrating prion presence and seeding activity in skeletal muscle at various timepoints. This will be achieved by employing proteinase K digestion followed by Western blot (PK-WB) and real-time quaking-induced conversion (RT-QuIC) assays to provide a robust correlation with our transcriptomic analyses and Glul upregulation.

      Revision: We have conducted preliminary experiments using PK-WB and RT-QuIC assays. These experiments were performed on terminal-stage prion-infected samples and related controls. If prion presence is detected at this stage, we plan to extend the analysis to earlier stages, specifically at 16 weeks post-inoculation (wpi) and 8 wpi, to track the progression of prion-seeding activity over time.

      Western blot analysis was performed on skeletal muscle homogenates at the terminal stage of prion disease in mice infected with three prion strains (RML6, ME7, and 22L) and related NBH control. Control samples include CNS brain homogenates, showing prion presence (PrPSc) in RML6 but not in NBH. Neither skeletal muscles from NBH nor from prion-infected samples show detectable prions, indicating that PK-WB may lack the sensitivity to detect prions in skeletal muscle or that prion levels are below detection thresholds (Revision Figure 1A) for this specific technique.

      Next, we performed RT-QuIC assays on muscle homogenates using different protocols, including sodium phosphotungstic acid (NaPTA) enrichment (Revision Figure 1B). NaPTA binds and precipitates PrPSc in the presence of MgCl2, removing contaminants and concentrating PrPSc. For this protocol, 100 µg of muscle homogenates were treated with benzonase to degrade DNA contaminants. Then, 4% NaPTA and 170 mM MgCl2 were added, resulting in a final NaPTA concentration of 0.3%. The samples were incubated at 37{degree sign}C while shaking at 1500 rpm for 2 hours, followed by centrifugation at 15,000 g for 30 minutes to precipitate PrPSc. The resulting pellets were used to seed RT-QuIC reactions. Each biological replicate was run in quadruplicate, and replicates were considered positive only if at least 3 out of 4 technical replicates showed detection. Results indicated no amplification for NBH samples. For RML6 skeletal muscles, 2 out of 3 biological replicates were positive. For ME7, 0 out of 4 biological replicates were positive. For 22L, 1 out of 3 biological replicates was positive.

      Using the same protocol without NaPTA (Revision Figure 1C), two positive samples were observed in the NBH condition, suggesting that NaPTA is useful for specific prion enrichment.

      Similarly, we combined NaPTA and sarkosyl in our further trial. 10% weight/volume muscle homogenates in 1x PBS containing 2% sarkosyl were centrifuged at 80 g for 1 minute, and the supernatant (500 µl) was collected. If still dirty, further centrifugation at 2700 g for 5 minutes was performed. Then, 500 µl PBS containing 2% sarkosyl was added and incubated for 10 minutes at 37{degree sign}C. Benzonase and MgCl2 (final concentrations 50 U/ml and 1 mM, respectively) were added and incubated for 30 minutes at 37{degree sign}C with shaking at 1500 rpm. NaPTA was added to a final concentration of 0.3% and incubated for 30 minutes at 37{degree sign}C with shaking. Samples were centrifuged at 15,000 g for 30 minutes and resuspended in 20 µl of 0.1% sarkosyl-containing PBS condition (Revision Figure 1D). Using this protocol, we also detected signals in the NBH control.

      These results indicate ongoing challenges in optimizing prion extraction from skeletal muscle. Unlike brain tissue, where prion levels are significantly higher, skeletal muscle presents difficulties due to lower prion concentrations. In brain samples, dilutions still result in positive signals only from prion-enriched conditions. However, for skeletal muscle, prion extraction is not as straightforward, highlighting the need for further refinement of the protocol to achieve reliable detection and differentiation between prion-infected and control samples.

      Inclusion of prion strain with limited extraneural replication. Reliance on three prion strains limits the relevance. Inclusion of a strain with limited extraneural replication is suggested.

      Response: To address this limitation, we propose a comprehensive discussion on the systemic nature of prion diseases, emphasizing the need for future research to explore potential strains with restricted replication patterns.

      Revision: There is a significant interest in prion deposits in skeletal muscles as potential sources of prion spreading. The consumption of beef products from cattle infected with bovine spongiform encephalopathy (BSE) prions caused new variant Creutzfeldt-Jakob disease, raising early concerns about the transmission of prions from cervids to humans (1-3). This remains a hot topic in the field (4-7), underscoring the importance of our longitudinal transcriptomic analysis in different extraneural organs. However, prion strains with restricted extraneural replication which we could use as control have not been described in mice used as prion animal models. According to our knowledge and the existing literature, there is no documentation of any mouse-adapted prion strains that are unable to propagate prions outside the central nervous system (CNS). Although this does not apply to our study, it is important to note that hamster-derived prion strains such as HY and DY exhibit different replication patterns. Hamsters infected with HY TME prions show detectable infectivity and/or PrPSc in the CNS, lymphoreticular system, skeletal muscle, nasal secretions, and blood (8-11). Conversely, prion infectivity and/or PrPSc in DY TME-infected hamsters is restricted to the CNS (12-14).

      In mice, the situation is quite different, and there are no prion strains with restricted extraneural replication. Instead, studies have focused on models where prion protein (PrPC) is absent in all tissues except skeletal muscle, which is essentially the opposite of the condition requested by the reviewer. For instance, research has demonstrated that prion levels in skeletal muscles are 5-10% of those observed in the brain (1). Here, transgenic mice (Tg(α-actin-MoPrP)6906/Prnp0/0) expressing PrPC only in skeletal muscles (and barely detectable in the CNS) were created. After intramuscular prion injection, these mice showed that skeletal muscles could propagate prions (1). Additionally, another study found that prions were not detectable in skeletal muscle at early stages (32 and 60 days post intracerebral prion inoculation) unless experimental autoimmune myositis was induced, which increased prion spread to skeletal muscle (15).

      This comprehensive discussion underscores the absence of a mouse model prion strain with limited extraneural replication, highlighting a gap in current research that our study aims to address indirectly through our systemic approach.

      Clarification on statistical methods. Lack of details on statistical tests used for comparing GLUL levels in Figures 3 and 4.

      Response: We clarified the statistical tests used, specifying whether they are parametric or non-parametric, and provide a rationale for the chosen methods. It is important to note that GLUL upregulation is significant, as evident from Figure 4. At 8 wpi, the fold change for RML6 is above 3, for ME7 is above 1.5, and for 22L is above 2. The fold change in later timepoints is increasingly larger.

      Revision: For Figure 3E, normalized raw counts for the GLUL gene in control and sCJD patients were analyzed using the DESeq2 package, with related false discovery rate (FDR) calculations. DESeq2 is appropriate for RNA-seq data as it models count data using a negative binomial distribution, suitable for overdispersed count data commonly found in RNA-seq experiments. The normalization and FDR calculation ensure that the comparisons between control and sCJD patients are statistically robust.

      In Figure 3G, Western blot densitometry data were analyzed using the Mann-Whitney U test, resulting in a p-value of 0.01072. The Mann-Whitney U test is a non-parametric test that does not assume normal distribution, making it suitable for small sample sizes and non-normally distributed data, which is often the case in Western blot densitometry. For statistical analyses in Figure 4A, Mann-Whitney U test was used. In Figure 4C, we applied the t-test (as the standard deviations were consistent) with Bonferroni correction to account for multiple comparisons. The t-test is a parametric test suitable for normally distributed data, and the Bonferroni correction adjusts for the increased risk of Type I errors when multiple comparisons are made, ensuring the results are not due to chance. Additionally, we used one-way ANOVA corrected with Kruskal-Wallis, a non-parametric method, to confirm our findings (Revision Figure 2). The results from both statistical tests were in strong agreement, validating our analysis.

      In Supplementary Figure 6, the Mann-Whitney U test was used due to its non-parametric nature, which is suitable for data that do not assume a normal distribution. This test was chosen to provide a robust analysis of the data, which did not fit the assumptions required for parametric tests.

      These methods were selected based on the data distribution and the need for accurate statistical analysis to validate the significance of our findings. The choice of DESeq2 for RNA-seq data, Mann-Whitney U for non-normally distributed data, and t-tests with Bonferroni correction for normally distributed data ensures that our analyses are appropriately tailored to the characteristics of the data, providing reliable and valid results.

      Details on CJD cases analyzed. Information regarding the types of CJD analyzed is missing.

      Response: We ensured that details on the types of CJD cases analyzed, including genotype, strain type, and age, are clearly presented in the main text and supplementary materials.

      Revision: A comprehensive description of the sCJD cases, including genotype, strain type, and age, was accessible in Supplementary Table 5 (and here, in Revision Figure 3). This table also provides the reasons why some biosamples were excluded from the final bulk RNA sequencing and downstream analysis.

      Recent publications on prion seeding activity. Mention recent publications showing prion seeding activity in extraneural tissues.

      Response: We will update the Introduction section to include references to recent studies demonstrating prion seeding activity in extraneural tissues of sCJD and vCJD patients using RT-QuIC or PMCA assays.

      Revision: We will discuss and cite additional papers on this topic, highlighting the growing body of evidence for prion seeding activity in extraneural tissues. These references will provide a comprehensive background on the detection and significance of prion seeding in peripheral tissues, thereby strengthening the context and relevance of our study.

      Reviewer #2 Comment:

      The RNA sequencing of human skeletal muscle samples identified only one common gene between human and mouse conditions. There is concern that this gene may be a bystander result of terminal disease stage pathophysiology in both animals and human.

      Response: We strengthened the evidence supporting GLUL as early and altered gene by including additional timepoint analyses and showing its presence at earlier disease stages.

      Revision: The upregulation of GLUL cannot be attributed to a bystander effect result of terminal disease stage pathophysiology, as it is consistently upregulated across all analyzed timepoints. We performed weighted gene co-expression network analysis (WGCNA) grouped by disease stages and GLUL belongs to the orange module (upregulated genes throughout all timestages in both main (Figure 2A - original manuscript) and validation (Figure 3A - original manuscript) cohort). We also included a comparison of GLUL expression between RML6 and NBH. As shown in the figure (Revision Figure 4), GLUL is upregulated at all individual timepoints. This finding is corroborated at both the transcriptional and protein levels, including other prion strains (Figure 4 - original manuscript) from a further animal cohort for RML6 condition. This consistent upregulation across various stages supports GLUL as a robust altered genes and possible biomarker for prion disease progression.

      Cautious interpretation of GLUL dysregulation specificity. The claim that GLUL dysregulation is specific to prion diseases should be mentioned more cautiously due to the small sample number of other neurodegenerative diseases (NDs). The finding would be stronger if a meta-analysis of possible available data from human ND cohorts could be examined.

      Response: We will rephrase our conclusion to acknowledge the sample size limitation and suggest further studies for confirmation. However, due to the poor sample availability of skeletal muscles biopsis from other NDs, related metadata are complicated to be found.

      Revision: Modify the discussion section to reflect a more cautious interpretation, emphasizing the need for larger cohort studies to confirm GLUL specificity.

      Post-transcriptional modifications of GLUL. Explore the possibility of GLUL being modified through RNA editing affecting its expression.

      Response: We investigated the potential post-transcriptional modifications of GLUL, such as RNA editing, and their impact on its expression and function.

      Revision: We will add a paragraph named "Lack of post-transcriptional changes in extra-neural organs of prion-inoculated mice".

      Results: We calculated the genome-wide adenosine-to-inosine editing index (AEI) to measure global RNA editing levels (16), the preferential site of RNA editing in mammals. Blood global editing levels rose steadily during aging but were independent of prion inoculation (Revision Figure 5A). No AEI differences were seen in muscle or spleen (Revision Figure 5B and C). To determine recoding of individual transcripts, we aligned our sequencing results to previously published high-confidence AEI recoding sites (17). We found Flnb and Copa in the spleen and Cog3 in blood to be significantly recoded (Revision Figure 5D). However, Glul did not show significant recoding.

      Alternative splicing can give rise to disease-associated differentially used transcripts (18). In contrast to our previous results in the brain (19), the present alternative splicing analyses in extraneural organs showed only minor alterations (Revision Figure 5E). Necap2, Myl6 and Srsf5 transcripts were alternatively spliced across multiple organs and prion incubation times (Revision Table 1). Only in two out of a total of 21 splice variants differential transcript usage was accompanied by differential gene expression: upregulation of Myl6 in blood at 4 wpi and downregulation of Ms4a6c in blood at 14 wpi.

      Discussion: Except for Flnb, Copa and Cog3, we were unable to find evidence for broad dysregulation of posttranscriptional RNA editing, in contrast a recent report (20) but in line with our previous findings (19). Furthermore, splicing analysis suggests that alternative splicing was largely unlinked from gene expression changes.

      Method: Adenosine-to-inosine editing index (AEI) was calculated as previously published (16). Herein, raw fastq reads were uniquely aligned to a murine mm10 reference genome using STAR v2.7.3 with the filter outFilterMultimapNmax=1. RNAEditingIndexer (https://github.com/a2iEditing/RNAEditingIndexer) was used to calculate per-sample AEI.

      We identified gene-specific RNA editing based on a recently published list of high-confidence targets of Adar (17)as follows. RediToolsKnown.py from REDItools (21) was applied on uniquely aligned samples as mentioned above. This yielded per-site lists of A-to-I editing on which we applied the following thresholds: (a) a minimum of 3 alternative reads per site per sample (b) a minimal editing frequency of 1 % per site (c) criteria a) and b) are fulfilled in at least floor(2/3 * n) biological replicates, n is total number of biological replicates per group (d) transcripts of site present in at least 2 biological control replicates. Multiple testing of sites passing above-mentioned thresholds was performed using REDIT (https://github.com/gxiaolab/REDITs) and adjusted for false discovery rate (FDR) according to Benjamini-Hochberg, we considered sites with an FDR For alternative splicing, SGSeq R package (22) was employed to find splicing events characterized by two or more splice variants. Exons and splice junction predictions were obtained from BAM filesPrediction of exons and splice junctions was first made for each sample individually. Then the predictions for all samples were merged and we obtained a common set of transcript features. Overlapping exons were disjoint into non-overlapping exon bins and a genome-wide splice graph was compiled based on splice junctions and exon bins. A single value for each variant was produced by adding up the 5' and 3' counts, or, if these represented the same transcript features, by considering the unique value. These counts were then fed to DEXSeq (23). We analyzed differential usage of variants across a single event, in-stead of quantifying differential usage of exons across a single gene. We retained only variants with at least five counts in at least three samples (of any condition). After filtering, the events associated with a single variant were discarded. Differential analysis was then performed implementing a sam-ple+exon+condition:exon model in DEXSeq. Differentially expressed isoforms were defined as isoforms changing with FDR < 0.05. In the case of differentially used splice variants in muscle on 12 wpi, this dataset was considered as an outlier and hence excluded due to excessively reported splice variants (1,788 events compared to 5 or less on all other time-points and extraneural organs).

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      Referee #2

      Evidence, reproducibility and clarity

      Summary: The authors present a comprehensive transcriptomic analysis of different organ tissue samples (blood, spleen and muscle) from established prion models RML6, or 22L, or ME7 strain mouse-adapted scrapie, at a significant number of timepoints recapitulating early, asymptomatic preclinical, clinical and terminal stages of disease. The transcriptome profile of each tissue at each progression stage is a very useful information, on disease relevant transcriptional changes of variable significance. Eigengene networks were constructed to study the relationships between 39 modules only 2 were significant (orange and dark green) in skeletal muscle from all 3 tissues examined. The authors support they reveal a higher order organization of the late-stage disease transcriptome and provide insights into the modular architecture of gene expression during disease progression (early, presymptomatic and symptomatic) followed by 20 gene hub identification. In the context of network analysis, a high preservation with a Z-summary statistic > 1.96 suggests that the module's connectivity pattern is significantly preserved across different networks of the module's structure as RML6 disease progresses and it is not random compared to control.

      The RNA sequencing of human skeletal muscle samples further validated and only 1 common gene between human and mouse condition confirmed by immunoblotting. The GLUL gene was further investigated in terms of gene and protein expression in various mouse disease models along with human skeletal muscle CJD autopsy material. Their findings did not correlate between human and all mice models completely. The increase in GLUL expression is accompanied by changes in glutamate/glutamine metabolism and reduced glutamate levels in CJD skeletal muscle. These alterations were only specific to prion diseases, as they were not confirmed in other neurodegenerative conditions such as amyotrophic lateral sclerosis, Alzheimer's disease, or dementia with Lewy bodies. The authors propose GLUL dysregulation as a potential novel biomarker for prion disease progression, during the preclinical stages with potentially useful efficacy for monitoring of therapies.

      Comments

      • The RNA sequencing of human skeletal muscle samples identified only 1 common gene between human and mouse condition confirmed by immunoblotting at the terminal stage of the disease. How can they conclude that this specific gene is not a bystander result of the known pathophysiology at the terminal disease stage? The mouse data are not solidly consistent with the biomarker expression.
      • The claim that GLUL dysregulation with a result in glutamate/glutamine metabolism is only specific to prion progression only eventhough interesting should be mentioned with a more cautious way as the sample number of other NDs is small. The finding would be significantly stronger if metanalysis of possible available data of human ND cohorts could be examined.
      • Post-transcriptional modifications have been described as potential contributors to prion pathogenesis therefore, the authors should also explore the possibility of GLUL being modified through RNA editing affecting its expression.
      • The experiments are well designed and executed and the analysis methods are explained in detail. The figures are elegantly presented with adequate information.

      Significance

      The authors present a very well designed and comprehensive transcriptomic analysis of several tissue organs related to prion disease progression and validation data from multiple mouse models as well as human CJD skleletal muscle tissue.

      They provide a strong and logic experimental strategy with adequate validation comparing multiple strains with disease onset differences and human tissue. The result was to identify GLUL as a potential biomarker of prion specific disease progression without any overlap with other NDs sharing pathophysiology.

      The finding is interesting to the field but most importantly the established transcriptome profiles available will by of great use for future use from relevant basic research and also translational studies.

      The presented study is an important addition to the field without any other comparable datasets regarding skeletal muscle analysis in CJD.

      Any novel biomarker for progression of prion disease is extremely important and its potential link with pathogenesis would be of paramount importance.

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      Referee #1

      Evidence, reproducibility and clarity

      The manuscript by Caredio et al is a follow-up of their previous work (Sorce et al,PloS Pathogens 2020), wherein they conducted genome-wide transcriptomic analyses on the brains of prion-infected mice throughout the course of the experimental disease. In the present study, the authors extended their analysis to extraneural tissues of prion-infected mice, including hindlimb skeletal muscles, spleen and blood. Their key findings indicate upregulation of the glutamate-ammonia ligase (GLUL) gene in the skeletal muscle, a pattern also observed across different mouse prion strains and notably in human cases of sporadic CJD, albeit in a relatively small cohort.

      A major limitation of the manuscript is the absence of evidence demonstrating the presence of prions or prion-seeding activity, and the lack of correlation with transcriptomic analyses, in any of the extraneural tissues and different timepoints. This omission is surprising given its inclusion in their initial publication in PloS Pathogens. Particularly concerning are the mouse experiments, where intracerebral inoculations were performed, suggesting potential presence of prions in terminal nerve endings and then muscles only at late stage of the disease, due to anterograde axonal transport. The reliance on three prion strains (22L, ME7, and RML) that replicate extraneurally limits the relevance of the study. Including at least one strain with limited or no capacity for extraneural replication could help distinguish whether observed transcriptomic alterations are directly linked to prion replication or are indirect consequences, particularly within the brain. This would also have prevented a significant misinterpretation in the discussion section. The authors delve into the alterations observed in the spleens of affected mice at the terminal disease stage. They attribute these alterations to the consequence of intracerebral inoculation, suggesting a delayed accumulation of prions in lymphatic tissues compared to oral or intraperitoneal inoculation routes. However, considering the high volume and dose inoculated (30 µL 10%), there is likely spillover from the brain, resulting in an intravenous-like inoculation concurrent with the intracerebral infection. Consequently, prion replication occurs rapidly in the lymphoid tissue. Given this, the tardy transcriptomic alterations observed in the spleens become even more surprising.

      Information regarding the statistical tests used to compare GLUL levels in Figures 3 and 4, and whether these tests are parametric or not, is missing. Given the relatively low differences observed and the substantial SEM, clarification on statistical methods is imperative for interpreting the results accurately.

      Providing details on the types of CJD analyzed, such as genotype, strain type, and age, would enhance the manuscript's comprehensiveness. While this information may be available in supplementary Table 8, we had no access to it.

      Minor point: in the introduction, it may be worth mentioning recent publications showing presence of prion seeding activity in many extraneural tissues from humans infected with sporadic CJD and or vCJD, using RT-QuIC or PMCA assays.

      Significance

      Given the aforementioned concerns, the correlates between prion replication and the GLUL/glutamate-glutamine metabolism alterations are thus highly uncertain. This limits the general significance of the study.

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      Referee #3

      Evidence, reproducibility and clarity

      Brunet and colleagues utilized expansion microscopy to identify the distinct localizations of Alms1a and Alms1b at the centrosome in transgenic flies expressing Alms1a-Tomato or Alms1b-GFP-6Myc. Their imaging results are of exceptional quality and include insightful observations and discussion. However, these experiments were exclusively conducted in the transgenic flies, and no evidence has been provided for the expression of endogenous Alms1b proteins. Moreover, the defect in centriole duplication was observed only when Alms1 was depleted via RNA interference, not through gene knockout. Although some discussion is provided to address this discrepancy, the evidence remains unconvincing. More robust evidence is necessary to support their findings.

      Major comments

      1. One of the primary observations is the defect in centriole duplication in the absence of Alms1. This finding was only observed with RNAi and not with gene knockout. The authors performed the RNAi experiments in Alms1-deleted cells (Alms1del3) and did not observe the defects in centriole duplication. Therefore, authors concluded that acute loss of Alms1 is responsible for centriole duplication in germline stem cells. However, it is still difficult for me to reach that conclusion with only this evidence.

      A. Could the authors provide the western blot and staining results of Alms1a and Alms1b proteins after RNAi and gene knockout?

      B. The most reliable and widely accepted method to determine the specificity of RNAi (whether it is an off-target effect or not) is through genetic rescue experiments. Could the authors provide rescue data? It would be great if the authors could show the rescue of centriolar signals of Plk4, Sas-6, and Ana2, in addition to centriole duplication.

      C. The authors failed to discriminate which gene is crucial for centriole duplication in GSGs due to the sequence similarity. Linked to the above point, could the authors show the rescue results with either or both Alms1a and/or Alms1b genes? If only one gene can rescue the centriole duplication defects, it would clarify the specific functions of Alms1a and Alms1b in this process.

      D. (Optional) Considering the results in the manuscript, the authors appear to have good techniques in genetic manipulation in flies. If so, generating transgenic flies of Alms1a and Alms1b tagged with a degron (e.g., dTAG or destabilization domain [DD]) to observe centriole duplication defects upon rapid protein degradation might be feasible to support their observations. 2. There were no results with endogenous Alms1a and Alms1b in the manuscript. Could the authors provide immunostaining results for endogenous Alms1a and Alms1b? If expansion microscopy is not available due to antibody specificity issues, standard confocal imaging would be sufficient. 3. In figure 3C and D, the authors noted measurements from 7 to 8 testes per group. It would be helpful to also know how many centrosomes were measured, as done in Figure 4C.

      Minor comments

      1. In figure S1, the orientation of the gene is not consistent between endogenous and transgenic Alms1. Could the authors make it consistent for readers to intuitively recognize it? Additionally, the promoter used for transgenic gene expression is not specified. Please provide this information as well.
      2. On page 5, the statement '~, whereas Alms1b is associated with post-duplication maturation of the centriole." needs revision. The authors observed strong Alms1b-GFP signals in the centrioles at the end of the SC stage or during meiotic division but did no observe any defects in centriole maturation at the current stages. Furthermore, Alms1b was not detected from rapidly duplicating centrioles in syncytial embryos and dividing neuroblasts (Page 6), making it making it hard to understand that that Alms1b has a role in post-duplication centriole maturation.
      3. In figure S2, the centrosome drawings are unclear (initially thought to be 'v' marks). Could a centrosome drawing be added to the legend for clarity?

      Significance

      ALMS1 is a well-known protein which is important for cilia formation in human cells. Recent research by Chen and Yamashita (eLife, 2020) highlighted its significance in centrosome duplication in Drosophila's germ line stem cells (GSGs). Brunet and colleagues' findings align with these previous studies but go further by elucidating the localization of Alms1a as a centriolar and pericentriolar material protein, and Alms1b solely as a centriolar protein, using expansion microscopy. Moreover, their research suggests that only acute, not chronic, loss of Alms1 leads to defects in centriole duplication, proposing that cells may develop compensatory mechanisms for Alms1 loss in GSGs.

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      Referee #2

      Evidence, reproducibility and clarity

      The study takes a look at the role of Alms1a and b in centriole formation in Drosophila tissues using genetics and microscopy approaches. Alsm1a RNAi was previously shown to lead to loss of centrioles on the male germ line, but the molecular mechanism of how Alsm1a provides this function is not known. This is what this manuscript addresses.

      The general proposal of this manuscript is that Alsm1a is a key regulator of centriole formation in Drosophila tissues (embryos, male germ line and neuroblasts analysed). Alms1a is an inner PCM protein and functions downstream of PLK4 to drive procentriole formation.

      This is an interesting advance in understanding of centriole formation in flies. The authors managed to pull of beautiful expansion microscopy and produced images of centrioles both by immunofluorescence and electron microscopy. The data quality is very high, the quantifications lack a little behind in places. The manuscript would benefit from thinking about structure and presentation. The proposal that chronic loss of Alms1a (mutants) is well tolerated while acute (RNAi) is not is a bit puzzling. It is not impossible, but RNAi is not that acute either. It would be important to clarify this. To make sure there is no glitch in the tools, the newly generated alms1 deletions should be better characterised to clarify whether a compensatory mechanism exists, that upon chronic depletion rescues all phenotypes described by RNAi. There are also ways to test whether the Alsm1a fluorescent transgene introduce confounding effects, which if tested would be an improvement (see below). The genetic and immunofluorescence analysis got the authors quite far, the manuscript lacks biochemical analysis to strengthen the proposed molecular mechanism and clarify whether key and easy to predict interactions of Alms1 actually do occur. This would be a big plus but is not limiting. There are also inconsistencies that need clarification, for instance the title of figure 6 is that Alms1 proteins act downstream of Plk4, yet the model in the discussion proposes that Alsm1 stabilises Plk4 which does not fit and hinges on quantification of Plk4 levels that is perhaps currently not robust enough. The statement that Alms1 is required for PLK4 activity is too strong based on the data provided or provide data on PLK4 activity. The attempt to check what is going on in other systems is appreciated, in RPE cells Alms1 comes in only after 120nm elongation. Some of the quantifications could be done more robustly, using ratiometric analsysis rather than directly comparing intensity levels. Referencing in the manuscript and discussion should be improved.

      Specific points

      1. Provide a thorough characterisation of the alsm1 deletions generated using qPCR to measure RNA levels in the flies. Provide whether the alleles are viable and fertile and clarify all genotypes in the manuscript. Can the mutants suppress the Plk4-ND overexpression effect?
      2. BamGal4 alms1a RNAi, SCs loose centrioles, those that keep centrioles, have Alms1a, but fail to initiate procentriole formation. To strengthen this view please provide nos-Gal4 alms1a RNAi, Alms1a-Tomatoe data showing that now Alms1a-Tomato is not present accept on the mother centrosomes in GCS, ruling out anything unpredicted happens by introducing the Alsm1a-Tomatoe.
      3. Quantifications, measure fluorescence ratios (e.g. Figure 3 C,D quantify the ratio of Asl/PlP to Bld10, similarly for PLK4-ND in the relevant figure).
      4. A model for Alms1a in the style of Figur5A would be great.
      5. What happens to Alsm1a upon Plk4 inhibition? Experiments like this could strengthen the validity of the hierarchy of events proposed.

      Other comments

      The organisation and presentation should be improved. The figures reorganised to group what belongs together, I would suggest moving human RPE cell analysis to supplementary data and bring the beautiful EM of BamGal4-Alms1 RNAi, Alsm1a-Tomatoe into the main manuscript.

      In the deletions asterless levels are reduced in SC but not in the testis tip, why is that?

      Conclusion: "while Alms1b is only detected on mature centrioles as it is absent from rapidly duplicating centrioles of syncytial embryos or from duplicating centrioles of dividing neuroblasts." Perhaps add, Alms1b when expressed.

      BamGal4 alms1a RNAi, SCs loose centrioles, those that keep centrioles, have Alms1a, but fail to initiate procentriole formation. To strengthen this view please provide nos-Gal4 alms1a RNAi, Alms1a-Tomatoe data showing that now Alms1a-Tomato is not present accept on the mother centrosomes in GCS.

      The idea to compare nos-gal4 and bam-gal4 driving Alms1a RNAi is good. Providing a scheme of when these are expressed in the male germ line will help illustrate the experimental strategy. BamGal4 Alsm1a RNAi leads to loss of centrioles in SCs

      Alms1b (CG12184) is according to published RNAseq data not expressed in neuroblasts, so it makes sense they do not observe (Knoblich lab data), which could be cited here: "in agreement with RNA-seq data showing low expression of alms1b in neurons and glial cells (Li et al., 2022)."

      Fig S5 what cells were analysed by TEM?

      Fig S6 monochrome images confirm what is what.

      Figure 4 A for clarity it would be helpful to provide landmarks, marker for stem cells (Vasa) or the Hub to be able to understand what we are looking at. Same for Fig 4E, Mira or Dpn? The DAPI staining does not allow in the images provided to identify NBs.

      Figure 5 For the fluorescence profile plots it would be nice to see the average plus the standard deviation of the signal in the quantifications.

      Figure 6 D is not convincing, how were the dots visible chosen for the quantification?

      Figure 1C. Quantification of protein levels is not provided (is this because the expanded ultrastructural approach is not linear precluding quantification?)

      Figure 2 B radial dimensions, it would be great to show the sample average and standard deviation.

      I don't find figure S2 helpful

      Significance

      Understanding the process of centriole duplication is an important topic that should be relevant to a broader cell biological community especially since the proteins of interest have disease relevance.. This study provides new insights into how Plk4 dependent centriole duplication takes place in Drosophila.

      The manuscript is strong on the microscopic images both immune fluorescence and TEM. The function of Alms proteins is dissected genetically no biochemical analysis is provided, which is a limitation. Another limitation currently is the uncertainty about the discrepancy between the RNAi and the mutant results. If the mutants are confirmed and technical issues can be ruled out the finding that a compensatory mechanism exists that suppresses chronic loss of Alms1 proteins could bar very interesting.

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      Referee #1

      Evidence, reproducibility and clarity

      Much is known about the centriole duplication machinery and the centriole duplication cycle thanks to key screens performed in C.elegans in the past 20-25 years and subsequent work in Drosophila or human cells. It has been proposed that the core duplication machinery consists of 5 proteins implicating Cep192-PLK4-SAS6-SAS5 and SAS4, with specific variations according to the model system or cell line studied. Recently, a role for ALM proteins in the duplication of centrioles in the Drosophila male germ line has been reported, but in this study the mechanism involved has not been identified or described.

      In the Brunet study, the authors show a role for Alm proteins in centriole duplication in different tissues in flies- showing that these proteins have more a ubiquitous role in centriole duplication rather than a restricted role in the male germ line as initially described. This is already accounting for the novelty of this paper. However, this study goes well beyond previous studies as it proposes two very novel concepts. The first one is that Alm proteins can stabilize PLK4, the sole kinase implicated in centriole duplication, and so be responsible for maintaining kinase activity during a time window where daughter centrioles are generated. This is extremely interesting and makes a lot of sense and the data is very convincing. The second novel concept is that loss of Alm can have different consequences according to the- I do not even know how to call it- loss condition- leading to Alm deficiency. While I think this is quite novel, interesting and maybe even real, I think the authors conclude very strongly on the differences between a gene knock out or gene knock down conditions. I think that they may want to tune down their conclusions related to this part, as many more data would be required to conclude in this way.

      In other words, I think the paper is of high interest to a broad field of cell biology with interests in centrosome, cilia and the regulation of centriole duplication.

      Major points:

      1. I did not find a rescue experiment of the Alm deletions with the Alm transgenes.
      2. If I understood the authors correctly, Alm def compensate for centrosome duplication by a yet unknown process, while Gal4-induced depletions do not. First, calling Gal4- induce RNAi- acute depletion is not correct. This is certainly not acute and so another designation has to be found. Acute is something like a degron such as Auxin or dTag where the protein is degraded in a very acute manner. RNAi targets the mRNA, so if the protein is already made, it will not suffer from the RNAi treatment. Second, are the authors sure that either their crispr strategy did not generate any other knock out- hence the essentiality of rescuing these mutations. Or alternatively, are they sure about their RNAi conditions? So can they add the RNAi conditions on the background of their deficiency and see that nothing changes? Third if depletion through RNAi indeed leads to a more evident role of Alm proteins, one is expected to see this over time. Can they do a clone-using an FRT site recombined with their Alm mutation, so that the initial cell divisions does not contain Alm, and so it is expected to fail duplication, which may be overcome with time? So a large clone might have progeny with cells with centrosomes (the young ones) and without (the older ones). Can they show that RNAi depletion in cells that will generate sensory cilia- these are not assembled? Because I am assuming that the mutants are not uncoordinated...
      3. If they think that Almdef flies compensate for Alm loss - can they analyse levels of PLK4, SAS6, Ana2 and SAS4 in the mother centrioles?

      Minor points

      1. Some figures (the majority) lack scale bars.
      2. I do not think that one can consider centrioles that are not in rosettes to be made de novo. They might just have disengaged. The "novo" centriole should be removed. Actually, PLK4 ND generates extra centrosomes, this is sufficient.

      Significance

      The article by Brunet and colleagues investigates the role of ALMs proteins in centriole duplication. Centrioles are the core constituents of centrosomes and as such contribute to microtubule nucleation. Centrioles can behave as basal bodies, providing essential function sin cilia assembly and function.

      Here the authors have use Drosophila to characterize the role of Alm proteins. They show that 2 isoforms with distinct behaviour are expressed with different localizations. Further, through the assessment of different tissues and loss-of-function conditions, they propose a role for Alm proteins in centriole duplication.

      Overall the paper is very well written and easy to follow.

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      Reply to the reviewers

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      Referee #3

      Evidence, reproducibility and clarity

      In this manuscript, the authors performed extensive genetic analyses in yeast on the functions of Med15 regions under multiple stress conditions, linking cell growth phenotypes, gene expression and protein-protein interaction. Med15 is an activator-contacting subunit of the Mediator complex and the functions of yeast Med15 have been extensively studied. In particular, the authors attempted to understand the roles of a poly-Q region (Q1), its length and composition in stress response phenotypes, Med15-mediated gene expression, and interaction with transcription factor Msn2. Results from this work are consistent with several previous studies and revealed some new insights. The authors concluded that robust Med15 activities required the Q1 tract and the length of Q1 tract modulates activity in a context-dependent manner. While the study is well executed and the conclusions are generally sound, several concerns listed below should be addressed and some clarifications should be made.

      Major comments:

      1. Abstract, "We also observed that distinct glutamine tracts and Med15 phosphorylation affected the activities of the KIX domain". Fig. 1 shows the effects of KIXQ2Q3 deletion and p7 phosphor-dead mutant under Acetic acid and Ketoconazole treatment, but does not demonstrate that these domains or phosphorylation affects KIX domain activities.
      2. Is it known that Med15 is dephosphorylated under stress conditions other than osmotic challenge? Another explanation for D7P/D30P mutant results (Fig. 1B) might be that Med15 phosphorylation in unstressed cells is important for certain types of stress response (acetic acid and Keto). In contrast, the observation that D7P has no effects on osmotic stress (Fig. 1B) might suggest that phosphor-Med15 is dispensable for function. Some explanations on how to ascertain the roles of Med15 phosphorylation would be needed.
      3. Fig. 4, what is the rationale of analyzing basal expression rather than activated expression of Gcn4 and Msn2 dependent genes? Gal4 and Hap5 dependent genes could be measured as well, in order to complete the gene expression-phenotype correlation that the authors strive to make in this paper.
      4. Fig. 4, Error bars should be provided on gene expression analysis. Gcn4 and Msn2 target genes should be highlighted separately to facilitate comparisons.
      5. Results from Fig. 4 and 5 indicate that Spacer-Q1 and 12PQ-Q1, being the strongest interactors to Msn2, actually reduced HSP12 expression (a known Msn2 target gene). Some explanations would be needed. Page 12 Discussion paragraph 2 "Q1 substitutions that interfered with coiled-coil propensity had no effect on TF activity" would need to be revised and to include some discussions on this result.
      6. Fig. 5C, additional explanation is needed on how interaction rank is determined and how error bars are obtained.
      7. The idea that Q1 provides a molecular hinge to facilitate intramolecular interactions is interesting, but sounds like a possible scenario without further evidence. Are there any published structural studies on Med15/Mediator complex that might support this idea?

      Minor comments:

      1. SC-HLUM and SC-HLMU is used interchangeably in the legend and text. Please keep consistent. Explanations for these acronyms are not found in the Methods.
      2. Fig. 2, 3. AcOH should be Acetic acid, to be consistent with Fig. 1.
      3. Fig. 3B, error bars should be provided for growth measurements.

      Significance

      This work provided a detailed analysis on the roles of a specific poly-glutamine region in yeast Med15 functions and regulation. One conceptual advance of this work is that the structural flexibility rather than the sequence itself of Q1 tract proves to be critical for Med15 function. The ability to correlate Med15-Msn2 interaction with gene expression analysis demonstrated some technical novelty, given the power of genetic manipulation in yeast.

      Med15 is a key Mediator subunit contacting several sequence-specific transcription activators. Its interaction with a number of transcription activators in yeast such as Gcn4 and Gal4, was previously studied as referenced in this manuscript. This manuscript first provided a quite comprehensive genetic mutational analysis and confirmed several findings in previous studies. The identification of critical Med15 regions for acetic acid response (and Hap5-dependent gene activation) and the analysis of Msn2-Med15 interactions appear to be novel. Researchers interested in eukaryotic transcriptional regulation would benefit from reading this study.

      Field of expertise of this reviewer: mechanisms of transcriptional regulation, genetics, nuclear organization and function

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      The Mediator complex, a multicomponent complex, regulates the interaction between transcription factors and RNA polymerase II using protein interactions. In particular, Intrinsically Disordered Regions (IDRs) with in Med15. Copper and Frassler made extensive mutations to the three IDRs that are characterized with high glutamate content (poly-Q), the KIX domain which interacts with transcription factors and the MAD which interacts with the rest of the Mediator complex. The three poly-Q repeats are adjacent to Activator Binding Domains (ABD). The impact of mutant Med15 was measured with growth assays, co-IPs with a transcription factor, and transcriptional activation of a reporter during different stresses. Med15 is particular important in stress responsive transcription rather than basal transcription because in yeast it is nonessential. It can be repress and activation translation of genes. Using a series of internal deletions and substitutions impact of the mutations was tested on by measuring growth of strains, expression of Med15 regulated genes, and interaction with Msn2, a transcription factor that regulates to various stresses. This work adds to the body of research confirming that multiple weak/ transient interaction domains regulate Med15 function.

      Major comments:

      1. Without knowing the protein levels of the different mutants, it is difficult to contribute deletions of different regions with phenotypes measured. Various internal deletions decrease Med15 protein levels (Jedidi et al. 2010) while other affect the integrity of the Mediator complex. This study did not measure mRNA or protein levels of their mutants. However, (Jedidi et al. 2010) used Myc-tagged Med15 which affects regulation of Med15 via SNF1 (Gallagher et al. 2020). In another study, Med15 was N-terminally tagged and protein levels of some deletions increased (Herbig et al. 2010). It's unknown if other tags such as HA, TAP or FLAG affect Med15 regulation via SNF1. This study used untagged Med15 expressed from the native promoter which avoids these complications. It's also unknown if the differences in Med15 deletions are from reduced transcription, translation, or protein stability. There are commercial antibody that may work (https://www.genetex.com/Product/Detail/Gal-11-S-cerevisiae-antibody/GTX64110). There are several commercial antibodies to human Med15 but the cross reactivity has not been tested.
      2. Quantification with ImageJ on spot assays is difficult because once growth has maxed out on the dense spots there is no resolution. Using more dilute spots is challenging because colony size is affected by the nearby colonies. The error bars are the mutants are large. Can quantitative growth curves be carried out in flasks or an automatic plate reader for better quantification?

      Minor comments:

      1. Why were the stress conditions chosen in figure 1B? These are only a subset of conditions that the med15 deletion is sensitive to. Aside from acetic acid the phenotypic profile of each deletion is similar. The bigger the deletion, the more severe the growth defect. The keto plate appears under loaded by comparing the number of colonies in the third dilution on the keto plate and the fourth spot on the YPD plate in the BY4742 (MED15 wild-type strain). Does keto lyse cells? Or was there that much variation between mutants? Perhaps the dose of keto needs to be calibrated. In figure 2B it looks like wildtype growth in keto was 70% of untreated growth.
      2. Figures 1C and 1D are not discussed in the results. The authors should remind what the hGR assay measures when discussing the results. How is it different from the GAL4 transcriptional reporter?
      3. In the D to A mutants some appear to be required for acetic acid tolerance. What was the pH of the media?
      4. The labels between Figure 1 and 2 are inconsistent. 90 mM acetic versus 80mM AcOH, YPGal versus YPGalactose, SD+LKHU versus SD+KLUH. The mutants on 0.97M NaCl at 37oC from figure 2A grew more than 0.9M NaCl at 38oC. Also, in the text it says 37 oC.
      5. Is the MED15 strain BY4742? In Figure 1 was it also transformed the pRS315? How was the plasmid maintained on the plates, specifically YPD?
      6. Genes such as GAL and URA3 should in italics.
      7. In the split Ub assays, was wildtype Msn2 and Med15 also present?
      8. There is inconsistently naming of media in Media and Phenotype Testing section. The media is called synthetic complete media is labeled SC-URA or SC-LEU and at times in Results its called SD+K or SC-HULM. Is SC with all amino acids and SD without any amino acids?
      9. The plasmid names in the supplemental table don't match the ones labeled in the figures.
      10. Why was ALG9 used for normalization of qRT PCR?
      11. The background of the strains is confusing. There appears to be two different med15 knockouts OY320 and JF1368. Which ones were used in which experiments? Some of the trains have a trp1 auxotrophic which affects stress response on it's own (González et al. 2008; Schroeder and Ikui 2019).

      Significance

      • General assessment: provide a summary of the strengths and limitations of the study. What are the strongest and most important aspects? What aspects of the study should be improved or could be developed? Extensive mutational analysis of Med15.
      • Advance: compare the study to the closest related results in the literature or highlight results reported for the first time to your knowledge; does the study extend the knowledge in the field and in which way? Describe the nature of the advance and the resulting insights (for example: conceptual, technical, clinical, mechanistic, functional,...). This work confirms numerous other studies on the contribution of various Med15 domains on function.
      • Audience: describe the type of audience ("specialized", "broad", "basic research", "translational/clinical", etc...) that will be interested or influenced by this research; how will this research be used by others; will it be of interest beyond the specific field? Incorporation of human domain substitutions could influence how people outside the field would interpret how Med15 interacts with transcription factors.
      • Please define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate. Expert in using yeast genetics and natural genetic variation to address underlying mechanisms of stress response to environmental toxins with a particular focus on transcription factors and TORC1.
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      Referee #1

      Evidence, reproducibility and clarity

      Major Comments

      The authors show that the amino acid content and length of Q1 affects transcription activity in a media-dependent way in a construct that includes Q1-ABD1 and a tailing Q/N rich region (Q1R). Briefly, different media conditions used as proxies for specific target TF activities varied in their sensitivity to the Q1 sequence content. However, the reason for this variation between target TF activities is not addressed, so the observations seem more anecdotal than insightful. One test performed suggests some of the Q1 sequence dependence may be due to changes in AD-ABD interactions, but this interesting possibility is not investigated further.

      A split-ubiquitin two-hybrid assay, meant to detect interactions between Msn2 TAD and Med15-Q1R, showed clear Q1 sequence/composition-dependence when changed from polyQ tracts. In particular, replacement with leucine-rich tracts (12L and RvHs) significantly reduced interactions (as inferred from growth requirements in Fig 5B). Q1 consisting of just 10 spacer residues, 0 to 24 Q residues, or PQ repeats all had quite similar results suggesting retention of some Msn2 and Med15 interactions. Replacement with a helix-forming sequence from NAB3 gave intermediate results. Again, no explanation was offered for the observation but it seems probable that the NAB3 Q1 system is no longer reporting on Msn2 Med15 interactions.

      The manuscript presents extensive assays, but a lack of consistency in conditions and constructs tested makes comparing different assays difficult. In particular, it would be valuable to have NAB3-Q1, FrHs-Q1, and RvHS-Q1 tested under conditions of high salt as that is indicated to be the Msn2 target condition (e.g. an additional result that would be presented in Fig 3B); this would be valuable to compare to the two-hybrid results. The relationship between Q1 polyQ length and Msn2 TAD-Med15 ABD1 binding is not clear from this assay as all had similar growth on the plates. A possible explanation for the inferred reduction in TAD-ABD1 binding in the leucine rich Q1 constructs is that this highly hydrophobic linker itself binds to ABD1 and is therefore self-inhibitory. There is also the unexplored/not discussed possibility that NAB3, 12L, and RvHs have off-target interactions that disrupt the TAD-ABD1 interactions.

      The framing of the study and the title of the manuscript strongly suggest that there might be a relationship between coiled-coil formation and transcription activity. This is the basis for selection of many of the Q1 sequences tested, with the premise of either increasing or disrupting coiled-coil structure. These 'propensities' are quantified in Supp Fig 1; however, a significant limitation of this interpretation is that these propensities are bulk properties that presume formation of homo-dimers or homo-trimers, a situation that is not shown to be relevant for Med15 at a promoter. This means that Q1 is potentially only one of the multiple partners required for coiled-coil formation. So even if a tested sequence has high coiled-coil propensity, that may not be the case in the actual biological systems at play here. Another consideration to be entertained is how different solvent conditions (different media) may affect coiled-coil propensity. An unanswered question is whether Q1 may form coiled-coil structure either with other regions of Med15 and/or with other Mediator subunits or even other co-factors entirely. This is a question implied by the title of this paper, but the data presented address neither intra- nor inter-molecular interactions of the polyQ regions (the two-hybrid study is designed to probe the ABD-AD interactions).

      A final proposed hypothesis was that Q1 acts as a hinge in a way analogous to what was reported for the huntingtin protein (ref 7). This is an attractive model but remains untested in this work. In particular, the Med15-Q1R construct used does not have multiple ABDs that would potentially be brought in close contact, so the results here cannot be interpreted as analogous to the huntingtin hinge model. Minor Comments:

      Please explain the choice of the 10-residue spacer instead of a 12-residue spacer.

      Page 14: "We observed that Q1 substitutions with increased coiled-coil propensity (Supplementary Figure 1) diminished TF activity while Q1 substitutions that interfered with coiled-coil propensity had no effect on TF activity (Fig. 3, 4), suggesting that the flexibility of the sequence is an important feature." There was no demonstration that those sequences in this context form CCs. There's no evidence of what is actually being modulated whether it's length, flexibility, or ability to interact with other regions of Med15 or even with other co-factors.

      Page 15: "We confirmed that Msn2-dependent activities of Med15 are encoded by the region containing the Q1 tract and ABD1 (aa 116-277) and found that the KIX domain alone could also mediate an interaction with Msn2 (Fig. 5). This contrasts with the Gcn4- or Gal4-dependent growth or stress responses which are the result of additive interactions with Med15 that are characterized by weak, highly dispersed, multivalent interfaces. While it is not yet entirely clear if the interaction with Msn2 is similarly multivalent, we have shown that either the KIX domain alone or the Q1R region alone of Med15 was sufficient with no evidence of additivity." These statements are unsupported. While Gcn4 and Gal4 transcription activity has been shown to depend on multiple AD-ABD interactions, none of the data reported here shows that Msn2 does not (as is stated here, which undermines the "contrasts" argument. Further, based on the assays presented in Figure 1B, Msn2, Gal4, and Gcn4 behave similarly for the various Med15 constructs.

      Page 16: "In all instances TF activity was reduced in the absence of the Med15 Q1 tract." This seems false based on the data presented. Met10 activity appears to have increased in Figure 4A.

      Page 16: Reference to Figure 2C and Figure 2B are mislabeled. Should be Figure 2D and 2C, respectively.

      Page 17: "The fact that residues at Q1 were not functionally constrained to be glutamine residues suggests the Q1 tract is not an interaction motif participating directly in protein-protein interactions." This is completely unsupported. There are no data presented that address interactions between Q1 and anything else.

      Figure 2: Not clear which assays were at 30{degree sign}C vs 22{degree sign}C as they are not labeled in the figure. In Figure 2A, the label med15 should be med15Δ.

      Figure 4: Interpretation of these results seems limited by only reporting YPD media conditions. May be helpful to include the conditions reported in Figure 1.

      Figure 6: It is not clear what some elements of this figure are meant to represent. Is saw tooth always polyQ? or Is ABD1 always blue and ABD2 is always red. What then are the loops? The general premise of this figure does not seem to be supported by the actual experiments performed.

      Supp Figure 3: "K is the Med15 fragment encompassing the KIX domain, aa 1-277." This aa range is KQ in the main text. Either the residue range is wrong, or the label is wrong.

      Significance

      This manuscript addresses an interesting topic. There appears to be a disconnect between the stated motivation and what was actually done. The large array of assays and conditions are difficult to compare, leaving the reader with a feeling that the authors have catalogued a lot of possibilities but that no generalizable or unifying insights are at hand. The attempt to present a model (Figure 6) is difficult to parse and is not directly supported by the data presented. Addressing the issues raised here could result in a work that is useful to the specific field of Med15 structure and function but of limited use at the moment to a wider audience.

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      Referee #2

      Evidence, reproducibility and clarity

      In the manuscript by Nabeel-Shah et al. the authors identify ZBTB48 as a novel interactor of FTO. They show that ZBTB48 helps recruiting FTO to mRNA as well as the noncoding RNA Terra. Their results further suggest that this recruitment is required for FTO to demethylated m6A and m6Am RNA modification in target RNAs. This affects cellular rates of RNA turnover. Furthermore, the mechanism is involved in repressing colorectal cancer cell growth.

      Overall, the authors present a new role of ZBTB48 in m6A and m6Am mediated RNA metabolism. They also suggest a nice model of ZBTB48 action, via the recruitment of the demethylase FTO. These findings will be of interest for the general RNA community and might be also relevant for cancer treatment. However, I have some concerns about the quality and analysis of the obtained data, especially the iCLIP and miCLIP experiments. The concerns are detailed below and should be addressed before publication.

      Major concerns:

      1. Figure 1B) I think that the results shown in the autoradiograph are not very convincing and suggest that the purification of ZBTB48 is not very clean. The radioactive signal covers the lane from 50 kDa to 200 kDa. The ZBTB48 alone is running around 80 kDa. If the purification is specific most of the signal should be above 80 kDa. Maybe it helps to also use higher RNAse concentrations: Having very short RNA pieces will allow to evaluate specificity of the purification, since protein-RNA complexes will just a bit above the size of the protein. This also applies to Figures S1E,F.

      This concern could also apply to the generated iCLIP libraries and indicates that at least part of the obtained reads does not originate from ZBTB48 crosslinked RNA. The validation of protein-RNA interactions with RIP shown in Figure S2E supports the quality of the iCLIP data. Here some control RNAs should be analyzed to show that the RIP is not unspecifically enriching any RNA. 2. Regarding the co-occurrence of m6A sites as well as FTO and ZBTB48 binding sites shown in Figures 2B, C, F and G. The CLIP signal is a lot affected by crosslinking bias and read mappability. Therefore, to make these results more convincing it would be important to include additional iCLIP datasets (published other RBPs) for comparison. 3. Regarding Figure 2D and related analyses: I very much like this experiment and the results obtained here! I just wondered where the remaining reads go in the ZBTB48 knockdown. The introns? Maybe this becomes clearer in the meta profile representation used in Figure 1F.

      For me the changes in the 5' UTR look most dramatic. Maybe this means that ZBTB48 is most important for recruitment of FTO to m6Am sites. Therefore, I think it would be good to differentiate the analyses in the remainder of the manuscript for m6A and m6Am sites. I first step would be to treat sites in the 5'UTR separate from the CDS and 3'UTR sites in the following analysis. 4. I have some concerns about the analysis of the miCLIP data. In Figure 3A antibody crosslinking in all conditions appears similar. Yet in panel B there seems less signal for FTO and ZBTB48 overexpression in all areas. Have there been more reads generated for the GFP control? Where is the rest of the reads going? I think it would be required here to identify peaks that significantly change between the conditions. Then ask do those peaks coincide with DRACH and were are they located. Also, in the Genome browser pictures the signal is going down at all locations. Why is that? Usually, miCLIP generates a lot of background peaks. These should be unchanged. 5. I am a bit confused by the author's interpretation of the results shown in Figure 5E. For me this plot shows that target transcripts are less downregulated and less upregulated than non-targets? Basically they are less regulated overall. In this context I also think that the representation in of the mean in figure 5E and F is misleading. Data distribution should be visible as violin or boxplot.

      Minor points:

      Figure 1D) I think the legend in the panel is confusing and does not add information. Especially since its in a different order than the categories on the y-Axis.

      Figure S2D) I wondered if the authors controlled for mappability of reads when picking random sites. How do the authors account for that in iCLIP there will be less reads in introns compared to exons?

      5E,F boxplots would be more suitable than barplots.xx

      Figure 2I: Please do not use "+ve"

      Figures with Microscopy pictures of cells have no scale bars or way too small.

      The model that is shown in figure 7 is somehow misleading as it shows FTO binding only to ZBTB48 and not to the RNA.

      Significance

      Overall, the authors present a new role of ZBTB48 in m6A and m6Am mediated RNA metabolism. They also suggest a nice model of ZBTB48 action, via the recruitment of the demethylase FTO. These findings will be of interest for the general RNA community and might be also relevant for cancer treatment. However, I have some concerns about the quality and analysis of the obtained data, especially the iCLIP and miCLIP experiments. The concerns are detailed below and should be addressed before publication.

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      Referee #1

      Evidence, reproducibility and clarity

      In this manuscript, Nabeel-Shah et al. identified that the telomeric zinc finger protein ZBTB48 help recruit FTO onto target RNA, including mRNAs and the telomere-associated regulatory RNA TERRA, to achieve cellular RNA m6A/m6Am demethylation, thereby regulating cell biology such as tumour growth studied in this study. The biochemistry and molecular biology experiments were done in HEK293 cells, and the cell models for tumour growth was done in HCT116 cells. However, I have identified both major and minor concerns that, when addressed, could further strengthen the findings and enhance the impact on the field.

      Major concerns

      1. Regarding the ZBTB48/FTO targets and m6A/m6Am level that are regulated by ZBTB48/FTO axis. Wei et al Molecular Cell 2018 (PMID: 30197295) (Figure 1B) quantified the m6A/m6Am levels upon knockdown of FTO in HeLa, HEK293, and 3T3-L1 cells, and found that the m6A/m6Am levels are generally mildly (10-20%) yet significantly upregulated on poly(A)+ RNAs. Here shown in the Figure 4A in this manuscript, the authors show that (1) siFTO and siZBTB48 led to ~2-3 fold upregulation of m6A and m6Am levels using total RNAs (dominant by rRNA in the population), and (2) that the m6A and m6Am levels are similar between siFTO and siZBTB48. Regarding (1), can the authors explain the discrepancy? This point is also relevant to the m6AIP-qRT-PCR results in this manuscript. Regarding (2), does this result suggest that ZBTB48 helps FTO to demethylate nearly all its targets, rather than a subset?
      2. Considering the significance of how FTO achieves target specificity, can the author anticipate the extent of applicability of the proposed model? Does the interaction between ZBTB48 and FTO also exist in various human and mouse cell lines? If confirmed, this discovery would hold substantial value for the field. This interaction at least needs to be confirmed in HCT116 cells used for tumour growth model in this study.

      Minor concerns.

      1. The authors realised that knockdown of ZBTB48 does not change FTO levels, whereas overexpression of ZBTB48 leads to elevated FTO. It is unclear about the rationale behind overexpression studies?
      2. Considering the multifunctional nature of ZBTB48, it's important to disentangle transcriptional and post-transcriptional roles of ZBTB48 to draw conclusions. I appreciate the analysis conducted in this manuscript. Is it possible to overexpress an DNA-binding mutant of ZBTB48 or RNA-binding mutant of ZBTB48 proteins?
      3. In Fig 2B, the innet panel does not match the metagene profile regarding the difference.
      4. In Fig 5H, there is a lack of experiments for comparison, i.e. siFTO and o/e FTO.
      5. Page 3, "Genome-wide studies" should be "Transcriptome-wide studies".

      Significance

      Strengths: The biochemistry and molecular biology experiments are comprehensive and well designed. The analysis is robust, and the conclusions generally align with the presented data.

      Limitations: Cell line-specific and/or species-specific interaction?

      Advance: filling a gap in our knowledge of how FTO achieves target specificity.

      Audience: Basica research in the field of RNA modifications and RNA Biology.

      My expertise: Bioinformatics, gene regulation by RNA m6A modification

  2. May 2024
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      Referee #3

      Evidence, reproducibility and clarity

      The authors expand upon a previous method (PROMIS) that was developed to detect metabolite-protein interactions from cell extracts through co-elution of proteins and metabolites in size exclusion chromatography. Here, the authors use ion exchange chromatography. By comparing PROMIS and IEX datasets, the authors increase the confidence of detected interactions being true hits. The addition of IEX data significantly improves the power of the method to identify previously known/predicted protein-metabolite interactions. The authors also purify two proteins identified by the method and experimentally validates their novel interactions with dipeptide metabolites.

      In general the paper is well written and provides a clear assessment of the two methods. The validation of two interactions is welcomed.

      There are some issues that could be addressed with better clarification:

      • While the two datasets for omniTICC appear to show good overlap, the two PROMIS replicates appear to have very little. Due to this low overlap, one of the metabolite interactions chosen for validation (dipeptide) was chosen by manually lowering the correlation cutoff of PROMIS as well as relying on two previous PROMIS datasets. Authors could comment on possible reasons for this low overlap.
      • Experimentally validating the effect of Val-Leu on the enzyme activity of FabF would be a very good addition, but is not crucial to the paper.

      Minor:

      Line 173: In STITCH the authors find 1012 known or predicted interactions, while their method finds 92 of these interactions. Authors could comment on limitation of the unbiased method which may lead to missing these interactions (for example, sensitivity of MS detection of low abundance metabolites).

      Minor: - Authors could comment on what are some drawbacks to using docking to estimate binding sites. Computational screening could be a powerful way to prioritize hits for validation, so could be worth a more detailed discussion here. - In figure 2 the color labelling of the experiments could be presented more clearly. - Authors could add in the text or methods how they calculate the Pearson correlation coefficient they use for determining significance. Overall the methods are well presented and the technical approach is very well described and impressive. In general the authors present the statistics such as likelihood over chance detection, in a way that helps to evaluate the accuracy of the separate and combined CF approaches.

      Some comments:

      • The PROMIS method and the omniTICC method are performed only in duplicate, where the two PROMIS experiments also differ in proteomics workflow. Could that be why the overlap between PROMIS experiments is so poor? Why not perform the experiments in biological triplicates?
      • Authors correct for poor replicate overlap by lowering the requirements of one subset of metabolites. What's the argument for not doing this with all metabolite subsets? Would this interaction have been discovered just by using PROMIS in three different experiments (i.e. more biological replicates)? The benefit of adding the IEX analysis is clouded by the poor overlap of PROMIS data
      • Line 353 - It would also be good to elaborate as to why other methods would be likely to miss this interaction. Is it because the authors method does not require the users to choose specific metabolites or proteins to focus on beforehand?
      • Authors could comment on whether any of the high confidence interactions were also been observed in different IP experiments with E. coli (such the Lip-SMAP method reported by Piazza et al., 2018).
      • Authors could comment on other ways to identify the potential binding site. For example, limited proteolysis of the protein in presence of metabolite has been used previously
      • There is massive interconnectivity between NMPs and ribosomal proteins. It would be good to comment on this. Do the authors believe these are true interactions? Could there be another reason for this cluster? Do the STITCH interactions also show that these proteins interact with so many NMPs?
      • Line 157 - The authors state that "isopropylmalate co-eluate with tens of proteins". This feels like a bit of an understatement if the actual numbers are: 92, 119, 303, 287

      Minor:

      • How did the number 1479 proteins come about? Are those detected in all 4 datasets? What about those detected in only some datasets? This information could be more clear

      Significance

      General assessment

      The paper is a welcome comparison of using two co-elution MS methods for identifying protein-metabolite interactions. It is clear that these types of interactions are important for modulating protein activity but are not well studied. The paper provides a clear workflow for both the experimental and data analysis portions of interaction proteomics. The relatively low number of validated hits could limit its significance outside the specialised field.

      Advance.

      The paper makes a conceptual advance in interaction proteomics. It is perhaps not unexpected that combining two different interaction proteomics methods gives more accurate target identification than a single method alone. The paper also strengthens the evidence that dipeptides play a role in regulation that may be conserved in bacteria and plants.

      Audience.

      The audience for this paper is likely researchers that are actively involved in the field of interaction proteomics. The link between dipeptides and feedback regulation has been developed by the group over a few papers, and this report provides further evidence. The paper also shows that a weak kinetic effect in vitro can actually lead to a significant effect in vivo, which is a very interesting finding that is a good point of reference for future in vitro validation efforts. Often the effect of metabolites in vitro is weak, which could lead to the (possibly false) conclusion that it is not relevant in vivo (see e.g. weak effects of metabolites on enzyme activity in vitro in a recent LiP-SMap paper (https://doi.org/10.1038/s42003-023-05318-8)

      Reviewer background:

      Reviewers are active in the field of interaction proteomics and have previously used the Lip-SMAP method as well as thermal proteome shift method.

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      Referee #2

      Evidence, reproducibility and clarity

      In this work, Wagner et al aimed to comprehensively map protein-metabolite interaction in E. coli. They do so by extending a previously developed SEC-based co-elution method with an IEX-based co-elution method. The results is a more extensive and robust protein-metabolite network. As a validation, selected predicted protein-metabolite interactions are confirmed at the level of binding, as well as enzyme kinetics and even phenotype.

      The key conclusions of the paper are mostly convincing, even more so because the authors provide a critical evaluation of the method. My only concern is that the results from the PROMIS replicates seem to be quite different (e.g. Fig 1h and Suppl Fig 1a). One wonders whether, given this apparent variation, two replicates are sufficient to define the protein-metabolite interactions with great confidence.

      The author took care to make all data (proteomics & metabolomics) publicly available and the methods are clearly described.

      The manuscript is well-written and the figures are clear, although Fig 1 would benefit from and explanation of the color coding in the legend. Personally, I feel that less emphasis on lumichrome would help focus the conclusion section.

      Significance

      This work is of high significance because it describes a method to comprehensively map protein-metabolite interaction that could relatively easily be applied to any organism. The work is of high quality and similar to work by for example Link et al (https://doi.org/10.1038/nbt.2489) or Piazza et al (https://doi.org/10.1016/j.cell.2017.12.006), but technically less challenging which increases its potential impact.

      Beyond these technical advances, global studies like these are a great resource for anyone working on the functional characterization of proteins. Often, a (predicted) protein-metabolite interaction can be a crucial lead to find the function of a protein.

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      Referee #1

      Evidence, reproducibility and clarity

      In this manuscript, the authors demonstrate a strategy for uncovering metabolite-protein interactions, rooted in the concept of identifying co-fractionating metabolites and proteins through independent analyses of each fraction using untargeted proteomics and metabolomics. This approach is applied to E. coli protein lysates.

      The same research group has previously advocated for utilizing the simultaneous elution of metabolites and proteins as an indication of interactions, as seen in Luzarowski et al. (2019) and Veyel et al. (2017), where metabolite-protein interactions in yeast and plants were investigated, respectively. Here, a variation of the original proposed method (PROMIS) is introduced, involving an additional chromatography separation (ion exchange) alongside the original size exclusion separation proposed in PROMIS. By incorporating an extra dimension to reduce sample complexity, both experimental and data analysis efforts are effectively doubled, entailing the processing of 48 additional fractions for proteomic and metabolomic analyses, in addition to the 40 already included in the original PROMIS protocol.

      While previous studies have demonstrated the isolation of small molecule-protein complexes following ion-exchange based separation (Chan et al., 2012), the method described here does not introduce any fundamentally new concepts. However, it remains to be determined whether the addition of an extra separation dimension genuinely aids in accurately classifying new interactions. Although coincidental co-elution effects may be mitigated, there is a risk of disrupting genuine complexes through excessive handling of lysates.

      In my view, there are several points that require clarification:

      1. Line 138: There's an assumption that the metabolite profile will alter in IEX upon binding to proteins. While this might occur, it's not definite. Additionally, it's unclear why peaks associated with protein binding could also increase in intensity, and how this signifies a binding event.
      2. Lines 147-154: The most crucial dataset in this paper isn't adequately delineated here. We learn that by combining SEC and IEX, 1479 proteins and 58 metabolites are identified, but what about when only one separation method is employed? What advantages does using IEX provide?
      3. Line 170: Similar to point 2 regarding PMI.
      4. Line 174: To gauge whether the proposed strategy aids in accurately classifying new interactions, the authors examined if their predicted interactions also appear in the STITCH database. Out of the 994 PMI in the network, 92 were found in STITCH. I'm uncertain if STITCH is the most suitable metric for this assessment, given it likely hasn't been updated since 2016. How does this PROMIS-IEX protocol mirror known interactions in E. coli's central carbon metabolism, for instance, such as those detailed in this publication: doi: 10.15252/msb.20199008?
      5. Certain details of Figure 1 are challenging to grasp and inadequately explained in the figure legend. What do the colours of the heatmap in 1d represent?
      6. In Figure 1h, the proteins co-eluting with 2-isopropylmalic acid in the four separations decrease to 5 from tens of proteins, with only one known interactor of 2-isopropylmalic acid (LeuA) among them. Is this outcome favourable or unfavourable? Are the other four proteins false positives?
      7. Figure 2b: Why is this expected to work particularly well for NMPs? Is there a specific biological rationale behind it?

      Furthermore, among the classified interactions, two were corroborated through microscale thermophoresis and protein docking. One involved the enzyme FabF and the dipeptide Val-Leu. The decision to delve deeper into this pair likely stemmed from the prior focus on dipeptide-protein interactions, extensively discussed in Luzarowski et al.'s 2019 manuscript. The second interaction pertained to lumicrome and PyrE.

      Significance

      To summarise, this paper advocates for heightening the complexity of experimental and computational analyses in studying metabolite-protein interactions through co-fractionation techniques. While it's anticipated that increased separation would enhance results, I remain unconvinced that the data presented conclusively demonstrates this. Overall, I believe the proposed method possesses only a modest level of originality and novelty, as outlined at the beginning of my review. Nonetheless, the substantial experimental effort and data generation warrant publication following additional meticulous quality control evaluation.

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      Referee #3

      Evidence, reproducibility and clarity

      In this manuscript, the authors performed extensive genetic analyses in yeast on the functions of Med15 regions under multiple stress conditions, linking cell growth phenotypes, gene expression and protein-protein interaction. Med15 is an activator-contacting subunit of the Mediator complex and the functions of yeast Med15 have been extensively studied. In particular, the authors attempted to understand the roles of a poly-Q region (Q1), its length and composition in stress response phenotypes, Med15-mediated gene expression, and interaction with transcription factor Msn2. Results from this work are consistent with several previous studies and revealed some new insights. The authors concluded that robust Med15 activities required the Q1 tract and the length of Q1 tract modulates activity in a context-dependent manner. While the study is well executed and the conclusions are generally sound, several concerns listed below should be addressed and some clarifications should be made.

      Major comments:

      1. Abstract, "We also observed that distinct glutamine tracts and Med15 phosphorylation affected the activities of the KIX domain". Fig. 1 shows the effects of KIXQ2Q3 deletion and p7 phosphor-dead mutant under Acetic acid and Ketoconazole treatment, but does not demonstrate that these domains or phosphorylation affects KIX domain activities.
      2. Is it known that Med15 is dephosphorylated under stress conditions other than osmotic challenge? Another explanation for D7P/D30P mutant results (Fig. 1B) might be that Med15 phosphorylation in unstressed cells is important for certain types of stress response (acetic acid and Keto). In contrast, the observation that D7P has no effects on osmotic stress (Fig. 1B) might suggest that phosphor-Med15 is dispensable for function. Some explanations on how to ascertain the roles of Med15 phosphorylation would be needed.
      3. Fig. 4, what is the rationale of analyzing basal expression rather than activated expression of Gcn4 and Msn2 dependent genes? Gal4 and Hap5 dependent genes could be measured as well, in order to complete the gene expression-phenotype correlation that the authors strive to make in this paper.
      4. Fig. 4, Error bars should be provided on gene expression analysis. Gcn4 and Msn2 target genes should be highlighted separately to facilitate comparisons.
      5. Results from Fig. 4 and 5 indicate that Spacer-Q1 and 12PQ-Q1, being the strongest interactors to Msn2, actually reduced HSP12 expression (a known Msn2 target gene). Some explanations would be needed. Page 12 Discussion paragraph 2 "Q1 substitutions that interfered with coiled-coil propensity had no effect on TF activity" would need to be revised and to include some discussions on this result.
      6. Fig. 5C, additional explanation is needed on how interaction rank is determined and how error bars are obtained.
      7. The idea that Q1 provides a molecular hinge to facilitate intramolecular interactions is interesting, but sounds like a possible scenario without further evidence. Are there any published structural studies on Med15/Mediator complex that might support this idea?

      Minor comments:

      1. SC-HLUM and SC-HLMU is used interchangeably in the legend and text. Please keep consistent. Explanations for these acronyms are not found in the Methods.
      2. Fig. 2, 3. AcOH should be Acetic acid, to be consistent with Fig. 1.
      3. Fig. 3B, error bars should be provided for growth measurements.

      Significance

      This work provided a detailed analysis on the roles of a specific poly-glutamine region in yeast Med15 functions and regulation. One conceptual advance of this work is that the structural flexibility rather than the sequence itself of Q1 tract proves to be critical for Med15 function. The ability to correlate Med15-Msn2 interaction with gene expression analysis demonstrated some technical novelty, given the power of genetic manipulation in yeast.

      Med15 is a key Mediator subunit contacting several sequence-specific transcription activators. Its interaction with a number of transcription activators in yeast such as Gcn4 and Gal4, was previously studied as referenced in this manuscript. This manuscript first provided a quite comprehensive genetic mutational analysis and confirmed several findings in previous studies. The identification of critical Med15 regions for acetic acid response (and Hap5-dependent gene activation) and the analysis of Msn2-Med15 interactions appear to be novel. Researchers interested in eukaryotic transcriptional regulation would benefit from reading this study.

      Field of expertise of this reviewer: mechanisms of transcriptional regulation, genetics, nuclear organization and function

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      The Mediator complex, a multicomponent complex, regulates the interaction between transcription factors and RNA polymerase II using protein interactions. In particular, Intrinsically Disordered Regions (IDRs) with in Med15. Copper and Frassler made extensive mutations to the three IDRs that are characterized with high glutamate content (poly-Q), the KIX domain which interacts with transcription factors and the MAD which interacts with the rest of the Mediator complex. The three poly-Q repeats are adjacent to Activator Binding Domains (ABD). The impact of mutant Med15 was measured with growth assays, co-IPs with a transcription factor, and transcriptional activation of a reporter during different stresses. Med15 is particular important in stress responsive transcription rather than basal transcription because in yeast it is nonessential. It can be repress and activation translation of genes. Using a series of internal deletions and substitutions impact of the mutations was tested on by measuring growth of strains, expression of Med15 regulated genes, and interaction with Msn2, a transcription factor that regulates to various stresses. This work adds to the body of research confirming that multiple weak/ transient interaction domains regulate Med15 function.

      Major comments:

      1. Without knowing the protein levels of the different mutants, it is difficult to contribute deletions of different regions with phenotypes measured. Various internal deletions decrease Med15 protein levels (Jedidi et al. 2010) while other affect the integrity of the Mediator complex. This study did not measure mRNA or protein levels of their mutants. However, (Jedidi et al. 2010) used Myc-tagged Med15 which affects regulation of Med15 via SNF1 (Gallagher et al. 2020). In another study, Med15 was N-terminally tagged and protein levels of some deletions increased (Herbig et al. 2010). It's unknown if other tags such as HA, TAP or FLAG affect Med15 regulation via SNF1. This study used untagged Med15 expressed from the native promoter which avoids these complications. It's also unknown if the differences in Med15 deletions are from reduced transcription, translation, or protein stability. There are commercial antibody that may work (https://www.genetex.com/Product/Detail/Gal-11-S-cerevisiae-antibody/GTX64110). There are several commercial antibodies to human Med15 but the cross reactivity has not been tested.
      2. Quantification with ImageJ on spot assays is difficult because once growth has maxed out on the dense spots there is no resolution. Using more dilute spots is challenging because colony size is affected by the nearby colonies. The error bars are the mutants are large. Can quantitative growth curves be carried out in flasks or an automatic plate reader for better quantification?

      Minor comments:

      1. Why were the stress conditions chosen in figure 1B? These are only a subset of conditions that the med15 deletion is sensitive to. Aside from acetic acid the phenotypic profile of each deletion is similar. The bigger the deletion, the more severe the growth defect. The keto plate appears under loaded by comparing the number of colonies in the third dilution on the keto plate and the fourth spot on the YPD plate in the BY4742 (MED15 wild-type strain). Does keto lyse cells? Or was there that much variation between mutants? Perhaps the dose of keto needs to be calibrated. In figure 2B it looks like wildtype growth in keto was 70% of untreated growth.
      2. Figures 1C and 1D are not discussed in the results. The authors should remind what the hGR assay measures when discussing the results. How is it different from the GAL4 transcriptional reporter?
      3. In the D to A mutants some appear to be required for acetic acid tolerance. What was the pH of the media?
      4. The labels between Figure 1 and 2 are inconsistent. 90 mM acetic versus 80mM AcOH, YPGal versus YPGalactose, SD+LKHU versus SD+KLUH. The mutants on 0.97M NaCl at 37oC from figure 2A grew more than 0.9M NaCl at 38oC. Also, in the text it says 37 oC.
      5. Is the MED15 strain BY4742? In Figure 1 was it also transformed the pRS315? How was the plasmid maintained on the plates, specifically YPD?
      6. Genes such as GAL and URA3 should in italics.
      7. In the split Ub assays, was wildtype Msn2 and Med15 also present?
      8. There is inconsistently naming of media in Media and Phenotype Testing section. The media is called synthetic complete media is labeled SC-URA or SC-LEU and at times in Results its called SD+K or SC-HULM. Is SC with all amino acids and SD without any amino acids?
      9. The plasmid names in the supplemental table don't match the ones labeled in the figures.
      10. Why was ALG9 used for normalization of qRT PCR?
      11. The background of the strains is confusing. There appears to be two different med15 knockouts OY320 and JF1368. Which ones were used in which experiments? Some of the trains have a trp1 auxotrophic which affects stress response on it's own (González et al. 2008; Schroeder and Ikui 2019).

      Significance

      • General assessment: provide a summary of the strengths and limitations of the study. What are the strongest and most important aspects? What aspects of the study should be improved or could be developed? Extensive mutational analysis of Med15.
      • Advance: compare the study to the closest related results in the literature or highlight results reported for the first time to your knowledge; does the study extend the knowledge in the field and in which way? Describe the nature of the advance and the resulting insights (for example: conceptual, technical, clinical, mechanistic, functional,...). This work confirms numerous other studies on the contribution of various Med15 domains on function.
      • Audience: describe the type of audience ("specialized", "broad", "basic research", "translational/clinical", etc...) that will be interested or influenced by this research; how will this research be used by others; will it be of interest beyond the specific field? Incorporation of human domain substitutions could influence how people outside the field would interpret how Med15 interacts with transcription factors.
      • Please define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate. Expert in using yeast genetics and natural genetic variation to address underlying mechanisms of stress response to environmental toxins with a particular focus on transcription factors and TORC1.
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      Referee #1

      Evidence, reproducibility and clarity

      Major Comments

      The authors show that the amino acid content and length of Q1 affects transcription activity in a media-dependent way in a construct that includes Q1-ABD1 and a tailing Q/N rich region (Q1R). Briefly, different media conditions used as proxies for specific target TF activities varied in their sensitivity to the Q1 sequence content. However, the reason for this variation between target TF activities is not addressed, so the observations seem more anecdotal than insightful. One test performed suggests some of the Q1 sequence dependence may be due to changes in AD-ABD interactions, but this interesting possibility is not investigated further.

      A split-ubiquitin two-hybrid assay, meant to detect interactions between Msn2 TAD and Med15-Q1R, showed clear Q1 sequence/composition-dependence when changed from polyQ tracts. In particular, replacement with leucine-rich tracts (12L and RvHs) significantly reduced interactions (as inferred from growth requirements in Fig 5B). Q1 consisting of just 10 spacer residues, 0 to 24 Q residues, or PQ repeats all had quite similar results suggesting retention of some Msn2 and Med15 interactions. Replacement with a helix-forming sequence from NAB3 gave intermediate results. Again, no explanation was offered for the observation but it seems probable that the NAB3 Q1 system is no longer reporting on Msn2 Med15 interactions.

      The manuscript presents extensive assays, but a lack of consistency in conditions and constructs tested makes comparing different assays difficult. In particular, it would be valuable to have NAB3-Q1, FrHs-Q1, and RvHS-Q1 tested under conditions of high salt as that is indicated to be the Msn2 target condition (e.g. an additional result that would be presented in Fig 3B); this would be valuable to compare to the two-hybrid results. The relationship between Q1 polyQ length and Msn2 TAD-Med15 ABD1 binding is not clear from this assay as all had similar growth on the plates. A possible explanation for the inferred reduction in TAD-ABD1 binding in the leucine rich Q1 constructs is that this highly hydrophobic linker itself binds to ABD1 and is therefore self-inhibitory. There is also the unexplored/not discussed possibility that NAB3, 12L, and RvHs have off-target interactions that disrupt the TAD-ABD1 interactions.

      The framing of the study and the title of the manuscript strongly suggest that there might be a relationship between coiled-coil formation and transcription activity. This is the basis for selection of many of the Q1 sequences tested, with the premise of either increasing or disrupting coiled-coil structure. These 'propensities' are quantified in Supp Fig 1; however, a significant limitation of this interpretation is that these propensities are bulk properties that presume formation of homo-dimers or homo-trimers, a situation that is not shown to be relevant for Med15 at a promoter. This means that Q1 is potentially only one of the multiple partners required for coiled-coil formation. So even if a tested sequence has high coiled-coil propensity, that may not be the case in the actual biological systems at play here. Another consideration to be entertained is how different solvent conditions (different media) may affect coiled-coil propensity. An unanswered question is whether Q1 may form coiled-coil structure either with other regions of Med15 and/or with other Mediator subunits or even other co-factors entirely. This is a question implied by the title of this paper, but the data presented address neither intra- nor inter-molecular interactions of the polyQ regions (the two-hybrid study is designed to probe the ABD-AD interactions).

      A final proposed hypothesis was that Q1 acts as a hinge in a way analogous to what was reported for the huntingtin protein (ref 7). This is an attractive model but remains untested in this work. In particular, the Med15-Q1R construct used does not have multiple ABDs that would potentially be brought in close contact, so the results here cannot be interpreted as analogous to the huntingtin hinge model. Minor Comments:

      Please explain the choice of the 10-residue spacer instead of a 12-residue spacer.

      Page 14: "We observed that Q1 substitutions with increased coiled-coil propensity (Supplementary Figure 1) diminished TF activity while Q1 substitutions that interfered with coiled-coil propensity had no effect on TF activity (Fig. 3, 4), suggesting that the flexibility of the sequence is an important feature." There was no demonstration that those sequences in this context form CCs. There's no evidence of what is actually being modulated whether it's length, flexibility, or ability to interact with other regions of Med15 or even with other co-factors.

      Page 15: "We confirmed that Msn2-dependent activities of Med15 are encoded by the region containing the Q1 tract and ABD1 (aa 116-277) and found that the KIX domain alone could also mediate an interaction with Msn2 (Fig. 5). This contrasts with the Gcn4- or Gal4-dependent growth or stress responses which are the result of additive interactions with Med15 that are characterized by weak, highly dispersed, multivalent interfaces. While it is not yet entirely clear if the interaction with Msn2 is similarly multivalent, we have shown that either the KIX domain alone or the Q1R region alone of Med15 was sufficient with no evidence of additivity." These statements are unsupported. While Gcn4 and Gal4 transcription activity has been shown to depend on multiple AD-ABD interactions, none of the data reported here shows that Msn2 does not (as is stated here, which undermines the "contrasts" argument. Further, based on the assays presented in Figure 1B, Msn2, Gal4, and Gcn4 behave similarly for the various Med15 constructs.

      Page 16: "In all instances TF activity was reduced in the absence of the Med15 Q1 tract." This seems false based on the data presented. Met10 activity appears to have increased in Figure 4A.

      Page 16: Reference to Figure 2C and Figure 2B are mislabeled. Should be Figure 2D and 2C, respectively.

      Page 17: "The fact that residues at Q1 were not functionally constrained to be glutamine residues suggests the Q1 tract is not an interaction motif participating directly in protein-protein interactions." This is completely unsupported. There are no data presented that address interactions between Q1 and anything else.

      Figure 2: Not clear which assays were at 30{degree sign}C vs 22{degree sign}C as they are not labeled in the figure. In Figure 2A, the label med15 should be med15Δ.

      Figure 4: Interpretation of these results seems limited by only reporting YPD media conditions. May be helpful to include the conditions reported in Figure 1.

      Figure 6: It is not clear what some elements of this figure are meant to represent. Is saw tooth always polyQ? or Is ABD1 always blue and ABD2 is always red. What then are the loops? The general premise of this figure does not seem to be supported by the actual experiments performed.

      Supp Figure 3: "K is the Med15 fragment encompassing the KIX domain, aa 1-277." This aa range is KQ in the main text. Either the residue range is wrong, or the label is wrong.

      Significance

      This manuscript addresses an interesting topic. There appears to be a disconnect between the stated motivation and what was actually done. The large array of assays and conditions are difficult to compare, leaving the reader with a feeling that the authors have catalogued a lot of possibilities but that no generalizable or unifying insights are at hand. The attempt to present a model (Figure 6) is difficult to parse and is not directly supported by the data presented. Addressing the issues raised here could result in a work that is useful to the specific field of Med15 structure and function but of limited use at the moment to a wider audience.

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      This manuscript uses C. elegans as a model to interrogate the effects of autism-associated variants of previously unknown function in the RNA-binding protein RBM-26/RBM27.

      Despite its potential impact, there are several concerns related to the technical rigor and specificity of the observed effects.

      Major concerns: 1. The effects on PLM are interesting, but why was this neuron selected for study? Was this a lucky guess or are other axons also affected? It is important to clarify whether the effects of RBM-26 are specific to this neuron or act pleiotropically across many or all neurons. According to CeNGEN, rbm-26 is strongly expressed in the well-characterized neurons ASE, PVD, and HSN. Are there morphological defects in these neurons, or others? As a note, there are also functional assays for these neurons (salt sensing, touch response, and egg laying, respectively).

      We have added new data to the supplemental materials showing that loss of rbm-26 function also causes the beading phenotype in the axons and dendrites of the PVD neuron (Figure S4 and lines 196-199). We have focused on the PLM neuron because our preliminary studies indicated that it had a higher penetrance of axon defects relative to the PVD neuron. Moreover, we observed expression of endogenously tagged RBM-26 in the PLM neuron (Figure 3A-C and lines 210-215).

      Similarly, the choice of the MALSU homolog seemed like a shot in the dark. It is ranked 46th (out of 63 genes) for fold-enrichment following RBM-26 pull-down, and 9th for p-value. Were any of the mRNAs with greater fold-enrichment or smaller p-values examined further? It is important to determine whether many or all of these interacting genes are overexpressed in the absence of RBM-26 and whether they are also required for the phenotypic effects of RBM-26 mutants, or if the MALSU homolog is special.

      We have clarified our reasoning for selecting the MALS-1 ortholog of MALSU1 for further study (see lines 283-284 and Table S2). Amongst binding partners with human orthologs, MALS-1 was by far the top ranked candidate. The adjusted p-value for MALS-1 was 0.0008. The next smallest adjusted p-value was two orders of magnitude larger (0.028 for dpy-4). Moreover, the log2fold fold enrichment for MALS-1 was 1.98, about the same as the largest (ACADS with 2.13). Nonetheless, we agree that some of the other interactors may also be of interest and have thus included them in the supplemental table S2. Although these other potential binding partners are outside the scope of this study, we expect that future studies by ourselves or others may focus on the roles of these other binding partners.

      In addition to the specificity controls mentioned above, positive and negative controls are needed throughout the results. While each of these may be relatively minor by itself, as a group they raise questions about the technical rigor of the study. Briefly these include: Fig 1C. Missing loading controls and negative control (rbm-26 null allele). Additional exposures should be included to show whether RBM-26(P80L) protein or the lower band for RBM-26(L13V) are present at all, relative to the null allele.

      We have added no-stain loading controls to figure 1C. We have also switched to using ECL detection, which is much more sensitive and reveals faint bands for RBM-26(P80L) and additional faint bands for RBM-26(L13V). In addition, we have included a longer exposure for the blot (Figure S1). We are unable to test the null, as we can only produce a limited number of small maternally rescued progeny, thereby precluding western blot analysis.

      Fig 2. Controls to distinguish overextension of PLM axon from posterior mispositioning of ALM cell body are needed. Quantification of PLM axon lengths in microns (or normalized to body size) with standard deviation, not error of proportion, should be shown. Measurement of “beading phenotype” should be more rigorous, see for example the approach in Rawson et al. Curr. Biol. 2017 https://doi.org/10.1016/j.cub.2014.02.025 . The developmental stage examined, and the reason for choosing that stage, should be described for this and all figures.

      We have added new data that shows PLM axon length relative to body length for each of the RBM-26 mutants (Figure S2 and lines 183-185). These results indicate that the PLM axon has a larger axon length to body length ration, suggesting that the PLM/ALM overlap phenotype is a result of PLM axon overextension. For most experiments, we retain penetrance, as this has been standard practice in the field and allows for a much larger sample size (see examples listed below). We have also added examples of how the beading phenotype was measured (Figure S3). Moreover, we have now analyzed this phenotype and others at multiple developmental stages (Figures 2D-H and Table S1). In general, we have conducted experiments at the L3 stage because the rbm-26(null) mutants don’t survive past this stage. However, for many of our experiments we have also included additional stages as well. We have added this explanation to the methods section of phenotype analysis and also at various locations throughout the text. We have also labeled all graphs to clearly indicate the developmental stages and included.

      10.1038/s41467-019-12804-3 Article by laboratory of Brock Grill

      10.1371/journal.pgen.1002513 Article by laboratory of Ian Chin-Sang

      doi.org/10.1073/pnas.1410263111 Article by laboratory of Chun-Liang Pan

      10.1016/j.neuron.2007.07.009 Article by laboratory of Yishi Jin

      doi.org/10.1523/JNEUROSCI.5536-07.2008 Article by laboratory of William Wadsworth

      Fig 3. Controls without auxin and with neuronal TIR1 expression alone should be included. Controls demonstrating successful RBM-26 depletion, in larvae as well as in embryos at the time of PLM extension, should be included (weak embryonic depletion might explain why the overextension phenotype is only 14% instead of 40% as in the null). According to CeNGEN, rbm-26 expression in PLM is barely detected, thus depletion with a PLM-specific TIR1 should also be tested. To confirm the authors' identification of the cell marked "N" as the PLM cell body, co-expression of rbm-26 and a PLM-specific marker should be added. Rescue of the rbm-26 mutants with neuronal (and PLM-only) expression should be included to test sufficiency in PLM, and as a further control for potential artifacts of the AID system.

      We have added new data showing that an endogenously tagged RBM-26::Scarlet protein is expressed in the PLM neuron (Figure 3A-C). Moreover, we have added rescue experiments, showing that a Pmec-7::rbm-26::scarlet transgene can rescue the beading phenotype and the PLM/ALM overlap phenotype (Figure 3 F-G). We have also added controls without auxin (Figure S7) __and without the rbm-26::scarlet::aid gene (Figure S8). We have added a new figure showing auxin-mediated depletion of RBM-26::Scarlet::AID in the PLM neuron (Figure S10)__. We examined auxin-mediated depletion at the L3 stage for consistency with our auxin-mediated phenotypic experiments. Moreover, these were done at the L3 stage for consistency with other experiments that included the rbm-26(null) mutants, which don’t survive past this stage.

      In general, auxin-mediated knockdown tends to be hypomorphic in neurons. This is likely due to the fact that the neuronal TIR1 driver is expressed at much lower levels relative to the other drivers. In addition, the lower penetrance observed in auxin-mediated PLM/ALM overlap phenotype could reflect the fact that this phenotype resolves by the L4 stage in the hypomorphic mutants. For example, in P80L mutants at the L3 stage we see only about a 20% penetrance of the PLM/ALM overlap phenotype (relative to about 15% in auxin-mediated knockdown).

      Fig 4. More rigorous quantification of the distribution of mitochondria along the axon should be included, not only total number, and it should be clarified what region of the axon the images are taken from. Including the AID-depletion strain with and without auxin would further add to the sense of rigor. For the mitoTimer experiments, why is RBM-26(L13V) not included and why do wild-type values differ ~5-fold between experiments (despite error bars being almost non-existent)? A more rigorous approach to standardizing imaging conditions may be needed. Positive controls using compounds that affect oxidation should be included. Measurements of individual mitochondria with standard deviations should be shown, rather than aggregate averages with error of proportion.

      We have changed our methodology for measuring mitochondria, so that we now report the density of mitochondria in the axon (number per 100µm), (Figure 4E-F). We agree that this method is much better than counting the total number of mitochondria per axon, as it corrects for differences in body length and axon length). We also now include data for the whole axon (Figure 4E), proximal axon (Figure 4G), and distal axon (Figure 4H). These data suggest that the mitochondrial density defects occur in the proximal axon but not in the distal axon. Using the null allele, we have also examined the timing of mitochondria defects in the axon and report that the defects begin in the L1 stage and continue throughout larval development (Figure 4F). Individual datapoints have been added for all graphs in Figure 4.

      For the mitoTimer experiments (Figure 5), we have added data for L13V and have added the individual datapoints to the graph. In the prior version, the values did not differ 5-fold between experiments with the same stage, rather the different graphs were from different stages (as noted in the figure legends/main text) and the L4 stage has much more oxidation than the L2 stage. To clear this up, we have added labels to the graphs to indicate the stages for each experiment. We have also added new data, so that we now show results for the L2, L3, and L4 stages for all three rbm-26 mutants (see Figure 5C-E). We didn’t test the L1 stage because the signal was not sufficient for accurate quantitation.

      Fig 5. Additional positive and negative controls should be added, including additional rbm-26 alleles, the AID-tagged strain with and without auxin, and a rescued mutant.

      The old Figure 5 has become Figure 6 in the new version. We have added the rbm-26(L13V) allele to each experiment, (Figure 6B-D). We have also added the loading controls for the western blot along with quantification for 3 biological replicates of the western blot analysis (Figure 6D). We agree that these additions significantly strengthen the data because they show that two independent alleles of rbm-26 cause very substantial increase in the expression of mals-1 at both the mRNA and protein levels. We did not do these experiments with the rescuing transgene or with the AID-tagged strain because these experiments are done on whole worm lysates, whereas the AID-tagged and rescuing transgene are neuron-specific.

      Fig 6. Controls showing whether the Scarlet-tagged protein is functional are needed, to rule out dominant negative or toxicity-related effects.

      This is Figure 7 in the new version. For this experiment, we are showing that overexpression of MALS-1 does cause defects. The idea is that excessive amounts of MALS-1 causes deleterious effects to the mitochondria. In fact, these defects could be considered as dominant negative or toxic. We considered the possibility of crossing the Pmec-7::mals-1::scarlet transgene with rbm-26; mals-1 double mutants. However, this does not seem workable, because the single copy Pmec-7::mals-1::scarlet transgene produces the phenotypes at penetrances that are similar to what we observe in rbm-26; mals-1 double mutants. We concede that the results of the overexpression experiments in Figure 7 are limited when considered in isolation. However, we think that they are meaningful when considered in combination with the results on the mals-1;rbm-26 double mutants in Figure 8.

      Fig 8. Controls for other mitochondrial components need to be included. It is important to determine if the decrease in ribosomes is specific or reflects a general decrease in mitochondria. If there are fewer mitochondria as suggested in Fig. 4, then of course mitochondrial ribosomal protein levels are also reduced. Additional rbm-26 alleles should be included here as well. Is this effect dependent on the MALSU homolog?

      This is Figure 8D-E in the new version. We have added new data showing that the decrease in MRPL-58 expression that is caused by the rbm-26(P80L) mutation is dependent on MALS-1. We concede that these experiments cannot be used to determine anything about the mitoribosomes per se, but rather serve as an alternative way of testing the effect of rbm-26 on mitochondria. We have revised the text accordingly (lines 355-357). Given these limitations we have elected not to try additional mitochondrial markers and have also not included additional rbm-26 alleles for this experiment.

      Finally the authors should address concerns about image manipulation, which amplify the concerns about technical rigor outlined above. The image in Fig. 2A appears to have a black box placed over the lower-right portion of the field to hide some features. Black boxes also appear to have been placed over the tops of images in Fig. 4B and 4D and at the left of Fig. 6A, 6B, and 6C. While these manipulations probably do not affect the conclusions, they further undermine confidence in data integrity and experimental rigor.

      We have corrected all of these image processing errors. The box in 2A was for the purpose of squaring off a corner that was clipped during image rotation. The boxes in Figures 4 and 6 (of the prior version) were added to give space for labels (without obscuring image features). We have now used alternative methods to accomplish the same goals. For example, in Figures 4-D we have placed the labels outside of the images.

      Minor points. 1. C. elegans nomenclature conventions should be followed: - C. elegans gene names have three or four letters, thus the MALSU homolog cannot be named "malsu-1". Please have new gene names approved by WormBase BEFORE submitting for publication http://tazendra.caltech.edu/~azurebrd/cgi-bin/forms/gene_name.cgi

      We have changed malsu-1 to mals-1. In addition, both mals-1 and mrpl-58 have now been approved by wormbase and will be listed on the website upon its next update.

      • If two sequential CRISPR edits are made on the same gene then they should be listed as a compound allele, such as rbm-26(cue22cue25)

      We have updated our gene names to reflect this convention.

      • Genes on the same chromosome should not be separated with a semicolon, for example rbm-26(cue40) K12H4.2(syb6330)

      We have updated our gene names to reflect this convention.

      Describing the defects as "neurodevelopmental" is misleading in the case of axon beading or degeneration. Similarly, there is no evidence for an "axon targeting" defect as stated in the abstract.

      We have revised such that instead of referring to degeneration phenotypes as neurodevelopmental, we now refer to axon degeneration phenotypes that occur during development. For example, in the abstract we now say, “These observations reveal a mechanism that regulates expression of a mitoribosomal assembly factor to protect against axon degeneration during neurodevelopment.

      Regarding targeting defects, this was meant to refer to the misplacement of the PLM axon tip (which contains electrical synapses). However, our subsequent analysis has revealed that these defects are transient in P80L and L13V mutants, as they resolve by the L4 stage. The rbm-26 null axon development defects do not resolve, though these mutant die prior to the L4 stage. Given these findings, we have decided not to use the term of targeting defects. Instead, we now refer to this as an axon tiling defect or PLM/ALM overlap phenotype.

      In Fig. 5A, the symbol that appears to correspond to F59C6.15 (lowest p-value) is a different size than the others and is colored as ncRNA, whereas WormBase annotates this gene as snoRNA.

      This error has been corrected.

      In the Introduction, the last sentences of the first two paragraphs should be varied ("However, little is known about the [...] mechanisms that protect [...] during neurodevelopment.")

      This has been done.

      Why is RBM-26 protein running as a doublet at both sizes?

      We have improved our western blotting methodology by using 12% gel, allowing for better resolution. We have also switched from colorimetric detection to ECL detection, allowing for greater sensitivity. In our new blots, we identify 6 different RBM-26 protein bands. We don’t know the reason for these bands, but speculate that they are the result of post-translational processing (148-150).

      When showing the RBM-26 expression pattern (Fig. 3) please include a lower-magnification image of the entire animal.

      This has been done (Figure S6)

      It is confusing to refer to the RNA IP experiments as an "unbiased screen", which in C. elegans typically refers to a genetic screen.

      We now refer to this as a “biochemical screen”.

      The relationship between axon overextension, beading, and mitochondrial localization is not clear. What causal connection between these is being proposed? The causal connections between these phenotypes, if any, should be clarified experimentally. For example, if the axon extension defects develop before mitochondrial localization defects, then it is unlikely that mitochondrial defects cause axon overextension.

      We have added new data showing that the reduction in mitochondrial density within the axon begins during the L1 stage and increases throughout larval development (Figure 4F). We have also added additional data showing that the increase in mitochondrial oxidation is weak in the L2 stage and surges in the L3 stage (Figure 5C-E), coincident with the beginning of the axon degeneration phenotypes. We propose (lines 383-391) that a low level of mitochondrial defects is present in L1 larvae, giving rise to the axon tiling defects. In the L3 stage there is a surge in excessive mitochondrial oxidation, giving rise to the axon degeneration phenotypes. We have added a new section to the discussion that addresses the relationship between defects in axon development and axon degeneration (lines 375-405).

      Please explain how to interpret the difference in axon beading in the two deletion alleles of the MALSU homolog (axon beading defects in tm12122 but not in syb6330). Is syb6330 not a null allele? Or are the defects in tm12122 due to other mutations in this strain background?

      One likely reason for this difference is that tm12122 is predicted to cause a partial deletion of the mals-1 coding sequence, whereas the syb6330 is a full deletion. Thus, the tm12122 could be acting as a dominant negative. In fact, prior work on the MALSU1 ortholog has indicated that this protein is subject to interference by a dominant negative construct (see Rorbach et al, Nucleic Acids Res 2012). Nonetheless, we cannot rule out the possibility of a linked second mutation in tm12122. However, since we have found similar phenotypes and genetic interactions with both alleles, we can conclude that these phenotypes and interactions are due to loss of MALS-1, rather than a second mutation.

      Are mitochondria reduced in number or mislocalized? If they are reduced in number, is this due to altered balance of fission/fusion?

      We have adjusted our methods for quantifying mitochondria and have also analyzed the proximal vs distal axon (Figure 4). We find that the density of mitochondria is decreased in the proximal axon, but not in the distal axon. We speculate that this might reflect a higher demand on mitochondria in the proximal axon, due to a higher amount of trafficking activity in the proximal axon (lines 255-257). We propose that the loss of RBM-26 causes dysfunction in mitochondria. Since fission and fusion are mechanisms that can help to repair damaged mitochondria, it is likely that they would be involved in the phenotypes that we observe.

      In Fig. 3A-D, please keep the labels in the same position in all panels and do not alter brightness settings between single-color and merged panels.

      These images have been moved to the supplemental data section (Figure S5). We have adjusted the labels as suggested. We have not changed the brightness settings, as they were already the same in all panels. However, the blue signal in the merged panel does obscure some of the red signal, giving an appearance of an alteration in color balance.

      The claim that rbm-26 acts cell-autonomously requires PLM-specific depletion and rescue experiments.

      We have added new data indicating that a Pmec-7::rbm-26::scarlet transgene can rescue the beading phenotype (Figure 3F-G).

      **Referees cross-commenting** I appreciate the use of the consultation session to resolve differences between reviewers, but in this case I fully agree with the content and tone of all the comments from the other reviewer -- I think our remarks are very well aligned!

      Reviewer #1 (Significance (Required)):

      The study engineers autism-associated variants in conserved residues of RBM27 into the C. elegans homolog RBM-26 and identifies neuronal phenotypes potentially relevant to autism and a potential molecular mechanism involving regulation of mitochondrial ribosome assembly.

      The key claims of the study are 1} that autism-associated variants in RBM-26 decrease its protein expression; 2} that impaired RBM-26 function leads to a variety of defects in development and maintenance of a single neuron called PLM, including altered axonal localization of mitochondria; 3} that RBM-26 normally binds the mRNA for the C. elegans homolog of MALSU, a mitochondrial ribosomal assembly factor; 4} that loss of RBM-26 leads to overexpression of the MALSU homolog; and 5} that MALSU is required for some of the deleterious effects on the PLM neuron seen in RBM-26 mutants.

      This study will be of interest to the autism research community because it bolsters the idea that variants in RBM27 are likely to disrupt gene function and to affect neuronal health. It will also be of interest to the broader cell biology community because it suggests an interesting potential nucleus-to-mitochondria signaling mechanism, in which a nuclear RNA-binding protein might regulate assembly of mitochondrial ribosomes.

      My field of expertise is developmental biology in C. elegans.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary In this manuscript, the authors studied an ASD-associated gene, rbm-26 in neuronal morphology using the touch receptor neuron PLM in C. elegans, and found that loss-of-function rbp-27 causes overextension and the formation of bulb-like structures in the axon. Using UV-crosslinking RNA immunoprecipitation and RNA-Seq, they identify malsu-1 as a target of rbm-26. Genetic analyses suggest malsu-1 likely functions downstream of rbm-26 in controlling the PLM morphology. Major comments:

      • The authors describe RBM27 is associated with ASD and ID while they only cite SFARI paper that describes a weak association of RBM27 to ASD. The appropriate referenced that show link between RBM27 and ID should be provided. The link with ID was an error. We had meant to say “ASD or other neurodevelopmental disorders.” This has been corrected.

      • SFARI database only has three (P79L, R190Q, G348D) mutations listed as ASD-associated. Where are other mutations L13V and R455H, particularly L13V that the authors used to generate the C. elegans mutant come from? Are they associated with intellectual disabilities? The others came from the devovo-DB. We have added a reference for this database and have also added the primary source references for each of the five de novo variants (see line 121).

      • The authors should be very careful when describing 'gene X causes Y diseases'. Many (if not all) of the examples described in this manuscript are disease-associated genes without validation to be causal genes. We have revised accordingly. For example on lines 433-435, we now say,” For example, mutations in the EXOSC3, EXOSC8 and EXOSC9 are thought to cause syndromes that include defects in brain development such as hypoplasia of the cerebellum and the corpus callosum”. We have decided to use the phrase “thought to cause” because three of the five referenced articles on these genes use titles that indicate causation.

      • The authors refer PLM axon beading and overextension phenotypes to 'axon degeneration and targeting defects'. The authors must provide additional evidence of axon degeneration (see below). Also the term 'targeting defects' is misleading as the authors did not examine if overextension of the PLM axon causes targeting defects. At least they should examine some synaptic markers. To provide more evidence of degeneration we have analyzed several additional phenotypes at multiple developmental stages (Figure 2 and Table S1). Regarding targeting defects, this was meant to refer to the misplacement of the PLM axon tip (which contains electrical synapses). However, our subsequent analysis has revealed that these defects are transient in P80L and L13V mutants, as they resolve by the L4 stage. The rbm-26 null axon development defects do not resolve, though these mutant die prior to the L4 stage. Given these findings, we have decided not to use the term of targeting defects. Instead, we now refer to this as an axon tiling defect or PLM/ALM overlap phenotype.

      • Neuronal phenotypes (axon overextension and beading) should be examined at different developmental timepoints (larval, young adult, and aged animals) to test if these phenotypes are indeed degenerative instead of developmental defects. We have included new data to observe all of these phenotypes at multiple developmental time points (Figure 2 and Table S1).

      • The authors use the blebbing (beading) phenotype in the axon as the sole evidence of neurodegenerative properties of the PLM neuron. A more thorough analysis of this phenotype as done by others (Pan PNAS 2006) must be provided to support the authors' claim that this phenotype represents neurodegeneration. We have included new data on multiple degenerative phenotypes in axons including: blebbing, beading, waviness and breaks (Table S1).

      • The number of beads per axon should be quantified to better represent the severity of rbm-26 mutant. Individual samples should be plotted in the quantification instead of showing the percentage of animals. We have added data on the density of beads in rbm-26(null), rbm-26(P80L), and rbm-26(L13V) mutants (Figure S3). For most experiments we have decided to use penetrance to measure axon degeneration because this is a standard in the field and allows for a larger sample size. For examples please see:

      10.1523/JNEUROSCI.1494-11.2012 (Toth et al, 2012)

      https://doi.org/10.1016/j.cub.2014.02.025 (Rawson et al, 2014)

      10.1073/pnas.1011711108 (Pan et al, 2012)

      https://doi.org/10.7554/eLife.80856 (Czech et al, 2023)

      https://doi.org/10.1016/j.celrep.2016.01.050 (Nichols et al, 2016)

      • Based on the single gel image in Fig. 1C with no loading control, the P80L mutant appears to have no protein expression. How is the P80L viable while the null mutant is lethal? The authors should quantify the protein expression levels from multiple blots with proper loading controls. If P80L mutation is introduced into RBM-26::mScarlet strain can it cause depletion of the signal in vivo? We have added new data showing that the RBM-26::Scarlet signal is diminished by the P80L mutation in vivo (Figure 1E-F). We have also added quantification from 3 biological replicate blots (Figure 1D). Finally, we have improved the sensitivity of our blots by using ECL detection and also show various exposures to highlight the fainter bands (Figures 1C and S1). Therefore, we are now able to detect low level expression of RBM-26(P80L) mutant protein. It is likely that the low level of RBM-26(P80L) and RBM-26(L13V) seen on western blots is sufficient to prevent the lethal phenotype.

      • 'Moreover, loss of either the SPTBN1 or ADD1 genes causes a neurodevelopmental syndrome that includes autism and ADHD' References are missing, and as described above, be extra careful when indicating causality. Very few genes are known to cause ASD and ADHD. We have added the citations for this work (line 81). We also note that the titles for both of the cited articles indicate causation. To be on the safe side we have revised this line to say, “Moreover, loss of either the SPTBN1 or ADD1 genes are thought to cause a neurodevelopmental syndrome that includes autism and ADHD”

      • Fig. 3E F, the authors should use the strains that express TIR1 specifically in the touch receptor neurons to argue cell autonomous function of RBM-26. Alternatively, the authors may conduct PLM neuron-specific rescue experiments to test the sufficiency. We have added new data indicating that a Pmec-7::rbm-26::scarlet transgene can rescue the beading phenotype and the PLM/ALM overlap phenotype (see Figure 3F-G).

      • 'Loss of RBM-26 causes mitochondria dysfunction in axons.' The authors did not examine mitochondria function in axons. They only examined the number of mitochondria, and ROS production in the soma. The authors should provide additional evidence to support the idea that elevated ROS production in the soma is due to mitochondrial dysfunction in axons. Also, the authors should use both P80L and L13V for this experiment, and indicate individual datapoint as dots. Here, they quantified at the L4 stage, which the authors should justify. We have added the L13V data to this experiment and now show the individual data points. In addition, we have now conducted this analysis at the L2, L3 and L4 stages (Figure 5C-E). We have also revised the text to indicate that loss of rbm-26 function causes mitochondrial dysfunction in the cell body which could potentially cause a reduction of mitochondria in the axon (see lines 100-101 and 268-270). We speculate that mitochondria in the axon are also dysfunctional. However, the mitoTimer signal is not bright enough in axons to allow for quantification.

      • Figure 5B and C: the authors should also use L13V to quantify malsu-1 mRNA and protein level, and include quantifications in panel C (from multiple blots). This is Figure 6 in the new version. We have added new data for expression of mals-1 mRNA and protein in rbm-26(L13V) mutants (Figure 6B-D). We have also included quantifications from 3 biological replicates (Figure 6D).

      • In the rbm-26 mutant, the number of mitochondria is reduced, while the amount of MALSU-1 protein is increased. If MALSU-1 is specifically localized at mitochondria in wild type, where does the excessive MALSU-1 go in the rbm-26 mutants? Quantification of MALSU-1 signal intensity should be provided. Our Pmec-7::mals-1::scarlet transgene uses the tbb-2 3’UTR and causes an overexpression phenotype. To address the question posed by the reviewer, we would need to express MALS-1 at endogenous levels. Given that endogenous levels of MALS-1 are very low, it is unlikely that we would be able to visualize its expression. Nonetheless, as a way to address this question we have attempted to create a single copy Pmec-7::mals-1::scarlet transgene that utilizes the mals-1 endogenous 3’UTR. We have tried multiple approaches for generating this construct, but all have failed, likely due to sequence complexities within the mals-1 3’UTR. While we cannot say where the extra MALS-1 protein goes, we think that it is likely overloaded into the remaining mitochondria and could also be in the cytosol as well.

      • Figure 7C: malsu-1 knockout mutants exhibit PLM overextension phenotype, which is not consistent with their model. The authors should discuss this in detail. We have added a paragraph to the discussion explaining that mitochondria function could be disrupted by either MALS-1 overexpression or by MALS-1 loss of function (lines 471-480).

      • 'To validate these findings, we also repeated these experiments with an independent allele of malsu-1, malsu-1(tm12122) and found similar results (Fig. 7A-C).' The malsu-1(tm12122) exhibits beading phenotype and more severe overextension phenotype which the authors must describe and discuss more carefully. One likely reason for this difference is that tm12122 is predicted to cause a partial deletion of the mals-1 coding sequence, whereas the syb6330 is a full deletion. Thus, the tm12122 could be acting as a dominant negative. In fact, prior work on the MALSU1 ortholog has indicated that this protein is subject to interference by a dominant negative construct (see Rorbach et al, Nucleic Acids Res 2012). Nonetheless, we cannot rule out the possibility of a linked second mutation in tm12122. However, since we have found similar phenotypes and genetic interactions with both alleles, we can conclude that these phenotypes and interactions are due to loss of MALS-1, rather than a second mutation (albeit at a slightly different penetrance). We have added these considerations to the results section (lines 342-244).

      • Figure 8: The authors should include data from L13V, malsu-1 and rbm-26; malsu-1 mutants. Quantification from multiple blots should be provided. This is Figure 8D in the new version. We have added the malsu-1 and rbm-26;malsu-1 double mutants to this experiment. We have also added quantification from multiple biological replicate blots. As pointed out by the other reviewer, we think that this experiment does not give specific information about mitoribosomes, but is an alternative approach to looking at the reduction in mitochondria. Given this limitation and considering that we have added L13V data to the mitochondria experiment in Figure 8B, we have elected not to add additional data on L13V to the western blot experiment in Figure 8D

      Minor comments: • 'Consistent with a role for mitochondria in neurodevelopmental disorders, some of these disorders include a neurodegenerative phenotype.' Why is it consistent to have neurodegenerative phenotypes if mitochondria is associated with neurodevelopmental disorders? A better explanation would help.

      We have changed this sentence to, “Some neurodevelopmental syndromes feature neurodegenerative phenotypes that occur during neuronal development.”

      • L13V is generally more severe in axon overextension phenotype than P80L while protein level is more abundant. The authors should discuss about this. We have also added a time course for the PLM/ALM overlap phenotype mutants (Figure 2D). This new data shows that the PLM/ALM overlap is quite similar overall between the P80L and L13V mutants. Both of these mutations cause an increase in PLM/ALM overlap in early larval development that is resolved by the L4 stage. The P80L phenotype resolves slightly sooner for reasons that are unknown. This could reflect differences in expression within the PLM that are not reflected in the whole worm lysate. This could also be due to a slight difference in the genetic background or other stochastic factors. The key point is that these two independent alleles cause similar phenotype overall, indicating that this phenotype is the result of loss in RBM-26 function.

      • Fig. 2E, F: 'Beading refers to focal enlargement or bubble-like lesions which were at least twice the diameter of the axon in size.' How are the diameters of axons measured? A more detailed quantification method, and examples of measurement should be provided. We have added example measurements to the supplemental section (Figure S3). Additional detail on the measurements are in the Methods section (lines 517-518).

      • Figure 3: The authors should also include low-magnification images to show where RBM-26 is expressed. The current image does now allow identifying cells. The transgene that labels the nuclei of hypodermis should be indicated in the manuscript. Specifically, the expression of the RBM-26 in the PLM should be shown. We have added a low magnification image (Figure S6) and have also added images of endogenously tagged RBM-26:Scarlet in the PLM (Figure 3A-C). The transgenic label for the hypodermis has been added to the legend of Figure S5.

      • Figure 3: 'Tissue specific degradation of RBM-26::SCARLET::AID was achieved due to cell-type specific TIR-1 driver lines (see methods for details).' This information is not provided in the method section. This information has been added to methods section, ”Auxin proteindegredation”

      • Fig. 4 E. Values from individual samples should be indicated as dots. Representative images of P80L and L13V should be included. Conduct quantifications at adult stage as the authors use in other quantifications, or justify use of specific developmental stage (L3) they used. Figure 4 has become Figures 4 and 5 in the revised version. We have updated the graphs to include dots for individual data points. We have added quantifications of the mitoTImer experiments for the L2, L3 and L4 stages (Figure 5C-E). We note that our other experiments were done at the L1, L2, L3 and L4 and adult stages. The mitoTimer signal is not sufficient at the L1 stage for quantification. At the adult stage, the red signal becomes saturated. We have added representative images for mitoTimer in P80L and L13V mutants (Figure S9).

      • The genes malsu-1 and mrpl-58 are not listed on wormbase. If the authors would like to designate names to these gene, they should clearly indicate that along with the sequence name. We have changed malsu-1 to mals-1. In addition, both mals-1 and mrpl-58 have now been approved by wormbase and will be listed on the website upon its next update.

      • The authors found that MRPL-58 amount is reduced in rbm-26 mutants (which require additional verifications). This can be explained by the fact that axonal mitochondria number is reduced in the rbm-26 mutants. How did the authors confirm that the reduction in MRPL-58 level is due to the disruption of mitoribosome assembly? This is Figure 8D-E in the new version. We have added new data showing that the decrease in MRPL-58 expression that is caused by the rbm-26(P80L) mutation is dependent on MALS-1. We concede that these experiments cannot be used to determine anything about the mitoribosomes per se, but rather serve as an alternative way of testing the effect of rbm-26 on mitochondria. We have revised the text accordingly (lines 355-357).

      • 'MALSU-1 is a mitoribosomal assembly factor that functions as part of the MALSU1:LOR8F8:mtACP anti-association module [37-39].' I don't think these are known for C. elegans MALSU-1. We have revised to, “MALS-1 is an ortholog of the MALSU1 mitoribosomal assembly factor that functions as part of the MALSU1:LOR8F8:mtACP anti-association module”

      • 'Moreover, our results also suggest that disruption of this process can give rise to neurodevelopmental disorders.' I feel this is a quite a bit of stretch.

      This has been replaced with, “Therefore, we speculate that human RBM26/27 could function with the RNA exosome complex to protect against neurodevelopmental defects and axon degeneration in infants.” (lines 371-373)

      **Referees cross-commenting** Yes, many of our comments overlap, and I fully agree with all comments from the other reviewer too. Reviewer #2 (Significance (Required)):

      I found the manuscript interesting particularly the use of innovative techniques in identifying the target of RBM-26, The genetic analyses of rbm-26 and malsu-1 generally support the authors main conclusions that rbm-26 inhibits malsu-1 and be of potential interest to basic neuroscientists and cell biologists. However, the current manuscript looked premature which made my reading experience less pleasant. The phenotypic analyses is superficial compared to works similar to this work, which are insufficient to support the authors' claim of 'axon degeneration and targeting defects'. A number of issues listed above should be addressed before this manuscript is published. The reviewer's expertise: neurodevelopment in model organisms.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary

      In this manuscript, the authors studied an ASD-associated gene, rbm-26 in neuronal morphology using the touch receptor neuron PLM in C. elegans, and found that loss-of-function rbp-27 causes overextension and the formation of bulb-like structures in the axon. Using UV-crosslinking RNA immunoprecipitation and RNA-Seq, they identify malsu-1 as a target of rbm-26. Genetic analyses suggest malsu-1 likely functions downstream of rbm-26 in controlling the PLM morphology.

      Major comments:

      • The authors describe RBM27 is associated with ASD and ID while they only cite SFARI paper that describes a weak association of RBM27 to ASD. The appropriate referenced that show link between RBM27 and ID should be provided.
      • SFARI database only has three (P79L, R190Q, G348D) mutations listed as ASD-associated. Where are other mutations L13V and R455H, particularly L13V that the authors used to generate the C. elegans mutant come from? Are they associated with intellectual disabilities?
      • The authors should be very careful when describing 'gene X causes Y diseases'. Many (if not all) of the examples described in this manuscript are disease-associated genes without validation to be causal genes.
      • The authors refer PLM axon beading and overextension phenotypes to 'axon degeneration and targeting defects'. The authors must provide additional evidence of axon degeneration (see below). Also the term 'targeting defects' is misleading as the authors did not examine if overextension of the PLM axon causes targeting defects. At least they should examine some synaptic markers.
      • Neuronal phenotypes (axon overextension and beading) should be examined at different developmental timepoints (larval, young adult, and aged animals) to test if these phenotypes are indeed degenerative instead of developmental defects.
      • The authors use the blebbing (beading) phenotype in the axon as the sole evidence of neurodegenerative properties of the PLM neuron. A more thorough analysis of this phenotype as done by others (Pan PNAS 2006) must be provided to support the authors' claim that this phenotype represents neurodegeneration.
      • The number of beads per axon should be quantified to better represent the severity of rbm-26 mutant. Individual samples should be plotted in the quantification instead of showing the percentage of animals.
      • Based on the single gel image in Fig. 1C with no loading control, the P80L mutant appears to have no protein expression. How is the P80L viable while the null mutant is lethal? The authors should quantify the protein expression levels from multiple blots with proper loading controls. If P80L mutation is introduced into RBM-26::mScarlet strain can it cause depletion of the signal in vivo?
      • 'Moreover, loss of either the SPTBN1 or ADD1 genes causes a neurodevelopmental syndrome that includes autism and ADHD' References are missing, and as described above, be extra careful when indicating causality. Very few genes are known to cause ASD and ADHD.
      • Fig. 3E F, the authors should use the strains that express TIR1 specifically in the touch receptor neurons to argue cell autonomous function of RBM-26. Alternatively, the authors may conduct PLM neuron-specific rescue experiments to test the sufficiency.
      • 'Loss of RBM-26 causes mitochondria dysfunction in axons.' The authors did not examine mitochondria function in axons. They only examined the number of mitochondria, and ROS production in the soma. The authors should provide additional evidence to support the idea that elevated ROS production in the soma is due to mitochondrial dysfunction in axons. Also, the authors should use both P80L and L13V for this experiment, and indicate individual datapoint as dots. Here, they quantified at the L4 stage, which the authors should justify.
      • Figure 5B and C: the authors should also use L13V to quantify malsu-1 mRNA and protein level, and include quantifications in panel C (from multiple blots).
      • In the rbm-26 mutant, the number of mitochondria is reduced, while the amount of MALSU-1 protein is increased. If MALSU-1 is specifically localized at mitochondria in wild type, where does the excessive MALSU-1 go in the rbm-26 mutants? Quantification of MALSU-1 signal intensity should be provided.
      • Figure 7C: malsu-1 knockout mutants exhibit PLM overextension phenotype, which is not consistent with their model. The authors should discuss this in detail.
      • 'To validate these findings, we also repeated these experiments with an independent allele of malsu-1, malsu-1(tm12122) and found similar results (Fig. 7A-C).' The malsu-1(tm12122) exhibits beading phenotype and more severe overextension phenotype which the authors must describe and discuss more carefully.
      • Figure 8: The authors should include data from L13V, malsu-1 and rbm-26; malsu-1 mutants. Quantification from multiple blots should be provided.

      Minor comments:

      • 'Consistent with a role for mitochondria in neurodevelopmental disorders, some of these disorders include a neurodegenerative phenotype.' Why is it consistent to have neurodegenerative phenotypes if mitochondria is associated with neurodevelopmental disorders? A better explanation would help.
      • L13V is generally more severe in axon overextension phenotype than P80L while protein level is more abundant. The authors should discuss about this.
      • Fig. 2E, F: 'Beading refers to focal enlargement or bubble-like lesions which were at least twice the diameter of the axon in size.' How are the diameters of axons measured? A more detailed quantification method, and examples of measurement should be provided.
      • Figure 3: The authors should also include low-magnification images to show where RBM-26 is expressed. The current image does now allow identifying cells. The transgene that labels the nuclei of hypodermis should be indicated in the manuscript. Specifically, the expression of the RBM-26 in the PLM should be shown.
      • Figure 3: 'Tissue specific degradation of RBM-26::SCARLET::AID was achieved due to cell-type specific TIR-1 driver lines (see methods for details).' This information is not provided in the method section.
      • Fig. 4 E. Values from individual samples should be indicated as dots. Representative images of P80L and L13V should be included. Conduct quantifications at adult stage as the authors use in other quantifications, or justify use of specific developmental stage (L3) they used.
      • The genes malsu-1 and mrpl-58 are not listed on wormbase. If the authors would like to designate names to these gene, they should clearly indicate that along with the sequence name.
      • The authors found that MRPL-58 amount is reduced in rbm-26 mutants (which require additional verifications). This can be explained by the fact that axonal mitochondria number is reduced in the rbm-26 mutants. How did the authors confirm that the reduction in MRPL-58 level is due to the disruption of mitoribosome assembly?
      • 'MALSU-1 is a mitoribosomal assembly factor that functions as part of the MALSU1:LOR8F8:mtACP anti-association module [37-39].' I don't think these are known for C. elegans MALSU-1.
      • 'Moreover, our results also suggest that disruption of this process can give rise to neurodevelopmental disorders.' I feel this is a quite a bit of stretch.

      Referees cross-commenting Yes, many of our comments overlap, and I fully agree with all comments from the other reviewer too.

      Significance

      I found the manuscript interesting particularly the use of innovative techniques in identifying the target of RBM-26, The genetic analyses of rbm-26 and malsu-1 generally support the authors main conclusions that rbm-26 inhibits malsu-1 and be of potential interest to basic neuroscientists and cell biologists. However, the current manuscript looked premature which made my reading experience less pleasant. The phenotypic analyses is superficial compared to works similar to this work, which are insufficient to support the authors' claim of 'axon degeneration and targeting defects'. A number of issues listed above should be addressed before this manuscript is published.

      The reviewer's expertise: neurodevelopment in model organisms.

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      Referee #1

      Evidence, reproducibility and clarity

      This manuscript uses C. elegans as a model to interrogate the effects of autism-associated variants of previously unknown function in the RNA-binding protein RBM-26/RBM27.

      Despite its potential impact, there are several concerns related to the technical rigor and specificity of the observed effects.

      Major concerns:

      1. The effects on PLM are interesting, but why was this neuron selected for study? Was this a lucky guess or are other axons also affected? It is important to clarify whether the effects of RBM-26 are specific to this neuron or act pleiotropically across many or all neurons. According to CeNGEN, rbm-26 is strongly expressed in the well-characterized neurons ASE, PVD, and HSN. Are there morphological defects in these neurons, or others? As a note, there are also functional assays for these neurons (salt sensing, touch response, and egg laying, respectively).
      2. Similarly, the choice of the MALSU homolog seemed like a shot in the dark. It is ranked 46th (out of 63 genes) for fold-enrichment following RBM-26 pull-down, and 9th for p-value. Were any of the mRNAs with greater fold-enrichment or smaller p-values examined further? It is important to determine whether many or all of these interacting genes are overexpressed in the absence of RBM-26 and whether they are also required for the phenotypic effects of RBM-26 mutants, or if the MALSU homolog is special.
      3. In addition to the specificity controls mentioned above, positive and negative controls are needed throughout the results. While each of these may be relatively minor by itself, as a group they raise questions about the technical rigor of the study. Briefly these include:

      Fig 1C. Missing loading controls and negative control (rbm-26 null allele). Additional exposures should be included to show whether RBM-26(P80L) protein or the lower band for RBM-26(L13V) are present at all, relative to the null allele.

      Fig 2. Controls to distinguish overextension of PLM axon from posterior mispositioning of ALM cell body are needed. Quantification of PLM axon lengths in microns (or normalized to body size) with standard deviation, not error of proportion, should be shown. Measurement of "beading phenotype" should be more rigorous, see for example the approach in Rawson et al. Curr. Biol. 2017 https://doi.org/10.1016/j.cub.2014.02.025 . The developmental stage examined, and the reason for choosing that stage, should be described for this and all figures.

      Fig 3. Controls without auxin and with neuronal TIR1 expression alone should be included. Controls demonstrating successful RBM-26 depletion, in larvae as well as in embryos at the time of PLM extension, should be included (weak embryonic depletion might explain why the overextension phenotype is only 14% instead of 40% as in the null). According to CeNGEN, rbm-26 expression in PLM is barely detected, thus depletion with a PLM-specific TIR1 should also be tested. To confirm the authors' identification of the cell marked "N" as the PLM cell body, co-expression of rbm-26 and a PLM-specific marker should be added. Rescue of the rbm-26 mutants with neuronal (and PLM-only) expression should be included to test sufficiency in PLM, and as a further control for potential artifacts of the AID system.

      Fig 4. More rigorous quantification of the distribution of mitochondria along the axon should be included, not only total number, and it should be clarified what region of the axon the images are taken from. Including the AID-depletion strain with and without auxin would further add to the sense of rigor. For the mitoTimer experiments, why is RBM-26(L13V) not included and why do wild-type values differ ~5-fold between experiments (despite error bars being almost non-existent)? A more rigorous approach to standardizing imaging conditions may be needed. Positive controls using compounds that affect oxidation should be included. Measurements of individual mitochondria with standard deviations should be shown, rather than aggregate averages with error of proportion.

      Fig 5. Additional positive and negative controls should be added, including additional rbm-26 alleles, the AID-tagged strain with and without auxin, and a rescued mutant.

      Fig 6. Controls showing whether the Scarlet-tagged protein is functional are needed, to rule out dominant negative or toxicity-related effects.

      Fig 8. Controls for other mitochondrial components need to be included. It is important to determine if the decrease in ribosomes is specific or reflects a general decrease in mitochondria. If there are fewer mitochondria as suggested in Fig. 4, then of course mitochondrial ribosomal protein levels are also reduced. Additional rbm-26 alleles should be included here as well. Is this effect dependent on the MALSU homolog? 4. Finally the authors should address concerns about image manipulation, which amplify the concerns about technical rigor outlined above. The image in Fig. 2A appears to have a black box placed over the lower-right portion of the field to hide some features. Black boxes also appear to have been placed over the tops of images in Fig. 4B and 4D and at the left of Fig. 6A, 6B, and 6C. While these manipulations probably do not affect the conclusions, they further undermine confidence in data integrity and experimental rigor.

      Minor points.

      1. C. elegans nomenclature conventions should be followed:
        • C. elegans gene names have three or four letters, thus the MALSU homolog cannot be named "malsu-1". Please have new gene names approved by WormBase BEFORE submitting for publication http://tazendra.caltech.edu/~azurebrd/cgi-bin/forms/gene_name.cgi
        • If two sequential CRISPR edits are made on the same gene then they should be listed as a compound allele, such as rbm-26(cue22cue25)
        • Genes on the same chromosome should not be separated with a semicolon, for example rbm-26(cue40) K12H4.2(syb6330)
      2. Describing the defects as "neurodevelopmental" is misleading in the case of axon beading or degeneration. Similarly, there is no evidence for an "axon targeting" defect as stated in the abstract.
      3. In Fig. 5A, the symbol that appears to correspond to F59C6.15 (lowest p-value) is a different size than the others and is colored as ncRNA, whereas WormBase annotates this gene as snoRNA.
      4. In the Introduction, the last sentences of the first two paragraphs should be varied ("However, little is known about the [...] mechanisms that protect [...] during neurodevelopment.")
      5. Why is RBM-26 protein running as a doublet at both sizes?
      6. When showing the RBM-26 expression pattern (Fig. 3) please include a lower-magnification image of the entire animal.
      7. It is confusing to refer to the RNA IP experiments as an "unbiased screen", which in C. elegans typically refers to a genetic screen.
      8. The relationship between axon overextension, beading, and mitochondrial localization is not clear. What causal connection between these is being proposed? The causal connections between these phenotypes, if any, should be clarified experimentally. For example, if the axon extension defects develop before mitochondrial localization defects, then it is unlikely that mitochondrial defects cause axon overextension.
      9. Please explain how to interpret the difference in axon beading in the two deletion alleles of the MALSU homolog (axon beading defects in tm12122 but not in syb6330). Is syb6330 not a null allele? Or are the defects in tm12122 due to other mutations in this strain background?
      10. Are mitochondria reduced in number or mislocalized? If they are reduced in number, is this due to altered balance of fission/fusion?
      11. In Fig. 3A-D, please keep the labels in the same position in all panels and do not alter brightness settings between single-color and merged panels.
      12. The claim that rbm-26 acts cell-autonomously requires PLM-specific depletion and rescue experiments.

      Referees cross-commenting I appreciate the use of the consultation session to resolve differences between reviewers, but in this case I fully agree with the content and tone of all the comments from the other reviewer -- I think our remarks are very well aligned!

      Significance

      The study engineers autism-associated variants in conserved residues of RBM27 into the C. elegans homolog RBM-26 and identifies neuronal phenotypes potentially relevant to autism and a potential molecular mechanism involving regulation of mitochondrial ribosome assembly.

      The key claims of the study are 1} that autism-associated variants in RBM-26 decrease its protein expression; 2} that impaired RBM-26 function leads to a variety of defects in development and maintenance of a single neuron called PLM, including altered axonal localization of mitochondria; 3} that RBM-26 normally binds the mRNA for the C. elegans homolog of MALSU, a mitochondrial ribosomal assembly factor; 4} that loss of RBM-26 leads to overexpression of the MALSU homolog; and 5} that MALSU is required for some of the deleterious effects on the PLM neuron seen in RBM-26 mutants.

      This study will be of interest to the autism research community because it bolsters the idea that variants in RBM27 are likely to disrupt gene function and to affect neuronal health. It will also be of interest to the broader cell biology community because it suggests an interesting potential nucleus-to-mitochondria signaling mechanism, in which a nuclear RNA-binding protein might regulate assembly of mitochondrial ribosomes.

      My field of expertise is developmental biology in C. elegans.

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      Reply to the reviewers

      Manuscript number: RC-2024-02413R

      Corresponding author(s): Hammond, Gerald

      1. General Statements [optional]

      We are grateful to the three reviewers for such thorough and thoughtful comments. Data or re-writes that we have on hand that address many of these comments have been incorporated already. We also have a comprehensive experimental plan to address all of the remaining major comments. Reviewer’s comments are in light italics, whilst our responses appear in regular font below. We added reviewer numbering for ease of cross-reference to the original comments, with the format: reviewer X’s comment number N as #X.N

      • *

      *Overall, we were thrilled that the reviewers agreed that our work is of significance and broad interest: *

      • *

      “The development of a new, superior PA-sensor is a significant advance in the fields of lipid signaling and specific lipid-protein interactions, that will benefit research on lipid-mediated cellular signaling and intracellular lipid trafficking.” – reviewer 1.

      “The lipid biology community would be highly interested in using the new PA-binding tool to study lipid localization in live cells.” – reviewer 2.

      “Tracking intracellular phosphatidic acid (PA) in live cells is essential for understanding its cellular functions, leading to the development of genetically encoded lipid biosensors. While several PA biosensors have been developed, they often suffer from limited sensitivity or specificity.” – reviewer 3

      2. Description of the planned revisions

      #1.2: P 4 and Fig. 2 mention a 'novel domain structure', responsible for binding of PA and PIP2 (in vitro). What exactly is this novel domain structure? Why have the two parts of Nir1-LNS, the AAH and the 263 amino acid domain, not been tested in similar liposome assays as in Fig. 2A? Lipid binding in vivo, as tested in the experiment of Fig. 2D, is confounded by endogenous PA binding proteins.PA is expected to bind the SIDGS motif, as this is conserved from the Lipin catalytic motif (p. 5). However, experimental evidence of this appears to be lacking. Nevertheless, it is several times presented as a fact in the text. Pag. 7: 'This suggests that the SIDGS motif alone is not the sole PA binding pocket as the LNS2 domain requires both that motif and the amphipathic helix for sustained binding to membrane embedded PA.' Pag. 13: '... One reason for this difference could be that the Nir1-LNS2 is not a novel bona fide PA binding pocket. Rather, it requires both the SIDGS motif and an N-terminal amphipathic helix for membrane interactions (Figure 2). These conclusions therefore appear to be not accurate and would need te be rephrased. If the authors could show that PA binding by Nir1-LNS can be eliminated by mutating residues in the SIDGS motif, this would not only substantiate the above claims, but also make for a negative control protein, next to Nir1-LNS2. For future applications of Nir1-LNS2 as PA biosensor in other organisms this would be useful.

      In addition to the already included data on cellular binding of the R784E mutant, we do plan to test this variant in the liposome binding assays to show loss of PA binding abilities as the reviewer has suggested. We also plan to evaluate proper folding of the R784 mutant through circular dichroism.

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      #1.7. Fig. 2A suggests cooperativity in binding of Nir1-LNS2 to PA-containing liposomes. Please mention/comment! Does binding to PIP2-containing liposomes also exhibit cooperativity?

      Using a nonlinear fit, we were able to determine Hill coefficients for PA binding. This has now been included in Figure 2B (formerly Figure 2A) and the following text has been added to page 6, left column, third paragraph: “In addition, we found that Nir1-LNS2 bound PA-rich liposomes in a concentration dependent manner (Figure 2B). By fitting the binding curve to this data, we found that the interaction of Nir1-LNS2 with PA provided a Kd value of ~19 mol%. Interestingly, Nir1-LNS2 binds to PA in a highly cooperative manner. The Hill coefficient for the interaction of Nir1-LNS2 with PA was calculated to be approximately 4 (Figure 2B).”

      However, due to the liposome binding assay used that utilizes a set total lipid concentration but alters mol% lipids, the Kd that we determined is not a “traditional” Kd. Therefore, we plan to repeat this assay using constant PA concentrations but increasing total concentrations of lipid so that we can make a better fit and get a more accurate Kd value and Hill coefficient. We also plan to do the same assay with PIP2 to determine Kd values and Hill coefficients for that interaction.

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      #2.2. The authors mention high affinity of Nir1-LNS2, but it lacks in vitro characterization that should demonstrate the higher affinity of Nir1-LNS2 compared to conventional probes such as Spo20. The authors should perform side-by-side comparison in Fig 2 to compare the PA affinity and specificity of Nir1-LNS2 compared to Spo20.

      We plan to take the reviewer’s advice and directly compare Spo20-PABDx2 (and/or the single PABD depending on what we can get to purify correctly) and Nir1-LNS2 in the liposome binding assay.

      Additionally, we propose to further characterize these sensors in cells as well. To start, we have added a direct comparison of the Spo20-PABDx2 and Nir1-LNS2 response to PA production at the PM (by PMA stimulation) and at mitochondria (by FKBP-DGKa) in Figure 4. The text has been updated to reflect this on p.10, left paragraph, 3rd paragraph: “Importantly, we also observed that Nir1-LNS2 responds to this ectopic PA production quicker and more robustly than NES-PABDx2-Spo20 does, as can be seen when the responses from Figure 4F are plotted together (Figure 4H). When analyzing the responses to PA production at the PM by PMA stimulation in Figure 1D and Figure 1F, we similarly see that the Nir1-LNS2 translocates to the PM more robustly and in a shorter timeframe (Figure 4G). This suggests that the Nir1-LNS2 can serve as a high affinity PA biosensor at various cellular locations.”

      Furthermore, as suggested in the “General Assessment” we propose to use the FKBP-DGKa system to produce PA on other organelles such as the Golgi and ER and then we can directly compare the response of Spo20-PABDx2 and Nir1-LNS2 to the increase in PA at these organelles. This data will be added to Figure 4 for a full comparison of the sensors across cellular locations.

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      #2.4. Fig 3 and Fig 4 need the validation of PIP depletion/production using PIP-binding probes.

      We propose to repeat the experiments using TIRF in figure 3 as it will give us increases sensitivity, and also compare selectivity with the currently used spo20-based biosensors.

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      #2.“General assessment”: The existing PA-binding probe using Spo20 is indeed quite blunt, which takes minutes to see appreciable accumulation of the probe upon PA production. Nir1-LNS2 can be indeed useful if it offers better spatiotemporal precision. However, the advantage of this tool over existing tools is not convincing without head-to-head comparison of either (1) in vitro characterization of PA binding affinity and selectivity between Nir1-LNS2 and Spo20 or (2) response to PA produced on different subcellular localizations other than plasma membrane and mitochondria (e.g., endosomes, golgi, and endoplasmic reticulum).

      In order to address the selectivity of Nir1-LNS2 and Spo20, we propose to repeat the experiments in Figure 3 with the PJ enzymes in order to see how the PM PIPs affect Spo20 membrane binding, as described in our response to #2.4. Previously published data, as well as our own unpublished observations suggest that Spo20 interacts with the anionic PIPs to a greater extent than Nir1-LNS2 does (Nakanishi et al., 2004 doi: 10.1091/mbc.e03-11-0798; Horchani et al., 2014 doi: 10.1371/journal.pone.0113484). If we can show that Spo20’s interactions with the PM are significantly influenced by the PIPs, then this will add more evidence to the idea that Nir1-LNS2 is more selective for PA.

      As described in response to #2.2, we are also planning a side-by-side comparison of spo20 based protein binding on liposomes alongside Nir1-LNS2.

      Also, as discussed above, we agree with the reviewer that looking at the Nir1-LNS2 and Spo20 responses to PA production at other organelles would increase confidence that Nir1-LNS2 has a higher affinity for PA. We propose to add these experiments to Figure 4.

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      #3.1. The direct measurement of the binding affinity of Nir1-LNS2 with PA, e.g., Kd, is essential; this information will help the field explore the potential usage of Nir1-LNS2.

      Using a nonlinear fit, we were able to determine Hill coefficients for PA binding. This has now been included in Figure 2B (formerly Figure 2A) and the following text has been added to p.6, left column, 3rd paragraph: “In addition, we found that Nir1-LNS2 bound PA-rich liposomes in a concentration dependent manner (Figure 2B). By fitting a nonlinear curve to this data, we found that the interaction of Nir1-LNS2 with PA provided a Kd value of ~19 mol%. Interestingly, Nir1-LNS2 binds to PA in a highly cooperative manner. The Hill coefficient for the interaction of Nir1-LNS2 with PA was calculated to be 4.323 (Figure 2B)…. This suggests that the amphipathic helix and the SIDGS-containing domain may both interact with the membrane leading to the cooperative nature of Nir1-LNS2’s binding of PA-rich liposomes (Figure 2B).”

      However, due to the liposome binding assay used that utilizes a set total lipid concentration but alters mol% lipids, the Kd that we determined is not a “traditional” Kd. Therefore, we plan to repeat this assay using higher total lipid concentrations with a fixed PA mol% so that we can make a better fit and get a more accurate Kd value and Hill coefficient. Furthermore, we plan to directly compare Spo20-PABDx2 (and/or the single PABD depending on what we can get to purify correctly) and Nir1-LNS2 in the liposome binding assay to directly compare their affinities for PA in vitro, as described in response to #2.2.

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      #3.2. As mentioned by the authors, there is a confusing inconsistency regarding why Nir1-LNS2 binds to PIP2 in vitro but not in cells. Going beyond what has been discussed in the manuscript, there is a possibility that PIP2 could induce Nir1-LNS2 aggregation, leading to pelleting after centrifugation, among many other possibilities. I recommend the authors perform additional in vitro experiments, including but not limited to the liposome floatation assay to directly examine Nir1-LNS2 binding to the liposomes with varied compositions.

      This is an excellent suggestion. We plan to check for aggregation by liposome flotation with Nir1-LNS2 in the presence of high mol% of PA and PIP2. In addition, we will also perform circular dichroism to see if PA or PIP2 liposomes are inducing any unfolding of Nir1-LNS2.

      #3.3. In Fig. 2D, it would be beneficial to examine the constructs Nir1-613-630 and Nir1-631-894, comparing them with Nir1-LNS2 using liposome sedimentation and floatation assays to evaluate the contribution of the SIDGS motif and the amphipathic helix in binding PA.

      Per our response to #1.2, we looked around the SIDGS motif to find the residue that would mediate the binding of membrane embedded PA, which our data suggests is R784 (Figure 2D). We do plan to test the R784 mutant in the liposome binding assays to show loss of PA binding abilities as the reviewer has suggested. We also plan to evaluate proper folding of the R784 mutant through circular dichroism.

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      3. Description of the revisions that have already been incorporated in the transferred manuscript

      #1.1: CCH treatment of HEK293A cells leads to the PM localization of the DAG sensor C1ab-Prkd1 as well as Nir1-LNS2 (Fig. 5), and the kinetics of these changes - Nir1-LNS2 would lag behind C1ab-Prkd1 fluorescence - is taken as evidence for Nir1-LNS2's specific binding of PA rather than DAG: Pag. 10: 'When we look at the first 2-minutes after CCh addition, we see that C1ab-Prkd1 moves to the PM much faster than Nir1-LNS2 does (Figure 5D). The delay in Nir1-LNS2 translocation makes sense given DAG is produced first and then converted into PA, again indicating that Nir1-LNS2 is specific for PA. 'Fig. 5 legend: 'The Nir1-LNS2 response to PLC depends on PA and not DAG.(...) (D) Nir1-LNS2 translocation to the PM (data replicated from Figure 5C) lags behind C1ab-Prkd1 (data replicated from Figure 5B) in response to CCh addition. 'The validity of the conclusion from this experiment seems questionable. The argument relies on the low values of Nir1-LNS2's normalized fluorescence intensity compared to C1ab-Prkd1's, in the first two minutes of stimulation, when DAG is expected to accumulate (Fig. 5D). However, if Nir1-LNS2 would bind DAG, the resulting fluorescence is expected to be low, i.e. compared to the much higher signal resulting from subsequent PA binding. Moreover, in this system, which co-expresses the two sensor proteins, competition in binding may account for the apparent precedence of one sensor over the other. Thus, even if the increase in C1ab-Prkd1 fluorescence would precede Nir1-LNS2 - following the authors' interpretation - this would not exclude binding of DAG by Nir1-LNS2.Fig. 5D shows the confocal images of cells after 30 sec CCH treatment using the two sensors, next to the respective controls, replicated from Fig. 5B/C. However, in Fig. 5D, different colors are used for Nir1-LNS2 than in Fig. 5C, which makes comparison along the time course difficult. In conclusion, the data presented in Fig. 5 do not exclude DAG binding by Nir1-LNS2, and modification of the conclusions from this experiment throughout the ms (including the cited sentences) is recommended. Consider removal of Figure 5D. Despite these considerations, the authors' final conclusion regarding the specificity of Nir1-LNS2 towards PA appears well supported (e.g. by the data presented in Figure 4).

      We agree with the reviewer that the interpretation of the kinetic data is ambiguous and does not fully negate the idea that Nir1-LNS2 may bind to DAG. We have modified the interpretation accordingly. However, we have left the kinetic comparison of the DAG vs Nir1-LNS2 biosensors since these reflect the expected dynamics of the two lipids downstream of PLC. The data are now interpreted as follows on p. 10, right column, second paragraph: “The PM accumulation lagged that of DAG, consistent with conversion of DAG to PA by DGKs (Figure. 5D). Alternatively, in cells treated with CCh and then atropine, Nir1-LNS2 localized to the PM after CCh was added but was then observed returning to the cytoplasm over the 15-minute treatment with atropine as PA levels declined (Figure 5C). Overall, this experiment shows that Nir1-LNS2 binding to the PM follows the expected kinetic profile of DGK-produced PA.” Likewise, the legend for figure 5 is now labelled “Nir1-LNS2 detects PLC stimulated PA production.” to remove explicit conclusions about PA vs DAG binding.

      #1.2: P 4 and Fig. 2 mention a 'novel domain structure', responsible for binding of PA and PIP2 (in vitro). What exactly is this novel domain structure? Why have the two parts of Nir1-LNS, the AAH and the 263 amino acid domain, not been tested in similar liposome assays as in Fig. 2A? Lipid binding in vivo, as tested in the experiment of Fig. 2D, is confounded by endogenous PA binding proteins.PA is expected to bind the SIDGS motif, as this is conserved from the Lipin catalytic motif (p. 5). However, experimental evidence of this appears to be lacking. Nevertheless, it is several times presented as a fact in the text. Pag. 7: 'This suggests that the SIDGS motif alone is not the sole PA binding pocket as the LNS2 domain requires both that motif and the amphipathic helix for sustained binding to membrane embedded PA.' Pag. 13: '... One reason for this difference could be that the Nir1-LNS2 is not a novel bona fide PA binding pocket. Rather, it requires both the SIDGS motif and an N-terminal amphipathic helix for membrane interactions (Figure 2). These conclusions therefore appear to be not accurate and would need te be rephrased. If the authors could show that PA binding by Nir1-LNS can be eliminated by mutating residues in the SIDGS motif, this would not only substantiate the above claims, but also make for a negative control protein, next to Nir1-LNS2. For future applications of Nir1-LNS2 as PA biosensor in other organisms this would be useful.

      We have clarified that the domain architecture of the Nir1-LNS2 is not a novel domain structure generally, but novel for a PA binding protein which are typically just helices such as that seen in Spo20. Figure 2 is now titled “Nir1-LNS2 shows specificity for PA and PIP2 in vitro, based on a novel PA-binding domain.”

      We have also clarified that the SIDGS motif is not the actual location of PA binding, but rather is only the motif conserved with the Lipin/Pah active site. R784 appears to be a PA coordinating residue near the SIDGS, as the positive residue can interact with the negative lipid. Furthermore, we agreed with the reviewer that mutating this residue to perturb PA binding was a much more convincing experiment. We have now included this data in Figure 2 and rewritten the following passages.

      From Page 6, left column, last paragraph: “The putative Lipin catalytic motif DxDxT is partially conserved in Nir1-LNS2 as a SIDGS motif spanning residues 742-746. We looked for positively charged residues nearby that could bind to the PA in the membrane and coordinate its entrance into the SIDGS site. The active site of the Lipins has a nearby Arg residue which was predicted to perform this role (Khayyo et al., 2020). AlphaFold analysis of Nir1-LNS2 showed that this residue was also conserved in Nir1-LNS2 as R784, and that the side chain of the Arg sticks out toward the membrane interface where it would be able to contact the negatively charged PA (Figure 2C).

      The conservation of these features between the Lipins and Nir1-LNS2 suggests that PA binds this positively charged residue near the SIDGS pocket within Nir1-LNS2 (Kim et al., 2013; Khayyo et al., 2020). However, for efficient catalytic activity, the Lipins also require an N-terminal amphipathic helix for membrane interaction. This helix is made up of residues 1-18 in Tetrahymena thermophila Pah2 (Khayyo et al., 2020), and residues 613-630 in the N-terminus of Nir1-LNS2 are predicted to form a similar amphipathic helix (Figure 2C). We therefore tested whether the N-terminal helix of Nir1-LNS2 was necessary for interaction with PA at the PM. We made two truncations of the Nir1-LNS2 construct: Nir1-613-630 is the isolated amphipathic helix, while Nir1-631-894 is the rest of the domain excluding the helix but including the SIDGS motif. Surprisingly, neither truncated construct responded to PMA by binding the PM, and they even showed reduced basal PM localization (Figure 2D).

      Although Figure 2D suggests that the SIDGS motif alone is not sufficient for membrane interactions, we probed into the suspected PA binding residue R784 by mutating it into a negatively charged Glu residue, which should disrupt its interaction with the negatively charged lipid. The R784E mutation completely ablated Nir1-LNS2 interactions at the PM after PMA stimulation and showed reduced association with the PM even before PMA stimulation (Figure 2D).

      Altogether, our data suggests that the LNS2 domain requires both the larger SIDGS-containing domain and the amphipathic helix for sustained binding to membrane-embedded PA, but that the PA may directly interact with R784 near the SIDGS motif. Therefore, the Nir1-LNS2 provides a novel PA binding domain with a tertiary structure beyond the simple amphipathic helices found in Spo20.”

      We have also rewritten this sentence in the discussion, p. 14, right column, second paragraph: “As far as the use of Nir1-LNS2 as a biosensor, the one caveat is the discrepancy in its specificity: in vitro PA and PIP2 were sufficient to recruit Nir1-LNS2 to PC liposomes (Figure 2), but in vivo only PA was sufficient for mitochondrial recruitment (Figure 4). One reason for this difference could be that the Nir1-LNS2 requires R784 near the SIDGS pocket and an N-terminal amphipathic helix for membrane interactions (Figure 2).”


      #1.3. Pag. 7: '...small caveat to consider when using Nir1-LNS2 to study PA, the data also demonstrates that Nir1-LNS2 is not specifically interacting with any of the PM PIPs in cellular membranes.'This seems not accurate, since the data in Fig. 3 suggest that PI4P could be involved in membrane localization of Nir1-LNS2. It remains however unresolved whether this is a specific interaction with this PIP.

      We have rewritten the text on Page 8, right column, first paragraph accordingly: “This data suggests that decreasing the anionic charge of the membrane through depletion of PIPs slightly reduces Nir1-LNS2’s ability to interact with the PM, but it doesn’t fully re-localize the sensor. Therefore, this is a caveat to consider when using Nir1-LNS2 to study PA.”

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      #1.4. Please note that the presence of PE increases the ionization (and negative charge) of PIP2 (Graber et al., 2012) rather than dilutes the negative charge as stated in the Discussion on p.13. Please revise!

      We have updated the text on Page 14, right column, last paragraph: “The presence of other lipids such as PI, the formation of PIP2-rich domains, and even interactions with neighboring proteins can increase hydrogen bonding of PIP2and dilute the negative charge (Graber et al., 2012; Borges-Araújo and Fernandes, 2020). Phosphatidylethanolamine on the other hand, increases PIP2 ionization and its negative charge, though these effects are also thought to be reduced by PIP2 intramolecular hydrogen bonding which competes for the charges on the lipid (Graber et al., 2012).”

      #1.5. P 1 The authors may consider adding a 4th criterium for a lipid biosensor: the sensor should not serve as a sink for the lipid by removing/sequestering it from the active pool, thereby interfering with other interactions/conversions.

      We agree that biosensors should not sequester a significant fraction of their cognate lipids and affect downstream pathways by competing with endogenous binding partners. We have rewritten the following text regarding Figure 6 to make this distinction more clear:

      Page 13, left column, last paragraph: “As Nir1-LNS2 shows high affinity for PA across cell lines, this brings up the concern that use of Nir1-LNS2 will sequester PA and inhibit endogenous signaling pathways that depend on PA…Therefore, we conclude that use of Nir1-LNS2 as a PA biosensor does not sequester significant amounts of PA. It is suggested that cellular homeostasis may compensate for the amount of bound lipid by increasing synthesis of free lipid, as this has been seen with the PIP2 biosensor PH-PLCd1 (Traynor-Kaplan et al., 2017). While PA has a plethora of cellular functions, the fact that Nir1-LNS2 expression does not disrupt MCS formation shows promise that the high affinity of Nir1-LNS2 will not inhibit downstream PA signaling.

      #1.6. Nir1 lacks a PITP domain (Fig. 1), yet is referred to as lipid transfer protein: please elaborate/explain.

      The following text has been added to Page 2, left column, last paragraph to clarify this point: “This family of proteins, made up of Nir1, Nir2, and Nir3, form ER-PM membrane contact sites (MCS) to exchange PA and phosphatidylinositol (PI) between the compartments (Cockcroft and Raghu, 2016; Kim et al., 2015). While Nir1 lacks a functional PITP domain, it was initially classified as part of the PITP family based on the homology of its other domains with Nir2 and Nir3. Furthermore, Nir1 has a role in lipid transfer by facilitating Nir2 recruitment to the MCS (Quintanilla et al., 2022).”

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      #1.8. Indicate the concentrations of PC and protein in the legend to Fig. 2 panels A and B. M&M says 2 mM PC, according to the PA-concentrations above panel 2A, this should be 1 mM. Please clarify.

      We have corrected the typo in panel 2A (now panel 2B) and have updated the Figure 2 legend as follows, “(A) A representative SDS-PAGE gel is shown for Nir1-LNS2 binding to various PM lipids in POPC liposomes. (B) A representative SDS-PAGE gel is shown for Nir1-LNS2 binding of increasing PA molar concentrations in POPC liposomes. For both A and B, the lipids indicated were mixed with POPC to produce a 2 mM solution, then 50 uL of the resulting liposome mixture was incubated with 50 uL of Nir1-LNS2 at ~1 mg/mL. Supernatant (S) and pellet (P) lanes were quantified using ImageJ to determine percent protein bound. The protein-only control pellet was used as a baseline (input). Nir1-LNS2 appears on the gel at 37 kDa.”

      #1.9. In Fig. 2B, PI is missing. Any specific reason?

      We have updated the text on Page 6, left column, second paragraph to discuss the low levels of PI at the PM, which is why we did not include this lipid. “Using this same PC background, we tested the efficacy of the PM lipids DAG, PA, PS, PI4P and PIP2 in recruiting Nir1-LNS2 to membranes. While PI serves as a substrate for PI4P and PIP2 synthesis (collectively referred to as the phosphatidylinositol phosphates (PIPs)) at the PM, levels of PI at the PM are very low compared to the PIPs and therefore PI itself was not tested (Zewe et al., 2020; Pemberton et al., 2020).”

      #1.10. Move Fig. 2C to the Introduction and extend it to illustrate the shared conserved features of Nir1-LNS2 and lipin.

      We would like to keep the diagram of the Nir1-LNS2 in Figure 2 where the features are discussed in more detail than in the introduction. However, we did add this sentence to the introduction __on p.2, right column, second paragraph __that refers the reader to the cartoon in Figure 2. “These features are conserved in the Nir LNS2 domains, except for the catalytic Asp in the DxDxT motif and another Mg2+-coordinating residue (Figure 2C).”

      #1.11. P 13. 'While real-time IMPACT does not directly report on PA levels as it does not use the endogenous PLD substrate PC, ...'It is true that this method doesn't directly report on PA levels, but that is because it uses a click chemistry probe as substrate for PLD's transphosphatidylation reaction. Contrary though to what is stated by the authors, this reaction still uses the endogenous substrate of PLD, PC (Liang et al. 2019; www.pnas.org/cgi/doi/10.1073/pnas.1903949116).

      We have rewritten the aforementioned sentence in the discussion (Page 15, right column, second paragraph): “While real-time IMPACT does not directly report on PA levels as it creates a unique fluorescent lipid, it offers several advantages such as being able to interrogate lipid trafficking over time.”

      #1.12. Fig. 1K: Control must have been treated with PMA plus vehicle (DMSO); if so, please indicate that vehicle was added.

      Figure 1K and its legend have been updated. The legend now reads “Stimulating HEK293A cells with 100 nM PMA and 750 nM of the PLD inhibitor FIPI reduces the Nir1-LNS2 response to PMA and cell media (Veh)”

      #1.13. Figure 6C: How is DFt/Fpre defined? Add to legend.

      We have updated the Figure 6 legend to read “MCS formation was quantified as the change in fluorescence at a given time (Ft) divided by the fluorescence before CCh stimulation (Fpre).”

      #1.14. P 4: 'The boundaries of the Nir2-LNS2 (Uniprot: O00562) and Nir3-LNS2 (Uniprot: Q9BZ72) were also defined using AlphaFold predictions of the structure of these domains.' How was the extent of each of these domains determined - they are much larger than the previously published sequences of LNS2 domains (Kim et al. 2013; Embo Rep. 14:891-899. doi:10.1038/embor.2013.113)?

      We have clarified the definition of boundaries by updating the following sentence on Page 4, right column, 5thparagraph: “The boundaries of the Nir2-LNS2 (Uniprot: O00562) and Nir3-LNS2 (Uniprot: Q9BZ72) were also defined using AlphaFold predictions of the structure of these domains. Previous definitions of the Nir2-LNS2 domain have considered the domain smaller than we do here (Kim et al., 2013, 2015) . However, according to AlphaFold, the boundaries set previously exclude a large N-terminal beta barrel that is conserved in the Lipin/Pah PAPs, as well as disrupt the domain fold that is homologous to the Lipin active site. Therefore, we are confident that our constructs include the entire LNS2 fold.”

      #1.15. In Fig. 3 legend, specify the starting condition of Nir1-LNS2 binding?? Which fluorescence are we looking at?

      This figure has now been revised in response to __point #3.5, __which hopefully also clarified this point.


      #1.16. In legend to Fig. 6 please specify the fluorescent tags used. Have they been shown not to affect protein function?

      We have updated the figure legend to specify that GFP-Nir2 was used in conjunction with iRFP-Nir1-LNS2, we also changed the text on Page 13, right column, second paragraph that refers to this experiment. It now reads “We co-expressed a GFP-tagged Nir2 and either iRFP-Nir1-LNS2 or iRFP-TubbyC, a PIP2 biosensor that is not expected to affect MCS formation. It should be noted that although we have used the NG-tagged Nir1-LNS2 the most extensively, the iRFP and mCherry-tagged biosensors have behaved the same as the NG-tagged version in the experiments where we utilized them.”

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      #2.1. Nir1-LNS2 seems to show variable basal localization across different representative images presented in the manuscript. A part of them were justified by the effect of other anionic species by PIP (such as Fig 3 where they co-expressed PIP-degrading enzymes). For example, cells in Fig 1F and those in Fig 4F show quite different basal localization of Nir1-LNS2. Is it due to difference in expression level, cell conditions, or other factors The significant amount of plasma membrane basal localization seems to indicate that Nir1-LNS2 localization is affected by its binding to PI(4,5)P2.? The significant and potentially variable plasma membrane localization of Nir1-LNS1 can limit the utility of this probe.

      We have added Supplemental Figure 1 __to show the range of Nir1-LNS2 basal localization compared to NES-PABDx2-Spo20 and PASS. We believe that this localization is due to variable amounts of basal PA combined with some non-selective anionic interactions at the PM. The following paragraph has been added to __page 7, left column, first paragraph to discuss this point, “Since the R784E mutant showed reduced basal PM localization, we wanted to further characterize the basal localization of the wild-type Nir1-LNS2. The basal localization of wild-type Nir1-LNS2 varies somewhat between cells, but analysis of all of the cells used throughout this study determines that the basal PM/Cyt ratio of the wild-type Nir1-LNS2 is 1.0644 ± 0.0672, which suggests that at resting conditions Nir1-LNS2 is slightly enriched at the PM (Supplemental Figure 1A, 1D). When we did the same analysis for all the cells where we expressed NES-PABDx2-Spo20 or PASS, we obtained a basal PM/Cyt ratio of 1.1318 ± 0.0954 for NES-PABDx2-Spo20 and a ratio of 0.6861 ± 0.0143 for PASS (Supplemental Figure 1B, 1C, 1E). We believe that the basal localization of these sensors reflects variable PA levels in the PM at resting conditions. FRET based imaging of PA has indicated that there are detectable levels of PA under basal conditions, and this approach also showed some variability in basal PA levels as we see with the spread of Nir1-LNS2’s basal localization (Nishioka et al., 2010). Overall, our data suggests that the high affinity of Nir1-LNS2 for PA is reflected in both its basal localization and its response to stimulations such as PMA.”

      To address the idea that PIP2 is responsible for the basal localization of Nir1-LNS, we have added the following to the discussion on p.15, left column, second paragraph: “Aside from concerns about specificity, the ability of Nir1-LNS2 to interact with PIP2 in liposomes could suggest that the basal PM localization of Nir1-LNS2 is due to it binding PIP2. However, selective depletion of PI(4,5)P2 did not affect basal Nir1-LNS2 localization to the PM (Figure 3C) and was not able to recruit the probe to mitochondria (Figure 4A-C). We did see FKBP-PJ reduce the association of Nir1-LNS2 with the PM under resting conditions (Figure 3E, 3F), suggesting a possible non-specific ionic interaction with polyanionic inositol lipids. Another mechanism to explain these data would be phosphoinositide-dependence of PA production. Phosphoinositides are well-known to regulate the recruitment of PLD isoforms and type II DGKs to the PM as well as their catalytic activity there (Sciorra et al., 2002; Du et al., 2003; Hodgkin et al., 2000; Liscovitch et al., 1994; Kume et al., 2016). Therefore, we suggest that the effects of FKBP-PJ could be reducing basal PLD and DGK activity and hence lowering resting PA levels. That could explain the loss of both basal Nir1-LNS2 PM association when FKBP-PJ is expressed, and Nir1-LNS2’s PM interactions as FKBP-PJ is recruited to the membrane to further deplete phosphoinositides. While this study cannot fully substantiate this hypothesis, the role of PIP2 in PLD activity and PA production is an interesting hypothesis that warrants further investigation.

      • *

      #2.3. Fig 1 shows Nir1-LNS2 translocates to plasma membrane upon PMA stimulation in a PLD activity-dependent manner. However, the image in Fig1K is not super convincing since there is already a decent amount of plasma membrane localization of the sensor at t = 0 min, which looks considerably different from the t = 0 min image shown in 1F.

      We have updated the images both in Figure 1F and Figure 1K to best represent the mean basal localization as determined in Supplemental Figure 1.

      • *

      #2.4. Fig 3 and Fig 4 need the validation of PIP depletion/production using PIP-binding probes.

      These controls are shown in Figure 4B. We have only included PH-PLCd1 to show PIP2 levels as the large PIP2 production by a PIP5K also indicates the large elevation of the substrate PI4P.

      This control data has now been included in Figure 3, and is referenced by the Figure 3 legend and the following text from p.8, left column, 4th paragraph: “As a negative control, we expressed a doubly catalytically dead mutant of PJ. When PJ-Dead was recruited to the PM, we confirmed that PIP2 and PI4P levels remained unaltered by seeing stable association of the PIP2 biosensor Tubby(c) with the PM (Figure 3A). We observed no loss of the PM localization of Nir1-LNS2 with PJ-Dead recruitment (Figure 3A, 3E). When the active PJ was expressed in HEK293A cells, there was a slight loss of Nir1-LNS2 at the PM even before PJ recruitment (Figure 3B, 3E), although this was not significant as compared to pre-stimulated cells expressing PJ-Dead (Figure 3F). However, Nir1-LNS2 did move off the PM into the cytosol after PJ recruitment, to a similar extent that the PIP2 biosensor Tubby(c) moved off the PM (Figure 3B, 3E). AUC analysis of the Nir1-LNS2 response showed there was a significant reduction of Nir1-LNS2 PM localization (Figure 3G).

              Since PJ depletes both PIP2 and PI4P, we examined which of these lipids specifically contribute to Nir1-LNS2 membrane binding. We utilized an FKBP-INPP5E construct that depletes PIP2 but does not deplete PI4P at the PM, as seen by the significant loss of PM-localized Tubby(c) (Figure 3C). Then FKBP-Sac1, an FKBP-PJ construct that has a catalytically dead INPP5E domain, but an active Sac1 domain was used to deplete PI4P without altering PIP2 levels, as seen by removal of the PI4P biosensor P4Mx1 from the PM (Figure 3D). Recruitment of FKBP-INPP5E did not significantly affect Nir1-LNS2 localization (Figure 3C, 3E, 3G). However, recruitment of FKBP-Sac1 slightly, but not significantly affected Nir1-LNS2 localization (Figure 3D, 3E, 3G). This data suggests that decreasing the anionic charge of the membrane through depletion of PIPs slightly reduces Nir1-LNS2’s ability to interact with the PM, but it doesn’t fully re-localize the sensor. Therefore, this is a small caveat to consider when using Nir1-LNS2 to study PA.”
      
      • *

      #2.“Advance”: The key significance of the manuscript, which is the superiority of Nir1-LNS2 over existing PA-binding probes, is not clear from the data provided. Other than that part, the study does not seem to include significant finding, since the binding of Nir1-LNS2 to PA itself is already known (EMBO Rep. 2013 Oct; 14(10): 891-899, Mol Biol Cell. 2022 Mar 1;33(3):br2).

      While the Kim et al., paper referenced by the reviewer does show that the LNS2 binds to PA, this same group later published data showing that the LNS2 binds to both PA and DAG. (Kim et al., 2015 doi: 10.1016/j.devcel.2015.04.028). Therefore, we believe our data which unequivocally shows that the LNS2 does not bind DAG, is a significant advancement in the field. Aside from the creation of the new biosensor, it progresses our understanding of the mechanism of the Nir family lipid transfer proteins, which are vital to PM lipid homeostasis.

      To highlight this point, we have added the following paragraph to the discussion on p.14, right column, 1st paragraph: “The lack of Nir1-LNS2 binding to DAG-rich liposomes (Figure 2), DAG produced at the mitochondria (Figure 4), and DAG analogs (Figure 5) shows that the LNS2 domains only binds to PA rather than to PA and DAG as has been reported previously (Kim et al., 2015). In this study, we redefined the boundaries of the LNS2 domain based on the structure of the Lipin/Pah family domains and the AlphaFold prediction for the Nir1-LNS2. The new boundaries included the entire fold that is conserved between the Lipins/Pahs and the Nirs. Therefore, we suspect that the expansion of the LNS2 domain in our work explains the differences in our data and the published literature regarding DAG binding. Importantly, the data obtained with our amended Nir1-LNS2 suggests that within the context of the lipid transfer cycle and MCS formation, the Nir family of PITPs translocate to the PM solely based on PA. This information will be important as the field continues to determine the exact mechanism of the Nir PITPs in lipid homeostasis.”

      • *

      #3.4. Due to PA's versatile biological roles, the evidence provided by the MCS experiment is far from enough to conclude that Nir1-LNS2 does not interfere with PA function. Further examination of various endogenous pathways is warranted before making the statement "Therefore, Nir1-LNS2 can be used ...... without concern of affecting downstream events".

      We have rewritten the quoted sentence for a more nuanced interpretation on p.13, right column, second paragraph:“While PA has a plethora of cellular functions, the fact that Nir1-LNS2 expression does not disrupt MCS formation shows promise that the high affinity of Nir1-LNS2 will not inhibit downstream PA signaling.”


      #3.5. In Fig. 3A-D (Left), it is unclear to what extent PIPs are reduced after treatment with FKBP-tagged PIP phosphatases. The treatment depicted in the illustration should be accompanied by data, e.g., % of PIPs being degraded after treatment.

      This comment is addressed in our response to #2.4, where we show the addition of control biosensors for PIP2 and PI4P, and also propose new experiments in TIRFM for more sensitive and precise measurements.

      • *

      4. Description of analyses that authors prefer not to carry out


      __#1.1a: __Have the authors considered using the DGK inhibitor R59022 to selectively block the conversion of DAG to PA by DGK? Such an experiment could provide additional evidence for the requirement of DGK activity and consequent PA formation for Nir1-LNS2 membrane localization.

      We did indeed attempt experiments with R59022, and have made several unexpected findings with the compound that go way beyond the scope of the current manuscript. In short, although R59022 reduces DGK catalytic activity, it also potently drives over-expressed or endogenous DGKalpha to the plasma membrane, and induces large accumulations of PM PA. This complicated interpretation of data obtained with this compound. We are currently preparing a manuscript detailing the novel and unexpected effects.

      #3.6. In Fig. 4C, the plasma membrane (PM) localization of Nir1-LNS2 and NES-PABDx2-Spo20, as determined by the "intensity PM/Cyto," should be analyzed following the ectopic production of PI4P and PIP2. Although mitochondria do not apparently recruit Nir1-LNS2 or NES-PABDx2-Spo20 after induced PI4P and PIP2 production, it remains possible that the subsequent trafficking of PI4P and PIP2 from mitochondria might sequester the biosensors away from the PM into the cytoplasm, thereby reducing the "intensity PM/Cyto" of Nir1-LNS2.

      We cannot easily determine the PM/cyt ratio in this experiment as we included a mitochondrial marker rather than a PM marker when imaging. However, based on the images, there is no change in the PM intensity of the Nir1-LNS2 and NES-PABDx2-Spo20 biosensors. The images included in Figure 4 are representative of this localization.

      #3.7. It would be valuable to determine the half-life (stability) of Nir1-LNS2.

      In all of our transient transfections, the Nir1-LNS2 shows good stability where we don’t expect degradation to be a major concern. Furthermore, stability has not usually been factor considered in the creation any of the current widely used lipid biosensors.

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      Referee #3

      Evidence, reproducibility and clarity

      Weckerly et al. introduced a fluorescently tagged Nir1-LNS2 construct capable of binding to both PA and PIP2 in vitro, yet selectively targeting PA-enriched membranes in cells. Their findings demonstrate that Nir1-LNS2 exhibits heightened responsiveness to PA, allowing the authors to uncover a modest contribution of PLD to PA production downstream of muscarinic receptors, a phenomenon not visualized with previous Spo20-based biosensors. Thus, Nir1-LNS2 is a sensitive biosensor, potentially providing researchers with a powerful new tool for real-time investigation of PA dynamics in live cells. The manuscript is well-written, with major conclusions supported by experimental evidence. The tool developed in this study holds significant importance for the field of lipid biology. However, missing controls and weaknesses from the in vitro analysis reduce the overall impact of this work. The authors are encouraged to address the following comments to further strengthen their conclusions:

      Major Points:

      1. The direct measurement of the binding affinity of Nir1-LNS2 with PA, e.g., Kd, is essential; this information will help the field explore the potential usage of Nir1-LNS2.
      2. As mentioned by the authors, there is a confusing inconsistency regarding why Nir1-LNS2 binds to PIP2 in vitro but not in cells. Going beyond what has been discussed in the manuscript, there is a possibility that PIP2 could induce Nir1-LNS2 aggregation, leading to pelleting after centrifugation, among many other possibilities. I recommend the authors perform additional in vitro experiments, including but not limited to the liposome floatation assay to directly examine Nir1-LNS2 binding to the liposomes with varied compositions.
      3. In Fig. 2D, it would be beneficial to examine the constructs Nir1-613-630 and Nir1-631-894, comparing them with Nir1-LNS2 using liposome sedimentation and floatation assays to evaluate the contribution of the SIDGS motif and the amphipathic helix in binding PA.
      4. Due to PA's versatile biological roles, the evidence provided by the MCS experiment is far from enough to conclude that Nir1-LNS2 does not interfere with PA function. Further examination of various endogenous pathways is warranted before making the statement "Therefore, Nir1-LNS2 can be used ...... without concern of affecting downstream events".

      Minor Points:

      1. In Fig. 3A-D (Left), it is unclear to what extent PIPs are reduced after treatment with FKBP-tagged PIP phosphatases. The treatment depicted in the illustration should be accompanied by data, e.g., % of PIPs being degraded after treatment.
      2. In Fig. 4C, the plasma membrane (PM) localization of Nir1-LNS2 and NES-PABDx2-Spo20, as determined by the "intensity PM/Cyto," should be analyzed following the ectopic production of PI4P and PIP2. Although mitochondria do not apparently recruit Nir1-LNS2 or NES-PABDx2-Spo20 after induced PI4P and PIP2 production, it remains possible that the subsequent trafficking of PI4P and PIP2 from mitochondria might sequester the biosensors away from the PM into the cytoplasm, thereby reducing the "intensity PM/Cyto" of Nir1-LNS2.
      3. It would be valuable to determine the half-life (stability) of Nir1-LNS2.

      Significance

      Tracking intracellular phosphatidic acid (PA) in live cells is essential for understanding its cellular functions, leading to the development of genetically encoded lipid biosensors. While several PA biosensors have been developed, they often suffer from limited sensitivity or specificity.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      The authors reported a new PA-binding probe Nir1-LNS2, which potentially offers advantages over conventional tools with its higher sensitivity for PA. The authors performed extensive characterization in different cell lines to test the ability of Nir1-LNS2 to selectively bind to PA without disrupting endogenous PA signaling. While the tool is potentially useful as a new PA-binding probe with higher spatiotemporal precision, the data provided in the manuscript are not enough to support their claims and conclusions. Especially, the data do not fully support that the Nir1-LNS2 offers more sensitive and selective binding to PA than conventional PA-binding probes using Spo20.

      Major comments:

      1. Nir1-LNS2 seems to show variable basal localization across different representative images presented in the manuscript. A part of them were justified by the effect of other anionic species by PIP (such as Fig 3 where they co-expressed PIP-degrading enzymes). For example, cells in Fig 1F and those in Fig 4F show quite different basal localization of Nir1-LNS2. Is it due to difference in expression level, cell conditions, or other factors? The significant amount of plasma membrane basal localization seems to indicate that Nir1-LNS2 localization is affected by its binding to PI(4,5)P2. The significant and potentially variable plasma membrane localization of Nir1-LNS1 can limit the utility of this probe.
      2. The authors mention high affinity of Nir1-LNS2, but it lacks in vitro characterization that should demonstrate the higher affinity of Nir1-LNS2 compared to conventional probes such as Spo20. The authors should perform side-by-side comparison in Fig 2 to compare the PA affinity and specificity of Nir1-LNS2 compared to Spo20.

      Minor comments:

      1. Fig 1 shows Nir1-LNS2 translocates to plasma membrane upon PMA stimulation in a PLD activity-dependent manner. However, the image in Fig1K is not super convincing since there is already a decent amount of plasma membrane localization of the sensor at t = 0 min, which looks considereably different from the t = 0 min image shown in 1F.
      2. Fig 3 and Fig 4 need the validation of PIP depletion/production using PIP-binding probes.
      3. In Discussion: "while in vivo it solely binds to PA (Fig 4)" - this claim does not seem to be true according to Fig 4, where the overexpression of PIP-degrading enzymes did affect the Nir1-LNS2 basal localization.

      Significance

      General assessment:

      The existing PA-binding probe using Spo20 is indeed quite blunt, which takes minutes to see appreciable accumulation of the probe upon PA production. Nir1-LNS2 can be indeed useful if it offers better spatiotemporal precision. However, the advantage of this tool over existing tools is not convincing without head-to-head comparison of either (1) in vitro characterization of PA binding affinity and selectivity between Nir1-LNS2 and Spo20 or (2) response to PA produced on different subcellular localizations other than plasma membrane and mitochondria (e.g., endosomes, golgi, and endoplasmic reticulum).

      Advance:

      The key significance of the manuscript, which is the superiority of Nir1-LNS2 over existing PA-binding probes, is not clear from the data provided. Other than that part, the study does not seem to include significant finding, since the binding of Nir1-LNS2 to PA itself is already known (EMBO Rep. 2013 Oct; 14(10): 891-899, Mol Biol Cell. 2022 Mar 1;33(3):br2).

      Audience:

      The lipid biology community would be highly interested in using the new PA-binding tool to study lipid localization in live cells.

      My expertise is PA signaling and deveopment of engineered phospholipase Ds, which can produce PA on demand at various subcellular locations.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      The authors designed, created, and validated a fluorescently tagged sensor protein that binds with high affinity to the signaling phospholipid PA in cells. The LNS2 PA-binding domain used originates from the lipid transfer protein Nir1, and shares conserved features with lipins. The novel sensor outperforms the commonly used Spo20-based PA probes, although it also suffers from binding to PIP2 in vitro (liposomes) and from PIPs affecting its membrane binding in vivo. Importantly, the authors demonstrate that PA but not DAG or PIP2 is sufficient for membrane binding of Nir1-LNS2 in cells, validating Nir1-LNS2 as a PA-sensor in fluorescence microscopy studies.

      Major comments:

      1. CCH treatment of HEK293A cells leads to the PM localization of the DAG sensor C1ab-Prkd1 as well as Nir1-LNS2 (Fig. 5), and the kinetics of these changes - Nir1-LNS2 would lag behind C1ab-Prkd1 fluorescence - is taken as evidence for Nir1-LNS2's specific binding of PA rather than DAG: Pag. 10: 'When we look at the first 2-minutes after CCh addition, we see that C1ab-Prkd1 moves to the PM much faster than Nir1-LNS2 does (Figure 5D). The delay in Nir1-LNS2 translocation makes sense given DAG is produced first and then converted into PA, again indicating that Nir1-LNS2 is specific for PA.' Fig. 5 legend: 'The Nir1-LNS2 response to PLC depends on PA and not DAG.(...) (D) Nir1-LNS2 translocation to the PM (data replicated from Figure 5C) lags behind C1ab-Prkd1 (data replicated from Figure 5B) in response to CCh addition.' The validity of the conclusion from this experiment seems questionable. The argument relies on the low values of Nir1-LNS2's normalized fluorescence intensity compared to C1ab-Prkd1's, in the first two minutes of stimulation, when DAG is expected to accumulate (Fig. 5D). However, if Nir1-LNS2 would bind DAG, the resulting fluorescence is expected to be low, i.e. compared to the much higher signal resulting from subsequent PA binding. Moreover, in this system, which co-expresses the two sensor proteins, competition in binding may account for the apparent precedence of one sensor over the other. Thus, even if the increase in C1ab-Prkd1 fluorescence would precede Nir1-LNS2 - following the authors' interpretation - this would not exclude binding of DAG by Nir1-LNS2. Fig. 5D shows the confocal images of cells after 30 sec CCH treatment using the two sensors, next to the respective controls, replicated from Fig. 5B/C. However, in Fig. 5D, different colors are used for Nir1-LNS2 than in Fig. 5C, which makes comparison along the time course difficult. In conclusion, the data presented in Fig. 5 do not exclude DAG binding by Nir1-LNS2, and modification of the conclusions from this experiment throughout the ms (including the cited sentences) is recommended. Consider removal of Figure 5D. Despite these considerations, the authors' final conclusion regarding the specificity of Nir1-LNS2 towards PA appears well supported (e.g. by the data presented in Figure 4).

      Have the authors considered using the DGK inhibitor R59022 to selectively block the conversion of DAG to PA by DGK? Such an experiment could provide additional evidence for the requirement of DGK activity and consequent PA formation for Nir1-LNS2 membrane localization. 2. P 4 and Fig. 2 mention a 'novel domain structure', responsible for binding of PA and PIP2 (in vitro). What exactly is this novel domain structure? Why have the two parts of Nir1-LNS, the AAH and the 263 amino acid domain, not been tested in similar liposome assays as in Fig. 2A? Lipid binding in vivo, as tested in the experiment of Fig. 2D, is confounded by endogenous PA binding proteins. PA is expected to bind the SIDGS motif, as this is conserved from the Lipin catalytic motif (p. 5). However, experimental evidence of this appears to be lacking. Nevertheless, it is several times presented as a fact in the text. Pag. 7: 'This suggests that the SIDGS motif alone is not the sole PA binding pocket as the LNS2 domain requires both that motif and the amphipathic helix for sustained binding to membrane embedded PA.' Pag. 13: '... One reason for this difference could be that the Nir1-LNS2 is not a novel bona fide PA binding pocket. Rather, it requires both the SIDGS motif and an N-terminal amphipathic helix for membrane interactions (Figure 2). These conclusions therefore appear to be not accurate and would need te be rephrased.

      If the authors could show that PA binding by Nir1-LNS can be eliminated by mutating residues in the SIDGS motif, this would not only substantiate the above claims, but also make for a negative control protein, next to Nir1-LNS2. For future applications of Nir1-LNS2 as PA biosensor in other organisms this would be useful. 3. Pag. 7: '...small caveat to consider when using Nir1-LNS2 to study PA, the data also demonstrates that Nir1-LNS2 is not specifically interacting with any of the PM PIPs in cellular membranes.' This seems not accurate, since the data in Fig. 3 suggest that PI4P could be involved in membrane localization of Nir1-LNS2. It remains however unresolved whether this is a specific interaction with this PIP. 4. Please note that the presence of PE increases the ionization (and negative charge) of PIP2 (Graber et al., 2012) rather than dilutes the negative charge as stated in the Discussion on p.13. Please revise!

      Minor comments:

      1. P 1 The authors may consider adding a 4th criterium for a lipid biosensor: the sensor should not serve as a sink for the lipid by removing/sequestering it from the active pool, thereby interfering with other interactions/conversions.
      2. Nir1 lacks a PITP domain (Fig. 1), yet is referred to as lipid transfer protein: please elaborate/explain.
      3. Fig. 2A suggests cooperativity in binding of Nir1-LNS2 to PA-containing liposomes. Please mention/comment! Does binding to PIP2-containing liposomes also exhibit cooperativity?
      4. Indicate the concentrations of PC and protein in the legend to Fig. 2 panels A and B. M&M says 2 mM PC, according to the PA-concentrations above panel 2A, this should be 1 mM. Please clarify.
      5. In Fig. 2B, PI is missing. Any specific reason?
      6. Move Fig. 2C to the Introduction and extend it to illustrate the shared conserved features of Nir1-LNS2 and lipin.
      7. P 13. 'While real-time IMPACT does not directly report on PA levels as it does not use the endogenous PLD substrate PC, ...' It is true that this method doesn't directly report on PA levels, but that is because it uses a click chemistry probe as substrate for PLD's transphosphatidylation reaction. Contrary though to what is stated by the authors, this reaction still uses the endogenous substrate of PLD, PC (Liang et al. 2019; www.pnas.org/cgi/doi/10.1073/pnas.1903949116).
      8. Fig. 1K: Control must have been treated with PMA plus vehicle (DMSO); if so, please indicate that vehicle was added.
      9. Figure 6C: How is Ft/Fpre defined? Add to legend.
      10. P 4: 'The boundaries of the Nir2-LNS2 (Uniprot: O00562) and Nir3-LNS2 (Uniprot: Q9BZ72) were also defined using AlphaFold predictions of the structure of these domains.' How was the extent of each of these domains determined - they are much larger than the previously published sequences of LNS2 domains (Kim et al. 2013; Embo Rep. 14:891-899. doi:10.1038/embor.2013.113)?
      11. In Fig. 3 legend, specify the starting condition of Nir1-LNS2 binding?? Which fluorescence are we looking at?
      12. In legend to Fig. 6 please specify the fluorescent tags used. Have they been shown not to affect protein function?

      Significance

      The development of a new, superior PA-sensor is a significant advance in the fields of lipid signaling and specific lipid-protein interactions, that will benefit research on lipid-mediated cellular signaling and intracellular lipid trafficking.

      This reviewer's expertise encompasses lipid metabolism and lipid-protein interactions, not so much fluorescence microscopy.

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      Reply to the reviewers

      Manuscript number: RC-2023-02235

      Corresponding author: Adriano, Aguzzi

      1. General Statements

      We thank the reviewers for providing valuable comments. We are pleased that our study is considered important to advance the knowledge on IL-1-independent inflammatory functions of inflammasomes. We have clarified and revised the manuscript (track changed) as detailed below in the point-by-point response in this letter.

      2. Point-by-point description of the revisions

      Referee 1

      General: In this manuscript, et al., investigates the role of the inflammasome adapter ASC (in AA amyloidosis). This condition involves the aggregation of serum amyloid A (SAA) and is linked to chronic inflammation. Firstly, I can directly say that I do recommend this study for publication. This is a well conducted and well-written study which advances the knowledge on IL-1-independent inflammatory functions of inflammasomes. Furthermore, I find it particularly impressive that despite the inflammasome research community is well aware that amyloidosis is a hallmark of inflammatory diseases, it took a neuroscientist specialized in prion diseases to raise the question whether ASC would be involved in seeding serum AA aggregation. Key findings include: • ASC forms extracellular aggregates that enhance SAA aggregation, as observed through superresolution microscopy. • In a mouse model, the absence of ASC significantly reduced amyloid load, not due to increased phagocytosis but likely due to diminished aggregation. • Treatment with anti-ASC antibodies reduced amyloid load and mitigated weight loss in mice with AA amyloidosis. These findings suggest that ASC plays a crucial role in AA amyloidosis and that targeting ASC could be a potential therapeutic strategy. The study expands our understanding of the involvement of ASC in proteinopathies beyond neural diseases, pointing to its role in systemic conditions like AA amyloidosis.

      __Significance: __In conclusion, this manuscript offers valuable insights into the role of ASC in AA amyloidosis, presenting compelling findings that support its potential as a therapeutic target. Addressing the mentioned concerns and making the suggested revisions will further enhance the manuscript's scientific rigor and impact. Overall, this study is a valuable contribution to the field of inflammasome research and its relevance in systemic conditions like AA amyloidosis.

      Comment 1: Overall, the experiments are well-conducted and mostly all controls I would expect were included. With few exceptions, the data is convincing. With that said, I have issues with some of the staining employed in Fig 1. In Fig. 1, the authors assess ASC staining in cardiac tissues from a patient with vasculitis and systemic inflammation-related AA amyloidosis, and a control patient who died of a heart attack but had no signs of amyloidosis. However, most of the data shown is related to the AL177 anti-ASC. More importantly, no isotype stainings are included. We have previously demonstrated that the AL177 anti-ASC, used here, reacts quite strongly with ASC−/− cells, and it is one of the less specific anti-ASC commercially available (PMID: 27221487). As this is data from one patient (understandably), I wonder if the authors could counterstain ASC in the same samples using a specific human anti-ASC with a different color (ex: Biolegend HASC), and confirm that the signal overlays with the AL-177.

      Response: We conducted additional experiments to address the anti-ASC antibody specificity, as now described in Results, Method, and Fig. S1. We tested a set of anti-ASC antibodies (AL177, MY6745, 1C3D7) for their ASC specificity. We confirmed that both the AL177 and the MY6745 antibodies have high ASC-specificity (Fig. S1A). Moreover, for illustration purposes (and to warn other scientists), we included a third anti-ASC antibody (1C3D7) found to be unspecific as it yielded a strong signal in PYCARD-/- (ASC-/-) THP-1 cells (Fig. S1B). In addition, isotype controls were included in these experiments (Fig. S1A, right panels), as suggested by the reviewer, showing no target protein detection in both, PYCARD+/+ (ASC+/+) and PYCARD-/- cells underscoring the anti-ASC specificity of AL177 and MY6745 antibodies.

      • *

      Comment 2: Finally, in Figure 1H it seens from the description that another anti-ASC was used: "referred in the legend as ASC (MAB ASC, Yellow)". Is this a monoclonal anti-ASC? Also, the images show large and bright antibody aggregates (middle of the image, top left corner behind the "H", and a massive fluorescence in the bottom right of the image), indicating the presence of staining artifacts. Again, no counterstaining with isotype controls are shown.

      Response: We apologize for the confusing jargon in Figure 1H. “MAB ASC” refers to the anti-ASCPYD antibody (MAB/MY6745). We have corrected the antibody terminology in the legend. MAB/MY6745 is a monoclonal antibody generated by Mabylon that is highly reactive to both human and murine ASC. This antibody was generated to 1) perform an immunotherapy in vivo study and to 2) be used as alternative specific antibody in addition to AL177 to show co-localization of SAA and ASC in a human AA patient using STED superresolution microscopy. MAB/MY6745 is a rabbit monoclonal anti-ASC antibody targeting the pyrin domain (PYD) from which the rabbit Fcγ domain was replaced with that of a mouse IgG2a domain to avoid xenogeneic anti-drug responses in recipients and to improve its effector functions in vivo. To examine possible staining artefacts which can occur with Formalin-Fixed Paraffin-Embedded (FFPE) human tissues, we assessed the specificity of a variety of anti-ASC antibodies (Fig. S1). Our data presented in Fig. S1 show that the monoclonal anti-ASC antibody binds specifically. It is conceivable that AL177 and MAB/MY6745 target different epitopes of ASC, resulting in different staining patterns. An isotype control, included in __Fig. S1, __was used to test the specificity of the secondary antibodies, and did not show any nonspecific staining. We have adapted and added this to the text body and figure legend accordingly.

      Comment 3: Overall, although I don't dispute the possibility that ASC would co-localize with SAA deposits, I don't think the data presented can safely sustain that claim. I would, therefore, suggest that alternative methods to be employed to substantiate these conclusions: Supposedly, would it be possible to immuno-precipitate (IP) amyloid SAA and assess ASC via western blotting? As well as IP ASC and detect SAA? Or use DSS-crosslinking to find ASC oligomers in tissue areas rich in SAA?

      Response: In addition to assessing co-localization by means of STED superresolution microscopy (Fig. 1), we also employed LiP-MS with various forms of ASC (monomeric and ASC specks) and identified a previously unrecognized biophysical interaction of SAA and the ASC PYD domain (Fig. 2C-F). As an orthogonal line of evidence, we provided kinetic data showing that SAA aggregation is enhanced in the presence of ASC specks (Fig. 2A-B). We feel that these results are reasonably convincing, but we agree that co-localization is almost invariably an aspirational finding, and even superresolution microscopy cannot fully exclude the presence artifacts (nor can, in fairness, co-immunoprecipitation, which must often rely on overexpression). A sentence acknowledging this limitation was added to the Discussion.

      Comment 4: For example, it would be reasonable to quantify the results in Figure 3G and providing clarification regarding the controls in the figure legend. Though there is significantly less SAA in spleen homogenates from Asc−/−, there also seems to be the case for b-actin in Fig 3G. Moreover, in the figure legend the authors state: "...Spleen homogenate from untreated (-ctrl) and AA+ (+ctrl) C57BL/6 wt mice from an independent experiment served as negative and positive control, respectively." I don't know what the authors mean with that. Is this a montage, or samples from different experiments were run together in one blot? And if so, for what reason? This is confusing and should be clarified.

      Response: We reworded the figure legend to provide clarity about the technical assay controls and adjusted the labels in Fig. 3E __accordingly: To ascertain SAA antibody functionality, mouse spleen homogenate from independently obtained and Congo red-confirmed AA+ tissue served as positive, whereas non-induced (AA-) spleen tissue served as negative technical controls. (__Fig 3E). We decided to show the two (positive/AA+ and negative/AA-) technical controls in Fig. 3E.

      Comment 5: Furthermore, in the Abstract, a slight rephrasing is suggested to accurately describe ASC specks as molecular aggregates formed inside cells, which are subsequently released into the extracellular space.

      Response: We thank the referee for bringing this to our attention. We rephrased the abstract accordingly.

      Comment 6: Lastly, enhancing the text size in figures, particularly in Fig 3, is advised to improve legibility and overall clarity.

      Response: The legibility and style of main Fig. 3 text sizes has been changed and additional figure formatting has been performed.

      Referee 2

      General: The manuscript by Losa et al., investigates whether ASC is involved in serum AA amyloidosis. The authors report that ASC colocalizes with SAA in human AA amyloidosis and that purified ASC specks accelerate SAA fibril formation in vitro. In addition, splenic AA amyloid was decreased in Pycard-/- mice compared to Pycard+/+ mice and that treatment with anti-ASC antibodies decreased amyloid loads in Pycard+/+ mice. Lastly, they analyzed serum of 19,334 patients to show that the prevalence of anti-ASC antibodies did not correlate with any specific disease. The authors conclude that ASC to play a role in extraneural proteinopathies of humans and experimental animals and suggest that anti-ASC immunotherapy may contribute to resolving such diseases. The findings in the study are novel and demonstrate a new role for ASC in aggregation proteinopathies. However, there are number of issues that need to be addressed before acceptance for publication.

      Significance: __The findings in the study are novel and demonstrate a new role for ASC in aggregation proteinopathies. This study reports a crucial role for ASC in SAA interaction and recruitment, SAA serum level modulation, SAA fibril formation acceleration, and controlling the extent of inflammation associated amyloidosis with respect to AA amyloid deposition __

      Comment 1: Figure 3 E depicts Western blots of monomeric SAA in spleen of Pycard+/+ and Pycard-/- mice. The authors should include immunoblots depicting the levels of ASC in these tissues and to demonstrate that the Pycard-/- mice lack ASC.

      Response: We did not perform ASC immunoblots for Pycard-/- and Pycard+/+ mice since the absence of the ASC protein in this well-established mouse line has been demonstrated in several key publications, including under inflammation conditions (right side of the figure below, from Mariathasan et al., Nature, 2014). However, we show ASC IHC of Pycard+/+ and Pycard-/- AA+ mice on spleen, confirming the absence of an ASC signal in Pycard-/- mice and its presence in the Pycard+/+ (Fig. 3F). Moreover, our genotyping data confirmed the presence and absence of the Pycard gene in Pycard+/+ and Pycard-/- AA+ mice.

      Comment 2: Fig. 3B shows that at 96 hours after injection there was no difference in SAA serum concentration. How do the authors explain this drop in SAA serum concentration? No explanation is provided.

      Response: Acute-phase response peaks at 24 hours after injury (i.e., Kushner I, 1982; Gabay et Kushner, 1999; Gitlin et Colten, 1987, Calif.: Academic Press, 1987:123-53). Beyond 24 hours, acute phase proteins decay over time mirroring the process of tissue integrity restoration and the clearance of the insulting stimuli. This is in line with our data, where the inflammatory injury was induced by subcutaneous AgNO3 injection, resulting in a non-statistical serum SAA difference between the Pycard+/+ and Pycard-/- experimental mice at 96 hours post AgNO3 injection. In addition, the majority of SAA in Pycard+/+ mice was incorporated into amyloid deposit. As suggested by the reviewer we have included this explanation/references into the revised manuscript.

      Comment 3: Figure 4 shows anti-ASC administration reduces amyloid load. The immunoblot in Figure 4C does not represent the quantification of the blot. In fact, there are only 3 samples per treatment group whereas the quantification shows 5-6 animals per group.

      Response: We have performed two independent immunoblots at the same time to perform technical replicates (duplicates). As pointed out by the reviewer, this resulted in 6 samples and data points that were visualized and analyzed in main Fig. 4C. To avoid duplicating data, overloading the main figures with technical replicates, we opted to show only one representative immunoblot in the main Fig. 4C. The other blots are shown in the supplementary figures Fig. S13A and Fig. S13B for full transparency.

      Comment 4: Additionally, the authors have not shown that the drug penetrates the target tissue and how much drug is present in spleen to provide a therapeutic effect. What is the half-life of the drug? These parameters are critical to assess the MOA of the anti-ASC used in these studies.

      Response: To assess the pharmacokinetics of the anti-ASC antibody, we determined its titers in serum by ELISA at various time points up to 96 hpi after the first injection. The anti-ASC antibody serum levels peaked at 24 hpi and declined to about half maximal serum concentration levels at 96 hpi. This serum half-life, for the injected concentration, is in the range of reported kinetic parameters of engineered monoclonal antibodies (e.g., Unverdorben et al., MAbs, 2016; Foss et al., Nat Comm, 2024) (Fig. 4B). Because of the high permeability of splenic red pulp vasculatures, and because of the absence of any selectively permeable barrier, efficacious imbibement of the splenic extracellular space can be plausibly expected. Theoretically, one could perfuse mice intracardially with PBS and then measure antibody in tissue. Such measurements can work relatively well in the brain, which possesses a highly impermeable barrier. However, here we would find it difficult to convince ourselves that such measurements would not be contaminated by residual blood in splenic capillaries that may be difficult to clean up through perfusion. Therefore, we did not measure the antibody levels in the spleen.

      Comment 5: The authors should expand the discussion section to include the work of other groups that have successfully employed anti-ASC antibodies. For example, PMID: 35793783, PMID: 32366256

      Response: We thank the referee for pointing out that literature. We extended the discussion section accordingly and added these important references into the discussion.

      Comment 6: Methods: The authors provide the number of animals employed in the Supplemental Tables 5 and 7. These numbers should be provided in the methods section or in the Figure legends. Additionally, how many replicates were performed for the data in Figure 2?

      Response: __As suggested by the reviewer we now provide the number of animals in the figure legends of main __Fig. 2 and Fig. 3 __in addition to those in Table 5 and Supp Table 7__ to enhance clarity.

      Referee 3____

      General: The manuscript by Losa et al. explores the co-aggregation of ASC with serum amyloid A (SAA) in vivo and in mouse models, It posits that, similar to Amyloid beta, SAA is cross-seeded by ASC foci both in vitro and in vivo. This review only addresses the co-localization and in vitro cross seeding data (Figs. 1 and 2A, B), not the mouse experiments or mass spectrometry data. The manuscript first shows co-deposition of ASC with SAA amyloid. SAA was stained both with Congo red and ThS, both standard dyes for amyloid staining. Figure S2 shows CR birefringence, the hallmark of amyloid deposits. The authors then move to demonstrate co-localization of SAA and ASC in confocal and STED immuno-fluorescence microscopy.

      Significance: The discovery of the role of ASC in Alzheimer's disease generated an exciting new hypothesis to the etiology of sporadic AD, for which the cause is unknown. The current manuscript finds that ASC may also play a role in AA amyloidosis, which is a significant finding.

      Comment 1: Confocal images C-E show overlapping staining of markers for both SAA and ASC. Similarly, STED images show co-aggregation of ASC and SAA in amyloidosis patients. However, since confocal images F and G seem to show overlapping staining of the yellow and magenta channels as well, a careful quantitative analysis of the data I needed. Quantify co-localization (Pearson coefficient) in confocal and STED images. STED images from control patients are missing and need to be included.

      Response: AA amyloidosis is a relatively rare disease, and tissue samples thereof are even rarer. We only had access to the samples of one patient in both control and SAA groups. This limitation prevented us from conducting quantitative analyses. Rather than looking at the Pearson – or, possibly better, Spearman – correlation coefficient, we opted for an unbiased method of correlation in which we reconstructed the picture using 3D surface rendering with the Imaris software (see Fig. 1). From this reconstruction, we exported the barycenter of each surface on a 3D plot for both SAA and ASC markers (see Fig. S2B-C). Each point represents the center of a surface, while the box plots on the sides represent the distribution of the markers in space, demonstrating the overlap of the markers for ASC and SAA. We also understand the suggestion to conduct STED imaging on control samples to show the absence of co-aggregation. However, we could not be sure of which region to capture and how to decide on the focus, as we did not detect strong signal from confocal images of the control sample. Imaging blindly would almost necessarily lead to irrelevant imaging and aberrant comparison. We do not claim any quantitative data out of these images; however, we report an observation. Quantitative and mechanistic co-aggregation data are presented in Fig. 2 using LiP-MS.

      Comment 2: The authors then move on to demonstrate that ASC foci can cross-seed SAA amyloid formation in vitro, by recording SAA aggregation kinetics in the presence and absence of ASC foci. Curves recorded in the presence of ASC foci have accelerated kinetics as shown by a decrease in the time to reach half-maximal fluorescence (t1/2). However, these data (Fig 2A, B) are not very clean. Only three data points out of five curves shown in panel A. are presented in the fitting of the control (yellow) aggregation kinetics in panel B. Why was this done? Panel B shows a significant difference between the control and the kinetics seeded with ASC specks. It looks doubtful that the results are still statistically significant if these data are included, so their exclusion impacts the overall conclusion of the paper. The significance of the cross-seeding results needs to be substantiated experimentally.

      __Response: __The in vitro SAA aggregation assay was performed under established conditions (Claus S et al., EMBO Rep 2017) and the resulting data was processed using the AmyloFit software from the Knowles lab in Cambridge, UK (Meisl G et al., Nat Protoc 2016). The AmyloFit technology uses global fitting resulting in high-accuracy kinetics. Given the software algorithm, only curves that show a sigmoidal ThT fluorescence signal over time can be fitted. Therefore, replicates that do not show aggregation (characteristic ThT signal) over time cannot be fitted. As a result, only three out of six curves could be fitted resulting in three t1/2. Conversely, in the presence of ASC specks, all six replicates aggregated in a dose-dependent manner, and could be fitted perfectly, yielding six t1/2 values. Thus, all available data points are plotted and used for statistical analysis. Moreover, the fact that in presence of ASC specks all SAA replicates aggregated/converted successfully in a dose-dependent manner (whereas in the SAA-only condition some replicates do not aggregate) further underscores the pivotal role of ASC specks in SAA seeding, conversion, and aggregation enhancement.

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      Referee #3

      Evidence, reproducibility and clarity

      The manuscript by Losa et al. explores the co-aggregation of ASC with serum amyloid A (SAA) in vivo and in mouse models, It posits that, similar to Amyloid beta, SAA is cross-seeded by ASC foci both in vitro and in vivo. This review only addresses the co-localization and in vitro cross seeding data (Figs. 1 and 2A, B), not the mouse experiments or mass spectrometry data.

      The manuscript first shows co-deposition of ASC with SAA amyloid. SAA was stained both with Congo red and ThS, both standard dyes for amyloid staining. Figure S2 shows CR birefringence, the hallmark of amyloid deposits. The authors then move to demonstrate co-localization of SAA and ASC in confocal and STED immuno-fluorescence microscopy.

      Confocal images C-E show overlapping staining of markers for both SAA and ASC. Similarly, STED images show co-aggregation of ASC and SAA in amyloidosis patients. However, since confocal images F and G seem to show overlapping staining of the yellow and magenta channels as well, a careful quantitative analysis of the data I needed. Quantify co-localization (Pearson coefficient) in confocal and STED images. STED images from control patients are missing and need to be included. The authors then move on to demonstrate that ASC foci can cross-seed SAA amyloid formation in vitro, by recording SAA aggregation kinetics in the presence and absence of ASC foci. Curves recorded in the presence of ASC foci have accelerated kinetics as shown by a decrease in the time to reach half-maximal fluorescence (t1/2). However, these data (Fig 2A, B) are not very clean. Only three data points out of five curves shown in panel A. are presented in the fitting of the control (yellow) aggregation kinetics in panel B. Why was this done? Panel B shows a significant difference between the control and the kinetics seeded with ASC specks. It looks doubtful that the results are still statistically significant if these data are included, so their exclusion impacts the overall conclusion of the paper. The significance of the cross-seeding results needs to be substantiated experimentally.

      Significance

      The discovery of the role of ASC in Alzheimer's disease generated an exciting new hypothesis to the etiology of sporadic AD, for which the cause is unknown. The current manuscript finds that ASC may also play a role in AA amyloidosis, which is a significant finding.

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      Referee #2

      Evidence, reproducibility and clarity

      The manuscript by Losa et al., investigates whether ASC is involved in serum AA amyloidosis. The authors report that ASC colocalizes with SAA in human AA amyloidosis and that purified ASC specks accelerate SAA fibril formation in vitro. In addition, splenic AA amyloid was decreased in Pycard-/- mice compared to Pycard+/+ mice and that treatment with anti-ASC antibodies decreased amyloid loads in Pycard+/+ mice. Lastly, they analyzed serum of 19,334 patients to show that the prevalence of anti-ASC antibodies did not correlate with any specific disease. The authors conclude that ASC to play a role in extraneural proteinopathies of humans and experimental animals and suggest that anti-ASC immunotherapy may contribute to resolving such diseases. The findings in the study are novel and demonstrate a new role for ASC in aggregation proteinopathies. However, there are number of issues that need to be addressed before acceptance for publication.

      Major Points:

      Figure 3 E depicts Western blots of monomeric SAA in spleen of Pycard+/+ and Pycard-/- mice. The authors should include immunoblots depicting the levels of ASC in these tissues and to demonstrate that the Pycard-/- mice lack ASC. Fig. 3B shows that at 96 hours after injection there was no difference in SAA serum concentration. How do the authors explain this drop in SAA serum concentration? No explanation is provided.

      Figure 4 shows anti-ASC administration reduces amyloid load. The immunoblot in Figure 4C does not represent the quantification of the blot. In fact, there are only 3 samples per treatment group whereas the quantification shows 5-6 animals per group. Additionally, the authors have not shown that the drug penetrates the target tissue and how much drug is present in spleen to provide a therapeutic effect. What is the half-life of the drug? These parameters are critical to assess the MOA of the anti-ASC used in these studies.

      The authors should expand the discussion section to include the work of other groups that have successfully employed anti-ASC antibodies. For example, PMID: 35793783, PMID: 32366256

      Methods: The authors provide the number of animals employed in the Supplemental Tables 5 and 7. These numbers should be provided in the methods section or in the Figure legends. Additionally, how many replicates were performed for the data in Figure 2?

      Significance

      The findings in the study are novel and demonstrate a new role for ASC in aggregation proteinopathies. This study reports a crucial role for ASC in SAA interaction and recruitment, SAA serum level modulation, SAA fibril formation acceleration, and controlling the extent of inflammation associated amyloidosis with respect to AA amyloid deposition

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      Referee #1

      Evidence, reproducibility and clarity

      In this manuscript, et al., investigates the role of the inflammasome adapter ASC (in AA amyloidosis). This condition involves the aggregation of serum amyloid A (SAA) and is linked to chronic inflammation.

      Firstly, I can directly say that I do recommend this study for publication. This is a well conducted and well-written study which advances the knowledge on IL-1-independent inflammatory functions of inflammasomes. Furthermore, I find it particularly impressive that despite the inflammasome research community is well aware that amyloidosis is a hallmark of inflammatory diseases, it took a neuroscientist specialized in prion diseases to raise the question whether ASC would be involved in seeding serum AA aggregation.

      Key findings include:

      • ASC forms extracellular aggregates that enhance SAA aggregation, as observed through superresolution microscopy.
      • In a mouse model, the absence of ASC significantly reduced amyloid load, not due to increased phagocytosis but likely due to diminished aggregation.
      • Treatment with anti-ASC antibodies reduced amyloid load and mitigated weight loss in mice with AA amyloidosis.

      These findings suggest that ASC plays a crucial role in AA amyloidosis and that targeting ASC could be a potential therapeutic strategy. The study expands our understanding of the involvement of ASC in proteinopathies beyond neural diseases, pointing to its role in systemic conditions like AA amyloidosis. Main Comments: Overall, the experiments are well-conducted and mostly all controls I would expect were included. With few exceptions, the data is convincing. With that said, I have issues with some of the staining employed in Fig 1.

      In Fig. 1, the authors assess ASC staining in cardiac tissues from a patient with vasculitis and systemic inflammation-related AA amyloidosis, and a control patient who died of a heart attack but had no signs of amyloidosis. However, most of the data shown is related to the AL177 anti-ASC. More importantly, no isotype stainings are included. We have previously demonstrated that the AL177 anti-ASC, used here, reacts quite strongly with ASC−/− cells, and it is one of the less specific anti-ASC commercially available (PMID: 27221487). As this is data from one patient (understandably), I wonder if the authors could counterstain ASC in the same samples using a specific human anti-ASC with a different color (ex: Biolegend HASC), and confirm that the signal overlays with the AL-177.

      Finally, in Figure 1H it seens from the description that another anti-ASC was used: "referred in the legend as ASC (MAB ASC, Yellow)". Is this a monoclonal anti-ASC? Also, the images show large and bright antibody aggregates (middle of the image, top left corner behind the "H", and a massive fluorescence in the bottom right of the image), indicating the presence of staining artifacts. Again, no counterstaining with isotype controls are shown.

      Overall, although I don't dispute the possibility that ASC would co-localize with SAA deposits, I don't think the data presented can safely sustain that claim. I would, therefore, suggest that alternative methods to be employed to substantiate these conclusions: Supposedly, would it be possible to immuno-precipitate (IP) amyloid SAA and assess ASC via western blotting? As well as IP ASC and detect SAA? Or use DSS-crosslinking to find ASC oligomers in tissue areas rich in SAA?

      Minor comments:

      In addition to these main comments, some minor adjustments are recommended:

      For example, it would be reasonable to quantify the results in Figure 3G and providing clarification regarding the controls in the figure legend. Though there is significantly less SAA in spleen homogenates from Asc−/−, there also seems to be the case for b-actin in Fig 3G. Moreover, in the figure legend the authors state: "...Spleen homogenate from untreated (-ctrl) and AA+ (+ctrl) C57BL/6 wt mice from an independent experiment served as negative and positive control, respectively." I don't know what the authors mean with that. Is this a montage, or samples from different experiments were run together in one blot? And if so, for what reason? This is confusing and should be clarified.

      Furthermore, in the Abstract, a slight rephrasing is suggested to accurately describe ASC specks as molecular aggregates formed inside cells, which are subsequently released into the extracellular space.

      Lastly, enhancing the text size in figures, particularly in Fig 3, is advised to improve legibility and overall clarity.

      Significance

      In conclusion, this manuscript offers valuable insights into the role of ASC in AA amyloidosis, presenting compelling findings that support its potential as a therapeutic target. Addressing the mentioned concerns and making the suggested revisions will further enhance the manuscript's scientific rigor and impact. Overall, this study is a valuable contribution to the field of inflammasome research and its relevance in systemic conditions like AA amyloidosis.

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      Reply to the reviewers

      We would like to thank the reviewers for their attentive reading of our manuscript. We appreciate all the comments and suggestions. We have addressed all the concerns and have included point-by-point responses.

      Reviewer #1

      Evidence, reproducibility and clarity

      • *

      Summary:

      * Cacioppo et al perform a meta-analysis of public omics data examining AURKA protein and mRNA expression (including mRNA isoforms with alternative cleavage and polyadenylation), and hsa-let-7a miRNA (shown to target AURKA mRNA) in multiple cancer types from The Cancer Genome Atlas. They conclude AURKA mRNA and protein expression may be discordant in cancer in part due to the interplay between alternative polyadenylation and hsa-let-7a miRNA.

      Major comments:*

      * 1) Unfortunately, there is a major flaw in the TCGA AURKA protein quantification data that underpins much of this study. Following the protein data trail (via https://docs.gdc.cancer.gov/Data/Introduction and its dependents), it appears to rely on the CST anti-AURKA #14475 which is raised to an antigen around Pro70.*

      Response: We believe the reviewer refers to work from Bertolin et al. 2018 paper (https://doi.org/10.7554/eLife.38111.001) that describes the appearance of truncated versions of AURKA in mitochondrial fractions of cell extracts and shows they depend upon the presence of PMPCB mitochondrial matrix peptidase. We are not familiar with any other literature describing this phenomenon. In our own hands we find AURKA present in the mitochondrial fraction, but the protein is mostly full-length (Grant et al. 2018, https://doi.org/10.1098/rsob.170272). In both papers the mitochondrial pool is small relative to the total cellular pool of AURKA. In fact, this mitochondrial pool is so difficult to detect in intact cells that it has not been reported by other labs and is not universally acknowledged. Given the small size of the mitochondrial pool, any increased amounts of mitochondrial AURKA in cancers, it would be unlikely to significantly impact the measured total protein levels.

      2) Following the flaws identified in the protein foundation data, the study would then benefit from some post-validation of findings with actual biological data derived from their own independent assessment of the cancers being examined.

      • *

      Response: The literature thoroughly reports empirical evidence on AURKA protein expression levels in the cancers analysed in this study, therefore we don't believe our own post-validation of findings would add any novelty in this sense.

      Minor comments:

      * 1) All of the Correlation analysis have been tested for statistical significance and these results are available in the supplementary data. However, I think it would be useful if these statistics were also included in the main figures themselves. (Figures 1B, 2B and 2C) A low correlation that is statistically significant is a more powerful statement.*

      Response: We agree, and plan to add the results of the statistical analyses in the Figures 1B, 2B and 2C.

      2) In the materials and methods, Correlation is separated into distinct degrees: none to very strong, but apart from some lines on the graphs, these degrees of correlation strength are never revisited, so they should be included. Perhaps there is a biological difference between AURKA post transcriptional regulation and protein levels with different R score strength?

      Response: We believe that reiterating a discussion on the degrees of correlation strength in the main text would appear repetitive. We do however plan to add a sentence to appropriate points in the main text to redirect the reader to the materials and methods section for information on the distinct degrees of correlation.

      3) In Figure 2D a clustering analysis was performed to show the possible relationships between hsa-let-7a and protein levels. The current visualization is hard to understand. A 3D graph with Protein, mRNA and has-let-7a axis's would be easier to follow. I believe it would also be beneficial to do something similar including the APA data as this is the area that the paper lacks depth.

      • *

      Response: We agree that 3D graphs could aid visualization and plan to provide a link to an interactive 3D view of our analysis.

      * 4) Figure 3B and 3C, can you apply a statistical test on the SLR ratios given the magnitude difference between CCND1 and AURKA SLRs?*

      • *

      Response: Since the values of AURKA and CCND1 SLRs are not always coming from the same dataset and are therefore not matched for patients, we believe it would not be appropriate to make comparisons applying statistical tests.

      * 5) Even though the paper does not claim to provide a unifying hypothesis for APA/has-let-7a regulation of AURKA, I think a more in depth look at the data would be useful. The discussion starts off well when describing what was found with the analysis, but as is, is mostly a re-statement of the results without added insight.*

      Response: We agree that more in depth analysis of more data would be useful in strengthening conclusions. However, given the variability in interplay between APA and hsa-let-7a we describe, it is well beyond the scope of this study (or the extent of TCGA database) to come up with a unifying hypothesis.

      Significance

      • *

      The study is novel in attempting to show additional layers of AURKA regulation that hadn't been previously investigated. Furthermore, factors controlling AURKA expression are of broad interest. Overall, I would like to say this is an interesting investigation into AURKA mRNA expression in cancers. In our opinion the choice of bioinformatic tools is appropriate and well controlled.*

      General Assessment: As noted in the major comments, a major weakness is the reliance on a flawed measure of AURKA protein levels from the foundation dataset. Thus, the study needs to be repeated using an alternative MS derived dataset to accurately quantify total AURKA protein levels. This would greatly improve the study and subsequent claims.

      Advance: The study has potential to extend knowledge in the field in a conceptual way, predicting the complex interplay of factors that regulate AURKA mRNA processing and translation.

      Audience: Currently the paper is only fully accessible a specialized bioinformatician audience but the topic (factors controlling AURKA expression) has a broad interest in many fields not limited to just cancer but also development and other non-cancer diseases.*

      * This review was jointly completed by a mouse model of human disease AURKA biologist with 24 years' experience, and a bioinformatician.*

      • *

      Reviewer #2

      Evidence, reproducibility and clarity

      In the manuscript "Post-transcriptional control drives Aurora kinase A expression in human cancers", authors Cacioppo, Lindon and colleagues analyze publicly available data on transcript and protein levels for many cancer types to determine correlations between transcript and protein levels for Aurora A and the microRNA hsa-let-7a. This study builds on a recent publication from their lab where they show that different polyadenylation isoforms of the Aurora A transcript in triple negative breast cancer correlate with patient survival and affect protein abundance. In this study, they aim to extend this analysis to 18 different cancer types to determine if posttranscriptional regulation potentially plays a role in Aurora A protein abundance. The authors find that for certain cancer types, Aurora A protein abundance does not correlate with mRNA abundance, suggesting that posttranscriptional regulation may be responsible for differences in protein expression in these cancer types. Furthermore, they find negative correlations between expression of hsa-let-7a and mRNA and protein abundance in certain cancer types, implicating this microRNA as a potential regulator of Aurora A mRNA stability.*

      Major comments:

      1. The biggest issue that I have with this analysis relates to the assumption that Aurora A levels will be meaningfully different between individual tumors in all cancer types. For some cancers, the lack of a correlation between mRNA and protein levels for Aurora A could simply be because Aurora A overexpression is not a feature of that cancer type. Looking at the data, the cancer types where they see little-to-no correlation are the cancer types where none of the tumors have high levels of Aurora A mRNA or protein. Therefore, the lack of correlation is likely because differences in protein levels result from noise in the measurements rather than posttranscriptional regulation. Since the lack of correlation between protein and mRNA in these cancer types is the main evidence for the primary conclusion in the paper that "AURKA mRNA and protein expression are often discordant in cancer as a result of dynamic post-transcriptional regulation", I don't think that this conclusion is supported by the data. If anything, the data seems to show that substantial changes in Aurora A protein levels are almost always accompanied by a corresponding change in mRNA levels.

      To address this issue, the authors could look at the variability in Aurora A protein levels for each cancer type, and then focus their correlation analyses on cancer types where overexpression of Aurora A is a feature.*

      Response: We thank the reviewer for this thoughtful comment. We decided not to consider data on AURKA protein levels between healthy and tumour samples because of the lack of proteomic datasets of matching normal tissues for all cancers (except BRCA) in the TCGA database. For this reason, it cannot be excluded that the tumours where we see little-to-no protein-mRNA correlation have in fact high levels of AURKA protein. Indeed, the literature reports wide empirical evidence that AURKA protein is overexpressed in the cancer tissues where we see little-to-no protein-mRNA correlation (Thyroid cancer: Zhao et al, Cell Biosci, 2022; Jingtai et al, Cell Death Dis, 2023. Prostate cancer: Das et al, Pathol, 2010; Chun Yu Lee et al, Cancer Res, 2006. Kidney cancers: Wen et al, Heliyon, 2024; Li et al, Cell Death Dis, 2022. No evidence available for PCPG). Therefore, we believe that is reasonable to propose that in these cancers, which according to our analysis of TCGA data only show minor or no increase in AURKA mRNA expression compared to the normal tissue, lack of correlation is because of post-transcriptional regulation.

      2. The statistical significance of the analyses is often unclear. For the correlations between Aurora A protein levels and hsa-let-7a, authors mention that two cancers have a correlation with "statistical significance", but I cannot find any indication of how that was determined, and it is not shown in the corresponding figure (2C). The only time significance is indicated for a correlation is in Figure 4A. Is this the only correlation in the whole manuscript with a p-value less than .05?

      Response: The results of the statistical analyses are included in the corresponding supplementary data (Sup. Fig 1, Sup. Fig. 2A-B). We plan to add them to the Figures 1B, 2B and 2C as requested by another reviewer.

      3. The SLR for the Aurora A transcripts is only shown in terms of a ratio between cancer and normal tissue. Without the numbers in the absence of normalization, it is difficult to determine how meaningful this is. Is a two-fold change going from .3 to .6 or .001 to .002?

      • *

      Response: We plan to add a supplementary table containing the SLR values for matched normal and cancer samples in the absence of normalization.

      4. Figure 5B is nearly impossible to interpret due to the extreme differences in overall transcript levels between the cancer types. The differences in scaling of the y-axis between the plots makes this even more challenging. The authors state that "It is evident that each isoform has an individual profile of expression across cancers", but this could only be determined from relative expression levels between the different isoforms instead of absolute levels.

      Response: We retrieved this plot from the GEPIA2 platform without possibility of editing the y-axis. We plan to edit the text to "It is likely that each isoform has an individual profile of expression across cancers, however a measure of the relative expression levels between the different isoforms would be required".

      Minor comments:*

      1. In supplementary figure 3, SLR is plotted on a log scale in A and a linear scale in B.*

      Response: We plan to convert the SLR scale in Sup. Fig. 3B to a log scale.

      2. Figure 4D is a correlation of correlations. I don't see how to interpret this in a meaningful way.

      Response: Figure 4D is not intended for quantitative analysis of correlation of correlations (no quantitative coefficients were in fact calculated), rather to visualize how the link of AURKA SLR with AURKA protein levels and that with hsa-let-7a levels can be differently associated in different cancers.

      Significance

      Aurora A is overexpressed in a wide variety of cancer types. This overexpression is commonly believed to result primarily from increased mRNA abundance. The identification of additional mechanisms regulating Aurora A protein levels would therefore be of interest to the field, as these regulatory mechanisms could be contributing to Aurora A's role in cancer progression.*

      To some degree, the significance of the findings presented here depend on whether they convincingly demonstrate substantial post-transcriptional regulation. My interpretation of the data presented in this manuscript is that it largely supports Aurora A protein levels being extremely well correlated with mRNA levels, which is in line with previous findings.*

      • *

      • *

      • *

      Reviewer #3

      Evidence, reproducibility and clarity

      • *

      *Aurora A misregulation at both mRNA and protein levels has been known since the 1990s to be casually associated in vivo, and strongly associated in vitro, with tumourigenesis. The study builds the case that dysregulation of Aurora A mRNA and protein levels (most previously established) are more prevalent in cancer cells than 'normal' cells, using data from TCGA, and extends this to a mechanistic explanation. It evaluates miRNA and the ratio of the two short/long ratio (SLR) isoforms of mRNA across cancer types compared to healthy controls. The work concludes that an interplay between APA (alternative polyadenylation) and hsa-let-7a miRNA (which has known tumor suppressor properties) regulation of AURKA mRNA contributes to alternative splicing, revealing a new factor explaining changes in AURKA expression in many (if not all) cancers. *

      • *

      *Minor points: *

      • *

      *1) To strengthen the study, some analysis of AURKB mRNA would be useful in the same datasets, because this is also an M-phase kinase. *

      • *

      Response: We carried out a specific study of AURKA (and to some extent also of the cell cycle regulator CCND1) using time-limited access to private TCGA datasets. Although we agree that investigation of AURKB would potentially enable us to strengthen some conclusions, this would be a new project that we do not currently have resources for.

      *2) What happens to TPX2 or CEP192 mRNA (splicing or levels) in the same samples? For TPX2 in particular, this is described in the literature to help form the oncogenic holoenzyme, as well as dictating AURKA protein stability. *

      • *

      Response: Again, we like this suggestion but are not in a position to carry out analyses of TPX2 and CEP192 within the scope of this study.

      • *

      *3) Does an alternative AURKA splicing change G1/S to G2/M-phase roles of AURKA? I understand that mRNA is repressed by hsa- let-7a in G1 and S phases but not in G2, so how does non M-phase AURKA protein get made? This may be beyond the scope of the study at this point. *

      • *

      Response: Whether alternative AURKA transcripts change non-mitotic roles of AURKA is an open and intriguing question. In acknowledgement of this point raised by the reviewer, we plan to add a discussion on this in the main text: "Although there is no evidence to date that different AURKA transcripts might influence AURKA activity, instances of isoform-dependent protein localization and function are increasingly reported (Mitschka and Mayr, Nat Rev Mol Cell Biol, 2022). In a previous study, we have detected higher nuclear localization of a reporter protein under the regulation of AURKA short 3'UTR (Cacioppo et al., eLife, 2023). Therefore, there is a possibility that AURKA mRNA isoforms are targeted to different subcellular localizations to support localized translation - or that AURKA protein is co-translationally targeted to different compartments - and AURKA may be preferentially localized in the nucleus when coded by the short 3'UTR mRNA".

      AURKA protein levels are maintained very low in G1 to S phase compared to G2 and M phases. At the level of translation, this is likely ensured by the absence of factors/mechanisms that activate AURKA translation (e.g., hnRNP Q1) and the presence of factors/mechanisms that repress its translation (e.g., hsa-let-7a), the combination of which results in basal translation of AURKA in G1/S until full translational activation in G2 (where a switch likely occurs whereby activating factors operate while repressing factors are disabled). However, the combination and synergy of these factors/mechanisms are likely cell type- and context-dependent.

      • *

      Significance

      *I think the study is strong overall, and the authors are humble enough to describe the work as an exploratory analysis, which though not directly in my area of expertise (since it relies on data assembly and statistical analysis), has the right team to ask the questions and interrogate the data. It builds on a huge amount of literature and a recent study from this team showing that alternative translation is relevant to activation of AURKA, and which linked let-7a to this process. Overall, the study provides a very useful resource for other researchers, assembling a large amount of data around AURKA mRNA variants, Let-7a miRNA and coming to the conclusions that *

      *1) hsa-let-7a potentially negatively controls the rate of degradation or translation of AURKA mRNA in cancer cells. *

      *2) Splicing-related architecture of the 5'UTR of AURKA mRNA likely plays a role in determining the context-dependent cancer expression profile of expression. *

      Overall, with some extra information around the key regulators of AURKA (TPX2 mRNA?) the work is likely to be cited and spur on future studies.

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      Referee #3

      Evidence, reproducibility and clarity

      Aurora A misregulation at both mRNA and protein levels has been known since the 1990s to be casually associated in vivo, and strongly associated in vitro, with tumourigenesis. The study builds the case that dysregulation of Aurora A mRNA and protein levels (most previously established) are more prevalent in cancer cells than 'normal' cells, using data from TCGA, and extends this to a mechanistic explanation. It evaluates miRNA and the ratio of the two short/long ratio (SLR) isoforms of mRNA across cancer types compared to healthy controls. The work concludes that an interplay between APA (alternative polyadenylation) and hsa-let-7a miRNA (which has known tumor suppressor properties) regulation of AURKA mRNA contributes to alternative splicing, revealing a new factor explaining changes in AURKA expression in many (if not all) cancers.

      Minor points:

      1. To strengthen the study, some analysis of AURKB mRNA would be useful in the same datasets, because this is also an M-phase kinase.
      2. What happens to TPX2 or CEP192 mRNA (splicing or levels) in the same samples? For TPX2 in particular, this is described in the literature to help form the oncogenic holoenzyme, as well as dictating AURKA protein stability
      3. Does an alternative AURKA splicing change G1/S to G2/M-phase roles of AURKA? I undersgtand that mRNA is repressed by hsa- let-7a in G1 and S phases but not in G2, so how does non M-phase AURKA protein get made? This may be beyond the scope of the study at this point.

      Significance

      I think the study is strong overall, and the authors are humble enough to describe the work as an exploratory analysis, which though not directly in my area of expertise (since it relies on data assembly and statistical analysis), has the right team to ask the questions and interrogate the data. It builds on a huge amount of literature and a recent study from this team showing that alternative translation is relevant to activation of AURKA, and which linked let-7a to this process. Overall, the study provides a very useful resource for other researchers, assembling a large amount of data around AURKA mRNA variants, Let-7a miRNA and coming to the conclusions that

      1) hsa-let-7a potentially negatively controls the rate of degradation or translation of AURKA mRNA in cancer cells.

      2)Splicing-related architecture of the 5'UTR of AURKA mRNA likely plays a role in determining the context-dependent cancer expression profile of expression.

      Overall, with some extra information around the key regulators of AURKA (TPX2 mRNA?) the work is likely to be cited and spur on future studies.

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      Referee #2

      Evidence, reproducibility and clarity

      In the manuscript "Post-transcriptional control drives Aurora kinase A expression in human cancers", authors Cacioppo, Lindon and colleagues analyze publicly available data on transcript and protein levels for many cancer types to determine correlations between transcript and protein levels for Aurora A and the microRNA hsa-let-7a. This study builds on a recent publication from their lab where they show that different polyadenylation isoforms of the Aurora A transcript in triple negative breast cancer correlate with patient survival and affect protein abundance. In this study, they aim to extend this analysis to 18 different cancer types to determine if posttranscriptional regulation potentially plays a role in Aurora A protein abundance. The authors find that for certain cancer types, Aurora A protein abundance does not correlate with mRNA abundance, suggesting that posttranscriptional regulation may be responsible for differences in protein expression in these cancer types. Furthermore, they find negative correlations between expression of hsa-let-7a and mRNA and protein abundance in certain cancer types, implicating this microRNA as a potential regulator of Aurora A mRNA stability.

      Major comments:

      1. The biggest issue that I have with this analysis relates to the assumption that Aurora A levels will be meaningfully different between individual tumors in all cancer types. For some cancers, the lack of a correlation between mRNA and protein levels for Aurora A could simply be because Aurora A overexpression is not a feature of that cancer type. Looking at the data, the cancer types where they see little-to-no correlation are the cancer types where none of the tumors have high levels of Aurora A mRNA or protein. Therefore, the lack of correlation is likely because differences in protein levels result from noise in the measurements rather than posttranscriptional regulation. Since the lack of correlation between protein and mRNA in these cancer types is the main evidence for the primary conclusion in the paper that "AURKA mRNA and protein expression are often discordant in cancer as a result of dynamic post-transcriptional regulation", I don't think that this conclusion is supported by the data. If anything, the data seems to show that substantial changes in Aurora A protein levels are almost always accompanied by a corresponding change in mRNA levels.

      To address this issue, the authors could look at the variability in Aurora A protein levels for each cancer type, and then focus their correlation analyses on cancer types where overexpression of Aurora A is a feature.<br /> 2. The statistical significance of the analyses is often unclear. For the correlations between Aurora A protein levels and hsa-let-7a, authors mention that two cancers have a correlation with "statistical significance", but I cannot find any indication of how that was determined, and it is not shown in the corresponding figure (2C). The only time significance is indicated for a correlation is in Figure 4A. Is this the only correlation in the whole manuscript with a p-value less than .05? 3. The SLR for the Aurora A transcripts is only shown in terms of a ratio between cancer and normal tissue. Without the numbers in the absence of normalization, it is difficult to determine how meaningful this is. Is a two-fold change going from .3 to .6 or .001 to .002? 4. Figure 5B is nearly impossible to interpret due to the extreme differences in overall transcript levels between the cancer types. The differences in scaling of the y-axis between the plots makes this even more challenging. The authors state that "It is evident that each isoform has an individual profile of expression across cancers", but this could only be determined from relative expression levels between the different isoforms instead of absolute levels.

      Minor comments:

      1. In supplementary figure 3, SLR is plotted on a log scale in A and a linear scale in B.
      2. Figure 4D is a correlation of correlations. I don't see how to interpret this in a meaningful way.

      Significance

      Aurora A is overexpressed in a wide variety of cancer types. This overexpression is commonly believed to result primarily from increased mRNA abundance. The identification of additional mechanisms regulating Aurora A protein levels would therefore be of interest to the field, as these regulatory mechanisms could be contributing to Aurora A's role in cancer progression.

      To some degree, the significance of the findings presented here depend on whether they convincingly demonstrate substantial post-transcriptional regulation. My interpretation of the data presented in this manuscript is that it largely supports Aurora A protein levels being extremely well correlated with mRNA levels, which is in line with previous findings.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      Cacioppo et al perform a meta-analysis of public omics data examining AURKA protein and mRNA expression (including mRNA isoforms with alternative cleavage and polyadenylation), and hsa-let-7a miRNA (shown to target AURKA mRNA) in multiple cancer types from The Cancer Genome Atlas. They conclude AURKA mRNA and protein expression may be discordant in cancer in part due to the interplay between alternative polyadenylation and hsa-let-7a miRNA.

      Major comments:

      1. Unfortunately, there is a major flaw in the TCGA AURKA protein quantification data that underpins much of this study. Following the protein data trail (via https://docs.gdc.cancer.gov/Data/Introduction and its dependents), it appears to rely on the CST anti-AURKA #14475 which is raised to an antigen around Pro70.

      It has been documented that short isoforms of AURKA exist where up to ~100 amino acids are progressively removed from the N-terminus as part of trafficking AURKA to the mitochondria. The antibody strategy then used here to quantify AURKA levels, would not recognize these short isoforms as the antigen around Pro70 is removed. This means the quantitated AURKA protein levels in the datasets analyzed do NOT reflect total protein levels of AURKA. This key point then casts doubt on all the claimed protein-correlated findings. (The RPPA source data itself also flags the antibody validation with caution due to low correlation).

      In light of this the authors should seek to re-validate their protein expression data with datasets generated from alternative protein quantification methods such as Mass Spectrometry (blind to isoform and not antibody biased). 2. Following the flaws identified in the protein foundation data, the study would then benefit from some post-validation of findings with actual biological data derived from their own independent assessment of the cancers being examined.

      Minor comments:

      1. All of the Correlation analysis have been tested for statistical significance and these results are available in the supplementary data. However, I think it would be useful if these statistics were also included in the main figures themselves. (Figures 1B, 2B and 2C) A low correlation that is statistically significant is a more powerful statement.
      2. In the materials and methods, Correlation is separated into distinct degrees: none to very strong, but apart from some lines on the graphs, these degrees of correlation strength are never revisited, so they should be included. Perhaps there is a biological difference between AURKA post transcriptional regulation and protein levels with different R score strength?
      3. In Figure 2D a clustering analysis was performed to show the possible relationships between hsa-let-7a and protein levels. The current visualization is hard to understand. A 3D graph with Protein, mRNA and has-let-7a axis's would be easier to follow.

      I believe it would also be beneficial to do something similar including the APA data as this is the area that the paper lacks depth. 4. Figure 3B and 3C, can you apply a statistical test on the SLR ratios given the magnitude difference between CCND1 and AURKA SLRs? 5. Even though the paper does not claim to provide a unifying hypothesis for APA/has-let-7a regulation of AURKA, I think a more in depth look at the data would be useful. The discussion starts off well when describing what was found with the analysis, but as is, is mostly a re-statement of the results without added insight.

      Significance

      Significance:

      The study is novel in attempting to show additional layers of AURKA regulation that hadn't been previously investigated. Furthermore, factors controlling AURKA expression are of broad interest. Overall, I would like to say this is an interesting investigation into AURKA mRNA expression in cancers. In our opinion the choice of bioinformatic tools is appropriate and well controlled.

      General Assessment: As noted in the major comments, a major weakness is the reliance on a flawed measure of AURKA protein levels from the foundation dataset. Thus, the study needs to be repeated using an alternative MS derived dataset to accurately quantify total AURKA protein levels. This would greatly improve the study and subsequent claims.

      Advance: The study has potential to extend knowledge in the field in a conceptual way, predicting the complex interplay of factors that regulate AURKA mRNA processing and translation.

      Audience: Currently the paper is only fully accessible a specialized bioinformatician audience but the topic (factors controlling AURKA expression) has a broad interest in many fields not limited to just cancer but also development and other non-cancer diseases.

      This review was jointly completed by a mouse model of human disease AURKA biologist with 24 years' experience, and a bioinformatician.

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      Reply to the reviewers

      A. General Statements

      We thank the reviewers for their constructive feedback. We have made significant revisions to the mathematical modelling section of the manuscript to address your concerns. Therefore, some of the specific issues and concerns raised in previous reviews no longer apply. Where that is the case, please see the relevant context in the revision as indicated in the point-by-point description section below. We summarize the key points in the revised manuscript as follows.

      1. The key finding of our study, involving experimental measurements and mathematical modelling, is plasticity in the MinD concentration gradient, which results from spatial differences in molecular interactions and is an intrinsic property of the Min system during cell growth. This study reveals not only the role of the MinD concentration gradient in modulating bacterial cell division site placement but also showcasing an example of cellular components in the form of a concentration gradient in fundamental cellular processes, a concept crucial in cell biology. This work provides conceptual advancement in a quantitative understanding of MinD oscillations in the cellular environment and provides implications for bacterial cell division regulation for further studies in the field.

      2. The reviewer requested clarification on the differences between our study and previous studies involving experimental measurements and mathematical modelling of Min oscillations in cells. We would like to emphasize that although the goal of the previous works was to measure the spatiotemporal distribution of oscillating MinD concentration gradients as a function of cell length, these works conceived the problem differently and therefore used different experimental designs and execution methods, which differentiates our key conclusions from theirs. This is also true for mathematical modelling. Although similar observations can be found in some respects, they are not directly comparable due to the different mathematics and assumptions used in the simulations. For example, our model was built to adequately investigate the biological question of the MinD concentration gradient during cell elongation but not to evaluate the impact of cell shape and confinement or the nucleation effect of MinD. Thus, our model cannot be generalized to other shapes, such as those observed in the study by Wu et al., 2015 (Wu et al, 2015). Therefore, we would like to draw attention to the experimental rigor and to the specific points and views that contribute to our understanding of Min systems. We now provide a comprehensive comparison between them in the Supplemental Information.

      3. We have re-run the simulation to refine and improve the modelling procedures and results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 265-279, 614-653) and Fig. S6. In brief, we fixed the diffusion coefficients D_D and D_E from Meacci et al. (2006) (Meacci et al, 2006); the dissociation rate constant k_de from a previous simulation (Wu et al., 2015); and the experimentally measured MinD and MinE concentrations in this study. Meanwhile, the diffusion coefficients D_d and D_de were assumed values based on bacterial membrane protein diffusion (Schavemaker et al, 2018). This operation allowed us to probe for the general behaviours of the system. As a result, we were able to obtain a few parameter sets, including #2728, that generate features of the oscillation period, λ_N and I_Ratio, that highly mimic MinD oscillation in the cellular context (Figs. 4C, S7-9). We further tested the impact of different kinetic constants, k_de, k_dD, k_dE, k_D, and k_(ADP→ATP), which represent different molecular interactions influencing the oscillation period, λ_N and I_Ratio (Fig 4D-H). Our findings have provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions. Furthermore, the modelling results help us understand the possible mechanisms associated with oscillation cycle maintenance and length-dependent variable concentration gradients.

      4. Regarding the inclusion or removal of results from more culture conditions, we decided to keep only one condition as in the previous version for the following reasons. In order to draw convincing conclusions, we consider it more important to characterize all aspects under the same growth condition and avoid manipulation. Therefore, the main conclusions are drawn from our experiments characterizing several aspects of MinD oscillations in cells growing with 0.4% glucose. In support of these observations, we decided to maintain only one other condition, 0.1% glucose. Further analysis of cells growing under other conditions will not change the main conclusions but will increase the difficulty of determining how the MinD concentration changes with cell growth.

      5. Studying the variable concentration gradient underlying the dynamic oscillations of the Min system may be of broad interest to cell biologists since the concentration gradient plays a fundamental role in various cellular processes, and the concept of concentration gradients is crucial in cell biology. Examples of related processes include passive and active transport, osmosis, cell signalling, and maintenance of cellular homeostasis. These processes allow cells to respond to their environment, regulate their internal conditions, and perform important functions required for survival and normal function. In addition, variable concentration gradients, characterized by the numerical descriptor λ_N and was reproduced in a simple mathematical model, demonstrate a nonlinear dynamics behaviour in physical biology. Therefore, the audience of this work can include the broader general audience of cell biology and physical biology rather than just the immediate specialized audience interested in the Min system. We will also reiterate the importance of specialized research, which often provides the basis for broader application and understanding.

      B. Point-by-point description of the revisions

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Summary: Parada et al. studied both experimentally and theoretically the MinD concentration distribution of Min waves during cell growth. The main finding was that (i) the gradient of MinD is steeper for longer cells and accordingly the MinD concentration at the middle of cell is lower, (ii) period of the oscillation is independent to the cell length, and (iii) those features are shared even under glucose starvation except the MinD gradient is steeper. (iv) Those results are supplemented by the analyses of the reaction-diffusion equations in which parameters that can reproduce the MinD concentration distribution are identified. I think the results are interesting; basically, as the cell grows, the contrast of the wave becomes clearer, such the MinD concentration at the cell centre decreases. The results may clarify the mechanism of FtsZ accumulation at the cell centre more quantitatively. The experiments were performed by measuring the fluorescent intensity of MinD during cell growth and analysing the intensity distribution along the long axis of the cell. The theoretical results were based on the analyses of the reaction-diffusion model. Both approaches are already well established and the results sound. Nevertheless, I do not think the novelty of this work is not well highlighted in the current manuscript; I think most of the results, except (iii) and (iv), have already been shown explicitly or implicitly in the previous studies. Min oscillations in a growing cell have been analysed both theoretically and experimentally in (Meacci 2005) and [1] (Fischer-Friedrich et al, 2010). The concentration distribution and period of the oscillation were measured. The complete results were presented in [2] (Meacci et al., 2006), and I am not aware of those results in scientific journals (the thesis is available online). Nevertheless, I think it is fair to cite those studies and compare the current results with them. In fact, in [2], it was shown that the concentration of MinD near the cell centre decreases as the cell grows, the total MinD concentration is approximately constant during the growth (therefore, the number of the molecules increases), and that the variance of the period becomes smaller as the cell grows. I do not think those previous studies spoil this work, and this work deserves publication somewhere. Still, the authors should highlight the novelty of this study more clearly.

      ANS: We thank the reviewer for recognizing the soundness of our experimental and theoretical approaches and results. The key finding of our study, involving experimental measurements and mathematical modelling, is plasticity in the MinD concentration gradient, which results from spatial differences in molecular interactions and is an intrinsic property of the Min system during cell growth. This study reveals not only the role of the MinD concentration gradient in modulating bacterial cell division site placement but also showcasing an example of cellular components in the form of a concentration gradient in fundamental cellular processes, a concept crucial in cell biology. We believe that the established techniques and methods are integral to a broad range of works and provide confidence in improving them and using them to test hypotheses and obtain results. We also appreciate the reviewer for pointing out that Meacci's PhD thesis entitled "Physical aspects of Min oscillations in Escherichia coli" (Meacci & Kruse, 2005) is available online for public access. This thesis, along with two publications (Meacci & Kruse, 2005) (Meacci et al., 2006), explored Min oscillations in growing cells and used mathematical models. These two published works are cited in the previous version of the manuscript because we agree that these earlier works provide valuable context. As recommended, we went through these works again and the work by Fischer-Friedrich et al. (2010) (Fischer-Friedrich et al., 2010) to compare their wet experiments and mathematical models with ours, which are detailed in the Supplemental Information (Lines 26-147). Here, we emphasize that although the published works and our work set the goal of measuring the spatiotemporal distribution of oscillating MinD concentration gradients as a function of cell length, we conceived the problem differently and therefore used different experimental designs and analysis approaches, which have led to the key conclusions that differentiate our work from theirs.

      Major comments: (i) In (Meacci 2005) and [1,2], it was claimed that the standard deviation of the period is comparable with the mean period, particularly for the shorter cell. Therefore, they did not claim the period is independent to the cell length. As far as I understood, the variance arises from the variance of the total protein concentration in the assemble of cells. I am wondering how the authors are able to conclude the constant period in different cell length. I also point out that in the theoretical part of (Meacci 2005), the period is, in fact, increasing as the cell grows and suddenly decreases at the length in which cell division occurs.

      ANS: In our experiments, we found that the oscillation periods ranged from 36.8 to 65.6 sec, as measured from a population of cells (length of 1.9-4.5 µm; main text, Fig. 1E). Moreover, the standard deviations of the period ranged from 5.4% to 34.8% of the period, with larger standard deviations more common in shorter cells (Fig. 1D), indicating that regular interpolar oscillations are more likely to occur in longer cells. This observation echoes the study by Fischer-Friedrich et al. (2010) (Fischer-Friedrich et al., 2010), who reported stochastic switching MinD oscillation between two cell poles in cells below 2.5 μm. MinD starts to oscillate regularly from pole-to-pole between 2.5-3 μm with an oscillation period of 80 sec. Above 3.5 μm, MinD invariably undergoes regular oscillation with an initial period of 87 sec and then decreases to 70 sec at the end. In their study, they focused on the length-dependent switching from stochastic to regular oscillation states and speculated that the amount of MinE bound to the membrane critically influenced the shift from stochastic to regular interpolar oscillations. In addition, their observation of a longer period at the initial phase and a shorter period after the cells grew beyond 3.5 μm somewhat coincided with our simulation results, as shown in Fig. 4C-H, left. In Meacci's work (Thesis: Figure 2.14; Meacci and Kruse (2005) (Meacci & Kruse, 2005): Figure 5(b)), the temporal oscillation periods were measured from 40 to 120 sec when focusing on cells with lengths similar to those in our measurements (black dots in Meacci's chart). Our measurements of oscillation periods clearly show much smaller fluctuations than those in Meacci's study and are more comparable to Fischer-Friedrich's measurements. Differences can arise across different bacterial strains and culture conditions that may significantly affect the amount and quality of protein expressed in individual studies. In short, all three works differ in terms of experimental design and execution. Although similar observations can be found in some aspects, they are not directly comparable. Therefore, we would like to draw attention to the experimental rigor and specific points and views that contribute to our understanding of the Min system. We have changed the wording from 'constant period' to 'fairly stable period' throughout the manuscript. This description is based on our experimental measurements (Fig. 1D, E) and is also supported by our mathematical modelling (Fig. 4C-H, left). In response to the statement from the theoretical model of (Meacci & Kruse, 2005): "the period is increasing as the cell grows and suddenly decreases at the length in which cell division occurs." First, our simulation results revealed a mild increase in the oscillation period during cell elongation (Fig. 4C). The increase is adjustable by varying the reaction rate constants in the simulation (Fig. 4D-H). Second, although we did not simulate dividing cells, our experimental measurements clearly showed that this period increased in newborn cells (Fig. S4). As mentioned above, although similar observations can be found in different studies, they are not directly comparable because the experiments were performed differently for different purposes. We have added comparison of different models in the Supplemental Information (Lines 26-147).

      (ii) I do not think the explanations of the reaction-diffusion model were well described. The authors mentioned that they studied a one-dimensional model and used the delta function to describe the membrane reaction. Did the authors study 1D cytosol and 0D membrane? Then, why the surface diffusion term exists in (4) and (5)? I believe the authors simply assumed that both the membrane and the cytosol are 1D (with larger diffusion constants for cytosolic Min concentrations). Then, the delta functions in (1)-(5) are not necessary. In (Wu 2015), the delta function was used in order to treat a 2D membrane embedded in 3D space.

      Besides that, there is no description of the initial conditions for the concentration fields to solve the reaction-diffusion equations. I think the description of the no-flux boundary condition is better put in the Methods rather than supplementary materials.

      ANS: Thank you for your suggestions to improve the description of the numerical model. As summarized below, we have rewritten this section of 'Simulating the dynamic MinD concentration gradient in growing cells' in the manuscript (Lines 237-279). We have specified the dimensionality of the rate and diffusion constants of each molecule, where applicable, in our 1D model from Lines 237-264. Their dimensionality can also be conceived from their units, as listed in Tables 2 and S4. We have specified the initial 'no-flux' boundary conditions in Lines 267, 630, and 647. We agree that the delta function is not necessary and have removed it from the equations.

      (iii) As in the previous comment, the current model did not take into account the geometry of the system; namely, cytosol is in 3D and membrane is on 2D. Recent theoretical studies can handle the effect, and also the effect of confinement. I would appreciate it if the authors would make a comment on whether those issues are relevant or not for the conclusion of this work.

      ANS: Thank you for pointing out this interesting aspect of cell geometry as investigated in Wu et al., 2015 (Wu et al., 2015). Our model is built to adequately describe changes in the MinD concentration gradient during cell elongation under the assumption that a 1D description is sufficient. Thus, our model cannot be generalized to other shapes, such as those observed in Wu et al., 2015 (Wu et al., 2015). This point is now commented upon in Supplemental Information, lines 120-123.

      (iv) I would appreciate it if the authors would describe the screening process more clearly. I did understand the first screening is a finite imaginary part and a positive real part at the first mode of spatial inhomogeneity in the eigenvalues. However, I did not understand the other processes clearly. The second screening is based on \lambda_N and I_Ratio, but its criteria is not clear. I think both quantities fluctuated in experimental results and I am not sure what to define numerical results match them. The third process is based on a fitting error using the fitting function of linear increase plus a constant. I am not sure why we need to exclude, for example, the bottom right example in Fig.S6 because it shows no oscillation until the cell length of 3um but then the gradient linearly increases. Please clarify how to justify the criteria. The same argument applies to the fourth screening process. It is not clear why the slope should be smaller than 2.

      ANS: Thank you for your suggestions to improve the description of the screening process. We have re-run the simulation to refine and improve the screening process, and the corresponding text and illustration are provided in the Results section of the main text (Lines 237-279, 614-653) and Fig. S6.

      (v) The authors claimed that the steeper gradient of MinD under glucose starvation results in cell division for shorter cells. I do not think the claim is convincing. It is necessary to measure the correlation between the length at the cell division and the gradient. It would also be nicer to show the correlation under other parameters. I think those studies truly support the authors' claim and the novelty of this work.

      ANS: Thank you for the comments. We would like to draw your attention to the right side of the graph shown in Fig. 3B, E, where measurements were obtained from cells prior to division. Our claim that "the steeper gradient of MinD under glucose starvation results in cell division for shorter cells" is also supported by the wave slope (λ_N range): 0.4% glucose of 1.49-2.66 (cell length range: 1.7-4.5 µm) and glucose starvation of 1.34-3.54 (cell length range: 2.1-3.8 µm). Therefore, under glucose starvation, λ_N increases more significantly with increasing length, allowing us to speculate on the contribution of steeper concentration gradient in stressed shorter cell to division. In the revised manuscript, the statement is kept in the Results section (Lines 217-218), but removed from the abstract. About the correlation between the concentration gradient and cell length at division under different conditions, we consider it more important to characterize all aspects under the same growth condition and avoid manipulation. In this study, the main conclusions are drawn from our experiments characterizing several aspects of MinD oscillations in cells growing with 0.4% glucose. In support of these observations, we decided to maintain only one other condition, 0.1% glucose. Further analysis of cells growing under other conditions will not change the main conclusions but will increase the difficulty of determining how the MinD concentration changes with cell growth.

      (vi) The conclusion at Line 346 "This plasticity arises from spatial differences in molecular interactions between MinD and MinE, as demonstrated..." looks unclear to me. My understanding is that (i) by screening the randomly sampled parameters in the reaction-diffusion model, the authors found the parameters that "match" experimental results, and (ii) the parameters after screening show the correlation between them (k_dD-k_dE and k_D-k_ATP->ADP). The logic heavily relies on the reaction-diffusion model is quantitatively correct. First, I think it is better to explain the logic more explicitly, that is, the claim of the molecular interaction is not based on the experimental facts. Second, I personally think the reaction-diffusion model used in this work does not reproduce quantitatively the experimental results, as discussed in (iii) and also (iv). Please make some discussions on how to justify the comparison between the model and experiments.

      ANS: Thank you for your constructive comments. To address these questions, we have re-run the simulation to refine and improve the results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 237-279, 614-653) and Fig. S6. The kinetic parameters used in this study are described in the main text, lines 258-264: 'To randomly search for combinations of the parameter sets k_dD, k_dE, k_D, and k_(ADP→ATP), the following parameters were fixed in the simulation: the diffusion coefficients D_d and D_de were assumed values based on bacterial membrane proteins (Schavemaker et al., 2018), the diffusion coefficients D_D and D_E were from Meacci et al. (2006) (Meacci et al., 2006), and the dissociation rate constant k_de were from a previous simulation (Wu et al., 2015). This operation allowed us to probe for the general behaviours of the system.' Lines 277-279: 'This screening process reduced the parameter sets to 23, including set #2827, which, judging by the correlation plots for length vs. period, λ_N, and I_Ratio (Figs. S7-S9), showed features similar to those of the experimental data (Figs. 1E, 3B, C).' Based on the parameters of set #2827, we rigorously tested the impact of different kinetic constants that represent different molecular interactions on the oscillation period, λ_N and I_Ratio (Fig 4D-H). The results are described in the section of 'Effect of the kinetic rate constant on the MinD concentration gradient' of the main text, lines 323-349. This effort has provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions. In addition, a comparison between our modelling and experimental results is described in the main text, section 'In silico oscillation resembles oscillation in a cellular context', lines 300-321.

      (vii) I did not capture the point why the authors can claim "... further distinguishing in vivo and in vitro observations. " at Line 350. I did not find the results comparing with vitro studies. I would appreciate a demonstration of vitro results and/or references.

      ANS: To avoid confusion, this sentence has been removed.

      Minor comments: (1) Line 214: It should be "Fange and Elf".

      ANS: Line 238 in the revised manuscript: This has been corrected.

      (2) I think it is better to show sampled points in Fig. 4C and 4D to show how dense the authors sampled in the parameter space.

      ANS: Since we have rewritten this part, the suggested revision is no longer applicable.

      REFERENCES: [1] Fischer-Friedrich, Elisabeth / Meacci, Giovanni / Lutkenhaus, Joe / Chaté, Hugues / Kruse, Karsten, "Intra- and intercellular fluctuations in Min-protein dynamics decrease with cell length", Proceedings of the National Academy of Sciences, 107, 6134-6139 (2010). [2] Meacci, Giovanni, "Physical Aspects of Min Oscillations in Escherichia Coli", PhD thesis (2006) available at

      Reviewer #1 (Significance (Required)):

      General assessment: I think the strength of this study is that it potentially shows the quantitative correlation between the MinD concentration gradient during the oscillation and the cell length when it divides. However, the current data of glucose starvation is not convincing enough. The model parts are interesting but their connection to the experiments is not clear in the current manuscript.

      ANS: Thank you for your comment. The key finding of our study, involving experimental measurements and mathematical modelling, is plasticity in the MinD concentration gradient, which results from spatial differences in molecular interactions and is an intrinsic property of the Min system during cell growth. We hypothesized that if the plasticity of the MinD concentration gradient is an intrinsic property of the system, then this property would be robust and show consistent behaviour under different growth conditions. Therefore, we tested this hypothesis by studying MinD oscillations under a low-glucose condition, and the results strengthened the main conclusion derived from experiments under the regular growth condition containing 0.4 % glucose. We believe that further analysis of cells growing under other conditions will not change the main conclusions but may increase the difficulty of determining how the MinD concentration changes with cell growth. Therefore, we decide to make this section concise, containing only one additional condition, even though we have more data than presented here. As mentioned earlier in this response letter, we have re-run the simulation to refine and improve the results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 237-279, 614-653) and Fig. S6. This operation allowed us to probe for the general behaviours of the system. As a result, we were able to obtain a few parameter sets, including #2728, that generate features of the oscillation period, λ_N and I_Ratio, that strongly mimic MinD oscillation in the cellular context (Figs. 4C, S7-9). We further tested the impact of different kinetic constants, k_de, k_dD, k_dE, k_D, and k_(ADP→ATP), which represent different molecular interactions influencing the oscillation period, λ_N and I_Ratio (Figs. 4D-H). This effort has provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions.

      Advance: The advance of this study is to measure the MinD concentration gradient under glucose starvation, and to compare the experimental results with the (simplified) model under a wide range of parameters. I do not think the advance in the current manuscript looks conceptual level because the conceptual conclusions are not really convincing from the results. In this respect, the advance of this work may be technical.

      ANS: Thank you for this constructive comment and have responded as follows. In combination with both experimental and theoretical efforts in the revised manuscript, this work provides conceptual advancement in a quantitative understanding of MinD oscillations in the cellular environment and provides implications for bacterial cell division regulation for further studies in the field. Specifically, we would like to emphasize that this work revealed the inherent plasticity and adaptability of the MinD concentration gradient that contributes to division site selection. The mathematical modelling provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions.

      Audience: As a theoretician working on biophysics, including the model of the Min system, I think a specialised audience would be interested in this study. People who are studying the mechanism of the Min oscillation and resulting cell division, particularly those who are interested in both experiments and models, would be interested in this work. For the broad audience, I do not think the novelty of this study is well described.

      ANS: Thank you for your comment. We would like to point out that studying the variable concentration gradient underlying the dynamic oscillations of the Min system may be of broad interest to cell biologists since the concentration gradient plays a fundamental role in various cellular processes, and the concept of concentration gradients is crucial in cell biology. Examples include passive and active transport, osmosis, cell signalling, and maintenance of cellular homeostasis. These processes allow cells to respond to their environment, regulate their internal conditions, and perform important functions required for survival and normal function. In addition, the variable concentration gradient, characterized by the numerical descriptor λ_N and reproduced in a simple mathematical model, demonstrates a nonlinear dynamics behaviour in physical biology. Therefore, the audience of this work may include the broader general audience of cell biology and physical biology rather than just the immediate specialized audience interested in the Min system. We will also reiterate the importance of specialized research, which often provides the basis for broader application and understanding.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary: This work by Parada et al showed that in the oscillatory Min System, MinD gradient was steeper in longer e.coli cells, while period was stable. This behavior was recapitulated in a mathematical model and it also revealed coordinated reaction rates in a wide range of parameter space.

      ANS: We thank the reviewer for the concise summary of our work.

      Major comments: 1. There were some inconsistencies between experimental and modeling data. Wave slope (𝜆𝑁) plateaued at ~3um in the model but not shown in the experiment (Fig.3B). The period was much less in the model (Fig. S8) than in the experiment (Fig. 1B).

      ANS: Thank you for pointing out this problem. We have re-run the simulation to refine and improve the results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 237-279, 614-653) and Fig. S6. This operation allowed us to probe for the general behaviours of the system. As a result, we were able to obtain a few parameter sets, including #2728, that generate features of the oscillation period, λ_N and I_Ratio, that highly mimic MinD oscillation in the cellular context (Figs. 4C, S7-9). Regarding oscillation period, the simulation result was shorter than the experimental measurements. Even though, based on the parameters of set #2827, we rigorously tested the impact of different kinetic constants that represent different molecular interactions on the oscillation period, λ_N and I_Ratio (Main text, lines 323-349; Fig 4D-H). This effort has provided us with a theoretical view of how oscillation features may be controlled by different molecular interactions. We found that the rate constants k_de, representing detachment of the MinDE complex from the membrane, and k_(ADP→ATP), representing recharging of MinD-ADP with ATP, more significantly affected the oscillation period. The results suggested that the oscillation cycle time is tunable. In response to the question of the wave slope (λ_N) plateaued at ~3um in the modelling (Fig. 3B) but not shown in the experiment (Fig. 1D), we think this is due to experimental examination of a heterogenous population of cells versus simulating a growing bacterial cell. We came up with conclusions and hypotheses through wet experiments, which were further strengthened using mathematical modelling, providing insights into kinetic properties of the Min system.

      1. Generally, I found that the data of starved condition added little to the major message. Unless the model can recapitulate the even steeper gradient in such condition by tuning starvation-related parameters, it may be removed.

      ANS: We thank the reviewer for this suggestion. The key finding of our study, involving experimental measurements and mathematical modelling, is plasticity in the MinD concentration gradient, which results from spatial differences in molecular interactions and is an intrinsic property of the Min system during cell growth. We hypothesized that if the plasticity of the MinD concentration gradient is an intrinsic property of the system, then this property would be robust and show consistent behaviour under different growth conditions. Therefore, we tested this hypothesis by studying MinD oscillations under a low-glucose condition, and the results strengthened the main conclusion derived from experiments under the regular growth condition containing 0.4 % glucose. We agree that further analysis of cells growing under other conditions will not change the main conclusions but may increase the difficulty of determining how the MinD concentration changes with cell growth. Therefore, we decide to make this section concise, containing only one additional condition, even though we have more data than presented here.

      1. The authors need to compare what was different/novel between the model in this study and previous models such as Wu, et al 2015 and highlight the uniqueness of this work.

      ANS: Thank you for this suggestion. We now provide a comprehensive comparison between them in the Supplemental Information (Lines 26-147). We would like to emphasize that although the goal of the previous works was to measure the spatiotemporal distribution of oscillating MinD concentration gradients as a function of cell length, these works conceived the problem differently and therefore used different experimental designs and execution methods, which differentiates our key conclusions from theirs. This is also true for mathematical modelling. Although similar observations can be found in some respects, they are not directly comparable due to the different mathematics and assumptions used in the simulations. Therefore, we would like to draw attention to the experimental rigor and to the specific points and views that contribute to our understanding of Min systems.

      1. The model explored parameter space of reaction rates and found 60 sets. The KdE, KD, KdD, KADP-ATP ranged 6 orders of magnitude. It is interesting data in itself, but cells were not likely to vary that much for reaction rates. The relevance should be discussed.

      ANS: Thank you for pointing out this problem. For this revision, we re-ran the simulation to refine and improve the results, allowing us to identify parameter sets that generate features resembling the experimental measurements. Using set #2728 as an example, the variations in the five rate constants k_de, k_dD, k_dE, k_D, and k_(ADP→ATP) fall within a small range (Table 2, S4), eliminating the concern that arose from the previous version of the manuscript. We found that this parameter set allows for maximum utilization of MinD and MinE molecules, which are fixed in number according to experimental measurements, to drive membrane-associated oscillations in the simulation.

      Minor comments: 1. Fig.1B colors were conflicting. The legend was different than diagram. Fig.1C no scale for x axis.

      ANS: We have resolved the colour conflict in Fig. 1B, and a time range has been added to Fig. 1C.

      1. Fig.S6A How the 638 oscillatory parameter sets were matched with experimental data and screened to 174 sets was not clear. Data of fitting errorANS: Thank you for your suggestions to improve the description of the screening process. In this revision, we have re-run the simulation to refine and improve the results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 237-279, 614-653) and Fig. S6. This operation allowed us to probe for the general behaviours of the system. The mentioned filter no longer applies.

      2. Significant digits were not used properly. For example, the period (table 1) was showed as 46.00 sec, but the imaging interval was 12 sec, the 2 decimal digits were thus meaningless. The same argument goes for length measurement at 2.84 um, while the optical resolution of the microscope used should be no good than 200nm.

      ANS: We have corrected this significant digit throughout the manuscript.

      1. For scatter plot like Fig.1D-G, generally smaller dots would show trend more obvious.

      ANS: We have modified the plots and used smaller dots in Figs. 1D-G, 3B, C, E, F, S3D, and S5B, C.

      1. The molecular mechanism of why MinD gradient increases with length was not the scope of the current study, but better to be discussed.

      ANS: Let me address this comment in another way. The key finding of our study, involving experimental measurements and mathematical modelling, is plasticity in the MinD concentration gradient, which results from spatial differences in molecular interactions and is an intrinsic property of the Min system during cell growth. In the revised manuscript, we have re-run the simulation to refine and improve the modelling procedures and results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 265-279, 614-653) and Fig. S6. In brief, we fixed the diffusion coefficients D_D and D_Efrom Meacci et al. (2006) (Meacci et al., 2006); the dissociation rate constant k_de from a previous simulation (Wu et al., 2015); and the experimentally measured MinD and MinE concentrations in this study. Meanwhile, the diffusion coefficients D_d and D_de were assumed values based on bacterial membrane protein diffusion (Schavemaker et al., 2018). This operation allowed us to probe for the general behaviours of the system. As a result, we were able to obtain a few parameter sets, including #2728, that generate features of the oscillation period, λ_N and I_Ratio, that highly mimic MinD oscillation in the cellular context (Figs. 4C, S7-9). We further tested the impact of different kinetic constants, k_de, k_dD, k_dE, k_D, and k_(ADP→ATP), which represent different molecular interactions influencing the oscillation period, λ_N and I_Ratio (Fig 4D-H). Our findings have provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions. Furthermore, the modelling results help us understand the possible mechanisms associated with oscillation cycle maintenance and length-dependent variable concentration gradients.

      1. Fig. S8, why sudden jump in period in many of the sets of both groups?

      ANS: This supplemental figure is now Fig. S7. A slower oscillation at the initiation of oscillation appears to be a common property in our simulation.

      Reviewer #2 (Significance (Required)):

      Min system was well-studied oscillation mechanism to restrict FtsZ at cell center. Previous work has shown how the system work molecularly, simulated the behavior and reconstituted many different patterns in vitro. The major new information from this work was: 1. the rigorously measured endogenous level of MinD and MinE; 2. gradient increased with length; 3. a model recapitulated this relationship and explored parameter space of reaction rates. The paper was well presented, experiments and analysis were rigorous, and the conclusions were not overstated. It should interest specialized cell biologists studying cell size, oscillation pattern.

      ANS: Many thanks to Reviewer 2 for recognizing the contributions of our work to the understanding of the Min system and its role in cell division. We also thank you for identifying professional cell biologists studying cell size and oscillation patterns as readers of our paper. We would like to emphasize that cellular concentration gradients play a fundamental role in various cellular processes and that the concept of concentration gradients is crucial in cell biology. These concentration gradient-mediated processes allow cells to respond to their environment, regulate their internal conditions and perform important functions required for survival. In addition, the variable concentration gradient, characterized by the numerical descriptor λ_N and reproduced in a simple mathematical model, demonstrates a nonlinear dynamics behaviour in physical biology. Therefore, the audience of this work may include a broader audience in the field of cell biology and physical biology rather than just an immediate specialist audience. We will also reiterate the importance of specialized research, which often provides the basis for broader application and understanding.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      The manuscript shows that the concentration of MinD does not change during the division cycle of E. coli. Due to the oscillation pattern the concentration of MinD decreases at the mid-cell which makes it favorable for the division. The mid-cell decrease in concentration of MinD is majorly length dependent. The oscillation pattern is not due to the change in concentration of MinD, but due to the plasticity arises from the spatial differences in molecular interactions between MinD and MinE. The manuscript is well written, the experiments are performed carefully and the results will be of interest to readers from variety of field. However, there are several concerns need explanation.

      ANS: We greatly appreciate the positive feedback from the reviewer, and we address the specific concerns below.

      Major concerns: One of my major concern is these interactions are not shown experimentally but explained using either the previously published literature or mathematical models. Further, the previous literatures are shown on in vitro models which does not mimic the in vivo system fully.

      ANS: We thank the reviewer for the important point that reaction rates in previous studies and in our model of Min oscillations have not been experimentally tested. We are aware of the lack of experimental measurements, but these reaction rates cannot be measured in batch reactions using classical biochemical methods. To accurately measure these reaction rates, the experiments require advanced techniques and methods to handle spatial and temporal resolution, which is beyond the scope of our current study. However, in the revised manuscript, we have re-run the simulation to refine and improve the results, and the corresponding text and illustration are provided in the Results section of the main text (Lines 237-279, 614-653) and Fig. S6. In our simulation, we fixed the diffusion coefficients D_D and D_E from Meacci et al. (2006) (Meacci et al., 2006); the dissociation rate constant k_de from a previous simulation (Wu et al., 2015); and the experimentally measured MinD and MinE concentrations in this study. Meanwhile, the diffusion coefficients D_d and D_de were assumed values based on bacterial membrane protein diffusion (Schavemaker et al., 2018). This operation allowed us to probe for the general behaviours of the system. As a result, we were able to obtain a few parameter sets, including #2728, that generate features of the oscillation period, λ_N and I_Ratio, that highly mimic MinD oscillation in the cellular context (Figs. 4C, S7-9). Interestingly, we found that this parameter set allows for maximum utilization of MinD and MinE molecules, which are fixed numbers from experimental measurements, to drive membrane-associated oscillations in the simulation. We further tested the impact of different kinetic constants, k_de, k_dD, k_dE, k_D, and k_(ADP→ATP), which represent different molecular interactions influencing the oscillation period, λ_N and I_Ratio (Figs. 4D-H). Our findings have provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions, and help us understand the possible mechanisms associated with oscillation cycle maintenance and length-dependent variable concentration gradients.

      The concentration of MinD does not change with the increasing length of the cell. Is the MinD concentration (or copy numbers) is different in the case of cells growing in low glucose and when compared to the cells growing at high glucose?

      ANS: Thank you for the comments. As shown in Figs. 2B, C, the concentration of MinD changed with cell length, but the number of MinD molecules per unit area did not change significantly with cell length. Although how the number of MinD molecules changes when cells are grown under low-glucose conditions is unclear, this number does not appear to be essential for the following reasons. We focused on studying Min oscillations during the normal growth cycle, minimizing experimental manipulations to analyse oscillation dynamics. Measurements of oscillations in cells grown under low-glucose conditions support the primary measurements. We think that further analysis of MinD concentration changes in growing cells under low-glucose conditions will not change the main conclusion of this manuscript: 'plasticity in the MinD concentration gradient is an intrinsic property of the Min system during cell growth',

      As per the current study a particular I-ratio at the mid-cell is required to initiate the cell division. In the case of cells growing at low glucose, how this required I-ratio is achieved at the mid-cell?

      ANS: Thank you for the excellent question. As described in the main text, lines 199-201, I_Ratio is defined as the ratio of the minimum intensity to the maximum intensity measured from the experimental data, which gradually decreases as the cell length increases (Fig. 3C). Since the minimum and maximum intensities were measured from the concentration gradient, which is characterized by the slope of the concentration gradient (λ_N), there exists a correlation between I_Ratio and λ_N. That is, a larger λ_N will result in a smaller I_Ratio, and vice versa. When comparing measurements made from cells grown with 0.4% and 0.1% glucose (Fig. 3B, C, E, F), the changes in λ_N are more drastic within a shorter length under low-glucose condition, which is accompanied by more drastic changes in I_Ratio. Furthermore, when the I_Ratio value was approximately 0.5, the corresponding cell length was significantly shorter under low-glucose condition. Therefore, we speculate that there may be an effective I_Ratio that is low enough for stable FtsZ ring formation. This effective I_Ratio can occur at any cell length, allowing us to see that bacteria divide at shorter cell lengths under low-glucose conditions. This property necessitates a faster reduction in the concentration gradient to reach the effective I_Ratio for cells dividing at shorter lengths. As a result, by adjusting λ_N as a function of length, the steepness of the I_Ratio reduction can be altered. Please see the main text, lines 389-406.

      There is decrease in the MinD oscillation time observed in low glucose condition. As explained by the authors the MinD oscillation is mainly guided by the FtsE induced removal of MinD from the membrane, how the authors can explain this decrease?

      ANS: Thank you for raising the question of how the MinE-induced detachment of membrane-bound MinD contributes to the oscillation time of MinD under low-glucose conditions. Although this is an interesting question, determining what regulates MinE-induced detachment of membrane-bound MinD under low-glucose conditions is beyond the scope of the current study. This unknown regulatory mechanism that regulates MinD-MinE interactions in growing cells under low glucose conditions is worthy of further investigation. However, our modelling results have provided a theoretical view of how oscillation features may be controlled by different molecular interactions between MinD and MinE and may guide future experiments investigating the underlying mechanism involved. Please refer to the Results section: 'Spatiotemporal distribution of the concentration gradient' in the main text, lines 351-373.

      Further, it is explained that the concentration of cellular ATP is in much higher concentration compared to the required amount for this oscillation. As the Iratio is majorly dependent on the cell length, what could be the reason for the differential N in the case of low and high glucose condition?

      ANS: Please refer to the previous answer to the question: 'As per the current study a particular I-ratio at the mid-cell is required to initiate the cell division. In the case of cells growing at low glucose, how this required I-ratio is achieved at the mid-cell?'. (this letter, Lines 764-779) In addition, our modelling in search of parameter sets that generate characteristics of MinD oscillation resembling oscillation in vivo allowed us to evaluate the impact of different molecular interactions, as represented by different rate constants (Fig. 4), which has provided important information for future mechanistic investigations, although not in the present study. Please see the Results section: 'Effect of the kinetic rate constant on the MinD concentration gradient' in the main text, lines 323-349.

      MinD is a highly insoluble protein. It also has an amphipathic helix and thus most of the time it binds to the membrane. The method used by the author to determine the cellular MinD concentration (mentioned in Fig S1) will only give the concentration of the soluble MinD and not of the total MinD. How the authors justify this as the total concentration. This is also the same in the case of MinE copy number calculation. Authors may need to perform the transcriptome analysis and compare both the data.

      ANS: We thank the reviewer for the comments. Since the attachment of MinD and MinE to the membrane is transient and MinD-membrane interactions require ATP, we expected that most of the protein would be released from the membrane into the cytoplasm after cell disruption, sufficiently representing the total MinD concentration. Furthermore, our measurements of molecule numbers are within the range of previous measurements (Di Ventura & Sourjik, 2011; Juarez & Margolin, 2010; Meacci & Kruse, 2005; Tostevin & Howard, 2006; Touhami et al, 2006). Thus, we believe that our current measurements are reliable and sufficient for subsequent interpretation.

      One of the main question asked by the authors in the abstract is. "How the intracellular Min protein concentration gradients are coordinated with cell growth to achieve spatiotemporal accuracy of cell division is unknown". Although the authors have shown that there is a change in concentration gradient during cell growth, the mechanism for the same is not very well explained. Authors have not provided any specific explanation for the increase in the velocity of the MinD oscillation and the gradient formation. How the velocity of MinD is increasing although there is no increase in the MinD concentration.

      ANS: We have changed 'the mechanism' to 'the exact way' in the abstract (Abstract, line 28). Moreover, in the revised manuscript, we have improved the mathematical model and performed a thorough investigation of the variations in the kinetic constants. This effort has provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions. The results may guide future experiments investigating the underlying mechanism involved. Please refer the answers to previous questions above.

      Figure 2B: shows the overall concentration of MinD in a single cell varies between 1180 - 1160 molecules/um2. In Fig 2C it is mentioned that mid-cell has a MinD concentration of 120-20 molecuels/ um2. Further, Fig3C and 3F shows I-ratio values varies between 0.6-0.4. Considering the values given the I-ratio (I min/ I max) should be between 0.1- 0.01. Authors need to explain the same. Figure 2C: The data in both the Y-axes are not matching and needs more clarification in the legend. Whether the number of molecules were counted only in the marked 200 nm area? If so, why the Y-axis 1 (molecules/um2) is decreasing 7 times, whereas, Y-axis 2 (molecules) is only by 2 times.

      ANS: In this work, we measured sfGFP-MinD intensity through fluorescence microscopy. The fluorescence intensity was converted into molecular numbers based on estimates from Western blot analyses (Fig. S1). This number of molecules for MinD and MinE was assumed to be the mean number, which was fit into the midpoint of the doubling time (Fig. 2B, black dashed line; main text, lines 166-167). Fig. 2C was obtained by further processing the same dataset to restrict the region of analysis to the midcell zone. Please refer to the main text, lines 158-178. However, the λ_N and I_Ratio values were calculated from the processed intensity data (Fig. S2; main text, lines 190-209, 533-559). Because of the conversion from intensity to molecule number in Figs. S2B, C and the image processing procedure applied to the calculation of λ_N and I_Ratio, it is not possible to directly compare the fold change and the upper and lower limits between molecule numbers and the λ_N and I_Ratio values.

      Other comments: Line 84: Requires reference for this statement.

      ANS: A recent review article has been added in the main text, line 84: '(Cameron & Margolin, 2024)'.

      Line 96: Can authors provide other evidence or validation for the determination of the copy numbers such as transcriptome analysis.

      ANS: We thank the reviewer for this suggestion. However, we believe that direct measurement of cellular protein abundance is reliable and sufficient for our purposes. Furthermore, transcriptome-measured RNA abundance does not translate directly to protein abundance in living cells because posttranscriptional processing, translation, posttranslational processing, and protein stability issues complicate the interpretation. Therefore, protein abundance measurement from cell extracts is straightforward for our purpose.

      Fig 1C: what is the units of time in Fig 1C? Is it equal for all the cell lengths?

      ANS: As described in the main text, lines 511-512, 'Time-lapse images of sfGFP-MinD were acquired at 12-sec intervals for 10 min or before the fluorescence diminished'. This condition is applied to all the acquired images in this work.

      Page 6, line 136-138: what could be the possible mechanism for change in velocity at different cell cycle time?

      ANS: To avoid confusion, we have modified the text and tone down the velocity when mentioned. This is because the mentioned velocity is inferred from the measured oscillation period and cell length but not from direct measurements; our emphasis is on understanding how the oscillation period remains fairly stable during cell growth rather than how the velocity changes. In the revised manuscript, we used modelling results to elucidate the possible mechanism related to period maintenance. The corresponding text and illustration are provided in the Results section (Lines 300-373) and the Discussion section of the main text (Lines 407-446) and Figs. 4, 5. In brief, this simulation allowed us to probe for general behaviours of the system, allowing us to obtain a few parameter sets that generate features of the oscillation period, λ_N and I_Ratio highly mimicking MinD oscillation in the cellular context (Fig 4C, S7-9). We further tested the impact of different kinetic constants, k_de, k_dD, k_dE, k_D, and k_(ADP→ATP), which represent different molecular interactions influencing the oscillation period, λ_N and I_Ratio (Fig 4D-H). This effort has provided us with a solid theoretical view of how oscillation features may be controlled by different molecular interactions. Please see the Results section: 'Effect of the kinetic rate constant on the MinD concentration gradient' in the main text, lines 323-349.

      Page 7, line 155: Any evidence for claiming the same?

      ANS: The sentence has been modified as follows: 'Thus, the fairly stable oscillation period and variable velocity did not change the precision of the septum placement.' (Main text, lines 155-156)

      Page 7, line 156: Is there any proof authors can show that burst MinD synthesis occurs during the division? If not in the case of MinD, is it shown in any other protein?

      ANS: The text is now in line 168-171: 'Interestingly, the value after division was not doubled, which could indicate a balanced outcome between de novo synthesis and degradation or a burst of MinD synthesis at cell division followed by constant synthesis.' In previous studies by Männik et al. (2018) (Mannik et al, 2018) and Vischer et al. (2015) (Vischer et al, 2015), the division protein FtsZ increased the cellular concentration throughout the cell cycle under slow growth conditions and degraded rapidly at the end of the cell cycle, a process controlled by the ClpXP protease. Because we do not know the relevance of these observations to our study, which focused on the plasticity of the MinD concentration gradient, we decided not to discuss them in the manuscript.

      Page 9, line 217: The Fig 4A is not explained clearly and all the terms mentioned needs to be explained. This figure is used to explain the differential concentration of MinD at the poles and the mid-cell, thus needs to be explain more clearly.

      ANS: Thank you for your comments. Please refer to the above answer to the question: 'One of my major concern is these interactions are not shown experimentally but explained using either the previously published literature or mathematical models. Further, the previous literatures are shown on in vitro models which does not mimic the in vivo system fully.', in this letter, lines 691-715.

      Page 12, line 285: What is meaning of default speed of MinD oscillation in new-born cells? Do the authors observed any specific velocity in the new-born cells? What is the explanation for length dependent oscillation velocity for MinD?

      ANS: Thank you for the questions. As mentioned earlier, the emphasis of this study is on understanding how the oscillation period remains relatively stable while showing plasticity of the concentration gradient during cell growth. The velocity is inferred from the oscillation period and cell length but is not a direct measurement. To avoid confusion, we have modified the text and placed less emphasis on the velocity when mentioned.

      Reviewer #3 (Significance (Required)):

      General assessment: Major work of the manuscript is relying on the mathematical models, whereas the audience are majorly from the biology fields and thus simplified explanations are required in many places. Many of the legends in the figures require more explanation for better understanding. If possible more experimental data can be added, specifically to explain the model mentioned in figure 4A.

      ANS: We have modified the figure legends to include more explanations. As mentioned above, we have also revised Fig. 4 to include improvements in modelling results to better fit the experimental data and to examine the impacts of the kinetics constants of the reaction steps in the Min system. Please refer to lines 691-715 in this letter.

      Advance: The study is adding to the existing knowledge and will be helpful to fill the conceptual gaps in understanding the mid-cell MinD concentration and what may favor the initiation of bacterial division. Audience: Majorly the microbiology community will be interested in the study. This will also be interest to Physicists and mathematical persons working to understand bacterial division.

      ANS: We thank the reviewer for this positive comment.

      Reviewer #4 (Evidence, reproducibility and clarity (Required)):

      The study by Parada et al. illuminates the intricate interplay between Min proteins, exemplified by MinD, and cell growth in E. coli. Their findings demonstrate that the MinD concentration gradient steepens progressively as cells elongate, potentially influencing FtsZ ring formation via MinC. Moreover, their comprehensive reaction-diffusion model not only corroborates experimental observations of length-dependent concentration gradients but also underscores the critical role of kinetic interactions involving Min proteins, the membrane, and ATP. This elucidation significantly advances our understanding of the oscillatory mechanisms within the Min system. Both the experimental and simulation data are robust, and the manuscript is exceptionally well-written. I express my full support for publication pending the satisfactory resolution of the outlined concerns.

      ANS: We appreciate the reviewer's positive feedback and have addressed most issues to the best of our ability.

      1. Remove the dot in front of "Min" in line 57.

      ANS: This has now been removed.

      1. In lines 82-84, the statement "...The distribution of the division inhibitor MinC may be synchronized with spatiotemporal differences in MinD concentrations, leading to a stable placement of the FtsZ ring at the midcell..." suggests a potential synchronization between MinC and MinD oscillations. It is crucial to investigate if sfGFP-MinC exhibits similar concentration gradient oscillatory behavior in vivo as observed with MinD.

      ANS: Thank you for bringing up this question. The key finding of our study, involving experimental measurements and mathematical modelling, is plasticity in the MinD concentration gradient, which results from spatial differences in molecular interactions and is an intrinsic property of the Min system during cell growth. With many investigations already covered in this manuscript, we prefer to investigate sfGFP-MinC in future studies, which will have different focuses on how MinC dynamics are coupled with the variable MinD concentration gradient to directly impact FtsZ ring formation.

      1. Ensure consistent significant digits throughout the text. For instance, 1.95{plus minus}0.16 μM in line 97, 1.4{plus minus}0.13 μM in line 98, and 1.9 {plus minus} 0.2 μM in line 100 have varying precision. Consider using integers for molecules.

      ANS: We have corrected the significant digits in the main text and supplemental information.

      1. Address the discrepancy in expression levels of MinD and MinE between strain FW1541 and its parental strain W3110. Given the labeling effect, it is possible that MinD expression levels differ. However, MinC's expression level should be approximately the same. Conduct whole-genome sequencing of both strains to identify any additional mutations.

      ANS: Thank you for the comments. As described in the main text (Lines 67-70), the most important aspect is the concentration ratio between MinD and MinE. Although the numbers are not the same, they are comparable to those in previous studies (Hale et al, 2001; Li et al, 2014; Schmidt et al, 2016; Shih et al, 2002) (Main text, lines 113-115). Furthermore, we performed whole-genome sequencing of the W3110 and FW1541 strains. We confirmed that sfGFP was correctly inserted. The sequence alignment of the minCDE locus is provided for your reference but not for publication. Although there are some sporatic point mutations, there is no obvious reason to believe that the mutations would impact Min protein expression. We will organize the deposition data as soon as I can.

      1. Clarify the apparent discrepancy between lines 112 and 127. Line 112 suggests that the periodic regularity of interpolar oscillations increases with cell length, as demonstrated in Fig 1B-C, 1E, Fig S5. However, in the subsequent section (starting from line 127), the authors state that oscillation periods remain relatively stable across cells of different lengths. Provide clarification on this apparent discrepancy.

      ANS: Thank you for pointing out this confusion caused by misuse of the term. In Lines 122-123, the statement has been modified as follows: '...the uniformity of the oscillation intervals appears to increase with length...' In line 139, 'The oscillation period' refers to the time required for the oscillation cycle. Since the correction in line 123 should suffice to clarify, we did not modify the statement in line 139.

      1. Specify if the analysis was limited to non-constricted cells. If so, state this explicitly in the text, as it could impact the interpretation of results, especially in relation to the linear dependence of cell length on time before constriction, as shown in Fig S3C.

      ANS: We did not specifically remove those constricted cells, but cells before splitting were considered one cell. We have added a statement to clarify in Lines 144-145.

      1. Improve clarity in Fig 2A by using distinct colors (e.g., green and red) for differentiation on the Y-axis.

      ANS: The Y axes of Fig. 2A have been modified.

      1. Correct "of" to "from" in line 223 for improved clarity and accuracy.

      ANS: Corrected.

      1. Include the missing "A" in Fig S6A for completeness and accuracy.

      ANS: This figure has been updated.

      1. Ensure consistency in referencing style (full names versus short names) throughout the manuscript.

      ANS: This has now been done.

      Reviewer #4 (Significance (Required)):

      While numerous commendable in vitro studies have explored the oscillatory behavior of the Min system, this work uniquely delves into the oscillation of MinD within live cells. It unveils the remarkable coordination between intracellular Min protein concentration gradients and cell growth, shedding light on the precise spatiotemporal regulation of cell division.

      ANS: We thank the reviewer for this positive comment.

      References Di Ventura B, Sourjik V (2011) Self-organized partitioning of dynamically localized proteins in bacterial cell division. Molecular systems biology 7: 457 Fischer-Friedrich E, Meacci G, Lutkenhaus J, Chate H, Kruse K (2010) Intra- and intercellular fluctuations in Min-protein dynamics decrease with cell length. Proceedings of the National Academy of Sciences of the United States of America 107: 6134-6139 Hale CA, Meinhardt H, de Boer PA (2001) Dynamic localization cycle of the cell division regulator MinE in Escherichia coli. The EMBO journal 20: 1563-1572 Juarez JR, Margolin W (2010) Changes in the Min oscillation pattern before and after cell birth. Journal of bacteriology 192: 4134-4142 Li GW, Burkhardt D, Gross C, Weissman JS (2014) Quantifying absolute protein synthesis rates reveals principles underlying allocation of cellular resources. Cell 157: 624-635 Mannik J, Walker BE, Mannik J (2018) Cell cycle-dependent regulation of FtsZ in Escherichia coli in slow growth conditions. Molecular microbiology 110: 1030-1044 Meacci G, Kruse K (2005) Min-oscillations in Escherichia coli induced by interactions of membrane-bound proteins. Phys Biol 2: 89-97 Meacci G, Ries J, Fischer-Friedrich E, Kahya N, Schwille P, Kruse K (2006) Mobility of Min-proteins in Escherichia coli measured by fluorescence correlation spectroscopy. Phys Biol 3: 255-263 Schavemaker PE, Boersma AJ, Poolman B (2018) How Important Is Protein Diffusion in Prokaryotes? Front Mol Biosci 5: 93 Schmidt A, Kochanowski K, Vedelaar S, Ahrne E, Volkmer B, Callipo L, Knoops K, Bauer M, Aebersold R, Heinemann M (2016) The quantitative and condition-dependent Escherichia coli proteome. Nature biotechnology 34: 104-110 Shih YL, Fu X, King GF, Le T, Rothfield L (2002) Division site placement in E. coli: mutations that prevent formation of the MinE ring lead to loss of the normal midcell arrest of growth of polar MinD membrane domains. The EMBO journal 21: 3347-3357 Tostevin F, Howard M (2006) A stochastic model of Min oscillations in Escherichia coli and Min protein segregation during cell division. Phys Biol 3: 1-12 Touhami A, Jericho M, Rutenberg AD (2006) Temperature dependence of MinD oscillation in Escherichia coli: running hot and fast. Journal of bacteriology 188: 7661-7667 Vischer NO, Verheul J, Postma M, van den Berg van Saparoea B, Galli E, Natale P, Gerdes K, Luirink J, Vollmer W, Vicente M, den Blaauwen T (2015) Cell age dependent concentration of Escherichia coli divisome proteins analyzed with ImageJ and ObjectJ. Front Microbiol 6: 586 Wu F, van Schie BG, Keymer JE, Dekker C (2015) Symmetry and scale orient Min protein patterns in shaped bacterial sculptures. Nature nanotechnology 10: 719-726

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      Referee #4

      Evidence, reproducibility and clarity

      The study by Parada et al. illuminates the intricate interplay between Min proteins, exemplified by MinD, and cell growth in E. coli. Their findings demonstrate that the MinD concentration gradient steepens progressively as cells elongate, potentially influencing FtsZ ring formation via MinC. Moreover, their comprehensive reaction-diffusion model not only corroborates experimental observations of length-dependent concentration gradients but also underscores the critical role of kinetic interactions involving Min proteins, the membrane, and ATP. This elucidation significantly advances our understanding of the oscillatory mechanisms within the Min system. Both the experimental and simulation data are robust, and the manuscript is exceptionally well-written. I express my full support for publication pending the satisfactory resolution of the outlined concerns.

      1. Remove the dot in front of "Min" in line 57.
      2. In lines 82-84, the statement "...The distribution of the division inhibitor MinC may be synchronized with spatiotemporal differences in MinD concentrations, leading to a stable placement of the FtsZ ring at the midcell..." suggests a potential synchronization between MinC and MinD oscillations. It is crucial to investigate if sfGFP-MinC exhibits similar concentration gradient oscillatory behavior in vivo as observed with MinD.
      3. Ensure consistent significant digits throughout the text. For instance, 1.95{plus minus}0.16 μM in line 97, 1.4{plus minus}0.13 μM in line 98, and 1.9 {plus minus} 0.2 μM in line 100 have varying precision. Consider using integers for molecules.
      4. Address the discrepancy in expression levels of MinD and MinE between strain FW1541 and its parental strain W3110. Given the labeling effect, it is possible that MinD expression levels differ. However, MinC's expression level should be approximately the same. Conduct whole-genome sequencing of both strains to identify any additional mutations.
      5. Clarify the apparent discrepancy between lines 112 and 127. Line 112 suggests that the periodic regularity of interpolar oscillations increases with cell length, as demonstrated in Fig 1B-C, 1E, Fig S5. However, in the subsequent section (starting from line 127), the authors state that oscillation periods remain relatively stable across cells of different lengths. Provide clarification on this apparent discrepancy.
      6. Specify if the analysis was limited to non-constricted cells. If so, state this explicitly in the text, as it could impact the interpretation of results, especially in relation to the linear dependence of cell length on time before constriction, as shown in Fig S3C.
      7. Improve clarity in Fig 2A by using distinct colors (e.g., green and red) for differentiation on the Y-axis.
      8. Correct "of" to "from" in line 223 for improved clarity and accuracy.
      9. Include the missing "A" in Fig S6A for completeness and accuracy.
      10. Ensure consistency in referencing style (full names versus short names) throughout the manuscript.

      Significance

      While numerous commendable in vitro studies have explored the oscillatory behavior of the Min system, this work uniquely delves into the oscillation of MinD within live cells. It unveils the remarkable coordination between intracellular Min protein concentration gradients and cell growth, shedding light on the precise spatiotemporal regulation of cell division.

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      Referee #3

      Evidence, reproducibility and clarity

      The manuscript shows that the concentration of MinD does not change during the division cycle of E. coli. Due to the oscillation pattern the concentration of MinD decreases at the mid-cell which makes it favorable for the division. The mid-cell decrease in concentration of MinD is majorly length dependent. The oscillation pattern is not due to the change in concentration of MinD, but due to the plasticity arises from the spatial differences in molecular interactions between MinD and MinE. The manuscript is well written, the experiments are performed carefully and the results will be of interest to readers from variety of field. However, there are several concerns need explanation.

      Major concerns:

      One of my major concern is these interactions are not shown experimentally but explained using either the previously published literature or mathematical models. Further, the previous literatures are shown on in vitro models which does not mimic the in vivo system fully.

      The concentration of MinD does not change with the increasing length of the cell. Is the MinD concentration (or copy numbers) is different in the case of cells growing in low glucose and when compared to the cells growing at high glucose? As per the current study a particular I-ratio at the mid-cell is required to initiate the cell division. In the case of cells growing at low glucose, how this required I-ratio is achieved at the mid-cell? There is decrease in the MinD oscillation time observed in low glucose condition. As explained by the authors the MinD oscillation is mainly guided by the FtsE induced removal of MinD from the membrane, how the authors can explain this decrease? Further, it is explained that the concentration of cellular ATP is in much higher concentration compared to the required amount for this oscillation. As the Iratio is majorly dependent on the cell length, what could be the reason for the differential N in the case of low and high glucose condition? MinD is a highly insoluble protein. It also has an amphipathic helix and thus most of the time it binds to the membrane. The method used by the author to determine the cellular MinD concentration (mentioned in Fig S1) will only give the concentration of the soluble MinD and not of the total MinD. How the authors justify this as the total concentration. This is also the same in the case of MinE copy number calculation. Authors may need to perform the transcriptome analysis and compare both the data.

      One of the main question asked by the authors in the abstract is. "How the intracellular Min protein concentration gradients are coordinated with cell growth to achieve spatiotemporal accuracy of cell division is unknown". Although the authors have shown that there is a change in concentration gradient during cell growth, the mechanism for the same is not very well explained. Authors have not provided any specific explanation for the increase in the velocity of the MinD oscillation and the gradient formation. How the velocity of MinD is increasing although there is no increase in the MinD concentration. Figure 2B: shows the overall concentration of MinD in a single cell varies between 1180 - 1160 molecules/um2. In Fig 2C it is mentioned that mid-cell has a MinD concentration of 120-20 molecuels/ um2. Further, Fig3C and 3F shows I-ratio values varies between 0.6-0.4. Considering the values given the I-ratio (I min/ I max) should be between 0.1- 0.01. Authors need to explain the same. Figure 2C: The data in both the Y-axes are not matching and needs more clarification in the legend. Whether the number of molecules were counted only in the marked 200 nm area? If so, why the Y-axis 1 (molecules/um2) is decreasing 7 times, whereas, Y-axis 2 (molecules) is only by 2 times.

      Other comments:

      Line 84: Requires reference for this statement.

      Line 96: Can authors provide other evidence or validation for the determination of the copy numbers such as transcriptome analysis.

      Fig 1C: what is the units of time in Fig 1C? Is it equal for all the cell lengths?

      Page 6, line 136-138: what could be the possible mechanism for change in velocity at different cell cycle time?

      Page 7, line 155: Any evidence for claiming the same?

      Page 7, line 156: Is there any proof authors can show that burst MinD synthesis occurs during the division? If not in the case of MinD, is it shown in any other protein?

      Page 9, line 217: The Fig 4A is not explained clearly and all the terms mentioned needs to be explained. This figure is used to explain the differential concentration of MinD at the poles and the mid-cell, thus needs to be explain more clearly.

      Page 12, line 285: What is meaning of default speed of MinD oscillation in new-born cells? Do the authors observed any specific velocity in the new-born cells? What is the explanation for length dependent oscillation velocity for MinD?

      Significance

      General assessment: Major work of the manuscript is relying on the mathematical models, whereas the audience are majorly from the biology fields and thus simplified explanations are required in many places. Many of the legends in the figures require more explanation for better understanding. If possible more experimental data can be added, specifically to explain the model mentioned in figure 4A.

      Advance: The study is adding to the existing knowledge and will be helpful to fill the conceptual gaps in understanding the mid-cell MinD concentration and what may favor the initiation of bacterial division.

      Audience: Majorly the microbiology community will be interested in the study. This will also be interest to Physicists and mathematical persons working to understand bacterial division.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      This work by Parada et al showed that in the oscillatory Min System, MinD gradient was steeper in longer e.coli cells, while period was stable. This behavior was recapitulated in a mathematical model and it also revealed coordinated reaction rates in a wide range of parameter space.

      Major comments:

      1. There were some inconsistencies between experimental and modeling data. Wave slope (𝜆𝑁) plateaued at ~3um in the model but not shown in the experiment (Fig.3B). The period was much less in the model (Fig. S8) than in the experiment (Fig. 1B).
      2. Generally, I found that the data of starved condition added little to the major message. Unless the model can recapitulate the even steeper gradient in such condition by tuning starvation-related parameters, it may be removed.
      3. The authors need to compare what was different/novel between the model in this study and previous models such as Wu, et al 2015 and highlight the uniqueness of this work.
      4. The model explored parameter space of reaction rates and found 60 sets. The KdE, KD, KdD, KADP-ATP ranged 6 orders of magnitude. It is interesting data in itself, but cells were not likely to vary that much for reaction rates. The relevance should be discussed.

      Minor comments:

      1. Fig.1B colors were conflicting. The legend was different than diagram. Fig.1C no scale for x axis.
      2. Fig.S6A How the 638 oscillatory parameter sets were matched with experimental data and screened to 174 sets was not clear. Data of fitting error<0.12 and slope<2 were filtered. Authors should explain the criterion for data filtering.
      3. Significant digits were not used properly. For example, the period (table 1) was showed as 46.00 sec, but the imaging interval was 12 sec, the 2 decimal digits were thus meaningless. The same argument goes for length measurement at 2.84 um, while the optical resolution of the microscope used should be no good than 200nm.
      4. For scatter plot like Fig.1D-G, generally smaller dots would show trend more obvious.
      5. The molecular mechanism of why MinD gradient increases with length was not the scope of the current study, but better to be discussed.
      6. Fig.S8, why sudden jump in period in many of the sets of both groups?

      Significance

      Min system was well-studied oscillation mechanism to restrict FtsZ at cell center. Previous work has shown how the system work molecularly, simulated the behavior and reconstituted many different patterns in vitro. The major new information from this work was: 1. the rigorously measured endogenous level of MinD and MinE; 2. gradient increased with length; 3. a model recapitulated this relationship and explored parameter space of reaction rates.

      The paper was well presented, experiments and analysis were rigorous, and the conclusions were not overstated. It should interest specialized cell biologists studying cell size, oscillation pattern.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      Parada et al. studied both experimentally and theoretically the MinD concentration distribution of Min waves during cell growth. The main finding was that (i) the gradient of MinD is steeper for longer cells and accordingly the MinD concentration at the middle of cell is lower, (ii) period of the oscillation is independent to the cell length, and (iii) those features are shared even under glucose starvation except the MinD gradient is steeper. (iv) Those results are supplemented by the analyses of the reaction-diffusion equations in which parameters that can reproduce the MinD concentration distribution are identified.

      I think the results are interesting; basically, as the cell grows, the contrast of the wave becomes clearer, such the MinD concentration at the cell centre decreases. The results may clarify the mechanism of FtsZ accumulation at the cell centre more quantitatively. The experiments were performed by measuring the fluorescent intensity of MinD during cell growth and analysing the intensity distribution along the long axis of the cell. The theoretical results were based on the analyses of the reaction-diffusion model. Both approaches are already well established and the results sound. Nevertheless, I do not think the novelty of this work is not well highlighted in the current manuscript; I think most of the results, except (iii) and (iv), have already been shown explicitly or implicitly in the previous studies. Min oscillations in a growing cell have been analysed both theoretically and experimentally in (Meacci 2005) and [1]. The concentration distribution and period of the oscillation were measured. The complete results were presented in [2], and I am not aware of those results in scientific journals (the thesis is available online). Nevertheless, I think it is fair to cite those studies and compare the current results with them. In fact, in [2], it was shown that the concentration of MinD near the cell centre decreases as the cell grows, the total MinD concentration is approximately constant during the growth (therefore, the number of the molecules increases), and that the variance of the period becomes smaller as the cell grows. I do not think those previous studies spoil this work, and this work deserves publication somewhere. Still, the authors should highlight the novelty of this study more clearly.

      Major comments:

      (i) In (Meacci 2005) and [1,2], it was claimed that the standard deviation of the period is comparable with the mean period, particularly for the shorter cell. Therefore, they did not claim the period is independent to the cell length. As far as I understood, the variance arises from the variance of the total protein concentration in the assemble of cells. I am wondering how the authors are able to conclude the constant period in different cell length. I also point out that in the theoretical part of (Meacci 2005), the period is, in fact, increasing as the cell grows and suddenly decreases at the length in which cell division occurs.

      (ii) I do not think the explanations of the reaction-diffusion model were well described. The authors mentioned that they studied a one-dimensional model and used the delta function to describe the membrane reaction. Did the authors study 1D cytosol and 0D membrane? Then, why the surface diffusion term exists in (4) and (5)? I believe the authors simply assumed that both the membrane and the cytosol are 1D (with larger diffusion constants for cytosolic Min concentrations). Then, the delta functions in (1)-(5) are not necessary. In (Wu 2015), the delta function was used in order to treat a 2D membrane embedded in 3D space.

      Besides that, there is no description of the initial conditions for the concentration fields to solve the reaction-diffusion equations. I think the description of the no-flux boundary condition is better put in the Methods rather than supplementary materials.

      (iii) As in the previous comment, the current model did not take into account the geometry of the system; namely, cytosol is in 3D and membrane is on 2D. Recent theoretical studies can handle the effect, and also the effect of confinement. I would appreciate it if the authors would make a comment on whether those issues are relevant or not for the conclusion of this work.

      (iv) I would appreciate it if the authors would describe the screening process more clearly. I did understand the first screening is a finite imaginary part and a positive real part at the first mode of spatial inhomogeneity in the eigenvalues. However, I did not understand the other processes clearly. The second screening is based on \lambda_N and I_Ratio, but its criteria is not clear. I think both quantities fluctuated in experimental results and I am not sure what to define numerical results match them.

      The third process is based on a fitting error using the fitting function of linear increase plus a constant. I am not sure why we need to exclude, for example, the bottom right example in Fig.S6 because it shows no oscillation until the cell length of 3um but then the gradient linearly increases. Please clarify how to justify the criteria. The same argument applies to the fourth screening process. It is not clear why the slope should be smaller than 2.

      (v) The authors claimed that the steeper gradient of MinD under glucose starvation results in cell division for shorter cells. I do not think the claim is convincing. It is necessary to measure the correlation between the length at the cell division and the gradient. It would also be nicer to show the correlation under other parameters. I think those studies truly support the authors' claim and the novelty of this work.

      (vi) The conclusion at Line 346 "This plasticity arises from spatial differences in molecular interactions between MinD and MinE, as demonstrated..." looks unclear to me. My understanding is that (i) by screening the randomly sampled parameters in the reaction-diffusion model, the authors found the parameters that "match" experimental results, and (ii) the parameters after screening show the correlation between them (k_dD-k_dE and k_D-k_ATP->ADP). The logic heavily relies on the reaction-diffusion model is quantitatively correct. First, I think it is better to explain the logic more explicitly, that is, the claim of the molecular interaction is not based on the experimental facts. Second, I personally think the reaction-diffusion model used in this work does not reproduce quantitatively the experimental results, as discussed in (iii) and also (iv). Please make some discussions on how to justify the comparison between the model and experiments.

      (vii) I did not capture the point why the authors can claim "... further distinguishing in vivo and in vitro observations. " at Line 350. I did not find the results comparing with vitro studies. I would appreciate a demonstration of vitro results and/or references.

      Minor comments:

      1. Line 214: It should be "Fange and Elf".
      2. I think it is better to show sampled points in Fig.4C and 4D to show how dense the authors sampled in the parameter space.

      REFERENCES:

      [1] Fischer-Friedrich, Elisabeth / Meacci, Giovanni / Lutkenhaus, Joe / Chaté, Hugues / Kruse, Karsten, "Intra- and intercellular fluctuations in Min-protein dynamics decrease with cell length", Proceedings of the National Academy of Sciences, 107, 6134-6139 (2010).

      [2] Meacci, Giovanni, "Physical Aspects of Min Oscillations in Escherichia Coli", PhD thesis (2006) available at https://www.pks.mpg.de/fileadmin/user_upload/MPIPKS/group_pages/BiologicalPhysics/dissertations/GiovanniMeacci2006.pdf

      Significance

      General assessment:

      I think the strength of this study is that it potentially shows the quantitative correlation between the MinD concentration gradient during the oscillation and the cell length when it divides. However, the current data of glucose starvation is not convincing enough. The model parts are interesting but their connection to the experiments is not clear in the current manuscript.

      Advance:

      The advance of this study is to measure the MinD concentration gradient under glucose starvation, and to compare the experimental results with the (simplified) model under a wide range of parameters. I do not think the advance in the current manuscript looks conceptual level because the conceptual conclusions are not really convincing from the results. In this respect, the advance of this work may be technical.

      Audience:

      As a theoretician working on biophysics, including the model of the Min system, I think a specialised audience would be interested in this study. People who are studying the mechanism of the Min oscillation and resulting cell division, particularly those who are interested in both experiments and models, would be interested in this work. For the broad audience, I do not think the novelty of this study is well described.

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      Reply to the reviewers

      Manuscript number: RC-2024-02393

      Corresponding author(s): Katja Petzold

      1. General Statements [optional]

      We thank the reviewers for recognising the impact of our manuscript. The reviewers noted the novelty of the miRNA bulge structure, the importance of the three observed binding modes and their potential for use in future structure-based drug design, and the possible importance of the duplex release phenomenon. We are also thankful for the relevant and constructive feedback provided.

      Our responses to the comments are written point by point in blue, and any changes in the manuscript are shown in red.

      2. Description of the planned revisions

      In response to Reviewer 1 - major comment 2

      Some of the data is over-interpreted. For example, in Figure 3A, it is concluded that supplementary regions are more important for weaker seeds. Only two 8-mer seeds are present among the twelve target sites and thus it might be difficult to generalize.

      We found the relationship between seed type and the effect of supplementary pairing in our data intriguing. To further investigate this effect, we tested whether it exists in published microarray data from HCT116 cells transfected with six different miRNAs (Linsley et al., 2007; Argawal et al., 2015). Here we found that the for the two miRNAs (miR-103 and miR-106b) where we see an impact of supplementary pairing, the difference is primarily driven by 7mer-m8 seeds.

      Since the effect appears to be specific to the miRNA, we would like to test whether it can be observed for miR-34a in a larger dataset. Therefore, we plan to transfect HEK293T cells with miR-34a and analyse the mRNA response via RNAseq. We will repeat the analysis shown above, using the predicted number of supplementary pairs to categorise the dataset into groups with or without the effect of supplementary pairing. We will then compare the three seed types within these groups.

      In response to Reviewer 2 - minor comment 1, "why was the 34-nt 3'Cy3-labeled miR34a complementary probe shifted up in the presence of AGO?".

      We plan to investigate the upper band, which we hypothesise is a result of duplex release, using EMSA to ascertain whether the band height agrees with the size of the duplex.

      3. Description of the revisions that have already been incorporated in the transferred manuscript

      Reviewer #1

      Evidence, reproducibility and clarity

      Sweetapple et al. Biophysics of microRNA-34a targeting and its influence on down-regulation

      In this study, the authors have investigated binding of miR-34a to a panel of natural target sequences using EMSA, luciferase reporter systems and structural probing. The authors compared binding within a binary and a ternary complex that included Ago2 and find that Ago2 affects affinity and strengthens weak binders and weakens strong binders. The affinity is, however, generally determined by binary RNA-RNA interactions also in the ternary complex. Luciferase reporter assays containing 12 different target sites that belong to one of three seed-match types were tested. Generally, affinity is a strong contributor to repression efficiency. Duplex release, a phenomenon observed for specific miRNA-target complementarities, seems to be more pronounced when high affinity within the binary complex is observed. Furthermore, the authors use RABS for structural probing either in a construct in CIS or binding by the individual miRNA in TRANS or in a complex with Ago2. They find pronounced asymmetric target binding and Ago2 does not generally change the binding pattern. The authors observe one specific structural group that was unexpected, which was mRNA binding with bulged miRNAs, which was expected sterically problematic based on the known structures. MD simulations, however, revealed that such structures could indeed form.

      This is an interesting manuscript that contributes to our mechanistic understanding of the miRNA-target pairing rules. The combination of affinity measurements, structural probing and luciferase reporters allow for a broad correlation of target binding and repression strength, which is a well-thought and highly conclusive approach. However, there are a number of shortcomings that are summarized below.

      The manuscript is not easy to read and to follow for several reasons. First, many of the sub-Figures are not referenced in the text of the results section (1C, 1D, 2C, 4D), which is somewhat annoying. Figure 4A seems to be mis-labeled. Second, a lot of data is presented in suppl. Figures. It should be considered to move more data into the main text in order to make it easier for readers to evaluate and follow.

      Thank you for bringing this to our attention. We have now revised the figure references accordingly.

      We have relocated gel images of BCL2, WNT1, MTA2 and the control samples from Figure S3 and S4 to the main results (Figure 2A-B) to improve readability and provide controls and details that aid in clear understanding. Additionally, we have relocated panel C from Figure S6 to Figure 2C to enhance the clarity of our rationale for using polyuridine (pU) in our AGO2 binding assays.

      The updated figure is shown below, with changes to the legend marked in red.

      Figure 2. Binary and ternary____ complex binding affinities measured by EMSA. (A) Binary (mRNA:miR-34a) binding assays showing examples of BCL2, WNT1 and MTA2. (B) Ternary (mRNA:miR-34a-AGO2) binding assays showing examples of BCL2, WNT1, MTA2, and the three control targets PERFECT, SCRseed, and SCRall. The Cy5 labelled species is indicated with asterisk (*). F indicates the free labelled species (miR34a or mRNA), B indicates binary complex, and T indicates ternary complex. Adjacent titrations points differ two-fold in concentration, with maximum concentrations stated at the top right. Adjacent titration points for MTA2 differed three-fold to assess a wider concentration range. In theternary assay, miRNA duplex release from AGO2 was observed for amongst others BCL2, WNT1, PERFECT, and SCRseed (band indicated with B), while it was not observed for SCRall and MTA2. See Figures S3 and S4 for representative gel images for all targets. See Supplementary files 2 and 3 for all images and replicates. (C) Titrations with increasing miR-34a-AGO2 concentration against Cy5-labelled SCRall (left) or PNUTS (right) comparing the absence and presence of 20 μM polyuridine (pU) during equilibration. pU acted as a blocking agent, reducing nonspecific binding, as seen by the different KD,app values for SCRall and PNUTS after addition of 20 μM pU. Therefore, all final mRNA:miR-34a-AGO2 EMSAs were carried out in the presence of 20 μM pU. Labels are as stated above. (D) Individual binding profiles for each of the 12 mRNA targets assessed by electrophoretic mobility assay (EMSA). Each datapoint represents an individual experiment (n=3). Blue represents results for the binary complex, and green represents results for the ternary complex. Dotted horizontal lines represent the KD,app values, which are also stated in blue and green with standard deviations (units = nM). Note that the x-axis spans from 0.1 to 100,000 in CCND1, MTA2 and NOTCH2, whereas the remaining targets span 0.1 to 10,000.

      Some of the data is over-interpreted. For example, in Figure 3A, it is concluded that supplementary regions are more important for weaker seeds. Only two 8-mer seeds are present among the twelve target sites and thus it might be difficult to generalize.

      We have revised our wording to recognise that more 8-mer sites would be required to draw a stronger conclusion based on this hypothesis. This hypothesis would be interesting to confirm in a larger dataset but is unfortunately outside of the scope of this paper.

      Our hypothesis also aligns with recent data from Kosek et al. (NAR 2023; Figure 2D) where SIRT1 with an 8mer and 7mer-A1 seed was compared. Only the 7mer-A1 was sensitive to mutations in the central region or switching all mismatched to WC pairs.

      Page 21 now states:

      "This result indicates that the impact of supplementary binding may be greater for targets with weaker seeds, as has been observed earlier in a mutation study of miR-34a binding to SIRT1 (Kosek et al., 2023), although a larger sample size would be needed to confirm this observation."

      Furthermore, we found the relationship between seed type and the effect of supplementary pairing in our data intriguing. To further investigate this effect, we tested whether it exists in published microarray data from HCT116 cells transfected with six different miRNAs (Linsley et al., 2007; Argawal et al., 2015). Here we found that the for the two miRNAs (miR-103 and miR-106b) where we see an impact of supplementary pairing, the difference is primarily driven by 7mer-m8 seeds. We therefore plan to test whether the effect can be observed for miR-34a in a larger dataset. We have outlined our preliminary data and planned experiments in Section 2 - description of the planned revisions.

      I did not understand why the CIS system shown in 4A is a good test case for miR-34a-target binding. It appears very unnatural and artificial. This needs to be rationalized better. Otherwise it remains questionable, whether these data are meaningful at all.

      Thank you for pointing out the need for clearer rationalisation.

      The TRANS construct, where the scaffold carries the mRNA targeting sequence, provides reactivity information for the mRNA side only, while the microRNA is bound within RISC, with the backbone protected by AGO2. Therefore, to gain information on the miR-34a side of each complex we used the CIS construct, which provides reactivity information from both the miRNA and mRNA. We used the miRNA and mRNA reactivities to calculate all possible secondary structures for the binary complex, and then compared these structures to the mRNA reactivity in TRANS to find which structure fitted the reactivity patterns observed in the ternary complex.

      We have included an additional statement in the manuscript to clarify this point on pages 12-13:

      "Two RNA scaffolds were used for each mRNA target; i) a CIS-scaffold: RNA scaffold containing both mRNA target and miRNA sequence separated by a 10 nucleotide non-interacting closing loop, and ii) a TRANS-scaffold: RNA scaffold containing only the mRNA target sequence, to which free miR-34a or the miR-34a-AGO2 complex was bound (Figure 4A). The CIS constructs therefore provided reactivity information on the miRNA side, which is lacking in the TRANS construct, and was used to complement the TRANS data."

      It may be worthwhile noting that a non-interacting 10 nucleotide loop was inserted between then miRNA and mRNA of the CIS constructs, allowing the miRNA and mRNA strands to bind and release freely. The reactivity patterns of each mRNA:miRNA duplex were compared between CIS and TRANS, and showed similar base pairing (Figure 4D). Furthermore, we have previously compared the two scaffolds in our RABS methodology paper (Banijamali et al. 2022), where no differences were observed besides reduced end fraying in the CIS construct.

      For the TRANS experiments, only one specific scaffold structure is used. This structure might impact binding as well and thus at least one additional and independent scaffold should be selected for a generalized statement.

      For each construct, the potential of interaction with the scaffold was tested using the RNAstructure (Reuter & Mathews, 2010)package. Based on the results of this assessment, two different scaffolds were used for our TRANS experiments. The testing and use of scaffolds has now been clarified further on page 13:

      "The overall conformation of each scaffold with the inserted RNA was assessed using the RNAstructure (Reuter & Mathews, 2010) package to ensure that the sequence of interest did not interact with the scaffold. If any interaction was observed between the RNA of interest and the scaffold, then the scaffold was modified until no predicted interaction occurred. The different scaffolds and their sequence details are shown in supplementary information (Table S1)."

      We have previously examined the scaffold's effect on binding and structure during the development of the RABS method. We tested the same mRNA (SIRT1) in separate, independent scaffolds to verify the consistency of the results. An example of this can be found in the supplementary information (Figure S1a) of Banijamali et al. (2022).

      Generally, it would be nice to have some more information about the experiments also in the result section. Recombinant Ago2 is expressed in insect cells and re-loaded with miR-34a, luciferase reporters are transfected into tissue culture cells, I guess.

      We have now stated the cell types used for AGO2 expression and luciferase reporter assays in the results.

      On page 17 we have included:

      "Samples of each of the 12 mRNA targets, as well as miR-34a and AGO2, were synthesised in-house for biophysical and biological characterisation. Target mRNA constructs were produced via solid-phase synthesis while miR-34a was transcribed in vitro and cleaved from a tandem transcript (Feyrer et al., 2020), ensuring a 5' monophosphate group. AGO2 was produced in Sf9 insect cells."

      "To measure the affinity of each mRNA target binding to miR-34a, both within the binary complex (mRNA:miR-34a) and theternary complex (mRNA:miR-34a-AGO2), we optimised an RNA:RNA binding EMSA protocol to suit small RNA interactions. The protocol is loosely based on Bak et al. (2014)36, with major differences being use of a sodium phosphate buffering system so as not to disturb weaker interactions (James et al., 1996; Stellwagen et al., 2000), supplemented with Mg2+ as a counterion to reduce electrostatic repulsion between the two negatively charged RNAs (Misra & Draper, 1998), and fluorescently labelled probes."

      Page 19:

      " We successfully tested various RNA backgrounds, including polyuridine (pU) and total RNA extract (Figure S6B) to block any unspecific binding. Ultimately, we supplemented our binding buffer with pU at a fixed concentration of 20 µM for the ternary assays to achieve the greatest consistency."

      Page 20:

      "Repression efficacy for the 12 mRNA targets by miR-34a was assessed through a dual luciferase reporter assay6. Target mRNAs were cloned into reporter constructs and transfected into HEK293T cells."

      Page 22:

      "To infer base pairing patterns and secondary structure for each of the 12 mRNA:miR-34a pairs, we used the RABS technique (Banijamali et al., 2023) with 1M7 as a chemical probe. All individual reactivity traces are shown in Figure S9. Reactivity of each of the 22 miR-34a nucleotides was assessed upon binding to each of the 12 mRNA targets within a CIS construct, containing both miR-34a and the mRNA target site separated by a non-interacting 10-nucleotide loop. The two RNAs can therefore bind and release freely within the CIS construct and reactivity information is collected from both RNA strands."

      In the first sentence of the abstract, Argonaute 2 should be replaced by Argonaute only since other members bind to miRNAs as well.

      Thank you for recognising this. It has now been corrected.

      Significance

      This is an interesting manuscript that contributes to our mechanistic understanding of the miRNA-target pairing rules. The combination of affinity measurements, structural probing and luciferase reporters allow for a broad correlation of target binding and repression strength, which is a well-thought and highly conclusive approach. However, there are a number of shortcomings.

      We thank the reviewer for recognising the approach and impact of our work. In addition we thank the reviewer for identifying the need for further data to support our conclusions from the luciferase assays, which is something that we plan to address, as described in section 2.



      Reviewer #2

      Evidence, reproducibility and clarity

      Summary: Sweetapple et al. took the approaches of EMSA, SHAPE, and MD simulations to investigate target recognition by miR-34a in the presence and absence of AGO2. Surprisingly, their EMSA showed that guide unloading occurred even with seed-unpaired targets. Although previous studies reported guide unloading, they used perfectly complementary guide and target sets. The authors of this study concluded that the base-pairing pattern of miR-34a with target RNAs, even without AGO2, can be applicable to understanding target recognition by miR-34a-bound AGO2.

      Major comments:

      (Page 11 and Figure S4) The authors pre-loaded miR-34a into AGO2 and subsequently equilibrated the RISC with a 5' modified Cy5 target mRNA. Since properly loaded miR-34a is never released from AGO2, it is impossible for the miR-34a loaded into AGO2 to form the binary complex (mRNA:miR-34a) in the EMSA (guide unloading has been a long-standing controversy). However, they observed bands of the binary complex in Figure S4. The authors did not use ion-exchange chromatography. AGOs are known to bind RNAs nonspecifically on their positively charged surface. Is it possible that most miR-34a was actually bound to the surface of AGO2 instead of being loaded into the central cleft? This could explain why they observed the bands of the binary complex in EMSA.

      Thank you for mentioning this crucial point which has been a focus of our controls. We have addressed this point in four ways:

      Salt wash during reverse IMAC purification. Separation of unbound RNA and proteins via SEC. Blocking non-specific interactions using polyuridine. Observing both the presence and absence of duplex release among different targets using the same AGO2 preparation and conditions.

      Firstly, although we did not use a specific ion exchange column for purification, we believe the ionic strength used in our IMAC wash step was sufficient to remove non-specific interactions. We used A linear gradient with using buffer A (50 mM Tris-HCl, 300 mM NaCl, 10 mM Imidazole, 1 mM TCEP, 5% glycerol v/v) and buffer B (50 mM Tris-HCl, 500 mM NaCl, 300 mM Imidazole, 1 mM TCEP, 5% glycerol) at pH 8. The protocol followed recommendation by BioRad for their Profinity IMAC resins where it is stated that 300 mM NaCl should be included in buffers to deter nonspecific protein binding due to ionic interactions. The protein itself has a higher affinity for the resin than nucleic acids.

      A commonly used protocol for RISC purification follows the method by Flores-Jasso et al. (RNA 2013). Here, the authors use ion exchange chromatography to remove competitor oligonucleotides. After loading, they washed the column with lysis buffer (30 mM HEPES-KOH at pH 7.4, 100 mM potassium acetate, 2 mM magnesium acetate and 2 mM DTT). AGO was eluted with lysis buffer containing 500 mM potassium acetate. Competing oligonucleotides were eluted in the wash.

      As ionic strength is independent of ion identity or chemical nature of the ion involved (Jerermy M. Berg, John L. Tymoczko, Gregory J. Garret Jr., Biochemistry 2015), we reasoned that our Tris-HCl/NaCl/ imidazole buffer wash should have at comparable ionic strength to the Flores-Jasso protocol.

      Our total ionic contributions were: 500 mM Na+, 550 mM Cl-, 50 mM Tris and 300 mM imidazole. We recognise that Tris and imidazole are both partially ionized according the pH of the buffer (pH 8) and their respective pKa values, but even if only considering the sodium and chloride it should be comparable to the Flores-Jasso protocol.

      We have restated the buffer compositions below written the methods section more explicitly to describe this:

      "Following dialysis, any precipitate was removed by centrifugation, and the resulting supernatant was loaded onto a IMAC buffer A-equilibrated HisTrap-Ni2+ column to remove TEV protease, other proteins, and non-specifically bound RNA. A linear gradient was employed using IMAC buffers A and B."

      Secondly, after reverse HisTrap purification, AGO2 was run through size exclusion chromatography to remove any remaining impurities (shown Figure S2B).

      Thirdly, knowing that AGO2 has many positively charged surface patches and can bind nucleic acid nonspecifically (Nakanishi, 2022; O'Geen et al., 2018), we tested various blocking backgrounds to eliminate nonspecific binding effects in our EMSA ternary binding assays. We were able to address this issue by adding either non-homogenous RNA extract or homogenous polyuridine (pU) in our EMSA buffer during equilibration background experiments. This allowed us to eliminate non-specific binding of our target mRNAs, as shown previously in Supplementary Figure S6. We appreciate that the reviewer finds this technical detail important and have moved the panel C of figure S6 into the main results in Figure 2C, to highlight the novel conditions used and important controls needed to be performed. If miR-34a were non-specifically bound to the surface of AGO2 after washing, this blocking step would render any impact of surface-bound miR-34a negligible due to the excess of competing polyuridine (pU).

      Our EMSA results show that, using polyU, we can reduce non-specific interaction between AGO2 and RNAs that are present. And still, duplex release occurs despite the blocking step. It is therefore less likely that duplex release is caused by surface-bound miR-34a.

      Finally, the observation of distinct duplex release for certain targets, but not for others (e.g. MTA2, which bound tightly to miR-34a-AGO2 but did not exhibit duplex release; see Figure 2), argues against the possibility that the phenomenon was solely due to non-specifically bound RNA releasing from AGO2.

      In response to the reviewers statement "Since properly loaded miR-34a is never released from AGO2, it is impossible for the miR-34a loaded into AGO2 to form the binary complex (mRNA:miR-34a)" we would like to refer to the three papers, De et al. (2013) Jo MH et al. (2015), and Park JH et al. (2017), which have previously reported duplex release and collectively provide considerable evidence that miRNA can be unloaded from AGO in order to promote turnover and recycling of AGO. It is known that AGO recycling must occur, therefore there must be some mechanisms to enable release of miRNA from AGO2 to enable this. It is possible that AGO recycling proceeds via miRNA degradation (TDMD) in the cell, but in the absence of enzymes responsible for oligouridylation and degradation, the miRNA duplex may be released. As TDMD-competent mRNA targets have been observed to release the miRNA 3' tail from AGO2 (Sheu-Gruttadauria et al., 2019; Willkomm et al., 2022), there is a possible mechanistic similarity between the two processes, however, we do not have sufficient data to make any statement on this.

      (Page 18 and Figure S5) Previous studies (De et al., Jo MH et al., Park JH et al.) reported guide unloading when they incubated a RISC with a fully complementary target. However, neither MTA2, CCND1, CD44, nor NOTCH2 can be perfectly paired with miR-34a (Figure 1A). Therefore, the unloading reported in this study is quite different from the previously reported works and thus cannot be explained by the previously reported logic. The authors need to explain the guide unloading mechanism that they observed. Otherwise, they might misinterpret the results of their EMSA and RABS of the ternary complex.

      The three aforementioned studies have reported unloading/duplex release. However, they did not only report fully complementary targets in this process.

      De et al. (2013) reported that "highly complementary target RNAs promote release of guide RNAs from human Argonaute2".

      Subsequently, Park et al. (2017) reported: "Strikingly, we showed that miRNA destabilization is dramatically enhanced by an interaction with seedless, non-canonical targets."

      A figure extracted from Figure 5 of Park et al. is shown below illustrating the occurrence of unloading in the presence of seed mismatches in positions 2 and 3 (mm 2-3). Jo et al. (2015) also reported that binding lifetime was not affected by the number of base pairs in the RNA duplex.

      In addition to these three reports, a methodology paper focusing on miRNA duplex release was published recently titled "Detection of MicroRNAs Released from Argonautes" (Min et al., 2020).

      Therefore, we do believe that the previously observed microRNA release is similar to our observation. Here we also correlate it to structure and stability of the complex.

      (Page 20) The authors reported, "it is notable that the seed region binding does not appear to be necessary for duplex release." The crystal structures of AGO2 visualize that the seed of the guide RNA is recognized, whereas the rest is not, except for the 3' end captured by the PAZ domain. How do the authors explain the discrepancy?

      In this manuscript, we intend to present our observations of duplex release. There are many potential relationships between duplex release and AGO2 activity, which we do not have data to speculate upon. Previous studies, such as Park et al. (2017) have also observed non-canonical and seedless targets leading to duplex release, supporting our findings. Additionally, other publications including McGearly et al. (2019) report 3'-only miRNA targets, Lal et al. (2009) have documented seedless binding by miRNA and their downstream biological effects, and Duan et al. (2022) show that a large number of let-7a targets are regulated through 3′ non-seed pairing.

      It is also possible that duplex release is not coupled to classical repression outcomes, and does not need to proceed by the seed, but instead regulates AGO2 recycling before AGO2 enters the quality control mode of recognising the formed seed.

      (Pages 22) The authors mentioned, "It follows that the structure imparted via direct RNA:RNA interaction remains intact within AGO2, highlighting the role of RNA as the structural determinant." A free guide and a target can start their annealing from any nucleotide position. In contrast, a guide loaded into AGO needs to start annealing with targets through the seed region. Additionally, the Zamore group reported that the loaded guide RNA behaves quite differently from its free state (Wee et al., Cell 2012). How do the authors explain the discrepancy?

      The key point we would like to emphasise is that AGO does not seem to alter the underlying RNA:RNA interactions. The bound state in the ternary complex reflects the structure established in the binary complex. We do not aim to claim a specific sequence of events, as this interpretation is not possible from our equilibrium data. Our data indicates that the protein is flexible enough to accommodate the RNA structure that is favoured in the binary complex. This hypothesis is further supported by our MD simulation, which demonstrates the accommodation of a miRNA-bulge structure within AGO2.

      Targets lacking seeds have been identified previously (McGeary et al. 2019, Park et al. 2017, Lal et al. 2009) and can bind to miRNA within AGO. Therefore, there must be a mechanism by which these targets can anneal within AGO, such as via sequence-independent interactions (as discussed in question 3).

      With respect to Wee et al., (2012), which studied fly and mouse AGO2 and found considerable differences between the thermodynamic and kinetic properties of the two AGO2 species. Furthermore, they found different average affinities between the two species, with the fly AGO binding tighter the mouse. Following this logic, it is not unexpected that human AGO2 would have unique properties compared to those of fly and mouse.

      Below is an extract from Wee et al., (2012):

      "Our KM data and published Argonaute structures (Wang et al., 2009) suggest that 16-17 base pairs form between the guide and the target RNAs, yet the binding affinity of fly Ago2-RISC (KD = 3.7 {plus minus} 0.9 pM, mean {plus minus} S.D.) and mouse AGO2-RISC (KD = 20 {plus minus} 10 pM, mean {plus minus} S.D.) for a fully complementary target was comparable to that of a 10 bp RNA:RNA helix. Thus, Argonaute functions to weaken the binding of the 21 nt siRNA to its fully complementary target: without the protein, the siRNA, base paired from positions g2 to g17, is predicted to have a KD ∼3.0 × 10−11 pM (ΔG25{degree sign}C = −30.7 kcal mol−1). Argonaute raises the KD of the 16 bp RNA:RNA hybrid by a factor of > 1011."

      In the Wee et al. (2012) paper, affinity data on mouse and fly AGO2 was collected via filter binding assays, using a phosphorothioate linkage flanked by 2′-O-methyl ribose at positions 10 and 11 of the target to prevent cleavage. They then compared the experimentally determined mean KD and ΔG values for each species to predicted values of an RNA:RNA helix of 16-17 base-pairs. No comparison was made between individual targets, and no experimental data was collected for the RNA:RNA binding. The calculated energy values were made based on a simple helix without taking into account any possible secondary structure features. Considering the different AGO species, alternative experimental setup, modified nucleotides in the tested RNA, and the computationally predicted RNA values compared to the averaged experimental values, we believe there is considerable reason to observe differences compared to our findings.

      We have expanded our discussion on page 27 to the following:

      "An earlier examination of mRNA:miRNA binding thermodynamics by Wee and colleagues (2012) found that mouse and fly AGO2 reduce the affinity of a guide RNA for its target61. Our data indicate that the range of miR-34a binary complex affinities is instead constricted by human AGO2 in the ternary complex - strengthening weak binders while weakening strong binders. The 2012 study reported different average affinities between the two AGO2 species, with the fly protein binding tighter the mouse. Following this logic, it is not unexpected that human AGO2 would have unique properties compared to those of fly and mouse."

      The authors concluded that the range of binary complex affinities is constricted by human AGO2 in the ternary complex - strengthening weak binders while weakening strong binders. This may hold true for miR-34a, but it cannot be generalized. Other miRNAs need to be tested.

      That is true, we have now adjusted the wording to encompass this more clearly, shown below. Testing of further miRNAs is the likely content of future work from us and others.

      "Our data indicate that the range of miR-34a binary complex affinities is instead constricted by human AGO2 in the ternary complex - strengthening weak binders while weakening strong binders."

      Minor comments:

      (Figure S2) Why was the 34-nt 3'Cy3-labeled miR34a complementary probe shifted up in the presence of AGO?

      We believe this observation is also indicative of duplex release. At the time that these activity assays were collected, we were not as aware of the presence of duplex release so did not test it further, assuming it may be due to transient interactions. We plan to investigate this via EMSA and have included this in the planned revisions (section 2).

      2.(Page 17) Does the Cy3 affect the interaction of the 3' end of miR-34 with AGO2?

      miR-34a-3'Cy5 was used for binary experiments only and the reverse experiment was conducted as a control (where Cy5 was located on the mRNA) (Figure S3b), showing no change in affinity/interaction when the probe was switched to the target. For ternary experiments the mRNA target was labelled on the 5' terminus, to make sure there was no interference with loading miR-34a into AGO2.

      A Cy3 labelled RNA probe (fully complementary to miR-34a) was used to detect miR-34a in northern blots, but AGO2 interaction is not relevant here under denaturing conditions.

      Otherwise, the 34-nt slicing probe had Cy3 on the 5 nt 3' overhang and should therefore not interact with AGO.

      1. Several groups reported that overproduced AGOs loaded endogenous small RNAs. The authors should mention that their purified AGO2 was not as pure as a RISC with miR-34a. Otherwise, readers might think that the authors used a specific RISC.

      We have now improved our explanation of the loading efficiency to make it more clear to the reader that our AGO2 sample was not fully bound by miR-34a, and that all concentrations refer to the miR-34a-loaded portion of AGO2. The following text can be found in the results on page 18:

      "The mRNA:miR-34a-AGO2 assay had a limited titration range, reaching a maximum miR-34a-AGO2 concentration of 268 nM due to a 5% loading efficiency (see Figure S2D for loading efficiency quantification). The total AGO2 concentration was thus 20-fold higher than the miR-34a-loaded portion. Further increase in protein concentration was prevented by precipitation. Weaker mRNA targets (CD44, CCND1, and NOTCH2) did not reach a saturated binding plateau within this range, leading to larger errors in their estimated KD,app values. However, reasonable estimation of the KD,app was possible by monitoring the disappearance of the free mRNA probe. Note that we refer to the miR-34a-loaded portion of AGO2 when discussing concentration values for all titration ranges. To ensure AGO2 binding specificity despite low loading efficiency, a scrambled control was used (SCRall; lacking stable base pairing with miR-34a or other human miRNAs according to the miRBase database57). SCRall showed no interaction with miR-34a-AGO2 (Figure 2B)."

      (Figure legend of Figure S5) Binding was assessed "by."

      Thank you for pointing this out, it is now fixed.

      (Page 17) It would be great if the authors could even briefly describe the mechanism by which the sodium phosphate buffer with magnesium does not disturb weaker interactions by citing reference papers.

      We have now added a supplementary methods section to our manuscript and included the description below on page 10:

      "We found that a more traditional Tris-borate-EDTA (TBE) buffer disrupted weaker RNA:RNA binding interactions (Supplementary Methods Figure M1). Borate anions form stable adducts with carbohydrate hydroxyl groups (James et al., 1996) and can form complexes with nucleic acids, likely through amino groups in nucleic bases or oxygen in phosphate groups (Stellwagen et al., 2000). This makes TBE unsuitable for assessment of RNA binding, particularly involving small RNA molecules, which typically have weaker affinities. We therefore adapted our buffer system to a sodium phosphate buffer supplemented with magnesium. Magnesium acts as a counterion to reduce electrostatic repulsion between the two negatively charged backbones by neutralisation (Misra et al., 1998)."

      We have also clarified the buffer adaptions in our results section on page 17:

      The protocol is loosely based on Bak et al. (2014)36, with major differences being use of a sodium phosphate buffering system so as not to disturb weaker interactions(James et al., 1996; Stellwagen et al., 2000), supplemented with Mg2+ as a counterion to reduce electrostatic repulsion between the two negatively charged RNAs(Misra & Draper, 1998), and fluorescently labelled probes. Original gel images and quantification are shown in supplementary Figures S3 and S4. All KD,app values are shown in Supplementary Table 1, and represent the mean of three independent replicates.

      Figure M1. Comparison of Tris-borate EDTA (TBE) and sodium phosphate with magnesium (NaP-Mg2+) buffer systems for EMSA. Cy5-labelled miR-34a and unlabelled CD44 were equilibrated in the two different buffer systems, using the same titration range. No mobility shifts were observed in the TBE system, while clear binding shifts were observed in the NaP-Mg2+ system.

      6.(Page 22) The authors cited Figure 4C in the sentence, "Comparison between CIS and TRANS ..." Is this supposed to be Figure 4D?

      The reviewer was correct in their assumption, and this has now been corrected.

      7.(Figure 6) Readers would appreciate it if the guide and target were colored in red and blue. The color codes have been used in most papers reporting AGO structures. The current color codes are opposite.

      We have now adjusted the colour schemes throughout the manuscript, and Figure 6 has been modified to the following:

      __"Figure 6. The miRNA-bulge structure is readily accommodated by AGO2 as shown by molecular dynamics simulation. __Panel (A) displays a snapshot of the all-atom MD simulation of miR-34a (red) and NOTCH1 (blue) in AGO2. The NOTCH1:miR-34a duplex is shown with AGO2 removed for clarity and is rotated 90{degree sign} to show the miRNA bulge and bend in the duplex. This NOTCH1:miR-34a-AGO2 structure is compared with (B), which shows the crystal structure of miR-122 (orange) paired with its target (purple) via the seed and four nucleotides in the supplementary region (PDB-ID 6N4O17), and (C), which shows the crystal structure of miR-122 (orange) and its target (green) with extended 3' pairing, necessary for the TDMD-competent state (PDB-ID 6NIT19). AGO2 is depicted in grey, with the PAZ domain in green, and the N-terminal domain marked with N. The miRNA duplexes in (B) and (C) feature symmetrical 4-nucleotide internal loops, whereas the NOTCH1 structure in (A) has an asymmetrical miRNA bulge with five unpaired nucleotides on the miRNA side and a 3-nucleotide asymmetry."

      Significance

      This paper will have a significant impact on the field if seed-unpaired targets can indeed unload guide RNAs. The authors may want to validate their results very carefully.

      We thank the reviewer for recognising the significance of duplex release (or guide unloading) from AGO2. We agree that the observations should be tested rigorously and have outlined the actions we took to ensure validity in our AGO2 preparation.

      __Reviewer #3 __

      Evidence, reproducibility and clarity (Required):

      In this manuscript, the authors use a combination of biochemical, biophysical, and computational approaches to investigate the structure-function relationship of miRNA binding sites. Interestingly, they find that AGO2 weakens tight RNA:RNA binding interactions, and strengthens weaker interactions.

      Given this antagonistic role, I wonder: shouldn't there be an 'average' final binding affinity? Furthermore, if I understand correctly, not many trends were observed to correlate binding affinity with repression, etc.

      Overall, there was no 'average' final binding affinity observed, as the binary assays had a much higher maximum (NOTCH2binary affinity was within the micromolar range) skewing the mean average of the binary affinities to 657 nM, versus 111 nM for the ternary affinities. We also compare the variances of the binary and ternary affinity datasets using the F-test and found that F > F(critical one tail) and thus the variation of the two populations is unequal (binary variation is significantly larger than ternary).

      F-Test Two-Sample for Variances

      • *

      binary affinity

      ternary affinity

      Mean

      657.3

      110.971667

      Variance

      2971596.1

      24406.4012

      Observations

      12

      12

      df

      11

      11

      F

      121.754784

      P(F

      7.559E-10

      F(critical one-tail)

      2.81793047

      We agree that the overall correlation between affinity and repression was not strong, although we found a stronger correlation within the miRNA-bulge group (Figure 5C and S7C). A larger sample size of miRNA bulge-forming duplexes would be needed to test the generalizability of this observation.

      Given the context of the study - whereby structure is being investigated as a contributing factor to the interaction between the miRNA and mRNA, I find it interesting that the authors chose to use MC-fold to predict the structures of the mRNA, rather than using an experimental approach to assess / validate the structures. Thirty-seven RNAs were assessed; I think even for a subset (the 12 that were focused on in the study), the secondary structure should be validated experimentally (e.g., by chemical probing experiments, which the research group has demonstrated expertise in over the last several years). The validation should follow the in silico folding approach used to narrow down the region of interest. It is necessary to know whether an energy barrier (associated with the mRNA unfolding) has to occur prior to miRNA binding; this could help explain some of the unexplained results in the study. Indeed, the authors mention that there are many variables that influence miRNA regulation.

      Indeed, experimentally validated structures offer valuable insights that cannot be obtained solely through sequence-based predictions. This is why we opted to employ our RABS method to experimentally evaluate the binary and ternary complex binding of our 12 selected targets (as depicted in Figures 4 and S9 and discussed in the text on pages 23-24). While we (in silico) assessed all 37 RNA targets that were experimentally confirmed at the time, selecting 12 to represent both biological and predicted structural diversity, it would have been impractical to experimentally pre-assess all the targets not included in the final selection. Our in-silico assessment was designed to narrow down the regions of interest and evaluate predicted secondary structures present. The pipeline is shown in Figure 1. Details of the code used in the in-silico analysis are provided in Supplementary File 1.

      Regarding the energy of unfolding of mRNA, our constructs considered the isolated binding sites thus the effects of surrounding mRNA interactions were removed. We compared our affinities to dG as well as MFE and have now included this analysis in Figure S8A. Additionally, we have included the text on page 27-28 of the discussion:

      "Gibbs free energy (G), which is often included in targeting prediction models as a measure of stability of the miRNA:mRNA pair12,62, correlated with the log of our binary KD,app values, using ΔG values predicted by RNAcofold (R2 = 0.61). There was a weaker correlation with the free energy values derived from the minimum free energy (MFE) structures predicted by RNAcofold (R2 = 0.41) (Figure S8A). This result highlights the contribution of unfolding (in ΔG) as being an important in predicting KD. The differences between ΔG and KD,app are likely primarily due to inaccurately predicted structures used for energy calculations."

      Additionally, we assessed the free form of all mRNA targets via RABS (Figure S9) and observed that the seed of each free mRNA was available for miRNA binding (seeds of the free mRNA were not stably bound).

      Finally, when designing our luciferase plasmids we used RNAstructure (Reuter & Mathews, 2010) to check for self-folding effects which could interfere with target site binding and ensured that all plasmids were void of such effects.

      In the methods, T7 is italicized by accident in the T7 in vitro transcription section. Bacmid is sometimes written with a capital B and other times with a lower-cased b. The authors should be consistent. The concentration of TEV protease that was added (as opposed to the volume) should be described for reproducibility.

      Thank you for pointing out these overlooked points. They have now been corrected.

      In figure S2D, what is the second species in the gel on the right-hand side of the gel in the miR-34a:AGO lanes? The authors should mention this.

      We believe that the faint upper band corresponds to other longer RNA species loaded into AGO2. As AGO2 is loaded with a diversity of RNA species, it is likely that some of them may have a weak affinity for the miR-34a-complementary probe, and therefore show up on the northern blot.

      Figure S3B and S3A are referenced out of order in the text. In regard to S3A, what are the anticipated or hypothesized alternative conformations for NOTCH1, DLL1, and MTA2? There are really interesting things going on in the gels, also for HNF4a and NOTCH2. Can the authors offer some explanation for why the free RNA bands don't seem to disappear, but rather migrate slowly? Is this a new species?

      The order of the figure references have now been updated, thank you for alerting us to this.

      Figure S3A: For MTA2, the two alternative conformations are shown in Figure S9 and S10 (and shown below here, miR-34aseed marked in pink). It appears that a single conformation is favoured at high concentration (> 1 µM) while the two conformations are present at {less than or equal to} 1 µM. The RABS data for MTA2 also indicated multiple binding conformations, as the reactivity traces were inconsistent. We expect that the conformation shown on the left was most dominant within AGO2, based on the reactivity of the TRANS + AGO assays. However, we cannot exclude a possible G-quadruplex formation due to the high G content of MTA2 (shown below right).

      Regarding NOTCH1 and DLL1, a faint fluorescent shadow was observed beneath the miR-34a bound band. The RABS reactivity traces indicated a single dominant conformation for these targets, so it is possible that the lower shadow observed was due to more subtle differences in conformation, such as the opening/closing of one or a few base pairs at the terminus or bulge, (i.e. end fraying). HNF4α and NOTCH2 appear to never fully saturate the miR-34a, so a small un-bound population remains visible on the gel. For NOTCH2 this free miR-34a band appears to migrate upwards, possibly due to overloading the gel lane with excess NOTCH2 (which are not observed in the Cy5 fluorescence image).

      In the EMSA for Perfect, why does the band intensity for the bound complex increase then decrease? How many replicates were run for this? This needs to be reconciled.

      As for all EMSAs, three replicates were carried out for each mRNA target and all gels are shown in Supplementary Files 2 and 3, for the binary and ternary assays respectively.

      Uneven heat distribution across the gel can lead to bleaching of the Cy5 fluorophore. To address this, we we used a circulating cooler in our electrophoresis tank, as outlined in our methods (page 10). However, the aforementioned gel for one of thePERFECT sample replicates appears to have been evenly cooled. As the binding ratio (rather than total band volume) was used for quantification, the binding curve was unaffected, and this did not influence KD,app.

      We have now replaced the exemplary gel for PERFECT in Figure S3 with a more representative and evenly labelled gel from our replicates (Cy5 fluorescence image shown below). The binding curve for PERFECT is also shown here:

      The authors list that the RNA concentration was held constant at 10 nM; in EMSAs, the RNA concentration should be less than the binding affinity; what is the lowest concentration of protein used in the assays shown in S3A? Is this a serial dilution? It seems to me like the binding assays for MTA2, Perfect, and SRCseed might have too high of an RNA concentration. (Actually, now I see in the supplement the concentrations of proteins, and the RNA concentration is too high). Also, why is the intensity of bands for bound complex for SRCseed more intense than the free RNA?

      Why are the binding affinity error bars so large (e.g., for NOTCH2 with mir-34a) - 6 uM +/- 3 uM?

      No protein was used in the binary assays shown in Figure S3A. For the ternary assays in Figure S4, the maximum concentration of miR-34a-loaded AGO2 (miR-34a-AGO2) was 268 nM, with a serial dilution down to a minimum of 0.06 nM.

      Optimal EMSA conditions require a constant RNA concentration that is lower than the binding affinity to accurately estimate high-affinity interactions.

      For our tightest binders, such as SIRT1, we can confidently state that the KD,app is less than 10 nM, estimated at 0.4 {plus minus} 1.1 nM. Therefore, the accuracy of this estimation is reduced, and the standard deviation is larger than the estimated KD,app. As NOTCH2 bound miR-34a very weakly and did not reach a fully bound plateau, the resulting high error was expected. Consequently, we do not have the same level of certainty for extremely tight or weak binders. In this study, the relative affinities were of primary importance.

      We have included on page 18:

      As the Cy5-miR-34a concentration was fixed to 10 nM to give sufficient signal during detection, KD,app values below 10 nM have a lower confidence.

      Regarding the control samples PERFECT and SCRseed, our focus was not on determining the exact KD,app of these artificial constructs. Instead, we were primarily interested in whether they exhibited binding and under which conditions. For SCRseed, we neither adjusted the titration range nor calculated KD,app. For PERFECT, the concentration was adjusted to a lower range of 30 nM - 0.001 nM to give a relative comparison with the other tight binder SIRT1. However, further reduction in RNA concentration was not pursued, as it already fell well below the 10 nM sensitivity threshold.

      Regarding the intensity of the bound SCRseed band, we observed that the bound fluorophore often resulted in stronger intensity than for the free probe. This was observed for a number of the samples (PERFECT, BLC2, SCRseed). A previous publication reported that Cy5 is sequence dependent in DNA, that the effect is more sensitive to double-stranded DNA, and that the fluorophore is sensitive to the surrounding 5 base pairs (Kretschy, Sack and Somoza, 2016). It is likely that the same phenonenon exists in RNA.

      For MTA2, the two alternative conformations (shown in Figure S9 and S10) make assessment of KD,app more difficult. As the higher affinity conformation did not reach a fully-bound plateau before the weaker affinity conformation appeared, the binding curve plateau (where all miR-34a was bound) reflected the weaker conformation KD,app. We increased the range of titration tested by using a three-fold serial dilution, but further reduction in RNA concentration would not have been fruitful as it already dropped below well below the 10 nM sensitivity range. Therefore the MTA2 binary complex had a higher error at (944 {plus minus} 274 nM) and lower confidence.

      We then decided to run a competition assay to detect the weaker KD,app of MTA2. The assay was set up using the known binding affinity of CD44, which was labelled with Cy5 to track the reaction. MTA2 was titrated against a constant concentration of Cy5-CD44:miR-34a, and disruption of the CD44 and miR-34a binding was monitored. We fitted the data to a quadratic for competitive binding (Cheng and Prusoff., 1973) to calculate the KD,app for competitive binding, or KC,app.

      We validated our competition assay by comparing it with our direct binding assays, specifically assessing CD44 in a self-competition assay. The CD44 KC,app (168 {plus minus} 24 nM; mean and SD of three replicates) was found to be consistent with the KD,app obtained from the direct assay (165 {plus minus} 21 nM).

      As we wanted all affinity data to be directly comparable (using the same methodology), we compared the KD,app values obtained via direct assay in the manuscript. It appears that the competitive EMSA assay for MTA2 reflects the weaker affinity conformation observed in the direct assay.

      It would be very helpful if the authors wrote in the Kds in Figure 2A in green and blue (in the extra space in the plots). This would help the reader to better understand what's going on, and for me, as a reviewer, to better consider the analysis/conclusions presented by the authors.

      KD,app values are written in in green and blue in what is now Figure 2D (originally Figure 2A).

      The authors state on page 18 that 'Interestingly, however, we did not observe a correlation between binary or ternary complex affinity and seed type.' They should elaborate on why this is interesting.

      The prevailing view is that the miRNA seed type significantly influences affinity within AGO2. The largest biochemical studies of miRNA-target interactions to date, conducted by McGeary et al. (2019, 2022), used AGO-RBNS (RNA Bind-n-Seq) to reveal relative binding affinities. These studies demonstrated strong correlations between the canonical seed types and binding affinity. Therefore, we find it interesting that no such correlation was observed in our dataset (despite its small size).

      We have now added to the manuscript (page 20):

      "The largest biochemical studies of miRNA-target interactions to date (McGeary et al., 2019, 2022) used AGO-RBNS (RNA Bind-n-Seq) to extract relative binding affinities, demonstrating strong correlations between the canonical seed types and binding affinity. Therefore, it is intriguing that our dataset, despite its small size, showed no such correlation."

      Figure 2C is not referenced in the text (the authors should go back through the text to make sure everything is referenced and in order). The Kds should be listed alongside the gels in Figure 2C.

      Figure 2 has now been rearranged and updated, with KD,app values listed in what is now Figure 2D.

      Figure 3B is rather confusing to understand.

      We have now adapted Figure 3 to simplify readability. Panel B has now been moved to C, and we have introduced panel A (moved from Figure 2B). In Figure 3C (originally 3B) we have added arrows to indicate the direction of affinity change from binary to ternary complex, and moved the duplex release information to panel A. We thank the reviewer and think that the data is now much clearer.

      Figure 3. AGO2 moderates affinity by strengthening weak binders and weakening strong binders. (A) Correlation of relative mRNA:miR-34a with mRNA:miR-34aAGO2 binding affinities. No seed type correlation is observed, seeds coloured, where 8mer is pink, 7mer-m8 is turquoise, and 7-mer-A1 is mauve. The slope of the linear fit is 0.48, and intercept on the (log y)-axis is 7.11. The occurrence of miRNA duplex release from AGO2 is marked with diamonds. (B) miR-34a-mediated repression of dual luciferase reporters fused to the 12 mRNA targeting sites. Luciferase activity from HEK293T cells co-transfected with each reporter construct, miR-34a was measured 24 hours following transfection and normalised to the miR-34a-negative transfection control. Each datapoint represents the R/F ratio for an independent experiment (n=3) with standard deviations indicated. SCRseed is a scrambled seed control, SCRall is a fully scrambled control, and PERFECT is the perfect complement of miR-34a. Dotted horizontal lines represent the repression values for the 22-nucleotide seed-only controls6 for the respective seed types, in the absence of any other WC base pairing. (C) Comparison of relative target repression with relative affinity assessed by EMSA. Blue represents mRNA:miR-34a affinity (binary complex), while green represents mRNA:miR-34a-AGO2 affinity (ternary complex). Arrows indicate the direction of change in affinity upon binding within AGO2 compared to the binary complex. It is seen that AGO2 moderates affinity bi-directionally by strengthening weak binders and weakening strong binders.

      Page 20: Perfect should be italicized.

      Thank you for bringing this to our attention, this how now been adjusted.

      Have the authors considered using NMR to assess the base pair pattern formed between the miRNA:mRNA complexes (with / without AGO)? As a validation for results obtained by RABS? This could be helpful for the Asymmetric target binding section, the Ago increases flexibility section, and the three distinct structural groups section in the results. It is widely accepted that while chemical probing is insightful, results should be validated using alternative approaches. Distinguishing structural changes and protected reactivity in the presence of protein is challenging.

      NMR provides high-resolution information on RNA base-pairing patterns, allowing us to compare our RABS results for SIRT1with those obtained via NMR (Banijamali et al., 2022) for the binary complex. For SIRT1, the RNA:RNA structures identified were consistent between both methods. However, using NMR to measure RNA:RNA binding within AGO2 is challenging due to the protein's large size. Currently, there are no published complete NMR structures of RNA within AGO2. The largest solution-state NMR structures published that include AGO consist solely of the PAZ domain. Our group has been working on method development using DNP-enhanced solid-state NMR to obtain structural information within the complete AGO2 protein, but the current resolution does not allow us to fully reconstruct a complete NMR structure. We hope that in the coming years, this will be a method to evaluate RNA within AGO. This limitation highlights the advantage of RABS in providing RNA base-pairing information within the ternary complex in solution.

      Reviewer #3 (Significance (Required)):

      The work is helpful for understanding how microRNAs recognize and bind their mRNA targets, and the impact Ago has on this interaction. I think for therapeutic studies, this will be helpful for structure-based design. Especially given the three types of structures identified to be a part of the interaction.

      We thank the reviewer for their detailed remarks, especially concerning the importance of technical details the binding assays. We further thank the reviewer for recognising the potential impact of our work for rational design.

      4. Description of analyses that authors prefer not to carry out

      • *

      In response to Reviewer 2 - major comment 1, we prefer to not run an additional ion exchange purification on the AGO2 protein due to the reasoning discussed above, which is repeated here:

      We have addressed this point in three ways:

      Thank you for mentioning this crucial point which has been a focus of our controls. We have addressed this point in four ways:

      Salt wash during reverse IMAC purification. Separation of unbound RNA and proteins via SEC. Blocking non-specific interactions using polyuridine. Observing both the presence and absence of duplex release among different targets using the same AGO2 preparation and conditions.

      Firstly, although we did not use a specific ion exchange column for purification, we believe the ionic strength used in our IMAC wash step was sufficient to remove non-specific interactions. We used A linear gradient with using buffer A (50 mM Tris-HCl, 300 mM NaCl, 10 mM Imidazole, 1 mM TCEP, 5% glycerol v/v) and buffer B (50 mM Tris-HCl, 500 mM NaCl, 300 mM Imidazole, 1 mM TCEP, 5% glycerol) at pH 8. The protocol followed recommendation by BioRad for their Profinity IMAC resins where it is stated that 300 mM NaCl should be included in buffers to deter nonspecific protein binding due to ionic interactions. The protein itself has a higher affinity for the resin than nucleic acids.

      A commonly used protocol for RISC purification follows the method by Flores-Jasso et al. (RNA 2013). Here, the authors use ion exchange chromatography to remove competitor oligonucleotides. After loading, they washed the column with lysis buffer (30 mM HEPES-KOH at pH 7.4, 100 mM potassium acetate, 2 mM magnesium acetate and 2 mM DTT). AGO was eluted with lysis buffer containing 500 mM potassium acetate. Competing oligonucleotides were eluted in the wash.

      As ionic strength is independent of ion identity or chemical nature of the ion involved (Jerermy M. Berg, John L. Tymoczko, Gregory J. Garret Jr., Biochemistry 2015), we reasoned that our Tris-HCl/NaCl/ imidazole buffer wash should have at comparable ionic strength to the Flores-Jasso protocol.

      Our total ionic contributions were: 500 mM Na+, 550 mM Cl-, 50 mM Tris and 300 mM imidazole. We recognise that Tris and imidazole are both partially ionized according the pH of the buffer (pH 8) and their respective pKa values, but even if only considering the sodium and chloride it should be comparable to the Flores-Jasso protocol.

      Secondly, after reverse HisTrap purification, AGO2 was run through size exclusion chromatography to remove any remaining impurities (shown Figure S2B).

      Thirdly, knowing that AGO2 has many positively charged surface patches and can bind nucleic acid nonspecifically (Nakanishi, 2022; O'Geen et al., 2018), we tested various blocking backgrounds to eliminate nonspecific binding effects in our EMSA ternary binding assays. We were able to address this issue by adding either non-homogenous RNA extract or homogenous polyuridine (pU) in our EMSA buffer during equilibration background experiments. This allowed us to eliminate non-specific binding of our target mRNAs, as shown previously in Supplementary Figure S6. We appreciate that the reviewer finds this technical detail important and have moved the panel C of figure S6 into the main results in Figure 2C, to highlight the novel conditions used and important controls needed to be performed. If miR-34a were non-specifically bound to the surface of AGO2 after washing, this blocking step would render any impact of surface-bound miR-34a negligible due to the excess of competing polyuridine (pU).

      Our EMSA results show that, using polyU, we can reduce non-specific interaction between AGO2 and RNAs that are present. And still, duplex release occurs despite the blocking step. It is therefore less likely that duplex release is caused by surface-bound miR-34a.

      Finally, the observation of distinct duplex release for certain targets, but not for others (e.g. MTA2, which bound tightly to miR-34a-AGO2 but did not exhibit duplex release; see Figure 2), argues against the possibility that the phenomenon was solely due to non-specifically bound RNA releasing from AGO2.

      In response to the reviewers statement "Since properly loaded miR-34a is never released from AGO2, it is impossible for the miR-34a loaded into AGO2 to form the binary complex (mRNA:miR-34a)" we would like to refer to the three papers, De et al. (2013) Jo MH et al. (2015), and Park JH et al. (2017), which have previously reported duplex release and collectively provide considerable evidence that miRNA can be unloaded from AGO in order to promote turnover and recycling of AGO. It is known that AGO recycling must occur, therefore there must be some mechanisms to enable release of miRNA from AGO2 to enable this. It is possible that AGO recycling proceeds via miRNA degradation (TDMD) in the cell, but in the absence of enzymes responsible for oligouridylation and degradation, the miRNA duplex may be released. As TDMD-competent mRNA targets have been observed to release the miRNA 3' tail from AGO2 (Sheu-Gruttadauria et al., 2019; Willkomm et al., 2022), there is a possible mechanistic similarity between the two processes, however, we do not have sufficient data to make any statement on this.

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      Referee #3

      Evidence, reproducibility and clarity

      In this manuscript, the authors use a combination of biochemical, biophysical, and computational approaches to investigate the structure-function relationship of miRNA binding sites. Interestingly, they find that AGO2 weakens tight RNA:RNA binding interactions, and strengthens weaker interactions.

      Given this antagonistic role, I wonder: shouldn't there be an 'average' final binding affinity? Furthermore, if I understand correctly, not many trends were observed to correlate binding affinity with repression, etc.

      Given the context of the study - whereby structure is being investigated as a contributing factor to the interaction between the miRNA and mRNA, I find it interesting that the authors chose to use MC-fold to predict the structures of the mRNA, rather than using an experimental approach to assess / validate the structures. Thirty-seven RNAs were assessed; I think even for a subset (the 12 that were focused on in the study), the secondary structure should be validated experimentally (e.g., by chemical probing experiments, which the research group has demonstrated expertise in over the last several years). The validation should follow the in silico folding approach used to narrow down the region of interest. It is necessary to know whether an energy barrier (associated with the mRNA unfolding) has to occur prior to miRNA binding; this could help explain some of the unexplained results in the study. Indeed, the authors mention that there are many variables that influence miRNA regulation.

      In the methods, T7 is italicized by accident in the T7 in vitro transcription section. Bacmid is sometimes written with a capital B and other times with a lower-cased b. The authors should be consistent. The concentration of TEV protease that was added (as opposed to the volume) should be described for reproducibility.

      In figure S2D, what is the second species in the gel on the right-hand side of the gel in the miR-34a:AGO lanes? The authors should mention this.

      Figure S3B and S3A are referenced out of order in the text. In regard to S3A, what are the anticipated or hypothesized alternative conformations for NOTCH1, DLL1, and MTA2? There are really interesting things going on in the gels, also for HNF4a and NOTCH2. Can the authors offer some explanation for why the free RNA bands don't seem to disappear, but rather migrate slowly? Is this a new species?

      In the EMSA for Perfect, why does the band intensity for the bound complex increase then decrease? How many replicates were run for this? This needs to be reconciled.

      The authors list that the RNA concentration was held constant at 10 nM; in EMSAs, the RNA concentration should be less than the binding affinity; what is the lowest concentration of protein used in the assays shown in S3A? Is this a serial dilution? It seems to me like the binding assays for MTA2, Perfect, and SRCseed might have too high of an RNA concentration. (Actually, now I see in the supplement the concentrations of proteins, and the RNA concentration is too high). Also, why is the intensity of bands for bound complex for SRCseed more intense than the free RNA?

      Why are the binding affinity error bars so large (e.g., for NOTCH2 with mir-34a) - 6 uM +/- 3 uM?

      It would be very helpful if the authors wrote in the Kds in Figure 2A in green and blue (in the extra space in the plots). This would help the reader to better understand what's going on, and for me, as a reviewer, to better consider the analysis/conclusions presented by the authors.

      The authors state on page 18 that 'Interestingly, however, we did not observe a correlation between binary or ternary complex affinity and seed type.' They should elaborate on why this is interesting.

      Figure 2C is not referenced in the text (the authors should go back through the text to make sure everything is referenced and in order). The Kds should be listed alongside the gels in Figure 2C.

      Figure 3B is rather confusing to understand.

      Page 20: Perfect should be italicized.

      Have the authors considered using NMR to assess the base pair pattern formed between the miRNA:mRNA complexes (with / without AGO)? As a validation for results obtained by RABS? This could be helpful for the Asymmetric target binding section, the Ago increases flexibility section, and the three distinct structural groups section in the results. It is widely accepted that while chemical probing is insightful, results should be validated using alternative approaches. Distinguishing structural changes and protected reactivity in the presence of protein is challenging.

      Significance

      The work is helpful for understanding how microRNAs recognize and bind their mRNA targets, and the impact Ago has on this interaction. I think for therapeutic studies, this will be helpful for structure-based design. Especially given the three types of structures identified to be a part of the interaction.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      Sweetapple et al. took the approaches of EMSA, SHAPE, and MD simulations to investigate target recognition by miR-34a in the presence and absence of AGO2. Surprisingly, their EMSA showed that guide unloading occurred even with seed-unpaired targets. Although previous studies reported guide unloading, they used perfectly complementary guide and target sets. The authors of this study concluded that the base-pairing pattern of miR-34a with target RNAs, even without AGO2, can be applicable to understanding target recognition by miR-34a-bound AGO2.

      Major comments:

      1. (Page 11 and Figure S4) The authors pre-loaded miR-34a into AGO2 and subsequently equilibrated the RISC with a 5' modified Cy5 target mRNA. Since properly loaded miR-34a is never released from AGO2, it is impossible for the miR-34a loaded into AGO2 to form the binary complex (mRNA:miR-34a) in the EMSA (guide unloading has been a long-standing controversy). However, they observed bands of the binary complex in Figure S4. The authors did not use ion-exchange chromatography. AGOs are known to bind RNAs nonspecifically on their positively charged surface. Is it possible that most miR-34a was actually bound to the surface of AGO2 instead of being loaded into the central cleft? This could explain why they observed the bands of the binary complex in EMSA.
      2. (Page 18 and Figure S5) Previous studies (De et al., Jo MH et al., Park JH et al.) reported guide unloading when they incubated a RISC with a fully complementary target. However, neither MTA2, CCND1, CD44, nor NOTCH2 can be perfectly paired with miR-34a (Figure 1A). Therefore, the unloading reported in this study is quite different from the previously reported works and thus cannot be explained by the previously reported logic. The authors need to explain the guide unloading mechanism that they observed. Otherwise, they might misinterpret the results of their EMSA and RABS of the ternary complex.
      3. (Page 20) The authors reported, "it is notable that the seed region binding does not appear to be necessary for duplex release." The crystal structures of AGO2 visualize that the seed of the guide RNA is recognized, whereas the rest is not, except for the 3' end captured by the PAZ domain. How do the authors explain the discrepancy?
      4. (Pages 22) The authors mentioned, "It follows that the structure imparted via direct RNA:RNA interaction remains intact within AGO2, highlighting the role of RNA as the structural determinant." A free guide and a target can start their annealing from any nucleotide position. In contrast, a guide loaded into AGO needs to start annealing with targets through the seed region. Additionally, the Zamore group reported that the loaded guide RNA behaves quite differently from its free state (Wee et al., Cell 2012). How do the authors explain the discrepancy?
      5. The authors concluded that the range of binary complex affinities is constricted by human AGO2 in the ternary complex - strengthening weak binders while weakening strong binders. This may hold true for miR-34a, but it cannot be generalized. Other miRNAs need to be tested.

      Minor comments:

      1. (Figure S2) Why was the 34-nt 3'Cy3-labeled miR34a complementary probe shifted up in the presence of AGO? 2.(Page 17) Does the Cy3 affect the interaction of the 3' end of miR-34 with AGO2?
      2. Several groups reported that overproduced AGOs loaded endogenous small RNAs. The authors should mention that their purified AGO2 was not as pure as a RISC with miR-34a. Otherwise, readers might think that the authors used a specific RISC.
      3. (Figure legend of Figure S5) Binding was assessed "by."
      4. (Page 17) It would be great if the authors could even briefly describe the mechanism by which the sodium phosphate buffer with magnesium does not disturb weaker interactions by citing reference papers. 6.(Page 22) The authors cited Figure 4C in the sentence, "Comparison between CIS and TRNAS ..." Is this supposed to be Figure 4D? 7.(Figure 6) Readers would appreciate it if the guide and target were colored in red and blue. The color codes have been used in most papers reporting AGO structures. The current color codes are opposite.

      Significance

      This paper will have a significant impact on the field if seed-unpaired targets can indeed unload guide RNAs. The authors may want to validate their results very carefully.

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      Referee #1

      Evidence, reproducibility and clarity

      Sweetapple et al.

      Biophysics of microRNA-34a targeting and its influence on down-regulation

      In this study, the authors have investigated binding of miR-34a to a panel of natural target sequences using EMSA, luciferase reporter systems and structural probing. The authors compared binding within a binary and a ternary complex that included Ago2 and find that Ago2 affects affinity and strengthens weak binders and weakens strong binders. The affinity is, however, generally determined by binary RNA-RNA interactions also in the ternary complex. Luciferase reporter assays containing 12 different target sites that belong to one of three seed-match types were tested. Generally, affinity is a strong contributor to repression efficiency. Duplex release, a phenomenon observed for specific miRNA-target complementarities, seems to be more pronounced when high affinity within the binary complex is observed. Furthermore, the authors use RABS for structural probing either in a construct in CIS or binding by the individual miRNA in TRANS or in a complex with Ago2. They find pronounced asymmetric target binding and Ago2 does not generally change the binding pattern. The authors observe one specific structural group that was unexpected, which was mRNA binding with bulged miRNAs, which was expected sterically problematic based on the known structures. MD simulations, however, revealed that such structures could indeed form.

      This is an interesting manuscript that contributes to our mechanistic understanding of the miRNA-target pairing rules. The combination of affinity measurements, structural probing and luciferase reporters allow for a broad correlation of target binding and repression strength, which is a well-thought and highly conclusive approach. However, there are a number of shortcomings that are summarized below.

      1. The manuscript is not easy to read and to follow for several reasons. First, many of the sub-Figures are not referenced in the text of the results section (1C, 1D, 2C, 4D). Figure 4A seems to be mis-labeled. Second, a lot of data is presented in suppl. Figures. It should be considered to move more data into the main text in order to make it easier for readers to evaluate and follow.
      2. Some of the data is over-interpreted. For example, in Figure 3A, it is concluded that supplementary regions are more important for weaker seeds. Only two 8-mer seeds are present among the twelve target sites and thus it might be difficult to generalize.
      3. I did not understand why the CIS system shown in 4A is a good test case for miR-34a-target binding. It appears very unnatural and artificial. This needs to be rationalized better. Otherwise it remains questionable, whether these data are meaningful at all.
      4. For the TRANS experiments, only one specific scaffold structure is used. This structure might impact binding as well and thus at least one additional and independent scaffold should be selected for a generalized statement.
      5. Generally, it would be nice to have some more information about the experiments also in the result section. Recombinant Ago2 is expressed in insect cells and re-loaded with miR-34a, luciferase reporters are transfected into tissue culture cells, I guess.
      6. In the first sentence of the abstract, Argonaute 2 should be replaced by Argonaute only since other members bind to miRNAs as well.

      Significance

      This is an interesting manuscript that contributes to our mechanistic understanding of the miRNA-target pairing rules. The combination of affinity measurements, structural probing and luciferase reporters allow for a broad correlation of target binding and repression strength, which is a well-thought and highly conclusive approach. However, there are a number of shortcomings.

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      Reply to the reviewers

      We would like to thank the reviewers for their thoughtful evaluation of our work. Our point-by-point responses to reviewer critiques follow below. Please note that any referenced changes to the manuscript are highlighted in yellow in the revised manuscript text.

      Response to Common Critiques

      1. Reviewers 1 and 2 state that some elements of this study confirm previously published results (many in murine systems). However, the reviewers also acknowledge that the mouse and human rDNA repeats may be subject to quite distinct regulation because of the much denser CG content of the human rDNA promoter (26 CpGs) vs. the mouse rDNA promoter (only 2 CpGs); these potential differences in regulation motivated this study in human cells. We evaluate the functions of rDNA methylation in human cells, which is directly relevant to understanding the regulation of rDNA function in human aging, and to understanding the functional implications of DNA methylation "aging clocks" more generally. We also apply a recently developed technology (dCas9-mediated epigenome editing) to directly test the function of rDNA methylation. Novel findings reported in this study include:
      2. Pol I - engaged rDNA repeats are hypomethylated at sites both in the promoter and the gene body; this contrasts with Pol II transcription, which is coincident with gene body methylation.
      3. rDNA copy number remains stable with age in mammals, in striking contrast to findings in other eukaryotes. rDNA copy number instability has been proposed to be a universal feature of the aging genome, and this finding refutes that possibility.
      4. Induction of DNA methylation by an average of ~20% along 7-11 of the 26 CpGs in the human rDNA repeat does not measurably inhibit rDNA transcription.
      5. Human Pol I and UBTF remain bound to rDNA promoters in the presence of elevated CpG methylation, in contrast to the murine Pol I machinery.

      Reviewers 1 and 2 questioned our strategy of mapping sequencing data to the consensus ribosomal DNA (rDNA) repeat alone. We followed the approach of Wang & Lemos Genome Research 2019, who initially described the rDNA methylation clock. Wang & Lemos also mapped genomic data to rDNA consensus sequences alone due to the computational efficiency of this approach, and describe a head-to-head comparison of mapping performance outcomes in their Methods section. Importantly, their analysis indicated that the vast majority (>98%) of sequencing reads can be mapped uniquely to the consensus human rDNA repeat (U13369.1). When we launched our study, we also initially compared the performance of mapping to the rDNA repeat consensus sequence alone versus to the whole human genome. We noted very similar performance in both cases, with the possible exception of a modest increase in simple repeat sequences being erroneously mapped to the intergenic spacer (IGS) region of the rDNA when we mapped to the rDNA repeat alone. As the reviewers pointed out, the IGS contains simple repeat sequences that are also found at numerous other non-rDNA sites in the genome. However, the minor mis-mapping of simple repeats to the IGS did not affect our analyses of non-IGS sequences, which were the focus of this study. We therefore proceeded with mapping to the rDNA consensus sequence only.

      Reviewers 1 and 2 pointed out that our dCas9-DNMT strategy induced only a 15-20% increase in rDNA methylation and questioned whether we could expect to detect downstream effects in rDNA transcription. While Reviewer 2 suggested that multiple sgRNAs could enhance methylation efficiency, it turns out that this has already been tested for other target genes and shown that multiple sgRNAs cannot increase efficiency of CpG methylation by dCas9-DNMTs (Stepper et al., Nucleic Acids Research 2017). Separately, the goal of this study was to model the effects of age-linked rDNA hypermethylation, which increases by 15-20% over mammalian lifespan (Wang & Lemos 2019; see also our Figure 1). Importantly for interpreting these data, induction of promoter methylation to a similar extent on the mouse rDNA repeat was able to direct detectable repression of rDNA transcription (Santoro et al., 2011). Further, dCas9-DNMT has been previously shown to induce a ~20% increase in CpG methylation of the Pol II target gene EpCAM and cause measurable transcriptional repression that was detectable by qPCR (Stepper et al., 2017). In contrast, we were able to induce rDNA methylation to a similar extent and observed no change in the levels of either pre-rRNA or mature rRNA. Because we see that UBF and Pol I remain bound to rDNA in spite of higher CpG methylation (Fig. 7 and Fig. S4), we interpret these data together to indicate that the human Pol I machinery can continue to engage with rDNA in the presence of intermediate levels of CpG methylation.

      Reviewer 1

      1. inactivation of rDNA transcription per se does not affect chromatin accessibility, to date only depletion or deletion of UBTF has been found to do this and even this does not enhance CpG methylation, these published findings should be referenced.

      Our analyses in Figure 2 focus on defining the relationships between chromatin accessibility, transcriptional activity, and CpG methylation throughout the human rDNA repeat. We cannot determine causation from this analysis - meaning whether chromatin accessibility influences CpG methylation or vice versa - and this point is beyond the scope of our study. Our major goal was to test whether induced CpG methylation affects transcription output.

      The authors overstate their results by writing "actively transcribed rDNA repeats are hypomethylated at their promoter" despite only one SmaI site but many CpG sites exist in the human promoter, the latter having not been assayed.

      We analyzed several pieces of data to come to this conclusion. First, ATAC-Me indicates that ATAC-accessible rDNA repeats are completely devoid of methylation both in their promoter and throughout the gene body; as UBTF binding controls rDNA accessibility (Sanij et al., JCB 2008; Hamdane et al., PLoS Genet 2014), we infer that ATAC-accessible repeats are engaged with the Pol I transcription machinery and hypomethylated. To more directly probe this question, we evaluated the methylation status of Pol I-bound rDNA repeats at five separate sites by ChIP-chop: two sites in the 5' regulatory region (5' ETS and core promoter, pooled together as "promoter" in Figure 2F) and three sites within the gene body (18S, 5.8S, and 28S, pooled together as "gene body" in Figure 2F). These data clearly indicate that Pol I preferentially binds to these regions when they are hypomethylated, as the extent of CpG methylation at these same sites is higher in input DNA and lower in Pol I-ChIPped DNA. While we do not comprehensively profile CpG methylation status of Pol I-bound DNA, these ChIP-chop analyses are consistent with our interpretation that "actively transcribed (that is, Pol I-engaged) rDNA repeats are hypomethylated at their promoter".

      Pol I's preference for binding hypomethylated promoters has been previously described in mouse cells (Santoro & Grummt 2001) and human cells (Brown & Szyf Mol Cell Biol 2007). We confirm this and also report the novel finding that rDNA gene bodies bound by Pol I are hypomethylated. This contrasts with known relationships between Pol II and CpG methylation, where genes actively transcribed by Pol II often have dense gene body CpG methylation.

      While we think it is reasonable to infer from ATAC-Me data and ChIP-chop data together that accessible and hypomethylated rDNA repeats reflect transcriptionally active repeats, we appreciate the reviewer's point that we analyzed only a select few CpG sites by Pol I ChIP-chop. We have adjusted the text to make our interpretation more parsimonious (see highlights).

      The human rDNA promoter contains many CpGs which may not affect transcription when methylated. RRBS and WGBS data can't tell us much if we don't understand which sites, when methylated, affect transcription*. *

      We agree, and this ambiguity is what motivated us to induce methylation and evaluate the consequences. In plasmid reporter experiments where the human rDNA promoter was fused to a luciferase reporter, it was shown that in vitro methylation of the plasmid potently inhibited transcription in human cells (Ghoshal et al., J Biol Chem 2004). In this study, methylation of 7/26 CpGs was sufficient to induce >75% inhibition of reporter plasmid transcription, while methylation at single sites could induce ~50% inhibition. We neglected to site this relevant study and have included a reference to it in the revised manuscript. Importantly, this plasmid reporter assay does not assess the effects of CpG methylation on the full rDNA repeat in its endogenous genomic context. We were able to induce significant CpG hypermethylation on 11/26 promoter CpGs with one guide (P+G) and on 7/26 CpGs with a second guide (P+A) (Figure 3D). This level of methylation did not induce detectable silencing of rRNA transcription. Instead, we found that both UBF (Fig. 7) and Pol I (Fig. S4) remained bound to rDNA in the presence of CpG hypermethylation.

      The argument that the mouse rDNA Pol I machinery is "exquisitely sensitive" to CpG methylation is a little misleading as there are only two CpGs in the mouse rDNA promoter. Which of the 26 human CpGs are the critical ones?

      Immediately following this statement in the Discussion, we state that "the human rDNA promoter is significantly more CG-rich than the mouse rDNA promoter". We have revised this section to emphasize the difference (26 CpGs in human vs. only 2 in the mouse) and discuss this point raised by the reviewer: which are the critical CpGs in the human rDNA? Here again it is relevant to cite the human rDNA promoter reporter assays performed by Ghoshal et al., J Biol Chem 2004. These data indicate that CpG methylation of 7/26 promoter CpGs interferes with transcription from an rDNA reporter plasmid. Notably, it is unclear how generalizable findings from reporter assays are to the genomic context of the endogenous full length rDNA sequence. Our data indicate that partial methylation of 7-11 CpGs in the human rDNA promoter causes no detectable rDNA inhibition, and indeed does not displace UBF or Pol I (Fig. 7; Fig. S4).

      Antibody SC13125 used for UBF ChIP sees nearly exclusively the shorter transcriptionally inactive UBF2 variant. These data need to be repeated with an antibody that detects both UBF forms.

      We thank the reviewer for raising the important issue of UBTF splice isoforms. Relevant citations demonstrating that the SC13125 antibody recognizes only UBF2 would have been very helpful. The human UBTF gene is alternatively spliced into full-length UBF1 (exon 8 retained) and UBF2 (exon 8 spliced out). The deletion of exon 8 results in a 37 amino acid deletion in UBF2 corresponding to residues 221-268 in HMG box 2 of UBF1 (see Ensembl entry ENSG00000108312.16). The truncation of HMG box 2 makes UBF2 a far less potent transcriptional activator than UBF1. Because of the small molecular weight difference between these two isoforms, preference of an antibody for one vs. another isoform is not readily apparent by Western blotting. However, according to the manufacturer of the UBTF antibody used in this study, the immunogen corresponds to residues 1-220 of UBTF1, which is immediately N-terminal to the residues deleted in UBF2 (AAs 221-268, encoded by exon 8). The antibody's immunogen is thus entirely sequence that is shared between UBF1 and UBF2. Further, a previous study performed immunoprecipitation followed by mass spectrometry using this antibody and reported detection of UBF1-specific peptides (Drakas et al., PNAS 2004). Therefore, absent our knowledge of any evidence to the contrary, we conclude that this antibody recognizes UBF1 and possibly also UBF2.

      We thank the reviewer for raising this point and have adjusted the text to avoid the misleading implication that we are unambiguously detecting only the UBF1 isoform; all mentions of "UBF1" in the revised text have been replaced with "UBTF".

      Setting aside the question about the UBTF antibody reagent used, we observe consistent results by evaluating both UBTF (Figure 7) and Pol I (Figure S4) binding to rDNA in spite of CpG methylation; therefore, we conclude that the human Pol I machinery is not displaced from the human rDNA promoter by intermediate levels of CpG methylation.

      Reviewer 2

      1. There is very little discussion concerning the methylation status of the IGS...the Kobayashi lab has convincingly demonstrated that rDNA repeats fall into 2 classes. Those in which the supposedly active repeats lack methylation on promoters and coding regions and those in which both promoters and coding regions are heavily methylated. In both cases the IGS is fully methylated.

      We cite this study in the Discussion (reference 18 in bibliography) and agree that this work is relevant to ours; we have adjusted the text to emphasize this point. Notably, this previous analysis of CpG methylation patterns by long-read sequencing implied that active repeats may be entirely hypomethylated along their coding sequence; our data more directly demonstrate this both by ATAC-Me and by Pol I ChIP-chop (Fig. 2).

      There is no description of how rRNA levels were assessed. I suggest this could be further complemented by in vivo incorporation studies such as EU labeling.

      We apologize for this lack of clarity. rRNA levels were assessed by qPCR of the 45S pre-rRNA (Fig. 3A) and of mature 28S rRNA (Fig. 3B), and these data are presented as a fold change in each rDNA-targeting sgRNA compared to a non-targeting control sgRNA. The primersets used are listed in Supplementary Table 1.

      While we agree that EU labeling could be useful for detecting nucleolar transcription, qPCR detection of the 45S rRNA also sensitively reports nascent transcription and we think is sufficient to address this question.

      Reviewer 3

      1. The study points to differences between mouse and human rDNA and the effect of DNA methylation on transcriptional output. Did the mouse rDNA dataset also measure transcription output to correlate with DNA methylation age differences?

      The original study that defined the rDNA methylation clock (Wang & Lemos Genome Research 2019) did not evaluate rDNA transcription in parallel. More generally, the relationship of age-linked "clock" CpG methylation sites to expression / function of CpG methylated loci is very unclear, and testing the potential relationship between age-linked rDNA methylation and function was the major goal of this study.

      Did the spacer promoter also get methylated and did that affect UBF and Pol I binding?

      While the existence and function of a spacer promoter has been more clearly defined in the mouse rDNA repeat, recent evidence indicates that the Pol I transcription machinery also binds a second location about 800 bp upstream of the core promoter in the human rDNA repeat (Mars et al G3 2018). The guides that we used to direct CpG methylation recognize single unique sites in the core rDNA promoter and do not recognize sequences in this putative spacer promoter, and we did not analyze methylation at the spacer promoter. Analysis of the spacer promoter is generally beyond the scope of this study, as it is unknown whether there is any relationship between spacer promoter methylation and aging progression.

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      Referee #3

      Evidence, reproducibility and clarity

      The manuscript Modeling the consequences of age-linked rDNA hypermethylation with dCas9-directed DNA methylation in human cells studies the DNA methylation during aging at the rDNA. The study is well performed and provides several new insights into rDNA transcriptional regulation. The main finding is that in human cells, rRNA methylation does not affect transcription output, UBF and RNA pol I binding, even though the bound gene copies are less methylated than the silent ones. The experimental approach is excellent; the data mining and experiments are appropriate and shows essential points. The results are very interesting and provides new aspects to the state of rDNA that will further the understanding of ribosomal transcription.

      Minor concerns

      The study points to differences between mouse and human rDNA, and the effect of DNA methylation on transcriptional output. Did the in the mouse rDNA data-set also measure transcription output to correlate with DNA methylation age-differences.

      Some rRNA genes, including the human gene repeat, has a second promoter 7-800 base pairs upstream of the promoter. This site also contains a CTCF binding site, upstream of which nucleosomal chromatin state is found. Downstream of the spacer promoter, a UBF associated chromatin state assembles, presumable on active copies. Did the spacer promoter also get methylated and did that affect UBF binding and pol I binding?

      Significance

      This is a very interesting and novel study which just needs to be extended to other feature of the rDNA to provide a full picture. The results presented in the manuscript are novel and contributes to the understanding of ribosomal transcription, in particular the outstanding question about the impact of DNA methylation on the transcriptional output and chromatin states. It provides important insight into how to think about rRNA transcription in different cell lines, states and diseases, such as cancer. The general aspects of the study suggest a broad broad.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      Mammalian genomes typically contain between 150 and 250 copies of a ribosomal gene repeat (rDNA) that are transcribed by RNA polymerase I to yield pre-rRNAs that encode rRNAs. It is generally accepted, that in most cells as many as 50% of repeats are transcriptionally silent. It is now appreciated that the regulatory elements and transcribed regions of these "silent" repeats are heavily methylated. Thus rDNA hypermethylation correlates with silence. However, whether this is a driver of silencing or a consequence of silencing is open to debate. This manuscript weighs into this debate. Initial experiments remap existing bisulfite sequencing data from both the mouse and humans. These results confirm previous data that rDNA hypermethylation correlates with aging. Next, to strengthen links between hypermethylation and silencing, they remap methylation-resolved ATAC sequencing data. This confirms that hypomethylated rDNA is in a more open chromatin conformation, presumably the "active repeats". In mammals there have been competing claims regarding changes in rDNA copy number during aging. Notably it has been claimed previously that rDNA copy number drops during human aging. A potential flaw in that study is that it studies of rDNA copy number utilised genetically diverse human populations. Here, using digital PCR, they survey rDNA copy number in various tissues of an inbred mouse strain. Analysing young mice and old mice, they find no evidence for age related rDNA loss. While the above experiments are well performed the results are largely confirmatory in nature. The next set of experiments attempt to address a critical question, namely, is rDNA hyper methylation a 'cause' of a 'consequence' of silencing. They generated an inducible nuclease dead CAS9 fused with de novo methyltransferase function (dCas9-3A3L) and gRNAs targeting either the promoter of the 28S coding region. Experiments performed in transformed and non-transformed human cell lines demonstrated a 15-20% methylated rDNA. Analysis of pre and mature rRNAs as well as cell staining reveal that transcript levels and nucleolar morphology are unaltered. Furthermore, the finding that UBF 'chipped' rDNA is more heavily methylated argues that directed methylation of the human rDNA promoter does not displace UBF. These experiments suggest that rDNA hypermethylation is more of a consequence of silencing than a cause of silencing.

      Major comments:

      It is not clear from the methods how previous rDNA was mapped onto rDNA repeats. Did they generate a customised reference genome with rDNA added, or simply map reads to rDNA in isolation. This is of critical importance as only reads that uniquely map to rDNA should be considered. Mammalian genomes typically contain many rDNA pseudo genes. Furthermore, the rDNA intergenic spacer (IGS) contain many retro/repeated elements that are distributed throughout the genome.

      There is very little discussion concerning the methylation status of the IGS. Using nanopore sequencing the Kobayashi lab has convincingly demonstrated that rDNA repeats fall into 2 classes. Those in which the supposedly active repeats lack methylation on promoters and coding regions and those in which both promoters and coding regions are heavily methylated. In both cases the IGS is fully methylated.

      In the targeted methylation experiments the increase in rDNA methylation remains both local and modest 15-20% increase. Would it be possible to increase the number of gRNA so as to achieve a higher level and more distributed change in rDNA methylation.

      Minor comments:

      The older U13369 rDNA reference has many sequence errors and should be avoided.

      There is no description of how rRNA levels are assessed. I suggest this could be further complemented by in vivo incorporation studies such as EU/click-chemistry.

      Significance

      Around 50% of data presented in this manuscript (Figs 1-3) is confirmatory rather than novel. While the data regarding targeted methylation of "active rDNA repeats is interesting, and I think pointing us in the right direction, it is not comprehensive enough to overturn the pervasive notion that methylation causes silencing.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      The manuscript attempts to provide an answer to why methylation of the human rDNA correlates with aging. They conclude that this correlation is not connected with changes in rDNA activity of copy numbers.

      Major comments:

      The authors reanalyze public data from RRBS and WGBS that suggests a correlation between aging and rDNA methylation. They then use public ATAC-Me sequence data and show a good correlation between chromatin accessibility and lack of CpG methylation. This correlation has been known for some time, but the ATAC-Me approach is a nice confirmation that it extends through the coding region and probably the promoter and enhancer sequences. In referring to the correlation between open chromatin and hypomethylation the authors state that "these data imply that methylation of the rDNA promoter and gene body both occur exclusively on non-transcribed, silent repeats" However, it is known that inactivation of rDNA transcription per se does not affect chromatin accessibility, to date only depletion or deletion of UBTF has been found to do this and even this does not enhance CpG methylation, these published findings should be referenced. The authors do recognize this and use the so-called ChIP-chop (not ChIP-ChOP) method to analyze methylation of PolI ChIPped DNA at a single SmaI site in the 47S promoter and a site within the 28S (Table S1 showing primers was not available to me to define the exact regions, the ref to Santoro for the technique should be 2014 not 2013). The ChIP-chop assay repeats previous work but here is done on HEK293T, the cell line they use for later study. The authors also overstate their results by writing "actively transcribed rDNA repeats are hypomethylated at their promoter" despite only one SmaI site but many CpG sites exist in the human promoter, the latter having not been assayed.

      The authors do go on to convincingly show rDNA copy numbers are constant with age by assaying various mouse tissues from young and old mice, hence excluding this as an affector of aging. They then attempt to use targeted de novo methylation to ask if this has any effect on rDNA transcription. Such effects have been extensively claimed as a source of rDNA regulation, though there is little evidence that this occurs in vivo. The authors use dCas9 targeted DNMT to locally enhance methylation using two promoter and one 28S guide RNAs and are able to show mean increases of 15 to 20% by ChIP-chop (but 40 to 50% at other CpGs by WGB-seq (BSAS), not discussed). Measurement of pre-rRNA and 28S abundance (relative to what control is not stated), cell proliferation, PolI nucleolar distribution and UBF (incorrectly referred to UBF1, see comment below) occupancy at the promoter are all suggested to show no effects of this targeted methylation. Hence the authors conclude that "These data suggest that promoter methylation is not sufficient to impair transcription of the human rDNA and imply that the human rDNA transcription machinery may be resilient to age-linked rDNA hypermethylation" But in fact no more than a 20% change due to the targeted methylation should be expected in any of the parameters measured. It is not at all evident that such a small effect would be detected by the authors.

      Specific points:

      Mapping was to the rDNA repeat unit in the absence of the human genome. This may bias the mapping data since the human genome contains rDNA pseudogenes and intermediate repetitive elements that are also present in the rDNA unit. These will be present in all the RRBS and WGS datasets, may or may not change methylation levels with age and will be mapped onto the single copy of the rDNA used in the data alignment. These factors need to be controlled.

      The human rDNA promoters contain many 26 CpGs, most of which may have no effect on transcription when methylated. Thus, very little of significance can be gleaned from RRBS data and this goes for WBS data without understanding which sites when methylated affect transcription.

      The argument that the mouse rDNA is "mouse Pol I machinery is exquisitely sensitive to a single CpG methylation event in the UCE, which blocks UBF binding and prevents transcription". Here the reference is to one of only two CpGs in the mouse promoter and, in this reviewer's opinion, the effect of its methylation has never been convincingly shown in vivo on the endogenous genes. However, if true, it also opens the question of which of the 26 CpGs in the human promoter are critical ones.

      Antibody SC13125 used for UBF ChIP sees near exclusively the shorter transcriptionally inactive UBF2 variant. These data need to be repeated with an antibody that detects both UBF forms.

      Significance

      We believe that the authors are correct in their conclusion that rDNA activity is not significantly affected by the level of CpG methylation. This said, the data presented in the manuscript does not provide strong support for this notion and hence, does not significantly advance our understanding of the role of rRNA in aging.

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      Reply to the reviewers

      We thank both reviewers for their reviews of our work and suggestions for improvement. Changes to the manuscript are captured with the Track Changes feature, and our point-by-point responses are included below in bold/italic text.


      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Summary Bell et al. overexpress Prom1 or Ttyh1 and test its effect on EV formation from cell lines. They find that Ttyh1 expression leads to an increase in small EVs as well as tubulated EVs, while Prom1 expression leads to a milder increase in small EVs. EV induction by Prom1 is dependent on cholesterol and the authors show that Prom1 makes the cholesterol in EVs more resistant to detergent. The authors show no connection between Ttyh1 EV induction and cholesterol, although they claim it is important. They also show that a disease mutation in Prom1 decreases Prom1 trafficking to the plasma membrane and increases cholesterol resistance to detergent in EVs. The authors also find that the disease mutation decreases the size of the Prom1-induced EVs.

      Major Comments

      Results - line 99-106 - The EV isolation protocol would remove large EVs like the Prom1+ midbody remnants. It is important to explicitly specify that this study focused on small EVs.

      We agree with the reviewers and appreciate the suggestion to make this distinction. We have clarified the Results text (lines 104-105) to specify that our method specifically reconstitutes and isolates small EVs.

      Statistics - The t tests appear to have been performed without correction for multiple comparisons (Figure 2C-D, Fig. 4D). Given that >10 comparisons were made, this can alter the biological significance of p__We agree with the reviewers that multiple test correction is appropriate for these figures. We have applied Bonferroni correction to the t-tests in Figs 2C, 2D, and 4D by adjusting our significance thresholds (alpha), and included additional text in the figure legend to indicate how and why the correction was performed.__

      The DLS data does not appear to give any insight into EV size (unlike the EM data) and could be removed from the whole manuscript (or moved to supplemental). The authors should also remove any conclusions based on the DLS data.

      We appreciate the reviewers raising this point and agree that the DLS is less informative than our other measurements of EV size and morphology. We have moved all DLS figure panels where EV size is characterized by another method to the Supplement.

      Discussion - line 382-383 "Because Prom1 EVs arise directly from blebbing of the plasma membrane23, this finding suggests that Prom1 and Ttyh1 traffic to similar regions of the plasma membrane." The authors have not examined where Prom1 or Ttyh1 localize in the plasma membrane and can not draw this conclusion. That both proteins promote plasma membrane budding would only suggest that both proteins localize to the plasma membrane, not subregions of the plasma membrane. However, the authors have not demonstrated that Ttyh1 specifically induces plasma membrane budding. The different size of Ttyh1 EVs could be due to different biogenesis mechanisms (i.e. derived from intracellular organelles instead of the plasma membrane), making this statement an over-interpretation on both parts.

      This is a fair point. We have removed this sentence from the Discussion (lines 402-403) as the reviewer requests.

      Discussion - line 398-400 "Membrane cholesterol is necessary for Prom1-mediated remodeling20,21 and is present at similar levels in purified Prom1 and Ttyh1 EVs (Fig 5E), indicating that it is undoubtedly important for EV formation by both proteins." & line 415-417 "We find that conservative mutations in several of these adjacent aromatic residues impair EV formation by Prom1, but do not mimic the stable cholesterol binding of W795R (Figs 2C, 4D). " The author's data suggests that cholesterol is not important for Ttyh1 to induce EV formation. The authors show that cholesterol depletion does not alter Ttyh1 EV production. Similarly, they find separable effects on cholesterol binding and EV formation with Prom1 mutants, which suggest that there is more to Prom1-mediated EV formation than cholesterol. That cholesterol is present at similar levels can reflect that overexpression of these proteins does not alter the amount of cholesterol in the EV source membrane (i.e. plasma membrane). Also, wouldn't molecular crowding of a membrane protein be predicted to influence how easy it is to extract lipids?

      We thank the reviewer for highlighting this imprecisely phrased sentence. We only meant to indicate that cholesterol is present in both sets of EVs and contributes globally to membrane fluidity. We have removed this sentence from the Discussion (lines 419-421) to avoid over-interpretation or confusion.

      The reviewer is also correct to point out that molecular crowding could alter how extractable lipids are from EVs. We have included additional explanatory text in the Discussion (lines 421-426) addressing this point.

      Discussion - line 431-433 "Our findings suggest that the dynamic interaction of Prom1 with cholesterol may promote efficient maturation and trafficking of Prom1 between the endomembrane system and the plasma membrane. The authors did not investigate whether depleting cholesterol improved Prom1(W795R) trafficking to the plasma membrane, making this inference untested. Soften interpretation or test experimentally.

      We appreciate the reviewer raising this point. We have altered the text in this paragraph (lines449-459) to soften our interpretation of these results, as suggested by the reviewer.

      Minor Comments Abstract - "the EVs produced are biophysically similar" The authors don't perform any typical biophysical characterization (beyond size and perhaps density), so do they mean physically similar? Given the Prom1 and Ttyh1 EVs can have different shapes and are significantly different sizes, this statement feels misleading.

      We thank the reviewer for pointing out the ambiguity around this word. We agree that "physically similar" is a more precise and accurate term, and have revised all instances of this language in the manuscript.

      Intro - line 59-60 - "Large Prom1 EVs (500-700 nm in diameter) appear to form from bulk release of membrane from the cell midbody" Midbody remnants are well defined (if variously named, i.e. flemmingsome) large EVs derived from the spindle midbody, intercellular bridge, and cytokinetic ring. I'm not sure what the authors are trying to express by "bulk release of membrane". Midbody remnants are also a site of membrane tubulation.

      The reviewer is correct to point out that midbody remnant release is a well defined process. We originally included this statement to avoid indicating that we are studying the only known class of Prominin EVs, but now recognize that including this creates more confusion that it alleviates. To improve clarity concurrently with the changes referenced above emphasizing that we are specifically studying small EVs, we have removed this reference to the larger class of EVs from the introduction (lines 61-63).

      The effect on total numbers of EVs is buried in the y-axes of the EM graphs, making it difficult to distinguish where a higher n of images was examined vs. where there is an increase in EVs. This is especially hard to interpret given the high difference in n values.

      The reviewers raise a valid critique of these figure panels. To improve clarity, we have adjusted the y-axes to represent the fraction of EVs rather than the absolute value of EVs, and listed the n values in figure legends.

      Fig. 2C - Missing WT error bars

      We appreciate the reviewer's concern for the WT error bars in these figures. The measurements underlying these plots are derived from quantification of Western blots. Because the blots have a limited number of lanes, the WT sample was run as a normalization control on each of several sets of blots. By employing this approach, we could make quantitative comparisons within each blot without needing to make direct comparisons between blots, eliminating confounding variables such as blotting times, positions of blots on rotary shakers, developer incubation time, exposure times, etc. Because WT lanes were used for normalization, each "WT" blot condition has its own set of error bars that was used for t-test comparison with the samples that share a blot. For this purely technical reason, we can represent the data either normalized against WT values or with three separate WT measurements for each plot. In the interest of clarity and transparency, we elected to report the values normalized to WT and to include all raw blot images in Supplementary Fig. S4. We understand that we could have made this more transparent, so to clarify this decision for readers, we now explicitly reference the raw blot images in both the Results text (lines 185) and in the Figure 2 legend.

      Fig. 3H, 5C - Why not show raw numbers on the y-axes of the inset graphs like the main graph? Also, if it is only showing a subset of roundness ranges, then the x-axis should not go to 1 (i.e. axis range 0-0.8 would be clearer). I had a hard time figuring out what these insets were trying to show me, so please think about presenting this data more clearly (and larger).

      For clarity, we have moved the inset graphs to separate panels alongside the main panel and implemented the requested changes to the axes (see Figs. 3G, 5B).

      Discussion - line 377 - "Though we do not claim that Ttyh1 endogenously induces EV formation" This statement could be misinterpreted to say that you do not think endogenous Ttyh1 regulates EV formation. Rephrase as "although we have not examined whether..."

      We thank the reviewer for pointing out this unclear sentence and have applied the requested change (line 397).

      Discussion - line 400-402 "Our results do not indicate that Ttyh1 does not bind cholesterol, merely that it does not form an interaction that is sufficiently kinetically stable to be co-immunoprecipitated." The phrasing here is confusing with multiple "not". It is better to leave things open than to say what you have not shown. Rephrase suggestion: "Although Ttyh1 was not able to form a kinetically stable interaction for co-immunoprecipitation, it remains to be determined whether Ttyh1 is able to bind cholesterol."

      We thank the reviewer for their suggestion and have modified the sentence to avoid double-negative phrasing (lines 422-426).

      Movies - I'm not sure what the two videos add. It's difficult to convince myself that I see plasma membrane labeling in either movie, especially in comparison to the over-exposed WGA staining. Also, why are there ~5 sec of empty movie at the end of each?

      We appreciate the reviewer's feedback and have removed the movies from the manuscript.

      Reviewer #1 (Significance (Required)):

      The data is interesting and well presented, but over interpreted in the discussion. The data on Ttyh1 expression inducing EVs is novel, but limited to overexpression studies. This study will be of interest to the EV, membrane curvature, and Prmn1/Tthy1 fields My expertise is in basic research on membrane trafficking (including EV formation) and lipids

      We thank the reviewer for their favorable review and helpful suggestions.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      In this study, authors investigated the role of Prom1 and Ttyh1 proteins on EV formation. They showed that both proteins can induce EV formation, while the mechanisms by which they do it might differ slightly. Ttyh1 binding to cholesterol is not as pronounced as Prom1. Surprisingly, cholesterol binding efficiency inversely correlates with EV formation. Also, EVs induced by Tthy1 and Prom1 are structurally different.

      My suggestions to improve the manuscript are below.

      • Figure 2E is not very convincing. As the authors mentioned, the signal is too low to have a concrete conclusion. The line scans somehow show that WT is more membrane-localized than mutant, but colocalization of Prom1 and WGA seems very similar in both cases. Is it certain that the addition of fluorophore did not change the trafficking? Does endogenous Prom-1 staining look like this? Also, why is WGA staining brighter in mutant sample, just a usual variation or biologically important?

      We understand the reviewer's concern about low signal, but respectfully disagree that the signal is too low to draw a meaningful conclusion. The only point we conclusively make in Fig. 2E is that WT Prom1 is more efficiently trafficked to the plasma membrane than W795R Prom1. We feel that this effect is sufficiently well evidenced by the line scan analysis in Supp. Fig. S5, where Prom1 peaks are cleanly visible for WT but not for W795R protein.

      We observe somewhat variable WGA staining in our experiments, and the differences we show in this figure panel are representative of typical staining variation. We do not draw any biological conclusions from the level of WGA present, only from its localization. Because both the plasma membrane and late endosomes are WGA+, we suspect that the W795R Prom1 is failing to traffic from endosomes to the plasma membrane. However, given the limitations of our fluorescence assay, we have removed any claim beyond the change plasma membrane trafficking efficiency from discussion of this experiment.

      We cannot conclude whether the mStayGold fluorophore alters trafficking of Prom1 to the plasma membrane. In response to the reviewer's comment, we attempted to use immunofluorescence to measure membrane localization of untagged Prom1 with the AC133-1 antibody. Unfortunately, we were unable to optimize this protocol to achieve sufficient membrane staining for quantification. We have softened our interpretation of Fig. 2E in the Results and Discussion (lines 203-204, 450) to acknowledge that the effects we observe are only measured with fluorophore-tagged Prom1.

      • I also recommend showing the localization of Ttyh1 on cells.

      We appreciate the reviewer's suggestion here, and it is an experiment we considered. One of the challenges we faced in this assay was quantitatively measuring fluorescent signal along cell-boundary plasma membranes without saturating signal from the very bright WGA+ endosomes. Because Ttyh1 globally expresses at higher levels than Prom1 (see Figs. 3C, 3I), direct comparison of membrane-localized Prom1 and Ttyh1 is technically challenging in these cells. However, Ttyh membrane localization has been widely reported in other papers (Matthews et al., J. Neurochem, 2007; Jung et al., J. Neurosci., 2017; Sukalskaia et al., Nat. Commun., 2021; Melvin et al., Comm. Biol., 2022) that we now explicitly mention and cite for reader clarity in both the Introduction and Results (lines 69-71, 224-225).

      • A graph directly showing cholesterol binding vs EV formation efficiency would be very useful.

      We agree with the reviewer that this would be an interesting and useful addition to the paper. We now include this panel in the revised manuscript as Fig. 4F.

      • "Prominin and Tweety homology proteins are homologous and functionally analogous" involves speculation and authors should clearly mention this. Revealing that they are both contributing to EV formation does not make them definitely functionally analogous.

      We agree with the reviewer that this sentence is indeed ambiguous and somewhat speculative. We have revised the section heading to "Prominin and Tweety homology proteins are homologous proteins that both promote EV formation" (lines 461-462) to indicate the specific analogous function we observe.

      Reviewer #2 (Significance (Required)):

      Overall, it is a useful addition to the field of cell biology, particularly EV field. EV formation and efficiency are both important topics, and this manuscript might give insights.

      We thank the reviewer for their favorable review and helpful suggestions.

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      Referee #2

      Evidence, reproducibility and clarity

      In this study, authors investigated the role of Prom1 and Ttyh1 proteins on EV formation. They showed that both proteins can induce EV formation, while the mechanisms by which they do it might differ slightly. Ttyh1 binding to cholesterol is not as pronounced as Prom1. Surprisingly, cholesterol binding efficiency inversely correlates with EV formation. Also, EVs induced by Tthy1 and Prom1 are structurally different.

      My suggestions to improve the manuscript are below.

      • Figure 2E is not very convincing. As the authors mentioned, the signal is too low to have a concrete conclusion. The line scans somehow show that WT is more membrane-localized than mutant, but colocalization of Prom1 and WGA seems very similar in both cases. Is it certain that the addition of fluorophore did not change the trafficking? Does endogenous Prom-1 staining look like this? Also, why is WGA staining brighter in mutant sample, just a usual variation or biologically important?
      • I also recommend showing the localization of Ttyh1 on cells.
      • A graph directly showing cholesterol binding vs EV formation efficiency would be very useful.
      • "Prominin and Tweety homology proteins are homologous and functionally analogous" involves speculation and authors should clearly mention this. Revealing that they are both contributing to EV formation does not make them definitely functionally analogous.

      Significance

      Overall, it is a useful addition to the field of cell biology, particularly EV field. EV formation and efficiency are both important topics, and this manuscript might give insights.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary

      Bell et al. overexpress Prom1 or Ttyh1 and test its effect on EV formation from cell lines. They find that Ttyh1 expression leads to an increase in small EVs as well as tubulated EVs, while Prom1 expression leads to a milder increase in small EVs. EV induction by Prom1 is dependent on cholesterol and the authors show that Prom1 makes the cholesterol in EVs more resistant to detergent. The authors show no connection between Ttyh1 EV induction and cholesterol, although they claim it is important. They also show that a disease mutation in Prom1 decreases Prom1 trafficking to the plasma membrane and increases cholesterol resistance to detergent in EVs. The authors also find that the disease mutation decreases the size of the Prom1-induced EVs.

      Major Comments

      Results - line 99-106 - The EV isolation protocol would remove large EVs like the Prom1+ midbody remnants. It is important to explicitly specify that this study focused on small EVs.

      Statistics - The t tests appear to have been performed without correction for multiple comparisons (Figure 2C-D, Fig. 4D). Given that >10 comparisons were made, this can alter the biological significance of p<0.05 (1 incorrect in 20 comparisons). Please reanalyze with a more appropriate statistical test for multiple comparisons (i.e. ANOVA) or apply a correction to the t test values (i.e. Bonferroni).

      The DLS data does not appear to give any insight into EV size (unlike the EM data) and could be removed from the whole manuscript (or moved to supplemental). The authors should also remove any conclusions based on the DLS data.

      Discussion - line 382-383 "Because Prom1 EVs arise directly from blebbing of the plasma membrane23, this finding suggests that Prom1 and Ttyh1 traffic to similar regions of the plasma membrane." The authors have not examined where Prom1 or Ttyh1 localize in the plasma membrane and can not draw this conclusion. That both proteins promote plasma membrane budding would only suggest that both proteins localize to the plasma membrane, not subregions of the plasma membrane. However, the authors have not demonstrated that Ttyh1 specifically induces plasma membrane budding. The different size of Ttyh1 EVs could be due to different biogenesis mechanisms (i.e. derived from intracellular organelles instead of the plasma membrane), making this statement an over-interpretation on both parts.

      Discussion - line 398-400 "Membrane cholesterol is necessary for Prom1-mediated remodeling20,21 and is present at similar levels in purified Prom1 and Ttyh1 EVs (Fig 5E), indicating that it is undoubtedly important for EV formation by both proteins." & line 415-417 "We find that conservative mutations in several of these adjacent aromatic residues impair EV formation by Prom1, but do not mimic the stable cholesterol binding of W795R (Figs 2C, 4D). " The author's data suggests that cholesterol is not important for Ttyh1 to induce EV formation. The authors show that cholesterol depletion does not alter Ttyh1 EV production. Similarly, they find separable effects on cholesterol binding and EV formation with Prom1 mutants, which suggest that there is more to Prom1-mediated EV formation than cholesterol. That cholesterol is present at similar levels can reflect that overexpression of these proteins does not alter the amount of cholesterol in the EV source membrane (i.e. plasma membrane). Also, wouldn't molecular crowding of a membrane protein be predicted to influence how easy it is to extract lipids?

      Discussion - line 431-433 "Our findings suggest that the dynamic interaction of Prom1 with cholesterol may promote efficient maturation and trafficking of Prom1 between the endomembrane system and the plasma membrane. The authors did not investigate whether depleting cholesterol improved Prom1(W795R) trafficking to the plasma membrane, making this inference untested. Soften interpretation or test experimentally.

      Minor Comments

      Abstract - "the EVs produced are biophysically similar" The authors don't perform any typical biophysical characterization (beyond size and perhaps density), so do they mean physically similar? Given the Prom1 and Ttyh1 EVs can have different shapes and are significantly different sizes, this statement feels misleading.

      Intro - line 59-60 - "Large Prom1 EVs (500-700 nm in diameter) appear to form from bulk release of membrane from the cell midbody" Midbody remnants are well defined (if variously named, i.e. flemmingsome) large EVs derived from the spindle midbody, intercellular bridge, and cytokinetic ring. I'm not sure what the authors are trying to express by "bulk release of membrane". Midbody remnants are also a site of membrane tubulation.

      The effect on total numbers of EVs is buried in the y-axes of the EM graphs, making it difficult to distinguish where a higher n of images was examined vs. where there is an increase in EVs. This is especially hard to interpret given the high difference in n values.

      Fig. 2C - Missing WT error bars

      Fig. 3H, 5C - Why not show raw numbers on the y-axes of the inset graphs like the main graph? Also, if it is only showing a subset of roundness ranges, then the x-axis should not go to 1 (i.e. axis range 0-0.8 would be clearer). I had a hard time figuring out what these insets were trying to show me, so please think about presenting this data more clearly (and larger).

      Discussion - line 377 - "Though we do not claim that Ttyh1 endogenously induces EV formation" This statement could be misinterpreted to say that you do not think endogenous Ttyh1 regulates EV formation. Rephrase as "although we have not examined whether..."

      Discussion - line 400-402 "Our results do not indicate that Ttyh1 does not bind cholesterol, merely that it does not form an interaction that is sufficiently kinetically stable to be co-immunoprecipitated." The phrasing here is confusing with multiple "not". It is better to leave things open than to say what you have not shown. Rephrase suggestion: "Although Ttyh1 was not able to form a kinetically stable interaction for co-immunoprecipitation, it remains to be determined whether Ttyh1 is able to bind cholesterol."

      Movies - I'm not sure what the two videos add. It's difficult to convince myself that I see plasma membrane labeling in either movie, especially in comparison to the over-exposed WGA staining. Also, why are there ~5 sec of empty movie at the end of each?

      Significance

      The data is interesting and well presented, but over interpreted in the discussion. The data on Ttyh1 expression inducing EVs is novel, but limited to overexpression studies. This study will be of interest to the EV, membrane curvature, and Prmn1/Tthy1 fields My expertise is in basic research on membrane trafficking (including EV formation) and lipids

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      The authors report a mass spectrometry (MS)-based interactomics technique, time-resolved interactome profiling (TRIP), which allows for tracking temporal changes in the interactome of protein of interest. To show that TRIP can successfully deconvolute interactomes over time, they pulsed thyroid cells with homopropargylglycine (Hpg), immunoprecipitated the Hpg incorporated thyroglobulin (Tg) and its interacting proteins at different time points, and subjected the samples to tandem mass tag (TMT)-based quantitative MS analysis. The MS results show that WT and variant Tg proteins indeed associate with different proteostasis network factors in a differential manner over the course of time. In addition, they utilized an siRNA-based luciferase fusion assay to evaluate whether silencing each proteostasis network component changes the levels of Tg in both lysate and media. From the combination of the TRIP and siRNA-based assays, they found many hits, including hits implicated in protein degradation, VCP and TEX264, which they validated with multiple experiments.

      I am overall quite positive and think this is an important study. But there are some meaningful points to consider.

      Our Response: We thank Reviewer #1 for their positive outlook on our manuscript and their constructive feedback. We have addressed the comments below.

      Significant comments:

      Reviewer #1, Comment #1: Oonly two replicates of the main data (the TRIP-MS experiments) for this paper is problematic. Especially since the manuscript is supposed to be demonstrating and validating the new technique. Consistent with this concern, the relative enrichment profiles for some of the results were surprising. For instance, interaction with CCDC47 was tapering off but then at 3 h it suddenly reaches the maximum level of engagement. Is this a real finding or the variability in the method? Impossible to tell with two replicates. Presenting heat maps based on biological duplicates is also very problematic. It masks the error, which is large as can be seen in some of the panels showing individual proteins. In my view, triplicates and a clear understanding of the error in the technique should be required.

      Our Response: The TRIP datasets for WT Tg contains 5 biological replicates, while the A2234D and C1264R Tg contains 6 biological replicates. Two replicates are typically included in a TMTpro 16plex mass spectrometry run, and each analysis consists of 3 MS runs. We apologize that the number of replicates and layout of the MS runs was not clearly explained. Data for individual replicates is found in Dataset EV1, Dataset EV3, and a newly added Table EV3 delineates the sample layout across the TMT channels and MS runs. We clarified the text as follows:

      "Subsequently, two sets of TRIP time course samples (0, 0.5, 1, 1.5, 2, and 3 hr) could be pooled using the 16plex TMTpro and analyzed by LC-MS/MS (Fig 2A). In total, 5 biological replicates were analyzed for WT and 6 biological replicates were analyzed for A2234D and C1264R, respectively (Table EV3)."

      Reviewer #1, Comment #2: The same concern arises for the high-throughput siRNA screen, which was performed only in duplicate for WT and A2234D.

      Our Response: While the initial screen was performed in duplicate for WT and A2234D, which is common for larger screens due to resource constraints, we would like to direct the reviewer to the fact that we followed up on observed hits using thyroid cell lines with many more replicates. Furthermore, most hits came from the C1264R Tg variant, which had three replicates in the initial screen. Hits were also extensively followed-up.

      Reviewer #1, Comment #3: *There are issues with some of the immunoprecipitation experiments: In Figure 1C, a negative control for FLAG IP is missing. *

      *-In Figure 2B, I am curious why the band (Hpg -, chase time 0 h) is so faint for the first WB (IB for FLAG) - is Hpg treatment indeed leading to much more Tg present at 0 h? If so, that is a concern. *

      -Also, a negative control must be included (either plain cells or cells expressing fluorescent protein or a different epitope-tagged WT Tg).

      -In this same figure, I am puzzled why the bands for 1.5-3 timepoints in Biotin PD elution, probed for Rhodamine, are very faint especially considering that in Figure 1D, the corresponding bands, which are 4 h after the pulse, look fine. It seems like the IP failed here?

      Our Response: In Fig 2B, we have updated this figure with higher-quality images that are more representative of the results found when performing this experiment. Furthermore, to address the missing negative controls in Fig. 1C, we have added a separate figure (Fig EV2) where (-) FLAG-tagged Tg is included in this panel. We updated the text as follows:

      "Furthermore, the C-terminal FLAG-tag and Hpg labeling are necessary for this two-stage enrichment strategy, and DSP crosslinking is necessary to capture these interactions after stringent wash steps (Fig 1D, Fig EV2)."

      Regarding the Biotin PD rhodamine/TAMRA signal in Fig 2B: The blots in this figure panel represent the time-resolved Tg fractions from cell lysate, corresponding only to intracellular thyroglobulin. The decrease in band intensity for 1.5-3 hr time points is expected due to continued secretion and/or degradation dynamics taking place that decrease the intracellular population of labeled thyroglobulin that is able to be captured. For comparison, please note the C1264R panel (Fig 2C), where the rhodamine/TAMRA signal in the Biotin PD elutions is more stable compared to WT, indicating the cellular retention of C1264R while WT Tg is efficiently secreted and the signal is lost more rapidly. Fig 1D contains samples derived from a 4 hr Hpg pulse (without chase), explaining why the overall fluorescent Tg signal is more intense.

      Suggestion to consider:

      Reviewer #1, Comment #4: This manuscript, supported by the title and abstract, mainly focuses on the presentation of the development and application of TRIP, which is highly significant. The story becomes less coherent and harder to follow as significant amounts of text/figures are dedicated to siRNA-based high throughput screening and follow-up. In addition, although the discovery of TEX264 as one of the hits is very interesting and exciting, TEX264 apparently was not a hit in the TRIP experiment and is pretty distracting from the main point of the paper highlighted in the abstract and title, therefore. The siRNA-based assay and follow-up studies could be a separate scientific story of their own. Especially considering my concerns on the number of replicates for both the TRIP and siRNA-based assay, it could be beneficial to actually split the manuscript into two and conduct more replicates of the -omic work, which should corroborate the exciting discoveries the authors have made.

      Our Response: We have edited the manuscript to hopefully provide a more cohesive presentation of all data, findings, and conclusions within the paper. Given the generally positive outlook on the manuscript from other reviewers and our responses to significant comments from Reviewer #1 we opted to keep the manuscript as a single piece and address all reviewer comments.

      Minor comments:

      Reviewer #1, Comment #5: Throughout the manuscript, the authors have not defined what FT is; presumably it means FLAG tag.

      Our Response: Reviewer #1 is correct in FT corresponding to FLAG tag. We have now edited the manuscript text to clarify this as follows:

      "Thyroglobulin was chosen as model secretory client protein, and we generated isogenic Fischer rat thyroid cells (FRT) cells that stably expressed FLAG-tagged Tg (Tg-FT), including WT or mutant variants (A2234D and C1264R)."

      Reviewer #1, Comment #6: The authors might discuss their rationale for choosing 0-3 hrs for their TRIP studies. That includes any relevant information about the half-life of WT versus variant Tg, whether the Hpg pulse time is short enough to avoid missing key features of the temporal interactome, and discussion of what would happen if the TRIP were performed at prolonged time points (e.g. 6-10 h).

      Our Response: Apologies that we omitted this important point, which is indeed related to the secretion and degradation half-life. We edited the manuscript text to discuss the rationale for 0-3 hr, length of the Hpg pulse and the impact on capturing interactions, and performing TRIP at prolonged time points as follows:

      "Our previous study indicated that ~70% of WT Tg-FT was secreted after 4 hours, while approximately 50% of A2234D and 15% of C1264R was degraded after the same time period (Wright et al, 2021). Therefore, we reasoned that a 3-hr chase period would be a enought time to capture the majority of Tg interactions throughout processing, secretion, cellular retention, and degradation, while still being able to capture an appreciable amount of sample for analysis."

      We explain the labeling timeline and limitations further in the discussion:

      "To address this, we utilized a labeling time of 1 hr which allows us to generate a large enough labeled population of Tg-FT for TRIP analysis, but some early interactions are likely missed within the TRIP workflow. In the case of mutant Tg, performing the TRIP analysis for much longer chase periods (6-8 hrs) may provide insightful details to the iterative binding process of PN components that is thought to facilitate protein retention within the secretory pathway."

      Reviewer #1, Comment #7: Lines 68-69: the two citations should probably come one sentence earlier (at least Coscia et al 2020 is a structure paper).

      Our Response: We agree. We have edited the manuscript as follows to correct this:

      "In earlier work, we mapped the interactome of the secreted thyroid prohormone thyroglobulin (Tg) comparing the WT protein to secretion-defective mutations implicated in congenital hypothyroidism (CH) (Wright et al, 2021). Tg is a heavily post-translationally modified, 330 kDa prohormone that is necessary to produce triiodothyronine (T3) and thyroxine (T4) thyroid specific hormones (Citterio et al, 2019; Coscia et al, 2020). Tg biogenesis relies extensively on distinct interactions with the PN to facilitate folding and eventual secretion."

      Reviewer #1, Comment #8: Line 91: "(Figure 1A)" should follow the sentence "To develop the time-resolved..." to help readers better understand the system.

      Our Response: __We agree. We have edited the manuscript to add the Fig 1A reference. Furthermore, we redesigned the schematic in Fig 1A to better explain the experimental system. (see also __Reviewer #2, comment 10)

      "To develop the time-resolved interactome profiling method, we envisioned a two-stage enrichment strategy utilizing epitope-tagged immunoprecipitation coupled with pulsed biorthogonal unnatural amino acid labeling and functionalization (Fig 1A). Cells can be pulse labeled with homopropargylglycine (Hpg) to synchronize newly synthesized populations of protein. After pulsed labeling with Hpg, samples can then be collected across time points throughout a chase period (Fig 1A, Box 1) (Kiick et al, 2001; Beatty et al, 2006). The Hpg alkyne incorporated into the newly synthesized population of protein can be conjugated to biotin using copper-catalyzed alkyne-azide cycloaddition (CuAAC) (Fig 1A, Box 2). Subsequently, the first stage of the enrichment strategy can take place where the client protein of interest is globally captured and enriched using epitope-tagged immunoprecipitation, followed by elution (Fig 1A, Box 3)."

      Reviewer #1, Comment #9: Line 101: Fisher should be Fischer

      Our Response: Thank you. We have edited the manuscript text to correct this.

      Reviewer #1, Comment #10: Line 131: Should be 1.5 hrs instead of 2 hrs.

      Our Response: We edited this point (see below in comment #11)

      Reviewer #1, Comment #11: Lines 135-136: I do not agree with the claim that HSPA5 profile looked similar for MS and WB. I do not see a peak for HSPA5 at 2 hrs in Figure 2D.

      Our Response: We replaced the mass spectrometry quantification in Fig 2D, E with the scaled, relative enrichments. This provides a more meaningful comparison, as all interactions are scaled in the same way. Unfortunately, it is still difficult to directly compare the Western blot results in Fig. 2B-C to the mass spectrometry quantifications in Fig 2D-E because the WB intensities are not normalized to the Tg bait protein amounts, which is changing over time. At 2-3hrs time points, little WT Tg is pulled down as most of it is secreted. Therefore, the HSPA5 interactions are no longer detectable by Western blot. On the other hand, MS is much more sensitive to capture the interactions. We modified the text as follows:

      "For C1264R, interactions with HSPA5 were highly abundant at the 0 hr time point and remained mostly steady throughout the first 1.5 hours (Fig 2C). A similar temporal profile was also observed for HSP90B1. Additionally, interactions with PDIA4 were detectable for C1264R and were found to gradually increase throughout the first 1.5 hr of the chase period, before rapidly declining (Fig 2C). We noticed similar temporal profiles for PDIA4 and HSPA5 to our western blot analysis, when measured via TMTpro LC-MS/MS as further outlined below (Fig 2D-E). In particular, the HSPA5 WT Tg interaction declined within the first hours, yet for C1264R Tg, the HSPA5 interactions remained mostly steady over the 3-hour chase period. (Fig 2E)."

      Reviewer #1, Comment #12: Line 186: The cited paper Shurtleff et al 2018 is missing in the reference list.

      Our Response: Thank you. We have corrected this in the citation management system and it is now available in the reference list.

      Reviewer #1, Comment #13: Line 188: I disagree with the authors' claim here because, at least for CCDC47, interactions with C1264R seem to come back at the 3 hr time point.

      Our Response: We have removed the discussion of EMC and PAT complex components from the text. The implications of these interactions for Tg biogenesis remain unclear and were therefore a distraction from the discussion of other core proteostasis network components pertinent to Tg processing. Nonetheless, the full dataset - including these interactions - remains available to readers in Appendix Fig S1 for further perusal.

      Reviewer #1, Comment #14: Line 203: I am not sure if P4HA1 can be included in the examples for showing distinct patterns for mutants compared to the WT according to their data in Figure 3H.

      Our Response: We agree. We have edited the text to remove the discussion of prolyl hydroxylation and isomerization family members and elected to discuss the new clustering analysis and the robustness of the TRIP method in more detail. The full TRIP data is nonetheless available to interested readers in Appendix Fig S1.

      Reviewer #1, Comment #15: Line 216: The authors should add citations about the functions of STT3A and STT3B proteins.

      Our Response: We've edited the manuscript text to include a reference to the primary literature for STT3A and STT3B functions, as follows:

      "Previously, we showed that A2234D and C1264R differ in interactions with N glycosylation components, particularly the oligosaccharyltransferase (OST) complex. Efficient A2234D degradation required both STT3A and STT3B isoforms of the OST, which mediate co-translational or post-translational N-glycosylation, respectively (Kelleher et al, 2003; Cherepanova & Gilmore, 2016)."

      Reviewer #1, Comment #16: Lines 248-251, "We found that interactions with these components...": this sentence should refer to Figure 3 - Figure Supplement 3 instead of Figure 3L and S4.

      Our Response: Thank you. This section of the manuscript was significantly rewritten and the figure references updated.

      Reviewer #1, Comment #17: Lines 258-260, "Another striking observation was that the temporal profile of EMC interactions for C1264R correlated with RTN3, PGRMC1, CTSB, and CTSD interactions.": Please provide more evidence to support the potential correlation between different interaction profiles. Or the authors should move this sentence to the discussion section as it sounds speculative. This highlights the issue of only having duplicates, as well.

      Our Response: We agree that this point was highly speculative and we removed discussion of the EMC interactions.

      To further investigate the correlation of interaction profiles across the dataset, we performed unbiased k-means clustering. This led to the identification of 7 and 6 unique clusters of interactors for WT and C1264R Tg-FT, respectively. These data are represented in Fig 3F and Fig EV5. Unique clusters highlight similar temporal interaction profiles for Tg-FT interactors, and provide a quantitative representation of correlative interactions that take place during Tg-FT processing.

      "To assess temporal interaction changes in an unbiased fashion and identify protein groups exhibiting comparative behavior, we carried out k-means clustering of the temporal profiles for WT and C1264R. This analysis revealed a large divergence in the interaction profiles. For WT Tg, only one cluster exhibited steadily decreasing interactions (cluster 4), while others increased with time, or showed peaks at intermediate times (Fig 3F, Fig EV5A). On the other hand, C1264R largely exhibited clusters with decreasing interactions over time (Fig 3F, Fig EV5B). Cluster 2 for WT with biomodal interactions at early and late time points contains many Hsp70/90 chaperoning components. For C1264R Tg, many Hsp70/90 chaperoning components and disulfide/redox-processing components are instead part of cluster 2', which exhibited an initial rise in interactions strength before plateauing (Fig 3F, Fig EV5A,B). This divergent temporal engagement between WT Tg and the destabilized C1264R mutant is aligned with the patterns observed in the manual grouping (Fig 3B,C), highlighting that the unbiased temporal clustering can reveal broader patterns in the reorganization of the proteostasis dynamics."

      One of the clusters of the C1264R Tg interactions contained autophagy interactors along with glycosylation components. We therefore postulate that this could point to a coordination of these processes. We discuss this new point in the updated manuscript:

      "In the k-means clustered profiles, autophagy interactions largely group together in the same cluster, showing stronger interactions at earlier time points. In the same cluster are glycosylation components (UGGT1 and STT3B, MLEC), further supporting a possible coordination for C1264R Tg between lectin-dependent protein quality control and targeting to autophagy (Fig EV5B,C)."

      Reviewer #1, Comment #18: Line 340: As written, should cite more than one paper

      Our Response: Thank you. We reworded the manuscript to correct this, as follows:

      "The discovery of several protein degradation components as hits for rescuing mutant Tg secretion may suggest that the blockage of degradation pathways can broadly rescue the secretion of A2234D and C1264R mutant Tg, a phenomenon similarly found for destabilized CFTR implicated in the protein folding disease cystic fibrosis (Vij et al, 2006; Pankow et al, 2015; McDonald et al, 2022)."

      Reviewer #1, Comment #19: Line 371: Should be Figure 4 - figure supplement 2

      Our Response: We edited the manuscript to correct this error.

      Reviewer #1, Comment #20: Line 1231: "Zhang et al 2018" needs to be removed

      Our Response: We have removed this citation.

      Reviewer #1, Comment #21: Line 1286: FRTR should be FRT

      Our Response: Thank you. We have corrected this within the text.

      Reviewer #1, Comment #22: Figure 3E: Color used to highlight the three proteins (CCDC47, EMC1, EMC4) should match the color used in Figure 3 - Figure Supplement 3

      Our Response: __We have edited Figure 3 to remove the section related to membrane protein biogenesis. This data is still available in __Appendix Fig S1 with consistent color coding.

      Reviewer #1, Comment #23: Figure 4A: The bottom figure where lysate signal is inversely proportional to time is misleading because the authors are assessing steady-state level of proteins in this assay.

      __Our Response: __We agree. We updated the schematic in __Fig 4A __to better explain the workflow and differentiate the steady-state protein level being measured within the lysate.

      Reviewer #1, Comment #24: Figure 4 - Figure Supplement 1 caption: in (C), (F) should be (B). (K) should be (G) and I am not sure what the authors mean when they refer to (J) in caption of (G).

      Our Response: We have corrected this lettering mistake to match the figure properly. Please note that this figure is now Fig EV6, and it includes some new and reorganized panels.

      Reviewer #1, Comment #25: Figure 5 caption for (C and D): Need to specify the time that the samples were collected (8 hrs), as it seems different from A and B according to the main text.

      Our Response: We have specified the collection time within the caption for these data in Fig 5C __and __5D.

      Reviewer #1, Comment #26: Figure 5 - Figure Supplement 1: Data for HERPUD1 and P3H1 should be included.

      Our Response: We have now included data to confirm the knockdown for HERPUD1 and LEPRE1 (P3H1) in Fig EV7F-G.

      Reviewer #1, Comment #27: Figure 5 - Figure Supplement 2B: Please mention in the caption how degradation is defined.

      Our Response: We have updated the Fig EV7H caption to include how "degradation" is defined within these experiments:

      "% Degradation is defined as . Where is the fraction of Tg-FT detected in the lysate at a given timepoint n, and is the fraction of Tg-FT detected in the media at a given timepoint n."

      Reviewer #1 (Significance (Required)):

      Reviewer #1, Comment #28: This manuscript is highly significant because the authors (1) designed and validated a new methodology for time-resolved interactomics study, (2) presented the dynamic changes in Tg interactome for WT and variants, and (3) discovered how proteins implicated in degradation pathways (e.g. VCP, TEX264, RTN3) can change the secretion profile of WT and mutant Tg proteins. With TRIP, the authors demonstrated that they could obtain valuable data that were previously not captured from steady-state interactomics studies (Wright et al. 2021; Figure 3M and Figure 3 - Figure supplement 4D-4I). Furthermore, the authors treated cells with VCP inhibitors and performed both 35S pulse-chase analyses and TRIP. These experiments provide valuable information to the field by (1) presenting a new method to rescue Tg secretion defect, and (2) demonstrating a broader applicability of TRIP. If the major comments above can be addressed I believe this is a tremendous contribution to the field.

      Our Response: We thank Reviewer #1 for their review comments and praise for the work presented within this manuscript.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Reviewer #2: In the manuscript 'Time-Resolved Interactome Profiling Deconvolutes Secretory Protein Quality Control Dynamics' Wright et al. developed an approach for time-resolved protein protein interaction mapping relying on pulsed unnatural amino acid incorporation, protein cross linking, sequential affinity purification, and quantitative mass spectrometry named time-resolved interactome profiling (TRIP). The authors applied the TRIP method to compare the interactions of the secreted thyroid prohormone thyroglobulin (Tg) comparing the WT protein to secretion-defective mutations implicated in congenital hypothyroidism. They further employed an RNA interference screening platform (1) to investigate if (1) interactors identified via TRIP are functionally relevant for Tg protein quality control and (2) to identify factors that can rescue mutant Tg secretion. The screen was initially performed in HEK293 cells, but selected hits with a phenotype in HEK cells were then followed up in Fisher rat thyroid cells. Further functional validation was performed by pharmacologic inhibition of VCP, a hit from the RNAi screen with an effect on Tg lysate abundance and Tg secretion. While the authors present a comprehensive study including identification of protein-protein interactions using proteomics followed up by an RNA interference screen for functional validation, major comments need to be addressed for both the proteomics as well as the functional genomics aspects of the study (see comments below).

      Our response: Thank you to reviewer 2 for their constructive feedback. We addressed all comments in detail below.

      Major comments:

      Reviewer #2, Comment #1: The authors describe a new method for quantitative, temporal interaction mapping. The protocol involves two enrichment steps as well as several reactions including cross-linking of the samples as well as functionalization of the unnatural amino acids. Given all these steps, the authors should rigorously characterize the quantitative reproducibility of the experiment when performed in independent biological replicates. This is important because in the final quantitative MS experiment, the authors only use two biological replicates, which is too low especially for such an involved sample preparation procedure, which would expect to have a high variability between replicates. Given the low number of replicates and the unknown reproducibility of the quantification for this protocol, it is questionable at this point how reliable the quantification over the time course is.

      __Our Response: __We apologize that the number of replicates and robustness of the analysis was not entirely clear in our manuscript. We thank the reviewer for the feedback, as this is important point to clarify. We included several additional analyses to further explain the robustness and quantitative reproducibility of our results:

      • We clarified the number of replicates For quantitative MS experiments five biological replicates were analyzed for WT, while six biological replicates were analyzed for A2234D and C1264R Tg-FT, respectively not two as mistakenly presumed by Reviewer #2. These data are available in Dataset EV1 and Table EV3. There is only one place where two biological replicates are included, C1264R Tg-FT FRT cells treated with ML-240 treatment for TRIP analysis. We have further clarified the number of biological replicates within the manuscript text as follows (see also reviewer #1, comment 1):

      "Subsequently, two sets of TRIP time course samples (0, 0.5, 1, 1.5, 2, and 3 hr) could be pooled using the 16plex TMTpro and analyzed by LC-MS/MS (Fig 2A). In total, 5 biological replicates were analyzed for WT and 6 biological replicates were analyzed for A2234D and C1264R, respectively (Table EV3)."

      • We displayed the reproducibility of TRIP time profiles for several individual proteins in Fig EV3 __and in __Fig 3K (VCP). We included shading to indicate the standard error of the mean (SEM) for the individual protein time courses to provide further assessment of the quantitative reproducibility. We updated the text as follows: "To benchmark the TRIP methodology, we chose to monitor a set of well-validated Tg interactors and compare the time-resolved PN interactome changes to our previously published steady-state interactomics dataset (Wright et al, 2021). Previously, we found that CALR, CANX, ERP29 (PDIA9), ERP44, and P4HB interactions with mutants A2234D or C1264R Tg exhibited little to no change when compared to WT under steady state conditions (Fig EV4A). However, in our TRIP dataset we were able to uncover distinct temporal changes in engagement that were previously masked within the steady-state data. Our time-resolved data deconvolutes these aggregate measurements, revealing prolonged CALR, ERP29, and P4HB engagements for both A2234D and C1264R Tg mutants compared to WT (Fig EV4B-F). We found that these measurements for key interactors and PN pathways exhibited robust reproducibility, as exemplified by the standard error of the mean for the TRIP data (Fig EV4B-I, Appendix Figure S1B)."

      • For full transparency, we also include the SEM of all TRIP profiles in the heatmap in Appendix Fig S1B.

      • Furthermore, we included 25-75% quartile ranges for the pathway aggregated time courses (Fig 3B,C,J,K) and the k-means hierarchical clustering analysis (Fig 3F, Fig EV5). Especially these clustering data allow for the visualization and analysis of temporal protein interactions that are correlated with one another, while the accompanying quartile ranges provide further context for the reproducibility of these measurements and cluster profiles (see __Reviewer #1, Comment 17 __above for further explanation about the k-means clustering).

        Reviewer #2, Comment #2: Compared to the previous dataset published last year, the authors discover an overlap in interactors, but also a huge discrepancy, with 96 previously identified interactors not detected in the current study, but 198 additional interactors identified. How do the authors explain the big differences between these datasets?

      __Our Response: __We can only speculate here but this difference in overlapping interactors may stem from several different factors, including but not limited to cell line, instrumentation, LC-MS/MS methodology, and sample processing workflows. Our previous dataset was published using transiently transfected HEK293 cell lines expressed FLAG-tagged constructs of Tg. The HEK293 cell line makes for a robust cell line used throughout several biological investigations, but it is not representative of the native cellular environment in which Tg is expressed. Moreover, transiently transfected cells can lead to high protein expression that may not always represent what is found within the native cellular environment and proteome. Here, we used Fischer rat thyroid (FRT) cells engineered to stably express FLAG-tagged constructs of Tg. This cell line model should more accurately represent the native cellular environment Tg is expressed as it is exclusively found within thyroid tissue. Our previous dataset was collected across two different instruments with similar LC-MS/MS methodology. Here, this dataset was collected on a single instrument after performing further method optimization from our methodology used to acquire the first dataset. In line with our LC-MS/MS methodology development, the sample processing workflows here are quite different. Our previous dataset utilized 6plex TMT labeling with globally immunoprecipitated samples from various Tg constructs. Global immunoprecipitation of Tg leads to much larger protein sample amounts than the TRIP methodology presented here, which we coupled with 16plex TMTpro labeling. This is also one of the reasons we chose to deploy a booster/carrier channel within our experimental labeling schemes.

      Reviewer #2, Comment #3: For the temporal interaction analysis the authors describe differences in the temporal profiles of selected interactions comparing wt and mutant, however no statistical analysis is performed comparing wt and mutant interaction profiles across the time course. Furthermore the variability between the replicates for the temporal profiles is not shown and some of the temporal profiles appear to be noisy. A more rigorous statistical analysis should be performed including additional biological replicates to evaluate the changes over the time course, especially as the temporal interaction analysis is the novelty of this study.

      Our Response: Please also see our response to Reviewer #2, comment 1 above. We previously presented an analysis of the variability of the TRIP measurements (SEM) (now in Appendix Fig S1B). We have since provided further statistical analysis found in the updated Fig 2B,C,J, which include 25-75% quartile ranges for respective proteostasis network pathways. We also included SEM for the time profiles of individual interactors in Fig EV4.

      To assess the divergence in time profiles in an unbiased way, we added a k-means hierarchical clustering analysis (Fig 3F, Fig. EV5). These clustering data allow for the visualization and analysis of temporal protein interaction profiles that are similar to one another and how groups of interactors shift between different clusters for WT Tg and the C1264R mutant.

      Reviewer #2, Comment #4: To functionally validate interactors derived from the TRIP analysis as well as to identify factors that can rescue mutant Tg secretion the authors developed an RNA interference screen. There are a number of aspects that need to be addressed/clarified for this part of the study.

      Our Response: We have added some clarifying changes to the text and the figure panels associated with the siRNA screening and follow-up experiments on the trafficking and degradation factors that rescue Tg secretion. We have addressed other comments from Reviewers #3 and #4 related to these portions of the paper and hope that Reviewer #2 finds them satisfactory.

      Reviewer #2, Comment #5: While the authors validate the stable cell lines expressing the nanoluciferase tagged Tg and the linearity of luminescence signal in lysate and media carefully, they do not validate their platform in combination with the RNAi knockdown strategy. The authors should select genes as positive controls that are expected to modulate Tg secretion and demonstrate that the knockout of these positive controls indeed results in changes in Tg secretion in their system.

      Our Response: This is an excellent suggestion and certainly something we would have done given any prior knowledge on known control genes that would positively or negatively regulate Tg secretion. The purpose for developing the siRNA screening platform was to investigate and hopefully discover genes that are able to positively or negatively regulate Tg processing. We have done so to the best of our ability, identifying for example NAPA which positively regulates WT Tg secretion, as seen by the decrease in WT Tg secretion when treated with NAPA siRNA. Conversely, we found that VCP may negatively regulate C1264R Tg secretion, as discovered by the increase in secretion with VCP siRNA or ML-240 treatment. We included a standard "TOX" siRNA control, which we knew would likely negatively affect WT Tg secretion and this was indeed the case. As we stated within the manuscript:

      "This is the first study to broadly investigate the functional implications of Tg in-teractors and other PQC network components on Tg processing."

      Reviewer #2, Comment #6: For the screen the authors select 167 Tg interactors and PN (Proteostasis network) related factors. This statement is very vague and the authors should clarify which genes were knocked down and which criteria were applied to narrow down the list of interactors and to select PN factors. The authors should therefore provide a supplementary table including all genes included in the screen, their source (were this derived from the initial study by Wright et al, from the current study or compiled from prior knowledge about PN), as well as their results from the screen based on luminescence in media and lysate. It is unclear how many of the selected factors are actually coming from the TRIP analysis.

      Our Response: The list of genes included within the siRNA screen, as well as the results were previously included, and are now included in Appendix Fig S2. We have further provided the information requested by Reviewer #2 within Dataset EV5 indicating whether a gene was included in the siRNA screen due to its identification within our previous proteomics dataset (Wright et al, 2021.), the proteomics dataset presented here, or based upon primary literature. We added a comment in the text:

      "Moreover, we were interested in identifying factors whose modulation may act to rescue mutant Tg secretion. HEK293 cells were engineered to stably express nanoluciferase-tagged Tg constructs (Tg-NLuc) and screened against 167 Tg interactors and related PN components (see Dataset EV5 for the list of genes)."

      Reviewer #2, Comment #7: Only a small number of the 167 selected genes shows an effect on Tg abundance/secretion. How do the authors explain this result? Would we not expect that Tg interactors, especially those from the TRIP method which interact with the newly synthesized are more enriched for functionally relevant genes.

      Our Response: The proteostasis network contains genes and proteins of high redundancy in structure and function, and many single-gene knockdowns are likely insufficient to have a large impact on Tg abundance or secretion. In fact, these results are in line with what we would have expected when designing these experiments. Our goal here was to identify the key players that control Tg protein quality control.

      We explain the proteostasis network redundancy in the manuscript:

      "The functional implications of protein-protein interactions can be difficult to deduce, especially in the case of PQC mechanisms containing several layers of redundancy across stress response pathways, paralogs, and multiple unique proteins sharing similar functions (Wright & Plate, 2021; Bludau & Aebersold, 2020; Karagöz et al, 2019; Braakman & Hebert, 2013)."

      Reviewer #2, Comment #8: The authors initially performed the screen in HEK293 cells and as a second step wanted to validate the hits from the HEK cells in more relevant Fisher rat thyroid cells. Indeed they could show that knockdown of NAPA increased WT TG in lysate and decreased WT Tg secretion. Furthermore, they further validated genes to modulate mutant Tg lysate and media abundance. The authors should perform a rescue experiment to demonstrate that the observed phenotype can be reversed through re-introduction of NAPA.

      Our Response: We have now performed the requested NAPA complementation experiments and provided the data within Fig EV 7I. Overexpression of a human, siRNA-resistant NAPA construct partially reversed the increase in WT Tg lysate retention. These results further support the identification of NAPA as a pro-trafficking factor for WT Tg. We updated the manuscript text to include these data as follows:

      "To understand if these results were directly attributable to NAPA function, we performed complementation experiments where FRT cells treated with NAPA siRNAs were co-transfected with a human NAPA plasmid. WT Tg lysate abundance decreased when NAPA expression was complemented, confirming that the observed retention phenotype could be attributed to NAPA silencing (Fig EV7I). These results established that NAPA acts as a pro-secretion factor for WT Tg."

      Reviewer #2, Comment #9: One hit from this analysis was the ER-phagy receptor TEX264, while TEX264 was not identified in the TRIP data, is selectively increased the C1264R secretion, but not wt and the other Tg mutant. Following Co-IP data however revealed some interaction between the C1264R and to a lesser extent the A2234D mutant. How do the authors explain that TEX264 was missed in the TRIP dataset?

      Our Response: The TRIP samples are of much lower protein abundance compared to globally purified samples used for the Co-IP analysis. While the interaction is seen with the globally purified Co-IP samples, this interaction is likely much more difficult to capture with the low abundance, time-resolved samples that are acquired through the TRIP workflow, especially if this interaction is transient or requires the coordination of other accessory proteins as has been detailed in the literature and discussed within the manuscript presented here:

      "While A2234D and C1264R Tg were preferentially enriched with TEX264 compared to WT, it remains unclear what other accessory proteins may be necessary for the recognition of TEX264 clients (Chino et al, 2019; An et al, 2019). Furthermore, TEX264 function in both protein degradation and DNA damage repair further complicates siRNA-based investigations (Fielden et al., 2022). Further investigation is needed to fully elucidate 1) if Tg degradation takes place via ER-phagy and 2) by which mechanisms this targeting is mediated."

      Minor comments:

      Reviewer #2, Comment #10: The workflow needs to be described clearer. For example, it should be better explained why the authors selected a two-stage enrichment strategy, I assume that the first based on the Flag affinity tag is to purify the protein of interest and the second step based on the incorporation and functionalization of the unnatural amino acids to enrich for the newly synthesized fraction at specific time points after protein synthesis? These are critical steps for the method but the rationals are not well explained, neither in the text nor the figures captures all these steps of the method very clearly, which makes it really difficult for the reader to understand the individual steps of the method. Moreover, the structures in Figure 1 workflow are not clearly labeled, so that it is confusing which part represents which protein/molecule.

      Our Response: Thank you for this feedback. We have updated Fig 1 to provide more detail to provide more clarity for the readers. Furthermore, we have edited the text to more clearly describe the workflow:

      "To develop the time-resolved interactome profiling method, we envisioned a two-stage enrichment strategy utilizing epitope-tagged immunoprecipitation coupled with pulsed biorthogonal unnatural amino acid labeling and functionalization (Fig 1A). Cells can be pulse labeled with homopropargylglycine (Hpg) to synchronize newly synthesized populations of protein. After pulsed labeling with Hpg, samples can then be collected across time points throughout a chase period (Fig 1A, Box 1) (Kiick et al, 2001; Beatty et al, 2006). The Hpg alkyne incorporated into the newly synthesized population of protein can be conjugated to biotin using copper-catalyzed alkyne-azide cycloaddition (CuAAC) (Fig 1A, Box 2). Subsequently, the first stage of the enrichment strategy can take place where the client protein of interest is globally captured and enriched using epitope-tagged immunoprecipitation, followed by elution (Fig 1A, Box 3). The second enrichment step can then utilize a biotin-streptavidin pulldown to capture the Hpg pulse-labeled, and CuAAC conjugated population, enriching samples into time-resolved fractions (Fig 1A, Box 4) (Li et al, 2020; Thompson et al, 2019)."

      Reviewer #2, Comment #11: Except for the general workflow shown in Figure 1, a more detailed workflow showing the experimental steps, such as the sample fractions with the following steps could be added so that the design of the method is clearer. Also the style of the workflows including Figure 1, Figure 2A, and Figure 3A are different. It would be helpful to make them the same style and make the Figure 2A as a zoom in or more detailed illustration on part of Figure 1.

      Our Response: Thank you for this feedback. In addition to updating Fig 1, we also expanded Fig 2A to more clearly outline the experimental steps in the TRIP workflow. Assuming the term "style" used here is in reference to color pallets and figure schematics used, these have been updated to ensure they are agreeable aesthetically across manuscript figures.

      Reviewer #2, Comment #12: A summary of proteomics results of time course labeling after all enrichment steps, including the total number of identified proteins at different conditions and control would be helpful for having an overview impression on the proteomics results

      Our Response: __We have included an updated __Dataset EV1 that provides a summary of proteomics data included which runs given proteins were identified in, % of TMT channels quantified, % of Hpg Pulse channels quantified, and generally number of proteins quantified across runs for each construct.

      Reviewer #2, Comment #13: In Figure 2B, the WB for PDIA4 in the Biotin PD elution is missing. Why was the PDIA4 interaction missing for the time course analysis, but the interaction was captured in the initial test for Wt Tg (Figure 1D). Additionally, in this panel the Rhodamine Probe Gel shows inconsistencies at the time points 1.5 - 3h. Does this mean that the labeling did not work well for these conditions? As we would expect a consistent Rhodamine Probe signal at every time point.

      Our Response: Please also see our response to Reviewer #1, comments 3 & 11. Fig 1D features continuous Hpg labeling for 4 hours to ensure that most intracellular Tg is labeled for this proof-of-concept experiment for the two-stage enrichment strategy. Fig 2B features a shorter 60 minute pulse of Hpg labeling, prior to the full chase period and two-stage enrichment strategy. PDIA4 interactions were detectable throughout Fig 1D because those measurements captured a larger population of labeled Tg, whereas in Fig 2B Tg bait protein amounts were much smaller after the two-stage enrichment procedure to capture the time-synchronized population.

      The Rhodamine/TAMRA Probe Gel in Fig 2B does not have inconsistencies in Tg abundance, but highlights the fact that pulse labeled WT Tg is being secreted or degraded in FRT cells. As you would expect as time continues during the chase period, intracellular WT Tg signal decreases as secretion and degradation take place. Constant Rhodamine/TAMRA probe signal would not be expected here. Consistent with this, the C1264R Tg signal remains more stable for the intial time course. This is expected as the C1264R Tg variant is retained intracellular undergoing increased interactions the proteostasis network. We have removed the PDIA4 panel for WT Tg because there was no signal above the detection limit. This is now explained as follows:

      "For WT Tg, interactions with HSPA5 peaked within the first 30 minutes of the chase period and rapidly declined, in line with previous observations, but PDIA4 interactions were not detectable by western blot analysis (Fig 2B) (Menon et al, 2007; Kim & Arvan, 1995)."

      Reviewer #2, Comment #14: In Figure 2, why was there no WB results for the A2234D? In Figure 2D and 2E, at which time point are the changes significant compared to WT?

      Our Response: We did not perform the WB experiments with A2234D. We used WT and C1264R Tg in our proof of concept experiments via WB and decided to move forward with analyzing A2234D Tg by LC-MS/MS. Please see our response above to Reviewer #2, comment 3 for information on the statistical analysis.

      Reviewer #2, Comment #15: All figure legends should indicate how many biological replicates were performed for each experiment represented in the figure.

      Our Response: We have updated the figure captions to include this information where applicable.

      Reviewer #2, Comment #16: The heatmaps shown in Figure 3, Figure 3 - Figure Supplement 3, and Figure 7 are in the current form incomprehensible. The heatmaps depict the relative enrichment vs the control sample, which was scaled between 1 and -1. The color coding with 5 different colors from 1 to -1 is very confusing and should be changed to just two colors, one for positive and one for negative relative enrichment. I would also suggest changing the visualization of the heatmap showing the wt and mutants side by side, instead of stacked on top of each other for each individual protein.

      Our Response: Thank you for this feedback, and we apologize for the confusion. We adjusted our data analysis approach by removing previous negative enrichment values. As these served only as "background" within the dataset, they did not carry much meaning. The TRIP enrichment is now scaled from 0 to 1, where a value of 1 represents the time point at which the enrichment is greatest, while 0 represents the background intensity in the (-) Hpg control sample. The associated figures have been updated accordingly, and we feel they are now more comprehensible and aesthetically pleasing.

      We opted to keep the Viridis color scheme in the heatmap to allow for more nuanced differentiation of the enrichment values.

      Reviewer #2, Comment #17: The data analysis method for generating relative enrichment shown in the heatmap is not explained. This should be described in the method section for a better understanding of the data analysis.

      Our Response: We have edited the methods section as follows to better explain the analysis:

      "For time resolved analysis, data were processed in R with custom scripts. Briefly, TMT abundances across chase samples were normalized to Tg TMT abundance as described previously and compared to (-) Hpg samples for enrichment analysis (Wright et al, 2021). For relative enrichment analysis, the means of log2 interaction differences were scaled to values from 0 to 1, where a value of 1 represented the time point at which the enrichment reached the maximum, and 0 represented the background intensity in the (-) Hpg channel. Negative log2 enrichment values were set to 0 as the enrichment fell below the background."

      Reviewer #2, Comment #18: There are no legends of flowcharts in Figure 2A and Figure 3A and it is difficult to understand which are the key components in the complex and what are the differences among different periods of labeling.

      Our Response: We have now consolidated Fig 2A and Fig 3A into a single panel found in Fig 2A, which is significantly reorganized to better explain the TRIP workflow. The caption has additionally been updated to highlight key steps within the workflow with numbering to allow readers to follow and visualize the steps more easily. The figure caption now reads as follows:

      "(A) Workflow for TRIP protocol utilizing western blot or mass spectrometric analysis of time-resolved interactomes. (1) Cells are pulse-labeled with Hpg (200μM final concentration) for 1 hr, chased in regular media for specified time points, and cross-linked with DSP (0.5mM) for 10 minutes to capture transient proteoastasis network interactions; (2) Lysates are functionalized with a TAMRA-Azide-PEG-Desthiobiotin probe using copper CuAAC Click reaction; (3) Lysates undergo the first stage of the enrichment strategy where the Tg-FT is globally captured and enriched using immunoprecipitation; (4) Eluted Tg-FT populations from the global immunoprecipitation undergo biotin-streptavidin pulldown to capture the pulse Hpg-labeled, and CuAAC conjugated population of Tg-FT, enriching samples into time-resolved fractions; (5) Time-resolved fraction may then undergo western blot analysis or (6) quantitative liquid chromatography - tandem mass spectrometry (LC-MS/MS) analysis with tandem mass tag (TMTpro) multiplexing or analysis. The (-) Hpg control channel is used to identify enriched interactors and a (-) Biotin pulldown channel to act as a booster (or carrier)."

      Reviewer #2, Comment #19: Why did only one of the VCP inhibitors (ML-240) exhibit a phenotype in Tg abundance and secretion, but not the other VCP inhibitors?

      Our Response: Please also see our response to Reviewer #3, comment 2 below. This could be due to a number of reasons, but we added a brief discussion on the mechanisms of action for the inhibitors that may at least partially explain the differences in phenotype seen with the VCP inhibitors. We updated the text as follows:

      "ML-240 and CB-5083 are ATP-competitive inhibitors that preferentially target the D2 domain of VCP subunits, whereas NMS-873 is a non-ATP-competitive allosteric inhibitor which binds at the D1-D2 interface of VCP subunits (Chou et al, 2013, 2014; Anderson et al, 2015; le Moigne et al, 2017; Tang et al, 2019). ML-240 and NMS-873 have been shown to decrease both proteasomal degradation and autophagy, in line with VCP playing a role in both processes (Chou et al, 2013, 2014; Her et al, 2016). Conversely, while CB-5083 is known to decrease proteasomal degradation it has been shown to increase autophagy. (Anderson et al, 2015; le Moigne et al, 2017; Tang et al, 2019)."

      Reviewer #2 (Significance (Required)):

      Reviewer #2, Comment #20: __The authors __describe a novel and elegant method to map time resolved protein interactions of newly synthesized proteins, which allows monitoring of proteins regulating protein quality control.

      Authors describe it as a general method, however, they only demonstrate the applicability to one protein and do not systematically evaluate the quantitative nature of their approach by determining quantitative reproducibility, which would be necessary to be able to claim that this is a method with broad applicability.

      Given my expertise in quantitative proteomics, I can mainly comment on the technological aspects of the proteomics part of the manuscript, but do not feel qualified to evaluate the significance of this study in terms of novel biology. Nevertheless, it feels that there is a stronger emphasis on the biology in the current form of the manuscript which will raise interest of scientists with a focus on protein quality control and Tg biology.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      Provide a short summary of the findings and key conclusions (including methodology and model system(s) where appropriate). Please place your comments about significance in section 2.

      In this manuscript, the authors describe their efforts to develop a methodology for determining time-resolved protein-protein interactions using quantitative mass spectrometry. With TRIP (time-resolved interactome profiling), they combine a pulsed bio-orthogonal unnatural amino acid labelling (homopropargylglycine, Hpg), CuAAC conjugation and biotin-streptavidin pulldowns to enrich at different timepoints and time-resolve by combining TMT labelling and LC-MS/MS (Figure 1). This technique is then applied to the maturation of the secreted WT and mutant thyroglobulin (Tg-WT, Tg-C1264R, Tg-A2234D) expressed in HEK293 and rat thyroid cells (FRT) and linked to hyperthyroidism. There, they identify a collection of ER resident proteins involved in protein folding/processing (e.g. chaperones, redox, glycans, hydroxylation) as well as degradation (e.g. autophagy, ERAD/proteasomes) (Fig. 2). Here the authors effectively use pulse-labelled form of TRIPs to highlight the different interactions formed with Tg-WT vs. Tg-mutants during biogenesis and secretion (or retention). The analysis found ~200 new interactions compared to previous studies along with about 40% of those identified previously. Differences in interactions were observed for mutants, which shown extended interaction with chaperones and redox processing pathways. While many interactions appeared as might be expected, the identification of membrane protein processing elements (e.g. EMC, PAT) was puzzling and raised some questions about the specificity within the protocol. Mutants enriched for CANX CALR and UGGT, suggesting prolonged association with glyco-processing factors. Interaction of C1264R with the ER-phagy factors CCPG1 and RTN3 was greater than WT. The authors note that their interaction correlated with that of EMC1 & 4, but it is not clear why that might be.

      With interactors in hand, the authors complemented the TRIP protocol with siRNA KD of identified factors, to investigate any changes to secreted vs intracellular Tg upon loss. KD of NAPA (a-SNAP) and LMAN1 increased WT lysate (intracellular) Tg but not mutants. NAPA also reduced Tg-WT secretion. In contrast, KD of NAPA increased A2234D secretion while LEPRE1 increased C1264R (but not A2234D or WT), suggesting mutants have differential processing paths and requirements. KD of VCP increased secretion of both mutants. Some ER-phagy receptors were found among interactors (e.g. RTN3 in Tg-C1264R only) but often their KD had no impact on secretion (CCPG1, SEC62, FAM134B). NAMA observations were recapitulated in thyroid derived cell line (FRT). KD of TEX264 and VCP increased Tg-C1264 secretion while RTN3 KD in FRTs decreased Tg-C1264 secretion. This was in contrast to data from HEK293s for reasons that are not clear. Co-IP with TEX264 enriched for all Tg forms but more so for C1264R and A2234D - motivating the authors to propose selective targeting of Tg to TEX264 and the consideration of ER-phagy as a "major" degradative pathway during Tg processing.

      Given the observations with siRNAs to VCP, the authors next use a selection of VCP inhibitors to ask whether secretion can be rescued upon pharmacological impairment of the AAA ATPase. They observed that ML-240, but interestingly not the more conventionally used CB-5083 or NMS-873, increased secretion of Tg-C1264R but not lysate. Inhibitors increased lysate but decreased the secreted fraction for Tg-WT (Fig 7). Finally, the authors used TRIP again in ML-240 treated Tg-C1264R expressing cells to look for changes to interactome with treatment - observed decreases to glycan and chaperone interactions, CANX and UGGT1, decreased interaction with DNAJB11 and C10, like that of WT. There was no apparent change to the UPR, although activation was not directly measured.

      Major comments:

      Reviewer #3, Comment #1: __Are the key conclusions convincing? __The TRIP methodology appears to be quite robust and should be a powerful strategy for this field and others going forward. The drawback will be the length of pulse required will limit the number/type of proteins to be monitored to ones with longer t1/2's. There were interesting interactions found with Tg and the mutants linked to hyperthyroidism, but cut and dry differences did not appear as obvious, even though strong "trends" appear to be present. The path from identifying interactors in a time-resolved manner to then following them up with targeted KD does provides some clarity, which is important.

      Our Response: We thank Reviewer #3 for their time in reviewing our manuscript and providing this positive feedback. We have enhanced our analysis of the TRIP data to more clearly highlight difference in time profiles between WT and mutant variants. Please see our response to Reviewer #2, comment 1 & 3. We also highlight the limitations of the time resolution in the discussion (see also Reviewer #2, comment 6):

      "To address this, we utilized a labeling time of 1 hr which allows us to generate a large enough labeled population of Tg-FT for TRIP analysis, but some early interactions are likely missed within the TRIP workflow. In the case of mutant Tg, performing the TRIP analysis for much longer chase periods (6-8 hrs) may provide insightful details to the iterative binding process of PN components that is thought to facilitate protein retention within the secretory pathway."

      We have addressed all further comments below.

      __Reviewer #3, Comment #2: __Should the authors qualify some of their claims as preliminary or speculative, or remove them altogether? The data regarding VCP silencing and pharmacological impairment appear clear but leave some questions outstanding in this reviewer's opinion. The lack of effect with the 2 highly selective inhibitors suggests that the underlying mechanism for switching fate of intracellularly retained Tg-C1264R towards secreted forms is not at all clear. ML-240 is an early derivative of DBeQ and reportedly impairs both ERAD and autophagic pathways, similarly to DBeQ. The differences between the VCP inhibitors' mechanism of action were not discussed, but perhaps should be elaborated upon, particularly in the matter of how ERAD and ER-phagy pathways might be being differentially affected. At the risk of asking for too many additional experiments, this reviewer would just prefer to see this fleshed out in a bit more detail.

      Our response: We agree with Reviewer #3 that the underlying mechanism for switching fate of the intracellular retained Tg-C1264R towards secreted forms remains unclear. We have added additional text to discuss further the details surrounding the inhibitors used and the general manner in which ERAD and ER-phagy pathways can be affected. This added text reads as follows:

      "ML-240 and CB-5083 are ATP-competitive inhibitors that preferentially target the D2 domain of VCP subunits, whereas NMS-873 is a non-ATP-competitive allosteric inhibitor which binds at the D1-D2 interface of VCP subunits (Chou et al, 2013, 2014; Anderson et al, 2015; le Moigne et al, 2017; Tang et al, 2019). ML-240 and NMS-873 have been shown to decrease both proteasomal degradation and autophagy, in line with VCP playing a role in both processes (Chou et al, 2013, 2014; Her et al, 2016). Conversely, while CB-5083 is known to decrease proteasomal degradation it has been shown to increase autophagy. (Anderson et al, 2015; le Moigne et al, 2017; Tang et al, 2019)."

      "As we discovered that pharmacological VCP inhibition with ML-240 can rescue C1264R Tg secretion yet is detrimental for WT Tg processing, it is unclear whether VCP may exhibit distinct functions for WT and mutant Tg PQC. Finally, as ML-240 is shown to block both the proteasomal and autophagic functions of VCP it is unclear which of these pathways may be playing a role in the rescue of C1264R, or detrimental WT processing (Chou et al, 2013, 2014)."

      __Reviewer #3, Comment #3: __Q1. The degree (if any) of Tg-C1264 aggregation during and/or detergent solubility do not appear to have been considered as a potential source of the increase in released secreted material (Figure 4, 5). Do Tg mutants partition into RIPA-insoluble fractions at all? That is to say.. is the total population of synthesized Tg being considered? A full accounting? Could the authors address this and if biochemical extraction data (via urea or high SDS) is available, include it to answer this concern.

      Our response: The transient aggregation of Tg has been investigated in some detail previously (Kim et al, 1992, 1993). The transient aggregates have the ability to partition into RIPA-insoluble fractions. Of note, these aggregates are shown to be made up, at least in part, of mixed disulfide linkages requiring reducing agent to fully resolubilize. With that being said, these aggregates represent a minority of the overall Tg population. In our prior manuscript (Wright, et al. 2021), we quantified the RIPA-insoluble fraction found in the pellet (see Supplemental Info Fig. 5). As the majority of Tg remains soluble during processing it should be able to be captured via our TRIP methodology. That is to say, we are capturing most of the Tg that is available for analysis while understanding that some smaller population of Tg remains in RIPA-insoluble fractions.

      __Reviewer #3, Comment #4: __Q2. Along the same lines, what does Tg-WT and mutant expression look like by microscopy? Is Tg-WT uniformly distributed while Tg-mutants appear in puncta... more aggregated - perhaps reflecting the increased engagement of chaperones and redox machinery? Changes in the pattern of Tg-C1264R mutant (e.g. w/ VCP KD or inhibition) would add additional support for the authors interpretation of improved secretion. If this data is at hand, including it might be worth consideration.

      Our response: Thank you for this suggestion. The subcellular localization of Tg and any changes from proteostasis modulation is an ongoing area of follow up work in our lab. We have some preliminary results that the localization for WT and C1264R Tg indeed differs. However, given that this manuscript is already dense in information, we opted to reserve this data for a future manuscript where we plan to further elucidate the targeting mechanism of mutant Tg to VCP or TEX264. We direct the reviewer to work published by Zhang et al, 2022,(https://doi.org/10.1016/j.jbc.2022.102066) showing a staunch difference of WT vs mutant Tg in the localization from intracellular to a secreted population in rat tissue. While most all WT Tg is found in the follicular lumen (secreted), mutant Tg heavily co-localizes with the ER resident chaperone BiP. While this paper does not go into detail on the differences in subcellular localization, it further highlights the drastic changes in Tg processing and how these manifest in distinct differences in localization within tissue.

      __Reviewer #3, Comment #5: __Q3. Does the level of Tg mutant expression in the FRT clones impact the profiles obtained by TRIP? (Figure 3). This is a question of gauging the relative saturation of QC machinery and how that might impact profiles from TRIP. Were clones expressing at different levels tested? Perhaps a brief discussion of this.

      Our response: We do not foresee an impact from level of Tg expression on the profiles obtained by TRIP. We were able to identify distinct profiles because we processed the data and normalized it based on the relative Tg amount. For example, while WT and A2234D Tg are expressed at similar levels intracellularly, we were able to identify distinct differences in the interaction profiles across the two constructs. When developing FRT clones, we selected those that were expressed at similar levels and, therefore, did not have the capability to directly test differences, if any, in observed profiles that may be the result of different expression levels of the same Tg construct. Furthermore, Tg can make up 50% of all protein content within thyroid tissue (Di Jeso & Arvan, 2016). As such, thyroid cells are adept at maintaining the balance of QC machinery to process thyroid. Therefore, we do not anticipate that the amount of Tg expressed in TRIP experiments would have a significant impact on the profiles that we were able to observe.

      __Reviewer #3, Comment #6: __Q4. For Figure 3, the hour-long labelling period seems a bit long, compared with 3 hr of chase. Perhaps this reviewer missed this but how long does Tg take to mature and/or mutants to misfold and degrade? Is there any possibility to shorten this so that the profiles of labelled Tg could be more synchronized? If not, perhaps this could just be discussed.

      Our response: While the 1-hour labeling period may seem long, we had to balance the labeling time to 1) label a large enough population of Tg for it to remain detectible throughout the chase period, and 2) keep the chase period long enough to capture the large majority of Tg processing. In our hands we found that by 4 hours WT Tg was ~63% secreted, with ~25% retained intracellular (Fig EV7H). Conversely, we found that C1264R remains very stable over this period with most protein being retaining intracellularly and little degradation taking place (Fig EV9A). Hence, we opted for the overall ~4 hour total for sample processing (1 Hr pulse labeling + 3 hour chase period for time point collections). Literature suggest that WT Tg takes ~2 hours to be processed within the ER and reach the medial golgi. This is exemplified by the EndoH resistant population that appears at this ~2 hour time point (Menon et al. JBC. 2007). Please also see our response to Reviewer #1, comment 6. We updated the text as follows:

      "We pulse labeled WT Tg FRT cells with Hpg for 1 hr, followed by a 3 hr chase in regular media capturing time points in 30-minute intervals and analyzing via western blot or TMTpro LC-MS/MS (Fig 2A). Our previous study indicated that ~70% of WT Tg-FT was secreted after 4 hours, while approximately 50% of A2234D and 15% of C1264R was degraded after the same time period (Wright et al, 2021). Therefore, we reasoned that a 3-hr chase period would be a enought time to capture the majority of Tg interactions throughout processing, secretion, cellular retention, and degradation, while still being able to capture an appreciable amount of sample for analysis."

      We anticipate that this labeling period can be decreased with future iterations of this methodology. This will also be bolstered by the continued improvements that come about within quantitative proteomics in increased instrument sensitivity and improved sample preparation methods that have the ability to decrease sample loss.

      We explain the labeling timeline and limitations further in the discussion:

      "To address this, we utilized a labeling time of 1 hr which allows us to generate a large enough labeled population of Tg-FT for TRIP analysis, but some early interactions are likely missed within the TRIP workflow. In the case of mutant Tg, performing the TRIP analysis for much longer chase periods (6-8 hrs) may provide insightful details to the iterative binding process of PN components that is thought to facilitate protein retention within the secretory pathway."

      __Reviewer #3, Comment #7: __Q5. It is curious that only ML-240 and not other well characterized inhibitors of VCP/p97, has an effect, as both are used far more often than ML-240. The authors do not really address this in detail but does it suggest that the ML-240 effect on VCP/p97 could be affecting different pathways, given the nature of this compound. Is this compound acting on Tg-C1264R maturation at the level of translation or post-translationally? If the latter, through what means?

      Our Response: We thank Reviewer #3 for appreciating this surprising finding. We were similarly curious as to how, or why ML-240 was able to elicit this effect compared to other VCP inhibitors. We elaborated in the manuscript text on these compounds and on how the ERAD and ERphagy pathways, utilizing VCP, may be differentially regulated (See response to__ Reviewer #3, Comment 2__). While speculative, we believe that ML-240 acts on C1264R Tg maturation post-translationally. This is given by the fact that ML-240 does not seem to affect the translational velocity of C1264R Tg, as Fig EV9A shows similar levels of 35S-labeled C1264R in DMSO or ML-240 treated cells. It may be the case that acute treatment with ML-240 alters the folding vs degradation balance of the ER proteostasis network in such a way that some population of C1264R that is usually degraded is able to be secreted. Another Tg mutation G2320R was shown to be degraded via the proteasome in PLCCL3 thyrocytes, as MG-132 treatment slowed mutant Tg degradation (Menon et al. JBC. 2007), although G2320R degradation was not be exclusively proteasomal. The L2284P Tg mutation exemplified similar results to G2340R where MG-132 slowed degradation. Furthermore, L2284P Tg was not affected by autophagic/lysosomal inhibitors chloroquine and E64 (Tokunaga et al. JBC. 2000), suggesting ERAD more exclusively degrades L2284P. It is unclear which degradation pathway, ERAD or ER-phagy, may be the predominate pathway for C1264R Tg degradation. Furthermore, we do not exclude the possibility that both may be at play and affected by treatment with ML-240.

      We utilized our HEK293 Tg-NLuc cells and screened other proteasomal and lysosomal inhibitors bafilomycin and bortezomib. Neither of these compounds were able to rescue A2234D or C1264R secretion, highlighting that the effect is specific to ML-240 treatment. This new data is now shown in __Fig EV10A,B __and described in the text:

      "To understand whether this rescue in secretion was uniquely linked to VCP inhibition or could be more broadly attributed to blocking Tg degradation, we tested the proteasomal inhibitor bortezomib, and lysosomal inhibitor bafilomycin. Bafilomycin increased WT Tg lysate abundance, and bortezomib significantly increased A2234D lysate abundance, consistent with a role of these degradation processes in Tg PQC (Fig EV10A). When monitoring Tg-NLuc media abundance, neither bafilomycin nor bortezomib significantly altered WT, A2234D, or C1264R abundance (Fig. EV10B). confirming that general inhibition of proteasomal or lysosomal degradation does with rescue mutant Tg secretion."

      __Reviewer #3, Comment #8: __Q6. Continuing from Q5.. At what point and where is VCP/p97 able to affect mutant Tg processing? In line 317, the authors seem to correlate increased VCP association with mutants to their increased secretion. It is not clear how this would result, as engagement with VCP would be in a compartment different to that which supports trafficking and secretion. Could the authors expand on how this might come about. This is also relevant to the ML-240 data in Figure 7. Moreover, VCP is associated with ERAD (as is HerpUD1) rather than ER-phagy and at least in the siRNA raw data, there are also effects from Derlin3 and FAF2 KDs.. both ERAD factors. Some clarity here would be appreciated.

      Our Response: This line of discussion in the text was meant to suggest that, since VCP showed a higher enrichment for mutant Tg, particularly C1264R, it would make sense that inhibiting VCP would have a larger effect on mutant Tg processing as compared to WT Tg. As we saw with the siRNA screening data, suppression of VCP resulted in increased C1264R secretion, while not affecting WT Tg processing. This passage was not intended to suggest that increased VCP association with mutant Tg found within the TRIP dataset was the reason for rescued secretion. These are two different sets of experiments and environments in which these data are captured. We were simply looking for the opportunity to bridge the findings from the two sets of experiments to a single discussion point. Of note, we understand that VCP is associated with ERAD and acts to regulate autophagy. Given that core autophagy machinery is relevant for both bulk autophagy and ER-phagy, we did not want to rule out the fact that VCP inhibition via ML-240 could affect autophagic flux in these experiments (Chou et al. Chemmedchem. 2013; Khaminets et al. Nature. 2015; Hill et al. Nat. Chem. Bio. 2021.)

      It is great that the reviewer also noted that DERL3 and FAF2 knockdown increased C1264R Tg secretion. Since these ERAD factors did not reach the defined threshold in the screen, we did not include further discussion, but this data remains available in Appendix Fig S3. We have updated the manuscript text to clarify the previous points we aimed to make. The text now reads as follows:

      "VCP silencing exclusively affecting mutant Tg corroborates our TRIP dataset, and suggest a more prominent role for VCP in mutant Tg PQC compared to WT. VCP interactions were sparse for WT Tg while they remained more steady throughout the chase period for the mutants (Fig 3H,K)."

      __Reviewer #3, Comment #9: __Q7. There does not appear to be a direct demonstration of Tg-C1264R turnover by ER-phagy (via TEX264). Given the inconsistency with it not being detected by TRIP, while another receptor RTN3 was, but has not impact on Tg-C1264R secretion, perhaps including that data would go some way to demonstrating a fate of ER-phagy (at least partly) for this mutant.

      Our response: We performed follow-up experiments to test interactions with Tg and the wider panel of ER-phagy receptors. We transiently expressed FLAG-tagged CCPG1, RTN3L, and TEX264 in HEK293 cells stably expressing Tg-NLuc and performed FLAG IPs followed by western blot analysis. We found that WT and C1264R Tg were enriched, albeit modestly, in the RTN3L Co-IP compared to control samples expressing GFP. Additionally, we found that WT, A2234D, and C1264R Tg were all enriched with CCPG1 compared to control samples expressing GFP. CCPG1 was found to be a C1264R Tg interactor within our mass spectrometry datasets, along with RTN3. We have now integrated these data into the manuscript as Fig EV8, and updated the manuscript text as follows:

      "Additionally, we monitored Tg enrichment with ER-phagy receptors CCPG1 and RTN3 via Western blot as both were found to be C1264R Tg interactors within our TRIP dataset. RTN3L is found to be the only RTN3 isoform involved in ER turnover via ER-phagy (Grumati et al, 2017). WT and C1264R Tg-NLuc were modestly enriched with RTN3L compared to control samples expressing GFP. Conversely, we found that all Tg variants exhibited modest interactions with CCPG1 compared to control samples expressing GFP, although less than with TEX264 (Fig EV8).

      Together, these data suggest that TEX264, CCPG1, or RTN3L engage with Tg during processing, and CH-associated Tg mutants may be selectively targeted to TEX264. Furthermore, ER-phagy may be considered as a degradative pathway in Tg processing, as other studies have mainly focused on Tg degradation through ERAD (Tokunaga et al, 2000; Menon et al, 2007)."

      Whether the TEX246 recruitment of mutant Tg leads to degradation remains to be tested. When we monitored C1264R Tg degradation by pulse-chase assay (Fig. EV9A), only a small fraction (

      __Reviewer #3, Comment #10: __Q9. The authors provide data that the UPR was not induced by ML-240 at 3hrs (10µM) (Figure 7, supplemental 1). This is in stark contrast to the results of Chou et al (2013) which the authors reference, reporting that ML-240 induced ATF4 and CHOP by 2 hrs at concentrations lower than used here (albeit a different cell type). While not exclusively UPR, could the authors address the potential activation of the integrated stress response (eIF2a phosphorylation, ATF4 and CHOP) in the FRT cells due to ML-240 treatment? If present, is there some link that could this provide an explanation for increased Tg-C1264R secretion? [Basal PERK/UPR activation with mutants.]

      Our Response: Thank you for bringing up this important point. As the reviewer acknowledges, the difference in UPR activation could stem from the different cell lines. Additionally, we measured activation via qPCR, whereas Chou et al. measured via immunoblot. We would like to point out that while we did not observe the upregulation of HSPA5 or ASNS (markers of ATF6 and PERK/ISR activation, respectively) in the presence of short ML-240 treatment (2-3 hr), we did observe the upregulation of DNAJB9 (a marker of IRE1/XBP1s activation).

      To address Reviewer #3's point, we performed further experiments monitoring the potential activation of the ISR in FRT cells due to ML-240 treatment. We treated C1264R Tg-FT FRT cells with ML-240 (10μM) for 2 hours, and monitored eIF2a phosphorylation via immunoblot. Indeed, we observed that ML-240 induced eIF2a phosphorylation compared to cells treated with DMSO. Tunicamycin (1mg/mL) was used a positive control, and showed similar results to ML-240. We have integrated these results into the manuscript, available in Fig EV10C.

      However, we would like to point out that all of these markers represent signs of early UPR inductions. Importantly, our results that HSPA5 transcript levels are not induced suggest that there is only very modest upregulation of ER chaperone levels occurring. Typically, the ER proteostasis network remodeling requires a longer time than the acute 2-4 hr treatment with ML-240. We have updated the manuscript text as follows:

      "Finally, we monitored activation of the unfolded protein response (UPR) in the presence of ML-240 in FRT cells expressing C1264R Tg-FT. Phosphorylation of eIF2a, an activation marker for the PERK arm of the UPR, was induced within 2 hr of ML-240 treatment (Fig EV10C). We further investigated the induction of UPR targets via qRT-PC. HSPA5 and ASNS transcripts, markers of ATF6 and PERK UPR activation respectively, remained unchanged or slightly decreased after 3 hr treatment with ML-240 in C1264R Tg cells (Fig EV10D). Only DNAJB9 transcript expression showed a significant increase in both WT Tg and C2164R Tg FRT cells (Fig EV10D). Moreover, ML-240 did not significantly alter cell viability after 3 hr, as measured by propidium iodide staining (Fig EV10E). Overall, these results highlight that the short ML-240 treatment induces early UPR markers, but the selective rescue of C1264R Tg secretion via ML-240 treatment is unlikely the results of global remodeling of the ER PN due to UPR activation."

      __Reviewer #3, Comment #11: __Are the suggested experiments realistic in terms of time and resources? It would help if you could add an estimated cost and time investment for substantial experiments. Any of the suggested experiments above all use reagents reported in the manuscript and so would presumably incur minimal cost and hopefully time. This reviewer is sympathetic to time and financial constraints and so discussion of the issue could suffice.

      Our response: We have addressed follow-up experiments whenever possible or provided further discussion details where applicable. We are appreciative of Reviewer #3's sympathy for the time and financial constraints that go into this work and addressing manuscript revisions. Unfortunately, the 1st and 2nd authors both left the lab immediately after the reviews were received. Hence, many of the experiments had to be addressed by other lab members joining the project, which took considerably longer than anticipated. We apologize for the long delay with our revisions.

      __Reviewer #3, Comment #12: __Are the data and the methods presented in such a way that they can be reproduced? Yes. The methodology is explained in detail.

      Our Response: Thank you.

      __Reviewer #3, Comment #13: __Are the experiments adequately replicated and statistical analysis adequate? Yes. Relevant information is either in the figure legends or is provided in the source data.

      Our Response: Thank you.

      Minor comments:

      __Reviewer #3, Comment #14: __Are prior studies referenced appropriately? The references are generally appropriate, with a few exceptions of more general references used

      Our Response: Thank you.

      __Reviewer #3, Comment #15: __Are the text and figures clear and accurate? The text is clearly written, and the figures are clear.

      Our Response: Thank you.

      __Reviewer #3, Comment #16: __Do you have suggestions that would help the authors improve the presentation of their data and conclusions? A summary figure comparing the changing profiles of WT and C1264R and the factors implicated for them could be helpful.

      Our Response: We opted not to include a summary figure because the paper and figures area already dense in information.

      __Reviewer #3, Comment #17: __Perhaps include common nomenclature for proteins as well (e.g. HSP5A - BiP, HSP90B1 - Grp94, etc..)

      Our Response: We updated the manuscript throughout to reference common nomenclature or other protein names where applicable at their first mention.

      __Reviewer #3, Comment #18: __Line 317 - our is misspelled

      Our Response: Thank you. We have made this correction.

      __Reviewer #3, Comment #19: __Figure 4 - Supplemental Figure 1 - Legend has text referring to panels J and K, but Figure only goes up to F.

      Our Response: Thank you. This was an error in references to Figure panel lettering and we have since corrected this. Please note that this Figure is now Fig EV6.

      Reviewer #3 (Significance (Required)):

      __Reviewer #3, Comment #20: __

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field.

      • Place the work in the context of the existing literature (provide references, where appropriate).

      Protein-protein interactions are often used to illustrate complexes and functionality, but these provide only snapshots, rather than "movies". There are many datasets out there exploring P-P interactions, but most if not all lack any temporal resolution for the interactions they report. The TRIP method described approaches this from the dynamic perspective - identifying the transient interactions formed by folding nascent chains with proteins that aid in their maturation and trafficking, or degradation. This represents an important technical advance in our ability to dynamically monitor protein interactions. The use of Tg mutants is valuable and perhaps this will lead to new perspectives on how to rescue it or other pathophysiological mutants with loss of function phenotypes.

      • State what audience might be interested in and influenced by the reported findings.

      This work should appeal to a broad audience within cell biology, particularly as the TRIP technique is attempting to address a fundamental question - what interactions form during the biogenesis/lifetime of a protein. Moreover, the effort to try to understand the different interactions formed with pathologically relevant mutant proteins as a strategy to try to rescue functionality, is a valuable exercise of this approach.

      • Define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate.

      ER quality control

      Our Response: We thank reviewer #3 for this positive endorsement.

      Reviewer #4 (Evidence, reproducibility and clarity (Required)):

      Summary

      In this manuscript, Wright et al. developed an approach (termed TRIP) that allowed to map the temporal changes in the interaction landscape of a newly synthesized protein of interest. Using their TRIP approach, the authors found that the extensive interactions of thyroglobulin (Tg) with the proteostasis network (PN) during its passage through the secretory pathway were profoundly altered in response to disease-causing mutations (e.g. C1264R). The authors cross-validated their findings with a focus RNAi screen monitoring the cellular and secreted abundance of Tg variants upon deletion of PN components. In subsequent experiments the authors focused on two hits, VCP and TEX264, for which they confirmed their inhibitory effect on the secretion of Tg C1264R. Importantly, the authors found that TEX264 increasingly interacts with the Tg mutant and that pharmacological inhibition of VCP yielded the same phenotype than depletion of VCP. Overall, Wright and colleagues__ established an elegant method to map protein interaction in a time-resolved manner and demonstrated its value by the analysis of disease-related Tg mutants__. Hence, this work has the potential to serve as a rich resource for Tg-related research and as a powerful new tool to examine protein interactions. However, several concerns remain.

      Our response: Thank you to reviewer #4 for their valuable feedback and positive assessment. We addressed all comments in detail below.

      Major points:

      __Reviewer #4, Comment #1: __Overall, the TRIP workflow is quite difficult to understand at a first glance - even for a reader with a background in proteomics, biochemistry and cell biology. The authors may want to improve the description of the TRIP methodology and explain in more detail what the individual components and steps are good for. Along the same line, from the main text and the figure legend it was not clear that Tg was actually Flag-tagged. However, without this information it is difficult to follow the workflow. While Figure 1A is certainly helpful, the bulky graphics are deflecting the reader's attention. A more schematic version might be more informative.

      Our Response: Thank you for this feedback, which was also mirrored by Reviewer #2 (comment 10). We have made significant updates to clarify Fig 1 to provide more detail and eliminate some of unnecessary bulky graphics. We also expanded the schematic for the TRIP workflow in Fig 2A and we aligned all symbols used. Furthermore, we have edited the text to describe the workflow more clearly:

      "To develop the time-resolved interactome profiling method, we envisioned a two-stage enrichment strategy utilizing epitope-tagged immunoprecipitation coupled with pulsed biorthogonal unnatural amino acid labeling and functionalization (Fig 1A). Cells can be pulse labeled with homopropargylglycine (Hpg) to synchronize newly synthesized populations of protein. After pulsed labeling with Hpg, samples can then be collected across time points throughout a chase period (Fig 1A, Box 1) (Kiick et al, 2001; Beatty et al, 2006). The Hpg alkyne incorporated into the newly synthesized population of protein can be conjugated to biotin using copper-catalyzed alkyne-azide cycloaddition (CuAAC) (Fig 1A, Box 2). Subsequently, the first stage of the enrichment strategy can take place where the client protein of interest is globally captured and enriched using epitope-tagged immunoprecipitation, followed by elution (Fig 1A, Box 3). The second enrichment step can then utilize a biotin-streptavidin pulldown to capture the Hpg pulse-labeled, and CuAAC conjugated population, enriching samples into time-resolved fractions (Fig 1A, Box 4) (Li et al, 2020; Thompson et al, 2019)."

      Additionally, we have improved text to very clearly state that for the TRIP experiments Tg is FLAG-tagged and this epitope tag is required for the two-stage enrichment strategy. As one small example:

      "Thyroglobulin was chosen as the model secretory client protein. We generated isogenic Fischer rat thyroid cells (FRT) cells that stably expressed FLAG-tagged Tg (Tg-FT), including WT or mutant variants (A2234D and C1264R) (Fig EV1)"

      "Furthermore, the C-terminal FLAG-tag and Hpg labeling are necessary for this two-stage enrichment strategy, and DSP crosslinking is necessary to capture these interactions after stringent wash steps (Fig 1D, Fig EV2)."

      __Reviewer #4, Comment #2: __To what extend do the difference in protein abundance between Tg WT and Tg C1264R contribute to the increase binding of their interactors (e.g., HSP5 and PDIA4). The authors should perform a TRIP coupled immunoblot analysis where WT and Mutant are loaded side-by-side on the SDS-PAGE.

      Our Response: As Reviewer #3 (comment 5) had a similar inquiry, we provide the same response as listed above:

      We do not foresee an impact from level of Tg expression on the profiles obtained by TRIP. We were able to identify distinct profiles because we processed the data and normalized it based on the relative Tg amount. For example, while WT and A2234D Tg are expressed at similar levels intracellularly, we ere able to identify distinct differences in the interaction profiles across the two constructs. When developing FRT clones, we selected those that were expressed at similar levels and, therefore, did not have the capability to directly test differences, if any, in observed profiles that may be the result of different expression levels of the same Tg construct. Furthermore, Tg can make up 50% of all protein content within thyroid tissue (Di Jeso & Arvan, 2016). As such, thyroid cells are adept at maintaining the balance of QC machinery to process thyroid. Therefore, we do not anticipate that the amount of Tg expressed in TRIP experiments would have a significant impact on the profiles that we were able to observe.

      __Reviewer #4, Comment #3: __While the RNAi screen was done with pooled siRNA, it is not clear what was used for the RNAi validation experiments shown in Figure 5. This should be done by individual siRNA and not the same pooled reagents as used for the screen.

      Our Response: Similarly, pooled siRNAs were initially utilized for the data shown in Figure 5. The RNAi screen utilized siRNAs optimized for human cells, where as those found for Figure 5 were for rat cells. For the revisions, we performed control experiments with individual siRNAs, which are now shown in Fig EV7J,K. While we did not find that any one single siRNA recapitulated the full phenotype, we did find that several single siRNAs for VCP and TEX264 at least partially restored the observed phenotype of increased C1264R Tg secretion. This result is expected given that we reasoned the siRNAs are likely providing an additive effect contributing to the observed phenotypes. We provided these single siRNA control experiments in Fig EV7J,K, and updated the manuscript text as follows:

      "Several individual VCP and TEX264 siRNAs were able to partially recapitulate these increased secretion phenotype on C1264R Tg-FT, confirming that the effect is mediated by the respective gene silencing (Fig EV7J,K)."

      Reviewer #4, Comment #4: __In Figure 5A it is not clear which band was used to quantify the effect of NAPA reduction. Also, this analysis lacks normalization to an unrelated protein or loading control. Moreover, the authors should also examine the effect of the siRNA targets shown in Figure 5C for Tg WT and not only the mutant.__

      Our Response: The uppermost band in Fig 5A was used for quantification. We added a red asterisk similar to that found in Fig 5C to denote this lower back in the lysate panel(s) as a non-specific background band found within the Western blot. These data are the result of immunoprecipitations of both cell lysate and medium content, as such there is no applicable loading control that can be used within the western blots. For experiments, cell amounts were normalized by seeding and subsequently culturing the same amount of cells, as denoted within the Materials and Methods - FRT siRNA validation studies section of the manuscript. Furthermore, there are no loading controls that are easily utilized for analyzing cell culture medium. We have further clarified the Fig 5 caption to provide clearer experimental detail:

      "(A and B) Western blot analysis (A) and quantification (B) of WT Tg-FT secretion from FRT cells transfected with select siRNAs hits from initial screening data set. Red asterisk denotes a non-specific background band within the western blot. Cells were transfected with 25nM siRNAs for 36 hrs, media exchanged and conditions for 4 hrs, Tg-FT was immunoprecipitated from lysate and media samples, and Tg-FT amounts were analyzed via immunoblotting. N = 6.

      (C and D) Western blot analysis (C) and quantification (D) of C1264R Tg-FT secretion from FRT cells transfected with select siRNA hits from the initial screening data set. Red asterisk denotes a non-specific background band within the western blot. Cells were transfected with 25nM siRNAs for 36 hrs, media exchanged and conditions for 8 hrs, Tg-FT was immunoprecipitated from lysate and media samples, and Tg-FT amounts were analyzed via immunoblotting. All statistical testing performed using an unpaired student's t-test with Welch's correction. *pFinally, as the siRNA targets shown in Fig 5C were shown to be hits exclusively for C1264R Tg-FT we did not believe it was necessary to follow-up on these with WT Tg-FT. Similarly, we did not follow-up on hits that were exclusive to WT Tg-FT with C1264R and A2234D Tg-FT.

      __Reviewer #4, Comment #5: __The authors should also test for the binding of RTN3 to Tg WT and mutant - in particular in comparison to TEX264. This would be important in the context that only RTN3 but not TEX264 was detected in the TRIP approach. Do the authors also detect VCP and LC3B in their pulldowns?

      Our response: Please also see Reviewer #3, comment 9, who made a similar point.

      We performed follow-up experiments to test interactions with Tg and the wider panel of ER-phagy receptors. We transiently expressed FLAG-tagged CCPG1, RTN3L, and TEX264 in HEK293 cells stably expressing Tg-NLuc and performed FLAG IPs followed by western blot analysis. We found that WT and C1264R Tg were enriched, albeit modestly, in the RTN3L Co-IP compared to control samples expressing GFP. Additionally, we found that WT, A2234D, and C1264R Tg were all enriched with CCPG1 compared to control samples expressing GFP. CCPG1 was found to be a C1264R Tg interactor within our mass spectrometry datasets, along with RTN3. We have now integrated these data into the manuscript as Fig EV8, and updated the manuscript text as follows:

      "Additionally, we monitored Tg enrichment with ER-phagy receptors CCPG1 and RTN3 via Western blot as both were found to be C1264R Tg interactors within our TRIP dataset. RTN3L is found to be the only RTN3 isoform involved in ER turnover via ER-phagy (Grumati et al, 2017). WT and C1264R Tg-NLuc were modestly enriched with RTN3L compared to control samples expressing GFP. Conversely, we found that all Tg variants exhibited modest interactions with CCPG1 compared to control samples expressing GFP, although less than with TEX264 (Fig EV8).

      Together, these data suggest that TEX264, CCPG1, or RTN3L engage with Tg during processing, and CH-associated Tg mutants may be selectively targeted to TEX264. Furthermore, ER-phagy may be considered as a degradative pathway in Tg processing, as other studies have mainly focused on Tg degradation through ERAD (Tokunaga et al, 2000; Menon et al, 2007)."

      Regarding VCP, we can detect it routinely in our AP-MS experiment as presented previously (Wright et al. 2021), and here in Fig 3, Appendix Fig S1. However, we have not been able to detect interactions via western blot, which may be attributed to the increased sensitivity that LC-MS offers. We have not probed for LC3 interactions via western blot as we did not detect it by LC-MS either, but we identified several lysosomal and other autophagy-related components previously (Wright et al. 2021), and here shown in Appendix Fig S1 and Fig EV5C.

      __Reviewer #4, Comment #6: __The effect of TEX264 depletion on Tg secretion should be confirmed by TEX263 KO experiments. Do the authors observe a similar increase in secreted Tg C1264R in BafA1- or SAR405-treated cells? Moreover, the authors should show that Tg C1264R is actually delivered to lysosomes using biochemical assays such as LysoIP or colocalization experiments.

      Our response: To address this concern, we generated stable TEX264 knockout FRT cell lines by CRISPR, and probed several clones for their impact on Tg secretion. We found that TEX264 knockout did not recapitulate the increase in C1264R Tg secretion observed with transient siRNA knockout. While disappointing, these results are not necessarily surprising, considering that prolonged TEX264 knockout may lead the cell to adapt compensation mechanisms by modulating other proteostasis factors and/or autophagy machinery.

      We performed experiments utilizing the autophagy inhibitor Bafilomycin A1, and have now included these results with the manuscript available in Fig EV10A,B. We found that BafA1 treatment led to the accumulation of WT Tg in the lysate but not for the C1264R Tg. We updated the manuscript text to accompany these data as follows:

      "To understand whether this rescue in secretion was uniquely linked to VCP inhibition or could be more broadly attributed to blocking Tg degradation, we tested the proteasomal inhibitor bortezomib, and lysosomal inhibitor bafilomycin. Bafilomycin increased WT Tg lysate abundance, and bortezomib significantly increased A2234D lysate abundance, consistent with a role of these degradation processes in Tg PQC (Fig EV10A). When monitoring Tg-NLuc media abundance, neither bafilomycin nor bortezomib significantly altered WT, A2234D, or C1264R abundance (Fig. EV10B). confirming that general inhibition of proteasomal or lysosomal degradation does with rescue mutant Tg secretion."

      These results raise the possibility that the mutant Tg interaction with TEX264 may not lead to active autophagic degradation of mutant Tg. This is also consistent with the slow degradation of C1264R Tg observed in the pulse-chase experiment in Fig EV9A. Whether the TEX246 recruitment of mutant Tg leads to degradation or assumes an alternative function, for example, intracellular sequestration, remains to be tested. Importantly, we have refrained from making claims in the manuscript that C1264R Tg is delivered to the lysosome but have presented data showing that it interacts with ER-phagy-related components and have further speculated on the possibility how autophagy could play a role in Tg processing.

      Thank you for the LysoIP suggestion. Ongoing work in the lab is addressing this question and experiments suggested by the reviewer, but this is better reserved for a follow-up manuscript.

      __Reviewer #4, Comment #7: __Figure 7A and 7C lack loading controls. The quantification shown in Figure 7B and 7D should be normalized to this control. Since VCP activity is often coupled to the of the proteasome, the authors should check whether blocking the proteasome yields a similar effect than ML-240.

      Our Response: Like Fig 5A discussed above (Reviewer #4, comment 4), these data are the result of immunoprecipitations from cell lysate and medium. As a result, there is not applicable loading control that can be used within the western blots. For experiments, cell amounts were normalized by seeding and subsequently culturing the same amount of cells, as denoted within the Materials and Methods - FRT siRNA validation studies section of the manuscript and Material and Methods - VCP pharmacological inhibition studies.

      Regarding the effect of proteasome inhibition, we tested whether bortezomib treatment can increase C1264R Tg secretion. We found that bortezomib led to a small but significant increase in A2234D Tg accumulation in the lysate, but did not increase secretion of Tg for WT or any of the mutant variants. This new data is shown in Fig EV10A,B. We updated the text as follow:

      "To understand whether this rescue in secretion was uniquely linked to VCP inhibition or could be more broadly attributed to blocking Tg degradation, we tested the proteasomal inhibitor bortezomib, and lysosomal inhibitor bafilomycin. Bafilomycin increased WT Tg lysate abundance, and bortezomib significantly increased A2234D lysate abundance, consistent with a role of these degradation processes in Tg PQC (Fig EV10A). When monitoring Tg-NLuc media abundance, neither bafilomycin nor bortezomib significantly altered WT, A2234D, or C1264R abundance (Fig. EV10B). confirming that general inhibition of proteasomal or lysosomal degradation does with rescue mutant Tg secretion."

      __Reviewer #4, Comment #8: __With regard to Figure 7 - Figure supplement 1: The authors should monitor the effect of ML-240 on Tg secretion such that WT and C1264R mutants are directly compared (side-by-side on the same immunoblot). Otherwise, it is difficult to claim that ML-240 rescues the secretion of the mutant.

      Our response: The reviewer is referring to the S35 pulse-chase experiments now shown in Fig EV9. We would like to clarify that these images are not immunoblots but autoradiographs. Even though the samples for WT and C1264R Tg were loaded onto separate gels, the gels were imaged at the same time and are therefore directly comparable. Regardless, the more meaningful information that can be gleaned from these experiments are the absolute rates of protein secretion and degradation and how they change in response to ML-240 treatment. The scale in the quantifications (0 - 100%) is the same and corresponds to the total amount of WT or C1264R Tg that is labeled with 35S during the 30 min pulse. Importantly, we found that C1264R Tg-FT secretion is significantly increased in the presence of ML-240, changing from

      __Reviewer #4, Comment #9: __How did ML-240 affect the ER-phagy components (in particular RTN3) in the TRIP analysis of Tg C1264R (Figure 7G-L)?

      Our response: This is a great discussion point raised by reviewer #4. We have updated the manuscript text to discuss in more detail changes in interactions with degradation components, especially with proteasomal degradation machinery (Fig 7M,N). The manuscript text now reads as follows:

      "The most striking interaction changes occurred with proteasomal degradation components, which remained steady until 1.5 hr, but then abruptly declined with ML-240 treatment at later time points (Fig 7M,N). This decline tracks with changes to the glycan processing machinery, highlighting that the coordination between N-glycosylation and diverting Tg away from ERAD may be a key to the rescue mechanism."

      Minor points:

      __Reviewer #4, Comment #10: __The candidate labeling in Figure 3 - Figure supplement 2 and 3 is too small und unreadable. The authors should provide a higher resolution of these figures or increase the font.

      Our response: These figures are now in the Appendix and we have edited this figure to provide higher resolution.

      Reviewer #4 (Significance (Required)):

      Please see above

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      Referee #4

      Evidence, reproducibility and clarity

      Summary

      In this manuscript, Wright et al. developed an approach (termed TRIP) that allowed to map the temporal changes in the interaction landscape of a newly synthesized protein of interest. Using their TRIP approach, the authors found that the extensive interactions of thyroglobulin (Tg) with the proteostasis network (PN) during its passage through the secretory pathway were profoundly altered in response to disease-causing mutations (e.g. C1264R). The authors cross-validated their findings with a focus RNAi screen monitoring the cellular and secreted abundance of Tg variants upon deletion of PN components. In subsequent experiments the authors focused on two hits, VCP and TEX264, for which they confirmed their inhibitory effect on the secretion of Tg C1264R. Importantly, the authors found that TEX264 increasingly interacts with the Tg mutant and that pharmacological inhibition of VCP yielded the same phenotype than depletion of VCP. Overall, Wright and colleagues established an elegant method to map protein interaction in a time-resolved manner and demonstrated its value by the analysis of disease-related Tg mutants. Hence, this work has the potential to serve as a rich resource for Tg-related research and as a powerful new tool to examine protein interactions. However, several concerns remain.

      Major points

      1. Overall, the TRIP workflow is quite difficult to understand at a first glance - even for a reader with a background in proteomics, biochemistry and cell biology. The authors may want to improve the description of the TRIP methodology and explain in more detail what the individual components and steps are good for. Along the same line, from the main text and the figure legend it was not clear that Tg was actually Flag-tagged. However, without this information it is difficult to follow the workflow. While Figure 1A is certainly helpful, the bulky graphics are deflecting the reader's attention. A more schematic version might be more informative.
      2. To what extend do the difference in protein abundance between Tg WT and Tg C1264R contribute to the increase binding of their interactors (e.g., HSP5 and PDIA4). The authors should perform a TRIP coupled immunoblot analysis where WT and Mutant are loaded side-by-side on the SDS-PAGE.
      3. While the RNAi screen was done with pooled siRNA, it is not clear what was used for the RNAi validation experiments shown in Figure 5. This should be done by individual siRNA and not the same pooled reagents as used for the screen.
      4. In Figure 5A it is not clear which band was used to quantify the effect of NAPA reduction. Also, this analysis lacks normalization to an unrelated protein or loading control. Moreover, the authors should also examine the effect of the siRNA targets shown in Figure 5C for Tg WT and not only the mutant.
      5. The authors should also test for the binding of RTN3 to Tg WT and mutant - in particular in comparison to TEX264. This would be important in the context that only RTN3 but not TEX264 was detected in the TRIP approach. Do the authors also detect VCP and LC3B in their pulldowns?
      6. The effect of TEX264 depletion on Tg secretion should be confirmed by TEX263 KO experiments. Do the authors observe a similar increase in secreted Tg C1264R in BafA1- or SAR405-treated cells? Moreover, the authors should show that Tg C1264R is actually delivered to lysosomes using biochemical assays such as LysoIP or colocalization experiments.
      7. Figure 7A and 7C lack loading controls. The quantification shown in Figure 7B and 7D should be normalized to this control. Since VCP activity is often coupled to the of the proteasome, the authors should check whether blocking the proteasome yields a similar effect than ML-240.
      8. With regard to Figure 7 - Figure supplement 1: The authors should monitor the effect of ML-240 on Tg secretion such that WT and C1264R mutants are directly compared (side-by-side on the same immunoblot). Otherwise, it is difficult to claim that ML-240 rescues the secretion of the mutant.
      9. How did ML-240 affect the ER-phagy components (in particular RTN3) in the TRIP analysis of Tg C1264R (Figure 7G-L)?

      Minor points

      1. The candidate labeling in Figure 3 - Figure supplement 2 and 3 is too small und unreadable. The authors should provide a higher resolution of these figures or increase the font.

      Significance

      Please see above

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      Referee #3

      Evidence, reproducibility and clarity

      Provide a short summary of the findings and key conclusions (including methodology and model system(s) where appropriate). Please place your comments about significance in section 2.

      In this manuscript, the authors describe their efforts to develop a methodology for determining time-resolved protein-protein interactions using quantitative mass spectrometry. With TRIP (time-resolved interactome profiling), they combine a pulsed bio-orthogonal unnatural amino acid labelling (homopropargylglycine, Hpg), CuAAC conjugation and biotin-streptavidin pulldowns to enrich at different timepoints and time-resolve by combining TMT labelling and LC-MS/MS (Figure 1). This technique is then applied to the maturation of the secreted WT and mutant thyroglobulin (Tg-WT, Tg-C1264R, Tg-A2234D) expressed in HEK293 and rat thyroid cells (FRT) and linked to hyperthyroidism. There, they identify a collection of ER resident proteins involved in protein folding/processing (e.g. chaperones, redox, glycans, hydroxylation) as well as degradation (e.g. autophagy, ERAD/proteasomes) (Fig. 2). Here the authors effectively use pulse-labelled form of TRIPs to highlight the different interactions formed with Tg-WT vs. Tg-mutants during biogenesis and secretion (or retention). The analysis found ~200 new interactions compared to previous studies along with about 40% of those identified previously. Differences in interactions were observed for mutants, which shown extended interaction with chaperones and redox processing pathways. While many interactions appeared as might be expected, the identification of membrane protein processing elements (e.g. EMC, PAT) was puzzling and raised some questions about the specificity within the protocol. Mutants enriched for CANX CALR and UGGT, suggesting prolonged association with glyco-processing factors. Interaction of C1264R with the ER-phagy factors CCPG1 and RTN3 was greater than WT. The authors note that their interaction correlated with that of EMC1 & 4, but it is not clear why that might be.

      With interactors in hand, the authors complemented the TRIP protocol with siRNA KD of identified factors, to investigate any changes to secreted vs intracellular Tg upon loss. KD of NAPA (a-SNAP) and LMAN1 increased WT lysate (intracellular) Tg but not mutants. NAPA also reduced Tg-WT secretion. In contrast, KD of NAPA increased A2234D secretion while LEPRE1 increased C1264R (but not A2234D or WT), suggesting mutants have differential processing paths and requirements. KD of VCP increased secretion of both mutants. Some ER-phagy receptors were found among interactors (e.g. RTN3 in Tg-C1264R only) but often their KD had no impact on secretion (CCPG1, SEC62, FAM134B). NAMA observations were recapitulated in thyroid derived cell line (FRT). KD of TEX264 and VCP increased Tg-C1264 secretion while RTN3 KD in FRTs decreased Tg-C1264 secretion. This was in contrast to data from HEK293s for reasons that are not clear. Co-IP with TEX264 enriched for all Tg forms but more so for C1264R and A2234D - motivating the authors to propose selective targeting of Tg to TEX264 and the consideration of ER-phagy as a "major" degradative pathway during Tg processing.

      Given the observations with siRNAs to VCP, the authors next use a selection of VCP inhibitors to ask whether secretion can be rescued upon pharmacological impairment of the AAA ATPase. They observed that ML-240, but interestingly not the more conventionally used CB-5083 or NMS-873, increased secretion of Tg-C1264R but not lysate. Inhibitors increased lysate but decreased the secreted fraction for Tg-WT (Fig 7). Finally, the authors used TRIP again in ML-240 treated Tg-C1264R expressing cells to look for changes to interactome with treatment - observed decreases to glycan and chaperone interactions, CANX and UGGT1, decreased interaction with DNAJB11 and C10, like that of WT. There was no apparent change to the UPR, although activation was not directly measured.

      Major comments:

      • Are the key conclusions convincing?

      The TRIP methodology appears to be quite robust and should be a powerful strategy for this field and others going forward. The drawback will be the length of pulse required will limit the number/type of proteins to be monitored to ones with longer t1/2's. There were interesting interactions found with Tg and the mutants linked to hyperthyroidism, but cut and dry differences did not appear as obvious, even though strong "trends" appear to be present. The path from identifying interactors in a time-resolved manner to then following them up with targeted KD does provides some clarity, which is important. - Should the authors qualify some of their claims as preliminary or speculative, or remove them altogether?

      The data regarding VCP silencing and pharmacological impairment appear clear but leave some questions outstanding in this reviewer's opinion. The lack of effect with the 2 highly selective inhibitors suggests that the underlying mechanism for switching fate of intracellularly retained Tg-C1264R towards secreted forms is not at all clear. ML-240 is an early derivative of DBeQ and reportedly impairs both ERAD and autophagic pathways, similarly to DBeQ. The differences between the VCP inhibitors' mechanism of action were not discussed, but perhaps should be elaborated upon, particularly in the matter of how ERAD and ER-phagy pathways might be being differentially affected. At the risk of asking for too many additional experiments, this reviewer would just prefer to see this fleshed out in a bit more detail. - Would additional experiments be essential to support the claims of the paper? Request additional experiments only where necessary for the paper as it is, and do not ask authors to open new lines of experimentation.

      Q1. The degree (if any) of Tg-C1264 aggregation during and/or detergent solubility do not appear to have been considered as a potential source of the increase in released secreted material (Figure 4, 5). Do Tg mutants partition into RIPA-insoluble fractions at all? That is to say.. is the total population of synthesized Tg being considered? A full accounting? Could the authors address this and if biochemical extraction data (via urea or high SDS) is available, include it to answer this concern.

      Q2. Along the same lines, what does Tg-WT and mutant expression look like by microscopy? Is Tg-WT uniformly distributed while Tg-mutants appear in puncta... more aggregated - perhaps reflecting the increased engagement of chaperones and redox machinery? Changes in the pattern of Tg-C1264R mutant (e.g. w/ VCP KD or inhibition) would add additional support for the authors interpretation of improved secretion. If this data is at hand, including it might be worth consideration.

      Q3. Does the level of Tg mutant expression in the FRT clones impact the profiles obtained by TRIP? (Figure 3). This is a question of gauging the relative saturation of QC machinery and how that might impact profiles from TRIP. Were clones expressing at different levels tested? Perhaps a brief discussion of this.

      Q4. For Figure 3, the hour-long labelling period seems a bit long, compared with 3 hr of chase. Perhaps this reviewer missed this but how long does Tg take to mature and/or mutants to misfold and degrade? Is there any possibility to shorten this so that the profiles of labelled Tg could be more synchronized? If not, perhaps this could just be discussed.

      Q5. It is curious that only ML-240 and not other well characterized inhibitors of VCP/p97, has an effect, as both are used far more often than ML-240. The authors do not really address this in detail but does it suggest that the ML-240 effect on VCP/p97 could be affecting different pathways, given the nature of this compound. Is this compound acting on Tg-C1264R maturation at the level of translation or post-translationally? If the latter, through what means?

      Q6. Continuing from Q5.. At what point and where is VCP/p97 able to affect mutant Tg processing? In line 317, the authors seem to correlate increased VCP association with mutants to their increased secretion. It is not clear how this would result, as engagement with VCP would be in a compartment different to that which supports trafficking and secretion. Could the authors expand on how this might come about. This is also relevant to the ML-240 data in Figure 7. Moreover, VCP is associated with ERAD (as is HerpUD1) rather than ER-phagy and at least in the siRNA raw data, there are also effects from Derlin3 and FAF2 KDs.. both ERAD factors. Some clarity here would be appreciated.

      Q7. There does not appear to be a direct demonstration of Tg-C1264R turnover by ER-phagy (via TEX264). Given the inconsistency with it not being detected by TRIP, while another receptor RTN3 was, but has not impact on Tg-C1264R secretion, perhaps including that data would go some way to demonstrating a fate of ER-phagy (at least partly) for this mutant.

      Q9. The authors provide data that the UPR was not induced by ML-240 at 3hrs (10µM) (Figure 7, supplemental 1). This is in stark contrast to the results of Chou et al (2013) which the authors reference, reporting that ML-240 induced ATF4 and CHOP by 2 hrs at concentrations lower than used here (albeit a different cell type). While not exclusively UPR, could the authors address the potential activation of the integrated stress response (eIF2a phosphorylation, ATF4 and CHOP) in the FRT cells due to ML-240 treatment? If present, is there some link that could this provide an explanation for increased Tg-C1264R secretion? - Are the suggested experiments realistic in terms of time and resources? It would help if you could add an estimated cost and time investment for substantial experiments.

      Any of the suggested experiments above all use reagents reported in the manuscript and so would presumably incur minimal cost and hopefully time. This reviewer is sympathetic to time and financial constraints and so discussion of the issue could suffice. - Are the data and the methods presented in such a way that they can be reproduced?

      Yes. The methodology is explained in detail. - Are the experiments adequately replicated and statistical analysis adequate?

      Yes. Relevant information is either in the figure legends or is provided in the source data.

      Minor comments:

      • Specific experimental issues that are easily addressable.
      • Are prior studies referenced appropriately?

      The references are generally appropriate, with a few exceptions of more general references used - Are the text and figures clear and accurate?

      The text is clearly written, and the figures are clear. - Do you have suggestions that would help the authors improve the presentation of their data and conclusions?

      A summary figure comparing the changing profiles of WT and C1264R and the factors implicated for them could be helpful.

      Perhaps include common nomenclature for proteins as well (e.g. HSP5A - BiP, HSP90B1 - Grp94, etc..)

      Line 317 - our is misspelled

      Figure 4 - Supplemental Figure 1 - Legend has text referring to panels J and K, but Figure only goes up to F.

      Significance

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field.
      • Place the work in the context of the existing literature (provide references, where appropriate).

      Protein-protein interactions are often used to illustrate complexes and functionality, but these provide only snapshots, rather than "movies". There are many datasets out there exploring P-P interactions, but most if not all lack any temporal resolution for the interactions they report. The TRIP method described approaches this from the dynamic perspective - identifying the transient interactions formed by folding nascent chains with proteins that aid in their maturation and trafficking, or degradation. This represents an important technical advance in our ability to dynamically monitor protein interactions. The use of Tg mutants is valuable and perhaps this will lead to new perspectives on how to rescue it or other pathophysiological mutants with loss of function phenotypes.<br /> - State what audience might be interested in and influenced by the reported findings.

      This work should appeal to a broad audience within cell biology, particularly as the TRIP technique is attempting to address a fundamental question - what interactions form during the biogenesis/lifetime of a protein. Moreover, the effort to try to understand the different interactions formed with pathologically relevant mutant proteins as a strategy to try to rescue functionality, is a valuable exercise of this approach. - Define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate.

      ER quality control

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      Referee #2

      Evidence, reproducibility and clarity

      In the manuscript 'Time-Resolved Interactome Profiling Deconvolutes Secretory Protein Quality Control Dynamics' Wright et al. developed an approach for time-resolved protein protein interaction mapping relying on pulsed unnatural amino acid incorporation, protein cross linking, sequential affinity purification, and quantitative mass spectrometry named time-resolved interactome profiling (TRIP). The authors applied the TRIP method to compare the interactions of the secreted thyroid prohormone thyroglobulin (Tg) comparing the WT protein to secretion-defective mutations implicated in congenital hypothyroidism. They further employed an RNA interference screening platform (1) to investigate if (1) interactors identified via TRIP are functionally relevant for Tg protein quality control and (2) to identify factors that can rescue mutant Tg secretion. The screen was initially performed in HEK293 cells, but selected hits with a phenotype in HEK cells were then followed up in Fisher rat thyroid cells. Further functional validation was performed by pharmacologic inhibition of VCP, a hit from the RNAi screen with an effect on Tg lysate abundance and Tg secretion. While the authors present a comprehensive study including identification of protein-protein interactions using proteomics followed up by an RNA interference screen for functional validation, major comments need to be addressed for both the proteomics as well as the functional genomics aspects of the study (see comments below).

      Major comments:

      • The authors describe a new method for quantitative, temporal interaction mapping. The protocol involves two enrichment steps as well as several reactions including cross-linking of the samples as well as functionalization of the unnatural amino acids. Given all these steps, the authors should rigorously characterize the quantitative reproducibility of the experiment when performed in independent biological replicates. This is important because in the final quantitative MS experiment, the authors only use two biological replicates, which is too low especially for such an involved sample preparation procedure, which would expect to have a high variability between replicates. Given the low number of replicates and the unknown reproducibility of the quantification for this protocol, it is questionable at this point how reliable the quantification over the time course is.
      • Compared to the previous dataset published last year, the authors discover an overlap in interactors, but also a huge discrepancy, with 96 previously identified interactors not detected in the current study, but 198 additional interactors identified. How do the authors explain the big differences between these datasets?
      • For the temporal interaction analysis the authors describe differences in the temporal profiles of selected interactions comparing wt and mutant, however no statistical analysis is performed comparing wt and mutant interaction profiles across the time course. Furthermore the variability between the replicates for the temporal profiles is not shown and some of the temporal profiles appear to be noisy. A more rigorous statistical analysis should be performed including additional biological replicates to evaluate the changes over the time course, especially as the temporal interaction analysis is the novelty of this study.
      • To functionally validate interactors derived from the TRIP analysis as well as to identify factors that can rescue mutant Tg secretion the authors developed an RNA interference screen. There are a number of aspects that need to be addressed/clarified for this part of the study.
      • While the authors validate the stable cell lines expressing the nanoluciferase tagged Tg and the linearity of luminescence signal in lysate and media carefully, they do not validate their platform in combination with the RNAi knockdown strategy. The authors should select genes as positive controls that are expected to modulate Tg secretion and demonstrate that the knockout of these positive controls indeed results in changes in Tg secretion in their system.
      • For the screen the authors select 167 Tg interactors and PN (Proteostasis network) related factors. This statement is very vague and the authors should clarify which genes were knocked down and which criteria were applied to narrow down the list of interactors and to select PN factors. The authors should therefore provide a supplementary table including all genes included in the screen, their source (were this derived from the initial study by Wright et al, from the current study or compiled from prior knowledge about PN), as well as their results from the screen based on luminescence in media and lysate. It is unclear how many of the selected factors are actually coming from the TRIP analysis.
      • Only a small number of the 167 selected genes shows an effect on Tg abundance/secretion. How do the authors explain this result? Would we not expect that Tg interactors, especially those from the TRIP method which interact with the newly synthesized are more enriched for functionally relevant genes.
      • The authors initially performed the screen in HEK293 cells and as a second step wanted to validate the hits from the HEK cells in more relevant Fisher rat thyroid cells. Indeed they could show that knockdown of NAPA increased WT TG in lysate and decreased WT Tg secretion. Furthermore, they further validated genes to modulate mutant Tg lysate and media abundance. The authors should perform a rescue experiment to demonstrate that the observed phenotype can be reversed through re-introduction of NAPA.
      • One hit from this analysis was the ER-phagy receptor TEX264, while TEX264 was not identified in the TRIP data, is selectively increased the C1264R secretion, but not wt and the other Tg mutant. Following Co-IP data however revealed some interaction between the C1264R and to a lesser extent the A2234D mutant. How do the authors explain that TEX264 was missed in the TRIP dataset?

      Minor comments:

      • The workflow needs to be described clearer. For example, it should be better explained why the authors selected a two stage enrichment strategy, I assume that the first based on the Flag affinity tag is to purify the protein of interest and the second step based on the incorporation and functionalization of the unnatural amino acids to enrich for the newly synthesized fraction at specific time points after protein synthesis? These are critical steps for the method but the rationals are not well explained, neither in the text nor the figures captures all these steps of the method very clearly, which makes it really difficult for the reader to understand the individual steps of the method. Moreover, the structures in Figure 1 workflow are not clearly labeled, so that it is confusing which part represents which protein/molecule.
      • Except for the general workflow shown in Figure 1, a more detailed workflow showing the experimental steps, such as the sample fractions with the following steps could be added so that the design of the method is clearer. Also the style of the workflows including Figure 1, Figure 2A, and Figure 3A are different. It would be helpful to make them the same style and make the Figure 2A as a zoom in or more detailed illustration on part of Figure 1.
      • A summary of proteomics results of time course labeling after all enrichment steps, including the total number of identified proteins at different conditions and control would be helpful for having an overview impression on the proteomics results
      • In Figure 2B, the WB for PDIA4 in the Biotin PD elution is missing. Why was the PDIA4 interaction missing for the time course analysis, but the interaction was captured in the initial test for Wt Tg (Figure 1D). Additionally, in this panel the Rhodamine Probe Gel shows inconsistencies at the time points 1.5 - 3h. Does this mean that the labeling did not work well for these conditions? As we would expect a consistent Rhodamine Probe signal at every time point.
      • In Figure 2, why was there no WB results for the A2234D? In Figure 2D and 2E, at which time point are the changes significant compared to WT?
      • All figure legends should indicate how many biological replicates were performed for each experiment represented in the figure.
      • The heatmaps shown in Figure 3, Figure 3 - Figure Supplement 3, and Figure 7 are in the current form incomprehensible. The heatmaps depict the relative enrichment vs the control sample, which was scaled between 1 and -1. The color coding with 5 different colors from 1 to -1 is very confusing and should be changed to just two colors, one for positive and one for negative relative enrichment. I would also suggest changing the visualization of the heatmap showing the wt and mutants side by side, instead of stacked on top of each other for each individual protein.
      • The data analysis method for generating relative enrichment shown in the heatmap is not explained. This should be described in the method section for a better understanding of the data analysis. There are no legends of flowcharts in Figure 2A and Figure 3A and it is difficult to understand which are the key components in the complex and what are the differences among different periods of labeling.
      • Why did only one of the VCP inhibitors (ML-240) exhibit a phenotype in Tg abundance and secretion, but not the other VCP inhibitors?

      Significance

      The authors describe a novel and elegant method to map time resolved protein interactions of newly synthesized proteins, which allows monitoring of proteins regulating protein quality control. Authors describe it as a general method, however, they only demonstrate the applicability to one protein and do not systematically evaluate the quantitative nature of their approach by determining quantitative reproducibility, which would be necessary to be able to claim that this is a method with broad applicability.

      Given my expertise in quantitative proteomics, I can mainly comment on the technological aspects of the proteomics part of the manuscript, but do not feel qualified to evaluate the significance of this study in terms of novel biology. Nevertheless, it feels that there is a stronger emphasis on the biology in the current form of the manuscript which will raise interest of scientists with a focus on protein quality control and Tg biology.

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      Referee #1

      Evidence, reproducibility and clarity

      The authors report a mass spectrometry (MS)-based interactomics technique, time-resolved interactome profiling (TRIP), which allows for tracking temporal changes in the interactome of protein of interest. To show that TRIP can successfully deconvolute interactomes over time, they pulsed thyroid cells with homopropargylglycine (Hpg), immunoprecipitated the Hpg incorporated thyroglobulin (Tg) and its interacting proteins at different time points, and subjected the samples to tandem mass tag (TMT)-based quantitative MS analysis. The MS results show that WT and variant Tg proteins indeed associate with different proteostasis network factors in a differential manner over the course of time. In addition, they utilized an siRNA-based luciferase fusion assay to evaluate whether silencing each proteostasis network component changes the levels of Tg in both lysate and media. From the combination of the TRIP and siRNA-based assays, they found many hits, including hits implicated in protein degradation, VCP and TEX264, which they validated with multiple experiments.

      I am overall quite positive and think this is an important study. But there are some meaningful points to consider.

      Significant comments:

      1. Only two replicates of the main data (the TRIP-MS experiments) for this paper is problematic. Especially since the manuscript is supposed to be demonstrating and validating the new technique. Consistent with this concern, the relative enrichment profiles for some of the results were surprising. For instance, interaction with CCDC47 was tapering off but then at 3 h it suddenly reaches the maximum level of engagement. Is this a real finding or the variability in the method? Impossible to tell with two replicates. Presenting heat maps based on biological duplicates is also very problematic. It masks the error, which is large as can be seen in some of the panels showing individual proteins. In my view, triplicates and a clear understanding of the error in the technique should be required.
      2. The same concern arises for the high-throughput siRNA screen, which was performed only in duplicate for WT and A2234D.
      3. There are issues with some of the immunoprecipitation experiments: In Figure 1C, a negative control for FLAG IP is missing. In Figure 2B, I am curious why the band (Hpg -, chase time 0 h) is so faint for the first WB (IB for FLAG) - is Hpg treatment indeed leading to much more Tg present at 0 h? If so, that is a concern. Also, a negative control must be included (either plain cells or cells expressing fluorescent protein or a different epitope-tagged WT Tg). In this same figure, I am puzzled why the bands for 1.5-3 timepoints in Biotin PD elution, probed for Rhodamine, are very faint especially considering that in Figure 1D, the corresponding bands, which are 4 h after the pulse, look fine. It seems like the IP failed here?

      Suggestion to consider:

      This manuscript, supported by the title and abstract, mainly focuses on the presentation of the development and application of TRIP, which is highly significant. The story becomes less coherent and harder to follow as significant amounts of text/figures are dedicated to siRNA-based high throughput screening and follow-up. In addition, although the discovery of TEX264 as one of the hits is very interesting and exciting, TEX264 apparently was not a hit in the TRIP experiment and is pretty distracting from the main point of the paper highlighted in the abstract and title, therefore. The siRNA-based assay and follow-up studies could be a separate scientific story of their own. Especially considering my concerns on the number of replicates for both the TRIP and siRNA-based assay, it could be beneficial to actually split the manuscript into two and conduct more replicates of the -omic work, which should corroborate the exciting discoveries the authors have made.

      Minor comments:

      Throughout the manuscript, the authors have not defined what FT is; presumably it means FLAG tag.

      The authors might discuss their rationale for choosing 0-3 hrs for their TRIP studies. That includes any relevant information about the half-life of WT versus variant Tg, whether the Hpg pulse time is short enough to avoid missing key features of the temporal interactome, and discussion of what would happen if the TRIP were performed at prolonged time points (e.g. 6-10 h).

      Lines 68-69: the two citations should probably come one sentence earlier (at least Coscia et al 2020 is a structure paper).

      Line 91: "(Figure 1A)" should follow the sentence "To develop the time-resolved..." to help readers better understand the system.

      Line 101: Fisher should be Fischer

      Line 131: Should be 1.5 hrs instead of 2 hrs.

      Lines 135-136: I do not agree with the claim that HSPA5 profile looked similar for MS and WB. I do not see a peak for HSPA5 at 2 hrs in Figure 2D.

      Line 186: The cited paper Shurtleff et al 2018 is missing in the reference list.

      Line 188: I disagree with the authors' claim here because, at least for CCDC47, interactions with C1264R seem to come back at the 3 hr time point.

      Line 203: I am not sure if P4HA1 can be included in the examples for showing distinct patterns for mutants compared to the WT according to their data in Figure 3H.

      Line 216: The authors should add citations about the functions of STT3A and STT3B proteins.

      Lines 248-251, "We found that interactions with these components...": this sentence should refer to Figure 3 - Figure Supplement 3 instead of Figure 3L and S4.

      Lines 258-260, "Another striking observation was that the temporal profile of EMC interactions for C1264R correlated with RTN3, PGRMC1, CTSB, and CTSD interactions.": Please provide more evidence to support the potential correlation between different interaction profiles. Or the authors should move this sentence to the discussion section as it sounds speculative. This highlights the issue of only having duplicates, as well.

      Line 340: As written, should cite more than one paper

      Line 371: Should be Figure 4 - figure supplement 2

      Line 1231: "Zhang et al 2018" needs to be removed

      Line 1286: FRTR should be FRT

      Figure 3E: Color used to highlight the three proteins (CCDC47, EMC1, EMC4) should match the color used in Figure 3 - Figure Supplement 3

      Figure 4A: The bottom figure where lysate signal is inversely proportional to time is misleading because the authors are assessing steady-state level of proteins in this assay.

      Figure 4 - Figure Supplement 1 caption: in (C), (F) should be (B). (K) should be (G) and I am not sure what the authors mean when they refer to (J) in caption of (G).

      Figure 5 caption for (C and D): Need to specify the time that the samples were collected (8 hrs), as it seems different from A and B according to the main text.

      Figure 5 - Figure Supplement 1: Data for HERPUD1 and P3H1 should be included.

      Figure 5 - Figure Supplement 2B: Please mention in the caption how degradation is defined.

      Significance

      This manuscript is highly significant because the authors (1) designed and validated a new methodology for time-resolved interactomics study, (2) presented the dynamic changes in Tg interactome for WT and variants, and (3) discovered how proteins implicated in degradation pathways (e.g. VCP, TEX264, RTN3) can change the secretion profile of WT and mutant Tg proteins. With TRIP, the authors demonstrated that they could obtain valuable data that were previously not captured from steady-state interactomics studies (Wright et al. 2021; Figure 3M and Figure 3 - Figure supplement 4D-4I). Furthermore, the authors treated cells with VCP inhibitors and performed both 35S pulse-chase analyses and TRIP. These experiments provide valuable information to the field by (1) presenting a new method to rescue Tg secretion defect, and (2) demonstrating a broader applicability of TRIP. If the major comments above can be addressed I believe this is a tremendous contribution to the field.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      This manuscript investigates the dynamics of GC-content patterns in the 5'end of the transcription start sites (TSS) of protein-coding genes (pc-genes). The manuscript introduces a quite careful and comprehensive analysis of GC content in pc-genes in humans and other vertebrates, specially around the TSS. The result of this investigation states that "GC-content surrounding the TSS is largely influenced by patterns of recombination." (from end of Introduction)

      My main concern with this manuscript is one of causal reasoning, whether intended or not. I hope the authors can follow my reasoning bellow on how the logic sometimes seems to fail, and that they introduce changes to clarify their suggested mechanisms of action.

      The above quoted sentence form the end of the Intro is in conflict with this other sentence that appears at the end of the Abstract "the dynamics of GC-content in mammals are largely shaped by patterns of recombination". The sentence in the Intro seems to indicate that the effect is specific to TSSs, but the one in the abstract seem to indicate the opposite, that is, that the effect is ubiquitous.

      We are sorry about the lack of clarity. We have now rewritten the abstract and intro to emphasize that our results are restricted to the 5' end of genes, and that by "patterns of recombination" we mean "historic patterns of recombination".

      The observations as stated in the abstract are: "We observe that in primates and rodents, where recombination is directed away from TSSs by PRDM9, GC-content at protein-coding gene TSSs is currently undergoing mutational decay."

      If I understand the measurements described in the manuscript correctly, and the arguments around them, you seem to show that the mutational decay of GC-content in humans is independent of location (TSSS or not), as noted here (also from the abstract) "These patterns extend into the open reading frame affecting protein-coding regions, and we show that changes in GC-content due to recombination affect synonymous codon position choices at the start of the open reading frame."

      Again, we have rewritten this section to clarify these points.

      There is one more result described in the manuscript, that in my mind is very important, but it is not given the relevance that it appears to me that it has. That is presented in Figure S3G. "we concluded that GC-content at the TSS of protein-coding genes is not at equilibrium, but in decay in primates and rodents. This decay rate is similar to the decay seen in intergenic regions that have the same GC-content (Figure S3G)"

      Thus, if the decaying effect happens everywhere, how can it be related to "recombination being directed away from TSSs by PRDM9" as it is stated in the abstract and in the model described in Figure 7?

      We make the argument that the GC-peak as likely caused by past recombination events. This is based on:

      1) The change in GC-content at the TSS in Dogs and Fox, coupled to the fact that they perform recombination at the TSS

      2) That the TSS can act as a default recombination site in mice when PRDM9 is knocked out

      3) That some forms of PRDM9 allow for recombination at TSS (see Schield et al., 2020, Hoge et al. 2023, and Joseph et al., 2023) and that this is expected to cause an increase in GC-content

      We thus speculate that the GC-peak in humans and rodents was caused by past recombination at TSSs that were permitted by ancient variants of PRDM9. We further point out that PRDM9 is undergoing rapid evolution, and some of the past versions of the protein may have had this property.

      We have tried to clarify these points in the latest version of the text.

      The fact that the decay rate is similar to any other region with similar GC-content should be an indication that the effect is not related to anything having to do with TSS or recombination being directed away from TSSs by PRDM9.

      We are sorry about the lack of clarity. TSSs in humans, chimpanzees, mouse and rats are are experiencing GC-decay at the same rate as in non-functional DNA regions with high GC-content. Thus the GC-peak is not being maintained by selection. This is surprising, given the role that GC-content plays in gene expression. This is a critical point, and we added it to the "conclusion" section of the abstract.

      I hope these paragraphs show my confusion about the relationship between the results presented which I think are very comprehensive and their interpretation and suggested model for GC-content dynamics around TSSs in human.

      On another note, can you provided a bit more background on recombination and its mechanisms?

      We have done our best to clarify these issues.

      You seem to have confident sets of genes under high/low/med recombination. How are those determined.

      We used the recombination rates per gene provided in Pouyet et al 2017 to identify the sets of genes under low/med/high recombination. Those rates were estimated from the HapMap genetic map (Frazer et al., 2007). This is now all specified in the methods section.

      You also seem to concentrate the cause of recombination on PRDM9, please explain. Is PRDM9 the unique indicator of recombination?

      PRDM9 has been shown to be the primary determinant of where recombination occurs in the genome (Grey et al., 2011, Brick et al., 2012). This is very well established. We now reword some of the introduction to make this clear.

      specific comments


      Figure 1, it is very hard to understand the differences between the three rows. Please explain more clearly in the legend, and add more information to the figure itself.

      We altered the axis titles to make this clearer. We also label "Upsream", "Exon 1" and "Part of Intron 1" in Figure 1C, F and I, and in Figure 2C. We now spell this out in the Figure Legend.

      Figure 7, express somewhere in the figure that the y axis measures GC content.

      We now added "GC Content" to the left of the first "graph" in Figure 7.

      Figure seems to introduce a 'causal' model of GC-content dismissing (diminishing?) based on recombination being directed away from TSSs. How about the diminishing of GC-content on any other genomic regions as you have shown in Figure S3G?

      Our focus in this model, and manuscript, is on TSSs. I think that to add the dynamics of other GC-rich regions is distracting. We do not know what caused these intergenic genomic regions to be high in GC-content prior to decay. After excluding known recombination sites and TSSs, these regions are very rare in the human genome. They may be ancient recombination sites that are decaying in GC-content. However, unlike TSSs, which have some connection to recombination (i.e. data from PRDM9 knockout mice and dogs and fox), we do not have any direct or indirect evidence that these other sites were used for recombination in the past. Alternatively, there could have been some other pressure on these sites in the past to increase GC-content that we are not aware of.

      -- The title is too selective, as to the results, and it has the implication that the decay is exclusive to the surrounding of the TSSs.

      Decay of GC-content towards equilibrium is the default state for non-functional DNA. That it is occurring at the TSS is surprising, as it indicates that the GC-peak is not maintained by selection. We now state this in the paper and include this in the "conclusion" portion of the abstract.

      Reviewer #1 (Significance (Required)):

      The statistical analysis is comprehensive and robust.

      We thank the reviewer for this.

      Their model interpretation as is describe induces confusion and needs to be clarified.

      We are sorry about this. Hopefully our revised text will clear up the confusion.

      I am an expert computational biologist, I do not have a deep knowledge of sequence implications of recombination, and it would be good if the manuscript could add some more background on that.

      We thank the reviewer for their perspective, and we hope that our text changes better explain to the non-expert why our findings are so surprising. We further clarify how recombination affects DNA sequence by gBGC and some of these changes are detailed in our response to the other reviewers.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      In this work, the author present various analyses suggesting that GC-content in TSS of coding genes is affected by recombination. The article findings are interesting and novel and are important to our understanding of how various non-adaptive evolutionary forces shape vertebrate genome evolutionary history.

      We thank the reviewer for these kind words.

      The Methods section includes most needed details (see comments below for missing information), and the scripts and data provided online help in transparency and usability of these analyses.

      I have several comments, mostly regarding clarifications in the text and several suggestions:

      1. In introduction: CpG islands, have been shown to activate transcription (Fenouil et al., 2012) - what is known about CpG Islands is somewhat inaccurately described. It should be rephrased more accurately, e.g. - CpG Islands found near TSS are associated with robust and high expression level of genes, including genes expressed in many tissues, such as housekeeping genes.

      We thank the reviewer for that. We have rewrote this part of the introduction.

      1. The following claim (in Introduction), regarding retrogenes and their GC content is not in agreement recent analyses: "Indeed, it has been observed that these genes have elevated GC-content at their 5' ends in comparison to their intron-containing counterparts, suggesting that elevation of GC-content can be driven by positive selection to drive their efficient export (Mordstein et al., 2020). Moreover, retrogenes tend to arise from parental genes that have high GC-content at their 5'ends (Kaessmann et al.,2009)." Recent work showed that retrogenes in mouse and human are significantly depleted of CpG islands in their promoters (PMID: 37055747). This follows the notion that young genes, such as these retrogenes, have simple promoters (PMID: 30395322) with few TF binding sites and without CpGs. The two reported trends should be both mentioned with some suggestions regarding why they seem to be contrasting each other and how they can be reconciled.

      We thank the reviewer for this information. The previous report (Mordstein et al., 2020) indicated that the increase in GC-content occurs downstream of the TSS in retrogenes. Since sequences upstream of the TSS are not part of the retro-insertion, it is not surprising that GC-content may differ between the retrogene and the parental gene. That retrogenes have lower numbers of CpGs upstream of the TSS, bolsters the idea that GC-content is not required for transcription and that the GC-peak is not being maintained in most genes by purging selection.

      1. In "Thus GC-content is expected, and is indeed observed to be higher near recombination hotspots due to gBGC (REF)." I think you forgot the reference...

      We thank the reviewer for catching this.

      1. In Results, regarding average GC content (Fig 2X): "Interestingly, this pattern is different in the nonamniotes examined, including anole lizard, coelacanth, shark and lamprey." - in lizard, it seems that the genomic average is lower (and lizards are amniotes)

      You are absolutely right. We now fix this.

      1. In Discussion, the statement: "This model is supported by findings in a recent preprint, which documents the equilibrium state of GC-content in TSS regions from numerous organisms" seems to contrast with the findings of the mentioned preprint. If "most mammals have a high GC-content equilibrium state" but still have a functional PRDM9, in the lack of evidence for functional differences between ortholog PRDM9 proteins (such as signatures for positive selection or functional assays), the authors' findings regarding the relationship between a lack of PRDM9 in canids and the trends observed in their TSS, are weakened.

      We are sorry about the confusion. We were not exactly sure what points were being commented on. 1) whether GC-content is at equilibrium for most mammals or 2) that the equilibrium state is high for most mammals despite containing PRDM9. We rewrote this sentence to clarify both issues (especially given that these concepts may not be clear to non-experts, such as the first reviewer). To answer the first potential concern, the paper in question (Joseph et al., 2023), does not show that GC-content at the TSS in mammals is at equilibrium, rather, it calculates what the equilibrium state is given the nucleotide substitution rates. In most organisms, the TSS is not at equilibrium. To answer both 1 and 2, Joseph et al., show that the equilibrium GC-content at the TSS for canids is much higher than for other mammals. They and others infer that the diversity between other mammals (where the equilibrium state is higher than humans and rodents but lower than canids) has to do with the variation between PRDM9 orthologues, however this has yet to be tested. Although the action of PRDM9 has not been evaluated in most mammals, we do point out that in snakes PRDM9 allows for some recombination at the TSS.

      1. In Methods, the ENSEMBL version (in addition of the per-species genome version) should be mentioned.

      This has been fixed.

      1. In Fig 1, it is worth clarifying in the legend that the differences between the first and second rows of panels is in the length of the plotted region.

      We have now indicated this in the figure legend.

      Reviewer #2 (Significance (Required)):

      The manuscript provides a rigorous analysis of the possible processes that have impacted the TSS GC-content during evolution. It should be of interest to a diverse set of investigators in the genomics community, since it touches on different topics including genome evolution, transcription and gene structures.

      Thank you.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      This study analyzes the distribution of GC-content along genes in humans and vertebrates, and particularly the higher GC-content in the 5'-end than in the 3'-end of genes. The results suggest that this pattern is ancient in vertebrates, currently decaying in mouse and humans, and probably driven by recombination and GC-biased gene conversion. It is proposed that the 5'-3' gradient was generated during evolution when PRDM9 was less active (in which case recombination occurs mostly near transcription start sites), and decays when PRDM9 is very active, as it is currently in humans and mouse. This is a very interesting hypothesis, also corroborated by a recent, similar analysis in mammals (Joseph et al. 2023). These two preprints, which appeared around the same time, are, I think, quite novel and important. The analyses performed here are thorough and convincing. Source code and raw data sets are openly distributed. I only have a couple of minor comments and suggestions, which I hope might help improve the manuscript.

      Thank you very much for the kind words.

      A1. There has been quite some work on the 5'-3' GC-content gradient in plants (e.g. Clément et al. 2014 GBE, Ressayre et al. 2015 GBE, Brazier & Glemin 2023 biorxiv), which you might like to cite.

      Thank you for pointing out these very interesting papers, we have incorporated them into the latest version.

      A2. CpG-content and GC-content are related in various ways (e.g. see Galtier & Duret 2000 MBE, Fryxell & Moon 2005 MBE) that you might like to discuss; currently the manuscript discusses the CpG hypermutation rate as a driver of GC-content but the picture might be a bit more complex.

      Thank you for this, we have incorporated these citations.

      A3. The model introduced by this manuscript (figure 7) is dependent on the evolution of recombination determination in vertebrates and the role of PRDM9. A recent preprint by Raynaud et al (biorxiv) seems relevant to this issue.

      Thank you for pointing out this pre-print. We have added a paragraph to the discussion that mentions this work. This also initiated a conversation with the authors, and we include some "personal communications" that illuminate what is going on in teleost fish.

      Line-by-line comments

      B1. "First, highly spliced mRNAs tend to have high GC-content at their 5' ends despite the fact that it is not required for export and does not affect expression levels (Mordstein et al., 2020)" -> I do not totally understand this sentence, which seems to imply some link between splicing and export/expression, could you please clarify?

      We rewrote that sentence to make it clearer.

      B2. "mismatches will form in the heteroduplex which are typically corrected in favor of Gs and Cs over As and Ts by about 70%" -> This 70% figure is human-specific, and varies a lot among species; I know in this introduction you're mainly reviewing the human literature but since this part of the text introduces gBGC as a process maybe clarify by adding "in humans" or refrain from giving this figure?

      Thank you. This is a good point. We fixed this.

      B3. "Thus GC-content is expected, and is indeed observed to be higher near recombination hotspots due to gBGC (REF)." -> reference missing here; actually I'm not sure you will find a good reference for this because PRDM9-dependent hotspots are so short-lived that GC-content would only respond weakly; mayber rather refer to the equilibrium GC-content (and cite, for instance, Pratto et al 2014 Science), or to high-recombining regions instead of hotspots (and you have plenty of papers to cite)?

      Thanks for this.

      B4. Paragraph starting: "PRDM9 and recombination hotspots also experience accelerated rates of evolution..." -> I would suggest removing the word "also" and moving this paragraph up, just before the sentence I'm commenting above (the one starting "Thus GC-content..."). This will justify my suggestion in comment B3 of mentioning high-recombining regions instead of hotspots, while also avoiding to have the important paragraph on recombination at TSS (the one starting "There are interesting connections...") being sandwiched between two sections on PRDM9.

      We did not move this paragraph, although we did adjust the wording slightly.

      B5. Paragraph starting "There are interesting connections..." is crucial to your discussion and might be emphasized a bit more in introduction, in my opinion. For instance, what about adding a sentence like "Also not directly relevant to humans, these observations suggest that gBGC might have played a role in shaping the observed 5'-3' GC-content gradient."

      We did not alter the structure of this paragraph but we did reword sections of it.

      1. "Interestingly, this pattern is different in the non-amniotes examined, including anole lizard, coelacanth, shark and lamprey. These organisms had clear differences in GC-content between their first exon and surrounding sequences (upstream and intronic sequences), which came close to the overall genomic GC-content." -> I'm not sure I got the point the authors are intending to make here. Also please note that lizards are amniotes.

      We thank the reviewer for catching this error, we have fixed this.

      Reviewer #3 (Significance (Required)):

      This is one of two preprints having appeared ~at the same time (the other one being the cited Joseph et al 2023), which I think are quite important and convincing regarding the role of PRDM9-dependent and PRDM9-independent recombination on GC-content evolution in vertebrates. I support publication of this preprint in a molecular evolutionary journal.

      We thank the reviewer for their kind assessment!

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      This study analyzes the distribution of GC-content along genes in humans and vertebrates, and particularly the higher GC-content in the 5'-end than in the 3'-end of genes. The results suggest that this pattern is ancient in vertebrates, currently decaying in mouse and humans, and probably driven by recombination and GC-biased gene conversion. It is proposed that the 5'-3' gradient hass generated during evolution when PRDM9 was less active (in which case recombination occurs mostly near transcription start sites), and decays when PRDM9 is very active, as it is currently in humans and mouse. This is a very interesting hypothesis, also corroborated by a recent, similar analysis in mammals (Joseph et al. 2023). These two preprints, which appeared around the same time, are, I think, quite novel and important. The analyses performed here are thorough and convincing. Source code and raw data sets are openly distributed. I only have a couple of minor comments and suggestions, which I hope might help improve the manuscript.

      A1. There has been quite some work on the 5'-3' GC-content gradient in plants (e.g. Clément et al. 2014 GBE, Ressayre et al. 2015 GBE, Brazier & Glemin 2023 biorxiv), which you might like to cite.

      A2. CpG-content and GC-content are related in various ways (e.g. see Galtier & Duret 2000 MBE, Fryxell & Moon 2005 MBE) that you might like to discuss; currently the manuscript discusses the CpG hypermutation rate as a driver of GC-content but the picture might be a bit more complex.

      A3. The model introduced by this manuscript (figure 7) is dependent on the evolution of recombination determination in vertebrates and the role of PRDM9. A recent preprint by Raynaud et al (biorxiv) seems relevant to this issue.

      Line-by-line comments

      B1. "First, highly spliced mRNAs tend to have high GC-content at their 5' ends despite the fact that it is not required for export and does not affect expression levels (Mordstein et al., 2020)" -> I do not totally understand this sentence, which seems to imply some link between splicing and export/expression, could you please clarify?

      B2. "mismatches will form in the heteroduplex which are typically corrected in favor of Gs and Cs over As and Ts by about 70%" -> This 70% figure is human-specific, and varies a lot among species; I know in this introduction you're mainly reviewing the human literature but since since this part of the text introduces gBGC as a process maybe clarify by adding "in humans" or refrain from giving this figure?

      B3. "Thus GC-content is expected, and is indeed observed to be higher near recombination hotspots due to gBGC (REF)." -> reference missing here; actually I'm not sure you will find a good reference for this because PRDM9-dependent hotspots are so short-lived that GC-content would only respond weakly; mayber rather refer to the equilibrium GC-content (and cite, for instance, Pratto et al 2014 Science), or to high-recombining regions instead of hotspots (and you have plenty of papers to cite)?

      B4. Paragraph starting: "PRDM9 and recombination hotspots also experience accelerated rates of evolution..." -> I would suggest removing the word "also" and moving this paragraph up, just before the sentence I'm commenting above (the one starting "Thus GC-content..."). This will justify my suggestion in comment B3 of mentioning high-recombining regions instead of hotspots, while also avoiding to have the important paragraph on recombination at TSS (the one starting "There are interesting connections...") being sandwiched between two sections on PRDM9.

      B5. Paragraph starting "There are interesting connections..." is crucial to your discussion and might be emphasized a bit more in introduction, in my opinion. For instance, what about adding a sentence like "Also not directly relevant to humans, these observations suggest that gBGC might have played a role in shaping the observed 5'-3' GC-content gradient."

      1. "Interestingly, this pattern is different in the non-amniotes examined, including anole lizard, coelacanth, shark and lamprey. These organisms had clear differences in GC-content between their first exon and surrounding sequences (upstream and intronic sequences), which came close to the overall genomic GC-content." -> I'm not sure I got the point the authors are intending to make here. Also please note that lizards are amniotes.

      Significance

      This is one of two preprints having appeared ~at the same time (the other one being the cited Joseph et al 2023), which I think are quite important and convincing regarding the role of PRDM9-dependent and PRDM9-independent recombination on GC-content evolution in vertebrates. I support publication of this preprint in a molecular evolutionary journal.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      In this work, the author present various analyses suggesting that GC-content in TSS of coding genes is affected by recombination. The article findings are interesting and novel and are important to our understanding of how various non-adaptive evolutionary forces shape vertebrate genome evolutionary history.

      The Methods section includes most needed details (see comments below for missing information), and the scripts and data provided online help in transparency and usability of these analyses.

      I have several comments, mostly regarding clarifications in the text and several suggestions:

      1. In introduction: CpG islands, have been shown to activate transcription (Fenouil et al., 2012) - what is known about CpG Islands is somewhat inaccurately described. It should be rephrased more accurately, e.g. - CpG Islands found near TSS are associated with robust and high expression level of genes, including genes expressed in many tissues, such as housekeeping genes.
      2. The following claim (in Introduction), regarding retrogenes and their GC content is not in agreement recent analyses: "Indeed, it has been observed that these genes have elevated GC-content at their 5' ends in comparison to their intron-containing counterparts, suggesting that elevation of GC-content can be driven by positive selection to drive their efficient export (Mordstein et al., 2020). Moreover, retrogenes tend to arise from parental genes that have high GC-content at their 5'ends (Kaessmann et al.,2009)." Recent work showed that retrogenes in mouse and human are significantly depleted of CpG islands in their promoters (PMID: 37055747). This follows the notion that young genes, such as these retrogenes, have simple promoters (PMID: 30395322) with few TF binding sites and without CpGs. <br /> The two reported trends should be both mentioned with some suggestions regarding why they seem to be contrasting each other and how they can be reconciled.
      3. In "Thus GC-content is expected, and is indeed observed to be higher near recombination hotspots due to gBGC (REF)." I think you forgot the reference...
      4. In Results, regarding average GC content (Fig 2X): "Interestingly, this pattern is different in the nonamniotes examined, including anole lizard, coelacanth, shark and lamprey." - in lizard, it seems that the genomic average is lower (and lizards are amniotes)
      5. In Discussion, the statement: "This model is supported by findings in a recent preprint, which documents the equilibrium state of GC-content in TSS regions from numerous organisms" seems to contrast with the findings of the mentioned preprint. If "most mammals have a high GC-content equilibrium state" but still have a functional PRDM9, in the lack of evidence for functional differences between ortholog PRDM9 proteins (such as signatures for positive selection or functional assays), the authors' findings regarding the relationship between a lack of PRDM9 in canids and the trends observed in their TSS, are weakened.
      6. In Methods, the ENSEMBL version (in addition of the per-species genome version) should be mentioned.
      7. In Fig 1, it is worth clarifying in the legend that the differences between the first and second rows of panels is in the length of the plotted region.

      Significance

      The manuscript provides a rigorous analysis of the possible processes that have impacted the TSS GC-content during evolution. It should be of interest to a diverse set of investigators in the genomics community, since it touches on different topics including genome evolution,transcription and gene structures.

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      Referee #1

      Evidence, reproducibility and clarity

      This manuscript investigates the dynamics of GC-content patterns in the 5'end of the transcription start sites (TSS) of protein-coding genes (pc-genes). The manuscript introduces a quite careful and comprehensive analysis of GC content in pc-genes in humans and other vertebrates, specially around the TSS. The result of this investigation states that "GC-content surrounding the TSS is largely influenced by patterns of recombination." (from end of Introduction)

      My main concern with this manuscript is one of causal reasoning, whether intended or not. I hope the authors can follow my reasoning bellow on how the logic sometimes seems to fail, and that they introduce changes to clarify their suggested mechanisms of action.

      The above quoted sentence form the end of the Intro is in conflict with this other sentence that appears at the end of the Abstract "the dynamics of GC-content in mammals are largely shaped by patterns of recombination". The sentence in the Intro seems to indicate that the effect is specific to TSSs, but the one in the abstract seem to indicate the opposite, that is, that the effect is ubiquitous.

      The observations as stated in the abstract are: "We observe that in primates and rodents, where recombination is directed away from TSSs by PRDM9, GC-content at protein-coding gene TSSs is currently undergoing mutational decay."

      If I understand the measurements described in the manuscript correctly, and the arguments around them, you seem to show that the mutational decay of GC-content in humans is independent of location (TSSS or not), as noted here

      (also from the abstract) "These patterns extend into the open reading frame affecting protein-coding regions, and we show that changes in GC-content due to recombination affect synonymous codon position choices at the start of the open reading frame."

      There is one more result described in the manuscript, that in my mind is very important, but it is not given the relevance that it appears to me that it has. That is presented in Figure S3G. "we concluded that GC-content at the TSS of protein-coding genes is not at equilibrium, but in decay in primates and rodents. This decay rate is similar to the decay seen in intergenic regions that have the same GC-content (Figure S3G)"

      Thus, if the decaying effect happens everywhere, how can it be related to "recombination being directed away from TSSs by PRDM9" as it is stated in the abstract and in the model described in Figure 7?

      The fact that the decay rate is similar to any other region with similar GC-content should be an indication that the effect is not related to anything having to do with TSS or recombination being directed away from TSSs by PRDM9.

      I hope these paragraphs show my confusion about the relationship between the results presented which I think are very comprehensive and their interpretation and suggested model for GC-content dynamics around TSSs in human.

      On another note, can you provided a bit more background on recombination and its mechanisms? You seem to have confident sets of genes under high/low/med recombination. How are those determined. You also seem to concentrate the cause of recombination on PRDM9, please explain. Is PRDM9 the unique indicator of recombination?

      Specific comments

      Figure 1, it is very hard to understand the differences between the three rows. Please explain more clearly in the legend, and add more information to the figure itself.

      Figure 7, express somewhere in the figure that the y axis measures GC content. Figure seems to introduce a 'causal' model of GC-content dismissing based on recombination being directed away from TSSs. How about the diminishing of GC-content on any other genomic regions as you have shown in Figure S3G?

      The title is too selective, as to the results, and it has the implication that the decay is exclusive to the surrounding of the TSSs.

      Significance

      The statistical analysis is comprehensive and robust. Their model interpretation as is describe induces confusion and needs to be clarified.

      I am an expert computational biologist, I do not have a deep knowledge of sequence implications of recombination, and it would be good if the manuscript could add some more background on that.

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      In "BDNF signaling requires matrix metalloproteinase-9 during structural synaptic plasticity", Legutko et al. used two-photon microscopy and glutamate uncaging to show that rapid release (seconds) of MMP-9 from dendritic spines following synaptic stimulation as well as MMP-9 dependent activation of TrkB. The authors also show and MMP-dependent increase on dendritic spine volume. These data support the possibility that MMP-9 rapidly activates BDNF to promote the spine maturation required for LTP. All is all the manuscript is well written, and the data is convincing and important.

      Answer: We thank the reviewer for that comment.

      Questions/Concerns:

      • The authors show cell free cleavage of BDNF by recombinant MMP-9. It would be more convincing to show that MMP-9 cleaved BDNF using concentrated supernatants following synaptic stimulation in control versus inhibitor treated slices. Answer: In the present study we focus on a single-spine approach; thus, we did not include general stimulation techniques and biochemical analyses. To our knowledge, there is no method to show BDNF cleavage by MMP-9 directly at a single synapse. We agree with the reviewer that the general stimulation is important; however, at the synapse, there is potentially a whole array of proteases such as plasmin, tissue plasminogen activator (tPA) that might not only create catalytic cascade and proteolytically activate MMP-9 but also directly cleave proBDNF. When stimulating neurons and analysing supernatants, it is therefore impossible to determine if MMP-9 directly digests proBDNF to mBDNF or, alternatively, whether it is just a part of a proteolytic cascade leading to BDNF maturation. Therefore, our result where we use recombinant proteins provide an important piece of evidence that MMP-9 can indeed cleave proBDNF directly. Of note, experiments using brain extracts have been published previously, for example in a paper of Mizoguchi et al., J.Neurosci. (2011); DOI:10.1523/JNEUROSCI.3118-11.2011, where the authors showed increased cleavage of BDNF after pentylenetetrazole kindling and the kindling induced proBDNF cleavage was decreased in MMP-9 KO mice.

      • The concentration of the MMP-9/13 inhibitor used was quite high and would also inhibit MMP-1, -3 and -7. This concern is, however, abrogated by the use of the MMP-9 KO. But it might be important to mention that the inhibitor is not MMP-9 specific at higher concentrations. Answer: To comply with this remark, we have stressed the notion in the Discussion of the revised ms.:

      "There are over twenty MMPs with overlapping substrate specificity (Fields, 2015; Cieplak & Strongin, 2017) and there are no fully specific, commercially available inhibitors for MMP-9. Since Inhibitor I might affect also other MMPs, to further test the involvement of the protease in sLTP, we have used hippocampal slice cultures prepared from MMP-9 KO mice and their WT littermates (Fig. 1E, 1F)."

      • In figure 1C vs E, as well as Fig 3C vs E, it appears that the DMSO to inhibitor (1C and 3C) change is larger than the WT vs MMP-9 KO (1E and 3E). Is this possibly because DMSO has a potentiating effect and/or because the inhibitor is getting other MMPs or the MMP-9 KO has compensatory increases in other MMPs? __Answer: __At the concentrations used in the study (not exceeding 0.08%), we do not consider DMSO having any potentiating effect. As we discuss in the manuscript, the difference between DMSO control and MMP-9 WT is most likely due to differences between genetic lines of the mice. This is also a reason why each set of experiments has its own control. Of note, in the paper preceding this study, Harvard et al., Nature (2016); doi:10.1038/nature19766, spine volume change induced by uncaging, vary between 200 and 300% depending on mice strain used in the experiment.

      • The idea that MMP-9 and pro-BDNF are in the same vesicular stores is an interesting and very plausible one. Perhaps the authors could discuss what is known about the types of vesicles thought to harbor these two proteins. Answer: To follow on this remark, we added information about the vesicles containing BDNF and MMP-9 in the Discussion:

      "Given that the release kinetics of BDNF and MMP-9 are similar, one could speculate that the effect of MMP-9 inhibition on early TrkB activation can be achieved because both, MMP-9 and BDNF are co-localized and co-released from the same release vesicles. BDNF is widely considered to be stored and released from Large Dense-Core Vesicles (Dieni et al, 2012; Kojima et al, 2020), and MMP-9 release although not studied in neurons but in cell lines, also points to the same type of vesicles (Stephens et al, 2019)."

      • It might be useful to add to the discussion pathological conditions such as major depression and post-stroke plasticity in which MMP-9 dependent BDNF activation could be important. Answer: We thank the reviewer for that suggestion. We have added the information about MMP-9 and BDNF link in the brain pathologies in the Discussion:

      "Additionally, our data may provide a functional link between the involvement of MMP-9 and BDNF in various brain pathologies, in which such a link has previously been implicated, for example in addiction (Cheng et al, 2019), schizophrenia (Pan et al, 2022; Yamamori et al, 2013), ischemic stroke (Li et al, 2022) or even following cochlear implantation (Matusiak et al, 2023)."

      Reviewer #1 (Significance (Required)):

      The results are significant to understanding synaptic plasticity in health and disease.

      __Answer: __We thank the reviewer for that comment stressing the importance of our study.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      The study addresses the molecular mechanisms of activity-dependent morphological plasticity of dendritic spines, focusing on the role of MMP-9 and BDNF-TrkB in the signalling and biochemical activities that lead to and maintain spine enlargement ('structural LTP', sLTP) induced experimentally.

      It is based on a combination of 2-photon imaging of spine morphology, 2-photon imaging of MMP-9-SEP fluorescence, 2-photon FLIM of a biosensor for TrkB activity and 2-photon glutamate uncaging in organotypic hippocampal brain slices. In addition, it includes an assay of protein digestion based on Western immuno blots.

      As results, the study reports that diminishing MMP-9 activity (pharmacologically or genetically) in the slices reduces sLTP, that repetitive glutamate uncaging evokes the release of MMP-9 from the spines that undergo sLTP, and that this effect can be blocked by pharmacological blockade of NMDA or exocytosis, that repetitive glutamate uncaging on a spine increases TrkB activation in the spine, and that this effect is diminished in slices from MMP-9 KO animals or treated by an MMP-9 blocker, and that MMP-9 can cleave proto-BDNF into mature BDNF in a cell-free medium.

      The experiments are technically challenging but they are well conceived, designed and executed. The conclusions are well supported by the results, which are clearly discussed in light of the substantial and somewhat contradictory literature.

      Reviewer #2 (Significance (Required)):

      The study provides a finer view of the dynamic role of MMP-9 in activity-dependent spine plasticity, reinforcing and expanding existing knowledge on this timely topic.

      The study is well executed and the conclusions are warranted. The study is an experimental tour de force, even if the biological results and insights are rather incremental and don't force us to revise our main assumptions or expectations.

      Answer: We thank the reviewer for that comment and the appreciation of our work.

      I only have a few questions and suggestions:

      • 2: Do TeTx and AP5 treatments also block spine enlargement? The MMP9-SEP and mCherry signals in the spines are going up, what about their ratio F/R? __Answer: __Yes, we do have results showing that TeTx and AP5 block spine enlargement, however we did not present them in the original manuscript. The AP5 application on spine enlargement was previously demonstrated for example by Tanaka and co-workers (2008); DOI: 10.1126/science.1152864, and the effect of TeTx on LTP and insertion of AMPA receptors has also been demonstrated multiple times for example by Penn et al., Nature (2017); doi:10.1038/nature23658. To comply with the reviewer's request we have included the data in the revised version of the manuscript (Figure 2C).

      As far as the F/R ratio is concerned we shall stress that the aim of our experiments was to show the release of MMP-9 into extracellular space upon uncaging. We have initially tried to analyse the ratio of F/R, however the green signal that comes from MMP9-SEP does not accumulate at the spine, apparently being rapidly diffused. Therefore, the overall red signal for mCherry increases much faster (mCherry fills the cytoplasm in the spine) than the MMP9-SEP; therefore, the F/R ratio is decreasing over time. Figure 2G shows that increases in MMP9-SEP fluorescence are only transient (around 0.5 s) after uncaging pulses.

      • 3B shows increased TrkB activation after glutamate uncaging, but is it possible to see the spine enlargement in the FRET-FLIM signal/images? Answer: Yes, it is possible to observe spine enlargement during FRET-FLIM experiments by counting photons from the red channel (RFP) as well as from the green one (GFP), however due to technical difficulties spine volume change was measured in separate experiments.

      • Fix: mW and Chameleon in the Methods section - corrected

      • Consider streamlining the Discussion a bit - we have reviewed the discussion
      • Consider adding a schematic to summarise the new and existing findings Answer: We thank the reviewer for the suggestion, we have added a schematic summarising the paper as a separate figure (Fig.4).

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      In this short report, Legutko et al address the role of MMP9 in BDNF signaling in the context of structural long-term potentiation (sLTP). In particular, they assess whether MMP9 is secreted fast enough to mediate the cleavage of proBDNF in mBDNF during sLTP. The study uses 2-photon imaging of hippocampal organotypic slices, glutamate uncaging and FRET-based sensors of TrkB activity. The authors demonstrate that MMP9 is secreted within seconds upon 2-photon glutamate uncaging and that MMP9 secretion precedes spine enlargement. They also show that MMP9 can cleave proBDNF in vitro. However, the role of MMP9 in sLTP and associated TrkB signaling remains speculative at the end of the manuscript.

      Major comments

      • The title of the first result section "spine head enlargement during structural plasticity depends on MMP9 activity" is an overstatement. The authors provide evidence that MMP inhibition and MMP9 KO decrease spine enlargement during the early phase of sLTP. However, after the first few minutes, spines still display long-term enlargement, and no difference between WT and MMP9 KO mice can be detected. These data suggest that MMP9 is only involved in the initial phase of sLTP, and that other MMPs are involved in sLTP.

      __Answer: __We thank the reviewer for that comment. We have change the wording in the revised manuscript to accommodate the suggestion.

      • The authors cannot conclude that "spine head enlargement during sLTP depends on MMP9 activity".

      __Answer: __We thank the reviewer for that comment. We have changed the title and wording in the revised manuscript to accommodate the suggestion.

      • The authors should apply Inhibitor I on MMP9 KO slices to determine if MMPs other than MMP9 are involved in spine enlargement.

      __Answer: __We thank the reviewer for the suggestion, and indeed we agree that other MMPs might be involved in spine enlargement induced by glutamate uncaging. Furthermore, applying Inhibitor I will not resolve the question which MMPs or other proteases are involved in the spine enlargement. Applying Inhibitor I on MMP-9 KO slices would only eliminate one of the proteases. To deal with this difficult issue, we have used slices from MMP-9 KO mice and showed the influence of MMP-9 on the transient phase of spine enlargement induced by glutamate uncaging.

      • If Inhibitor I still impacts sLTP in MMP9 KO slice, it would greatly benefit this study to determine which MMPs are involved (for example by analyzing the expression patterns of MMPs in their neurons and selectively inactivating those expressed with shRNAs).

      Answer: The proposed experiment is an excellent suggestion for a future project however it is not an easy experiment to perform. MMPs expression pattern could be assessed by single cell RNA sequencing to distinguish it from for example astrocytic expression, however it often fails to detect mRNAs which are expressed at low level. For example mRNA coding MMP-9 belongs to this group as its mRNA is kept at very low level, see, e.e.g, Konopacki et al., Neuroscience (2007); https://doi.org/10.1016/j.neuroscience.2007.08.026, Dziembowska et al. J.Neurosci (2012); https://doi.org/10.1523/JNEUROSCI.6028-11.2012. There is also quite low correlation between mRNA levels and protein levels at a global scale, see e.g., Reimegård et al., Comm. Biol. (2021); https://doi.org/10.1038/s42003-021-02142-w, therefore predictive power of mRNA sequencing for the importance of a particular protein might not be sufficiently informative. Moreover, the situation is even more complex in neurons which are strongly compartmentalized, and where local translation plays a significant role. We have previously studied this particular aspect for MMP-9, Dziembowska et al. J.Neurosci. (2012); DOI:10.1523/JNEUROSCI.6028-11.2012..

      • The title of the third/last result section "TrkB signaling depends on MMP9 activity" is also an overstatement. In Figure 3, the authors show that the pharmacological inhibition of MMPs slightly inhibits TrkB signaling in the early phase of sLTP, and almost abolishes TrkB signaling in the second phase (> 3 min after uncaging). However, the data suggesting a specific role for MMP9 in TrkB signaling are not convincing (Figure 3E-F). The activation of trkB during sLTP is weak even in WT, the peak of trkB activation upon glutamate uncaging in not disrupted in MMP9 KO mice, and the data are noisy. It is a major concern that the authors cannot convincingly show that TrkB signaling is altered in MMP9-deficient neurons. Answer: To the best of our knowledge, using FRET-FLIM sensors is the best and state-of-the-art method to track biochemical changes (such as receptor activation) in real time using live preparations. The method is very sensitive and published previously by one of the authors of the current study where TrkB sensor is activated in the same magnitude (Harward et al., Nature, 2016; doi: 10.1038/nature19766). Moreover similar magnitude of sensor activation was reported previously in single dendritic spines for other sensors using FLIM-FRET method: Rho GTPases (Hedrick et al., Nature 2016; doi: 10.1038/nature19784), IGF1R (Tu et al., Sci Advanc. 2023; doi: 10.1126/sciadv.adg0666) or CaMKII (Chang et al., Nat. Commun. 2019; https://doi.org/10.1038/s41467-019-10694-z). The noise is to be expected, as we are imaging small compartments in a short time where collecting enough number of photons is challenging. Similarly to previous studies using FRET-FLIM sensors, we bin experimental points to reduce noise for statistical analysis. Notably, the biological effect we observe, namely sensor activation, is well above the experimental noise that in inevitable in this experimental approach. For statistical analyses we have used repeated measures ANOVA, which is very sensitive to noise and signal fluctuation. The differences we measure are statistically significant.

      • The authors discuss that the problem might stem from mouse genetic backgrounds. However, if the MMP9 KO mouse model is not appropriate to answer the question, the authors should use another one (i.e. MMP9 knockdown using sh/siRNAs).

      Answer: We believe that the effect of MMP-9 KO in this experiment is evident, as supported by Fig. 3 E,F and statistical analysis. Furthermore, the experiment with the inhibitor further supports our reasoning.

      • In addition to the graphs, the authors should mention in the text the percentage of inhibition compared to WT). This would make the results easier to read.

      Answer: To comply with this request the appropriate information has been added to the revised manuscript.

      • The change in TrkB activation following glutamate uncaging is low (max 5-7 % at the peak, compared to 200% for spine volume). This raises the question of the physiological relevance of TrkB activation in this model. The authors should include experiments with a trkB inhibitor to assess whether it prevents sLTP in WT and MMP9 KO mice. They should also discuss other potential targets of MMP9. This would strengthen the rationale of the experiments. Answer: Previously published results using the same TrkB sensor (Harward et al., Nature, 2016; doi: 10.1038/nature19766), show exactly the same change in binding fraction calculated from a change in GFP fluorescence lifetime. These data are also in agreement with well-established standard in the field, see, e.g., Rho GTPases (Hedrick et al., Nature 2016; doi: 10.1038/nature19784), IGF1R (Tu et al., Sci Advanc. 2023; doi: 10.1126/sciadv.adg0666) or CaMKII (Chang et al., Nat. Commun. 2019; https://doi.org/10.1038/s41467-019-10694-z). In response to the comment we have addressed this issue in the Discussion in the revised ms.

      Minor comments

      • In the introduction, the authors should provide more context. Could the authors develop the "long standing debate on which enzymes process proBDNF to mBDNF"? Answer: We have removed the sentence as we realized it was too confusing and the paper does not compare between different proteases which may process proBDNF to mBDNF.

      • In the result section:

      • First paragraph, the last sentence should be moved from the end of the paragraph to before "During sLTP induction...".

      Answer: Following the reviewer suggestion, we have moved the sentence.

      • Several paragraphs in the result section lack a proper conclusion/interpretation, which makes it difficult to read. Examples: after (Fig. 2E), after (Fig. 2F). The authors should explicit what their results mean.

      Answer: We have changed the paragraphs and tried to explain the results better.

      • Clarify when and for how long the MMP inhibitor was applied. Answer: The inhibitor was applied 30 min. before stimulation. We have added the information in the Methods section.

      • In figure 1, The authors observe a specific alteration of the early, transient, sustained increase in spine head volume in MMP9 KO mice. The later phase of sLTP is not impacted, which means that sLTP is induced and maintained in the KO. Could the authors discuss the role/importance of this transient peak in spine head volume? Answer: In response to this comment, we have discussed this issue in the revised ms. as follows:

      " The transient spine expansion might be important for the remodeling of the synapse (Lang et al, 2004) and is associated with NMDAR-dependent formation of "memory gel" created by enlargement pool of actin (Honkura et al, 2008; Kasai et al, 2010; Bonilla-Quintana & Rangamani, 2024). It has also been reported that TrkB activity can influence actin dynamics (Woo et al, 2019; Hedrick et al, 2016), in some instances in concert with integrin 1 (Wang et al, 2016), which is also activated by MMP-9 (Wang et al, 2008; Michaluk et al, 2009, 2011) and further supports our observations."

      Reviewer #3 (Significance (Required)):

      The manuscript aims to bring conceptual advance in our understanding of structural synaptic plasticity by investigating the role and timing of MMP9 secretion in TrkB signaling. Previous work from the Yasuda lab and others have shown that trkB is activated early on by BDNF during sLTP. However, how, when and where BDNF is cleaved from proBDNF in mBDNF is poorly understood. The authors demonstrate that the pharmacological inhibition of metalloproteases attenuates structural long-term plasticity (sLTP) and that MMP9 is secreted early enough to cleave proBDNF. They also show that MMP9 can cleave proBDNF in BDNF in vitro. Whether MMP9 specifically cleaves BDNF during sLTP and whether this cleavage is physiologically relevant for sLTP remain an open question.

      This report will be of interest to neurobiologists interested in the molecular mechanisms of synaptic plasticity.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      In this short report, Legutko et al address the role of MMP9 in BDNF signaling in the context of structural long-term potentiation (sLTP). In particular, they assess whether MMP9 is secreted fast enough to mediate the cleavage of proBDNF in mBDNF during sLTP. The study uses 2-photon imaging of hippocampal organotypic slices, glutamate uncaging and FRET-based sensors of TrkB activity. The authors demonstrate that MMP9 is secreted within seconds upon 2-photon glutamate uncaging and that MMP9 secretion precedes spine enlargement. They also show that MMP9 can cleave proBDNF in vitro. However, the role of MMP9 in sLTP and associated TrkB signaling remains speculative at the end of the manuscript.

      Major comments

      1. The title of the first result section "spine head enlargement during sLTP depends on MMP9 activity" is an overstatement. The authors provide evidence that MMP inhibition and MMP9 KO decrease spine enlargement during the early phase of sLTP. However, after the first few minutes, spines still display long-term enlargement, and no difference between WT and MMP9 KO mice can be detected. These data suggest that MMP9 is only involved in the initial phase of sLTP, and that other MMPs are involved in sLTP.
        • The authors cannot conclude that "spine head enlargement during sLTP depends on MMP9 activity".
        • The authors should apply Inhibitor I on MMP9 KO slices to determine if MMPs other than MMP9 are involved in spine enlargement.
        • If Inhibitor I still impacts sLTP in MMP9 KO slice, it would greatly benefit this study to determine which MMPs are involved (for example by analyzing the expression patterns of MMPs in their neurons and selectively inactivating those expressed with shRNAs).
      2. The title of the third/last result section "TrkB signaling depends on MMP9 activity" is also an overstatement. In Figure 3, the authors show that the pharmacological inhibition of MMPs slightly inhibits TrkB signaling in the early phase of sLTP, and almost abolishes TrkB signaling in the second phase (> 3 min after uncaging). However, the data suggesting a specific role for MMP9 in TrkB signaling are not convincing (Figure 3E-F). The activation of trkB during sLTP is weak even in WT, the peak of trkB activation upon glutamate uncaging in not disrupted in MMP9 KO mice, and the data are noisy. It is a major concern that the authors cannot convincingly show that TrkB signaling is altered in MMP9-deficient neurons.
        • The authors discuss that the problem might stem from mouse genetic backgrounds. However, if the MMP9 KO mouse model is not appropriate to answer the question, the authors should use another one (i.e. MMP9 knockdown using sh/siRNAs).
        • In addition to the graphs, the authors should mention in the text the percentage of inhibition compared to WT). This would make the results easier to read.
      3. The change in TrkB activation following glutamate uncaging is low (max 5-7 % at the peak, compared to 200% for spine volume). This raises the question of the physiological relevance of TrkB activation in this model. The authors should include experiments with a trkB inhibitor to assess whether it prevents sLTP in WT and MMP9 KO mice. They should also discuss other potential targets of MMP9. This would strengthen the rationale of the experiments.

      Minor comments

      1. In the introduction, the authors should provide more context. Could the authors develop the "long standing debate on which enzymes process proBDNF to mBDNF"?
      2. In the result section:
        • First paragraph, the last sentence should be moved from the end of the paragraph to before "During sLTP induction...".
        • Several paragraphs in the result section lack a proper conclusion/interpretation, which makes it difficult to read. Examples: after (Fig. 2E), after (Fig. 2F). The authors should explicit what their results mean.
      3. Clarify when and for how long the MMP inhibitor was applied.
      4. In figure 1, The authors observe a specific alteration of the early, transient, sustained increase in spine head volume in MMP9 KO mice. The later phase of sLTP is not impacted, which means that sLTP is induced and maintained in the KO. Could the authors discuss the role/importance of this transient peak in spine head volume?

      Significance

      The manuscript aims to bring conceptual advance in our understanding of structural synaptic plasticity by investigating the role and timing of MMP9 secretion in TrkB signaling. Previous work from the Yasuda lab and others have shown that trkB is activated early on by BDNF during sLTP. However, how, when and where BDNF is cleaved from proBDNF in mBDNF is poorly understood. The authors demonstrate that the pharmacological inhibition of metalloproteases attenuates structural long-term plasticity (sLTP) and that MMP9 is secreted early enough to cleave proBDNF. They also show that MMP9 can cleave proBDNF in BDNF in vitro. Whether MMP9 specifically cleaves BDNF during sLTP and whether this cleavage is physiologically relevant for sLTP remain an open question.

      This report will be of interest to neurobiologists interested in the molecular mechanisms of synaptic plasticity.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      The study addresses the molecular mechanisms of activity-dependent morphological plasticity of dendritic spines, focusing on the role of MMP-9 and BDNF-TrkB in the signalling and biochemical activities that lead to and maintain spine enlargement ('structural LTP', sLTP) induced experimentally.

      It is based on a combination of 2-photon imaging of spine morphology, 2-photon imaging of MMP-9-SEP fluorescence, 2-photon FLIM of a biosensor for TrkB activity and 2-photon glutamate uncaging in organotypic hippocampal brain slices. In addition, it includes an assay of protein digestion based on Western immuno blots.

      As results, the study reports that diminishing MMP-9 activity (pharmacologically or genetically) in the slices reduces sLTP, that repetitive glutamate uncaging evokes the release of MMP-9 from the spines that undergo sLTP, and that this effect can be blocked by pharmacological blockade of NMDA or exocytosis, that repetitive glutamate uncaging on a spine increases TrkB activation in the spine, and that this effect is diminished in slices from MMP-9 KO animals or treated by an MMP-9 blocker, and that MMP-9 can cleave proto-BDNF into mature BDNF in a cell-free medium.

      The experiments are technically challenging but they are well conceived, designed and executed. The conclusions are well supported by the results, which are clearly discussed in light of the substantial and somewhat contradictory literature.

      Significance

      The study provides a finer view of the dynamic role of MMP-9 in activity-dependent spine plasticity, reinforcing and expanding existing knowledge on this timely topic.

      The study is well executed and the conclusions are warranted. The study is an experimental tour de force, even if the biological results and insights are rather incremental and don't force us to revise our main assumptions or expectations.

      I only have a few questions and suggestions:

      • Fig. 2: Do TeTx and AP5 treatments also block spine enlargement? The MMP9-SEP and mCherry signals in the spines are going up, what about their ratio F/R?
      • Fig. 3B shows increased TrkB activation after glutamate uncaging, but is it possible to see the spine enlargement in the FRET-FLIM signal/images?
      • Fix: mW and Chameleon in the Methods section
      • Consider streamlining the Discussion a bit
      • Consider adding a schematic to summarise the new and existing findings
    4. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #1

      Evidence, reproducibility and clarity

      In "BDNF signaling requires matrix metalloproteinase-9 during structural synaptic plasticity", Legutko et al. used two-photon microscopy and glutamate uncaging to show that rapid release (seconds) of MMP-9 from dendritic spines following synaptic stimulation as well as MMP-9 dependent activation of TrkB. The authors also show and MMP-dependent increase on dendritic spine volume. These data support the possibility that MMP-9 rapidly activates BDNF to promote the spine maturation required for LTP. All is all the manuscript is well written, and the data is convincing and important.

      Questions/Concerns:

      1. The authors show cell free cleavage of BDNF by recombinant MMP-9. It would be more convincing to show that MMP-9 cleaved BDNF using concentrated supernatants following synaptic stimulation in control versus inhibitor treated slices.
      2. The concentration of the MMP-9/13 inhibitor used was quite high and would also inhibit MMP-1, -3 and -7. This concern is, however, abrogated by the use of the MMP-9 KO. But it might be important to mention that the inhibitor is not MMP-9 specific at higher concentrations.
        1. In figure 1C vs E, as well as Fig 3C vs E, it appears that the DMSO to inhibitor (1C and 3C) change is larger than the WT vs MMP-9 KO (1E and 3E). Is this possibly because DMSO has a potentiating effect and/or because the inhibitor is getting other MMPs or the MMP-9 KO has compensatory increases in other MMPs?
      3. The idea that MMP-9 and pro-BDNF are in the same vesicular stores is an an interesting and very plausible one. Perhaps the authors could discuss what is known about the types of vesicles thought to harbor these two proteins.
      4. It might be useful to add to the discussion pathological conditions such as major depression and post-stroke plasticity in which MMP-9 dependent BDNF activation could be important.

      Significance

      The results are significant to understanding synaptic plasticity in health and disease.

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      Learn more at Review Commons


      Reply to the reviewers

      Compared to our initial submission to Review Commons, we have addressed all the reviewers' comments. We have extensively re-written the manuscript to make it clearer to a larger audience. In particular, we have transferred Figure EV1 to Figure 1 with more complete panels and included a scheme (Figure EV3) on the steps of D2R internalization which we measure with live cell imaging. We have added a new paragraph to the start of the Discussion to summarize our main conclusions and reordered the discussion on the possible mechanisms of membrane PUFA enrichment on D2R endocytosis. All the changes in the text are in red for easier comparison with the previous version.

      As suggested by reviewer 1, we have performed additional experiments to test the specificity of the effects of PUFA treatments on D2R endocytosis, reinforcing the results shown in Figure 4 using feeding assays. We show with live cell TIRF imaging and the ppH assay that TfR-SEP endocytosis is not affected (Figure EV5) and that SEP-β2AR endocytosis and βarr2-mCherry recruitment to the plasma membrane are not affected (Figure EV6).

      Reviewer #1

      Evidence, reproducibility and clarity

      *The manuscript, using different live and fixed cell trafficking assays, demonstrates that incorporation of poly-unsaturated, but not saturated, free fatty acids in the membrane phospholipids reduce agonist induced internalization of the D2 dopamine receptor but not the adrenergic beta2 receptors or the transferrin receptor. Pulsed pH (ppH) live microscopy further demonstrated that the reduced internalization by incorporation of free fatty acid was accompanied by a blunted recruitment of Beta-arrestin for the D2R.

      I believe said claims put forward in the manuscript are overall well supported by the data and as such I do not believe that further experiments are necessarily needed to uphold these key claims. Also, the methodology is satisfactorily reported, and statistics are robust, although two-way Anova like used in Fig 1 seems appropriate for Fig 2 and 3*

      We thank the reviewer for his/her positive assessment of our work. We have checked the statistical tests used for all our measures. For Figure 2 and 3 (now 3 and 4) we test for only one factor (PUFA treatment or not) so we ran ordinary one-way ANOVA using Graphpad Prism.

      That said, I suggest that the fixed cell internalization experiments (Fig 2 and 3), which relate the effect on the D2R to B2AR and transferrin are revised. This is important since this is relevant to judge whether the effect is a general or a selective molecular mechanism since this is the one of the three assay which this comparison relies on. Alternatively, I suggest omitting this data and include the B2AR in the Live DERET assay and both B2AR and TfR in the ppH assay. Specifically, my concerns with the fixed cell internalization are: • The analysis is based on counting the number of endosomes, which is not necessarily equivalent to the number of receptors internalized

      The number of puncta, as well as their fluorescence, is reported by the analysis program (written in Matlab2021 and available upon request). We chose to show number of puncta because they reflect more directly the number of labelled endosomes (in Figures 3 and 4). As shown in the figure below, we found slight but significant differences between groups for FLAG-D2R (88.6 % and 87.6 % of average fluorescence in DHA and DPA treated cells compared to control cells), (panel A), and no differences for FLAG-β2AR (panel B). We find a significant decrease in puncta fluorescence for transferrin uptake in cells incubated with DHA (but not DPA) relative to control cells (panel C). However, because we did not detect differences in the number of puncta or in the frequency and amplitude of endocytic vesicle creation events (see below), we still conclude that enrichment with exogenous PUFAs does not affect clathrin mediated endocytosis.

      In conclusion, the most robust measure of endocytosis for this assay is the number of detected puncta per cell rather than their fluorescence.

      • The analysis relies on fully effective stripping of the surface pool of receptors - i.e clustered surface receptors not stripped by the protocol will be assessed as internalized. It is often very difficult to obtain full efficiency of the Flag-tag stripping and this is somewhat expression dependent. • The protocol for the constitutive and agonist induced internalization is different and yet shown on the same absolute graph. Although I take it the microscope gain setting are unaltered between the constitutive and agonist induced internalization I don't believe the quantification can be directly related. This is confusing at the very least. More critically however, the membrane signal from the non-stripped condition of constitutive internalization will likely fully shield internalized receptors in the Rab4 membrane proximal recycling pathway leading to under-estimation of the in the constitutive endocytosis. I believe this methodological limitation underlies the massive relative difference in the constitutive endocytosis between panel 2A,B and 2C,D. For comparison, by a quantitative dual color FACS endocytosis assay, we have previously demonstrated the ligand endocytosis a ~4 fold increased over constitutive (in concert with Fig 2A,B here) (Schmidt et al 20XX). Importantly, high relative variability by this methodology could well shield an actual effect of incorporation of FFAs on the constitutive endocytosis. We thank the reviewer for pointing this difference in the protocol. As a matter of fact, we have not used acid stripping in all the conditions used for the uptake assays (Figures 3 and 4). We apologize for the confusion and we have clarified this point in the Methods section. In early experiments we compared conditions with or without stripping but we concluded from these experiments that indeed, the stripping was not complete. Moreover, we noticed early on that many cells treated with DHA or DPA did not have any detectable cluster (13 cells out of 58 quantified cells treated with DHA after addition of QPL, 12/56 cells treated with DPA, 0/68 for cells treated with vehicle). Stripping the antibody would have made these cells undetectable, biasing the analysis. Therefore, to make our results more consistent we decided to use non-stripping conditions. To detect endosomes specifically, we used a segmentation tool developed earlier (see Rosendale et al.* 2019). This tool is based on wavelet transforms which recognizes dot-like structures. In addition, we excluded from the cell mask the labelled plasma membrane by a mask erosion.

      We agree the design of experiments was not aimed at comparing the effect of PUFA treatment on low levels of constitutive D2R endocytosis. This would require more sensitive assays and be addressed in subsequent studies.

      'Optional' Also, it would be informative to see the ppH Beta-arrestin experiments with the B2AR to assess, whether the putative discrepancy between D2R and B2AR is upstream or downstream of the blunted Beta-arrestin recruitment. To the same point, it would be very informative to assess how the incorporation of the free fatty acids affect receptor signalling, which would also help relate the effect of incorporation of the FFA's in the phospholipids to previous experiment using short term incubation with FFA's

      We have now performed live imaging experiments in HEK293 cells expressing SEP-β2AR, GRK2 and βarr2-mCherry and stimulated with isoproterenol (Figure EV6). We show that the clustering of SEP-β2AR, of βarr2-mCherry, as well as endocytosis, are not affected by treatments with DHA or DPA. In this study, we focused on the early trafficking steps of D2R internalization. It will be interesting in a future study to address its consequences on G protein dependent and independent signaling. Moreover, and for good measure, we performed experiments to assess TfR-SEP endocytosis with the ppH assay. Again, we found no difference between cells treated or not with PUFAs (Figure EV5)

      *References overall seem appropriate although Schmidt et al would be relevant for reference of the constitutive vs agonist induced endocytosis of D2R and B2AR. *

      We have now cited Schmidt et al. 2020 doi 10.1111/bcpt.13274 in the discussion with the following sentences: "D2R also shows constitutive endocytosis (Schmidt et al, 2020) which may be modulated by PUFAs although we did not detect any significant difference in our measures (see Figure 3) which were aimed at detecting high levels of internalization induced by agonists. Further work will be required to specifically examine the effect of PUFAs on constitutive GPCR internalization."

      Overall, the figures are well composed and convey the messages fairly well. Specific point that would strengthen the rigor include: • Chosing actual representative pictures of the quantitative data in Fig 2 and 3 (e.g. hard to see 25 endocytic events in Fig 2A constitutive endo, EtOH)

      We apologize for the confusion. We employ a normalization procedure to account for cell size. In addition, all numbers have been normalized to the condition stimulated with agonist with no PUFA treatment). In fact, we detect in unstimulated cells very few puncta (on average 0.6, range 0-5) compared to 27.3 clusters (range 2-87) in cells stimulated with QPL.

      • Showing actual p values for the statistical comparisons* For easier reading, we have kept the stars convention for the figures but added two tables with all statistical tests and the p values for both main figures and EV figures.

      Moreover, for ease of reading the figures (without consulting the legend repeatedly) it would be very helpful to headline individual panel with what the experiments assesses. Figure 1a and 1b for example can't be distinguished at all before reading the figure legend. Also, y-axis could be more informative on what I measured rather than just giving the unit.

      We have added titles to panels (in particular for Figure 2A,B which correspond to former Figure 1A,B) and we have given new titles to Y axes to make them clearer. We hope that the reading of our figures will now be easier.

      Finally, the figure presentation and description of S1 is very hard to follow. I cannot really make out what is assessed in the different panels.

      We have changed substantially Figure EV1 (now Figure 1) with new presentation of data: all 4 conditions (control, treated with DHA, DPA or BA) systematically presented in the same graph, and clearer titles for the parameter displayed on the Y axes. We hope that this figure is now easier to follow.

      Significance

      *The strength of the manuscript is the use and validation of incorporation of FFA's in the plasma membrane, which more closely mimics the physiological situation than brief application of FFAs as often done. Is addition, the blunted recruitment of beta-arrestin as assessed by the ppH protocol is quite intriguing mechanistically. The limitation are the relative narrow focus on the D2 receptor (and not multiple GPCRs) that does not really speak to as or assess the physiological, pathophysiological or therapeutic role of the observations (except from referring the relation between FFAs and disease). Also, despite the putative role of Beta-arrestin recruitment in the process, the actual causation in the process is not clear. This shortcoming is underscored by the putative effect on the constitutive internalization described above.

      My specific expertise for assessing the paper is within general trafficking processes (including the trafficking methodology applied), trafficking of GPCRs and function of the dopamine system including the role of D2 receptors.*

      • *

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      • *

      The only conclusion that I was able to understand from the study was that enrichment of cell membranes with polyunsaturated fatty acids specifically inhibited agonist-induced internalization of D2 receptors. However, I think that the experiments used to conclude that PUFAs do not alter D2R clustering but reduce the recruitment of β-arrestin2 and D2R endocytosis need some clarification (i.e. data depicted in Fig. 2-5). This lack of clarity might be due to the fact I am not familiar enough with the employed technologies or to the unclear writing style of the paper. There was an overuse of acronyms, initialisms and abbreviations, which are difficult to understand for researchers outside of the specific lipid field. I think that the manuscript should be written in a way to be legible also for researchers not working in the immediate filed.

      The paper was not written in a manner that a general audience of cell biologists or those interested in GPCR biology could understand and judge. It is indeed interesting that polyunsaturated fatty acids specifically inhibit D2R internalization in HEK293 cells, and it could be significant. But, it is difficult to judge the significance of the observation without more in vivo data.

      I would suggest the following. Remove all acronyms and abbreviations. Significantly, expand the Materials and Methods section, either in the manuscript or in the Supplemental section. I suggest clearly explaining each construct used, and the function of each module in the construct, with diagrams. In addition, provide a comprehensive step by step description of each experimental protocol, providing the reader with the rationale for each step in the protocol with explanatory diagrams. The authors should also more clearly explain the rationale and logic that was utilized to make the conclusions that they did from the depicted observations. Only then can a broader audience determine if the authors' conclusions are justified.

      We thank the reviewer for his/her comments. Indeed, our main message was that two types of PUFAs (DHA and DPA) specifically alter D2R endocytosis by reducing the recruitment of β-arrestin2 without changing D2R clustering at the plasma membrane. We are sorry that our writing was not clear enough. We also found out that in the last steps of the submission to Review Commons, the first paragraph of the Discussion was inadvertently erased. This made our main conclusions, summarized in this first paragraph, less clear. We have now put back this important paragraph. Moreover, we have extensively rewritten the manuscript thriving to make it as clear as possible to a large audience. We have reduced the use of acronyms to keep only the most used ones [e.g. PUFA (used 99 times), DHA (37 times), GPCR (34 times), D2R (126 times), GRK (17 times)] and made them consistent throughout the manuscript. Following the reviewer's suggestion, we have also added a scheme of the steps following D2R activation by agonist leading to its internalization (Figure EV3).

      We understand that the reviewer implies by "in vivo data" results obtained in the brain of animals. As written in the Introduction and in the Discussion, the current work follows up on a recently published manuscripts by a subset of the authors, namely (i) Ducrocq et al. 2020 (doi 10.1016/j.cmet.2020.02.012) in which we show that deficits in motivation in animals deprived in ω3-PUFAs can be restored specifically by conditional expression of a fatty acid desaturase from c. elegans (FAT1) that allows restoring PUFA levels specifically in D2R-expressing striatal projection neurons (which mediate the so-called indirect pathway), and (ii) Jobin et al. 2023 (doi: 10.1038/s41380-022-01928-6) which combines in cellulo (HEK 293 cells) and in vivo data to show that PUFAs affects the ligand binding of the dopamine D2 receptor and its signaling in a lipid context that reflects patient lipid profiles regarding poly-unsaturation levels.

      Reviewer #2 (Significance (Required)):

      • *

      In summary, I will reiterate that the reported experiments need to be much better explained to make the study understandable to a broader audience and for that audience to determine whether the conclusions are justified.

      • *

      • *

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      • *

      Summary:

      The authors investigate the role of lipid polyunsaturation in endocytic uptake of the dopamine D2 receptor (D2R). To modulate the degree of unsaturation in live cell plasma membranes, the authors incubate cell lines with pure fatty acid that is metabolized and incorporated into the cellular membranes. To quantify the internalization of D2R in these live cells, the authors utilized quantitative fluorescence assays such as DERET and endosome analysis to determine the degree and rate of D2R internalization in the presence of two model agonists - dopamine and quinpirole. The authors conclude that when the PUFA content of the plasma membrane is increased (i.e., via ω3 or ω6 fatty acids), both the quantity and rate of D2R internalization decrease substantially. The authors confirmed that these phenomena are specific to D2R as caveolar endocytosis and clathrin-mediated endocytosis were unaffected when these same experimental techniques were utilized for β2 adrenergic receptor and transferrin. Additionally, the authors conclude that the clustering ability of D2R is unaffected by lipid unsaturation but that the ability of D2R clusters to interact with β-arrestin2 is inhibited in the presence of excess PUFA. Based on these findings, the authors propose several hypothetical mechanisms for lipid-D2R interactions on the plasma membrane, which will likely be the scope of future work.

      Overall, this is a highly thorough and rigorous body of work that convincingly illustrates the connection between PUFA levels and D2R activity. However, I do not agree with the authors' conclusions pertaining to how their results should be interpreted in the context of fatty acid-related disorders. Additionally, this manuscript could benefit from some reorganization which would present the work more clearly. Please see the comments below.

      We thank the reviewer for the positive appreciation of our work, qualified as a "thorough and rigorous body of work that convincingly illustrates the connection between PUFA levels and D2R activity". We will address the specific points raised by the reviewer with our answers below.

      Comments:

        • A recurring motivation for this study that is brought up by the authors is that dietary deficiency of ω3 fatty acids is tied to D2R dysfunction. This would indicate that PUFA reduction in the plasma membrane results in D2R dysfunction. However, the experiments emphasized in this manuscript investigate the condition where PUFA content is INCREASED in the plasma membrane and D2R function is compromised. It seems inappropriate for the authors to cite dietary deficiency of ω3 as a motivation when they experimentally test a condition that is tied to ω3 surplus.* Regarding the general comment of the reviewer, we agree that direct conclusion cannot be drawn on the etiology of psychiatric disorders by looking at the effect of membrane fatty acid levels on D2R in HEK 293 cells. Nevertheless, we mention in the Introduction the intriguing occurrence of low PUFA levels in psychiatric disorders as starting point to look at D2R as an important target for psychoactive drugs prescribed for these disorders. In the Discussion, we propose that manipulating fatty acid levels might potentiate the efficacy of D2R ligands used as treatments. We felt raising these aspects was not putting too much emphasis on psychiatric disorders. However, in accordance with the reviewer's comment, we toned down these descriptions in the revised manuscript.

      The goal of increasing the levels of fatty acids at the membrane in HEK 293, the most widely used cellular system to study GPCR trafficking, was to try to emulate the levels of lipids in brain cells. Indeed, the levels of PUFAs in our culture conditions are much lower (~8 %, Figure 1B) than in brain extracts (~30 %). Therefore, the "control" condition in HEK 293 cells would correspond to PUFA deficiency while after our enrichment protocol these levels are closer to those found in brain cells. Our results could therefore be interpreted as endocytosis of D2R being augmented under membrane PUFA decrease. Importantly, increased receptor internalization often correlates with decreased signaling. Therefore, membrane PUFA enrichment in our conditions would rather potentiate D2R signaling.

      • Following up on the first comment, the authors' results seem to indicate that excess ω3's are detrimental to D2R function. This result would be at odds with the conventional view that ω3's are essential and that excessive ω3 may not be harmful. The authors should rationalize their findings in the context of what is known about excess dietary ω3.*

      The Reviewer is right that the conventional view is that excessive ω3 PUFA may not be harmful. However, this rather applies to dietary consumption, which might have limited effect to brain fatty acid contents since their accretion is highly regulated. Moreover, the majority of studies looking at ω3 supplementation have been performed in young adults and the effects on the developing brain - as it might be happening in pathological conditions in which D2R is involved - remain poorly understood. Furthermore, as mentioned above, blunted internalization of D2R under membrane PUFA enrichment is not an indication of "detrimental" to D2R function. Nor do we argue that membrane enrichment corresponds to excess PUFAs.

      • I would argue that the control experiments with saturated fatty acids (i.e., Behenic Acid in figure 1), represent a scenario mimicking ω3 deficiency as the enrichment of Behenic Acid causes an overall reduction in PUFAs (Figure EV1C - an increase in SFA must correspond to a decrease in PUFA). These Behenic acid results are the only experiments presented by the authors that mimic a scenario resembling ω3 deficiency and the results show that the D2R internalization is unaffected (Figure 1G-H). Therefore, I would further argue that if anything, the authors results suggest that ω3 deficiency is NOT correlated to D2R internalization. Again, the authors must rationalize these findings in the context of what is known about dietary intake of ω3's.*

      The Reviewer must refer to the fact that nutrients rich in SFAs are usually poor in PUFAs and vice-versa. Based on our lipidomic analysis, we now present in Figure 1B the effect of treatments (DHA, DPA, BA) on the levels of PUFAs (Figure 1B) and saturated fatty acids (Figure 1C). In cells treated with behenic acid (BA), PUFA levels are not significantly changed relative to control, untreated cells, while saturated fatty acid levels are increased. BA was used here to determine whether the effects observed with PUFAs was related to the enrichment in unsaturations or due to carbon chain length (C22). It is not the case because BA treatment, unlike DHA or DPA treatment, does not affect D2R endocytosis (Figure 2G,H).

      • It's not clear why the authors decided to include an ω6 fatty acid in this study. The authors built up a detailed rationale for investigating ω3's as they are dietarily essential and tied to disease when deficient. To my knowledge, ω6's are considered much less beneficial than ω3's in a dietary sense. The inclusion of an ω6 almost seems coerced as the ω6-related results don't provide any interesting additional insights. It would benefit the manuscript if the authors provided some additional discussion explaining why ω6's are being investigated in addition to ω3's. *

      We agree that we could have made the rationale clearer. The goal in comparing ω3-DHA and ω6-DPA was to assess whether the position of the first unsaturation (n-3 vs n-6), with the same carbon chain length (C22) might differentially impact D2R endocytosis.

      • In Figure EV1D, the AHA and DPA percentages each increase by ~6%. The corresponding Figure EV1B indicates that the overall PUFA% in the plasma membrane also increases by 6%. This makes sense as the total change in PUFA content is consistent with the amount of AHA or DPA being internalized to cells. However, this consistency was not observed with BA and SFAs. In Figure EV1E, the BA percentage increases only ~1% while the total SFA percentage in Figure EV1C increases by ~6%. How can something undergoing a 1% change (relative to total lipid content) result in a 6% overall change in SFA content?*

      The reviewer is correct: the level of SFAs is increased by 5.2% (34.5 % of total FAs in control cells to 39.7 % in BA treated cells), more than the increase in BA alone (1.18% from 0.35 % to 1.53 %). A close look at our lipidomics data showed that many of the 10 saturated fatty acids quantified are enhanced. In particular, the two most abundant ones, palmitic acid (16:0) and stearic acid (18:0) are increased, from 21.37 % to 22.28 % and 8.47 % to 11.17%, respectively. The reasons for these apparent discrepancies may involve lipid metabolic pathways which convert the rare and long BA into more common and shorter SFAs to preserve lipid contents and thus membrane properties.

      • In Figure 4, the discussion of kinetics does not make sense. How exactly are kinetics being monitored in this figure? (Recruitment kinetics are discussed in panels D and G)*

      We wanted to convey the impression that the time to reach the peak βarr2-mCherry recruitment was shorter in PUFA-treated cells than in control cells. However, after analyzing the kinetics in individual cells, we did not find a statistically significant difference in the time to maximum fluorescence. Therefore, we removed this reference to the kinetics of recruitment.

      We now write: " However, treatment with DHA or DPA significantly decreased peak βarr2-mCherry fluorescence (Figure 5F-G).."

      • In Figure 5, What is the purpose of panel D? Would it be more helpful to include additional, overlaid "cumulative N" plots for scenarios in which PUFAs were enriched? This would work well in conjunction with panel F.*

      The purpose of this panel is to show the kinetics of increase in the frequency of endocytic vesicle formation upon agonist addition, and the decrease in frequency when the agonist is removed. We have now added examples of cells treated with DHA and DPA of similar surface for direct comparison with control (EtOH) cells.

      • For the readers who are new to this area or unfamiliar with the assays used, Figure 1 is not intuitive and initially difficult to interpret. It would greatly benefit the flow of the manuscript if Figures EV1A-C and EV2A were included in the main text and "Normalized R" was clearly defined in the main text, prior to discussion of Figure 1.*

      We have now transferred Figure EV1 as Figure 1. We have adapted the scheme of the DERET assay and its legend (now in Figure EV1A) to make it clearer. We did not put in Figure 2 because this figure is already very big. We have changed "Normalized R" to "Ratio 620/520) (% max)" to be clearer and more consistent with the scheme.

      Reviewer #3 (Significance (Required)):

      • *

      General assessment: The work, for the most part, is rigorous and scientifically sound. The authors utilize impressive, quantitative assays to expand our understanding of protein-lipid interactions. However, the authors need to improve their discussion of the actual physiological conditions that correspond to their experimental results.

      • *

      Advance: This work may fill a gap in our understanding of disorders related to the dopamine D2 receptor. However, some of the results may be at odds with what is currently known/understood about dietary ω3 fatty acids.

      • *

      Audience: This work will be of broad interest to researchers in the biophysics field, with particular emphasis on researchers who study protein and membrane biophysics. This work will also be of interest to researchers who study membrane molecular biology.

      • *

      Reviewer Expertise: quantitative fluorescence spectroscopy and microscopy; membrane biophysics; protein-lipid interactions

      • *
    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary:

      The authors investigate the role of lipid polyunsaturation in endocytic uptake of the dopamine D2 receptor (D2R). To modulate the degree of unsaturation in live cell plasma membranes, the authors incubate cell lines with pure fatty acid that is metabolized and incorporated into the cellular membranes. To quantify the internalization of D2R in these live cells, the authors utilized quantitative fluorescence assays such as DERET and endosome analysis to determine the degree and rate of D2R internalization in the presence of two model agonists - dopamine and quinpirole. The authors conclude that when the PUFA content of the plasma membrane is increased (i.e., via ω3 or ω6 fatty acids), both the quantity and rate of D2R internalization decrease substantially. The authors confirmed that these phenomena are specific to D2R as caveolar endocytosis and clathrin-mediated endocytosis were unaffected when these same experimental techniques were utilized for β2 adrenergic receptor and transferrin. Additionally, the authors conclude that the clustering ability of D2R is unaffected by lipid unsaturation but that the ability of D2R clusters to interact with β-arrestin2 is inhibited in the presence of excess PUFA. Based on these findings, the authors propose several hypothetical mechanisms for lipid-D2R interactions on the plasma membrane, which will likely be the scope of future work.

      Overall, this is a highly thorough and rigorous body of work that convincingly illustrates the connection between PUFA levels and D2R activity. However, I do not agree with the authors' conclusions pertaining to how their results should be interpreted in the context of fatty acid-related disorders. Additionally, this manuscript could benefit from some reorganization which would present the work more clearly. Please see the comments below.

      Comments:

      1. A recurring motivation for this study that is brought up by the authors is that dietary deficiency of ω3 fatty acids is tied to D2R dysfunction. This would indicate that PUFA reduction in the plasma membrane results in D2R dysfunction. However, the experiments emphasized in this manuscript investigate the condition where PUFA content is INCREASED in the plasma membrane and D2R function is compromised. It seems inappropriate for the authors to cite dietary deficiency of ω3 as a motivation when they experimentally test a condition that is tied to ω3 surplus.
      2. Following up on the first comment, the authors' results seem to indicate that excess ω3's are detrimental to D2R function. This result would be at odds with the conventional view that ω3's are essential and that excessive ω3 may not be harmful. The authors should rationalize their findings in the context of what is known about excess dietary ω3.
      3. I would argue that the control experiments with saturated fatty acids (i.e., Behenic Acid in figure 1), represent a scenario mimicking ω3 deficiency as the enrichment of Behenic Acid causes an overall reduction in PUFAs (Figure EV1C - an increase in SFA must correspond to a decrease in PUFA). These Behenic acid results are the only experiments presented by the authors that mimic a scenario resembling ω3 deficiency and the results show that the D2R internalization is unaffected (Figure 1G-H). Therefore, I would further argue that if anything, the authors results suggest that ω3 deficiency is NOT correlated to D2R internalization. Again, the authors must rationalize these findings in the context of what is known about dietary intake of ω3's.
      4. It's not clear why the authors decided to include an ω6 fatty acid in this study. The authors built up a detailed rationale for investigating ω3's as they are dietarily essential and tied to disease when deficient. To my knowledge, ω6's are considered much less beneficial than ω3's in a dietary sense. The inclusion of an ω6 almost seems coerced as the ω6-related results don't provide any interesting additional insights. It would benefit the manuscript if the authors provided some additional discussion explaining why ω6's are being investigated in addition to ω3's.
      5. In Figure EV1D, the AHA and DPA percentages each increase by ~6%. The corresponding Figure EV1B indicates that the overall PUFA% in the plasma membrane also increases by 6%. This makes sense as the total change in PUFA content is consistent with the amount of AHA or DPA being internalized to cells. However, this consistency was not observed with BA and SFAs. In Figure EV1E, the BA percentage increases only ~1% while the total SFA percentage in Figure EV1C increases by ~6%. How can something undergoing a 1% change (relative to total lipid content) result in a 6% overall change in SFA content?
      6. In Figure 4, the discussion of kinetics does not make sense. How exactly are kinetics being monitored in this figure? (Recruitment kinetics are discussed in panels D and G)
      7. In Figure 5, What is the purpose of panel D? Would it be more helpful to include additional, overlaid "cumulative N" plots for scenarios in which PUFAs were enriched? This would work well in conjunction with panel F.
      8. For the readers who are new to this area or unfamiliar with the assays used, Figure 1 is not intuitive and initially difficult to interpret. It would greatly benefit the flow of the manuscript if Figures EV1A-C and EV2A were included in the main text and "Normalized R" was clearly defined in the main text, prior to discussion of Figure 1.

      Significance

      General assessment: The work, for the most part, is rigorous and scientifically sound. The authors utilize impressive, quantitative assays to expand our understanding of protein-lipid interactions. However, the authors need to improve their discussion of the actual physiological conditions that correspond to their experimental results.

      Advance: This work may fill a gap in our understanding of disorders related to the dopamine D2 receptor. However, some of the results may be at odds with what is currently known/understood about dietary ω3 fatty acids.

      Audience: This work will be of broad interest to researchers in the biophysics field, with particular emphasis on researchers who study protein and membrane biophysics. This work will also be of interest to researchers who study membrane molecular biology.

      Reviewer Expertise: quantitative fluorescence spectroscopy and microscopy; membrane biophysics; protein-lipid interactions

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #2

      Evidence, reproducibility and clarity

      The only conclusion that I was able to understand from the study was that enrichment of cell membranes with polyunsaturated fatty acids specifically inhibited agonist-induced internalization of D2 receptors. However, I think that the experiments used to conclude that PUFAs do not alter D2R clustering but reduce the recruitment of β-arrestin2 and D2R endocytosis need some clarification (i.e. data depicted in Fig. 2-5). This lack of clarity might be due to the fact I am not familiar enough with the employed technologies or to the unclear writing style of the paper . There was an overuse of acronyms, initialisms and abbreviations, which are difficult to understand for researchers outside of the specific lipid field. I think that the manuscript should be written in a way to be legible also for researchers not working in the immediate filed.

      The paper was not written in a manner that a general audience of cell biologists or those interested in GPCR biology could understand and judge. It is indeed interesting that polyunsaturated fatty acids specifically inhibit D2R internalization in HEK293 cells, and it could be significant. But, it is difficult to judge the significance of the observation without more in vivo data.

      I would suggest the following. Remove all acronyms and abbreviations. Significantly, expand the Materials and Methods section, either in the manuscript or in the Supplemental section. I suggest clearly explaining each construct used, and the function of each module in the construct, with diagrams. In addition, provide a comprehensive step by step description of each experimental protocol, providing the reader with the rationale for each step in the protocol with explanatory diagrams. The authors should also more clearly explain the rationale and logic that was utilized to make the conclusions that they did from the depicted observations. Only then can a broader audience determine if the authors' conclusions are justified.

      Significance

      In summary, I will reiterate that the reported experiments need to be much better explained to make the study understandable to a broader audience and for that audience to determine whether the conclusions are justified.

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      Referee #1

      Evidence, reproducibility and clarity

      The manuscript, using different live and fixed cell trafficking assays, demonstrates that incorporation of poly-unsaturated, but not saturated, free fatty acids in the membrane phospholipids reduce agonist induced internalization of the D2 dopamine receptor but not the adrenergic beta2 receptors or the transferrin receptor. Pulsed pH (ppH) live microscopy further demonstrated that the reduced internalization by incorporation of free fatty acid was accompanied by a blunted recruitment of Beta-arrestin for the D2R.

      I believe said claims put forward in the manuscript are overall well supported by the data and as such I do not believe that further experiments are necessarily needed to uphold these key claims. Also, the methodology is satisfactorily reported, and statistics are robust, although two-way Anova like used in Fig 1 seems appropriate for Fig 2 and 3

      That said, I suggest that the fixed cell internalization experiments (Fig 2 and 3), which relate the effect on the D2R to B2AR and transferrin are revised. This is important since this is relevant to judge whether the effect is a general or a selective molecular mechanism since this is the one of the three assay which this comparison relies on. Alternatively, I suggest omitting this data and include the B2AR in the Live DERET assay and both B2AR and TfR in the ppH assay. Specifically, my concerns with the fixed cell internalization are:

      • The analysis is based on counting the number of endosomes, which is not necessarily equivalent to the number of receptors internalized
      • The analysis relies on fully effective stripping of the surface pool of receptors - i.e clustered surface receptors not stripped by the protocol will be assessed as internalized. It is often very difficult to obtain full efficiency of the Flag-tag stripping and this is somewhat expression dependent.
      • The protocol for the constitutive and agonist induced internalization is different and yet shown on the same absolute graph. Although I take it the microscope gain setting are unaltered between the constitutive and agonist induced internalization I don't believe the quantification can be directly related. This is confusing at the very least. More critically however, the membrane signal from the non-stripped condition of constitutive internalization will likely fully shield internalized receptors in the Rab4 membrane proximal recycling pathway leading to under-estimation of the in the constitutive endocytosis. I believe this methodological limitation underlies the massive relative difference in the constitutive endocytosis between panel 2A,B and 2C,D. For comparison, by a quantitative dual color FACS endocytosis assay, we have previously demonstrated the ligand endocytosis a ~4 fold increased over constitutive (in concert with Fig 2A,B here) (Schmidt et al 20XX). Importantly, high relative variability by this methodology could well shield an actual effect of incorporation of FFAs on the constitutive endocytosis.

      'Optional' Also, it would be informative to see the ppH Beta-arrestin experiments with the B2AR to assess, whether the putative discrepancy between D2R and B2AR is upstream or downstream of the blunted Beta-arrestin recruitment. To the same point, it would be very informative to assess how the incorporation of the free fatty acids affect receptor signalling, which would also help relate the effect of incorporation of the FFA's in the phospholipids to previous experiment using short term incubation with FFA's

      References overall seem appropriate although Schmidt et al would be relevant for reference of the constitutive vs agonist induced endocytosis of D2R and B2AR. Overall, the figures are well composed and convey the messages fairly well. Specific point that would strengthen the rigor include:

      • Chosing actual representative pictures of the qunatiative data in Fig 2 and 3 (e.g. har to see 25 endocytic events in Fig 2A constitutive endo, EtOH)
      • Showing actual p values for the statistical comparisions

      Moreover, for ease of reading the figures (without consulting the legend repeatedly) it would be very helpful to headline individual panel with what the experiments assesses. Figure 1a and 1b for example can't be distinguished at all before reading the figure legend. Also, y-axis could be more informative on what I measured rather than just giving the unit.

      Finally, the figure presentation and description of S1 is very hard to follow. I cannot really make out what is assessed in the different panels.

      Significance

      The strength of the manuscript is the use and validation of incorporation of FFA's in the plasma membrane, which more closely mimics the physiological situation than brief application of FFAs as often done. Is addition, the blunted recruitment of beta-arrestin as assessed by the ppH protocol is quite intriguing mechanistically. The limitation are the relative narrow focus on the D2 receptor (and not multiple GPCRs) that does not really speak to as or assess the physiological, pathophysiological or therapeutic role of the observations (except from referring the relation between FFAs and disease). Also, despite the putative role of Beta-arrestin recruitment in the process, the actual causation in the process is not clear. This shortcoming is underscored by the putative effect on the constitutive internalization described above.

      My specific expertise for assessing the paper is within general trafficking processes (including the trafficking methodology applied), trafficking of GPCRs and function of the dopamine system including the role of D2 receptors.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary

      In this manuscript, Széliová et al. used a simple self-replicating cell model to study why the ribosome consists of both RNA and protein from an economic point of view. Their base model predicts an RNA-only ribosome, which is not surprising since the smaller RNAP has a higher turnover number compared to the larger ribosome. When rRNA instability is included, the model predicts an "RNA+Protein" ribosome. In particular, the predicted ribosome composition is comparable to the measured ribosome composition when strong cooperative binding of ribosomal proteins to rRNA is considered. The authors conclude that the maximal growth rate is achieved by the real ribosome composition when rRNA instability is taken into account.

      Major comments:

      1. The authors modeled the rRNA degradation rate as a function of the concentration of fully assembled ribosomes (equation 5). However, only partially assembled ribosomes are susceptible to RNase, and they make up only a small fraction of total ribosomes. The majority of ribosomes are fully assembled. In addition, the turnover number obtained from Fazal et al. (2015) and used here is the degradation rate of double-stranded RNA, not the fully assembled ribosomes, which have a stable tertiary structure. In my opinion, the rRNA degradation rate should be modeled as a function of the concentration of partially assembled ribosomes (i.e., pre-R in Figure 7) rather than the concentration of fully assembled ribosomes.
      2. Compared to the work by Kostinski and Reuveni (2020), the authors have made an improvement by avoiding the use of constant ribosome allocation to ribosomal protein (Φ_rP^R) and RNAP (Φ_RNAP^R), allowing these parameters to vary with predicted growth rates (by changing 𝑥_rP). This is indeed important, as bacteria are very likely to adjust these parameters in response to different growth conditions. However, certain other growth rate-dependent parameters are still treated as constants (or treated as nutrient-specific parameters) across predicted growth rates under given conditions. For example, experiments have shown that the fraction of active RNAP (f_RNAP^act) and the ribosome elongation rate (k_R^el) are growth rate-dependent (Bremer and Dennis, 1996). In contrast, when the authors predict the maximum growth rate by changing 𝑥_rP, f_RNAP^act and k_R^el are held constant regardless of the predicted growth rates.
      3. If amino acids or nucleotides are provided in the media, the cell does not have to synthesize all of them de novo. However, the model assumes that the cell always synthesizes all amino acids or nucleotides de novo for growth on growth on amino acid-supplemented media or on LB. This problem could in principle be solved by assuming very fast kinetics of the metabolic reactions in these media, but that should be discussed in the manuscript. Furthermore, why does the turnover number for EAA depend on the growth rate while that of ENT is constant?
      4. All parameters related to transcription (RNAP) and translation (ribosome) used in this manuscript are adopted from Kostinski and Reuveni (2020), which are slightly modified based on Bremer and Dennis' research (1996, 2008). However, the authors changed some of the original parameters or data points, but did not provide explanations for these changes:

      (a) The original data depicted a growth rate-dependent translation elongation rate, but Table 2 presents it as a constant value.

      (b) Figure 2b displays five experimental data points, as opposed to the six data points in the original dataset and other figures in this manuscript.

      (c) The model does not consider the fraction of RNAP transcribing rRNA (Φ_rRNA^RNAP), except in Appendix Figure 4. In the original data (Bremer and Dennis 1996), the fraction of RNAP transcribing rRNA increases dramatically with growth rate; however, in this study, it remains constant at 1. Furthermore, Φ_rRNA^RNAP was first introduced in line 205 but was not explained until line 337. The value(s) of Φ_rRNA^RNAP for Appendix Figure 4 are also missing from this manuscript. 5. How, exactly, is the unit of flux converted to mmol g-1 h-1? 6. What is the (dry) mass constraint and how is it defined? In the manuscript, both the second equation in line 101 and the bottom row of Table 1 are dry mass constraint(s). Why are they different? Furthermore, why is the right-hand side of the second equation in line 101 a dimensionless 1, and how does the last row of Table 1 result in the unit of growth rate, time^(-1)? 7. The concentrations of all components that serve as "substrates" will be zero when growth rate is maximized, as these molecules do not catalyze any reactions, nor do they influence reaction kinetics in the model. These "0" concentration components are C, AA, NT, rP, and rRNA. Why are these concentrations even included in the model?

      Minor comments:

      1. Questions regarding Figure 2:

      (a) The explanation of Figure 2a is unclear. Intuitively, I assumed that it was a comparison between model predictions and experimental data, with the points representing experimental data and the line representing predictions; and the authors wrote in the figure legend "The points represent maximum growth rates in six experimental conditions". However, the growth rates shown in the figure do not match the original experimental data. Are all the data in the figure predictions?

      (b) Figure 2b is difficult to understand. This figure shows the non-optimal solutions of the model. It is unclear how these solutions are achieved and why there are three lines in the figure. 2. Table 1 is also difficult to understand. While the stoichiometric constraints can be easily derived, the capacity constraints and the dry mass constraint cannot be easily derived from related equations from the text.<br /> 3. As the authors ask a question in the title, they should provide an explicit answer in the abstract. 4. The authors should cite a seminal modeling paper, which was the first to examine resource allocation in simplified self-replicating cell systems (Molenaar et al. 2009, Molecular Systems Biology 5:323). 5. The meaning of v is not consistently defined throughout the manuscript. It refers to the fluxes of enzymatic reactions in some instances, but in other contexts, it refers to the fluxes of the entire network of enzymatic reactions and protein synthesis reactions (Figure 1, Equation 1, and Line 386). 6. Line 85, it might be difficult to interpret "RNAP fluxes" as the flux of rRNA synthesis without reading the subsequent text. 7. Typo in line 102-103. "...protein fluxes 𝒘" → "...protein synthesis fluxes 𝒘". 8. Line 104, f_RNAP^act and f_R^act are not explained in the text; and their biological significance cannot be understood from their names in Table 2 ("RNAP activity" and "Ribosome activity"). 9. Notion "**" in Table 2. The coupling between transcription and translation means the coupling of "mRNA" transcription and translation, not rRNA. At least in E. coli, the transcription rate of rRNA is faster than that of mRNA. 10. Is the citation correct in line 136? I didn't find related information in Bremer and Dennis' paper after a quick scan.<br /> 11. Lines 136-138. The statement is not accurate, as the fraction of inactive ribosomes increases with decreasing growth rate in E. coli (Dai et al. 2016, Nat Microbiol 2, 16231). If the studied growth rates are relatively high, it is acceptable to use a constant active ribosome fraction as an approximation, but this approximation should be made explicit. 12. The citation in line 142 is not accurate. It should be (Bremer and Dennis, 1996). 13. Lines 192-193: "six" different growth media, not five. 14. Line 287: The statement "... translation rate does not increase in ribosomes with a higher protein content" could be misinterpreted as discussing translation elongation rate changes with different protein content in ribosomal protein mutant strains in a given species. It should be rephrased to remove ambiguity. 15. Parameters for the three panels in Figure 8 are missing.

      Significance

      Strengths: Why the ribosome is composed of RNA and protein parts is a fundamental biological question. This manuscript proposes a very interesting hypothesis, arguing that the mixed ribosome composition results from rRNA instability. To test their hypothesis, the authors parameterize a simplified self-replicating cell model with realistic parameters. The model is first developed/parameterized for E. coli, and it could be easily adapted to other organisms with higher ribosomal protein content.

      Limitations: The main limitations of this manuscript lie in the development of the model, especially the modeling of rRNA degradation and the use of constant values for growth rate-dependent parameters.

      Advances: (1) This manuscript proposes a new hypothesis that rRNA instability is a universal factor that influences the ribosome composition across living organisms. (2) Compared to Kostinski and Reuveni's work, the authors have made certain improvements by including adjustable ribosome allocation to RNA and ribosomal protein when maximizing growth rate, which may lead to more realistic conclusions.

      Audience: This work will be of interest to people in the field of theoretical biology, computational biology, and evolution, as well as to researchers studying ribosome structure and function.

      Areas of expertise: Microbial systems biology, computational biology, and prokaryotic genomics.

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      Reply to the reviewers

      General Statements

      We thank all three reviewers for their time and care in reviewing our manuscript, in particular Reviewer 3 for providing a detailed critique that was very useful for planning revisions. We are grateful that all three reviewers indicate that the new genome resources presented in this work are of high-quality and address an existing knowledge gap. We are also grateful for general assessments that the manuscript is 'well-written', and the analyses 'well performed' and 'thorough'.

      We acknowledge Reviewer 3’s legitimate criticism that the assembly and annotation data is not already publicly available and would like to assure the reviewing team that we have been pressing NCBI to progress the submission status since before the preprint was submitted. We regret the delay but hope that we can resolve this issue promptly. Furthermore, as some additional fields in the REAT genome annotation are lost during the NCBI submission process, we will ensure that comprehensive annotation files are also added to Zenodo.

      Reviewer 3 also made the general comment that 'the manuscript could greatly benefit from merging the result and discussion sections' and we would naturally be happy to make this adjustment if the journal in question uses that format.

      Description of the planned revisions

      • We will follow suggestions by Reviewer 3 to improve clarity of two figures:

      Figure S9: Please use a more appropriate colour palette. It is difficult to know the copy number based on the colour gradient.

      Figure 5: Consider changing panel B for a similar version of Fig S12. I think it gives a cleaner and more general perspective of the presence of starship elements.

      • We will address the choice of LOESS versus linear regression for investigating the relationship between candidate secreted effector protein (CSEP) density and transposable element (TE) density, as queried by Reviewer 3:

      Lines 140-144: LOESS smoothing functions are based on local regressions and usually find correlations when there are very weak associations. The authors have to justify the use of this model versus a simpler and more straightforward linear regression. My suspicion is that the latter would fail to find an association. Also, there is no significance of Kendall's Tau estimate (p-value).

      We agree with the reviewer, that as we did not find an association with the more sensitive LOESS, we expect that linear regression would also not find an association, supporting our current conclusions. We will add this negative result into the text.

      • We will check for other features associated with the distribution of CSEPs, as queried by Reviewer 3:

      Lines 157-163: Was there any other feature associated with the CSEP enrichment? GC content? Repetitive content? Centromere likely localisation?

      • We will integrate TE variation into the PERMANOVA lifestyle testing, as suggested by Reviewer 3:

      Line 186: Why not to test the variation content of TEs as a factor for the PERMANOVA?

      In reviewing this suggestion, we also spotted an error in our data plotting code, and the PERMANOVA lifestyle result for all genes will be corrected from 17% to 15% in Fig. 4a. Correcting this error does not impact our ultimate results or interpretation.

      • To complement the current graphical-based assessment of approximate data normality, we will include additional tests (Shapiro-Wilk for sample sizes

      Line 743: Q-Q plots are not a formal statistical test for normality.

      • One of the main critiques from Reviewer 3 was that, although we already acknowledged low sample sizes being a limitation of this work, the manuscript could benefit from reframing with greater consideration of this factor. They also highlighted a few specific places in the text that could be rephrased in consideration of this:

      Line 267: "Multiple strains" can be misleading about the magnitude.

      Lines 305-307: The fact that there is significant copy number variation between the two GtA strains suggests that the variation in the GtA lineage has not been fully captured and that there may be an unsampled substructure. Although the authors acknowledge the need for pangenomic references, they should recognize this limitation in the sample size of their own study, especially when expressing its size as "multiple strains" (line 267).

      Lines 314-317: Again, the sample size is still very small and likely not representative. It suggests UNSAMPLED substructure even for the UK populations.

      Line 164 (and whole section): I would invite the authors to cautiously revisit the use of the terms "core", "soft core". The sample size is very low, as they themselves acknowledge, and probably not representative of the diversity of Gaeumannomyces.

      We intend to edit the text to address this, including removal of both text and figure references to ‘soft-core’ genes, as we agree the term is likely not meaningful in this case, and removing it has no bearing on the results or interpretation.

      Description of the revisions that have already been incorporated in the transferred manuscript

      • We have amended the text in a number of places for clarity/fluency as suggested by Reviewer 3:

      ii) There need to be an explicit conclusion about the differences between pathogenic Gt and non-pathogenic Gh. Somehow, this is not entirely clear and is probably only a matter of rephrasing.

      Please see new lines 477-478: ‘Regarding differences between pathogenic Gt and non-pathogenic Gh, we found that Gh has a larger overall genome size and greater number of genes.’

      Lines 309-314: The message seems a bit out of context in the paragraph.

      This is valid, these lines have now been removed.

      Lines 392-395: The idea that crop pathogenic fungi are under pressure that favours heterothallism does not take into account the multiple cases of successful pathogenic clonal lineages in which sexual reproduction is absent. This paragraph seems very speculative to me. Please rephrase it.

      Our intention here was the exact reverse, that crop pathogens are under pressure to favour homothallism (as Reviewer 3 points out, anecdotally this often seems to play out in nature). We have rephrased lines 386-390 to hopefully make our stance more explicit: 'Together, this could suggest a selective pressure towards homothallism for crop fungal pathogens, and a switch from heterothallism in Gh to homothallism in Gt and Ga may, therefore, have been a key innovation underlying lifestyle divergence between non-pathogenic Gh and pathogenic Gt and Ga.'

      Lines 463-464: Please refer to the analyses when discussing the genetic divergence.

      We have rephrased this sentence to make our intended point clearer, please see new lines 459-461: ‘If we compare Ga and Gt in terms of synteny, genome size and gene content, the magnitude of differences does not appear to be more pronounced than those between GtA and GtB.’

      • We have also fixed the following typographic errors highlighted by Reviewer 3:

      Line 399: You mean, Fig 4C?

      Line 722: You missed "trimAI"

      Lines 723-727: Missing citations for "AMAS" and RAxML-NG, "AHDR" and "OrthoFinder"

      • We have added genome-wide RIP estimates to Supplementary Table S1 as requested by Reviewer 3:

      Lines 416-422: Please provide the data related to the genome-wide estimates of RIP.

      • We have added a note clarifying that differences in overall genome size between lineages are not fully explained by differences in gene copy-number (lines 406-408: 'We should note that the total length of HCN genes was not sufficiently large to account for the overall greater genome size of GtB compared to GtA (Supplemental Table S1).') in response to a comment from Reviewer 3:

      Line 396: The difference in duplicated genes raises the question of whether there are differences in overall genome size between lineages and, if so, whether they can be explained by the presence of genes.

      • We have made an alteration to the author order and added equal second-author contributions.

      Description of analyses that authors prefer not to carry out

      • In response to our analysis regarding the absence of TE-effector compartmentalisation in this system, Reviewer 1 requested additional analyses:

      While TE enrichment is typically associated with accessory compartments, it is not a defining feature. To bolster the authors' claim, it is essential to demonstrate that there is no bias in the ratio of conserved and non-conserved genes across the genomes.

      We believe that there are two slightly different compartmentalisation concepts being somewhat conflated here – (1) the idea of compartments where TEs and virulence proteins such as effectors are significantly colocalised in comparison with the rest of the genome, and (2) the idea of compartments containing gene content that is not shared in all strains (i.e. accessory). The two may overlap – as Reviewer 2 states, accessory compartments may also be enriched with TEs – but not necessarily. We specifically address the first concept in our text, and we appreciate Reviewer 3’s response on this subject:

      There is a clear answer for the compartmentalisation question. The authors favour the idea of "one-compartment" with compelling analyses.

      We believe that the second concept of accessory compartments is shown to be irrelevant in this case from our GENESPACE results (see Fig. 2), which demonstrate that gene content is conserved, broadly syntenic even, across strains, with no clear evidence of accessory compartments or chromosomes regarding gene content. We have already acknowledged that other mechanisms of compartmentalisation beyond TE-effector colocalisation may be at play (as seen from our exploration of effector distributions biased towards telomeres, see section from line 156: ‘Although CSEPs were not broadly colocalised with TEs, we did observe that they appeared to be non-randomly distributed in some pseudochromosomes (Fig. 3a)…’).

      • Reviewer 1 questioned the statement that higher level of genome-wide RIP is consistent with lower levels of gene duplication:

      L422: Is the highest RIP rate in GtA consistent with its low levels of gene duplication? Does this suggest that duplicated sequences in GtA are no longer recognizable due to RIP mutations? This seems counterintuitive, as RIP is primarily triggered by gene duplication.

      Our understanding is that, while RIP can directly mutate coding regions, it predominantly acts on duplicated sequences within repetitive regions such as TEs (https://genomebiology.biomedcentral.com/articles/10.1186/s13059-020-02060-w), which has a knock-on effect of reducing TE-mediated gene duplication. In Neurospora crassa, where RIP was first discovered and thus the model species for much of our understanding of the process, a low number of gene duplicates has been linked to the activity of RIP (https://www.nature.com/articles/nature01554). We therefore believe the current text is reasonable.

      • Reviewer 2 stated that experimental validation of gene function is required to make clear links to lifestyle or pathogenicity:

      In my eyes, the study has two main limitations. First of all, the research only concerns genomics analyses, and therefore is rather descriptive and observational, and as such does not provide further mechanistic details into the pathogen biology and/or into pathogenesis. This is further enhanced by the lack of clear observations that discriminate particular species/lineages or life styles from others in the study. Some observations are made with respect to variations in candidate secreted effector proteins and biosynthetic gene clusters, but clear links to life style or pathogenicity are missing. To further substantiate such links, lab-based experimental work would be required.

      We agree that in an ideal world supportive wet biology gene function experimental evidence would be included. Unfortunately, transformation has not been successfully developed yet in this system (see lines 33-35: ‘There have also been considerable difficulties in producing a reliable transformation system for Gt, preventing gene disruption experiments to elucidate function (Freeman and Ward 2004).’) not for lack of trying – after 18 months of effort using all available transformation techniques and selectable markers neither Gt or Gh was transformable. Undertaking that challenge has proven to be far beyond the scope of this paper, the purpose of which was to generate and analyse high-quality genomic data, a major task in itself. We again appreciate Reviewer 3’s response to this point, agreeing that it is out of scope for this work:

      I just want to respectfully disagree with reviewer #2 about the need for more experimental laboratory work, as in my opinion it clearly goes beyond the intention and scope of the submitted work. This could be a limitation that would depend on the chosen journal and its specific format and requirements. Finally, I think it would suffice for the authors to discuss on the lack of in-depth experimental work as part of the limitations of their overall approach.

      As per the suggestion by Reviewer 3, we will add text to address the absence of in-depth experimental work within the scope of this study.

      • Reviewer 3 suggested we might 'consider including formal population differentiation estimators', however, as they previously highlighted above, our sample sizes are too small to produce reliable population-level statistics.

      • Reviewer 3 raised the disparity in the appearance of branches at the root of phylogenetic trees in various figures:

      Figure 4a (and Figs S5, S13): The depicted tree has a trichotomy at the basal node. Please correct it so Magnaporthiopsis poae is resolved as an outgroup, as in Fig. S17.

      All the trees were rooted with M. poae as the outgroup, and although it may seem counterintuitive, a trifurcation at the root is the correct outcome in the case of rerooting a bifurcating tree, please see this discussion including the developers of both leading phylogeny visualisation tools ggtree and phytools (https://www.biostars.org/p/332030/). Although it is possible to force a bifurcating tree after rooting by positioning the root along an edge, the resulting branch lengths in the tree can be misleading, and so in cases where we wanted to include meaningful branch lengths in the figure (i.e. estimated from DNA substitute rates, in Figures 4a, S5 and S13) we have not circumvented the trifurcation. In Fig S17 meaningful branch lengths have not been included and the tree only represents the topology, resulting in the appearance of bifurcation at the root.

      • Reviewer 3 suggested that the discussion on giant Starship TEs resembled more of a review:

      Lines 434-451: This section resembles more a review than a discussion of the results of the present work. This also highlights the lack of analysis on the genetic composition and putative function of the identified starship-like elements.

      The reviewer has a valid point. However, Starships are a recently discovered and thus underexplored genetic feature that readers from the wider mycology/plant pathology community may not yet be aware of. We believe it is warranted to include some additional exposition to give context for why their discovery here is novel, interesting and unexpected. We are naturally keen to investigate the make-up of the elements we have found in this lineage, however that will require a substantial amount of further work. Analysis of Starships is not trivial, for example the starfish tool is still under development and a limited number of species have been used to train it. How best to compare elements is also an active area of investigation – they are dynamic in their structure and may include genes originating from the host genome or a previous host – and for this reason we believe is out of scope to interrogate alongside the other foundational genomic data presented in this paper.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary:

      The manuscript "Evolutionary genomics reveals variation in structure and genetic content implicated in virulence and lifestyle in the genus Gaeumannomyces" by Rowena Hill and collaborators is a thorough, well-planned and designed work. They have described 9 almost complete new assemblages, from their most general characteristics to their genetic content and implications. I am very pleased with the quality and completeness of this work and agree that it provides a very useful resource and framework for further research on this important organism.

      The three main motivations of the present study were:

      1) Are there genomic signatures distinguishing Gt A/B virulence lineages?;

      2) How do gene repertoires differ between pathogenic Gt and non-pathogenic Gh? And, iii) Is there evidence of genome compartmentalisation in Gaeumannomyces?

      a) The authors themselves recognise the low number of samples in their work (Lines 453-454) and this limitation hampers the establishment of a clear association between lineage-specific virulence and genomic signatures. I would argue that the present work needs to be reframed factoring this main limitation.

      b) There need to be an explicit conclusion about the differences between pathogenic Gt and non-pathogenic Gh. Somehow, this is not entirely clear and is probably only a matter of rephrasing.

      c) There is a clear answer for the compartmentalisation question. The authors favour the idea of "one-compartment" with compelling analyses.

      Major comments:

      The authors have not published the genomic data. Therefore, it is impossible to audit the quality of the assemblies and impedes its reproducibility. It is also bad practice by current scientific standards.

      I strongly believe that the manuscript could greatly benefit from merging the result and discussion sections. It would be easier for the reader to follow their entire logic. This is of course something optional and contingent on the journal format.

      Minor and specific comments:

      RESULTS

      • Lines 140-144: LOESS smoothing functions are based on local regressions and usually find correlations when there are very weak associations. The authors have to justify the use of this model versus a simpler and more straightforward linear regression. My suspicion is that the latter would fail to find an association. Also, there is no significance of Kendall's Tau estimate (p-value).

      • Lines 157-163: Was there any other feature associated with the CSEP enrichment? GC content? Repetitive content? Centromere likely localisation?

      • Line 164 (and whole section): I would invite the authors to cautiously revisit the use of the terms "core", "soft core". The sample size is very low, as they themselves acknowledge, and probably not representative of the diversity of Gaeumannomyces.

      • Figure 4a (and Figs S5, S13): The depicted tree has a trichotomy at the basal node. Please correct it so Magnaporthiopsis poae is resolved as an outgroup, as in Fig. S17.

      • Line 186: Why not to test the variation content of TEs as a factor for the PERMANOVA?

      • Figure S9: Please use a more appropriate colour palette. It is difficult to know the copy number based on the colour gradient.

      • Figure 5: Consider changing panel B for a similar version of Fig S12. I think it gives a cleaner and more general perspective of the presence of starship elements.

      DISCUSSION

      • Line 267: "Multiple strains" can be misleading about the magnitude.

      • Lines 305-307: The fact that there is significant copy number variation between the two GtA strains suggests that the variation in the GtA lineage has not been fully captured and that there may be an unsampled substructure. Although the authors acknowledge the need for pangenomic references, they should recognize this limitation in the sample size of their own study, especially when expressing its size as "multiple strains" (line 267).

      • Lines 309-314: The message seems a bit out of context in the paragraph.

      • Lines 314-317: Again, the sample size is still very small and likely not representative. It suggests UNSAMPLED substructure even for the UK populations.

      • Lines 392-395: The idea that crop pathogenic fungi are under pressure that favours heterothallism does not take into account the multiple cases of successful pathogenic clonal lineages in which sexual reproduction is absent. This paragraph seems very speculative to me. Please rephrase it.

      • Line 396: The difference in duplicated genes raises the question of whether there are differences in overall genome size between lineages and, if so, whether they can be explained by the presence of genes.

      • Line 399: You mean, Fig 4C?

      • Lines 416-422: Please provide the data related to the genome-wide estimates of RIP.

      • Lines 434-451: This section resembles more a review than a discussion of the results of the present work. This also highlights the lack of analysis on the genetic composition and putative function of the identified starship-like elements.

      • Lines 463-464: Please refer to the analyses when discussing the genetic divergence. Consider including formal population differentiation estimators.

      METHODS

      • Line 722: You missed "trimAI"

      • Lines 723-727: Missing citations for "AMAS" and RAxML-NG, "AHDR" and "OrthoFinder" Line 743: Q-Q plots are not a formal statistical test for normality.

      Referees cross-commenting

      I agree with my peer reviewers and appreciate that we have shared common concerns and suggestions. I also agree with their comments.

      I just want to respectfully disagree with reviewer #2 about the need for more experimental laboratory work, as in my opinion it clearly goes beyond the intention and scope of the submitted work. This could be a limitation that would depend on the chosen journal and its specific format and requirements. Finally, I think it would suffice for the authors to discuss on the lack of in-depth experimental work as part of the limitations of their overall approach.

      Significance

      The work presented by Hill and co-workers contributes to the understanding of the genetic basis of host-pathogen interactions and evolutionary dynamics in the important fungus responsible for wheat "take-all-disease", Gaeumannomyces tritici. By providing 9 new near-complete assemblages, this work will provide a valuable resource for research on this agronomically important organism. This work sets the stage for developing a global pangenome of G. tritici that can expand analyses of its population structure and specific genetic elements that are associated with its virulence.

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      Referee #2

      Evidence, reproducibility and clarity

      In this study, the authors present genome assemblies for nine strains of the genus Gaeumannomyces, including 5 strains that belong to two different virulence lineages of the wheat take-all decline pathogen G. tritici, 2 strains of the antagonist G. hyphopodioides and 2 of the oat take-all decline pathogen G. avenae. The authors assess gene catalogs, CAZyme repertoires, effector catalogs, TE abundance, compartmentalisation and the occurrence of Starship giant transposable elements. Overall, there are no striking differences that discriminate the genomes and that can be linked to differential life styles. Weak correlations were found for some of the different lineages, but no functional analyses have been performed to further solidify such differences.

      Significance

      • Overall, the study fills a knowledge gap, given that no-few high quality genomes for the soil-borne fungi of the Gaeumannomyces genus are available. The genome assemblies are of high quality, and the work that is presented is mainly solid and robust. The analyses are well performed, sound and informative.

      • In my eyes, the study has two main limitations. First of all, the research only concerns genomics analyses, and therefore is rather descriptive and observational, and as such does not provide further mechanistic details into the pathogen biology and/or into pathogenesis. This is further enhanced by the lack of clear observations that discriminate particular species/lineages or life styles from others in the study. Some observations are made with respect to variations in candidate secreted effector proteins and biosynthetic gene clusters, but clear links to life style or pathogenicity are missing. To further substantiate such links, lab-based experimental work would be required.

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      Referee #1

      Evidence, reproducibility and clarity

      The manuscript by Hill et al. presents nearly complete genomes of nine Gaeumannomyces strains, including both phytopathogenic and non-pathogenic (symbiotic) fungi. The manuscript is well-written, and the data it presents are of high quality, offering implications for understanding the evolution and diversification of Magnaporthales fungi, which encompass economically important phytopathogenic species such as Gaeumannomyces graminis and Pyricularia oryzae. I believe that the determination of these nearly complete genomes alone justifies publication. However, I have some concerns as described below.

      Major concern:

      One potential criticism pertains to whether the authors' assertion that Gaeumannomyces taxa have one-compartment genomes is fully supported by the data. The authors demonstrate in this manuscript that transposable elements (TE) and putative effector genes (CSEPs) are not co-localized in the Gaeumannomyces genomes. However, this evidence may not be robust enough to substantiate their claim. The concept of two- or multi-speed genomes suggests that fungal genomes consist of compartments that differ in the rate of evolution but not necessarily in TE content. While TE enrichment is typically associated with accessory compartments, it is not a defining feature. To bolster the authors' claim, it is essential to demonstrate that there is no bias in the ratio of conserved and non-conserved genes across the genomes.

      Minor concern:

      L422: Is the highest RIP rate in GtA consistent with its low levels of gene duplication? Does this suggest that duplicated sequences in GtA are no longer recognizable due to RIP mutations? This seems counterintuitive, as RIP is primarily triggered by gene duplication.

      In my opinion, the analysis of the genomic differences facilitating parasitic and symbiotic lifestyles seems somewhat weak.

      Significance

      This manuscript offers new genomic insights into economically important phytopathogenic fungal species, and sheds light on the diversification of parasitic and symbiotic fungi during evolution. While the analyses conducted are mostly appropriate and reasonable, they do not yield particularly surprising findings.

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      Reply to the reviewers

      Manuscript number: RC- 2023-02122

      Corresponding author(s): Andrew Graham Cox and Juan Manuel González-Rosa

      1. General Statements

      We thank the reviewers for taking the time to assess our work and for their considered and constructive comments. We are glad that they appreciate the value of the methodology we have developed. In addressing the points raised by the reviewers, we have significantly strengthened the conclusions reached in our study. Below is a point-by-point response (in regular type, blue) to the specific reviewer comments (in italics, black).

      1. Point-by-point description of the revisions

      Experiment 1: Perform lineage tracing of hepatocytes following cryoinjury.

      Reviewer #1 would like us to have a better understanding of the origin of the regenerative hepatocytes following cryoinjury. There are two potential sources of regenerating hepatocytes. In many cases, hepatocytes proliferate giving rise to regenerative hepatocytes. However, during severe injury, the liver can undergo a ductular reaction in which biliary epithelial cells (BECs) can expand and transdifferentiate to give rise to regenerating hepatocytes.

      ● To address this query we have now used a new transgenic line created in laboratory that can indelibly label hepatocytes for lineage tracing Tg(fabp10a:Tet-ON-Cre). We have crossed this line to floxed reporters (Ubb:Switch) and collect livers at 7 dpci. The healthy parenchyma surrounding the injured area was predominantly labelled in the tracing experiment suggesting that pre-existing hepatocytes are driving the regenerative response.

      Experiment 2: Examine BEC and EC proliferation in the ventral and contralateral lobes following cryoinjury.

      Reviewers #1 and #2 would like us to better characterise the temporal dynamics of proliferation in BECs and ECs following cryoinjury. Specifically, the reviewers would like to know whether then compensatory hyperplasia in the contralateral lobe also leads to increased BEC and EC proliferation. Moreover, the reviewers would like us to better quantify the extent of EC and BEC proliferation at different stages of regeneration after cryoinjury.

      ● We have now performed extensive BrdU pulse-chase cryoinjury experiments using Tg(fli1a:nEGFP) zebrafish to visualise ECs. We have also conducted multiplexed immunostaining of the regenerating livers with the BEC marker (Anxa4) in conjunction with immunodetection of proliferation (BrdU and PCNA). These studies outline the kinetics of the regenerative response and provide evidence to support epimorphic regeneration around the site of injury as well as a compensatory hyperplasia on the contralateral lobe.

      Experiment 3: Quantification of the temporal dynamics of fibrosis upon cryoinjury.

      Reviewer #1 suggested we better characterise the extent of fibrosis in our model.

      ● We have now performed extensive studies quantifying the extent of collagen deposition at the regenerative margin over the time course (SHAM, 1, 3, 5, and 7 dpci) using immunohistochemical detection.

      Experiment 4: Examine the role of Macrophage depletion in liver regeneration.

      Reviewer #1 suggested we examine regeneration following cryoinjury in immunodeficient zebrafish in order to understand the role of macrophages in the model.

      ● To address this question, we have now performed studies involving macrophage depletion, using the well established IP injection of clodronate liposomes. We have now performed cryoinjury comparing untreated and chlodronate-treated Tg(fabp10a:NLSmCherry) or Tg(fabp10a: GreenLantern-H2B) zebrafish and examined the extent of regeneration at 3 and 7 dpci.

      Experiment 5: Examine the impact of age and gender on liver regeneration following cryoinjury.

      Reviewer #3 wanted to know if the regenerative response to cryoinjury was different depending on age and gender.

      ● To address this query, we have now performed cryoinjuries on young (4 month) and aged (9 month) males and females in a Tg(fabp10a:NLS-mCherry) or Tg(fabp10a: GreenLantern-H2B) background and examined regeneration at 7 dpci.

      Experiment 6: Characterization of the dynamics of Hepatoblasts, Hepatic Stellate Cells, Macrophages and Neutrophils following cryoinjury.

      Reviewer #3 suggested that it would be good to have a better cellular characterization of regeneration in the cryoinjury model.

      ● To address this question, we have now examined distinct cell types over the cryoinjury timecourse including SHAM, 1, 3, 5, and 7 dpci livers to provide a temporal landscape of the cellular response. In addition to BECs and ECs as discussed above, we have also performed immunofluorescence to detect macrophages (mfap4) neutrophils (mpx) during liver regeneration.

      Specific Reviewer comments

      Reviewer #1

      Major points:

      Full Revision

      1) In this cryoinjury model, the authors found cell proliferation in hepatocytes, BECs, and other cell types near the injury site. The proliferating hepatocytes exclusively provide hepatocytes, and BECs provide BECs, or some transdifferentiation is involved? Like other extreme ablation models, BECs can contribute to some hepatocytes in this model.

      We thank the Reviewer #1 for the interesting suggestion. We have addressed this by performing lineage tracing analysis as explained in Experiment 1 (above). For this approach, we have used Tg(fabp10a:Tet-ON-Cre; Ubb:Switch) to indelibly label and trace hepatocytes. These experiments reveal that the new regenerated tissue is derived from pre-existing hepatocytes (see Supplementary Figure 2 Q, R, S, T).

      2) In this model, the authors observed the long-range effect of the cryoinjury as they identified increased cell proliferation in the contralateral liver lobes. Is this long-range effect specific to hepatocytes? BECs or endothelial cells also undergo increased cell proliferation in the contralateral lobes?

      We thank the Reviewer #1 for this question. We have addressed this query by performing Experiment 2 (above). Briefly, cryoinjuries were performed and markers of proliferating HCs and BECs (PCNA or BrdU stained) were quantified in the ventral and contralateral lobes (see Supplementary Figure 6). The data clearly demonstrates that proliferation is higher at the site of injury, however lower rates of compensatory hyperplasia are still evident on the contralateral lobe. A strong epimorphic hyperplasia and weaker compensatory growth response, has been previously observed in the cardiac cryoinjury model (Pauline Sallin et al. Developmental Biology 2015).

      3) This model is a unique liver regeneration model as it induces transient focal fibrosis. Is the fibrosis beneficial for liver regeneration? What happens if you reduce fibrosis pharmacologically? Will it interfere with the rate of regeneration?

      We thank the Reviewer #1 for the comments. Although pharmacological interventions of fibrosis are beyond the scope of the current manuscript, we have better quantified the extent of fibrosis in the first week following cryoinjury in Experiment 3 (above; Figure 3I).

      4) Do Lcp1+ leucocytes contribute to liver regeneration in this model? In immunodeficiency models such as irf8 mutant, liver regeneration after cryoinjury changed?

      We thank the Reviewer #1 for the suggestion of using an immunodeficiency model. We addressed this question by performing Experiment 4 (above). Briefly, we have IP injected clodronate liposomes, which are a well-established method for macrophage depletion, and examined the effect on liver regeneration (Supplementary Figure 5). These extensive experiments showed that macrophage depletion had no significant effect on liver regeneration at 3 and 7 dpci.

      5) The CUBIC-clearing procedure is beneficial in the field. The quantitative benefit of the CUBICbased method should be added. Supplement figures 1C and D need scale bars, especially for X Z and Z-Y planes. Can you quantify the Z-plane depth that you can scan with or without CUBIC treatment?

      We thank the Reviewer #1 for the input and apologise if we did not present the current data clearly. We have now included the scale bars on the reviewed manuscript in Supplementary Figure 1C, 1D, and 1G. We have quantified the Z-plane depth on our current acquisitions and modified our current panels to make clear the difference in depth (z-stack) that CUBIC-imaging enables during liver acquisitions in Supplementary Figure 1D-I.

      6) In the manuscript, the authors measured the injured area after the cryoinjury. But how about the depth of the injury? Does the procedure induce a relatively constant injury depth, or can it not be controlled? The total volume of injured tissue would be more important than the surface injured area.

      We thank the Reviewer #1 for the comments. The hepatic cryoinjury approach was developed to injure the liver and avoid deeper tissue lesions to the gastrointestinal tract. Our existing CUBIC data suggests that injury depth remains constant.

      Minor points:

      7) The sham procedure means exposing the liver by removing the scale and cutting the skin, right? What is the survival rate of the sham procedure? Is the survival rate of sham group significantly lower than cryoinjury-induced group?

      The Reviewer #1 is correct about the cryoinjury procedure in SHAM samples. SHAM survival is 95% while the injured animal survival is 92.97% (Figure below; n= 444). This analysis shows no significant difference between the groups (unpaired Student's t-test; p-value: 0.5843)

      8) The original RNA-seq data, including FASTQ files, should be deposited to NCBI (Gene Expression Omnibus) or other public databases.

      We apologize for not submitting our Bulk RNA-seq data to NCBI GEO during the initial submission. The Bulk RNA-seq data can be found under the accession number GSE245878.

      Full Revision

      Reviewer #2

      Major points:

      1) While the authors assayed changes in major cell types during liver regeneration in this model, the selection of varying timepoints for analysis and incomplete quantification for all timepoints precludes detailed comparisons that may lead to mechanistic insights. For example, closure of injury area is assayed at 1,3,7,14 dpci but hepatocyte proliferation is measured at 1,3,5,7, 18, 30 dpi. Fibrosis was only assayed at 5 dpi (assume dpi is the same as dpci). Cholangiocytes and endothelial cells are imaged at 1, 3, 7, 30 dpci but no quantification was provided only a single image. Since most changes are occurring at 1-7 dpci, the authors should at least measure the same timepoints from 1-7 dpci for the different cell types so comparisons can be made and conclusions can be drawn. For example, does hepatocyte proliferation, which seem to peak at 5 dpci, happen before endothelial proliferation, which is measured at 3 and 5 dpci but not measured at 5 dpci?

      We thank the Reviewer #2 for the comments regarding temporal dynamics of regeneration. In response we have performed Experiment 2 (above). Briefly, this included examination of BECs and ECs at different time points during regeneration (SHAM, 1, 3, 5, and 7 dpci; Figure 6, Supplementary Figure 6L-P).

      2) Fibrosis level seems to be highly variable at 5 dpci, which is the only time point measured. If this level of variability is found across all timepoints then this might not be a good model to study the intersection of fibrosis and regeneration. Since the authors have collected animals at all timepoints, it should be fairly straight forward to carry out collagen staining and quantification across different timepoints without the need of additional fish experiments.

      We thank the Reviewer #2 for the comments regarding the fibrotic response. In response we have undertaken Experiment 3 (above). This experiment involves quantifying collagen deposition at the different timepoints (SHAM, 1, 3, 5, and 7 dpci; Figure 3I).

      3) The lack of quantification of cholangiocytes and endothelial cells makes it difficult to gauge the reproducibility of this model across different animals and experiments.

      We thank the Reviewer #2 for the comments regarding the need to quantify ECs and BECs during regeneration. In response we will undertake Experiment 2 (above). Briefly, this included examination of BECs and ECs at different time points during regeneration (SHAM, 1, 3, and 7 dpci; Figure 6 and Supplementary Figure 7).

      4) Transcriptomic data analysis/presentation in Figure 7 can be improved. Cannot read any of the gene labels in Figure 7B. Figure 7H should use at least a few different gene markers from each cell type to approximate cell abundance.

      We apologise for the inconvenience and have addressed the issue of legibility. We have increased font size on the volcano plots in Figure 7 and incorporate a new analysis with more markers for each cell type in Figure 7H. In addition, we have included the comparison between Bulk RNA-seq ventral samples and contralateral lobe samples, together with further GOenrichment of the samples in Supplementary Figure 8.

      Full Revision

      Minor:

      5) Is "dpi" the same as "dpci"? Please use the same nomenclature throughout manuscript.

      We apologise. Dpi means days post-injury and dpci means days post-cryoinjury. Nomenclature has been corrected in revised version of the manuscript.

      6) In the mouse PHx model, hepatocytes reach max proliferation (as measured with Ki67/PCNA staining) at 40-48hrs across different labs and experiments, not at 24rs.

      We thank the Reviewer #2, we have changed this reference.

      7) Zebrafish references are used when the author is talking about mouse PHx model on page 12.

      We thank the Reviewer #2, we have changed this reference 7 and 8 to reference the right papers.

      Reviewer #3

      Major points:

      1) It is not clear whether both male and female fish were used in the analyses and whether there is any gender difference in regeneration responses at cellular and molecular levels. The method mentioned that 4-9 month old fish were used in the study. Was there any difference between young and old fish?

      We thank the Reviewer #3 for the comments regarding the need to consider age and gender in regeneration studies. Our experiments have been performed on adult male zebrafish. To examine the impact of age and gender on regeneration we have performed Experiment 5 (above). In brief, we have undertaken cryoinjuries in 4 month or 9 month old females and males in the Tg(fabp10a:NLS-mCherry) or Tg(fabp10a: GreenLantern-H2B) background and examine regeneration at 7 dpci (Supplementary Figure 2 J-N and P. We could not detect a significant difference among any of these comparisons. However, we observed a subtle trend with female adult zebrafish showing smaller insult area compared to adult male zebrafish, both at 3 and 7 dpci (Supplementary Figure 2P).

      2) The authors detected increased hepatocyte proliferation following cryoinjury. It will be interesting to investigate if activation of stem cells and transdifferentiation of cholangiocytes also contribute to regeneration in this particular model.

      We thank the Reviewer #3 for the comments regarding the need to examine the potential involvement of hepatoblasts and transdifferentiating BECs in regeneration following cryoinjury. We have addressed these aspects with Experiment 6 (above). Briefly, we have performed cryoinjuries in adult zebrafish and utilised Anxa4 staining for detection of BECs at SHAM, 1, 3, 5, and 7 dpci (Figure 6A-F). This analysis showed that the were no detectable signs of transdifferentiation between hepatocytes and cholangiocytes (ie: there were no double positive cells (Anxa+/fabp10a:H2B-GreenLantern+ or fabp10a:H2B-mCherry+). Moreover, we performed lineage tracing experiments and found evidence that pre-existing hepatocytes give rise to the regenerating tissue (Supplementary Figure 2 Q-T). Together, these experiments indicate that hepatocytes are responsible for the regeneration of the liver upon cryoinjury without the necessity of BEC transdifferentiation.

      3) It will be important to characterize hepatic stellate cells, macrophages, and neutrophils in this model, given their critical and complex roles in liver regeneration. Transgenic reporter lines marking these cell types are available.

      We thank the Reviewer #3 for the comments regarding the need to examine hepatic stellate cells (HSCs), macrophages and neutrophils in regeneration following cryoinjury. We have addressed these aspects with Experiment 6 (above). Briefly, we have studied the temporal dynamics of neutrophils upon cryoinjury by immunofluorescent detection of myeloperoxidase (mpx) (Supplementary Figure 4). We have also explored the role of macrophage depletion in response to cryoinjury by performing clodronate injections. We found no significant changes in liver regeneration following clodronate injections (Supplementary Figure 5). To examine the temporal dynamics of HSCs we attempted to use two approaches, namely imaging transgenic lines labelling HSCs (Tg(BAC-pdgfrb:EGFP) and HCR for HSCs (pdgfrb), but unfortunately we were not able to detect HSCs with these approaches.

      4) It is not appropriate to call Fli1a + cells liver sinusoidal cells. As far as I know, there is no specific marker for LSEC in zebrafish. Fli1a transgene labels all vascular cells.

      We acknowledge this mistaken nomenclature and have made the necessary amendment to use the term endothelial cells (ECs).

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      Referee #3

      Evidence, reproducibility and clarity

      In this manuscript, Sande-Melon et al described a new model for studying liver regeneration in zebrafish that is induced by cryoinjury. They showed that this model induced hepatocyte proliferation, transient fibrosis and inflammation, and regeneration of the biliary and vascular network. Compared to the other established models, such as partial hepatectomy, drug-induced liver injury, the cryoinjury model is easy to perform, consistent, and involves shorter recovery time. Overall, it is a useful tool that complements existing liver regeneration models. The tissue clearing methodology is highly effective.

      Main critiques:

      1. It is not clear whether both male and female fish were used in the analyses and whether there is any gender difference in regeneration responses at cellular and molecular levels. The method mentioned that 4-9 month old fish were used in the study. Was there any difference between young and old fish?
      2. The authors detected increased hepatocyte proliferation following cryoinjury. It will be interesting to investigate if activation of stem cells and transdifferentiation of cholangiocytes also contribute to regeneration in this particular model.
      3. It will be important to characterize hepatic stellate cells, macrophages, and neutrophils in this model, given their critical and complex roles in liver regeneration. Transgenic reporter lines marking these cells types are available.
      4. It is not appropriate to call Fli1a + cells liver sinusoidal cells. As far as I know, there is no specific marker for LSEC in zebrafish. Fli1a transgene labels all vascular cells.

      Significance

      In this manuscript, Sande-Melon et al described a new model for studying liver regeneration in zebrafish that is induced by cryoinjury. They showed that this model induced hepatocyte proliferation, transient fibrosis and inflammation, and regeneration of the biliary and vascular network. Compared to the other established models, such as partial hepatectomy, drug-induced liver injury, the cryoinjury model is easy to perform, consistent, and involves shorter recovery time. Overall, it is a useful tool that complements existing liver regeneration models. The tissue clearing methodology is highly effective.

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      Referee #2

      Evidence, reproducibility and clarity

      In this manuscript titled "Development of a hepatic cryoinjury model to study liver regeneration" by Sande-Melon et al., the authors developed a novel model to study liver regeneration, namely a cryoinjury model in adult zebrafish. The authors described the methodology in detail and extensively characterized the kinetics of liver regeneration in this model, including hepatocyte necrosis/apoptosis, the proliferation of hepatocytes, cholangiocytes, endothelial cells, and infiltration of leukocytes. Most of the characterization were performed by immunostaining for various cell markers, which the authors corroborated with transcriptomic analysis by bulk RNAseq.

      Major comments:

      • While the authors assayed changes in major cell types during liver regeneration in this model, the selection of varying timepoints for analysis and incomplete quantification for all timepoints precludes detailed comparisons that may lead to mechanistic insights. For example, closure of injury area is assayed at 1,3,7,14 dpci but hepatocyte proliferation is measured at 1,3,5,7, 18, 30 dpi. Fibrosis was only assayed at 5 dpi (assume dpi is the same as dpci). Cholangiocytes and endothelial cells are imaged at 1, 3, 7, 30 dpci but no quantification was provided only a single image. Since most changes are occurring at 1-7 dpci, the authors should at least measure the same timepoints from 1-7 dpci for the different cell types so comparisons can be made and conclusions can be drawn. For example, does hepatocyte proliferation, which seem to peak at 5 dpci, happen before endothelial proliferation, which is measured at 3 and 5 dpci but not measured at 5 dpci?
      • Fibrosis level seems to be highly variable at 5dpci, which is the only time point measured. If this level of variability is found across all timepoints then this might not be a good model to study the intersection of fibrosis and regeneration. Since the authors have collected animals at all timepoints, it should be fairly straight forward to carry out collagen staining and quantification across different timepoints without the need of additional fish experiments.
      • The lack of quantification of cholangiocytes and endothelial cells makes it difficult to gauge the reproducibility of this model across different animals and experiments.
      • Transcriptomic data analysis/presentation in Figure 7 can be improved. Cannot read any of the gene labels in Figure 7B. Figure 7H should use at least a few different gene markers from each cell type to approximate cell abundance.
      • OPTIONAL: Sheets of DAPI staining are observed in Figure 6G'. Is this DNA from necrotic cells? Could they make up a neutrophil extracellular trap (NET)-scaffold like structure that covers/protects the injury site from infection? This is purely speculative but might represent an interesting area of study.
      • OPTIONAL: To demonstrate this a useful model that complements existing models of liver regeneration, the authors can try to capitalize on the proposed strength of the model to provide some novel insights into liver regeneration. A notable feature of this model that is missing from the PHx and APAP rodent models is the development of robust fibrosis that rapidly resolves within a short time frame, providing an unique opportunity to investigate the potential crosstalk between fibrosis and regeneration that often co-occur in chronic liver disease patients.

      Minor comments:

      • Is "dpi" the same as "dpci"? Please use the same nomenclature throughout manuscript
      • In the mouse PHx model, hepatocytes reach max proliferation (as measured with Ki67/PCNA staining) at 40-48hrs across different labs and experiments, not at 24rs
      • Zebrafish references are used when the author is talking about mouse PHx model on page 12

      Significance

      Mouse 2/3 partial hepatectomy surgery (PHx) is the most frequently used model to study liver regeneration and much has been learnt from this model. However, mouse PHx involving tying off certain lobes of the liver and the inducing a sterile injury, where hepatocyte proliferation and liver regeneration occurs in the absence of significant inflammation and fibrosis. To understand the full complexity of the liver regeneration response, especially against the backdrop of a necroinflammatory environment that characterize chronic liver disease in patients, alternative models to study liver regeneration have been used such as the rodent APAP model of chemically induced injury. Here, Sande-Melon et al. aims to establish such a liver regeneration model in adult zebrafish that would harness the power of the zebrafish model, such as availability of various transgenic lines that label different cell populations, ease of accessibility to imaging techniques, large N number, and the convenience of working with lower complexity model organisms. While such a zebrafish liver regeneration model will be welcomed by the greater research community interested in studying liver regeneration, this paper in its current forms falls short of demonstrating the robustness and reproducibility of this model that would make it a useful research tool.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      In this study, the authors presented a novel cryoinjury model of liver damage and regeneration that reflects essential features of liver disease, including local fibrosis. Because of its rapid and consistent method, this model will be helpful and provide opportunities to delve into the molecular basis of liver regeneration. This manuscript also contains a high technique of visualization of the regenerating liver. The manuscript is well-written, and the points are clear. However, this form of manuscript might be overly descriptive, and adding functional, mechanical, or lineage tracing-based fate decision insights would make this manuscript significantly better.

      Major points:

      1. In this cryoinjury model, the authors found cell proliferation in hepatocytes, BECs, and other cell types near the injury site. The proliferating hepatocytes exclusively provide hepatocytes, and BECs provide BECs, or some transdifferentiation is involved? Like other extreme ablation models, BECs can contribute to some hepatocytes in this model.
      2. In this model, the authors observed the long-range effect of the cryoinjury as they identified increased cell proliferation in the contralateral liver lobes. Is this long-range effect specific to hepatocytes? BECs or endothelial cells also undergo increased cell proliferation in the contralateral lobes?
      3. This model is a unique liver regeneration model as it induces transient focal fibrosis. Is the fibrosis beneficial for liver regeneration? What happens if you reduce fibrosis pharmacologically? Will it interfere with the rate of regeneration?
      4. Do Lcp1+ leucocytes contribute to liver regeneration in this mode? In immunodeficiency models such as irf8 mutant, liver regeneration after cryoinjury changed?
      5. The CUBIC-clearing procedure is beneficial in the field. The quantitative benefit of the CUBIC-based method should be added. Supplement figures 1C and D need scale bars, especially for X-Z and Z-Y planes. Can you quantify the Z-plane depth that you can scan with or without CUBIC treatment?
      6. In the manuscript, the authors measured the injured area after the cryoinjury. But how about the depth of the injury? Does the procedure induce a relatively constant injury depth, or can it not be controlled? The total volume of injured tissue would be more important than the surface injured area.

      Minor points:

      1. The sham procedure means exposing the liver by removing the scale and cutting the skin, right? What is the survival rate of the sham procedure? Is the survival rate of sham group significantly lower than cryoinjury-induced group?
      2. The original RNA-seq data, including FASTQ files, should be deposited to NCBI (Gene Expression Omnibus) or other public databases.

      Significance

      The strength of this manuscript is that the authors established the new cryoinjury liver regeneration model. Compared to other models, this model introduced local fibrosis and relatively quick resolution of the fibrosis, which is unique to this model. Fibrosis is like a double-edged sword, as it can be a severe problem, but it may also enhance healing and regeneration. This useful model would advance our understanding of the role of fibrosis in liver regeneration. Also, this manuscript contains important new technologies, such as CUBIC-clearing, and will be helpful for the research field.

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      Reply to the reviewers

      Reply to the Reviewers

      We thank the referees for their careful reading of the manuscript and their valuable suggestions for improvements.

      General Statements:

      Existing SMC-based loop extrusion models successfully predict and characterize mesoscale genome spatial organization in vertebrate organisms, providing a valuable computational tool to the genome organization and chromatin biology fields. However, to date this approach is highly limited in its application beyond vertebrate organisms. This limitation arises because existing models require knowledge of CTCF binding sites, which act as effective boundary elements, blocking loop-extruding SMC complexes and thus defining TAD boundaries. However, CTCF is the predominant boundary element only in vertebrates. On the other hand, vertebrates only contain a small proportion of species in the tree of life, while TADs are nearly universal and SMC complexes are largely conserved. Thus, there is a pressing need for loop extrusion models capable of predicting Hi-C maps in organisms beyond vertebrates.

      The conserved-current loop extrusion (CCLE) model, introduced in this manuscript, extends the quantitative application of loop extrusion models in principle to any organism by liberating the model from the lack of knowledge regarding the identities and functions of specific boundary elements. By converting the genomic distribution of loop extruding cohesin into an ensemble of dynamic loop configurations via a physics-based approach, CCLE outputs three-dimensional (3D) chromatin spatial configurations that can be manifested in simulated Hi-C maps. We demonstrate that CCLE-generated maps well describe experimental Hi-C data at the TAD-scale. Importantly, CCLE achieves high accuracy by considering cohesin-dependent loop extrusion alone, consequently both validating the loop extrusion model in general (as opposed to diffusion-capture-like models proposed as alternatives to loop extrusion) and providing evidence that cohesin-dependent loop extrusion plays a dominant role in shaping chromatin organization beyond vertebrates.

      The success of CCLE unambiguously demonstrates that knowledge of the cohesin distribution is sufficient to reconstruct TAD-scale 3D chromatin organization. Further, CCLE signifies a shifted paradigm from the concept of localized, well-defined boundary elements, manifested in the existing CTCF-based loop extrusion models, to a concept also encompassing a continuous distribution of position-dependent loop extrusion rates. This new paradigm offers greater flexibility in recapitulating diverse features in Hi-C data than strictly localized loop extrusion barriers.

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      This manuscript presents a mathematical model for loop extrusion called the conserved-current loop extrusion model (CCLE). The model uses cohesin ChIP-Seq data to predict the Hi-C map and shows broad agreement between experimental Hi-C maps and simulated Hi-C maps. They test the model on Hi-C data from interphase fission yeast and meiotic budding yeast. The conclusion drawn by the authors is that peaks of cohesin represent loop boundaries in these situations, which they also propose extends to other organism/situations where Ctcf is absent.

      __Response: __

      We would like to point out that the referee's interpretation of our results, namely that, "The conclusion drawn by the authors is that peaks of cohesin represent loop boundaries in these situations, ...", is an oversimplification, that we do not subscribe to. The referee's interpretation of our model is correct when there are strong, localized barriers to loop extrusion; however, the CCLE model allows for loop extrusion rates that are position-dependent and take on a range of values. The CCLE model also allows the loop extrusion model to be applied to organisms without known boundary elements. Thus, the strict interpretation of the positions of cohesin peaks to be loop boundaries overlooks a key idea to emerge from the CCLE model.

      __ Major comments:__

      1. More recent micro-C/Hi-C maps, particularly for budding yeast mitotic cells and meiotic cells show clear puncta, representative of anchored loops, which are not well recapitulated in the simulated data from this study. However, such punta are cohesin-dependent as they disappear in the absence of cohesin and are enhanced in the absence of the cohesin release factor, Wapl. For example - see the two studies below. The model is therefore missing some key elements of the loop organisation. How do the authors explain this discrepency? It would also be very useful to test whether the model can predict the increased strength of loop anchors when Wapl1 is removed and cohesin levels increase.

      Costantino L, Hsieh TS, Lamothe R, Darzacq X, Koshland D. Cohesin residency determines chromatin loop patterns. Elife. 2020 Nov 10;9:e59889. doi: 10.7554/eLife.59889. PMID: 33170773; PMCID: PMC7655110. Barton RE, Massari LF, Robertson D, Marston AL. Eco1-dependent cohesin acetylation anchors chromatin loops and cohesion to define functional meiotic chromosome domains. Elife. 2022 Feb 1;11:e74447. doi: 10.7554/eLife.74447. Epub ahead of print. PMID: 35103590; PMCID: PMC8856730.

      __Response: __

      We are perplexed by this referee comment. While we agree that puncta representing loop anchors are a feature of Hi-C maps, as noted by the referee, we would reinforce that our CCLE simulations of meiotic budding yeast (Figs. 5A and 5B of the original manuscript) demonstrate an overall excellent description of the experimental meiotic budding yeast Hi-C map, including puncta arising from loop anchors. This CCLE model-experiment agreement for meiotic budding yeast is described and discussed in detail in the original manuscript and the revised manuscript (lines 336-401).

      To further emphasize and extend this point we now also address the Hi-C of mitotic budding yeast, which was not included the original manuscript. We have now added an entire new section of the revised manuscript entitled "CCLE Describes TADs and Loop Configurations in Mitotic S. cerevisiae" including the new Figure 6, which presents a comparison between a portion of the mitotic budding yeast Hi-C map from Costantino et al. and the corresponding CCLE simulation at 500 bp-resolution. In this case too, the CCLE model well-describes the data, including the puncta, further addressing the referee's concern that the CCLE model is missing some key elements of loop organization.

      Concerning the referee's specific comment about the role of Wapl, we note that in order to apply CCLE when Wapl is removed, the corresponding cohesin ChIP-seq in the absence of Wapl should be available. To our knowledge, such data is not currently available and therefore we have not pursued this explicitly. However, we would reinforce that as Wapl is a factor that promotes cohesin unloading, its role is already effectively represented in the optimized value for LEF processivity, which encompasses LEF lifetime. In other words, if Wapl has a substantial effect it will be captured already in this model parameter.

      1. Related to the point above, the simulated data has much higher resolution than the experimental data (1kb vs 10kb in the fission yeast dataset). Given that loop size is in the 20-30kb range, a good resolution is important to see the structural features of the chromosomes. Can the model observe these details that are averaged out when the resolution is increased?

      __Response: __

      We agree with the referee that higher resolution is preferable to low resolution. In practice, however, there is a trade-off between resolution and noise. The first experimental interphase fission yeast Hi-C data of Mizuguchi et al 2014 corresponds to 10 kb resolution. To compare our CCLE simulations to these published experimental data, as described in the original manuscript, we bin our 1-kb-resolution simulations to match the 10 kb experimental measurements. Nevertheless, CCLE can readily predict the interphase fission yeast Hi-C map at higher resolution by reducing the bin size (or, if necessary, reducing the lattice site size of the simulations themselves). In the revised manuscript, we have added comparisons between CCLE's predicted Hi-C maps and newer Micro-C data for S. pombe from Hsieh et al. (Ref. [50]) in the new Supplementary Figures 5-9. We have chosen to present these comparisons at 2 kb resolution, which is the same resolution for our meiotic budding yeast comparisons. Also included in Supplementary Figures 5-9 are comparisons between the original Hi-C maps of Mizuguchi et al. and the newer maps of Hsieh et al., binned to 10 kb resolution. Inspection of these figures shows that CCLE provides a good description of Hsieh et al.'s experimental Hi-C maps and does not reveal any major new features in the interphase fission yeast Hi-C map on the 10-100 kb scale, that were not already apparent from the Hi-C maps of Mizuguchi et al 2014. Thus, the CCLE model performs well across this range of effective resolutions.

      3. Transcription, particularly convergent has been proposed to confer boundaries to loop extrusion. Can the authors recapitulate this in their model?

      __Response: __

      In response to the suggestion of the reviewer we have now calculated the correlation between cohesin ChIP-seq and the locations of convergent gene pairs, which is now presented in Supplementary Figures 17 and 18. Accordingly, in the revised manuscript, we have added the following text to the Discussion (lines 482-498):

      "In vertebrates, CTCF defines the locations of most TAD boundaries. It is interesting to ask what might play that role in interphase S. pombe as well as in meiotic and mitotic S. cerevisiae. A number of papers have suggested that convergent gene pairs are correlated with cohesin ChIP-seq in both S. pombe [65, 66] and S. cerevisiae [66-71]. Because CCLE ties TADs to cohesin ChIP-seq, a strong correlation between cohesin ChIP-seq and convergent gene pairs would be an important clue to the mechanism of TAD formation in yeasts. To investigate this correlation, we introduce a convergent-gene variable that has a nonzero value between convergent genes and an integrated weight of unity for each convergent gene pair. Supplementary Figure 17A shows the convergent gene variable, so-defined, alongside the corresponding cohesin ChIP-seq for meiotic and mitotic S. cerevisiae. It is apparent from this figure that a peak in the ChIP-seq data is accompanied by a non-zero value of the convergent-gene variable in about 80% of cases, suggesting that chromatin looping in meiotic and mitotic S. cerevisiae may indeed be tied to convergent genes. Conversely, about 50% of convergent genes match peaks in cohesin ChIP-seq. The cross-correlation between the convergent-gene variable and the ChIP-seq of meiotic and mitotic S. cerevisiae is quantified in Supplementary Figures 17B and C. By contrast, in interphase S. pombe, cross-correlation between convergent genes and cohesin ChIP-seq in each of five considered regions is unobservably small (Supplementary Figure 18A), suggesting that convergent genes per se do not have a role in defining TAD boundaries in interphase S. pombe."

      Minor comments:

      1. In the discussion, the authors cite the fact that Mis4 binding sites do not give good prediction of the HI-C maps as evidence that Mis4 is not important for loop extrusion. This can only be true if the position of Mis4 measured by ChIP is a true reflection of Mis4 position. However, Mis4 binding to cohesin/chromatin is very dynamic and it is likely that this is too short a time scale to be efficiently cross-linked for ChIP. Conversely, extensive experimental data in vivo and in vitro suggest that stimulation of cohesin's ATPase by Mis4-Ssl3 is important for loop extrusion activity.

      __Response: __

      We apologize for the confusion on this point. We actually intended to convey that the absence of Mis4-Psc3 correlations in S. pombe suggests, from the point of view of CCLE, that Mis4 is not an integral component of loop-extruding cohesin, during the loop extrusion process itself. We agree completely that Mis4/Ssl3 is surely important for cohesin loading, and (given that cohesin is required for loop extrusion) Mis4/Ssl3 is therefore important for loop extrusion. Evidently, this part of our Discussion was lacking sufficient clarity. In response to both referees' comments, we have re-written the discussion of Mis4 and Pds5 to more carefully explain our reasoning and be more circumspect in our inferences. The re-written discussion is described below in response to Referee #2's comments.

      Nevertheless, on the topic of whether Nipbl-cohesin binding is too transient to be detected in ChIP-seq, the FRAP analysis presented by Rhodes et al. eLife 6:e30000 "Scc2/Nipbl hops between chromosomal cohesin rings after loading" indicates that, in HeLa cells, Nipbl has a residence time bound to cohesin of about 50 seconds. As shown in the bottom panel of Supplementary Fig. 7 in the original manuscript (and the bottom panel of Supplementary Fig. 20 in the revised manuscript), there is a significant cross-correlation (~0.2) between the Nipbl ChIP-seq and Smc1 ChIP-seq in humans, indicating that a transient association between Nipbl and cohesin can be (and in fact is) detected by ChIP-seq.

      1. *Inclusion of a comparison of this model compared to previous models (for example bottom up models) would be extremely useful. What is the improvement of this model over existing models? *

      __Response: __

      As stated in the original manuscript, as far as we are aware, "bottom up" models, that quantitatively describe the Hi-C maps of interphase fission yeast or meiotic budding yeast or, indeed, of eukaryotes other than vertebrates, do not exist. Bottom-up models would require knowledge of the relevant boundary elements (e.g. CTCF sites), which, as stated in the submitted manuscript, are generally unknown for fission yeast, budding yeast, and other non-vertebrate eukaryotes. The absence of such models is the reason that CCLE fills an important need. Since bottom-up models for cohesin loop extrusion in yeast do not exist, we cannot compare CCLE to the results of such models.

      In the revised manuscript we now explicitly compare the CCLE model to the only bottom-up type of model describing the Hi-C maps of non-vertebrate eukaryotes by Schalbetter et al. Nat. Commun. 10:4795 2019, which we did cite extensively in our original manuscript. Schalbetter et al. use cohesin ChIP-seq peaks to define the positions of loop extrusion barriers in meiotic S. cerevisiae, for which the relevant boundary elements are unknown. In their model, specifically, when a loop-extruding cohesin anchor encounters such a boundary element, it either passes through with a certain probability, as if no boundary element is present, or stops extruding completely until the cohesin unbinds and rebinds.

      In the revised manuscript we refer to this model as the "explicit barrier" model and have applied it to interphase S. pombe, using cohesin ChIP-seq peaks to define the positions of loop extrusion barriers. The corresponding simulated Hi-C map is presented in Supplementary Fig. 19 in comparison with the experimental Hi-C. It is evident that the explicit barrier model provides a poorer description of the Hi-C data of interphase S. pombe compared to the CCLE model, as indicated by the MPR and Pearson correlation scores. While the explicit barrier model appears capable of accurately reproducing Hi-C data with punctate patterns, typically accompanied by strong peaks in the corresponding cohesin ChIP-seq, it seems less effective in several conditions including interphase S. pombe, where the Hi-C data lacks punctate patterns and sharp TAD boundaries, and the corresponding cohesin ChIP-seq shows low-contrast peaks. The success of the CCLE model in describing the Hi-C data of both S. pombe and S. cerevisiae, which exhibit very different features, suggests that the current paradigm of localized, well-defined boundary elements may not be the only approach to understanding loop extrusion. By contrast, CCLE allows for a concept of continuous distribution of position-dependent loop extrusion rates, arising from the aggregate effect of multiple interactions between loop extrusion complexes and chromatin. This paradigm offers greater flexibility in recapitulating diverse features in Hi-C data than strictly localized loop extrusion barriers.

      We have also added the following paragraph in the Discussion section of the manuscript to elaborate this point (lines 499-521):

      "Although 'bottom-up' models which incorporate explicit boundary elements do not exist for non-vertebrate eukaryotes, one may wonder how well such LEF models, if properly modified and applied, would perform in describing Hi-C maps with diverse features. To this end, we examined the performance of the model described in Ref. [49] in describing the Hi-C map of interphase S. cerevisiae. Reference [49] uses cohesin ChIP-seq peaks in meiotic S. cerevisiae to define the positions of loop extrusion barriers which either completely stall an encountering LEF anchor with a certain probability or let it pass. We apply this 'explicit barrier' model to interphase S. pombe, using its cohesin ChIP-seq peaks to define the positions of loop extrusion barriers, and using Ref. [49]'s best-fit value of 0.05 for the pass-through probability. Supplementary Figure 19A presents the corresponding simulated Hi-C map the 0.3-1.3 kb region of Chr 2 of interphase S. pombe in comparison with the corresponding Hi-C data. It is evident that the explicit barrier model provides a poorer description of the Hi-C data of interphase S. pombe compared to the CCLE model, as indicated by the MPR and Pearson correlation scores of 1.6489 and 0.2267, respectively. While the explicit barrier model appears capable of accurately reproducing Hi-C data with punctate patterns, typically accompanied by strong peaks in the corresponding cohesin ChIP-seq, it seems less effective in cases such as in interphase S. pombe, where the Hi-C data lacks punctate patterns and sharp TAD boundaries, and the corresponding cohesin ChIP-seq shows low-contrast peaks. The success of the CCLE model in describing the Hi-C data of both S. pombe and S. cerevisiae, which exhibit very different features, suggests that the current paradigm of localized, well-defined boundary elements may not be the only approach to understanding loop extrusion. By contrast, CCLE allows for a concept of continuous distribution of position-dependent loop extrusion rates, arising from the aggregate effect of multiple interactions between loop extrusion complexes and chromatin. This paradigm offers greater flexibility in recapitulating diverse features in Hi-C data than strictly localized loop extrusion barriers."

      Reviewer #1 (Significance (Required)):

      This simple model is useful to confirm that cohesin positions dictate the position of loops, which was predicted already and proposed in many studies. However, it should be considered a starting point as it does not faithfully predict all the features of chromatin organisation, particularly at better resolution.

      Response:

      As described in more detail above, we do not agree with the assertion of the referee that the CCLE model "does not faithfully predict all the features of chromatin organization, particularly at better resolution" and provide additional new data to support the conclusion that the CCLE model provides a much needed approach to model non-vertebrate contact maps and outperforms the single prior attempt to predict budding yeast Hi-C data using information from cohesin ChIP-seq.

      *It will mostly be of interest to those in the chromosome organisation field, working in organisms or systems that do not have ctcf. *

      __Response: __

      We agree that this work will be of special interest to researchers working on chromatin organization of non-vertebrate organisms. We would reinforce that yeast are frequently used models for the study of cohesin, condensin, and chromatin folding more generally. Indeed, in the last two months alone there are two Molecular Cell papers, one Nature Genetics paper, and one Cell Reports paper where loop extrusion in yeast models is directly relevant. We also believe, however, that the model will be of interest for the field in general as it simultaneously encompasses various scenarios that may lead to slowing down or stalling of LEFs.

      This reviewer is a cell biologist working in the chromosome organisation field, but does not have modelling experience and therefore does not have the expertise to determine if the modelling part is mathematically sound and has assumed that it is.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary: Yuan et al. report on their development of an analytical model ("CCLE") for loop extrusion with genomic-position-dependent speed, with the idea of accounting for barriers to loop extrusion. They write down master equations for the probabilities of cohesin occupancy at each genomic site and obtain approximate steady-state solutions. Probabilities are governed by cohesin translocation, loading, and unloading. Using ChIP-seq data as an experimental measurement of these probabilities, they numerically fit the model parameters, among which are extruder density and processivity. Gillespie simulations with these parameters combined with a 3D Gaussian polymer model were integrated to generate simulated Hi-C maps and cohesin ChIP-seq tracks, which show generally good agreement with the experimental data. The authors argue that their modeling provides evidence that loop extrusion is the primary mechanism of chromatin organization on ~10-100 kb scales in S. pombe and S. cerevisiae.

      Major comments:

      1. I am unconvinced that this analysis specifically is sufficient to demonstrate that extrusion is the primary organizer of chromatin on these scales; moreover, the need to demonstrate this is questionable, as extrusion is widely accepted, even if not universally so. How is the agreement of CCLE with experiments more demonstrative of loop extrusion than previous modeling?

      __Response: __

      We agree with the referee's statement that "loop extrusion is extrusion is widely accepted, even if not universally so". We disagree with the referee that this state of affairs means that "the need to demonstrate this (i.e. loop extrusion) is questionable". On the contrary, studies that provide further compelling evidence that cohesin-based loop extrusion is the primary organizer of chromatin, such as ours, must surely be welcomed, first, in order to persuade those who remain unconvinced by the loop extrusion mechanism in general, and, secondly, because, until the present work, quantitative models of loop extrusion, capable of reproducing Hi-C maps quantitatively, in yeasts and other non-vertebrate eukaryotes have been lacking, leaving open the question of whether loop extrusion can describe Hi-C maps beyond vertebrates. CCLE has now answered that question in the affirmative. Moreover, the existence of a robust model to predict contact maps in non-vertebrate models, which are extensively used in the pursuit of research questions in chromatin biology, will be broadly enabling to the field.

      It is fundamental that if a simple, physically-plausible model/hypothesis is able to describe experimental data quantitatively, it is indeed appropriate to ascribe considerable weight to that model/hypothesis (until additional data become available to refute the model).

      How is the agreement of CCLE with experiments more demonstrative of loop extrusion than previous modeling?

      Response:

      As noted above and in the original manuscript, we are unaware of previous quantitative modeling of cohesin-based loop extrusion and the resultant Hi-C maps in organisms that lack CTCF, namely non-vertebrate eukaryotic models such as fission yeast or budding yeast, as we apply here. As noted in the original manuscript, previous quantitative modeling of Hi-C maps based on cohesin loop extrusion and CTCF boundary elements has been convincing that loop extrusion is indeed relevant in vertebrates, but the restriction to vertebrates excludes most of the tree of life.

      Below, the referee cites two examples of loop extrusion outside of vertebrates. The one that is suggested to correspond to yeast cells (Dequeker et al. Nature 606:197 2022) actually corresponds to mouse cells, which are vertebrate cells. The other one models the Hi-C map of the prokaryote, Bacillus subtilis, based on loop extrusion of the bacterial SMC complex thought to most resemble condensin (not cohesin), subject to barriers to loop extrusion that are related to genes or involving prokaryote-specific Par proteins (Brandao et al. PNAS 116:20489 2019). We have referenced this work in the revised manuscript but would reinforce that it lacks utility in predicting the contact maps for non-vertebrate eukaryotes.

      Relatedly, similar best fit values for S. pombe and S. cerevisiae might not point to a mechanistic conclusion (same "underlying mechanism" of loop extrusion), but rather to similar properties for loop-extruding cohesins in the two species.

      Response:

      In the revised manuscript, we have replaced "suggesting that the underlying mechanism that governs loop extrusion by cohesin is identical in both species" with "suggesting loop-extruding cohesins possess similar properties in both species" (lines 367-368).

      As an alternative, could a model with variable binding probability given by ChIP-seq and an exponential loop-size distribution work equally well? The stated lack of a dependence on extrusion timescale suggests that a static looping model might succeed. If not, why not?

      Response:

      A hypothetical mechanism that generates the same instantaneous loop distributions and correlations as loop extrusion would lead to the same Hi-C map as does loop extrusion. This circumstance is not confined to CCLE, but is equally applicable to previous CTCF-based loop extrusion models. It holds because Hi-C and ChIP-seq, and therefore models that seek to describe these measurements, provide a snapshot of the chromatin configuration at one instant of time.

      We would reinforce that there is no physical basis for a diffusion capture model with an approximately-exponential loop size distributions. Nevertheless, one can reasonably ask whether a physically-sensible diffusion capture model can simultaneously match cohesin ChIP-seq and Hi-C. Motivated by the referee's comment we have addressed this question and, accordingly, in the revised manuscript, we have added (1) an entire subsection entitled "Diffusion capture does not reproduce experimental interphase S. pombe Hi-C maps" (lines 303-335) and (2) Supplementary Figure 15. As we now demonstrate, the CCLE model vastly outperforms an equilibrium binding model in reproducing the experimental Hi-C maps and measured P(s).

      *2. I do not understand how the loop extrusion residence time drops out. As I understand it, Eq 9 converts ChIP-seq to lattice site probability (involving N_{LEF}, which is related to \rho, and \rho_c). Then, Eqs. 3-4 derive site velocities V_n and U_n if we choose rho, L, and \tau, with the latter being the residence time. This parameter is not specified anywhere and is claimed to be unimportant. It may be true that the choice of timescale is arbitrary in this procedure, but can the authors please clarify? *

      __Response: __

      As noted above, Hi-C and ChIP-seq both capture chromatin configuration at one instant in time. Therefore, such measurements cannot and do not provide any time-scale information, such as the loop extrusion residence time (LEF lifetime) or the mean loop extrusion rate. For this reason, neither our CCLE simulations, nor other researchers' previous simulations of loop extrusion in vertebrates with CTCF boundary elements, provide any time-scale information, because the experiments they seek to describe do not contain time-scale information. The Hi-C map simulations can and do provide information concerning the loop size, which is the product of the loop lifetime and the loop extrusion rate. Lines 304-305 of the revised manuscript include the text: "Because Hi-C and ChIP-seq both characterize chromatin configuration at a single instant of time, and do not provide any direct time-scale information, ..."

      In practice, we set the LEF lifetime to be some explicit value with arbitrary time-unit. We have added a sentence in the Methods that reads, "In practice, however, we set the LEF dissociation rate to 5e-4 time-unit-1 (equivalent to a lifetime of 2000 time-units), and the nominal LEF extrusion rate (aka \rho*L/\tau, see Supplementary Methods) can be determined from the given processivity" (lines 599-602), to clarify this point. We have also changed the terminology from "timesteps" to "LEF events" in the manuscript as the latter is more accurate for our purpose.

      1. The assumptions in the solution and application of the CCLE model are potentially constraining to a limited number of scenarios. In particular the authors specify that current due to binding/unbinding, A_n - D_n, is small. This assumption could be problematic near loading sites (centromeres, enhancers in higher eukaryotes, etc.) (where current might be dominated by A_n and V_n), unloading sites (D_n and V_{n-1}), or strong boundaries (D_n and V_{n-1}). The latter scenario is particularly concerning because the manuscript seems to be concerned with the presence of unidentified boundaries. This is partially mitigated by the fact that the model seems to work well in the chosen examples, but the authors should discuss the limitations due to their assumptions and/or possible methods to get around these limitations.

      4. Related to the above concern, low cohesin occupancy is interpreted as a fast extrusion region and high cohesin occupancy is interpreted as a slow region. But this might not be true near cohesin loading and unloading sites.

      __Response: __

      Our response to Referee 2's Comments 3. and 4. is that both in the original manuscript and in the revised manuscript we clearly delineate the assumptions underlying CCLE and we carefully assess the extent to which these assumptions are violated (lines 123-126 and 263-279 in the revised manuscript). For example, Supplementary Figure 12 shows that across the S. pombe genome as a whole, violations of the CCLE assumptions are small. Supplementary Figure 13 shows that violations are similarly small for meiotic S. cerevisiae. However, to explicitly address the concern of the referee, we have added the following sentences to the revised manuscript:

      Lines 277-279:

      "While loop extrusion in interphase S. pombe seems to well satisfy the assumptions underlying CCLE, this may not always be the case in other organisms."

      Lines 359-361:

      "In addition, the three quantities, given by Eqs. 6, 7, and 8, are distributed around zero with relatively small fluctuations (Supplementary Fig. 13), indicating that CCLE model is self-consistent in this case also."

      In the case of mitotic S. cerevisiae, Supplementary Figure 14 shows that these quantities are small for most of genomic locations, except near the cohesin ChIP-seq peaks. We ascribe these greater violations of CCLE's assumptions at the locations of cohesin peaks in part to the low processivity of mitotic cohesin in S. cerevisiae, compared to that of meiotic S. cerevisiae and interphase S. pombe, and in part to the low CCLE loop extrusion rate at the cohesin peaks. We have added a paragraph at the end of the Section "CCLE Describes TADs and Loop Configurations in Mitotic S. cerevisiae" to reflect these observations (lines 447-461).

      1. *The mechanistic insight attempted in the discussion, specifically with regard to Mis4/Scc2/NIPBL and Pds5, is problematic. First, it is not clear how the discussion of Nipbl and Pds5 is connected to the CCLE method; the justification is that CCLE shows cohesin distribution is linked to cohesin looping, which is already a questionable statement (point 1) and doesn't really explain how the model offers new insight into existing Nipbl and Pds5 data. *

      Furthermore, I believe that the conclusions drawn on this point are flawed, or at least, stated with too much confidence. The authors raise the curious point that Nipbl ChIP-seq does not correlate well with cohesin ChIP-seq, and use this as evidence that Nipbl is not a part of the loop-extruding complex in S. pombe, and it is not essential in humans. Aside from the molecular evidence in human Nipbl/cohesin (acknowledged by authors), there are other reasons to doubt this conclusion. First, depletion of Nipbl (rather than binding partner Mau2 as in ref 55) in mouse cells strongly inhibits TAD formation (Schwarzer et al. Nature 551:51 2017). Second, at least two studies have raised concerns about Nibpl ChIP-seq results: 1) Hu et al. Nucleic Acids Res 43:e132 2015, which shows that uncalibrated ChIP-seq can obscure the signal of protein localization throughout the genome due to the inability to distinguish from background * and 2) Rhodes et al. eLife 6:e30000, which uses FRAP to show that Nipbl binds and unbinds to cohesin rapidly in human cells, which could go undetected in ChIP-seq, especially when uncalibrated. It has not been shown that these dynamics are present in yeast, but there is no reason to rule it out yet.*

      Similar types of critiques could be applied to the discussion of Pds5. There is cross-correlation between Psc3 and Pds5 in S. pombe, but the authors are unable to account for whether Pds5 binding is transient and/or necessary to loop extrusion itself or, more importantly, whether Pds5 ChIP is associated with extrusive or cohesive cohesins; cross-correlation peaks at about 0.6, but note that by the authors own estimates, cohesive cohesins are approximately half of all cohesins in S. pombe (Table 3).

      *Due to the above issues, I suggest that the authors heavily revise this discussion to better reflect the current experimental understanding and the limited ability to draw such conclusions based on the current CCLE model. *

      __Response: __

      As stated above, our study demonstrates that the CCLE approach is able to take as input cohesin (Psc3) ChIP-seq data and produce as output simulated Hi-C maps that well reproduce the experimental Hi-C maps of interphase S. pombe and meiotic S. cerevisiae. This result is evident from the multiple Hi-C comparison figures in both the original and the revised manuscripts. In light of this circumstance, the referee's statement that it is "questionable", that CCLE shows that cohesin distribution (as quantified by cohesin ChIP-seq) is linked to cohesin looping (as quantified by Hi-C), is demonstrably incorrect.

      However, we did not intend to suggest that Nipbl and Pds5 are not crucial for cohesin loading, as the reviewer states. Rather, our inquiries relate to a more nuanced question of whether these factors only reside at loading sites or, instead, remain as a more long-lived constituent component of the loop extrusion complex. We regret any confusion and have endeavored to clarify this point in the revised manuscript in response to Referee 2's Comment 5. as well as Referee 1's Minor Comment 1. We have now better explained how the CCLE model may offer new insight from existing ChIP-seq data in general and from Mis4/Nipbl and Pds5 ChIP-seq, in particular. Accordingly, we have followed Referee 2's advice to heavily revise the relevant section of the Discussion.

      To this end, we have removed the following text from the original manuscript:

      "The fact that the cohesin distribution along the chromatin is strongly linked to chromatin looping, as evident by the success of the CCLE model, allows for new insights into in vivo LEF composition and function. For example, recently, two single-molecule studies [37, 38] independently found that Nipbl, which is the mammalian analogue of Mis4, is an obligate component of the loop-extruding human cohesin complex. Ref. [37] also found that cohesin complexes containing Pds5, instead of Nipbl, are unable to extrude loops. On this basis, Ref. [32] proposed that, while Nipbl-containing cohesin is responsible for loop extrusion, Pds5-containing cohesin is responsible for sister chromatid cohesion, neatly separating cohesin's two functions according to composition. However, the success of CCLE in interphase S. pombe, together with the observation that the Mis4 ChIP-seq signal is uncorrelated with the Psc3 ChIP-seq signal (Supplementary Fig. 7) allows us to infer that Mis4 cannot be a component of loop-extruding cohesin in S. pombe. On the other hand, Pds5 is correlated with Psc3 in S. pombe (Supplementary Fig. 7) suggesting that both proteins are involved in loop-extruding cohesin, contradicting a hypothesis that Pds5 is a marker for cohesive cohesin in S. pombe. In contrast to the absence of Mis4-Psc3 correlation in S. pombe, in humans, Nipbl ChIP-seq and Smc1 ChIP-seq are correlated (Supplementary Fig. 7), consistent with Ref. [32]'s hypothesis that Nipbl can be involved in loop-extruding cohesin in humans. However, Ref. [55] showed that human Hi-C contact maps in the absence of Nipbl's binding partner, Mau2 (Ssl3 in S. pombe [56]) show clear TADs, consistent with loop extrusion, albeit with reduced long-range contacts in comparison to wild-type maps, indicating that significant loop extrusion continues in live human cells in the absence of Nipbl-Mau2 complexes. These collected observations suggest the existence of two populations of loop-extruding cohesin complexes in vivo, one that involves Nipbl-Mau2 and one that does not. Both types are present in mammals, but only Mis4-Ssl3-independent loop-extruding cohesin is present in S. pombe."

      And we have replaced it by the following text in the revised manuscript (lines 533-568):

      "As noted above, the input for our CCLE simulations of chromatin organization in S. pombe, was the ChIP-seq of Psc3, which is a component of the cohesin core complex [75]. Accordingly, Psc3 ChIP-seq represents how the cohesin core complex is distributed along the genome. In S. pombe, the other components of the cohesin core complex are Psm1, Psm3, and Rad21. Because these proteins are components of the cohesin core complex, we expect that the ChIP-seq of any of these proteins would closely match the ChIP-seq of Psc3, and would equally well serve as input for CCLE simulations of S. pombe genome organization. Supplementary Figure 20C confirms significant correlations between Psc3 and Rad21. In light of this observation, we then reason that the CCLE approach offers the opportunity to investigate whether other proteins beyond the cohesin core are constitutive components of the loop extrusion complex during the extrusion process (as opposed to cohesin loading or unloading). To elaborate, if the ChIP-seq of a non-cohesin-core protein is highly correlated with the ChIP-seq of a cohesin core protein, we can infer that the protein in question is associated with the cohesin core and therefore is a likely participant in loop-extruding cohesin, alongside the cohesin core. Conversely, if the ChIP-seq of a putative component of the loop-extruding cohesin complex is uncorrelated with the ChIP-seq of a cohesin core protein, then we can infer that the protein in question is unlikely to be a component of loop-extruding cohesin, or at most is transiently associated with it.

      For example, in S. pombe, the ChIP-seq of the cohesin regulatory protein, Pds5 [74], is correlated with the ChIP-seq of Psc3 (Supplementary Fig. 20B) and with that of Rad21 (Supplementary Fig. 20D), suggesting that Pds5 can be involved in loop-extruding cohesin in S. pombe, alongside the cohesin core proteins. Interestingly, this inference concerning fission yeast cohesin subunit, Pds5, stands in contrast to the conclusion from a recent single-molecule study [38] concerning cohesin in vertebrates. Specifically, Reference [38] found that cohesin complexes containing Pds5, instead of Nipbl, are unable to extrude loops.

      Additionally, as noted above, in S. pombe the ChIP-seq signal of the cohesin loader, Mis4, is uncorrelated with the Psc3 ChIP-seq signal (Supplementary Fig. 20A), suggesting that Mis4 is, at most, a very transient component of loop-extruding cohesin in S. pombe, consistent with its designation as a "cohesin loader". However, both References [38] and [39] found that Nipbl (counterpart of S. pombe's Mis4) is an obligate component of the loop-extruding human cohesin complex, more than just a mere cohesin loader. Although CCLE has not yet been applied to vertebrates, from a CCLE perspective, the possibility that Nipbl may be required for the loop extrusion process in humans is bolstered by the observation that in humans Nipbl ChIP-seq and Smc1 ChIP-seq show significant correlations (Supplementary Fig. 20G), consistent with Ref. [32]'s hypothesis that Nipbl is involved in loop-extruding cohesin in vertebrates. A recent theoretical model of the molecular mechanism of loop extrusion by cohesin hypothesizes that transient binding by Mis4/Nipbl is essential for permitting directional reversals and therefore for two-sided loop extrusion [41]. Surprisingly, there are significant correlations between Mis4 and Pds5 in S. pombe (Supplementary Fig. 20E), indicating Pds5-Mis4 association, outside of the cohesin core complex."

      In response to Referee 2's specific comment that "at least two studies have raised concerns about Nibpl ChIP-seq results", we note (1) that, while Hu et al. Nucleic Acids Res 43:e132 2015 present a general method for calibrating ChIP-seq results, they do not measure Mis4/Nibpl ChIP-seq, nor do they raise any specific concerns about Mis4/Nipbl ChIP-seq, and (2) that (as noted above, in response to Referee 1's comment) while the FRAP analysis presented by Rhodes et al. eLife 6:e30000 indicates that, in HeLa cells, Nipbl has a residence time bound to cohesin of about 50 seconds, nevertheless, as shown in Supplementary Fig. 20G in the revised manuscript, there is a significant cross-correlation between the Nipbl ChIP-seq and Smc1 ChIP-seq in humans, indicating that a transient association between Nipbl and cohesin is detected by ChIP-seq, the referees' concerns notwithstanding.

      We thank the referee for pointing out Schwarzer et al. Nature 551:51 2017. However, our interpretation of these data is different than the referee's. As noted in our original manuscript, Nipbl has traditionally been considered to be a cohesin loading factor. If the role of Nipbl was solely to load cohesin, then we would expect that depleting Nipbl would have a major effect on the Hi-C map, because fewer cohesins are loaded onto the chromatin. Figure 2 of Schwarzer et al. Nature 551:51 2017, shows the effect of depleting Nibpl on a vertebrate Hi-C map. Even in this case when Nibpl is absent, this figure (Figure 2 of Schwarzer et al. Nature 551:51 2017) shows that TADs persist, albeit considerably attenuated. According to the authors' own analysis associated with Fig. 2 of their paper, these attenuated TADs correspond to a smaller number of loop-extruding cohesin complexes than in the presence of Nipbl. Since Nipbl is depleted, these loop-extruding cohesins necessarily cannot contain Nipbl. Thus, the data and analysis of Schwarzer et al. Nature 551:51 2017 actually seem consistent with the existence of a population of loop-extruding cohesin complexes that do not contain Nibpl.

      Concerning the referee's comment that we cannot be sure whether Pds5 ChIP is associated with extrusive or cohesive cohesin, we note that, as explained in the manuscript, we assume that the cohesive cohesins are uniformly distributed across the genome, and therefore that peaks in the cohesin ChIP-seq are associated with loop-extruding cohesins. The success of CCLE in describing Hi-C maps justifies this assumption a posteriori. Supplementary Figure 20B shows that the ChIP-seq of Pds5 is correlated with the ChIP-seq of Psc3 in S. pombe, that is, that peaks in the ChIP-seq of Psc3, assumed to derive from loop-extruding cohesin, are accompanied by peaks in the ChIP-seq of Pds5. This is the reasoning allowing us to associate Pds5 with loop-extruding cohesin in S. pombe.

      1. I suggest that the authors recalculate correlations for Hi-C maps using maps that are rescaled by the P(s) curves. As currently computed, most of the correlation between maps could arise from the characteristic decay of P(s) rather than smaller scale features of the contact maps. This could reduce the surprising observed correlation between distinct genomic regions in pombe (which, problematically, is higher than the observed correlation between simulation and experiment in cervisiae).

      Response:

      We thank the referee for this advice. Following this advice, throughout the revised manuscript, we have replaced our original calculation of the Pearson correlation coefficient of unscaled Hi-C maps with a calculation of the Pearson correlation coefficient of rescaled Hi-C maps. Since the MPR is formed from ratios of simulated to experimental Hi-C maps, this metric is unchanged by the proposed rescaling.

      As explained in the original manuscript, we attribute the lower experiment-simulation correlation in the meiotic budding yeast Hi-C maps to the larger statistical errors of the meiotic budding yeast dataset, which arises because of its higher genomic resolution - all else being equal we can expect 25 times the counts in a 10 kb x10 kb bin as in a 2 kb x 2 kb bin. For the same reason, we expect larger statistical errors in the mitotic budding yeast dataset as well. Lower correlations for noisier data are to be expected in general.

      *7. Please explain why the difference between right and left currents at any particular site, (R_n-L_n) / Rn+Ln, should be small. It seems easy to imagine scenarios where this might not be true, such as directional barriers like CTCF or transcribed genes. *

      __Response: __

      For simplicity, the present version of CCLE sets the site-dependent loop extrusion rates by assuming that the cohesin ChIP-seq signal has equal contributions from left and right anchors. Then, we carry out our simulations which subsequently allow us to examine the simulated left and right currents and their difference at every site. The distributions of normalized left-right difference currents are shown in Supplementary Figures 12B, 13B, and 14D, for interphase S. pombe, meiotic S. cerevisiae, and mitotic S. cerevisiae, respectively. They are all centered at zero with standard deviations of 0.12, 0.16, and 0.33. Thus, it emerges from our simulations that the difference current is indeed generally small.

      8. Optional, but I think would greatly improve the manuscript, but can the authors: a) analyze regions of high cohesin occupancy (assumed to be slow extrusion regions) to determine if there's anything special in these regions, such as more transcriptional activity

      __Response: __

      In response to Referee 1's similar comment, we have calculated the correlation between the locations of convergent genes and cohesin ChIP-seq. Supplementary Figure 18A in the revised manuscript shows that for interphase S. pombe no correlations are evident, whereas for both of meiotic and mitotic S. cerevisiae, there are significant correlations between these two quantities (Supplementary Fig. 17).

      *b) apply this methodology to vertebrate cell data *

      __Response: __

      The application of CCLE to vertebrate data is outside the scope of this paper which, as we have emphasized, has the goal of developing a model that can be robustly applied to non-vertebrate eukaryotic genomes. Nevertheless, CCLE is, in principle, applicable to all organisms in which loop extrusion by SMC complexes is the primary mechanism for chromatin spatial organization.

      1. *A Github link is provided but the code is not currently available. *

      __Response: __

      The code is now available.

      Minor Comments:

      1. Please state the simulated LEF lifetime, since the statement in the methods that 15000 timesteps are needed for equilibration of the LEF model is otherwise not meaningful. Additionally, please note that backbone length is not necessarily a good measure of steady state, since the backbone can be compacted to its steady-state value while the loop distribution continues to evolve toward its steady state.

      __Response: __

      The terminology "timesteps" used in the original manuscript in fact should mean "the number of LEF events performed" in the simulation. Therefore, we have changed the terminology from "timesteps" to "LEF events".

      The choice of 15000 LEF events is empirically determined to ensure that loop extrusion steady state is achieved, for the range of parameters considered. To address the referee's concern regarding the uncertainty of achieving steady state after 15000 LEF events, we compared two loop size distributions: each distribution encompasses 1000 data points, equally separated in time, one between LEF event 15000 and 35000, and the other between LEF event 80000 and 100000. The two distributions are within-errors identical, suggesting that the loop extrusion steady state is well achieved within 15000 LEF events.

      2. How important is the cohesive cohesin parameter in the model, e.g., how good are fits with \rho_c = 0?

      __Response: __

      As stated in the original manuscript, the errors on \rho_c on the order of 10%-20% (for S. pombe). Thus, fits with \rho_c=0 are significantly poorer than with the best-fit values of \rho_c.

      *3. A nice (but non-essential) supplemental visualization might be to show a scatter of sim cohesin occupancy vs. experiment ChIP. *

      __Response: __

      We have chosen not to do this, because we judge that the manuscript is already long enough. Figures 3A, 5D, and 6C already compare the experimental and simulated ChIP-seq, and these figures already contain more information than the figures proposed by the referee.

      1. *A similar calculation of Hi-C contacts based on simulated loop extruder positions using the Gaussian chain model was previously presented in Banigan et al. eLife 9:e53558 2020, which should be cited. *

      __Response: __

      We thank the referee for pointing out this citation. We have added it to the revised manuscript.

      1. It is stated that simulation agreement with experiments for cerevisiae is worse in part due to variability in the experiments, with MPR and Pearson numbers for cerevisiae replicates computed for reference. But these numbers are difficult to interpret without, for example, similar numbers for duplicate pombe experiments. Again, these numbers should be generated using Hi-C maps scaled by P(s), especially in case there are systematic errors in one replicate vs. another.

      __Response: __

      As noted above, throughout the revised manuscript, we now give the Pearson correlation coefficients of scaled-by-P(s) Hi-C maps.

      1. *In the model section, it is stated that LEF binding probabilities are uniformly distributed. Did the authors mean the probability is uniform across the genome or that the probability at each site is a uniformly distributed random number? Please clarify, and if the latter, explain why this unconventional assumption was made. *

      __Response: __

      It is the former. We have modified the manuscript to clarify that LEFs "initially bind to empty, adjacent chromatin lattice sites with a binding probability, that is uniformly distributed across the genome." (lines 587-588).

      *7. Supplement p4 line 86 - what is meant by "processivity of loops extruded by isolated LEFs"? "size of loops extruded by..." or "processivity of isolated LEFs"? *

      __Response: __

      Here "processivity of isolated LEFs" is defined as the processivity of one LEF without the interference (blocking) from other LEFs. We have changed "processivity of loops extruded by isolated LEFs" to "processivity of isolated LEFs" for clarity.

      1. The use of parentheticals in the caption to Table 2 is a little confusing; adding a few extra words would help.

      __Response: __

      In the revised manuscript, we have added an additional sentence, and have removed the offending parentheses.

      1. *Page 12 sentence line 315-318 is difficult to understand. The barrier parameter is apparently something from ref 47 not previously described in the manuscript. *

      __Response: __

      In the revised manuscript, we have removed mention of the "barrier parameter" from the discussion.

      1. *Statement on p14 line 393-4 is false: prior LEF models have not been limited to vertebrates, and the authors have cited some of them here. There are also non-vertebrate examples with extrusion barriers: genes as boundaries to condensin in bacteria (Brandao et al. PNAS 116:20489 2019) and MCM complexes as boundaries to cohesin in yeast (Dequeker et al. Nature 606:197 2022). *

      __Response: __

      In fact, Dequeker et al. Nature 606:197 2022 concerns the role of MCM complexes in blocking cohesin loop extrusion in mouse zygotes. Mouse is a vertebrate. The sole aspect of this paper, that is associated with yeast, is the observation of cohesin blocking by the yeast MCM bound to the ARS1 replication origin site, which is inserted on a piece of lambda phage DNA. No yeast genome is used in the experiment. Therefore, the referee is mistaken to suggest that this paper models yeast genome organization.

      We thank the referee for pointing out Brandao et al. PNAS 116:20489 2019, which includes the development of a tour-de-force model of condensin-based loop extrusion in the prokaryote, Bacillus subtilis, in the presence of gene barriers to loop extrusion. To acknowledge this paper, we have changed the objectionable sentence to now read (lines 571-575):

      "... prior LEF models have been overwhelmingly limited to vertebrates, which express CTCF and where CTCF is the principal boundary element. Two exceptions, in which the LEF model was applied to non-vertebrates, are Ref. [49], discussed above, and Ref. [76] (Brandao et al.), which models the Hi-C map of the prokaryote, Bacillus subtilis, on the basis of condensin loop extrusion with gene-dependent barriers."

      *Referees cross-commenting *

      I agree with the comments of Reviewer 1, which are interesting and important points that should be addressed.

      *Reviewer #2 (Significance (Required)):

      Analytically approaching extrusion by treating cohesin translocation as a conserved current is an interesting approach to modeling and analysis of extrusion-based chromatin organization. It appears to work well as a descriptive model. But I think there are major questions concerning the mechanistic value of this model, possible applications of the model, the provided interpretations of the model and experiments, and the limitations of the model under the current assumptions. I am unconvinced that this analysis specifically is sufficient to demonstrate that extrusion is the primary organizer of chromatin on these scales; moreover, the need to demonstrate this is questionable, as extrusion is widely accepted, even if not universally so. It is also unclear that the minimal approach of the CCLE necessarily offers an improved physical basis for modeling extrusion, as compared to previous efforts such as ref 47, as claimed by the authors. There are also questions about significance due to possible limitations of the model (detailed above). Applying the CCLE model to identify barriers would be interesting, but is not attempted. Overall, the work presents a reasonable analytical model and numerical method, but until the major comments above are addressed and some reasonable application or mechanistic value or interpretation is presented, the overall significance is somewhat limited.*

      __Response: __

      We agree with the referee that analytically approaching extrusion by treating cohesin translocation as a conserved current is an interesting approach to modeling and analysis of extrusion-based chromatin organization. We also agree with the referee that it works well as a descriptive model (of Hi-C maps in S. pombe and S. cerevisiae). Obviously, we disagree with the referee's other comments. For us, being able to describe the different-appearing Hi-C maps of interphase S. pombe (Fig. 1 and Supplementary Figures 1-9), meiotic S. cerevisiae (Fig. 5) and mitotic S. cerevisiae (Fig. 6), all with a common model with just a few fitting parameters that differ between these examples, is significant and novel. The reviewer prematurely ignores the fact that there are still debates about whether "diffusion-capture"-like model is the more dominant mechanism that shape chromatin spatial organization at the TAD-scale. Many works have argued that such models could describe TAD-scale chromatin organization, as cited in the revised manuscript (Refs. [11, 14, 15, 17, 20, 22-24, 55]). However, in contrast to the poor description of the Hi-C map using diffusion capture model (as demonstrated in the revised manuscript and Supplementary Fig. 15), the excellent experiment-simulation agreement achieved by CCLE provides compelling evidence that cohesin-based loop extrusion is indeed the primary organizer of TAD-scale chromatin.

      Importantly, CCLE provides a theoretical base for how loop extrusion models can be generalized and applied to organisms without known loop extrusion barriers. Our model also highlights that (and provides means to account for) distributed barriers that impede but do not strictly block LEFs could also impact chromatin configurations. This case might be of importance to organisms with CTCF motifs that infrequently coincide with TAD boundaries, for instance, in the case of Drosophila melanogaster. Moreover, CCLE promises theoretical descriptions of the Hi-C maps of other non-vertebrates in the future, extending the quantitative application of the LEF model across the tree of life. This too would be highly significant if successful.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      Yuan et al. report on their development of an analytical model ("CCLE") for loop extrusion with genomic-position-dependent speed, with the idea of accounting for barriers to loop extrusion. They write down master equations for the probabilities of cohesin occupancy at each genomic site and obtain approximate steady-state solutions. Probabilities are governed by cohesin translocation, loading, and unloading. Using ChIP-seq data as an experimental measurement of these probabilities, they numerically fit the model parameters, among which are extruder density and processivity. Gillespie simulations with these parameters combined with a 3D Gaussian polymer model were integrated to generate simulated Hi-C maps and cohesin ChIP-seq tracks, which show generally good agreement with the experimental data. The authors argue that their modeling provides evidence that loop extrusion is the primary mechanism of chromatin organization on ~10-100 kb scales in S. pombe and S. cerevisiae.

      Major comments:

      1. I am unconvinced that this analysis specifically is sufficient to demonstrate that extrusion is the primary organizer of chromatin on these scales; moreover, the need to demonstrate this is questionable, as extrusion is widely accepted, even if not universally so. How is the agreement of CCLE with experiments more demonstrative of loop extrusion than previous modeling? Relatedly, similar best fit values for S. pombe and S. cerevisiae might not point to a mechanistic conclusion (same "underlying mechanism" of loop extrusion), but rather to similar properties for loop-extruding cohesins in the two species. As an alternative, could a model with variable binding probability given by ChIP-seq and an exponential loop-size distribution work equally well? The stated lack of a dependence on extrusion timescale suggests that a static looping model might succeed. If not, why not?
      2. I do not understand how the loop extrusion residence time drops out. As I understand it, Eq 9 converts ChIP-seq to lattice site probability (involving N_{LEF}, which is related to \rho, and \rho_c). Then, Eqs. 3-4 derive site velocities V_n and U_n if we choose rho, L, and \tau, with the latter being the residence time. This parameter is not specified anywhere and is claimed to be unimportant. It may be true that the choice of timescale is arbitrary in this procedure, but can the authors please clarify?
      3. The assumptions in the solution and application of the CCLE model are potentially constraining to a limited number of scenarios. In particular the authors specify that current due to binding/unbinding, A_n - D_n, is small. This assumption could be problematic near loading sites (centromeres, enhancers in higher eukaryotes, etc.) (where current might be dominated by A_n and V_n), unloading sites (D_n and V_{n-1}), or strong boundaries (D_n and V_{n-1}). The latter scenario is particularly concerning because the manuscript seems to be concerned with the presence of unidentified boundaries. This is partially mitigated by the fact that the model seems to work well in the chosen examples, but the authors should discuss the limitations due to their assumptions and/or possible methods to get around these limitations.
      4. Related to the above concern, low cohesin occupancy is interpreted as a fast extrusion region and high cohesin occupancy is interpreted as a slow region. But this might not be true near cohesin loading and unloading sites.
      5. The mechanistic insight attempted in the discussion, specifically with regard to Mis4/Scc2/NIPBL and Pds5, is problematic. First, it is not clear how the discussion of Nipbl and Pds5 is connected to the CCLE method; the justification is that CCLE shows cohesin distribution is linked to cohesin looping, which is already a questionable statement (point 1) and doesn't really explain how the model offers new insight into existing Nipbl and Pds5 data.

      Furthermore, I believe that the conclusions drawn on this point are flawed, or at least, stated with too much confidence. The authors raise the curious point that Nipbl ChIP-seq does not correlate well with cohesin ChIP-seq, and use this as evidence that Nipbl is not a part of the loop-extruding complex in S. pombe, and it is not essential in humans. Aside from the molecular evidence in human Nipbl/cohesin (acknowledged by authors), there are other reasons to doubt this conclusion. First, depletion of Nipbl (rather than binding partner Mau2 as in ref 55) in mouse cells strongly inhibits TAD formation (Schwarzer et al. Nature 551:51 2017). Second, at least two studies have raised concerns about Nibpl ChIP-seq results: 1) Hu et al. Nucleic Acids Res 43:e132 2015, which shows that uncalibrated ChIP-seq can obscure the signal of protein localization throughout the genome due to the inability to distinguish from background and 2) Rhodes et al. eLife 6:e30000, which uses FRAP to show that Nipbl binds and unbinds to cohesin rapidly in human cells, which could go undetected in ChIP-seq, especially when uncalibrated. It has not been shown that these dynamics are present in yeast, but there is no reason to rule it out yet.

      Similar types of critiques could be applied to the discussion of Pds5. There is cross-correlation between Psc3 and Pds5 in S. pombe, but the authors are unable to account for whether Pds5 binding is transient and/or necessary to loop extrusion itself or, more importantly, whether Pds5 ChIP is associated with extrusive or cohesive cohesins; cross-correlation peaks at about 0.6, but note that by the authors own estimates, cohesive cohesins are approximately half of all cohesins in S. pombe (Table 3).

      Due to the above issues, I suggest that the authors heavily revise this discussion to better reflect the current experimental understanding and the limited ability to draw such conclusions based on the current CCLE model. 6. I suggest that the authors recalculate correlations for Hi-C maps using maps that are rescaled by the P(s) curves. As currently computed, most of the correlation between maps could arise from the characteristic decay of P(s) rather than smaller scale features of the contact maps. This could reduce the surprising observed correlation between distinct genomic regions in pombe (which, problematically, is higher than the observed correlation between simulation and experiment in cervisiae). 7. Please explain why the difference between right and left currents at any particular site, (R_n-L_n) / Rn+Ln, should be small. It seems easy to imagine scenarios where this might not be true, such as directional barriers like CTCF or transcribed genes. 8. Optional, but I think would greatly improve the manuscript, but can the authors: a) analyze regions of high cohesin occupancy (assumed to be slow extrusion regions) to determine if there's anything special in these regions, such as more transcriptional activity

      b) apply this methodology to vertebrate cell data 9. A Github link is provided but the code is not currently available.

      Minor Comments:

      1. Please state the simulated LEF lifetime, since the statement in the methods that 15000 timesteps are needed for equilibration of the LEF model is otherwise not meaningful. Additionally, please note that backbone length is not necessarily a good measure of steady state, since the backbone can be compacted to its steady-state value while the loop distribution continues to evolve toward its steady state.
      2. How important is the cohesive cohesin parameter in the model, e.g., how good are fits with \rho_c = 0?
      3. A nice (but non-essential) supplemental visualization might be to show a scatter of sim cohesin occupancy vs. experiment ChIP.
      4. A similar calculation of Hi-C contacts based on simulated loop extruder positions using the Gaussian chain model was previously presented in Banigan et al. eLife 9:e53558 2020, which should be cited.
      5. It is stated that simulation agreement with experiments for cerevisiae is worse in part due to variability in the experiments, with MPR and Pearson numbers for cerevisiae replicates computed for reference. But these numbers are difficult to interpret without, for example, similar numbers for duplicate pombe experiments. Again, these numbers should be generated using Hi-C maps scaled by P(s), especially in case there are systematic errors in one replicate vs. another.
      6. In the model section, it is stated that LEF binding probabilities are uniformly distributed. Did the authors mean the probability is uniform across the genome or that the probability at each site is a uniformly distributed random number? Please clarify, and if the latter, explain why this unconventional assumption was made.
      7. Supplement p4 line 86 - what is meant by "processivity of loops extruded by isolated LEFs"? "size of loops extruded by..." or "processivity of isolated LEFs"?
      8. The use of parentheticals in the caption to Table 2 is a little confusing; adding a few extra words would help.
      9. Page 12 sentence line 315-318 is difficult to understand. The barrier parameter is apparently something from ref 47 not previously described in the manuscript.
      10. Statement on p14 line 393-4 is false: prior LEF models have not been limited to vertebrates, and the authors have cited some of them here. There are also non-vertebrate examples with extrusion barriers: genes as boundaries to condensin in bacteria (Brandao et al. PNAS 116:20489 2019) and MCM complexes as boundaries to cohesin in yeast (Dequeker et al. Nature 606:197 2022).

      Referees cross-commenting

      I agree with the comments of Reviewer 1, which are interesting and important points that should be addressed.

      Significance

      Analytically approaching extrusion by treating cohesin translocation as a conserved current is an interesting approach to modeling and analysis of extrusion-based chromatin organization. It appears to work well as a descriptive model. But I think there are major questions concerning the mechanistic value of this model, possible applications of the model, the provided interpretations of the model and experiments, and the limitations of the model under the current assumptions. I am unconvinced that this analysis specifically is sufficient to demonstrate that extrusion is the primary organizer of chromatin on these scales; moreover, the need to demonstrate this is questionable, as extrusion is widely accepted, even if not universally so. It is also unclear that the minimal approach of the CCLE necessarily offers an improved physical basis for modeling extrusion, as compared to previous efforts such as ref 47, as claimed by the authors. There are also questions about significance due to possible limitations of the model (detailed above). Applying the CCLE model to identify barriers would be interesting, but is not attempted. Overall, the work presents a reasonable analytical model and numerical method, but until the major comments above are addressed and some reasonable application or mechanistic value or interpretation is presented, the overall significance is somewhat limited.

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      Referee #1

      Evidence, reproducibility and clarity

      This manuscript presents a mathematical model for loop extrusion called the conserved-current loop extrusion model (CCLE). The model uses cohesin ChIP-Seq data to predict the Hi-C map and shows broad agreement between experimental Hi-C maps and simulated Hi-C maps. They test the model on Hi-C data from interphase fission yeast and meiotic budding yeast. The conclusion drawn by the authors is that peaks of cohesin represent loop boundaries in these situations, which they also propose extends to other organism/situations where Ctcf is absent.

      Major comments

      1. More recent micro-C/Hi-C maps, particularly for budding yeast mitotic cells and meiotic cells show clear puncta, representative of anchored loops, which are not well recapitulated in the simulated data from this study. However, such punta are cohesin-dependent as they disappear in the absence of cohesin and are enhanced in the absence of the cohesin release factor, Wapl. For example - see the two studies below. The model is therefore missing some key elements of the loop organisation. How do the authors explain this discrepency? It would also be very useful to test whether the model can predict the increased strength of loop anchors when Wapl1 is removed and cohesin levels increase.

      Costantino L, Hsieh TS, Lamothe R, Darzacq X, Koshland D. Cohesin residency determines chromatin loop patterns. Elife. 2020 Nov 10;9:e59889. doi: 10.7554/eLife.59889. PMID: 33170773; PMCID: PMC7655110. Barton RE, Massari LF, Robertson D, Marston AL. Eco1-dependent cohesin acetylation anchors chromatin loops and cohesion to define functional meiotic chromosome domains. Elife. 2022 Feb 1;11:e74447. doi: 10.7554/eLife.74447. Epub ahead of print. PMID: 35103590; PMCID: PMC8856730. 2. Related to the point above, the simulated data has much higher resolution than the experimental data (1kb vs 10kb in the fission yeast dataset). Given that loop size is in the 20-30kb range, a good resolution is important to see the structural features of the chromosomes. Can the model observe these details that are averaged out when the resolution is increased? 3. Transcription, particularly convergent has been proposed to confer boundaries to loop extrusion. Can the authors recapitulate this in their model?

      Minor comments

      1. In the discussion, the authors cite the fact that Mis4 binding sites do not give good prediction of the HI-C maps as evidence that Mis4 is not important for loop extrusion. This can only be true if the position of Mis4 measured by ChIP is a true reflection of Mis4 position. However, Mis4 binding to cohesin/chromatin is very dynamic and it is likely that this is too short a time scale to be efficiently cross-linked for ChIP. Conversely, extensive experimental data in vivo and in vitro suggest that stimulation of cohesin's ATPase by Mis4-Ssl3 is important for loop extrusion activity.
      2. Inclusion of a comparison of this model compared to previous models (for example bottom up models) would be extremely useful. What is the improvement of this model over existing models?

      Significance

      This simple model is useful to confirm that cohesin positions dictate the position of loops, which was predicted already and proposed in many studies. However, it should be considered a starting point as it does not faithfully predict all the features of chromatin organisation, particularly at better resolution. It will mostly be of interest to those in the chromosome organisation field, working in organisms or systems that do not have ctcf.

      This reviewer is a cell biologist working in the chromosome organisation field, but does not have modelling experience and therefore does not have the expertise to determine if the modelling part is mathematically sound and has assumed that it is.

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      Reply to the reviewers

      *Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      I have trialled the package on my lab's data and it works as advertised. It was straightforward to use and did not require any special training. I am confident this is a tool that will be approachable even to users with limited computational experience. The use of artificial data to validate the approach - and to provide clear limits on applicability - is particularly helpful.

      The main limitation of the tool is that it requires the user to manually select regions. This somewhat limits the generalisability and is also more subjective - users can easily choose "nice" regions that better match with their hypothesis, rather than quantifying the data in an unbiased manner. However, given the inherent challenges in quantifying biological data, such problems are not easily circumventable.

      *

      * I have some comments to clarify the manuscript:

      1. A "straightforward installation" is mentioned. Given this is a Method paper, the means of installation should be clearly laid out.*

      __This sentence is now modified. In the revised manuscript we now describe how to install the toolset and we give the link to the toolset website if further information is needed. __On this website, we provide a full video tutorial and a user manual. The user manual is provided as a supplementary material of the manuscript.

      * It would be helpful if there was an option to generate an output with the regions analysed (i.e., a JPG image with the data and the drawn line(s) on top). There are two reasons for this: i) A major problem with user-driven quantification is accidental double counting of regions (e.g., a user quantifies a part of an image and then later quantifies the same region). ii) Allows other users to independently verify measurements at a later time.*

      We agree that it is helpful to save the analyzed regions. To answer this comment and the other two reviewers' comments pointing at a similar feature, we have now included an automatic saving of the regions of interest. The user will be able to reopen saved regions of interest using a new function we included in the new version of PatternJ.

      * 3. Related to the above point, it is highlighted that each time point would need to be analysed separately (line 361-362). It seems like it should be relatively straightforward to allow a function where the analysis line can be mapped onto the next time point. The user could then adjust slightly for changes in position, but still be starting from near the previous timepoint. Given how prevalent timelapse imaging is, this seems like (or something similar) a clear benefit to add to the software.*

      We agree that the analysis of time series images can be a useful addition. We have added the analysis of time-lapse series in the new version of PatternJ. The principles behind the analysis of time-lapse series and an example of such analysis are provided in Figure 1 - figure supplement 3 and Figure 5, with accompanying text lines 140-153 and 360-372. The analysis includes a semi-automated selection of regions of interest, which will make the analysis of such sequences more straightforward than having to draw a selection on each image of the series. The user is required to draw at least two regions of interest in two different frames, and the algorithm will automatically generate regions of interest in frames in which selections were not drawn. The algorithm generates the analysis immediately after selections are drawn by the user, which includes the tracking of the reference channel.

      * Line 134-135. The level of accuracy of the searching should be clarified here. This is discussed later in the manuscript, but it would be helpful to give readers an idea at this point what level of tolerance the software has to noise and aperiodicity.

      *

      We agree with the reviewer that a clarification of this part of the algorithm will help the user better understand the manuscript.__ We have modified the sentence to clarify the range of search used and the resulting limits in aperiodicity (now lines 176-181). __Regarding the tolerance to noise, it is difficult to estimate it a priori from the choice made at the algorithm stage, so we prefer to leave it to the validation part of the manuscript. We hope this solution satisfies the reviewer and future users.

      *

      **Referees cross-commenting**

      I think the other reviewer comments are very pertinent. The authors have a fair bit to do, but they are reasonable requests. So, they should be encouraged to do the revisions fully so that the final software tool is as useful as possible.

      Reviewer #1 (Significance (Required)):

      Developing software tools for quantifying biological data that are approachable for a wide range of users remains a longstanding challenge. This challenge is due to: (1) the inherent problem of variability in biological systems; (2) the complexity of defining clearly quantifiable measurables; and (3) the broad spread of computational skills amongst likely users of such software.

      In this work, Blin et al., develop a simple plugin for ImageJ designed to quickly and easily quantify regular repeating units within biological systems - e.g., muscle fibre structure. They clearly and fairly discuss existing tools, with their pros and cons. The motivation for PatternJ is properly justified (which is sadly not always the case with such software tools).

      Overall, the paper is well written and accessible. The tool has limitations but it is clearly useful and easy to use. Therefore, this work is publishable with only minor corrections.

      *We thank the reviewer for the positive evaluation of PatternJ and for pointing out its accessibility to the users.

      *

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      # Summary

      The authors present an ImageJ Macro GUI tool set for the quantification of one-dimensional repeated patterns that are commonly occurring in microscopy images of muscles.

      # Major comments

      In our view the article and also software could be improved in terms of defining the scope of its applicability and user-ship. In many parts the article and software suggest that general biological patterns can be analysed, but then in other parts very specific muscle actin wordings are used. We are pointing this out in the "Minor comments" sections below. We feel that the authors could improve their work by making a clear choice here. One option would be to clearly limit the scope of the tool to the analysis of actin structures in muscles. In this case we would recommend to also rename the tool, e.g. MusclePatternJ. The other option would be to make the tool about the generic analysis of one-dimensional patterns, maybe calling the tool LinePatternJ. In the latter case we would recommend to remove all actin specific wordings from the macro tool set and also the article should be in parts slightly re-written.

      *

      We agree with the reviewer that our initial manuscript used a mix of general and muscle-oriented vocabulary, which could make the use of PatternJ confusing especially outside of the muscle field. To make PatternJ useful for the largest community, we corrected the manuscript and the PatternJ toolset to provide the general vocabulary needed to make it understandable for every biologist. We modified the manuscript accordingly.

      * # Minor/detailed comments

      # Software

      We recommend considering the following suggestions for improving the software.

      ## File and folder selection dialogs

      In general, clicking on many of the buttons just opens up a file-browser dialog without any further information. For novel users it is not clear what the tool expects one to select here. It would be very good if the software could be rewritten such that there are always clear instructions displayed about which file or folder one should open for the different buttons.*

      We experienced with the current version of macOS that the file-browser dialog does not display any message; we suspect this is the issue raised by the reviewer. This is a known issue of Fiji on Mac and all applications on Mac since 2016. We provided guidelines in the user manual and on the tutorial video to correct this issue by changing a parameter in Fiji. Given the issues the reviewer had accessing the material on the PatternJ website, which we apologize for, we understand the issue raised. We added an extra warning on the PatternJ website to point at this problem and its solution. Additionally, we have limited the file-browser dialog appearance to what we thought was strictly necessary. Thus, the user will experience fewer prompts, speeding up the analysis.

      *

      ## Extract button

      The tool asks one to specify things like whether selections are drawn "M-line-to-M-line"; for users that are not experts in muscle morphology this is not understandable. It would be great to find more generally applicable formulations. *

      We agree that this muscle-oriented vocabulary can make the use of PatternJ confusing. We have now corrected the user interface to provide both general and muscle-specific vocabulary ("center-to-center or edge-to-edge (M-line-to-M-line or Z-disc-to-Z-disc)").*

      ## Manual selection accuracy

      The 1st step of the analysis is always to start from a user hand-drawn profile across intensity patterns in the image. However, this step can cause inaccuracy that varies with the shape and curve of the line profile drawn. If not strictly perpendicular to for example the M line patterns, the distance between intensity peaks will be different. This will be more problematic when dealing with non-straight and parallelly poised features in the image. If the structure is bended with a curve, the line drawn over it also needs to reproduce this curve, to precisely capture the intensity pattern. I found this limits the reproducibility and easy-usability of the software.*

      We understand the concern of the reviewer. On curved selections this will be an issue that is difficult to solve, especially on "S" curved or more complex selections. The user will have to be very careful in these situations. On non-curved samples, the issue may be concerning at first sight, but the errors go with the inverse of cosine and are therefore rather low. For example, if the user creates a selection off by 5 degrees, which is visually obvious, lengths will be affected by an increase of only 0.38%. The point raised by the reviewer is important to discuss, and we therefore added a paragraph to comment on the choice of selection (lines 94-98) and a supplementary figure to help make it clear (Figure 1 - figure supplement 1).*

      ### Reproducibility

      Since the line profile drawn on the image is the first step and very essential to the entire process, it should be considered to save together with the analysis result. For example, as ImageJ ROI or ROIset files that can be re-imported, correctly positioned, and visualized in the measured images. This would greatly improve the reproducibility of the proposed workflow. In the manuscript, only the extracted features are being saved (because the save button is also just asking for a folder containing images, so I cannot verify its functionality). *

      We agree that this is a very useful and important feature. We have added ROI automatic saving. Additionally, we now provide a simplified import function of all ROIs generated with PatternJ and the automated extraction and analysis of the list of ROIs. This can be done from ROIs generated previously in PatternJ or with ROIs generated from other ImageJ/Fiji algorithms. These new features are described in the manuscript in lines 120-121 and 130-132.

      *

      ## ? button

      It would be great if that button would open up some usage instructions.

      *

      We agree with the reviewer that the "?" button can be used in a better way. We have replaced this button with a Help menu, including a simple tutorial showing a series of images detailing the steps to follow by the user, a link to the user website, and a link to our video tutorial.

      * ## Easy improvement of workflow

      I would suggest a reasonable expansion of the current workflow, by fitting and displaying 2D lines to the band or line structure in the image, that form the "patterns" the author aims to address. Thus, it extracts geometry models from the image, and the inter-line distance, and even the curve formed by these sets of lines can be further analyzed and studied. These fitted 2D lines can be also well integrated into ImageJ as Line ROI, and thus be saved, imported back, and checked or being further modified. I think this can largely increase the usefulness and reproducibility of the software.

      *

      We hope that we understood this comment correctly. We had sent a clarification request to the editor, but unfortunately did not receive an answer within the requested 4 weeks of this revision. We understood the following: instead of using our 1D approach, in which we extract positions from a profile, the reviewer suggests extracting the positions of features not as a single point, but as a series of coordinates defining its shape. If this is the case, this is a major modification of the tool that is beyond the scope of PatternJ. We believe that keeping our tool simple, makes it robust. This is the major strength of PatternJ. Local fitting will not use line average for instance, which would make the tool less reliable.

      * # Manuscript

      We recommend considering the following suggestions for improving the manuscript. Abstract: The abstract suggests that general patterns can be quantified, however the actual tool quantifies specific subtypes of one-dimensional patterns. We recommend adapting the abstract accordingly.

      *

      We modified the abstract to make this point clearer.

      * Line 58: Gray-level co-occurrence matrix (GLCM) based feature extraction and analysis approach is not mentioned nor compared. At least there's a relatively recent study on Sarcomeres structure based on GLCM feature extraction: https://github.com/steinjm/SotaTool with publication: *https://doi.org/10.1002/cpz1.462

      • *

      We thank the reviewer for making us aware of this publication. We cite it now and have added it to our comparison of available approaches.

      * Line 75: "...these simple geometrical features will address most quantitative needs..." We feel that this may be an overstatement, e.g. we can imagine that there should be many relevant two-dimensional patterns in biology?!*

      We have modified this sentence to avoid potential confusion (lines 76-77).

      • *

      • Line 83: "After a straightforward installation by the user, ...". We think it would be convenient to add the installation steps at this place into the manuscript. *

      __This sentence is now modified. We now mention how to install the toolset and we provide the link to the toolset website, if further information is needed (lines 86-88). __On the website, we provide a full video tutorial and a user manual.

      * Line 87: "Multicolor images will give a graph with one profile per color." The 'Multicolor images' here should be more precisely stated as "multi-channel" images. Multi-color images could be confused with RGB images which will be treated as 8-bit gray value (type conversion first) images by profile plot in ImageJ. *

      We agree with the reviewer that this could create some confusion. We modified "multicolor" to "multi-channel".

      * Line 92: "...such as individual bands, blocks, or sarcomeric actin...". While bands and blocks are generic pattern terms, the biological term "sarcomeric actin" does not seem to fit in this list. Could a more generic wording be found, such as "block with spike"? *

      We agree with the reviewer that "sarcomeric actin" alone will not be clear to all readers. We modified the text to "block with a central band, as often observed in the muscle field for sarcomeric actin" (lines 103-104). The toolset was modified accordingly.

      * Line 95: "the algorithm defines one pattern by having the features of highest intensity in its centre". Could this be rephrased? We did not understand what that exactly means.*

      We agree with the reviewer that this was not clear. We rewrote this paragraph (lines 101-114) and provided a supplementary figure to illustrate these definitions (Figure 1 - figure supplement 2).

      * Line 124 - 147: This part the only description of the algorithm behind the feature extraction and analysis, but not clearly stated. Many details are missing or assumed known by the reader. For example, how it achieved sub-pixel resolution results is not clear. One can only assume that by fitting Gaussian to the band, the center position (peak) thus can be calculated from continuous curves other than pixels. *

      Note that the two sentences introducing this description are "Automated feature extraction is the core of the tool. The algorithm takes multiple steps to achieve this (Fig. S2):". We were hoping this statement was clear, but the reviewer may refer to something else. We agree that the description of some of the details of the steps was too quick. We have now expanded the description where needed.

      * Line 407: We think the availability of both the tool and the code could be improved. For Fiji tools it is common practice to create an Update Site and to make the code available on GitHub. In addition, downloading the example file (https://drive.google.com/file/d/1eMazyQJlisWPwmozvyb8VPVbfAgaH7Hz/view?usp=drive_link) required a Google login and access request, which is not very convenient; in fact, we asked for access but it was denied. It would be important for the download to be easier, e.g. from GitHub or Zenodo.

      *

      We are sorry for issues encountered when downloading the tool and additional material. We thank the reviewer for pointing out these issues that limited the accessibility of our tool. We simplified the downloading procedure on the website, which does not go through the google drive interface nor requires a google account. Additionally, for the coder community the code, user manual and examples are now available from GitHub at github.com/PierreMangeol/PatternJ, and are provided as supplementary material with the manuscript. To our knowledge, update sites work for plugins but not for macro toolsets. Having experience sharing our codes with non-specialists, a classical website with a tutorial video is more accessible than more coder-oriented websites, which deter many users.

      * Reviewer #2 (Significance (Required)):

      The strength of this study is that a tool for the analysis of one-dimensional repeated patterns occurring in muscle fibres is made available in the accessible open-source platform ImageJ/Fiji. In the introduction to the article the authors provide an extensive review of comparable existing tools. Their new tool fills a gap in terms of providing an easy-to-use software for users without computational skills that enables the analysis of muscle sarcomere patterns. We feel that if the below mentioned limitations could be addressed the tool could indeed be valuable to life scientists interested in muscle patterning without computational skills.

      In our view there are a few limitations, including the accessibility of example data and tutorials at sites.google.com/view/patternj, which we had trouble to access. In addition, we think that the workflow in Fiji, which currently requires pressing several buttons in the correct order, could be further simplified and streamlined by adopting some "wizard" approach, where the user is guided through the steps.

      *As answered above, the links on the PatternJ website are now corrected. Regarding the workflow, we now provide a Help menu with:

      1. __a basic set of instructions to use the tool, __
      2. a direct link to the tutorial video in the PatternJ toolset
      3. a direct link to the website on which both the tutorial video and a detailed user manual can be found. We hope this addresses the issues raised by this reviewer.

      *Another limitation is the reproducibility of the analysis; here we recommend enabling IJ Macro recording as well as saving of the drawn line ROIs. For more detailed suggestions for improvements please see the above sections of our review. *

      We agree that saving ROIs is very useful. It is now implemented in PatternJ.

      We are not sure what this reviewer means by "enabling IJ Macro recording". The ImageJ Macro Recorder is indeed very useful, but to our knowledge, it is limited to built-in functions. Our code is open and we hope this will be sufficient for advanced users to modify the code and make it fit their needs.*

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      Summary In this manuscript, the authors present a new toolset for the analysis of repetitive patterns in biological images named PatternJ. One of the main advantages of this new tool over existing ones is that it is simple to install and run and does not require any coding skills whatsoever, since it runs on the ImageJ GUI. Another advantage is that it does not only provide the mean length of the pattern unit but also the subpixel localization of each unit and the distributions of lengths and that it does not require GPU processing to run, unlike other existing tools. The major disadvantage of the PatternJ is that it requires heavy, although very simple, user input in both the selection of the region to be analyzed and in the analysis steps. Another limitation is that, at least in its current version, PatternJ is not suitable for time-lapse imaging. The authors clearly explain the algorithm used by the tool to find the localization of pattern features and they thoroughly test the limits of their tool in conditions of varying SNR, periodicity and band intensity. Finally, they also show the performance of PatternJ across several biological models such as different kinds of muscle cells, neurons and fish embryonic somites, as well as different imaging modalities such as brightfield, fluorescence confocal microscopy, STORM and even electron microscopy.

      This manuscript is clearly written, and both the section and the figures are well organized and tell a cohesive story. By testing PatternJ, I can attest to its ease of installation and use. Overall, I consider that PatternJ is a useful tool for the analysis of patterned microscopy images and this article is fit for publication. However, i do have some minor suggestions and questions that I would like the authors to address, as I consider they could improve this manuscript and the tool:

      *We are grateful to this reviewer for this very positive assessment of PatternJ and of our manuscript.

      * Minor Suggestions: In the methodology section is missing a more detailed description about how the metric plotted was obtained: as normalized intensity or precision in pixels. *

      We agree with the reviewer that a more detailed description of the metric plotted was missing. We added this information in the method part and added information in the Figure captions where more details could help to clarify the value displayed.

      * The validation is based mostly on the SNR and patterns. They should include a dataset of real data to validate the algorithm in three of the standard patterns tested. *

      We validated our tool using computer-generated images, in which we know with certainty the localization of patterns. This allowed us to automatically analyze 30 000 images, and with varying settings, we sometimes analyzed 10 times the same image, leading to about 150 000 selections analyzed. From these analyses, we can provide with confidence an unbiased assessment of the tool precision and the tool capacity to extract patterns. We already provided examples of various biological data images in Figures 4-6, showing all possible features that can be extracted with PatternJ. In these examples, we can claim by eye that PatternJ extracts patterns efficiently, but we cannot know how precise these extractions are because of the nature of biological data: "real" positions of features are unknown in biological data. Such validation will be limited to assessing whether a pattern was found or not, which we believe we already provided with the examples in Figures 4-6.

      * The video tutorial available in the PatternJ website is very useful, maybe it would be worth it to include it as supplemental material for this manuscript, if the journal allows it. *

      As the video tutorial may have been missed by other reviewers, we agree it is important to make it more prominent to users. We have now added a Help menu in the toolset that opens the tutorial video. Having the video as supplementary material could indeed be a useful addition if the size of the video is compatible with the journal limits.

      * An example image is provided to test the macro. However, it would be useful to provide further example images for each of the three possible standard patterns suggested: Block, actin sarcomere or individual band.*

      We agree this can help users. We now provide another multi-channel example image on the PatternJ website including blocks and a pattern made of a linear intensity gradient that can be extracted with our simpler "single pattern" algorithm, which were missing in the first example. Additionally, we provide an example to be used with our new time-lapse analysis.

      * Access to both the manual and the sample images in the PatternJ website should be made publicly available. Right now they both sit in a private Drive account. *

      As mentioned above, we apologize for access issues that occurred during the review process. These files can now be downloaded directly on the website without any sort of authentication. Additionally, these files are now also available on GitHub.

      * Some common errors are not properly handled by the macro and could be confusing for the user: When there is no selection and one tries to run a Check or Extraction: "Selection required in line 307 (called from line 14). profile=getProfile( ;". A simple "a line selection is required" message would be useful there. When "band" or "block" is selected for a channel in the "Set parameters" window, yet a 0 value is entered into the corresponding "Number of bands or blocks" section, one gets this error when trying to Extract: "Empty array in line 842 (called from line 113). if ( ( subloc . length == 1 ) & ( subloc [ 0 == 0) ) {". This error is not too rare, since the "Number of bands or blocks" section is populated with a 0 after choosing "sarcomeric actin" (after accepting the settings) and stays that way when one changes back to "blocks" or "bands".*

      We thank the reviewer for pointing out these bugs. These bugs are now corrected in the revised version.

      * The fact that every time one clicks on the most used buttons, the getDirectory window appears is not only quite annoying but also, ultimately a waste of time. Isn't it possible to choose the directory in which to store the files only once, from the "Set parameters" window?*

      We have now found a solution to avoid this step. The user is only prompted to provide the image folder when pressing the "Set parameter" button. We kept the prompt for directory only when the user selects the time-lapse analysis or the analysis of multiple ROIs. The main reason is that it is very easy for the analysis to end up in the wrong folder otherwise.

      * The authors state that the outputs of the workflow are "user friendly text files". However, some of them lack descriptive headers (like the localisations and profiles) or even file names (like colors.txt). If there is something lacking in the manuscript, it is a brief description of all the output files generated during the workflow.*

      PatternJ generates multiple files, several of which are internal to the toolset. They are needed to keep track of which analyses were done, and which colors were used in the images, amongst others. From the user part, only the files obtained after the analysis All_localizations.channel_X.txt and sarcomere_lengths.txt are useful. To improve the user experience, we now moved all internal files to a folder named "internal", which we think will clarify which outputs are useful for further analysis, and which ones are not. We thank the reviewer for raising this point and we now mention it in our Tutorial.

      I don't really see the point in saving the localizations from the "Extraction" step, they are even named "temp".

      We thank the reviewer for this comment, this was indeed not necessary. We modified PatternJ to delete these files after they are used.

      * In the same line, I DO see the point of saving the profiles and localizations from the "Extract & Save" step, but I think they should be deleted during the "Analysis" step, since all their information is then grouped in a single file, with descriptive headers. This deleting could be optional and set in the "Set parameters" window.*

      We understand the point raised by the reviewer. However, the analysis depends on the reference channel picked, which is asked for when starting an analysis, and can be augmented with additional selections. If a user chooses to modify the reference channel or to add a new profile to the analysis, deleting all these files would mean that the user will have to start over again, which we believe will create frustration. An optional deletion at the analysis step is simple to implement, but it could create problems for users who do not understand what it means practically.

      * Moreover, I think it would be useful to also save the linear roi used for the "Extract & Save" step, and eventually combine them during the "Analysis step" into a single roi set file so that future re-analysis could be made on the same regions. This could be an optional feature set from the "Set parameters" window. *

      We agree with the reviewer that saving ROIs is very useful. ROIs are now saved into a single file each time the user extracts and saves positions from a selection. Additionally, the user can re-use previous ROIs and analyze an image or image series in a single step.

      * In the "PatternJ workflow" section of the manuscript, the authors state that after the "Extract & Save" step "(...) steps 1, 2, 4, and 5 can be repeated on other selections (...)". However, technically, only steps 1 and 5 are really necessary (alternatively 1, 4 and 5 if the user is unsure of the quality of the patterning). If a user follows this to the letter, I think it can lead to wasted time.

      *

      We agree with the reviewer and have corrected the manuscript accordingly (line 119-120).

      • *

      *I believe that the "Version Information" button, although important, has potential to be more useful if used as a "Help" button for the toolset. There could be links to useful sources like the manuscript or the PatternJ website but also some tips like "whenever possible, use a higher linewidth for your line selection" *

      We agree with the reviewer as pointed out in our previous answers to the other reviewers. This button is now replaced by a Help menu, including a simple tutorial in a series of images detailing the steps to follow, a link to the user website, and a link to our video tutorial.

      * It would be interesting to mention to what extent does the orientation of the line selection in relation to the patterned structure (i.e. perfectly parallel vs more diagonal) affect pattern length variability?*

      As answered to reviewer 1, we understand this concern, which needs to be clarified for readers. The issue may be concerning at first sight, but the errors grow only with the inverse of cosine and are therefore rather low. For example, if the user creates a selection off by 3 degrees, which is visually obvious, lengths will be affected by an increase of only 0.14%. The point raised by the reviewer is important to discuss, and we therefore have added a comment on the choice of selection (lines 94-98) as well as a supplementary figure (Figure 1 - figure supplement 1).

      * When "the algorithm uses the peak of highest intensity as a starting point and then searches for peak intensity values one spatial period away on each side of this starting point" (line 133-135), does that search have a range? If so, what is the range? *

      We agree that this information is useful to share with the reader. The range is one pattern size. We have modified the sentence to clarify the range of search used and the resulting limits in aperiodicity (now lines 176-181).

      * Line 144 states that the parameters of the fit are saved and given to the user, yet I could not find such information in the outputs. *

      The parameters of the fits are saved for blocks. We have now clarified this point by modifying the manuscript (lines 186-198) and modifying Figure 1 - figure supplement 5. We realized we made an error in the description of how edges of "block with middle band" are extracted. This is now corrected.

      * In line 286, authors finish by saying "More complex patterns from electron microscopy images may also be used with PatternJ.". Since this statement is not backed by evidence in the manuscript, I suggest deleting it (or at the very least, providing some examples of what more complex patterns the authors refer to). *

      This sentence is now deleted.

      * In the TEM image of the fly wing muscle in fig. 4 there is a subtle but clearly visible white stripe pattern in the original image. Since that pattern consists of 'dips', rather than 'peaks' in the profile of the inverted image, they do not get analyzed. I think it is worth mentioning that if the image of interest contains both "bright" and "dark" patterns, then the analysis should be performed in both the original and the inverted images because the nature of the algorithm does not allow it to detect "dark" patterns. *

      We agree with the reviewer's comment. We now mention this point in lines 337-339.

      * In line 283, the authors mention using background correction. They should explicit what method of background correction they used. If they used ImageJ's "subtract background' tool, then specify the radius.*

      We now describe this step in the method section.

      *

      Reviewer #3 (Significance (Required)):

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field. Being a software paper, the advance proposed by the authors is technical in nature. The novelty and significance of this tool is that it offers quick and simple pattern analysis at the single unit level to a broad audience, since it runs on the ImageJ GUI and does not require any programming knowledge. Moreover, all the modules and steps are well described in the paper, which allows easy going through the analysis.
      • Place the work in the context of the existing literature (provide references, where appropriate). The authors themselves provide a good and thorough comparison of their tool with other existing ones, both in terms of ease of use and on the type of information extracted by each method. While PatternJ is not necessarily superior in all aspects, it succeeds at providing precise single pattern unit measurements in a user-friendly manner.
      • State what audience might be interested in and influenced by the reported findings. Most researchers working with microscopy images of muscle cells or fibers or any other patterned sample and interested in analyzing changes in that pattern in response to perturbations, time, development, etc. could use this tool to obtain useful, and otherwise laborious, information. *

      We thank the reviewer for these enthusiastic comments about how straightforward for biologists it is to use PatternJ and its broad applicability in the bio community.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #3

      Evidence, reproducibility and clarity

      Summary

      In this manuscript, the authors present a new toolset for the analysis of repetitive patterns in biological images named PatternJ. One of the main advantages of this new tool over existing ones is that it is simple to install and run and does not require any coding skills whatsoever, since it runs on the ImageJ GUI. Another advantage is that it does not only provide the mean length of the pattern unit but also the subpixel localization of each unit and the distributions of lengths and that it does not require GPU processing to run, unlike other existing tools. The major disadvantage of the PatternJ is that it requires heavy, although very simple, user input in both the selection of the region to be analyzed and in the analysis steps. Another limitation is that, at least in its current version, PatternJ is not suitable for time-lapse imaging.

      The authors clearly explain the algorithm used by the tool to find the localization of pattern features and they thoroughly test the limits of their tool in conditions of varying SNR, periodicity and band intensity. Finally, they also show the performance of PatternJ across several biological models such as different kinds of muscle cells, neurons and fish embryonic somites, as well as different imaging modalities such as brightfield, fluorescence confocal microscopy, STORM and even electron microscopy.

      This manuscript is clearly written, and both the section and the figures are well organized and tell a cohesive story. By testing PatternJ, I can attest to its ease of installation and use. Overall, I consider that PatternJ is a useful tool for the analysis of patterned microscopy images and this article is fit for publication. However, i do have some minor suggestions and questions that I would like the authors to address, as I consider they could improve this manuscript and the tool:

      Minor Suggestions:

      In the methodology section is missing a more detailed description about how the metric plotted was obtained: as normalized intensity or precision in pixels. The validation is based mostly on the SNR and patterns. They should include a dataset of real data to validate the algorithm in three of the standard patterns tested. The video tutorial available in the PatternJ website is very useful, maybe it would be worth it to include it as supplemental material for this manuscript, if the journal allows it. An example image is provided to test the macro. However, it would be useful to provide further example images for each of the three possible standard patterns suggested: Block, actin sarcomere or individual band. Access to both the manual and the sample images in the PatternJ website should be made publicly available. Right now they both sit in a private Drive account. Some common errors are not properly handled by the macro and could be confusing for the user: When there is no selection and one tries to run a Check or Extraction: "Selection required in line 307 (called from line 14). profile=getProfile( <)>;". A simple "a line selection is required" message would be useful there. When "band" or "block" is selected for a channel in the "Set parameters" window, yet a 0 value is entered into the corresponding "Number of bands or blocks" section, one gets this error when trying to Extract: "Empty array in line 842 (called from line 113). if ( ( subloc . length == 1 ) & ( subloc [ 0 <]> == 0) ) {". This error is not too rare, since the "Number of bands or blocks" section is populated with a 0 after choosing "sarcomeric actin" (after accepting the settings) and stays that way when one changes back to "blocks" or "bands".<br /> The fact that every time one clicks on the most used buttons, the getDirectory window appears is not only quite annoying but also, ultimately a waste of time. Isn't it possible to choose the directory in which to store the files only once, from the "Set parameters" window? The authors state that the outputs of the workflow are "user friendly text files". However, some of them lack descriptive headers (like the localisations and profiles) or even file names (like colors.txt). If there is something lacking in the manuscript, it is a brief description of all the output files generated during the workflow. I don't really see the point in saving the localizations from the "Extraction" step, they are even named "temp". In the same line, I DO see the point of saving the profiles and localizations from the "Extract & Save" step, but I think they should be deleted during the "Analysis" step, since all their information is then grouped in a single file, with descriptive headers. This deleting could be optional and set in the "Set parameters" window. Moreover, I think it would be useful to also save the linear roi used for the "Extract & Save" step, and eventually combine them during the "Analysis step" into a single roi set file so that future re-analysis could be made on the same regions. This could be an optional feature set from the "Set parameters" window. In the "PatternJ workflow" section of the manuscript, the authors state that after the "Extract & Save" step "(...) steps 1, 2, 4, and 5 can be repeated on other selections (...)". However, technically, only steps 1 and 5 are really necessary (alternatively 1, 4 and 5 if the user is unsure of the quality of the patterning). If a user follows this to the letter, I think it can lead to wasted time. I believe that the "Version Information" button, although important, has potential to be more useful if used as a "Help" button for the toolset. There could be links to useful sources like the manuscript or the PatternJ website but also some tips like "whenever possible, use a higher linewidth for your line selection" It would be interesting to mention to what extent does the orientation of the line selection in relation to the patterned structure (i.e. perfectly parallel vs more diagonal) affect pattern length variability? When "the algorithm uses the peak of highest intensity as a starting point and then searches for peak intensity values one spatial period away on each side of this starting point" (line 133-135), does that search have a range? If so, what is the range? Line 144 states that the parameters of the fit are saved and given to the user, yet I could not find such information in the outputs. In line 286, authors finish by saying "More complex patterns from electron microscopy images may also be used with PatternJ.". Since this statement is not backed by evidence in the manuscript, I suggest deleting it (or at the very least, providing some examples of what more complex patterns the authors refer to). In the TEM image of the fly wing muscle in fig. 4 there is a subtle but clearly visible white stripe pattern in the original image. Since that pattern consists of 'dips', rather than 'peaks' in the profile of the inverted image, they do not get analyzed. I think it is worth mentioning that if the image of interest contains both "bright" and "dark" patterns, then the analysis should be performed in both the original and the inverted images because the nature of the algorithm does not allow it to detect "dark" patterns. In line 283, the authors mention using background correction. They should explicit what method of background correction they used. If they used ImageJ's "subtract background' tool, then specify the radius.

      Significance

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field. Being a software paper, the advance proposed by the authors is technical in nature. The novelty and significance of this tool is that it offers quick and simple pattern analysis at the single unit level to a broad audience, since it runs on the ImageJ GUI and does not require any programming knowledge. Moreover, all the modules and steps are well described in the paper, which allows easy going through the analysis.
      • Place the work in the context of the existing literature (provide references, where appropriate). The authors themselves provide a good and thorough comparison of their tool with other existing ones, both in terms of ease of use and on the type of information extracted by each method. While PatternJ is not necessarily superior in all aspects, it succeeds at providing precise single pattern unit measurements in a user-friendly manner.
      • State what audience might be interested in and influenced by the reported findings. Most researchers working with microscopy images of muscle cells or fibers or any other patterned sample and interested in analyzing changes in that pattern in response to perturbations, time, development, etc. could use this tool to obtain useful, and otherwise laborious, information.
      • Define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate. I am a biologist with extensive experience in confocal microscopy and image analysis using classical machine vision tools, particularly using ImageJ and CellProfiler.
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      Referee #2

      Evidence, reproducibility and clarity

      Summary

      The authors present an ImageJ Macro GUI tool set for the quantification of one-dimensional repeated patterns that are commonly occurring in microscopy images of muscles.

      Major comments

      In our view the article and also software could be improved in terms of defining the scope of its applicability and user-ship. In many parts the article and software suggest that general biological patterns can be analysed, but then in other parts very specific muscle actin wordings are used. We are pointing this out in the "Minor comments" sections below. We feel that the authors could improve their work by making a clear choice here. One option would be to clearly limit the scope of the tool to the analysis of actin structures in muscles. In this case we would recommend to also rename the tool, e.g. MusclePatternJ. The other option would be to make the tool about the generic analysis of one-dimensional patterns, maybe calling the tool LinePatternJ. In the latter case we would recommend to remove all actin specific wordings from the macro tool set and also the article should be in parts slightly re-written.

      Minor/detailed comments

      Software

      We recommend considering the following suggestions for improving the software.

      File and folder selection dialogs

      In general, clicking on many of the buttons just opens up a file-browser dialog without any further information. For novel users it is not clear what the tool expects one to select here. It would be very good if the software could be rewritten such that there are always clear instructions displayed about which file or folder one should open for the different buttons.

      Extract button

      The tool asks one to specify things like whether selections are drawn "M-line-to-M-line"; for users that are not experts in muscle morphology this is not understandable. It would be great to find more generally applicable formulations.

      Manual selection accuracy

      The 1st step of the analysis is always to start from a user hand-drawn profile across intensity patterns in the image. However, this step can cause inaccuracy that varies with the shape and curve of the line profile drawn. If not strictly perpendicular to for example the M line patterns, the distance between intensity peaks will be different. This will be more problematic when dealing with non-straight and parallelly poised features in the image. If the structure is bended with a curve, the line drawn over it also needs to reproduce this curve, to precisely capture the intensity pattern. I found this limits the reproducibility and easy-usability of the software.

      Reproducibility

      Since the line profile drawn on the image is the first step and very essential to the entire process, it should be considered to save together with the analysis result. For example, as ImageJ ROI or ROIset files that can be re-imported, correctly positioned, and visualized in the measured images. This would greatly improve the reproducibility of the proposed workflow. In the manuscript, only the extracted features are being saved (because the save button is also just asking for a folder containing images, so I cannot verify its functionality).

      ? button

      It would be great if that button would open up some usage instructions.

      Easy improvement of workflow

      I would suggest a reasonable expansion of the current workflow, by fitting and displaying 2D lines to the band or line structure in the image, that form the "patterns" the author aims to address. Thus, it extracts geometry models from the image, and the inter-line distance, and even the curve formed by these sets of lines can be further analyzed and studied. These fitted 2D lines can be also well integrated into ImageJ as Line ROI, and thus be saved, imported back, and checked or being further modified. I think this can largely increase the usefulness and reproducibility of the software.

      Manuscript

      We recommend considering the following suggestions for improving the manuscript. Abstract: The abstract suggests that general patterns can be quantified, however the actual tool quantifies specific subtypes of one-dimensional patterns. We recommend adapting the abstract accordingly.

      Line 58: Gray-level co-occurrence matrix (GLCM) based feature extraction and analysis approach is not mentioned nor compared. At least there's a relatively recent study on Sarcomeres structure based on GLCM feature extraction: https://github.com/steinjm/SotaTool with publication: https://doi.org/10.1002/cpz1.462

      Line 75: "...these simple geometrical features will address most quantitative needs..." We feel that this may be an overstatement, e.g. we can imagine that there should be many relevant two-dimensional patterns in biology?!

      Line 83: "After a straightforward installation by the user, ...". We think it would be convenient to add the installation steps at this place into the manuscript.

      Line 87: "Multicolor images will give a graph with one profile per color." The 'Multicolor images' here should be more precisely stated as "multi-channel" images. Multi-color images could be confused with RGB images which will be treated as 8-bit gray value (type conversion first) images by profile plot in ImageJ.

      Line 92: "...such as individual bands, blocks, or sarcomeric actin...". While bands and blocks are generic pattern terms, the biological term "sarcomeric actin" does not seem to fit in this list. Could a more generic wording be found, such as "block with spike"?

      Line 95: "the algorithm defines one pattern by having the features of highest intensity in its centre". Could this be rephrased? We did not understand what that exactly means.

      Line 124 - 147: This part the only description of the algorithm behind the feature extraction and analysis, but not clearly stated. Many details are missing or assumed known by the reader. For example, how it achieved sub-pixel resolution results is not clear. One can only assume that by fitting Gaussian to the band, the center position (peak) thus can be calculated from continuous curves other than pixels.

      Line 407: We think the availability of both the tool and the code could be improved. For Fiji tools it is common practice to create an Update Site and to make the code available on GitHub. In addition, downloading the example file (https://drive.google.com/file/d/1eMazyQJlisWPwmozvyb8VPVbfAgaH7Hz/view?usp=drive_link) required a Google login and access request, which is not very convenient; in fact, we asked for access but it was denied. It would be important for the download to be easier, e.g. from GitHub or Zenodo.

      Significance

      The strength of this study is that a tool for the analysis of one-dimensional repeated patterns occurring in muscle fibres is made available in the accessible open-source platform ImageJ/Fiji. In the introduction to the article the authors provide an extensive review of comparable existing tools. Their new tool fills a gap in terms of providing an easy-to-use software for users without computational skills that enables the analysis of muscle sarcomere patterns. We feel that if the below mentioned limitations could be addressed the tool could indeed be valuable to life scientists interested in muscle patterning without computational skills.

      In our view there are a few limitations, including the accessibility of example data and tutorials at sites.google.com/view/patternj, which we had trouble to access. In addition, we think that the workflow in Fiji, which currently requires pressing several buttons in the correct order, could be further simplified and streamlined by adopting some "wizard" approach, where the user is guided through the steps. Another limitation is the reproducibility of the analysis; here we recommend enabling IJ Macro recording as well as saving of the drawn line ROIs. For more detailed suggestions for improvements please see the above sections of our review.

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      Referee #1

      Evidence, reproducibility and clarity

      I have trialled the package on my lab's data and it works as advertised. It was straightforward to use and did not require any special training. I am confident this is a tool that will be approachable even to users with limited computational experience. The use of artificial data to validate the approach - and to provide clear limits on applicability - is particularly helpful.

      The main limitation of the tool is that it requires the user to manually select regions. This somewhat limits the generalisability and is also more subjective - users can easily choose "nice" regions that better match with their hypothesis, rather than quantifying the data in an unbiased manner. However, given the inherent challenges in quantifying biological data, such problems are not easily circumventable.

      I have some comments to clarify the manuscript:

      1. A "straightforward installation" is mentioned. Given this is a Method paper, the means of installation should be clearly laid out.
      2. It would be helpful if there was an option to generate an output with the regions analysed (i.e., a JPG image with the data and the drawn line(s) on top). There are two reasons for this: i) A major problem with user-driven quantification is accidental double counting of regions (e.g., a user quantifies a part of an image and then later quantifies the same region). ii) Allows other users to independently verify measurements at a later time.
      3. Related to the above point, it is highlighted that each time point would need to be analysed separately (line 361-362). It seems like it should be relatively straightforward to allow a function where the analysis line can be mapped onto the next time point. The user could then adjust slightly for changes in position, but still be starting from near the previous timepoint. Given how prevalent timelapse imaging is, this seems like (or something similar) a clear benefit to add to the software.
      4. Line 134-135. The level of accuracy of the searching should be clarified here. This is discussed later in the manuscript, but it would be helpful to give readers an idea at this point what level of tolerance the software has to noise and aperiodicity.

      Referees cross-commenting

      I think the other reviewer comments are very pertinent. The authors have a fair bit to do, but they are reasonable requests. So, they should be encouraged to do the revisions fully so that the final software tool is as useful as possible.

      Significance

      Developing software tools for quantifying biological data that are approachable for a wide range of users remains a longstanding challenge. This challenge is due to: (1) the inherent problem of variability in biological systems; (2) the complexity of defining clearly quantifiable measurables; and (3) the broad spread of computational skills amongst likely users of such software.

      In this work, Blin et al., develop a simple plugin for ImageJ designed to quickly and easily quantify regular repeating units within biological systems - e.g., muscle fibre structure. They clearly and fairly discuss existing tools, with their pros and cons. The motivation for PatternJ is properly justified (which is sadly not always the case with such software tools).

      Overall, the paper is well written and accessible. The tool has limitations but it is clearly useful and easy to use. Therefore, this work is publishable with only minor corrections.

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      Reply to the reviewers

      Response to Reviewer 1


      __Glycosaminoglycan (GAG)-binding proteins regulating essential processes such as cell growth and migration are essential for cell homeostasis. It is reported that the GAG has the ability to bind to Herpin sulfate. As both GAGs and the LPS lipid A disaccharide core of gram-negative bacteria contain negatively charged disaccharide units, the researchers proposed that heparin-binding peptides might have cryptic antimicrobial peptide motifs. To prove the hypothesis, they have synthesized five candidates [HBP1-5], which showed a binding affinity towards heparin and LPS binding. By using various methods, they showed that these molecules have antimicrobial activity. The key finding in this study is the finding of the CPC domain, where C is a cationic amino acid and P is a polar amino acid. __

      Major comments

      1. __ Even though the Authors propose here that CPC' clip motif is needed for antimicrobial activity. However, various studies have demonstrated that the mere presence of cationic amino or hydrophobic amino acids does not give the activity, the location of these amino acids at the strategic position is critically needed. The major issue in this work, the authors have not presented, whether there was a single CPC motif or multiple in the 5 peptides they have synthesized. Further, they need to demonstrate how are the charged and hydrophobic amino acids distributed in the peptides. these things will clearly explain the difference in the activity as well spectrum of the peptides. The authors should make an extra figure or add information highlighting this unique characteristic for better understanding to the reader.__

      We thank the reviewer for his/her comments and suggestions. We concur that the distribution of amino acids is crucial for the antimicrobial activity of the peptides and their ability to bind heparin. We also agree with the suggestion of illustrating the location of the CPC' motifs of HBPs in the context of the parental proteins and have accordingly done so in the new Supplementary Figure 1. In all cases, only one CPC' motif was identified in the antimicrobial region, as highlighted in the figure, and the inter-residue distances measured are consistent with the CPC' motif definition. Thus, we demonstrate that a CPC' motif exists in all five HBPs, which explains how they recognize and bind heparin.

      To illustrate the distribution of charged and hydrophobic amino acids in HBPs, we have also prepared new Supplementary Figure 2, displaying electrostatic potentials in the predicted HBP structures, and showing how the distribution of charged residues creates hydrophobic and cationic patches on the surface of the peptides. Our analysis reveals cationic patches to be surrounded by hydrophobic residues, which may explain the ability of the peptides to disrupt membranes and exert antimicrobial activity.

      __ It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study.__

      We thank the reviewer for his/her comment on the observation of antimicrobial activity in peptides derived from heparin-binding proteins. Indeed, a few such studies have appeared in the literature, some with moderate success [1]. It is possible that a lack of understanding on how to identify heparin-binding regions in proteins and AMPs underlies their relative paucity. In this context, we believe our results will spur further efforts, specifically by providing a rationale on how to identify CPC' motifs hence heparin-binding regions in protein sequences.

      Regarding the suggestion of assessing the in vivo efficacy of HBPs, we would agree that it would be helpful for better understanding their potential therapeutic applications. However, we feel that such experiments are beyond the scope of our manuscript, which offers ample, compelling in vitro and in silico evidence of how heparin-binding proteins can be a source of AMPs. We have done this by showing that CPC' motifs embedded in such proteins can be unveiled, accurately defined in structural terms, and experimentally shown to possess antimicrobial activity. Furthermore, we have shown that heparin binding correlates with LPS binding, allowing us to propose a mechanistic explanation for how heparin binding can be related to antimicrobial activity.

      Translating these results to animal models is possibly premature at this stage as, from a classical medicinal chemistry perspective, it would require previous structural elaboration in terms of, e.g., optimized serum half-life or serum protein binding, both of which can modulate activity in in vivo studies regardless of heparin affinity or bactericidal activity per se. Ongoing work in our laboratories is focused in these directions and will be reported in due time.

      *Referees cross-commenting**

      Minor comments

      1. __ The presence of Cryptic antimicrobial domain in various heparin-binding proteins like laminin isoforms, von Willebrand factor, vitronectin, protein C inhibitor, matrix glycoproteins thrombospondin, proline arginine-rich end leucine-rich repeat protein and fibronectin, have been reported previous. It is not clear why the authors did not refer to that work. The authors should refer to the works. (same as reviewer 3)__

      We were aware of other prior studies on heparin-binding proteins and did indeed cite some of them, though not exhaustively for conciseness' sake. However, as encouraged by reviewers 1 and 3 we have cited the following studies:

      Malmström E, Mörgelin M, Malmsten M, Johansson L, Norrby-Teglund A, Shannon O, Schmidtchen A, Meijers JC, Herwald H. Protein C inhibitor--a novel antimicrobial agent. PLoS Pathog. 2009 Dec;5(12):e1000698. doi: 10.1371/journal.ppat.1000698. Epub 2009 Dec 18. PMID: 20019810; PMCID: PMC2788422.

      Ishihara, J., Ishihara, A., Fukunaga, K. et al. Laminin heparin-binding peptides bind to several growth factors and enhance diabetic wound healing. Nat Commun 9, 2163 (2018). https://doi.org/10.1038/s41467-018-04525-w

      Chillakuri Chandramouli R, Jones Céline and Mardon Helen J(2010), Heparin binding domain in vitronectin is required for oligomerization and thus enhances integrin mediated cell adhesion and spreading, FEBS Letters, 584, doi: 10.1016/j.febslet.2010.06.023

      Papareddy P, Kasetty G, Kalle M, Bhongir RK, Mörgelin M, Schmidtchen A, Malmsten M. NLF20: an antimicrobial peptide with therapeutic potential against invasive Pseudomonas aeruginosa infection. J Antimicrob Chemother. 2016 Jan;71(1):170-80. doi: 10.1093/jac/dkv322. Epub 2015 Oct 26. PMID: 26503666.

      All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So, this is unique and a novelty in the study.

      We thank the reviewers for these observations. Indeed, our quest to unveil CPC' motifs in antimicrobial regions of heparin-binding proteins is the key point of our investigation, and what distinguishes it from previous studies on consensus motifs such as XBBBXXBX or XBBXBX. We believe our definition of CPC' motifs in simple, structure-based, and experimentally verifiable terms is not only a significant departure but also a step forward from earlier views, highlighting the importance of a structural perspective in defining heparin-binding regions. In point of fact, we show that our peptides, even without consensus Cardin-Weintraub motifs, bind heparin with high affinity. The presence of the CPC' motif is crucial for such binding, as well as for LPS binding, and the new experiments performed at editor/reviewer's request, where the CPC motif in HBP5 is abolished, with predictable impact, fully support our view, see new section "Insights into the CPC' motif of HBP-5 and its implication on the antibacterial mechanism" and new Table 3 in the revised manuscript.

      __ Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heprin, the authors did not show any data or draw the conclusions related to the CPC domain when it comes to differences in the activity. this is the weakness of the manuscript. (same as reviewer 2)__

      We welcome the reviewer's observation. To address it, we made and tested three HBP-5 mutants aimed at showing how alterations in the CPC' motif might influence interaction with heparin and LPS, as well as antimicrobial properties. The first two mutants involved replacing positively charged R10 and R14 residues with glutamine, similar in size and polarity but uncharged. As shown in the new section "Insights into the CPC' motif of HBP-5 and its implication on the antibacterial mechanism" and on the new Table 3 of the revised manuscript, the changes reduced heparin binding, i.e., shorter retention times on affinity chromatography, as well as LPS binding, i.e., a decrease in EC50 in the cadaverine assay (Table 3). The modifications had a lesser impact on antimicrobial activity, most likely due to the low resolution of MIC assays.

      In a further step to assess the effect of the CPC' motif on antimicrobial activity, we deleted it in full by replacing residues H9, R10 and R14 of HBP-5 by alanine. As expected, this DCPC' peptide showed a sharp reduction in both heparin and LPS binding (Table 3) and, most importantly, a significant and asymmetric change in antimicrobial activity, with substantial impact on Gram-negatives yet practically no effect on Gram-positives, suggesting that LPS plays a key role in this selective response. Altogether, these observations align with our hypothesis that heparin-binding proteins might exploit their intrinsic affinity for heparin as an opportunity to developing antimicrobial properties by leveraging structural similarities between glycosaminoglycans and LPS.

      __ It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin (sic) binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study. (Same as reviewer 2)__

      We would kindly direct attention to #2 in the response to reviewer 1 above.

      __ There are more than 20 different AMP databases or prediction software. however, not all of them are 100 % current, their success rate varies from 30-50% only. It needs to be investigated if adding this search in the hit peptides might increase the success rate of the extra in silico-based AMPs prediction software.__

      If we understand the question correctly, the reviewer wonders whether including a CPC' motif predictor would increase the accuracy of AMP search algorithms. In our view, this strategy has two main limitations to be considered: (i) locating a CPC' motif in a peptide sequence typically requires a known 3D structure. Unfortunately, this is not always the case, and for proteins lacking reliable 3D data it can be a challenging and resource-intensive process; (ii) while CPC' motifs may predispose proteins to evolve antimicrobial properties, it is unclear if this is a required feature for all AMPs. Imposing the presence of a CPC' motif may not be applicable to all AMPs, although it might help identifying peptides with specific activity against gram-negative strains.

      In summary, while the query of including a CPC' motif search tool in AMP predictors is intriguing and worthy of exploration for its potential bearing on antimicrobial research, it is technically complicated and beyond the scope of our manuscript.

      __Reviewer #1 (Significance (Required)): __

      __All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So this is unique and a novelty in the study. __

      Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heparin, the authors did not show any data or draw conclusions related to the CPC domain when it comes to differences in the activity. This is the weakness of the manuscript.

      We would direct reviewer's attention to #1 in the Referee's cross-commenting section above.


      Response to Reviewer 2


      This is a very nice paper by the Andreu and Torrent groups that report the antimicrobial and heparin-binding of several encrypted peptides. Overall, this study presents an intriguing exploration into the potential dual functionality of glycosaminoglycan (GAG)-binding proteins, specifically heparin-binding proteins (HBPs), in recognizing lipopolysaccharide (LPS) and exhibiting antimicrobial properties. The findings, particularly the identification and characterization of novel encrypted peptides, such as HBP-5, are promising and contribute to our understanding of the intricate interplay between GAG-binding proteins and immunity. The data provided and methodology are thorough and well described. In sum, this is a very nice work. Please see below my minor comments.


      Minor comments:

      1. __ Fig. 1 legend does not show antimicrobial activity. Please remove from the figure legend title.__

      As pointed out by the reviewer, the legend was incorrect and has been corrected accordingly and now reads "Figure 1. Structural and bioinformatics analysis of HBPs".

      __ Discussion section: the authors should expand this section a bit to discuss recent work in the encrypted/cryptic peptide area. There are some recent relevant papers published in the past 3 years that should be discussed.__

      We agree with the reviewer's suggestion to expand the discussion section to address recent work in the field of encrypted/cryptic peptides. We have carefully reviewed the recent literature and added several references in this topic:

      Torres MDT, Melo MCR, Flowers L, Crescenzi O, Notomista E, de la Fuente-Nunez C. Mining for encrypted peptide antibiotics in the human proteome. Nat Biomed Eng. 2022 Jan;6(1):67-75. doi: 10.1038/s41551-021-00801-1. Epub 2021 Nov 4. Erratum in: Nat Biomed Eng. 2022 Dec;6(12):1451. PMID: 34737399.

      • *

      Santos MFDS, Freitas CS, Verissimo da Costa GC, Pereira PR, Paschoalin VMF. Identification of Antibacterial Peptide Candidates Encrypted in Stress-Related and Metabolic Saccharomyces cerevisiae Proteins. Pharmaceuticals (Basel). 2022 Jan 28;15(2):163. doi: 10.3390/ph15020163. PMID: 35215278; PMCID: PMC8877035.

      • *

      Boaro A, Ageitos L, Torres MT, Blasco EB, Oztekin S, de la Fuente-Nunez C. Structure-function-guided design of synthetic peptides with anti-infective activity derived from wasp venom. Cell Rep Phys Sci. 2023 Jul 19;4(7):101459. doi: 10.1016/j.xcrp.2023.101459. PMID: 38239869; PMCID: PMC10795512.

      __ References provided are a bit outdated and do not accurately reflect the latest in the field (see comment above).__

      We thank the reviewer for this comment. Older references were updated as suggested.

      __ Gram should be capitalized throughout the text.__

      Gram has been capitalized as suggested by the reviewer.

      __ Can the authors comment on the potential translatability of HBP-5? Please also comment on the potential advantages of having peptides that 1) bind to heparin; and 2) kill bacteria.__

      We appreciate the reviewer's interest in the potential of HBP-5. Indeed, we believe it has promise for clinical applications due to its unique attributes, but further studies, including in vivo experiments and pharmacokinetic assessments, are needed to fully evaluate its potential. The advantages of peptides that bind to heparin and kill bacteria include targeted delivery or localization of therapeutic agents, enhanced efficacy, and minimized off-target effects. HBP-5's ability to perturb outer membrane LPS, a crucial aspect of its antibacterial activity, makes it a promising approach to combat Gram-negative bacterial infections, which are often challenging to treat. By disrupting the outer membrane integrity, HBP-5 may also enhance the susceptibility of Gram-negative bacteria to other antimicrobial agents or host immune responses, underscoring its translational potential for treating bacterial infections.

      __ More details on the computational tools and methods used to mine the peptides are needed.__

      We have updated the Methods section to provide more details on the computational tools used for defining AMPs. Briefly, from the library of heparin-binding proteins obtained from previous studies [2] and AMP scanning for all these proteins was performed using the AMPA tool. The predicted antibacterial segments were located in the 3D structure of their respective proteins. Then, the CPC' motifs were searched in each segment following the criteria previously reported in [3, 4]. The motif involves two cationic residues (Arg or Lys) and a polar residue (preferentially Asn, Gln, Thr, Tyr or Ser), with fairly conserved distances between the carbons and the side chain center of gravity, defining a clip-like structure where heparin would be lodged. This structural motif is highly conserved and can be found in many proteins with reported heparin binding capacity. Finally, for all these regions, docking with a heparin disaccharide was performed using AutoDock Vina to evaluate the potential binding energy.



      Response to Reviewer 3


      __Summary: This manuscript has identified and investigated antimicrobial peptides from GAG binding proteins. Authors hypothesized that due to physiochemical similarity between GAG and LPS, fragments of GAG binding proteins might exert antimicrobial activity particularly against G- bacteria. Authors have identified few such AMPs that demonstrate LPS binding and displayed antibacterial activity. They have also solved NMR structure of the potent peptide and mode of action. __

      Major comments: AMPs are promising molecules that can serve as lead for the development of therapeutics against MDR bacteria. In particular, currently therapeutic options to treat MDR Gram negative pathogens are limited. The current study is interesting and provides new non-toxic AMPs. Conclusions drawn from the works are largely valid. However, authors should address following comments:

      1. __ The design and characterization of the peptide YI12WF is not described. Previous studies had shown design of β-boomerang peptides (Bhattacharjya and coworkers) that target LPS.__

      We thank the reviewer for this comment. YI12WF (YVLWKRKRFIFI-amide) has been previously reported [4, 5] and shown to bind LPS with high affinity. YI12WF also contains a CPC' motif that, if deleted, reduces heparin binding [4]. References have been added in the text.

      __ Mutations or substitution of the key residues peptide 5 might improve the novelty of the work.__

      We thank the reviewer for this comment and agree that targeted substitutions in HBP-5 might shed light on the importance of the CPC' motif. As this point was also raised by reviewer 1, we would direct the reviewer's attention to #2 in the *Referees cross-commenting** section above.

      __ How these peptides disrupt LPS permeability is not investigated. As LPS is the major target.__

      We thank the reviewer for this suggestion and have accordingly evaluated the outer membrane (OM) permeability of the peptides by the 1-N-phenyl-naphthylamine (NPN) assay, a widely used method to assess OM integrity in Gram-negative bacteria. NPN is typically unable to cross the intact outer membrane; however, when the membrane is damaged or disrupted, it can penetrate and interact with lipids and proteins inside the cell, leading to an increase in fluorescence which is directly correlated with the degree of OM permeability and serves as an indicator of membrane damage.

      Our results, illustrated in the new Figure 2D, show that all peptides are able to disrupt the OM of Gram-negative bacteria comparably to the LL-37 positive control, except for HBP2. Notably, HBP-5 exhibits the highest activity against OM, consistent with findings elsewhere in the manuscript and altogether confirming the ability of HBPs to bind to and disrupt the LPS structure.

      __ Are the D-enantiomers of the peptides active against bacteria?__

      We tested the antibacterial activity of the D-enantiomer of HBP5 (dHBP-and 5) and found it to be even higher than that of all-L HBP-5 against both Gram-negative and -positive bacteria, probably due to increased proteolytic stability as found in many AMP studies [6, 7]. As for LPS and heparin affinity, L- and D-HBP-5 behaved similarly (Table R1). As expected, the CD signatures of L- and D-HBP-5 were mirror images (Figure R1). These results suggest that the conformation of the CPC' motif is preserved in dHBP5, in tune with all previous results.

      Antibacterial Activity

      ID

      E. Coli

      P. Aeruginosa

      A. Baumannii

      S. Aureus

      E. Faecium

      L. monocytognes

      HPB-5

      0.4

      0.8

      0.2

      6.3

      25

      1.6

      dHBP-5

      0.1

      0.2

      0.2

      1.6

      0.4

      0.2



      Binding Affinity


      LPS (EC50, µM)

      Heparin (% Elution buffer)

      HPB-5

      0.9 {plus minus} 0.7

      98.0

      dHBP-5

      1.1 {plus minus} 0.8

      97.2

      Table R1. Antimicrobial activity of HBP-5 and dHBP-5









      Figure R1. CD spectra of HBP-5 (red line) and dHBP-5 (green line) in LPS (left panel) and heparin (right panel).


      __ 3D structure of peptide 5 is solved in DPC micelle which is a mimic for eukaryotic cells. Authors should attempt to determine structure in LPS as shown in several recent studies with potent AMPs thanatin, MSI etc.__

      We appreciate the suggestion and have indeed attempted to obtain NMR spectra of HBP-5 in LPS micelles. However, we've been hindered by peptide precipitation and, despite considerable efforts, have not been able to obtain satisfactory results thus far. In contrast, we have succeeded in obtaining CD spectra of HBP5 in LPS micelles, showing an a-helix conformation similar to the one in SDS micelles, hence suggesting similar conformation in both environments.

      Minor comments: There are examples of AMPs derived from human proteins. Authors should highlight such works.

      Other studies have been cited according to the reviewers' comments:

      Malmström E, Mörgelin M, Malmsten M, Johansson L, Norrby-Teglund A, Shannon O, Schmidtchen A, Meijers JC, Herwald H. Protein C inhibitor--a novel antimicrobial agent. PLoS Pathog. 2009 Dec;5(12):e1000698. doi: 10.1371/journal.ppat.1000698. Epub 2009 Dec 18. PMID: 20019810; PMCID: PMC2788422.

      Ishihara, J., Ishihara, A., Fukunaga, K. et al. Laminin heparin-binding peptides bind to several growth factors and enhance diabetic wound healing. Nat Commun 9, 2163 (2018). https://doi.org/10.1038/s41467-018-04525-w

      Chillakuri Chandramouli R, Jones Céline and Mardon Helen J(2010), Heparin binding domain in vitronectin is required for oligomerization and thus enhances integrin mediated cell adhesion and spreading, FEBS Letters, 584, doi: 10.1016/j.febslet.2010.06.023

      Papareddy P, Kasetty G, Kalle M, Bhongir RK, Mörgelin M, Schmidtchen A, Malmsten M. NLF20: an antimicrobial peptide with therapeutic potential against invasive Pseudomonas aeruginosa infection. J Antimicrob Chemother. 2016 Jan;71(1):170-80. doi: 10.1093/jac/dkv322. Epub 2015 Oct 26. PMID: 26503666.



      References

      1. Papareddy, P., et al., An antimicrobial helix A-derived peptide of heparin cofactor II blocks endotoxin responses in vivo. Biochimica et Biophysica Acta (BBA) - Biomembranes, 2014. 1838(5): p. 1225-1234.
      2. Ori, A., M.C. Wilkinson, and D.G. Fernig, A systems biology approach for the investigation of the heparin/heparan sulfate interactome. J Biol Chem, 2011. 286(22): p. 19892-904.
      3. Torrent, M., et al., The "CPC Clip Motif": A Conserved Structural Signature for Heparin-Binding Proteins.PLOS ONE, 2012. 7(8): p. e42692.
      4. Pulido, D., et al., Structural similarities in the CPC clip motif explain peptide-binding promiscuity between glycosaminoglycans and lipopolysaccharides. J R Soc Interface, 2017. 14(136).
      5. Bhunia, A., et al., Designed beta-boomerang antiendotoxic and antimicrobial peptides: structures and activities in lipopolysaccharide. J Biol Chem, 2009. 284(33): p. 21991-22004.
      6. Varponi, I., et al., Fighting Pseudomonas aeruginosa Infections: Antibacterial and Antibiofilm Activity of D-Q53 CecB, a Synthetic Analog of a Silkworm Natural Cecropin B Variant. Int J Mol Sci, 2023. 24(15).
      7. Chen, Y., et al., Comparison of Biophysical and Biologic Properties of α-Helical Enantiomeric Antimicrobial Peptides. Chemical Biology & Drug Design, 2006. 67(2): p. 162-173.
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      Referee #3

      Evidence, reproducibility and clarity

      Summary: This manuscript has identified and investigated antimicrobial peptides from GAG binding proteins. Authors hypothesized that due to physiochemical similarity between GAG and LPS, fragments of GAG binding proteins might exert antimicrobial activity particularly against G- bacteria. Authors have identified few such AMPs that demonstrate LPS binding and displayed antibacterial activity. They have also solved NMR structure of the potent peptide and mode of action.

      Major comments: AMPs are promising molecules that can serve as lead for the development of therapeutics against MDR bacteria. In particular, currently therapeutic options to treat MDR Gram negative pathogens are limited. The current study is interesting and provides new non-toxic AMPs. Conclusions drawn from the works are largely valid. However, authors should address following comments

      1. The design and characterization of the peptide YI12WF is not described. Previous studies had shown design of b-boomerang peptides (Bhattacharjya and coworkers) that target LPS.
      2. Mutations or substitution of the key residues peptide 5 might improve the novelty of the work.
      3. How these peptides disrupt LPS permeability is not investigated. As LPS is the major target.
      4. Are the D-enantiomers of the peptides active against bacteria?
      5. 3-D structure of peptide 5 is solved in DPC micelle which is a mimic for eukaryotic cells. Authors should attempt to determine structure in LPS as shown in several recent studies with potent AMPs thanatin, MSI etc,

      Minor comments: There are examples of AMPs derived from human proteins. Authors should highlight such works.

      Significance

      The work described in the manuscript is novel and hold promises to develop antimicrobials in future.

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      Referee #2

      Evidence, reproducibility and clarity

      This is a very nice paper by the Andreu and Torrent groups that report the antimicrobial and heparin-binding of several encrypted peptides. Overall, this study presents an intriguing exploration into the potential dual functionality of glycosaminoglycan (GAG)-binding proteins, specifically heparin-binding proteins (HBPs), in recognizing lipopolysaccharide (LPS) and exhibiting antimicrobial properties. The findings, particularly the identification and characterization of novel encrypted peptides, such as HBP-5, are promising and contribute to our understanding of the intricate interplay between GAG-binding proteins and immunity. The data provided and methodology are thorough and well described. In sum, this is a very nice work. Please see below my minor comments.

      Minor comments:

      • Fig. 1 legend does not show antimicrobial activity. Please remove from the figure legend title.
      • Discussion section: the authors should expand this section a bit to discuss recent work in the encrypted/cryptic peptide area. There are some recent relevant papers published in the past 3 years that should be discussed.
      • References provided are a bit outdated and do not accurately reflect the latest in the field (see comment above).
      • Gram should be capitalized throughout the text.
      • Can the authors comment on the potential translatability of HBP-5? Please also comment on the potential advantages of having peptides that 1) bind to heparin; and 2) kill bacteria.
      • More details on the computational tools and methods used to mine the peptides are needed.

      Significance

      The data provided and methodology are thorough and well described. In sum, this is a very nice work.

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      Referee #1

      Evidence, reproducibility and clarity

      Glycosaminoglycan (GAG)-binding proteins regulating essential processes such as cell growth and migration are essential for cell homeostasis. It is reported that the GAG has the ability to bind to Herpin sulfate. As both GAGs and the LPS lipid A disaccharide core of gram-negative bacteria contain negatively charged disaccharide units, the researchers proposed that heparin-binding peptides might have cryptic antimicrobial peptide motifs. To prove the hypothesis, they have synthesized five candidates [HBP1-5], which showed a binding affinity towards heparin and LPS binding. By using various methods, they showed that these molecules have antimicrobial activity. The key finding in this study is the finding of the CPC domain, where C is a cationic amino acid and P is a polar amino acid.

      Major comments

      1. Even though the Authors propose here that CPC' clip motif is needed for antimicrobial activity. However, various studies have demonstrated that the mere presence of cationic amino or hydrophobic amino acids does not give the activity, the location of these amino acids at the strategic position is critically needed. The major issue in this work, the authors have not presented, whether there was a single CPC motif or multiple in the 5 peptides they have synthesised. Further, they need to demonstrate how are the charged and hydrophobic amino acids distributed in the peptides. these things will clearly explain the difference in the activity as well spectrum of the peptides. The authors should make an extra figure or add information highlighting this unique characteristic for better understanding to the reader.
      2. It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study.

      Minor comments

      1. The presence of Cryptic antimicrobial domain in various heparin-binding proteins like laminin isoforms, von Willebrand factor, vitronectin, pro-tein C inhibitor, matrix glycoproteins thrombospondin, proline arginine-rich end leucine-rich repeat protein and fibronectin, have been reported previous. It is not clear why the authors did not refer to that work. the authors should refer to the works.

      Referees cross-commenting

      Minor comments

      1. The presence of Cryptic antimicrobial domain in various heparin-binding proteins like laminin isoforms, von Willebrand factor, vitronectin, pro-tein C inhibitor, matrix glycoproteins thrombospondin, proline arginine-rich end leucine-rich repeat protein and fibronectin, have been reported previous. It is not clear why the authors did not refer to that work. the authors should refer to the works. (same as reviewer 3)

      All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So this is unique and a novelty in the study.

      Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heprin, the authors did not show any data or draw the conclusions related to the CPC domain when it comes to differences in the activity. this is the weakness of the manuscript. (same as reviwer 2) 2. It is strange to observe that there are quite a number of reports showing that the peptides derived from the Herprin binding proteins have antimicrobial activity, but no one has reported their efficacy in the in vivo mouse model. if possible, the authors could add their observations if in vivo studies were done. or as a future line of study.(Same as reviewer 2)

      Significance

      All the earlier studies related to the antimicrobial activity of the peptides derived from the Heparin-binding protein reported a consensus Cardin and Weintraub motifs i.e, XBBBXXBX or XBBXBX, where X represents hydrophobic or uncharged amino acids, and B represents basic amino acids. However, in this work, the researchers report about the presence of the new CPC motif. So this is unique and a novelty in the study.

      Even though the researchers report on the role of the CPC motif in the antimicrobial activity and binding to the heprin, the authors did not show any data or draw the conclusions related to the CPC domain when it comes to differences in the activity. this is the weakness of the manuscript.

      There are more than 20 different AMP databases or prediction software. however, not all of them are 100 % current, their success rate varies from 30-50% only. It needs to be investigated if adding this search in the hit peptides might increase the success rate of the extra in silico-based AMPs prediction software

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      Reply to the reviewers

      Description of the planned revisions

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      • Again, in Figure 5, were FoxP3/CD4+ cells enumerated? Author Response: Fig 5 showed that the inflammatory score, and activation of CD4 and CD8 cells, were lower in the intestine of DSS-treated mice transplanted with Jag1Ndr/Ndr lymphocytes than in those transplanted with Jag1+/+ lymphocytes. However, in Figure 5 we had not quantified the number of FoxP3/CD4+ cells (Tregs). We agree that it would be interesting to know whether the dampened intestinal inflammation (in response to a classical inflammatory disease model (DSS-treatment)) is also mediated by excess Tregs. We will therefore now quantify Foxp3+ cells on the intestinal sections of experimental animals used for acquisition of data in Fig 5.

      • *

      Description of the revisions that have already been incorporated in the transferred manuscript.

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Reviewer 1 comment: This is an interesting study that examines defects in the Jag1ndr/ndr mouse model of Alagille syndrome. The novel aspects of this manuscript are the comparisons, at many levels, between the mouse model and ALG patient samples, including an examination of immune profiles. The conclusions that the Jag1ndr/ndr mouse model is an accurate representation of the human ALG syndrome appear valid. However the reported differences in immune profiles, particularly in the Jag1ndr/ndr mouse model are difficult to understand. The data presented indicate a reduction in CD4+ cells in the Jag1ndr/ndr mouse at day P3 in both liver and spleen. Additionally, the authors report differences between the the Jag1ndr/ndr mouse and controls at day P30 in the relative percentages of DN, DP and SP CD4 and CD8 cells in the thymus. When examining the peripheral lymphoid system, CD4+ numbers are the same in both the Jag1ndr/ndr animals and controls however CD8+ numbers are reduced and FoxP3/CD4+ cells are increased in both the spleen and the thymus. FoxP3/CD4+ T cells are usually assumed to be regulatory T cells that dampen the inflammatory responses of T cells. Therefore, the increase in this population in an animal model of what is assumed to be an inflammatory disease is confusing and confounding. The authors do not present a clear analysis of how they feel an increase of Tregs would lead to this disease. One possibility is that this population is not functioning as conventional Tregs and rather are promoting inflammation but this conclusion would require a functional analysis of this population of cells, at the very least in an in vitro analysis of T cell suppression. From an immunologist's point of view, their data are antithetical to what one would expect to find in an inflammatory disease. Perhaps this reviewer is missing an important point but if I am missing it, then other who read this manusgcript also may be confused.

      Author Response: *We thank the reviewer for carefully assessing our work, and for noting which aspects of the immune analyses should be more thoroughly explained. We apologize for any confusion, which a clearer introduction will help to avoid. *

      *Alagille syndrome is not thought of as an inflammatory disorder, it is a congenital disorder affecting bile duct development (Kohut et al 2021, Semin Liver Dis). During normal bile duct development, JAG1+ portal fibroblasts signal to NOTCH2+ hepatoblasts to instruct bile duct development. In the context of low JAG1 signaling, hepatoblasts either fail to adopt a cholangiocyte fate, or fail to undergo bile duct morphogenesis, resulting in bile duct paucity and cholestasis. This cholestasis should activate inflammatory processes leading to fibrosis, which is the subject of this study. *

      • *

      We agree with the reviewer that Tregs would be expected to suppress inflammation, and our data are consistent with Treg suppression of inflammation. We show, for the first time, that Tregs are enriched in Jag1Ndr/Ndr mice (Fig 4) and present evidence that they suppress inflammation (Fig 5) and fibrosis (Fig 6), which could explain the atypical fibrosis seen in patients with ALGS.

      • *

      *To clarify that ALGS is a genetic liver disease affecting bile duct formation, we: *

      1. Modified and extended the following text in the Introduction (Page 2, lines 14-17): “ALGS is mainly caused by mutations in the Notch ligand JAGGED1 (JAG1, 94%) (Mašek & Andersson, 2017; Oda et al, 1997), affecting bile duct development and morphogenesis, resulting in bile duct paucity and cholestasis. Immune dysregulation has also been described (Tilib Shamoun et al, 2015), but how this might interact with liver disease in ALGS to affect fibrosis is not known.
      2. *Introduce the disease, the animal model, and the scientific question in a schematic in new Fig 1A. *
      3. * Reviewer 1 comment: Minor points that should be addressed include: • The source cells used in the transfer experiments reported in Figure 5 is unclear. Are they using total spleen cells with T, B and myeloid cells or are they using purified T cells. And if it is the latter, have they assessed the ratio of CD4+ versus FoxP3/CD4+ cells in the transferred cells?

      Author Response: *Total spleen cells including all lymphocytes were transplanted, as described in Materials and Methods. The constituent T-cell populations are characterized and shown in Fig 4F. To clarify this, we: *

      1. *added the text “Adoptive transfer of lymphocytes” to the schematic in Fig 5A, FigS5A, and Fig 6A, and *
      2. modified the opening paragraph related to results presented in Fig.5 and FigS5 in the following way (page 8, line 209): “To investigate Jag1Ndr/Ndr T cell function, we performed adoptive transfer of the splenic lymphocytes into Rag1-/- mice, which lack mature B- and T cell populations, but provide a host environment with normal Jag1 (Mombaerts et al, 1992).
      3. *

      *To acknowledge that B-cells and innate lymphoid cells might contribute to the observed results, we include a following sentence in the Discussion: *

      (page 12, lines 369-371) “Finally, our experimental setup does not exclude an additional contribution of other lymphocytes (B-cells or innate lymphoid cells) to the BDL-induced fibrosis, and selective testing of the individual subpopulations would be an intriguing follow up to this study.”

      Reviewer 1 comment: In the DSS experiments in Figure 5, there does not appear to be a no DSS control. What does the architecture look like without DSS?

      Author Response: The intestinal architecture and phenotype of mice transplanted with Jag1+/+ or Jag1Ndr/Ndr lymphocytes, not treated with DSS, are presented in Supplementary Figure 5. In the absence of DSS, Jag1+/+- or Jag1Ndr/Ndr -transplanted mice exhibit no overt differences in survival or weight gain/loss. The intestinal inflammatory score was not different in the two conditions and was *2.29 +/-0.44 and 2.03 +/-0.92 for Jag1+/+- or Jag1Ndr/Ndr -transplanted mice, respectively. *

      To compare the results with and without DSS, we added the following text to the results section, when describing the DSS results (Page 9, lines 223-226):

      As expected, histological scoring of intestinal and colonic inflammation revealed elevated inflammation in Jag1+/+→Rag1-/- mice treated with DSS (Fig. 5C,D) compared to Jag1+/+→Rag1-/- mice not treated with DSS (Fig. S5). However, there was significantly less inflammation in Jag1Ndr/Ndr→Rag1-/- mice than in Jag1+/+→Rag1-/- mice (Fig. 5C,D)."

      Reviewer 1 comment: The authors noted that splenomegaly was observed in the Jag1ndr/ndr mouse model. Again this is antithetical to what one would expect when one sees an increase in FoxP3/CD4+ T regs.

      Author Response: *We thank the reviewer for pointing at a possible discrepancy, related to Fig1 in which we report the presence of splenomegaly. Although there can be multiple causes of splenomegaly, it is one of the hallmarks of portal hypertension (as also corroborated by Reviewer 2), tightly connected with liver fibrosis, present in patients with ALGS and we report it as such in the manuscript. To clarify this, we added the following text sections: *

      1. Results (page 2, lines 37,38) “Liver fibrosis compresses blood vessels and reduces their blood flow, leading to portal hypertension, a serious consequence of liver disease which can manifest as splenomegaly.
      2. Discussion (page 13, line 394-401): “Splenomegaly has been described as a consequence of portal hypertension in ALGS (Kamath et al, 2020), but could also be attributed to immune-related pathology. Jag1Ndr/Ndr mice exhibit splenomegaly as early as P10, and is exacerbated at P30 ( 1E,F). Patients with other liver diseases display portal hypertension and cirrhosis, with both splenomegaly and hypersplenism associated with a high CD4+/CD8+ ratio, but a low Treg+/CD4+ ratio (Nomura et al, 2014). However, Jag1Ndr/Ndr mice present with splenomegaly but not hypersplenism. An overactive spleen (hypersplenism) would remove red blood cells which are instead enriched in Jag1Ndr/Ndr mice, and Tregs were enriched in Jag1Ndr/Ndr mice, not depleted as seen in cirrhosis/hypersplenism. These data are thus consistent with portal hypertension-induced splenomegaly rather than hypersplenism.*” *

      Reviewer #1 (Significance (Required)):

      Reviewer 1 comment: The strengths of this paper are the careful comparisons between the mouse model and the human ALG syndrome. These comparisons are valuable and worth publication.

      Author Response: We thank the reviewer for these comments.

      Reviewer 1 comment: Weaknesses are stated above. Needs a clearer explanation for their immune analysis.

      Author Response: *We thank the reviewers for highlighting points requiring clarification and hope the proposed text changes and additional data presented in response to the comments of all three reviewers lead to a significant clarification of the immunological aspect of our study. *

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Reviewer 2 comment:

      Summary: Masek and colleagues use multi-pronged studies on the Jag1[Ndr/Ndr] mouse model of Alagille syndrome (ALGS) combined with transcriptomic analysis on livers from patients with ALGS to elucidate the potential mechanisms regulating liver fibrosis in this disease. The authors first show that Jag1[Ndr/Ndr] animals develop pericellular and perisinusoidal fibrosis and exhibit evidence for portal hypertension, similar to patients with ALGS. Single-cell RNA-sequencing indicated more hepatoblasts and less hepatocytes, relatively speaking, in Jag1[Ndr/Ndr] P3 livers, which suggested hampering of hepatoblast differentiation to hepatocytes. Deconvolution of previously generated bulk RNA-seq data from Jag1[Ndr/Ndr] P10 livers and GESA on RNAseq data from livers of these mice and patients with ALGS confirmed the P3 scRNA-seq observations and indicated mild pro-inflammatory activation of immature hepatocytes in ALGS livers. GESA also suggested an inability of Jag1[Ndr/Ndr] livers to attract T cells upon cholestatic injury. Indeed, 25-color flow cytometry on liver and spleen from mutant and control mice indicated a defect in T cell response to cholestasis in this model. The authors then examined the effects of the Ndr mutation on T-cell development and function. They found that the Ndr/Ndr thymi were significantly smaller than control thymi. Moreover, Ndr/Ndr thymi showed an increase in CD4+ T-cells and Tregs at the expense of double-positive T-cells. The authors then performed lymphocyte transplantation studies and concluded that Ndr/Ndr T-cells fail to mount an adequate response to inflammation in a DSS model of ulcerative colitis. The authors tested the contribution of Ndr/Ndr immune cells to liver fibrosis in a model of experimentally induced cholestasis (bile duct ligation; BDL). Ndr/Ndr T-cells did not show any defects in migrating into the liver upon BDL. However, the periportal fibrosis observed in BDL model was reduced in animals receiving Ndr/Ndr immune cells compared to those receiving Jag1+/+ immune cells. This was accompanied by significantly less aSMA staining in these livers. Finally, reanalysis of bulk RNAseq data from liver samples from ALGS and other liver diseases suggested that the presence of FOXP3+ T-reg cells in the liver is associated with higher liver fibrosis in non-ALGS liver diseases but lower liver fibrosis in ALGS livers. The authors have used an impressive combination of single-cell RNA-sequencing, reanalysis of previous bulk RNA-sequencing data from their group and others, 25-color FACS analysis, and adoptive immune transfer experiments in this manuscript, and systematically provide quantification and statistical analysis for their data. Overall, this is an interesting and important study. Prior studies are referenced appropriately. The text and figures are clear and accurate. I don't think any additional experiments are essential. However, the issues listed under Major comments should be discussed and clarified in the manuscript, especially the first item.

      Author Response: *We sincerely thank the reviewer for the comprehensive and insightful assessment of our manuscript. We are particularly gratified to note your acknowledgment of the thoroughness of our experimental approach and the clarity of our presentation. We are pleased that no further experiments would be required, and will address the points raised under Major comments which enhance our study's quality and accessibility. *

      Reviewer 2 comment:

      Major comments:

      • Only a small fraction of the cells in scRNA-seq experiments have been assigned to hepatocytes/hepatoblast clusters, with the majority of these cells allocated to Hepato-Ery cluster. This suggests that many hepatocytes and potentially hepatoblasts have been lost during sample preparation. The authors should discuss this issue and its potential implications on the interpretation of the cell ratios and gene expression conclusions of scRNA-seq data. Author Response: We agree with the reviewer regarding this aspect of our study. We mentioned this limitation in the supplementary methods section: ”Liver parenchymal cells constituted ~6.5% of cells at E16.5, and ~7.5% of cells at P3 and included mesenchymal cells, endothelial cells, hepatoblasts and hepatocytes (Fig. S1D), this parenchymal proportion is lower than in vivo, but consistent with ex vivo liver digest (Guilliams et al, 2022).” We recognize it may be too inaccessible there, and we thus added the following text to the Discussion section of the manuscript: (Pages 11-12, lines 330-337) “A limitation of this study is the underrepresentation of the hepatoblast/cyte parenchymal cells in the scRNA-seq dataset (Fig. 2A-D), which constituted ~6.5% of analyzed cells at E16.5, and ~7.5% of cells at P3 (Fig. S1D). This parenchymal proportion is lower than in vivo, but is consistent with scRNA seq datasets obtained with ex vivo liver digest (Guilliams et al, 2022). One risk is that cell stress as a result of dissociation could result in further loss of injured Jag1Ndr/Ndr hepatocytes, impacting the interpretation of cell type abundance. Nuclear scRNAseq can overcome cell type-dependent dissociation sensitivity bias (Guilliams et al, 2022), and could provide further insights into Jag1Ndr/Ndr livers at the single cell level. Nonetheless, both bulk RNA seq deconvolution and histological analyses confirmed that patients and Jag1Ndr/Ndr mice exhibit hepatoblast enrichment and less differentiated hepatocytes.

      Reviewer 2 comment: The Jag1[Ndr/Ndr] strain is an excellent model for various aspects of ALGS phenotypes. However, when it comes to linking the effects of this mutation to the function of a specific cell type, it is worth considering that Jag1[Ndr/Ndr] might not recapitulate the effects of loss of one copy of JAG1 observed in most patients with ALGS. This is especially important given the sensitivity of various cellular and organ-level processes to the degree of Notch pathway activation. In the context of the present manuscript, it is possible that what the authors have observed in Jag1[Ndr/Ndr] lymphocytes does not mirror how a JAG1-heterozygous human lymphocyte behaves. This is not a major concern, but it is worth considering.

      Author Response: We agree and thus added the following discussion paragraph (page 11, lines 315-321) “In patients with ALGS, who have a single mutation in either JAG1 or NOTCH2, the remnant healthy allele(s) could be expected to mediate signaling. However, some JAG1 mutations exhibit dominant negative effects (Ponio et al, 2007; Xiao et al, 2013; Guan et al, 2023), which could entail further repression of JAG1/NOTCH2 signaling. In this context, it is important to note that the Jag1Ndr/Ndr mice are homozygous for the missense mutation, but retain some JAG1 activity, and it is not clear to which degree this mimics JAG1 heterozygosity in humans. It would be of interest to test whether Jag1 potency affects hepatoblast differentiation or injury-induced reversion of hepatocytes in patients as a function of their genotype.

      Reviewer 2 comment: •The basis for the opposite type of correlation between COL1A1 expression and POXP3 level in ALGS versus non-ALGS liver disease is not clear.

      Author Response: We thank the reviewer for pointing out the unclear interpretation of the patient data. In patients with ALGS, the extent of fibrosis is likely to be highly multifactorial, involving (as we show) hepatocyte immaturity, dampened inflammation, and immune system dysregulation (possibly involving more than T-cells). Since human patients ARE so heterogeneous, teasing apart the relative contribution of each is currently outside the scope of our study, but will be an important area of future research. Nonetheless we thought it was important and interesting to show these patterns in supplementary Fig 6, now extended with further data, and analyses, and described in the following manner:

      • *

      Results section: (page 10, lines 267-275) “Liver damage in non-ALGS liver disease (using liver injury marker LGALS3BP) (Yang et al, 2021), was positively correlated with recruitment of lymphocytes (including CD8A+,and FOXP3+ populations of T cells), as well as the extent of fibrosis (COL1A1 abundance) (Fig. S6G). However, in ALGS, the extent of liver damage, lymphocyte recruitment and fibrosis were unlinked (Fig. S6G). These data are in line with the observation that liver stiffness (a proxy for fibrosis) in ALGS is independent of biomarkers of liver disease (Leung et al, 2023). While Treg infiltration in ALGS was independent of liver damage, it exhibited a tendency towards a negative correlation with fibrosis (Fig. S6G), corroborating that elevated levels of Tregs may limit fibrosis in ALGS. Altogether, these data suggest that the liver and lymphocytes may be differentially affected in different patients with ALGS, a disorder that is well known for its heterogenous presentation.

      Minor comments:

      • Page 2, last paragraph of Introduction, Page 12 last sentence, and Supplementary Methods: Please use "adoptive immune transfer" instead of "adaptive immune transfer". • Pages 3 and 4: Reference is made to Figures 3E-O, which appears to be Figure 2E-O. • Figure 3 legend: "Analysis in (E) is one-way ANOVA with Dunnett's multiple comparison test". Panel E compares two means, so ANOVA is not the appropriate statistical analysis for these data. Is this sentence related to panel D? • Page 9: Please correct misspelling: "response to intestinal insult (Fig. 5). W therefore". • The Science Translation Medicine references lack page number. Author Response: *We thank the reviewer deeply for taking the time to meticulously note and convey these errors, helping us to correct these. The suggested corrections have been implemented. Science Transl Med is an online journal and does not have page numbers – we have added an issue number to facilitate retrieval of these references. *

      • *

      Additionally, we noticed that the image of a consecutive liver section with CYP1A2 staining from Jag1Ndr/Ndr liver in Fig 2 L was accidentally flipped along the horizontal axis, which we have now corrected. We also changed the scRNAseq cell cluster naming from Hepatoblasts/cytes, Hepato_Ery, and Kupffer cells, Kuffer cells_Ery to Hepatoblasts/cytes I, and II, and Kupffer cells I and II, respectively, to match the Neutrophil progenitors I and II naming convention. Names were subsequently also changed in Fig S1 and methods.

      **Referees cross-commenting**

      To my knowledge, ALGS is not considered to be an inflammatory disorder. Furthermore, the splenomagaly observed in the mouse model could be due to portal hypertension rather than a primary immune disturbance. Having said that, I agree with the other reviewers that the manuscript will benefit from further discussion and clarification on the immune-related observations.

      Author Response: We thank Reviewer 2 for indicating to Reviewer 1 that ALGS is not considered an inflammatory disorder, which we agree with. It was not our intention to convey this idea. To avoid confusion, we now:

      1. *Added a schematic in Fig 1A. *
      2. Modified and extended the following text in the Introduction: (Page 2, lines 14-17): “ALGS is mainly caused by mutations in the Notch ligand JAGGED1 (JAG1, 94%) (Mašek & Andersson, 2017; Oda et al, 1997), affecting bile duct development and morphogenesis, resulting in bile duct paucity and cholestasis. Immune dysregulation has also been described (Tilib Shamoun et al, 2015), but how this might interact with liver disease in ALGS to affect fibrosis is not known. *Furthermore, we have addressed or will address all comments from reviewer 1 to clarify the immune-related observations. *

      Reviewer #2 (Significance (Required)):

      Despite severe cholestasis, ALGS patients do not show as much fibrosis as other cholestatic diseases, including biliary atresia (BA). A previous study had suggested that this phenomenon could be due to the difference in the nature of reactive hepatobiliary cells in ALGS compared to BA (Fabris et al, 2007). Moreover, a number of studies have suggested a role for Notch pathway activation in several cell types in the liver in the development of liver fibrosis (for example, Sawitza et al, Hepatology, 2009; Chen et al, Plos One, 2012; Duan et al, Hepatology, 2018; Yu et al, Science Translational Medicine, 2021). However, although a role for Notch signaling in T-cells is well established, it was not known whether impaired T-cell development/function contributes to reduced fibrosis in ALGS liver disease. Accordingly, the current manuscript provides novel insight into the mechanism of fibrosis in this disease. Moreover, the observation that Jag1-mutant T-cells do not confer as much protection as control T-cells to immunodeficient mice subjected to DSS-induced ulcerative colitis provides strong evidence for impaired T-cell immunity in this ALGS model and might help explain other aspects of ALGS phenotypes.

      The manuscript will be of interest to broad audience (Notch signaling, cholestatic liver disease, mechanisms of liver fibrosis, T-cell development).

      I have expertise in Notch signaling and in using animal models of human developmental disorders.

      __Author Response: __We thank the reviewer for the balanced assessment of our manuscript in light of the current knowledge, and for highlighting its importance in the context of not only Notch and ALGS, but also other cholestatic and fibrotic liver diseases.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      The article entitled "Jag1 Insufficiency Disrupts Neonatal T Cell Differentiation and Impairs Hepatocyte Maturation, Leading to Altered Liver Fibrosis" by Mašek et al described the role of Notch ligand JAGGED1 (JAG1) in the T-cell differentiation contributing to liver fibrosis and immune system development in ALGS. This article is well written and has important preliminary findings that could establish Jag1 and its downstream signaling pathways as potential therapeutic targets to attenuate liver fibrosis.

      Author Response: We thank the reviewer for recognizing our work and pointing out the therapeutical implications of our findings.

      Reviewer 3 comment 1: Minor comments: In page 4, they mentioned that "the hepatoblast marker alpha fetoprotein (AFP) was 3.1-fold enriched (Fig. 3J,K), while the mature hepatocyte marker CYP1A2 protein was 1.7-fold less expressed (Fig. 3L-M)", the figure numbers should be changed to 2J, K, L-M etc.

      Author Response:* We thank the reviewer for identifying these errors. The suggested corrections have been implemented. *

      Reviewer 3 comment 2: In liver fibrosis the Th17 cells play crucial roles. Please show the level of IL17A mRNA level in the liver in the Jag1Ndr/Ndr mice compared to the Jag1+/+ mice.

      Author Response: We thank the reviewer for the insightful comments. We indeed investigated the Th17 vs Treg immune response, however we detect neither Th17-expressed Il17, Il17a, Il17f, nor Il21 and Il22 mRNA in the bulk RNA data, suggesting their expression is either masked or they are not present in significant numbers within the liver tissue at P10, preventing us from drawing any conclusions about this cell population.

      Reviewer ____3 comment 3: Also, please show the expression level of pro-inflammatory molecules, for example, TNFα, IL1β, MCP1 etc and the level of MMPs (especially MMP2, MMP8, MMP9) in the livers of the mice models used.

      Author Response: *The expression of Il10, Il1b, Mcp1(Ccl2), was presented in the manuscript Fig. 2O, and we attach in the response to reviewers *

      *a full list together with the expression levels of Mmp2/8/9, Tnfa, Ifng, Il17 receptor family and Tgfb1-3. Out of these, Mmp8 (0.9 Log2fold change = 1.9-fold), Ccl2 (2.2 Log2fold change = 4.7-fold), and Tl17rb (1.1 Log2fold change = 2.1-fold) were significantly upregulated, but do not indicate any specific leukocyte population’s response. This is in line with data in Fig S2E, demonstrating a dominance of myeloid over adaptive immune response in the GSEA of the immune KEGGs. *

      *Since lymphocytes are underrepresented in the bulk transcriptomics, and individual genes might report activity of many different cell types, we chose to focus on the list of genes shown to be markers of activated hepatocytes, to avoid over interpretation of the RNA sequencing data. Instead, the immune analyses were based on flow cytometry data, which we expect should accurately report cell type abundance across organ systems. *

      Reviewer 3 comment____ 4. Authors have shown significant alterations in the Treg population in their Jag1Ndr/Ndr mice of ALGS. Please also show the expression of IL10 and TGFβ in the liver and whether they are correlated with the level of Treg populations.

      Author response:* IL10 and Tgfb mRNA levels in liver are shown in the heatmap in the response to reviewers, and were not significantly different between genotypes at P10. They were also not correlated with Foxp3 levels, as shown in the correlation matrices below (Pearson’s R values in top row, significance values in bottom row). *

      Reviewer 3 comment 5. It would be interesting to know whether the IFNγ mRNA expression in the livers were altered in the Jag1Ndr/Ndr mice with altered populations of CD8 T cells.

      Author Response: There was no significant difference in IFNγ mRNA expression levels between Jag1+/+ and Jag1Ndr/Ndr *livers at P10 (please see the heatmap in response to comment no.3, above). *

      Reviewer #3 (Significance (Required)): Strength: This article is well written and has important preliminary findings that could establish Jag1 and its downstream signaling pathways as potential therapeutic targets to attenuate liver fibrosis.

      Author Response: Thank you for these comments and pointing out the wider implications of our findings.


      Reviewer 3____ Limitations: This study lacked the detailed molecular pathways which could explain how the Jag1 altered the T-cell recruitment, development and hepatocyte maturation in the development of liver fibrosis in the ALGS model.

      Author Response: We agree that this study does not focus on molecular pathways. The intention of this study was to identify which cell populations contribute to atypical neonatal fibrosis in ALGS. Because we expected this process to be multifactorial, Jag1Ndr/Ndr mice, carrying a systemic mutation, present both advantages (Jag1 abrogation in all cells --> ALGS-like organ interactions) and limitations (inability to identify contributions of individual cell types). However, by identifying maturing hepatocytes and Tregs as dysregulated, and demonstrating that Jag1Ndr/Ndr lymphocytes behave abnormally and suppress inflammation and fibrosis in Rag1-/- mice (with normal Jag1 expression), we establish a biological framework that can now be further investigated with conditional genetic tools and in vitro systems, to elucidate specific molecular pathways, that were beyond the scope of the current study.

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      Referee #3

      Evidence, reproducibility and clarity

      The article entitled "Jag1 Insufficiency Disrupts Neonatal T Cell Differentiation and Impairs Hepatocyte Maturation, Leading to Altered Liver Fibrosis" by Mašek et al described the role of Notch ligand JAGGED1 (JAG1) in the T-cell differentiation contributing to liver fibrosis and immune system development in ALGS. This article is well written and has important preliminary findings that could establish Jag1 and its downstream signaling pathways as potential therapeutic targets to attenuate liver fibrosis.

      1. Minor comments: In page 4, they mentioned that "the hepatoblast marker alpha fetoprotein (AFP) was 3.1-fold enriched (Fig. 3J,K), while the mature hepatocyte marker CYP1A2 protein was 1.7-fold less expressed (Fig. 3L-M)", the figure numbers should be changed to 2J, K, L-M etc.
      2. In liver fibrosis the Th17 cells play crucial roles. Please show the level of IL17A mRNA level in the liver in the Jag1Ndr/Ndr mice compared to the Jag1+/+ mice.
      3. Also, please show the expression level of pro-inflammatory molecules, for example, TNFα, IL1β, MCP1 etc and the level of MMPs (especially MMP2, MMP8, MMP9) in the livers of the mice models used.
      4. Authors have shown significant alterations in the Treg population in their Jag1Ndr/Ndr mice of ALGS. Please also show the expression of IL10 and TGFβ in the liver and whether they are correlated with the level of Treg populations.
      5. It would be interesting to know whether the IFNγ mRNA expression in the livers were altered in the Jag1Ndr/Ndr mice with altered populations of CD8 T cells.

      Significance

      Strength: This article is well written and has important preliminary findings that could establish Jag1 and its downstream signaling pathways as potential therapeutic targets to attenuate liver fibrosis.

      Limitations: This study lacked the detailed molecular pathways which could explain how the Jag1 altered the T-cell recruitment, development and hepatocyte maturation in the development of liver fibrosis in the ALGS model.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      Masek and colleagues use multi-pronged studies on the Jag1[Ndr/Ndr] mouse model of Alagille syndrome (ALGS) combined with transcriptomic analysis on livers from patients with ALGS to elucidate the potential mechanisms regulating liver fibrosis in this disease. The authors first show that Jag1[Ndr/Ndr] animals develop pericellular and perisinusoidal fibrosis and exhibit evidence for portal hypertension, similar to patients with ALGS. Single-cell RNA-sequencing indicated more hepatoblasts and less hepatocytes, relatively speaking, in Jag1[Ndr/Ndr] P3 livers, which suggested hampering of hepatoblast differentiation to hepatocytes. Deconvolution of previously generated bulk RNA-seq data from Jag1[Ndr/Ndr] P10 livers and GESA on RNAseq data from livers of these mice and patients with ALGS confirmed the P3 scRNA-seq observations and indicated mild pro-inflammatory activation of immature hepatocytes in ALGS livers. GESA also suggested an inability of Jag1[Ndr/Ndr] livers to attract T cells upon cholestatic injury. Indeed, 25-color flow cytometry on liver and spleen from mutant and control mice indicated a defect in T cell response to cholestasis in this model. The authors then examined the effects of the Ndr mutation on T-cell development and function. They found that the Ndr/Ndr thymi were significantly smaller than control thymi. Moreover, Ndr/Ndr thymi showed an increase in CD4+ T-cells and Tregs at the expense of double-positive T-cells. The authors then performed lymphocyte transplantation studies and concluded that Ndr/Ndr T-cells fail to mount an adequate response to inflammation in a DSS model of ulcerative colitis. The authors tested the contribution of Ndr/Ndr immune cells to liver fibrosis in a model of experimentally induced cholestasis (bile duct ligation; BDL). Ndr/Ndr T-cells did not show any defects in migrating into the liver upon BDL. However, the periportal fibrosis observed in BDL model was reduced in animals receiving Ndr/Ndr immune cells compared to those receiving Jag1+/+ immune cells. This was accompanied by significantly less aSMA staining in these livers. Finally, reanalysis of bulk RNAseq data from liver samples from ALGS and other liver diseases suggested that the presence of FOXP3+ T-reg cells in the liver is associated with higher liver fibrosis in non-ALGS liver diseases but lower liver fibrosis in ALGS livers. The authors have used an impressive combination of single-cell RNA-sequencing, reanalysis of previous bulk RNA-sequencing data from their group and others, 25-color FACS analysis, and adoptive immune transfer experiments in this manuscript, and systematically provide quantification and statistical analysis for their data. Overall, this is an interesting and important study. Prior studies are referenced appropriately. The text and figures are clear and accurate. I don't think any additional experiments are essential. However, the issues listed under Major comments should be discussed and clarified in the manuscript, especially the first item.

      Major comments:

      • Only a small fraction of the cells in scRNA-seq experiments have been assigned to hepatocytes/hepatoblast clusters, with the majority of these cells allocated to Hepato-Ery cluster. This suggests that many hepatocytes and potentially hepatoblasts have been lost during sample preparation. The authors should discuss this issue and its potential implications on the interpretation of the cell ratios and gene expression conclusions of scRNA-seq data.
      • The Jag1[Ndr/Ndr] strain is an excellent model for various aspects of ALGS phenotypes. However, when it comes to linking the effects of this mutation to the function of a specific cell type, it is worth considering that Jag1[Ndr/Ndr] might not recapitulate the effects of loss of one copy of JAG1 observed in most patients with ALGS. This is especially important given the sensitivity of various cellular and organ-level processes to the degree of Notch pathway activation. In the context of the present manuscript, it is possible that what the authors have observed in Jag1[Ndr/Ndr] lymphocytes does not mirror how a JAG1-heterozygous human lymphocyte behaves. This is not a major concern, but it is worth considering.
      • The basis for the opposite type of correlation between COL1A1 expression and POXP3 level in ALGS versus non-ALGS liver disease is not clear.

      Minor comments:

      • Page 2, last paragraph of Introduction, Page 12 last sentence, and Supplementary Methods: Please use "adoptive immune transfer" instead of "adaptive immune transfer".
      • Pages 3 and 4: Reference is made to Figures 3E-O, which appears to be Figure 2E-O.
      • Figure 3 legend: "Analysis in (E) is one-way ANOVA with Dunnett's multiple comparison test". Panel E compares two means, so ANOVA is not the appropriate statistical analysis for these data. Is this sentence related to panel D?
      • Page 9: Please correct misspelling: "response to intestinal insult (Fig. 5). W therefore".
      • The Science Translation Medicine references lack page number.

      Referees cross-commenting

      To my knowledge, ALGS is not considered to be an inflammatory disorder. Furthermore, the splenomagaly observed in the mouse model could be due to portal hypertension rather than a primary immune disturbance. Having said that, I agree with the other reviewers that the manuscript will benefit from further discussion and clarification on the immune-related observations.

      Significance

      Despite severe cholestasis, ALGS patients do not show as much fibrosis as other cholestatic diseases, including biliary atresia (BA). A previous study had suggested that this phenomenon could be due to the difference in the nature of reactive hepatobiliary cells in ALGS compared to BA (Fabris et al, 2007). Moreover, a number of studies have suggested a role for Notch pathway activation in several cell types in the liver in the development of liver fibrosis (for example, Sawitza et al, Hepatology, 2009; Chen et al, Plos One, 2012; Duan et al, Hepatology, 2018; Yu et al, Science Translational Medicine, 2021). However, although a role for Notch signaling in T-cells is well established, it was not known whether impaired T-cell development/function contributes to reduced fibrosis in ALGS liver disease. Accordingly, the current manuscript provides novel insight into the mechanism of fibrosis in this disease. Moreover, the observation that Jag1-mutant T-cells do not confer as much protection as control T-cells to immunodeficient mice subjected to DSS-induced ulcerative colitis provides strong evidence for impaired T-cell immunity in this ALGS model and might help explain other aspects of ALGS phenotypes.

      The manuscript will be of interest to broad audience (Notch signaling, cholestatic liver disease, mechanisms of liver fibrosis, T-cell development).

      I have expertise in Notch signaling and in using animal models of human developmental disorders.

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      Referee #1

      Evidence, reproducibility and clarity

      This is an interesting study that examines defects in the Jag1ndr/ndr mouse model of Alagille syndrome. The novel aspects of this manuscript are the comparisons, at many levels, between the mouse model and ALG patient samples, including an examination of immune profiles. The conclusions that the Jag1ndr/ndr mouse model is an accurate representation of the human ALG syndrome appear valid. However the reported differences in immune profiles, particularly in the Jag1ndr/ndr mouse model are difficult to understand. The data presented indicate a reduction in CD4+ cells in the Jag1ndr/ndr mouse at day P3 in both liver and spleen. Additionally, the authors report differences between the the Jag1ndr/ndr mouse and controls at day P30 in the relative percentages of DN, DP and SP CD4 and CD8 cells in the thymus. When examining the peripheral lymphoid system, CD4+ numbers are the same in both the Jag1ndr/ndr animals and controls however CD8+ numbers are reduced and FoxP3/CD4+ cells are increased in both the spleen and the thymus. FoxP3/CD4+ T cells are usually assumed to be regulatory T cells that dampen the inflammatory responses of T cells. Therefore, the increase in this population in an animal model of what is assumed to be an inflammatory disease is confusing and confounding. The authors do not present a clear analysis of how they feel an increase of Tregs would lead to this disease. One possibility is that this population is not functioning as conventional Tregs and rather are promoting inflammation but this conclusion would require a functional analysis of this population of cells, at the very least in an in vitro analysis of T cell suppression. From an immunologist's point of view, their data are antithetical to what one would expect to find in an inflammatory disease. Perhaps this reviewer is missing an important point but if I am missing it, then other who read this manuscript also may be confused.

      Minor points that should be addressed include:

      • The source cells used in the transfer experiments reported in Figure 5 is unclear. Are they using total spleen cells with T, B and myeloid cells or are they using purified T cells. And if it is the latter, have they assessed the ratio of CD4+ versus FoxP3/CD4+ cells in the transferred cells?
      • In the DSS experiments in Figure 5, there does not appear to be a no DSS control. What does the architecture look like without DSS?
      • Again, in Figure 5, were FoxP3/CD4+ cells enumerated?
      • The authors noted that splenomegaly was observed in the Jag1ndr/ndr mouse model. Again this is antithetical to what one would expect when one sees an increase in FoxP3/CD4+ T regs.

      Significance

      The strengths of this paper are the careful comparisons between the mouse model and the human ALG syndrome. These comparisons are valuable and worth publication.

      Weaknesses are stated above. Needs a clearer explanation for their immune analysis.

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      Reply to the reviewers

      Reviewer #1

      Evidence, reproducibility and clarity (Required):

      Au et al. used two fly models to study how mitochondrial defects are implicated in C9ALS, the most common familial ALS type. They found that in these flies, mitochondrial, but not cytosolic, ROS is upregulated, accompanied by locomotion defects agreeing with previous publications. Consistent with these data, sod2, but not sod1, rescues the behavioral defects in these flies. Also, manipulating mitochondrial dynamics or mitophagy does not rescue these defects. Furthermore, the authors showed that the Nrf2 activity is upregulated, likely due to oxidative stress, and genetically or pharmacologically suppressing the Keap1 function, which activates Nrf2 and thereby its downstream antioxidative genes, suppresses behavior defects in these flies. This part is generally solid and convincing, with minor issues that need some revision. Finally, the authors showed that mitochondrial ROS and nuclear Nrf2 are both upregulated in C9 iPS neurons, both of which are suppressed by the Keap1 inhibitor DMF, or a known antioxidant. For this part, the data are convincing but insufficient to support a good translation of their fly data.

      __Major concerns: __

      1a. The authors really need a phenotypic readout for their iPS experiments, either cell death or some sort of toxicity, to support the translatability of their fly data.

      • We agree and appreciate the value of having such as phenotypic readout for the iPSC experiments but, unfortunately, within the context of the current work we did not obvious any clear phenotype of toxicity or diminished viability under basal, unchallenged conditions. To support this, we have added our analysis of cell viability at the time of imaging, shown in new Supplementary Figure 3C and mentioned in the text (line 620-621).

      1b. The authors also need to test the toxicity of DMF in iPS neurons.

      • As above, we found that treatment with DMF conferred no overt toxicity within the time-course of our experiments. These data are shown in new Supplementary Figure 3D and mentioned in the text (line 626-628).

      The authors should use genetic ways, e.g., knocking down Keap1, to activate Nrf2 and test whether this suppresses ROS and neurodegeneration phenotype in iPS neurons, as they did in flies.

      They need to better characterize the Nrf2 activity in iPS neurons (see Minor Concern #1).

      • Regarding these two points, we agree that it would be interesting to further investigate the Keap1/Nrf2 pathway in these cells, but time, personnel and resource constraints preclude additional investigations on this occasion. It is important to note that the cell models were used specifically to validate that elevated mitochondrial oxidative stress and increased nuclear Nrf2 localisation also occurred in patient-derived neurons, and whether DMF treatment could reverse the oxidative stress. This was the extent to which the cell models were used in this instance and the current data are sufficient to support the conclusions made based on this. We regret that it was not possible to delve deeper into this at the current time but will be possible in future work.

      __Minor concerns: __

      1a. Fig 4A and B are hard to comprehend. Can the authors show images with more obvious differences?

      • We have now revised these figure panels replacing with alternative images. We hope that the new images show more appreciable differences. We understand that the differences can sometimes be subtle which is why we rely on the quantification for unbiased interpretation.

      1b. Also, Gst-D1 is the only Nrf2 downstream gene tested. Can the authors use RT-PCR to test multiple genes? These will strengthen the point that Nrf2 is activated. Similar things should be done in iPS neurons.

      • Thanks for this suggestion. To complement the immunoblots of the genomic GstD1-GFP reporter, we have now performed qRT-PCR on flies treated with or without DMF for additional Keap1/Nrf2 pathway targets, including GstD1, Gclc, GstD2 and Cyp6a2. These data show that the degree of transcriptional activation was variable between different targets, but DMF treatment caused a general upregulation of CncC targets in G4C2x36 flies (new Fig. 6A).

      What about cytosolic ROS in C9 iPS neurons? Is it similar to the fly models?

      • We agree that this would be interesting to analyse. Unfortunately, given time and resource constraints we did not have the capacity to also explore this out of curiosity. Again, the specific focus for the iPSC neuron work was to validate the mitochondrial ROS aspect and action of DMF.

      Unless the authors confirm that mitochondrial dynamics or mitophagy are not contributing to neurodegeneration in iPS neurons, I wouldn't emphasize their related negative data in flies. Overall, the authors need to tone down their arguments if the findings are not verified in iPS or other mammalian models.

      • On reflection, we agree that the iNeuron data was given an overly prominent status within the study and we have adjusted the text accordingly throughout, including removing a specific mention of this in the title. That said, we still consider that the negative results regarding the lack of rescue of organism-scale phenotypes (e.g., locomotion) by manipulating mitochondrial dynamics or mitophagy to be important indicators of the relative mechanistic contribution of these processes to the organism-scale pathology (most closely reflecting the clinical condition). As discussed above (major point 1a), within the context of the current work we did not obvious any clear phenotype of toxicity or diminished viability in the patient iNeurons. Therefore, it is not readily possible to test the relative contribution of mitochondrial dynamics vs mitophagy vs ROS to the survival of these cells, so we have based our interpretations of this on the in vivomodels. In summary, we have toned down our statements relating to and stemming from data arising from the iNeuron work but our interpretation of the negative results in flies remains the same.

      Can the authors measure the activities of OXPHOS complexes and ATP synthase/complex V?

      • The intention of this study was to explore mechanisms that could alleviate pathological phenotypes in vivo. We have characterised a wide-range of cellular defects relating to mitochondrial dysfunction including overall OXPHOS function by OCR. Analysing individual OXPHOS complexes from animal tissue is not a trivial undertaking and, other than providing a little more granularity to the nature of the respiratory defect, we considered that this would be a distraction from the main focus of the study.

      5a. Edavarone is one of the only two effective drugs for general ALS, and it's believed to work as an antioxidant. The authors should discuss it along with relating their findings to therapeutic development.

      • A statement on Edaravone being an FDA-approved treatment for ALS and an antioxidant (ROS scavenger) were included in the text (lines 628-629). We have added further comment on this in the Discussion (lines 686-690). Since edaravone was used as a comparator in this study, and to maintain the focus on DMF, we prefer to not elaborate on this further in the discussion.

      5b. Also, the discussion on SOD1 aggregation sounds somewhat farfetched. Plus, it's not directly related to the central message of this paper. I would remove it.

      • Fair enough. We have removed these statements from the text.

      __Significance (Required): __

      C9orf72-mediated ALS is the most common familial ALS type and also accounts for a fraction of sporadic ALS cases. Its pathomechanism is incompletely understood. Previous studies have linked mitochondrial defects and ROS to pathogenesis in fly, iPS, mouse, etc. models, and antioxidants can suppress some neurodegenerative features in these models. Consistent with these findings, one of the only two effective drugs for general ALS, edaravone, is believed to mitigate oxidative stress in motor neurons. Hence, oxidative stress is a critical pathogenic contributor that holds great potential as a therapeutic target. However, our understanding of its cause and consequence in ALS is limited. This paper includes at least two novel points: 1) identifying mitochondrial, but not cytosolic, ROS is upregulated and contributes to neurodegeneration in C9ALS models; 2) discovering that the Keap1/Nrf2 is altered and activating Nrf2 suppresses neurodegeneration. The first point presents an incremental advance in the field, but the second one is potentially critical, especially from a translational aspect. That being said, the novelty of the second point is somewhat dampened by a recently published paper (Jiménez-Villegas, et al. 2022), which showed that Nrf2/Keap1 is altered in C9 patient leukocytes and NSC cells overexpressing or treated with C9-DPRs. However, these cells/models are remotely related to the disease. The current manuscript still provided evidence in an in vivo neuronal model for the first time. If the authors could make their iPS part comprehensive, this could still be a major advance towards translation.

      This paper could be interesting to a broad audience beyond the ALS field.

      Another strength of this paper is that the fly analyses are comprehensive, the data are convincing, and the conclusions are solid. However, the major weakness is that the iPSN part is incomplete to support the translatability of their findings in flies. Current data only suggest that DMF and EDV are functional in iPSNs.

      Reviewer #2

      __Evidence, reproducibility and clarity (Required): __

      the study of ALS uses almost exclusively drosophila larvae and adults and has a few expts with iNeurons (human) at the end. THe results are interesting and relevant to human disease and do suggest potential ways to treat disease. Not all the effect sizes are large, but nonetheless this is publishable material. More expts would of course strengthen their case. None of what I suggest is essential, but this depends in part on where they eventually want to publish their work.

      __Some comments below: __

      All are overexpression models with strong phenotypes. This has to be mentioned.

      • The nature of the genetic models is clearly delineated in the manuscript. To highlight this further in the text, we have added comments at the start of the Results section stating that Drosophila do not have an orthologue of C9orf72, so we use previously established transgenic models (lines 372-376). In fact, it is incorrect to call these 'overexpression' models because there isn't a C9orf72 orthologue to be overexpressed. Formally, they are ectopic expression models.

      Furthermore, in any ageing model every aspect of cell biology is affected.

      • Agreed.

      In fig 1E to the non-expert it is hard to work out what is a mitochondrion. Some higher res imaging might help.

      • It is indeed difficult to discern individual mitochondria with this particular approach. We have a lot of experience in this kind of analysis and higher resolution imaging does not resolve the problem. The challenges with imaging mitochondria in such tiny cell bodies is the reason that we have adopted a categorical scoring system.

      Line 390 comments on morphology but fig s1b-c is survival. Do they have morphology data? If not then they should rephrase the text

      • This is a misunderstanding. The brief mention of mitochondrial morphology at the start of the paragraph ("Mitochondrial morphology is known to respond to changes in reactive oxygen species (ROS) levels as well as other physiological stimuli." - lines 414-415) is to provide as a segue from the preceding section describing the morphology defects to the following sections that investigate the possible mechanisms affecting this.

      Line 441. Can they provide reference for 1000 being physiologically relevant? 36 is certainly pathological in humans. In my opinion the only genuinely physiologicall relevant model is a genetically faithful knockin without codon alteration.

      • We have rephrased this to be 'more physiologically relevant repeat length' and provided a reference.

      Line 482 - they say mitophagy is downstream, but isn't that obvious in a C9 transgenic model?

      • We appreciate that this statement was confusing. We are referring to 'upstream' or 'downstream' in the cascade of events that ensuing from expression of DPRs, not upstream or downstream with respect to C9 mutations themselves, so we have rephrased this as "not a primary contributor to C9orf72 pathology" (lines 502-503).

      7a. Line 502 - they indicate 'exploring the basis', but I am a little unclear what they are saying. What is the reason for the reduced SOD1 in x36 v x3 flies? Are they simply killing cells that have the most SOD1 and therefore their qPCRs/blots only represent those cells with less SOD1? There is still SOD1 being expressed there of course.

      • Thanks for allowing us to clarify this point. We have not been able to clarify the mechanism for why Sod1 appears to be downregulated upon G4C2x36 expression, which we acknowledge is a limitation. So, we have decided to adjust the language from 'exploring the basis', to now simply report this as an associated observation (line 527).

      7b. In the text it would help if they clarified if the genes overexpressed are human or fly. If human, it might be worth overexpressing mutant ALS SOD1 if they are able.

      • In general, when reporting on experiments with a model organism such as Drosophila, we work on the assumption that genetic manipulations will typically be that of the host species, i.e., transgenic expression with be of Drosophila genes, unless specifically stated otherwise. In any case, all the necessary details of all genetic strains used in this study are laid out in Methods.

      Line 521 - this para should perhaps be in intro section, not results.

      • Agreed. We have now edited the start of this section (lines 543-546).

      In Fig5, do they have CnnC IHC to back up their conclusion that keap1 mutation is affecting this process?

      • Thank you for this suggestion. We have now analysed CncC localisation in C9 models {plus minus} Keap1 mutation. As before, we saw that G4C2x36 caused an increase in CncC nuclear localisation, although there was a trend towards an increase with Keap1 heterozygosity this was not consistent enough to be significant. These data are presented in new Fig. 5D, E and discussed in the text (lines 579-581). Although these results do not show an additional increase of nuclear CncC by this treatment of DMF, we also performed qRT-PCR analysis of CncC target genes GstD1, GstD2, Gclc and Cyp6a2,from flies treated with or without DMF. These data show that the degree of transcriptional activation was variable between different targets, but DMF treatment caused a general upregulation of CncC targets in G4C2x36 flies (new Fig. 6A).

      The Induced neuron results are interesting. What kind of neurons are they? Have they been confirmed to be so with ICC? The figures in 6 are poor. They should make the point that correction of the mutation to ensure isogenicity would be an additional confirmatory measure. Isogenic lines are available from JAX and the UK MND Institute.

      • Agreed. We now provide further characterisation of the iNeurons that was done at the time of the original experiments but not presented. These analyses include immunostaining with neuronal marker antibodies against β-III Tubulin, MAP2 and NeuN. These data are shown in new Supplementary Figure 3A, B. We also report the relative viability of these neurons at the point of analysis (new Supplementary Figure 3C, D). We have added mention of this in the text (lines 620-621 and 627-628). Of note, these patient cell lines have been used and reported before (Reference 53) which we cite on line 618. We also acknowledge the limitations of using these lines, and that future work would be better done with isogenic controls (lines 690-692) as the reviewer indicates.

      Suppl fig 3 - interesting observation with edaravone, but do they have any survival/motility data in neurons/flies? Also, would be good to compare with another drug that works on a different mechamism E.g. riluzole.

      • Since edaravone is a known therapeutic for ALS and was used as a comparator, rather than being the primary focus, we do not have additional data on edaravone.

      Overall, the conclude they have done a comprehensive analysis of mito function, but I would argue that while a good analysis there are plenty of other studies they could have done e.g. assess mitochondrial respiratory chain.

      • We agree that additional studies can always be envisaged.

      13a. I also think the imaging of mitochondria could be better, and much work needs to be done on the iNeurons to characterise them.

      • As mentioned above, we have provided additional characterisation of the iNeurons in this revision.

      13b. Sentence line 674 - needs rephrasing.

      • Thanks for prompting this. We have now rewritten these sentences (now lines 700-701).

      In their final paragraph what do you they mean by oxidative stress being upstream? I would argue it is downstream of the C9 expansion, right?

      • We apologise that this was confusingly written. As per the comment above (response to point 6), we were referring to events 'upstream' or 'downstream' in the cascade of events that ensuing from expression of DPRs. We have now rephrased this to be a "proximal" pathogenic mechanism (lines 708-710). We hope that our intended meaning is now clearer in the text.

      __Significance (Required): __

      A good study, modest degree of advancement in the field.

      Reviewer #3

      __Evidence, reproducibility and clarity (Required): __

      In the present paper the authors focused on the hyper-production of ROS in a C9orf72 fly model. they the sought to rescue the observed fly phenotype by manipulating mitochondria dysfunctions or pathways downstream these dysfunctions.

      __Majors: __

      Given the wide varieties of statistical tests used a rationale should be given to why a certain test (one way anova) was used in one experiment (WB, qPCR) and another for another (Chi square) experiment (mitochondria morphology)

      • In all cases, the choice of statistical test is dictated by the nature of the data being analysed - a principal that should be well-understood by all experienced researchers - and so may vary between experiments but will be consistent between different data sets of the same type of experiment. For instance, for those data sets consisting of two groups, an unpaired t-test would be appropriate. Most other experiments consist of three or more experimental groups and so will need an appropriate test with additional post-hoc test to correct for multiple comparisons, such as one-way ANOVA with Bonferroni's post-hoc correction. Where data sets are not normally distributed, such as generated by our climbing assay, a non-parametric analysis is required, such as the Kruskal-Wallis test. Here we also use a Dunn's post-hoc correction for multiple comparisons. In some assays of multiple groups, there are also multiple variables, such as the different drug concentrations tested on control and C9 iNeurons, a two-way ANOVA with an appropriate post-hoc correction test is used. Finally, some assays employ a categorical scored system, such as the mitochondrial morphology analysis, which will require a different type of statistical analysis such as Chi squared test.
            These types of analysis are in no way unusual or 'cherry-picked' to give the most desirable outcomes but are selected simply based on the type of the data to be analysed following standard rules of statistical analysis. For this reason, we do not feel that any more elaborate explanation is necessary in the manuscript text itself, but we hope that the explanation given here will satisfy the reviewer of the rationale for employing different statistical tests for different data sets.
        

      The entire second part of the paper, and most important one to the authors (given the tile), rely mostly on a supposed loss in protection against antioxidant. I feel the experiment in support of this hypothesis are not strong. It is true that there is an overproduction of ROS (as evaluated in the first figures) but the loss in protection stated based on Fig 4H does not hold much. I think more experiment are needed to support this hypothesis.

      • This is a fair comment and on reflection we also agree that our claim that the response to oxidative stress is blunted in the C9 models is based almost exclusively on the data from (old) Fig. 4H, and so is not strong. On reflection, prompted by the reviewer's comment, we have removed this interpretation from the manuscript and revised our comments accordingly. Consequently, we have also removed Fig. 4H.

      Moreover, I counter intuitive that to rescue a phenotype the authors over expressed that is already high in C9orf72 flies (nrf). I would suggest to match this results with downregulation of nrf, to effectively proof that nrf decrease is detrimental to counteract ROS species in C9orf72 flies (further reducing protection against ROS). I believe this experiment is quite critical for the entire manuscript.

      • We appreciate the thinking behind this suggestion, but this experiment can't be performed because loss of CncC function is lethal, as expected from a master regulator of a major cell-protection mechanism.

      Also to me there is a little bit of disconnection between the first three figures and the last three. The authors also find a reuse effect over expressing SOD2 etc as shown in figure 3 where they actually show rescue in mitochondrial dysfunction (morphology etc). The only piece of data that shows rescue in mitochondrial dysfunction upon nrf over expression is figure 5H. More extensive characterization of mitochondrial dysfunction recur should be performed if the title want to kept focused on keep/nrf mechanism. Otherwise a broader title like "modulation of the mitochondria damage rescue C9orf72 phenotype." could help the reader understanding the overarching message of the paper

      • We do not see a disconnect between the first part of the paper and the second. To be clear, the first part was documenting mitochondria-related defects (morphology, ROS, mitophagy) and determining their causative hierarchy and mechanistic impact on organismal phenotypes (we found only certain antioxidants rescued locomotor deficits and could reverse mitochondrial morphology and mitophagy defects). As stated, these results strongly implicated oxidative stress as a major driver in organismal pathology. The second part of the study was characterising whether a major antioxidant defence pathway (Keap1/Nrf2) could be manipulated to provide phenotypic rescue on the organismal scale (i.e., locomotor behaviours). On reflection of the original title, we agree that this was too focussed on the mitochondrial dysfunction angle (and also gave too much prominence to the iNeuron part of the study). Therefore, we have now modified the title to reflect a greater focus on oxidative stress and locomotor behaviours across the study. We hope this the reviewer feels that this better represents the study but will be happy to consider suggested alternatives.

      __Minors: __

      Figure 1n does each for represent a cell? or is an average of more cells and each dot represent an animal? I could not find this information anywhere, but if each dots is a single cells, I would recommend scaling up to at least 10 cells. Same concern for Figure 3F

      We agree that this point needs clarification. Each dot represents data for one animal. The quantification per animal is based on at least 10 cells from one image. This has been added to the Methods section for clarification (lines 220-221).

      Line 550-1-2 I do not agree with the statement. I do not think that the data shown that the protection against ross is less efficient. The only difference is the starting point. But the final point is the same so why should protection against ROS be less efficient in G4C2x36 drosophilas?

      - This comment relates to point 2 above. As stated there, we agree that the data are not compelling enough to make this interpretation, so we have revised our comments accordingly.

      There are some concerns about the neurons in figure 3: they do not appear to have axons and dendrites. I'd suggest containing with neuronal marker.

      - The reviewer may be unfamiliar with the specific tissue in question; the larval ventral ganglion. As a complex, mature tissue there are multiple cell types (e.g., neurons and glia) very closely packed. Neuronal processes are very thin in this tissue, and they are squeezed between neighbouring cells. Thus, microscopy of neuronal cell biology within such a complex tissue does not look like in vitro cultured neurons. In the specific context of Figure 3, we are looking at markers for mitochondria or mitophagy. The reviewer may also be aware that mitochondria and mitolysosomes are most abundant in the cell bodies and have very limited abundance in neuronal processes. Thus, we do not generally try to observe these organelles in processes because there would be very little to see. We know that the signal is within neurons because the markers are transgenically expressed exclusively by a neuronal driver system i.e. nSyb-GAL4. In summary, there is no problem with how these cells or how they look. This is quite normal.

      iNeurons were only used to confirm the second part of the paper. Would be interesting to also confirm some of the results in the first part, like SOD2 over expression etc etc.

      • We appreciate this suggestion, which is similar to a comment from Reviewer 1, but, as replied above, time, personnel and resource constraints preclude additional investigations on this occasion. Just to reiterate, it is worth noting that the cell models were used specifically to validate that elevated mitochondrial oxidative stress and increased nuclear Nrf2 localisation also occurred in patient-derived neurons, and whether DMF treatment could reverse the oxidative stress. This was the extent to which the cell models were used in this instance and the current data are sufficient to support the conclusions made based on this. We regret that it was not possible to delve deeper into this at the current time but would be the focus of future work.

      __Significance (Required): __

      The present work while not extremely novel in the hypothesis, it is well performed with state-of-the-art techniques, some of them also very novel to the field. The concept of oxidative stress as an important in ALS pathogenesis is not new in the field, but the identification of Nrf as an important players might pave the way for more human related studies and possibly to therapeutic interventions.

      I think the work is technically sounded and well performed; certain evidence are solidly demonstrated with multiple different techniques. other evidences instead need a little more work to prove their solidity to widen the audience which will appreciate the content of this paper.

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      Referee #3

      Evidence, reproducibility and clarity

      In the present paper the authors focused on the hyper-production of ROS in a C9orf72 fly model. they the sought to rescue the observed fly phenotype by manipulating mitochondria dysfunctions or pathways downstream these dysfunctions.

      Majors:

      • Given the wide varieties of statistical tests used a rationale should be given to why a certain test (one way anova) was used in one experiment (WB, qPCR) and another for another (Chi square) experiment (mitochondria morphology)
      • The entire second part of the paper, and most important one to the authors (given the tile), rely mostly on a supposed loss in protection against antioxidant. I feel the experiment in support of this hypothesis are not strong. It is true that there is an overproduction of ROS (as evaluated in the first figures) but the loss in protection stated based on Fig 4H does not hold much. I think more experiment are needed to support this hypothesis.
      • Moreover, I counter intuitive that to rescue a phenotype the authors over expressed that is already high in C9orf72 flies (nrf). I would suggest to match this results with downregulation of nrf, to effectively proof that nrf decrease is detrimental to counteract ROS species in C9orf72 flies (further reducing protection against ROS). I believe this experiment is quite critical for the entire manuscript.
      • Also to me there is a little bit of disconnection between the first three figures and the last three. The authors also find a reuse effect over expressing SOD2 etc as shown in figure 3 where they actually show rescue in mitochondrial dysfunction (morphology etc). The only piece of data that shows rescue in mitochondrial dysfunction upon nrf over expression is figure 5H. More extensive characterization of mitochondrial dysfunction recur should be performed if the title want to kept focused on keep/nrf mechanism. Otherwise a broader title like "modulation of the mitochondria damage rescue C9orf72 phenotype." could help the reader understanding the overarching message of the paper

      Minors:

      • Figure 1n does each for represent a cell? or is an average of more cells and each dot represent an animal? I could not find this information anywhere, but if each dots is a single cells, I would recommend scaling up to at least 10 cells. Same concern for Figure 3F
      • Line 550-1-2 I do not agree with the statement. I do not think that the data shown that the protection against ross is less efficient. The only difference is the starting point. But the final point is the same so why should protection against ROS be less efficient in G4C2x36 drosophilas?
      • There are some concerns about the neurons in figure 3: they do not appear to have axons and dendrites. I'd suggest containing with neuronal marker.
      • iNeurons were only used to confirm the second part of the paper. Would be interesting to also confirm some of the results in the first part, like SOD2 over expression etc etc.

      Referees cross-commenting

      I want to reinforce the comments of both my colleagues about the IPS model. I do not have further comments on their reviews.

      Significance

      The present work while not extremely novel in the hypothesis, it is well performed with state-of-the-art techniques, some of them also very novel to the field. The concept of oxidative stress as an important in ALS pathogenesis is not new in the field, but the identification of Nrf as an important players might pave the way for more human related studies and possibly to therapeutic interventions.

      I think the work is technically sounded and well performed; certain evidence are solidly demonstrated with multiple different techniques. other evidences instead need a little more work to prove their solidity to widen the audience which will appreciate the content of this paper.

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      Referee #2

      Evidence, reproducibility and clarity

      the study of ALS uses almost exclusively drosophila larvae and adults and has a few expts with iNeurons (human) at the end. THe results are interesting and relevant to human disease and do suggest potential ways to treat disease. Not all the effect sizes are large, but nonetheless this is publishable material. More expts would of course strengthen their case. None of what I suggest is essential, but this depends in part on where they eventually want to publish their work

      Some comments below:

      All are overexpression models with strong phenotypes. This has to be mentioned. Furthermore, in any ageing model every aspect of cell biology is affected.

      In fig 1E to the non-expert it is hard to work out what is a mitochondrion. Some higher res imaging might help.

      Line 390 comments on morphology but fig s1b-c is survival. Do they have morphology data? If not then they should rephrase the text

      Line 441. Can they provide reference for 1000 being physiologically relevant? 36 is certainly pathological in humans.In my opinion the only genuinely physiologicall relevant model is a genetically faithful knockin without codon alteration.

      Line 482 - they say mitophagy is downstream, but isn't that obvious in a C9 transgenic model?

      Lone 502 - they indicate 'exploring the basis', but I am a little unclear what they are saying. What is the reason for the reduced SOD1 in x36 v x3 flies? Are they simply killing cells that have the most SOD1 and therefore their qPCRs/blots only represent those cells with less SOD1? There is still SOD1 being expressed there of course. In the text it would help if they clarified if the genes overexpressed are human or fly. If human, it might be worth overexpressing mutant ALS SOD1 if they are able.

      Line 521 - this para should perhaps be in intro section, not results.

      In Fig5, do they have CnnC IHC to back up their conclusion that keap1 mutation is affecting this process?

      The Induced neuron results are interesting. What kind of neurons are they? Have they been confirmed to be so with ICC? The figures in 6 are poor. They should make the point that correction of the mutation to ensure isogenicity would be an additional confirmatory measure. Isogenic lines are available from JAX and the UK MND Institute.

      Suppl fig 3 - interesting observation with edaravone, but do they have any survival/motility data in neurons/flies? Also, would be good to compare with another drug that works on a different mech.... E.g. riluzole.

      Overall, the conclude they have done a comprehensive analysis of mito function, but I would argue that while a good analysis there are plenty of other studies they could have done e.g. assess mitochondrial respiratory chain.

      I also think the imaging of mitochondria could be better, and much work needs to be done on the iNeurons to characterise them. Sentence line 674 - needs rephrasing.

      In their final paragraph what do you they mean by oxidative stress being upstream? I would argue it is downstream of the C9 expansion, right?

      Significance

      A good study, modest degree of advancement in the field.

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      Referee #1

      Evidence, reproducibility and clarity

      Au et al. used two fly models to study how mitochondrial defects are implicated in C9ALS, the most common familial ALS type. They found that in these flies, mitochondrial, but not cytosolic, ROS is upregulated, accompanied by locomotion defects agreeing with previous publications. Consistent with these data, sod2, but not sod1, rescues the behavioral defects in these flies. Also, manipulating mitochondrial dynamics or mitophagy does not rescue these defects. Furthermore, the authors showed that the Nrf2 activity is upregulated, likely due to oxidative stress, and genetically or pharmacologically suppressing the Keap1 function, which activates Nrf2 and thereby its downstream antioxidative genes, suppresses behavior defects in these flies. This part is generally solid and convincing, with minor issues that need some revision. Finally, the authors showed that mitochondrial ROS and nuclear Nrf2 are both upregulated in C9 iPS neurons, both of which are suppressed by the Keap1 inhibitor DMF, or a known antioxidant. For this part, the data are convincing but insufficient to support a good translation of their fly data.

      Major concerns:

      1. The authors really need a phenotypic readout for their iPS experiments, either cell death or some sort of toxicity, to support the translatability of their fly data. The authors also need to test the toxicity of DMF in iPS neurons.
      2. The authors should use genetic ways, e.g., knocking down Keap1, to activate Nrf2 and test whether this suppresses ROS and neurodegeneration phenotype in iPS neurons, as they did in flies.
      3. They need to better characterize the Nrf2 activity in iPS neurons (see Minor Concern #1).

      Minor concerns:

      1. Fig 4A and B are hard to comprehend. Can the authors show images with more obvious differences? Also, Gst-D1 is the only Nrf2 downstream gene tested. Can the authors use RT-PCR to test multiple genes? These will strengthen the point that Nrf2 is activated. Similar things should be done in iPS neurons.
      2. What about cytosolic ROS in C9 iPS neurons? Is it similar to the fly models?
      3. Unless the authors confirm that mitochondrial dynamics or mitophagy are not contributing to neurodegeneration in iPS neurons, I wouldn't emphasize their related negative data in flies. Overall, the authors need to tone down their arguments if the findings are not verified in iPS or other mammalian models.
      4. Can the authors measure the activities of OXPHOS complexes and ATP synthase/complex V?
      5. Edavarone is one of the only two effective drugs for general ALS, and it's believed to work as an antioxidant. The authors should discuss it along with relating their findings to therapeutic development. Also, the discussion on SOD1 aggregation sounds somewhat farfetched. Plus, it's not directly related to the central message of this paper. I would remove it.

      Significance

      C9orf72-mediated ALS is the most common familial ALS type and also accounts for a fraction of sporadic ALS cases. Its pathomechanism is incompletely understood. Previous studies have linked mitochondrial defects and ROS to pathogenesis in fly, iPS, mouse, etc. models, and antioxidants can suppress some neurodegenerative features in these models. Consistent with these findings, one of the only two effective drugs for general ALS, edaravone, is believed to mitigate oxidative stress in motor neurons. Hence, oxidative stress is a critical pathogenic contributor that holds great potential as a therapeutic target. However, our understanding of its cause and consequence in ALS is limited. This paper includes at least two novel points: 1) identifying mitochondrial, but not cytosolic, ROS is upregulated and contributes to neurodegeneration in C9ALS models; 2) discovering that the Keap1/Nrf2 is altered and activating Nrf2 suppresses neurodegeneration. The first point presents an incremental advance in the field, but the second one is potentially critical, especially from a translational aspect. That being said, the novelty of the second point is somewhat dampened by a recently published paper (Jiménez-Villegas, et al. 2022), which showed that Nrf2/Keap1 is altered in C9 patient leukocytes and NSC cells overexpressing or treated with C9-DPRs. However, these cells/models are remotely related to the disease. The current manuscript still provided evidence in an in vivo neuronal model for the first time. If the authors could make their iPS part comprehensive, this could still be a major advance towards translation.

      This paper could be interesting to a broad audience beyond the ALS field.

      Another strength of this paper is that the fly analyses are comprehensive, the data are convincing, and the conclusions are solid. However, the major weakness is that the iPSN part is incomplete to support the translatability of their findings in flies. Current data only suggest that DMF and EDV are functional in iPSNs.

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      Reply to the reviewers

      1. Description of the planned revisions

      Insert here a point-by-point reply that explains what revisions, additional experimentations and analyses are planned to address the points raised by the referees.


      Reviewer 1:

      Major comments (numbers correspond to the numbering made by the reviewer):

      It is unclear what the TEM in Fig8 is trying to clarify. Since SMCs and elastic fibers are supposed to be bound, it would be better to show the binding site. In addition, the p-MLC in Fig8D-F is a qualitative evaluation, so the difference is not clear, and it is necessary to verify whether there is a difference in Myh11CreERT2;Loxfl/fl mice between aneurysmal (pathogenic) and non-aneurysmal lesions. Overall, this is an associated study that this only speculation since the causal relationship between aneurysm development and Lox functions, which authors found is unclear.

      A: While no one has thus far carried out an in vivo deletion of LOX specifically in the smooth muscle cells to demonstrate that in a like manner to the BAPN treatment following its deletion aneurysms occur, the focus of this manuscript is to highlight the as yet undescribed intracellular cytoskeletal phenotypes in the LOX mutant smooth muscle cells and not the related ECM abnormalities. The TEM images in Figure 8 aim to show with high resolution the abnormal cytoskeleton and mitochondria in mice with a specific deletion of Lox in their SMC. Notably, these mice were not induced with AngII and therefore have not developed hypertension. Accordingly, they do not have any aneurysms yet they do display disrupted cytoskeleton and mitochondria within their aortic smooth muscle cells. As suggested by the reviewer, we will monitor SMC interaction with the elastic fibers using TEM. These findings will be presented.

      With respect to phosphorylated Myosin Light Chain (p-MLC) - the analysis was carried out on 4 mice, and 6 sections from each mouse from non-aneurysmal regions. In this analysis we plotted the distribution of p-MLC expression which was calculated by quantifying 'intensity x area'. Statistical analysis of the distribution of the histograms (Kolmogorov Smirnov test) depicting p-MLC expression demonstrates they are significantly different (p=6.6E-16). In the mutant aortas, distribution is more dispersed and less organized. We have now elaborated on these findings within the text.

      • *

      In the discussion (lines 332-334), the Authors described that "Since TGFb signaling is implicated in aneurysm formation..." but the effect of TGFb signal in these Lox-deficient mice has not been examined at all. The effects of pSmad2/3 staining, Western, etc on TGFb activation should be examined and discussed.

      A: We agree with the reviewer that we have not monitored TGFβ signaling throughout this manuscript however we and others have previously demonstrated that tight interactions take place between LOX and this signal transduction pathway in multiple processes, in health and disease including within the vasculature (e.g., Taylor MA et al., 2011 Lysyl oxidase contributes to mechanotransduction-mediated regulation of transforming growth factor-beta signaling in breast cancer cells. PMID: 21532881; Atsawasuwan P et al., 2008. Lysyl oxidase binds transforming growth factor-beta and regulates its signaling via amine oxidase activity. PMID: 18835815; Kutchuk L et al., 2015. Muscle composition is regulated by a lox-TGFβ feedback loop. PMID: 25715398; Xu XH et al., 2019. Downregulation of lysyl oxidase and lysyl oxidase-like protein 2 suppressed the migration and invasion of trophoblasts by activating the TGF-β/collagen pathway in preeclampsia. PMID: 30804321; Grunwald H et al., 2021. Lysyl oxidase interactions with transforming growth factor-β during angiogenesis are mediated by endothelin 1. PMID: 34370353). Notably, the effects of LOX on TGFβ signaling has not been the focus of this research and therefore we relate to it only in the Discussion, however as requested by the reviewer, we are now gearing up towards testing activation of the pathway is affected in the LOX mutant SMCs. Should we be unsuccessful we will tone down this statement.

      • *

      • *

      Minor comments (numbers correspond to the numbering made by the reviewer):


      1. What is the baseline group in Fig1A? and should be required a minimum 3 of animals in each group. A: The baseline for measuring blood pressure was Tamoxifen-treated Loxfl/fl. This was mentioned in the legend but not in the figure. We apologize for this. However since we only had 2 mice of this genotype, we *have replaced them with Myh11CreERT2; Loxfl/fl and have set additional mice that will be added that are Loxfl/fl. Essentially, all 'baseline' mice will have received tamoxifen yet have not been induced with AngII. A minimum of 4 animals per group will be in this figure. *

      Reviewer 2:

      Major comments (numbers correspond to the order written by the reviewer):

      1. All three key conclusions are supported by data throughout the manuscript. However, the evidence is often based on data originating from western-blotting or immunofluorescent experiments and lack depth and rigidity. For example, figure 4 shows a change of cytoskeletal organization upon LOX KO in HAOSMCs but the authors lack to quantify or further analyse these exact differences in actin/tubulin organization. A: We thank the reviewer for stating that our conclusions are supported by data throughout the manuscript. As requested, we will analyze the organization of the cytoskeleton using image analyses software that enable dissecting linearity, number, length and angle of the cytoskeletal elements. We have already acquired the images and these analyses will be added to the manuscript upon their completion.

      2. *

      Description of the revisions that have already been incorporated in the transferred manuscript

      Please insert a point-by-point reply describing the revisions that were already carried out and included in the transferred manuscript. If no revisions have been carried out yet, please leave this section empty.

      • *

      __Reviewer 1: __

      Major comments (numbers correspond to the numbering by the reviewer):

      1. The number of mice used and a number of experiments ("n" number) are not described in each figure or its legends in an overall experiment. Also, there is no information on the statistical analysis, which makes it impossible to judge the validity of the results. A: The minimal number of mice used per analysis in each experiment was 4 apart from the blood pressure measurements for which we have now increased the number (see reply to Minor comment 1 by this Reviewer). These numbers have either been added to the legends or throughout the text. We further added the numbers of cells quantified in the different experiments as well as the p value stemming from the statistical assays (T, Kolmogorov-Smirnov or ANOVA where appropriate).

      The Phenotype of Lox-deficient mice is unclear; the picture in Fig1C is not clear and a high-magnified view should be provided. Also, which part (aortic arch or abdominal aorta?) is histologically analyzed? It should be described. In addition to the morphological analysis, it cannot be called "aneurysm" unless the internal diameter is enlarged more than 1.5 times compared to the control aorta. The histological images seem to show only dissection, which is unclear since statistical analysis is not feasible with only 2-3 animals.

      A: The images shown in Figure 1C are now larger and of a better resolution so that the various deformities could be easily observed. With respect to the histological analyses - they were carried out on both the thoracic and abdominal aortic sections as reflected by the quantifications in Figure 1E-H. Specifically, the representative histological stainings shown in Figure 1D are of the abdominal regions and this is now mentioned in both the legend and figure. We thank the reviewer for correcting the mistake in our annotation and we have now replaced the images adding higher magnification of aneurysmal and non-pathological regions to demonstrate the relative normal ECM (elastic fibers and collagen) in the non-pathological regions of mutant aortas even though they were derived from hypertensive mice.

      • *

      Immunostaining in Figs. 4-6 should add nuclei (DAPI) to all experiments. It is unclear how many cells are being looked at. For example, in the staining of Fig4A, the stained nuclei are slightly visible in the shLox group, but not at all in the control above. Phenotypes should be compared under the same conditions. A: *All phenotypes were analyzed under the same conditions and were taken with DAPI. We have added DAPI to all images. As mentioned in comment #1, we have now added to the legends the number of cells analyzed in each experiment. *

      • *

      For ROCK and RhoA analysis (in Fig4-6), immunostaining and Western alone are not convincing and not sufficient evidence for activation. Other factors, such as methods to measure activation and focal adhesion molecules should be considered.

      A: The analyses of ROCK and RhoA are shown in Figure 6. As suggested, we have quantified focal adhesion numbers and size by monitoring vinculin. Our findings demonstrate there are more focal adhesions that form in control cells than in the LOX-devoid ones and that in the latter, those that do form are significantly smaller. These results suggest that the adhesions that form in the mutant cells are weaker and less mature. We have added this data and it will now be presented as Supp. Figure 5. Therefore the previous Supp. Figures 5 and 6 will be shifted accordingly. We have related to these findings in the text.

      *As mentioned above, we will use image analysis to quantify the alterations in the cytoskeletal elements such as those shown in Figure 4.

      *


      It is unclear what the TEM in Fig8 is trying to clarify. Since SMCs and elastic fibers are supposed to be bound, it would be better to show the binding site. In addition, the p-MLC in Fig8D-F is a qualitative evaluation, so the difference is not clear, and it is necessary to verify whether there is a difference in Myh11CreERT2;Loxfl/fl mice between aneurysmal (pathogenic) and non-aneurysmal lesions. Overall, this is an associated study that this only speculation since the causal relationship between aneurysm development and Lox functions, which authors found is unclear.

      A: The first part of the comment refers to the TEM images. These have been addressed in the previous section (planned revision) and as mentioned, we will monitor the SMC binding sites to the elastic fibers. The comment raised by the reviewer on p-MLC was not clear to us. As mentioned, we primarily focused on the non-aneurysmal regions whether in AngII-induced hypertensive mice or in non-hypertensive mice as our results suggest that even in the lack of hypertension where no aneurysms develop, cytoskeletal organization is lost following the reduction of Lox activity. In the images shown in Figure 8 (and the associated quantifications) we focused on such regions from mice that were not treated with AngII. We find that even in what appears as a "healthy" region, disrupted p-MLC is observed. Notably, this disruption is not that the cells do not respond, but rather that the coordinated response is lost in the mutant mice. This lack of coordination is shown in the quantification where the two histograms depicting p-MLC expression have distinct distributions (Kolmogorov-Smirnov test p value=0). We have rephrased the relevant text in the manuscript.

      Minor comments (numbers correspond to the numbering by the reviewer):

      Please indicate scale bar in Fig1D, Fig2D, Fig3A-B, D-F, Fig4A-C, Fig5A-E, Fig8D-E.

      A: We apologize for omitting the scale bars. They have now been added to all figures.

      What the bars in the Fig2A-B graphs indicate? Information on the number of experiments and statistical analysis should be included in Figure or its legend.

      A: *The bars in Figure 2A are qRT-PCR results of 3 independent biological samples showing expression of LOX family members in the HAOSMC. In Figure 2B, we set to monitor whether the expression of other member of the LOX family is modified in the shLOX cells. The graph shown the relative genes' expression in relation to shCtrl cells. The error bars in both Fig. 2A and B relate to the results of the 3 independent repeats the experiments were performed. As seen in Fig. 2A, the predominant member of the LOX family expressed in SMC is LOX. Further, the expression of other members of the family is not significantly changed in its loss (Fig. 2B). *

      Similarly, Fig3C should include information on the number of analyzed cells and statics in the figure legend.

      A: The data has been added.

      5. What is the reason for separating Fig4F-G? It is not clear how many times the experiment was conducted. Fig1C, Fig6A-B, F-G should also describe the number of experiments and statistical analysis.

      A: We have added all repeat numbers and statistical analysis to the legends. We are not clear as to the separation of Fig. 4F-G as there is no such figure. If the reviewer refers to Fig. 5 F-G, then we simply aimed to show that although the immunostaining results demonstrate that the two proteins are mislocalized, their levels are not affected in the LOX mutant cells.

      Please describe the administration of treatment and concentration of drugs such as Calyculin A, in figure legend.

      A: Drug concentrations have now been added to the figure legend. A more detailed description is available in the Methods section.

      • *

      Reviewer 2:

      Major comments (numbers correspond to the order written by the reviewer):

      • *

      The authors state in the introduction "Our results therefore highlight a missing link between the three distinct gene groups associated with aneurysms, thus serving as a molecular paradigm for the development of phenotypes that culminate in aneurysm.", referring to the groups of genes in ECM structural proteins, members of the TGFb signaling pathway and genes involved in VSMC contractile apparatus. However, they do not provide data on the complex interplay between all of these groups and LOX. Therefore, the authors should add more nuance to this statement or change it altogether.

      A: We agree with the reviewer that we have not shown any link between TGFβ signaling and LOX, even though these interactions have been previously demonstrated by us and others (see reply to Reviewer 1 comment #6). We are gearing up towards testing the TGFβ pathway also in the LOX devoid SMCs. Should we be unsuccessful, we will tone down this statement.

      The authors have provided data on the phenotypic modulation with regards to expression of LOX and the contractile apparatus of VSMCs. However, to support the claim mentioned in the previous point, the authors should add experiments that show the relationship between LOX expression and specific genes involved in ECM structure and/or members of the TGFb family.

      A: In a recent manuscript (Melamed et al., Cell Reports, 2023; PMID 37148241) we specifically focused on LOX and Fibronectin and we demonstrated that the LOX-devoid HAOSMC build an abnormal Fibronectin matrix which serves as a scaffold for ECM buildup. Along these lines, Supp. Figure 3A shows LC-MS/MS data of changes in ECM structural proteins' presence in the matrix of cells following LOX knockdown in cultured HAOSMC. As requested in the above comment, we are gearing up towards assessing TGFb signaling in the mutant cells.

      In general, the authors provide a detailed description of the experimental setup in the methods section of the manuscript. However, the authors fail to provide methodology on some of their experiments. Per example, in text-line 152 the authors describe removing the cells from the ECM whilst leaving the ECM behind, but do not provide information on how this was done.

      A: We thank the reviewer for the comment. We have added the details of the experiment.

      The authors partially fail to provide n# for experiments throughout the manuscript and which statistical test was used for the comparisons in the figure.

      A: We have now added to the figure legends all the n# and statistical tests that were used.

      Minor comments (numbers correspond to the order written by the reviewer):

      1. The authors make limited use of referring to appropriate literature. A: We have added additional relevant references.

      2. *

      The figures including images often lack scalebars. Moreover, the figure description is often incomplete. A: We thank the reviewer for the comment. As mentioned in the replies to Reviewer 1, we will add all the data and bars to the relevant figures.

      Use Graphad Prism (or another well designed software) for figure illustration. A: *Graphs and histograms were generated using Matlab, excel and R and the figures were put together using Adobe Illustrator, all of which are designed for such illustrations. *

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      Referee #2

      Evidence, reproducibility and clarity

      The paper of Rohtem Aviram and colleagues describes the "Coordination between cytoskeletal organization, cell contraction and extracellular development, which is depended on LOX for aneurysm prevention."

      The manuscript examines the role of LOX, a collagen/elastin crosslinker, in its mechanism underlying aortic aneurysm, by using an myh11-positive cell inducible KO mouse model or in vitro VSMC culture. The authors confirmed a link between LOX activity and ECM remodeling in the aorta of hypertensive mice and reported a ECM-independent role of LOX in regulating VSMC cytoskeletal organization.

      • Are the key conclusions convincing? The key conclusions of this manuscript are:
        • LOX plays a crucial role in regulating VSMCs cytoskeleton, affecting their contractile machinery and viability, independent of its ECM-modifying functions.
        • The study highlights an additional intracellular role for LOX in VSMCs, shedding light on its importance in maintaining aortic tissue integrity and preventing aneurysm formation.
        • LOX is implicated in various processes related to aneurysms, serving as a key player in the vasculature and its inhibition leading to ECM defects that promote thoracic aortic disease.

      All three key conclusions are supported by data throughout the manuscript. However, the evidence is often based on data originating from western-blotting or immunofluorescent experiments and lack depth and rigidity. For example, figure 4 shows a change of cytoskeletal organization upon LOX KO in HAOSMCs but the authors lack to quantify or further analyse these exact differences in actin/tubulin organization. - Should the authors qualify some of their claims as preliminary or speculative, or remove them altogether?

      The authors state in the introduction "Our results therefore highlight a missing link between the three distinct gene groups associated with aneurysms, thus serving as a molecular paradigm for the development of phenotypes that culminate in aneurysm.", referring to the groups of genes in ECM structural proteins, members of the TGFb signaling pathway and genes involved in VSMC contractile apparatus. However, they do not provide data on the complex interplay between all of these groups and LOX. Therefore, the authors should add more nuance to this statement or change it altogether. - Would additional experiments be essential to support the claims of the paper? Request additional experiments only where necessary for the paper as it is, and do not ask authors to open new lines of experimentation.

      The authors have provided data on the phenotypic modulation with regards to expression of LOX and the contractile apparatus of VSMCs. However, to support the claim mentioned in the previous point, the authors should add experiments that show the relationship between LOX expression and specific genes involved in ECM structure and/or members of the TGFb family. - Are the suggested experiments realistic in terms of time and resources? It would help if you could add an estimated cost and time investment for substantial experiments.

      Yes, the experiments can be formed using the same VSMCs already used in the manuscript and protein- and/or gene expression can be determined by the same methods already used throughout the manuscript. - Are the data and the methods presented in such a way that they can be reproduced?

      In general, the authors provide a detailed description of the experimental setup in the methods section of the manuscript. However, the authors fail to provide methodology on some of their experiments. Per example, in text-line 152 the authors describe removing the cells from the ECM whilst leaving the ECM behind, but do not provide information on how this was done. - Are the experiments adequately replicated and statistical analysis adequate?

      The authors partially fail to provide n# for experiments throughout the manuscript and which statistical test was used for the comparisons in the figure.

      Minor comments:

      • Specific experimental issues that are easily addressable.

      See major comments - Are prior studies referenced appropriately?

      The authors make limited use of referring to appropriate literature. - Are the text and figures clear and accurate?

      The figures including images often lack scalebars. Moreover, the figure description is often incomplete. - Do you have suggestions that would help the authors improve the presentation of their data and conclusions?

      Use Graphad Prism (or another well designed software) for figure illustration.

      Significance

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field.

      This manuscript brings forward a basic conceptual advantage with regards to the relationship between LOX expression in VSCMs and aortic aneurysm formation. - Place the work in the context of the existing literature (provide references, where appropriate).

      Current literature mainly focusses on the role of LOX in ECM-oriented remodeling, this manuscript shows that LOX also plays a role in VSMC phenotypic alterations regardless of its ECM-altering role. - State what audience might be interested in and influenced by the reported findings.

      Basic scientist with an interest in aneurysm or VSMC remodeling. - Define your field of expertise with a few keywords to help the authors contextualize your point of view. Indicate if there are any parts of the paper that you do not have sufficient expertise to evaluate.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      Dr. Aviram et al investigate the deletion of Lysyl oxidase (LOX) in vascular smooth muscle cells SMCs) leading to aortic aneurysm development. The authors performed in vito assay using primary SMCs and found that cytoskeletal organization and extracellular matrix (ECM) assembly are lost in Lox-deleted SMCs independent of Lox activity manner. The authors concluded that the novel intracellular function of Lox contributes to aortic aneurysm formation. The strength of this study is that it attempts to explain the underlying principle of aortic aneurysm development due to Lox deficiency using a cultured cell-based system, however, it lacks reliability of data due to insufficient technical problems in several experiments. In particular, the causal relationship between the discovered Lox function and the development of aortic aneurysms is unclear and remains a matter of conjecture. My comments are following.

      Major comments:

      1. The number of mice used and a number of experiments ("n" number) are not described in each figure or its legends in an overall experiment. Also, there is no information on the statistical analysis, which makes it impossible to judge the validity of the results.
      2. The Phenotype of Lox-deficient mice is unclear; the picture in Fig1C is not clear and a high-magnified view should be provided. Also, which part (aortic arch or abdominal aorta?) is histologically analyzed? It should be described. In addition to the morphological analysis, it cannot be called "aneurysm" unless the internal diameter is enlarged more than 1.5 times compared to the control aorta. The histological images seem to show only dissection, which is unclear since statistical analysis is not feasible with only 2-3 animals.
      3. Immunostaining in Figs. 4-6 should add nuclei (DAPI) to all experiments. It is unclear how many cells are being looked at. For example, in the staining of Fig4A, the stained nuclei are slightly visible in the shLox group, but not at all in the control above. Phenotypes should be compared under the same conditions.
      4. For ROCK and RhoA analysis (in Fig4-6), immunostaining and Western alone are not convincing and not sufficient evidence for activation. Other factors, such as methods to measure activation and focal adhesion molecules should be considered.
      5. It is unclear what the TEM in Fig8 is trying to clarify. Since SMCs and elastic fibers are supposed to be bound, it would be better to show the binding site. In addition, the p-MLC in Fig8D-F is a qualitative evaluation, so the difference is not clear, and it is necessary to verify whether there is a difference in Myh11CreERT2;Loxfl/fl mice between aneurysmal (pathogenic) and non-aneurysmal lesions. Overall, this is an associated study that this only speculation since the causal relationship between aneurysm development and Lox functions, which authors found is unclear.
      6. In the discussion (lines 332-334), the Authors described that "Since TGFb signaling is implicated in aneurysm formation..." but the effect of TGFb signal in these Lox-deficient mice has not been examined at all. The effects of pSmad2/3 staining, Western, etc on TGFb activation should be examined and discussed.

      Minor comments:

      1. What is the baseline group in Fig1A? and should be required a minimum 3 of animals in each group.
      2. Please indicate scale bar in Fig1D, Fig2D, Fig3A-B, D-F, Fig4A-C, Fig5A-E, Fig8D-E.
      3. What the bars in the Fig2A-B graphs indicate? Information on the number of experiments and statistical analysis should be included in Figure or its legend.
      4. Similarly, Fig3C should include information on the number of analyzed cells and statics in the figure legend.
      5. What is the reason for separating Fig4F-G? It is not clear how many times the experiment was conducted. Fig1C, Fig6A-B, F-G should also describe the number of experiments and statistical analysis.
      6. Please describe the administration of treatment and concentration of drugs such as Calyculin A, in figure legend.
      7. Please show the data "shLox cell death (not shown)" in text, line 248.

      Significance

      While many studies have shown that the enzymatic activity of Lox is important for aneurysm formation, the focus on intracellular functions such as cytoskeleton remodeling, other than enzymatic activity is a novel point. However, the study is limited to speculation due to insufficient phenotypic analysis of aneurysms and the number of animals, as well as the inability to clearly prove a causal relationship. Revisions are needed to add significant additional data and to conduct more accurate analyses.

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      Reply to the reviewers

      Dear editor and reviewers,

      we thank you very much for your constructive comments, criticisms and suggestions for improvement of our manuscript. We have addressed all points raised by you and have added our point-by-point response to your comments below.

      With best regards on behalf of all authors,

      Andreas Wodarz

      1. Point-by-point description of the revisions

      Reviewer #1

      Evidence, reproducibility and clarity

      Baz/Par3 is an important conserved protein acting as a master regulator of cell polarity in a wide range of cell types. This study focuses on re-assessing the subcellular localisation of Baz/Par3 in a range of Drosophila tissues. This is an important study with respect to our understanding of Baz/Par3, as there have been conflicting reports on the localisation of Par complex members - while the majority show localisation to cell cortex and intercellular junctions, several reports have claimed that Par complex members localise at additional subcellular sites including the nucleus, nuclear envelope and neuromuscular junction. In this study the authors re-assess this issue for Baz/Par3 in a comprehensive and thorough manner.

      We thank the reviewer for this overall positive assessment of our work.

      *1. They used a variety of antibodies raised in different host animals against different epitopes of Baz 2. They tested the specificity of these antisera using mosaic analysis with null mutant baz alleles and tissue-specific RNAi against baz 3. They used a GFP-tagged Baz under control of its endogenous promoter in a baz null mutant background to compare with the subcellular localisation of the respective GFP-Baz fusion proteins to the staining results with anti-Baz antisera

      The data from each of these experiments are very clear and convincing. Comprehensive methods are included which means that each of the experiments with specific anti-sera/RNAi lines/GFP-tagged conditions could be reproduced. There are a couple of experiments which were performed in support of the conclusions (extra RNAi lines and stronger expression of Gal4) listed as (data not shown). I would strongly suggest including these data as extra supplemental figures. Together, their results clearly show that Baz/Par3 localises to the cortex and intercellular junctions, but that anti-sera staining at the NMJs and nuclear envelope appear to be a staining artifact, likely due to staining with an unidentified epitope.

      Minor comments 1. Many of the figures have overlays of red and green which will be indistinguishable from each other to colour-blind readers. Please alter to make colour-blind friendly (eg magenta-green)*

      We have changed all figures in the following way: All single channel images have been converted to inverted grayscale to improve the visibility of weak fluorescence signals. In all multicolor overlay images, red has been omitted and instead green, magenta, blue and grayscale have been used to improve the visibility for color-blind readers.

      2. In Fig 2D please indicate where the epidermis and neuroblasts are

      We assume that the reviewer refers to Fig. S2D. In the revised version of the manuscript, this figure is now Fig. S2A. We have marked epidermal cells and neuroblasts by different symbols.

      *3. In the following two places there are experiments describe where the data is listed as not shown. Please show the data as additional supplemental data. They are P8 - This result was confirmed using the CY2::Gal4 driver line expressed in the follicular epithelium and with three different RNAi lines against baz (data not shown). *

      We have deleted this sentence because expression of CY2::Gal4 in our hands was weaker and thus the RNAi effects less reproducible than with tj::Gal4.

      P11 - We also did not see any downregulation of Baz or a-spectrin upon baz-RNAi in M12 at 29°C, when the UAS-Gal4 system is maximally active (data not shown).

      We now show these results in the new Fig. S8.

      4. Figure 3 - this would be easier to interpret with a few arrows/arrowheads indicating the NMJs

      We have added arrows pointing to NMJs and arrowheads pointing to nuclei.


      Significance

      It will be important to publish these results as it means that findings for a function of Baz/Par3 at the NJM and the nuclear envelope should be regarded with caution, and it may save researchers chasing for functions for Baz/Par3 in places where they are simply not expressed. As much of our fundamental understanding of how Par3 works in vertebrates has its roots in studies in Drosophila, this is likely to be of wide relevance.


      Reviewer #2

      Evidence, reproducibility and clarity

      *Evidence, reproducibility and clarity

      1.1 Summary

      This reviewer acknowledges the expertise and contributions of Prof. Wodarz and his research group in the field of development, cell polarity regulation and Drosophila genetics.


      Manuscript summary:

      Kim S. et al. explored the localisation of Bazooka, the Drosophila homolog of the polarity protein Par-3, at two non-canonical positions for a cell polarity factor: the nuclear envelope in epithelial tissues and the postsynaptic membrane of the neuromuscular junction (NMJ). Previous work has shown the detection of Par-3/Baz at the nuclear envelope and the NMJ using antibodies against Par-3/Baz. Here, the authors used a combination of genetic perturbations (baz RNAi and generation of genetic mosaics for baz) and GFP-labelled Bazooka lines to test if the antibody-mediated detection of Baz at the nuclear envelope and NMJ is artifactual. The data provided by the authors strongly suggest both the nuclear envelope and NMJ detection of Baz using antibodies is non-specific.

      1.2 Major comments

      The manuscript is written in a clear manner, easy to be followed by readers. However, there are some important experimental details that should be provided as the authors advance over previous work regarding Baz localization (points 1.2.1 and 1.2.2). Furthermore, if possible, this reviewer considers that performing the experiment in 1.2.3 would strengthen the authors main message of their manuscript.

      1.2.1 Methodology information is missing, and would be necessary to be included for: image acquisition (Objectives, Airyscan mode), image processing (projections, details on linear -e.g. brightness, contrast- or non-linear adjustments of signal -e.g. gamma-). For image processing information, please include it within each figure legend. *

      We have added the information regarding objectives and imaging modes to the Materials and Methods section. There it now reads: "Tissues were imaged on a Zeiss LSM880 Airyscan confocal microscope using 25x LCI Plan Neofluar NA 0.8 and 63x Plan Apochromat NA 1.4 oil immersion objectives. If not stated otherwise in the figure legend, all confocal images are single optical sections taken at a pinhole setting of 1 Airy unit. Images were processed with Zen black software (Zeiss) without contrast enhancement. Figures were assembled with Inkscape 1.2 (Inkscape.org) and Powerpoint (Microsoft)."

      RNAi experiments lines, temperature for each target and tissue (a table would be helpful) and number of heat shocks performed for FRT/FLP clones.

      We have added a table in the Supplementary information giving the precise genotypes for each figure. We have furthermore added the following sentences to the Materials and Methods section: "Crossings for RNAi experiments were set up at 25°C if not indicated otherwise. For generating follicle cell clones in ovaries by Flipase-mediated mitotic recombination of the FRT sites flies were heat shocked for 1h at 37°C 5-7 days prior to preparation of the ovaries. For generation of germ line clones by Flipase-mediated mitotic recombination of the FRT sites flies were heat shocked twice for 2 h at 37°C on two consecutive days in late 2nd, early 3rd instar larval stages."

      1.2.2 For each experiment it is unclear the number of specimens (experimental units) and independent experiments that were analysed. It is unclear if the Baz localisation phenotypes are fully penetrant or not as judged by the data provided.

      We have added the following section to the Materials and Methods: "Images were analyzed for the presence or absence of a fluorescence signal at the nuclear envelope or the NMJ compared to negative or positive controls, either in the same tissue (mutant clones in the follicular epithelium, RNAi in a specific body wall muscle, junctional versus nuclear signal, anti-Baz staining versus Baz-GFP signal) or in samples processed in parallel (ovaries with follicle cell and germ line clones). Fluorescence intensities were not quantified because the results were obvious and fully penetrant. Therefore, no statistical analysis of the results was required."

      1.2.3 This reviewer agrees the data provided strongly suggests the detection of Baz along the nuclear envelope and NMJ is artifactual in the Drosophila tissues that have been studied. However, the nature of the bazEH747 mutant allele is not a deletion of the Baz gene, but instead a nonsense mutation, which, as the authors describe, could potentially generate a small product of 51 aminoacids, corresponding to the N-terminal part of Baz, which is also the target of Baz rabbit antibody ('rb Baz 1-297'). Thus: • Would it be possible to complement the FRT/FLP analyses in the FE using a deficiency that uncovers the baz locus? A persistent detection of Baz signal at the nuclear compartment after complete removal of baz gene products would be an ideal experiment, if feasible.

      We agree with the reviewer that the use of a clean deletion allele of the whole baz locus would be the ideal tool for the clonal analysis. However, such an allele does not exist according to our knowledge.

        • Would the authors comment on the possibility the rb Baz antibody 1-297 detect a 51 aminoacids peptide? We consider this possibility very unlikely for two reasons: 1) RNAi affects the baz mRNA and thus should knock down all epitopes to the same degree. However, we see a complete loss of junctional Baz signal but no reduction of the signal at the nuclear envelope or the NMJ upon RNAi targeting baz. 2) The GFP-Baz fusion proteins do not show any signal at the NMJ or the nuclear envelope upon imaging of the native GFP fluorescence or upon antibody staining with an anti GFP antibody, although both the Baz-GFP BAC line and the GFP-Baz protein trap line express full-length Baz including the N-terminal epitope that is potentially still expressed in the bazEH747* allele. We have added a passage summarizing these considerations to the Discussion section.

      *1.3 Minor comments

      This manuscript is largely based on imaging data. Therefore, it would be beneficial for the ease of comprehension of figure panels:

      1.3.1 More general use of insets to show with larger magnification and clarity the data indicated with arrows and arrowheads.*

      We have added arrowheads, arrows and additional symbols to point to features of interest in all figure panels where this is helpful.

      1.3.2 Using negative grayscale either for insets or single channel data.

      We have changed all single channel image panels to negative (inverted) grayscale.

      1.3.3 For coloured-overlays please bear in mind using colors that would be suitable for colour-blinded readers.

      In all multicolor overlay images, red has been omitted and instead green, magenta, blue and grayscale have been used to improve the visibility for color-blind readers.

      1.3.4 Figures showcasing the clonal analyses (both MARCM and FRT/FLP): might be worth indicating the boundaries of clones in single channel data with a dotted line.

      We have marked the clone boundaries of the MARCM clones by dashed lines in Fig. 2D, E and have added a high magnification inset to show the clone boundaries (Fig. 2D', E').

      Significance

      *2 Significance

      The findings provided by this manuscript will be of importance for researchers in the field of cell polarity, conducting research on Bazooka/Par-3 and associated proteins, both within the Drosophila field and other model organisms. The present study presents an advance towards a specific and most likely artifactual observation of Par-3/Bazooka. It will help to re-think the tools used for detecting Par-3/Bazooka in different animal models, and in this regard, will be helpful for the community.*

      We thank the reviewer for appreciating the importance of this work.

      *This work does not focus on Par-3/Bazooka biology, nor provides new insights into Par-3/Bazooka function, however, it is clear for this reviewer the later is not the aim of this manuscript.

      Reviewer expertise:

      • Drosophila genetics
      • Developmental cell biology and morphogenesis
      • Cytoskeleton, cell cell adhesion and cell polarity*

      Reviewer #3 *(Evidence, reproducibility and clarity (Required)):__

      __Kim et al. address a common but frequently neglected problem in molecular and cellular biology: sophisticated tests for the specificity of antibodies. The protein Bazooka (Baz) is a member of the Par complex that usually resides in apicocortical regions of epithelial cells. Several publications, however, report expression in other subcellular compartments or cell types, such as the nuclear lamina or neuromuscular junction (NMJ). The authors have used a panel of polyclonal antibodies, genetic constructs and mutant alleles to show that staining of Baz in the nuclear envelope or NMJ is likely unspecific due to an unknown cross-reactivity. Specifically, four antisera, raised against different GST-Baz fusion proteins in different species, recognized Baz at cortical membranes, around nuclei and at NMJs. Nuclear and NMJ staining, however, persisted in baz-RNAi experiments or baz mutant clones. If the endogenous locus is tagged with GFP, Baz-GFP localized to cortical membranes in imaginal disc epithelial cells but was but not detectable in nuclear envelopes or NMJs in muscles. The authors conclude that they could not find evidence for either nuclear or NMJ localization of Baz and any results derived from these antibodies should be regarded with caution.

      The manuscript reports a careful and thorough evaluation of anti-Baz antibodies used in the scientific community. Since it might impact previous findings, any remaining uncertainties should be clarified before publication. I have therefore a number of suggestions to improve the manuscript.

      Major comments:

      1) Any truncation or addition of amino acids might affect the subcellular localization of proteins. Important molecular information on the baz alleles and GFP-fusion proteins are therefore missing in the manuscript. Specifically, what is the underlying molecular nature of the baz alleles used in the study, e.g. bazEH747 (nonsense? position?)? At which amino acid position and in which protein domain is GFP fused to Baz in Baz-GFP (Bac) and Baz-GFP (Trap)? Would these fusions affect subcellular localization and/or functionality? While the authors positively tested Baz-GFP (Bac) in a baz mutant background, this cannot easily be done for Baz-GFP (Trap). The authors should therefore clarify, e.g. by RT-PCR, which of the four Baz isoforms are fused to GFP in Baz-GFP (Trap) and if this might affect functionality and/or location? This information should be depicted or listed together with the epitopes of the antibodies in a figure or table, respectively, in the main manuscript for better orientation of the reader. *

      bazEH747 is a strong loss-of-function allele with a point mutation changing the codon for Q51 to Stop in all four isoforms (numbering is according to isoform A) (Krahn et al., 2010; Shahab et al., 2015). In the Results section, we have changed the wording as follows to make this clear: "For clonal analysis the strong loss-of-function allele bazEH747 was used, where a point mutation in exon 4 results in a premature stop close to the N-terminus of all four isoforms (the codon for amino acid residue Q51 is mutated to a stop in isoform A) (Krahn et al., 2010)."

      We have added two additional supplemental figures to precisely show the insertion site of GFP in the GFP-Baz trap line (Fig. S5) and the Baz-GFP BAC line (Fig. S6). We have changed the Results section to precisely explain the nature of the two Baz-GFP lines as follows: "While strong nuclear envelope immunostaining was observed using several independently raised anti Baz antibodies (Fig. 1; Fig. S1), no nuclear envelope localization was detected in follicular epithelial cells and in larval body wall muscles using a Baz-GFP BAC line (Besson et al., 2015) (Fig. S3C-D', S4A, A') nor in a GFP-Baz protein-trap line (Buszczak et al., 2007)(Fig. S3E-F', S4C, C'). In the GFP-Baz protein-trap line an engineered exon encoding for GFP is inserted into the second untranslated exon (Fig. S5). This exon encoding for GFP is predicted to be spliced in frame into the mRNAs RA and RC encoding for isoforms PA and PC whose translation starts in exon 1 (Fig. S5), resulting in insertion of GFP between amino acid residues K40 and P41 of isoforms PA and PC. The transcripts RB and RD encoding Baz isoforms PB and PD have their translation start within exon 3 and thus cannot form fusion proteins with GFP inserted in exon 2 (Fig. S5). However, GFP-Baz protein trap flies are homozygous viable and are phenotypically indistinguishable from wild type flies, indicating that the corresponding GFP fusion protein is fully functional and faithfully reflects the expression pattern and subcellular localization of Baz isoforms PA and PC. The BAC line integrates the GFP within exon 10 between amino acid residues L1424 and Q1425 of isoform PA, giving rise to GFP fusion proteins for all four isoforms (Fig. S6) (Besson et al., 2015). Like the protein-trap GFP-Baz fusion protein, the Baz-GFP fusion protein in the BAC line is fully functional as it completely rescued lethality and fertility of the bazEH747 allele (Fig. S7D-D') and the baz815-8 allele (Besson et al., 2015)."

      *2) Figure 3D-G: The images for Baz-GFP nicely show that GFP is expressed in imaginal discs but not at NMJs. However, when brightness of Fig. 3D' and 3F' is increased nuclear envelopes, tracheal branches and some synaptic boutons are clearly visible in the Baz-GFP channels. These are likely background signals due to the staining procedure, but to avoid any confusion, images showing unstained (native) GFP fluorescence should be included to proof that there are no residual signals. GFP fluorescence survives formaldehyde fixation and many GFP exon traps are clearly visible even in the absence of immunofluorescent stainings. Furthermore, Fig. 3G appears vastly different compared to Fig. 3E and Baz localization at cell-cell junctions cannot be recognized by people unfamiliar with imaginal discs. The images in Fig. 3G are therefore not suitable and should be replaced. *

      We have added the new Fig. S4 showing the GFP signal without antibody staining of somatic body wall muscles and wing imaginal discs of larvae expressing the Baz-GFP BAC and GFP-Baz trap transgenes. We have also replaced Fig. 3G with images that can easily be compared with the images in Fig. 3E. The following paragraph was added to the Results section: "These findings were confirmed by analysis of fixed larval tissues that were imaged for GFP fluorescence without anti GFP antibody staining (Fig. S4). Neither in the Baz-GFP BAC line (Fig. S4A, A'), nor in the GFP-Baz trap line (Fig. S4C, C') any nuclear envelope or NMJ signal was detectable in somatic muscles, whereas junctional signal in wing imaginal discs was readily detectable in both lines (Fig. S4B, D)."

      *3) The argument that baz4 and baz815-8 carry second site mutations is not fully convincing (page 10, 13). Why should two independent baz alleles carry an additional hit that affect Spectrin levels? Other explanations might be possible. While downregulation of Baz in muscles by RNAi is a good approach to tackle the question of Spectrin localization and expression levels, RNAi itself has its own uncertainties. Why not showing the effect on Spectrin levels or the lack of Baz at the NMJ (or the nuclear envelopes) in "clean" baz null embryos or larvae (e.g. bazEH747/Df)? NMJs can be stained in late stage embryos or compound heterozygous null mutants quite frequently survive until larval stages. *

      We do not have a good explanation for the published reduction of Baz and a-Spectrin signal at the NMJ in larvae heterozygous for the baz alleles baz4 and baz815-8 (Ruiz-Canada et al., 2004; Ramachandran et al., 2009), as our analysis shows that Baz is not expressed there, rendering the reported phenotypes very difficult to explain. It is beyond the scope of our paper to proof that the data published by Ruiz-Canada et al. (2004) and Ramachandran et al. (2009) are indeed reproducible. Our speculation that second site hits on these two mutant chromosomes may have caused the published effects is just based on our own published observation that commonly used chromosomes with these two mutant baz alleles have stronger phenotypes than a clean baz loss-of-function allele (Shahab et al., 2015). We have changed the wording of the corresponding paragraph as follows: "It has been published that heterozygous baz4 mutant larvae show a significant decrease in immunofluorescence signal of Baz and also of Spectrin at the NMJ (Ruiz-Canada et al., 2004). Another publication showed a significant decrease in Baz and Spectrin immunostaining at the NMJ of larvae heterozygous for the baz815-8 allele (Ramachandran et al., 2009). We did not attempt to reproduce these findings. However, in our hands mitotic clones generated with FRT chromosomes carrying these latter two baz alleles showed polarity phenotypes in the follicular epithelium, whereas clones of the clean bazEH747 null allele did not show any polarity defect (Shahab et al., 2015), raising the possibility that the NMJ phenotypes observed by Ruiz-Canada et al. (2004) and Ramachandran et al. (2009) were caused by second site mutations on these chromosomes rather than by reduced Baz activity.

      bazEH747 hemizygous mutant embryos are so abnormal and malformed at late embryonic stages that we did not attempt to stain these for Baz immunoreactivity at NMJs.

      4) It is not really made clear in the manuscript, why the additional reactivity of the anti-Baz antibodies has not been noticed earlier. The paper should therefore include a summarizing paragraph that describes how the specificities of the antibodies have been tested in the past in the laboratories that used them. Have they never been tested in null mutant animals? In null mutants it should be obvious to determine, if some staining patterns do not disappear.

      The vast majority of publications on Baz including those from our own laboratory focused on the functions of Baz at junctions and in the control of cell polarity. For these functions the cortical localization of Baz is relevant, which has been shown to be specific in many independent studies using null alleles and RNAi. Only few publications, in particular those from the laboratory of Vivian Budnik, have focused on potential functions of Baz at the NMJ and the nuclear envelope. Why in these studies no convincing proof of the specificity of the signal at those "unconventional" locations has been provided is beyond our knowledge.

      5) Figure 4 is very difficult to comprehend and should be better labeled (e.g. anterior-posterior, dorsal-ventral, muscle fibers, unspecific signals). It is standard in the field to show ventral muscles 12, 13 or 6, 7 in the center of the image and in a similar orientation (anterior left, dorsal up). Better images should be shown.

      We understand that for researchers interested in the function of specific muscles it is important to adhere to conventions regarding the orientation of muscles in figures. However, in our case it is just relevant whether a muscle expresses RNAi against a gene of interest (GFP+) or not (GFP-) in order to compare the signal intensity for Baz and Spectrin in these two situations. Thus, although we appreciate the validity of this comment, we decided to leave the original images unchanged. However, to help the reader in identifying relevant structures more easily, we have added color-coded arrows and arrowheads to mark NMJs and nuclear envelopes in GFP+ and GFP- muscles.

      *Reviewer #3 (Significance (Required)):

      The authors provide a critical assessment on the specificity of antibodies and highlight the necessity to carefully test antibodies and the conclusions drawn from the resulting stainings, especially when antibodies are bought from companies or have previously been published as specific. This is extremely important for the interpretation of experiments in all fields of molecular and cellular biology. *

      We thank the reviewer for appreciating the importance of this work.

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      Referee #3

      Evidence, reproducibility and clarity

      Kim et al. address a common but frequently neglected problem in molecular and cellular biology: sophisticated tests for the specificity of antibodies. The protein Bazooka (Baz) is a member of the Par complex that usually resides in apicocortical regions of epithelial cells. Several publications, however, report expression in other subcellular compartments or cell types, such as the nuclear lamina or neuromuscular junction (NMJ). The authors have used a panel of polyclonal antibodies, genetic constructs and mutant alleles to show that staining of Baz in the nuclear envelope or NMJ is likely unspecific due to an unknown cross-reactivity. Specifically, four antisera, raised against different GST-Baz fusion proteins in different species, recognized Baz at cortical membranes, around nuclei and at NMJs. Nuclear and NMJ staining, however, persisted in baz-RNAi experiments or baz mutant clones. If the endogenous locus is tagged with GFP, Baz-GFP localized to cortical membranes in imaginal disc epithelial cells but was but not detectable in nuclear envelopes or NMJs in muscles. The authors conclude that they could not find evidence for either nuclear or NMJ localization of Baz and any results derived from these antibodies should be regarded with caution.

      The manuscript reports a careful and thorough evaluation of anti-Baz antibodies used in the scientific community. Since it might impact previous findings, any remaining uncertainties should be clarified before publication. I have therefore a number of suggestions to improve the manuscript.

      Major comments:

      1. Any truncation or addition of amino acids might affect the subcellular localization of proteins. Important molecular information on the baz alleles and GFP-fusion proteins are therefore missing in the manuscript. Specifically, what is the underlying molecular nature of the baz alleles used in the study, e.g. bazEH747 (nonsense? position?)? At which amino acid position and in which protein domain is GFP fused to Baz in Baz-GFP (Bac) and Baz-GFP (Trap)? Would these fusions affect subcellular localization and/or functionality? While the authors positively tested Baz-GFP (Bac) in a baz mutant background, this cannot easily be done for Baz-GFP (Trap). The authors should therefore clarify, e.g. by RT-PCR, which of the four Baz isoforms are fused to GFP in Baz-GFP (Trap) and if this might affect functionality and/or location? This information should be depicted or listed together with the epitopes of the antibodies in a figure or table, respectively, in the main manuscript for better orientation of the reader.
      2. Figure 3D-G: The images for Baz-GFP nicely show that GFP is expressed in imaginal discs but not at NMJs. However, when brightness of Fig. 3D' and 3F' is increased nuclear envelopes, tracheal branches and some synaptic boutons are clearly visible in the Baz-GFP channels. These are likely background signals due to the staining procedure, but to avoid any confusion, images showing unstained (native) GFP fluorescence should be included to proof that there are no residual signals. GFP fluorescence survives formaldehyde fixation and many GFP exon traps are clearly visible even in the absence of immunofluorescent stainings. Furthermore, Fig. 3G appears vastly different compared to Fig. 3E and Baz localization at cell-cell junctions cannot be recognized by people unfamiliar with imaginal discs. The images in Fig. 3G are therefore not suitable and should be replaced.
      3. The argument that baz4 and baz815-8 carry second site mutations is not fully convincing (page 10, 13). Why should two independent baz alleles carry an additional hit that affect Spectrin levels? Other explanations might be possible. While downregulation of Baz in muscles by RNAi is a good approach to tackle the question of Spectrin localization and expression levels, RNAi itself has its own uncertainties. Why not showing the effect on Spectrin levels or the lack of Baz at the NMJ (or the nuclear envelopes) in "clean" baz null embryos or larvae (e.g. bazEH747/Df)? NMJs can be stained in late stage embryos or compound heterozygous null mutants quite frequently survive until larval stages.
      4. It is not really made clear in the manuscript, why the additional reactivity of the anti-Baz antibodies has not been noticed earlier. The paper should therefore include a summarizing paragraph that describes how the specificities of the antibodies have been tested in the past in the laboratories that used them. Have they never been tested in null mutant animals? In null mutants it should be obvious to determine, if some staining patterns do not disappear.
      5. Figure 4 is very difficult to comprehend and should be better labeled (e.g. anterior-posterior, dorsal-ventral, muscle fibers, unspecific signals). It is standard in the field to show ventral muscles 12, 13 or 6, 7 in the center of the image and in a similar orientation (anterior left, dorsal up). Better images should be shown.

      Significance

      The authors provide a critical assessment on the specificity of antibodies and highlight the necessity to carefully test antibodies and the conclusions drawn from the resulting stainings, especially when antibodies are bought from companies or have previously been published as specific. This is extremely important for the interpretation of experiments in all fields of molecular and cellular biology.

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      Referee #2

      Evidence, reproducibility and clarity

      1. Evidence, reproducibility and clarity

      1.1 Summary

      This reviewer acknowledges the expertise and contributions of Prof. Wodarz and his research group in the field of development, cell polarity regulation and Drosophila genetics.


      Manuscript summary:

      Kim S. et al. explored the localisation of Bazooka, the Drosophila homolog of the polarity protein Par-3, at two non-canonical positions for a cell polarity factor: the nuclear envelope in epithelial tissues and the postsynaptic membrane of the neuromuscular junction (NMJ). Previous work has shown the detection of Par-3/Baz at the nuclear envelope and the NMJ using antibodies against Par-3/Baz. Here, the authors used a combination of genetic perturbations (baz RNAi and generation of genetic mosaics for baz) and GFP-labelled Bazooka lines to test if the antibody-mediated detection of Baz at the nuclear envelope and NMJ is artifactual. The data provided by the authors strongly suggest both the nuclear envelope and NMJ detection of Baz using antibodies is non-specific.

      1.2 Major comments

      The manuscript is written in a clear manner, easy to be followed by readers. However, there are some important experimental details that should be provided as the authors advance over previous work regarding Baz localization (points 1.2.1 and 1.2.2). Furthermore, if possible, this reviewer considers that performing the experiment in 1.2.3 would strengthen the authors main message of their manuscript.

      1.2.1 Methodology information is missing, and would be necessary to be included for: image acquisition (Objectives, Airyscan mode), image processing (projections, details on linear -e.g. brightness, contrast- or non-linear adjustments of signal -e.g. gamma-). For image processing information, please include it within each figure legend. RNAi experiments lines, temperature for each target and tissue (a table would be helpful) and number of heat shocks performed for FRT/FLP clones.

      1.2.2 For each experiment it is unclear the number of specimens (experimental units) and independent experiments that were analysed. It is unclear if the Baz localisation phenotypes are fully penetrant or not as judged by the data provided.

      1.2.3 This reviewer agrees the data provided strongly suggests the detection of Baz along the nuclear envelope and NMJ is artifactual in the Drosophila tissues that have been studied. However, the nature of the bazEH747 mutant allele is not a deletion of the Baz gene, but instead a nonsense mutation, which, as the authors describe, could potentially generate a small product of 51 aminoacids, corresponding to the N-terminal part of Baz, which is also the target of Baz rabbit antibody ('rb Baz 1-297').

      Thus: - Would it be possible to complement the FRT/FLP analyses in the FE using a deficiency that uncovers the baz locus? A persistent detection of Baz signal at the nuclear compartment after complete removal of baz gene products would be an ideal experiment, if feasible. - Would the authors comment on the possibility the rb Baz antibody 1-297 detect a 51 aminoacids peptide?

      1.3 Minor comments

      This manuscript is largely based on imaging data. Therefore, it would be beneficial for the ease of comprehension of figure panels:

      1.3.1 More general use of insets to show with larger magnification and clarity the data indicated with arrows and arrowheads.

      1.3.2 Using negative grayscale either for insets or single channel data.

      1.3.3 For coloured-overlays please bear in mind using colors that would be suitable for colour-blinded readers.

      1.3.4 Figures showcasing the clonal analyses (both MARCM and FRT/FLP): might be worth indicating the boundaries of clones in single channel data with a dotted line.

      Referees cross-commenting

      I consider that all points/questions raised by other reviewers are fair, in some cases complement this reviewer's points, and in some others coincide. I recommend that all points raised by reviewers #1 and #3 are fully addressed by the authors.

      Significance

      The findings provided by this manuscript will be of importance for researchers in the field of cell polarity, conducting research on Bazooka/Par-3 and associated proteins, both within the Drosophila field and other model organisms.

      The present study presents an advance towards a specific and most likely artifactual observation of Par-3/Bazooka. It will help to re-think the tools used for detecting Par-3/Bazooka in different animal models, and in this regard, will be helpful for the community.

      This work does not focus on Par-3/Bazooka biology, nor provides new insights into Par-3/Bazooka function, however, it is clear for this reviewer the later is not the aim of this manuscript.

      Reviewer expertise:

      • Drosophila genetics
      • Developmental cell biology and morphogenesis
      • Cytoskeleton, cell cell adhesion and cell polarity
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      Referee #1

      Evidence, reproducibility and clarity

      Baz/Par3 is an important conserved protein acting as a master regulator of cell polarity in a wide range of cell types. This study focuses on re-assessing the subcellular localisation of Baz/Par3 in a range of Drosophila tissues. This is an important study with respect to our understanding of Baz/Par3, as there have been conflicting reports on the localisation of Par complex members - while the majority show localisation to cell cortex and intercellular junctions, several reports have claimed that Par complex members localise at additional subcellular sites including the nucleus, nuclear envelope and neuromuscular junction. In this study the authors re-assess this issue for Baz/Par3 in a comprehensive and thorough manner.

      1. They used a variety of antibodies raised in different host animals against different epitopes of Baz
      2. They tested the specificity of these antisera using mosaic analysis with null mutant baz alleles and tissue-specific RNAi against baz
      3. They used a GFP-tagged Baz under control of its endogenous promoter in a baz null mutant background to compare with the subcellular localisation of the respective GFP-Baz fusion proteins to the staining results with anti-Baz antisera

      The data from each of these experiments are very clear and convincing. Comprehensive methods are included which means that each of the experiments with specific anti-sera/RNAi lines/GFP-tagged conditions could be reproduced. There are a couple of experiments which were performed in support of the conclusions (extra RNAi lines and stronger expression of Gal4) listed as (data not shown). I would strongly suggest including these data as extra supplemental figures. Together, their results clearly show that Baz/Par3 localises to the cortex and intercellular junctions, but that anti-sera staining at the NMJs and nuclear envelope appear to be a staining artifact, likely due to staining with an unidentified epitope.

      Minor comments

      1. Many of the figures have overlays of red and green which will be indistinguishable from each other to colour-blind readers. Please alter to make colour-blind friendly (eg magenta-green)
      2. In Fig 2D please indicate where the epidermis and neuroblasts are
      3. In the following two places there are experiments describe where the data is listed as not shown. Please show the data as additional supplemental data. They are P8 - This result was confirmed using the CY2::Gal4 driver line expressed in the follicular epithelium and with three different RNAi lines against baz (data not shown). P11 - We also did not see any downregulation of Baz or aspectrin upon baz-RNAi in M12 at 29{degree sign}C, when the UAS-Gal4 system is maximally active (data not shown).
      4. Figure 3 - this would be easier to interpret with a few arrows/arrowheads indicating the NMJs

      Significance

      It will be important to publish these results as it means that findings for a function of Baz/Par3 at the NJM and the nuclear envelope should be regarded with caution, and it may save researchers chasing for functions for Baz/Par3 in places where they are simply not expressed. As much of our fundamental understanding of how Par3 works in vertebrates has its roots in studies in Drosophila, this is likely to be of wide relevance.

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      Reply to the reviewers

      We would like to thank the reviewers for their insightful comments and suggestions, which helped us to streamline and improve our manuscript. Below you can find a detailed response to each of their raised points. In short, we redid most of our experiments to get cleaner data, added some additional experiments (based on suggestions of the reviewers) to strengthen our conclusions, and removed the fly-related data to make the manuscript more straightforward. Moreover, we have combined our Results and Discussion section to adhere to the formatting of EMBO Reports.

      Reviewer #1

      Major comments

      1. The mESC data on the various mutations would be more convincing if derived from two lines, respectively, as in the case of Phe1112Leu NF1 mutation.

      We agree with the reviewer that it would have been more convincing if we would have a second mESC line harbouring the Asp633Tyr variant in RAF1. However, we were not successful in creating such an additional line. Moreover, it would not be feasible, both financially and time-wise, to redo all our experiments with this additional line. However, we have unpublished data that shows that the transgenic mESC line harbouring the Asp633Tyr variant in RAF1 shows clustering with and similar effects as several transgenic mESC lines harbouring other genetic variants in different genes from a connected pathway (which we plan to publish in another manuscript), making us less concerned that the observed effects are caused by random off-target effects.

      The results concerning ERK1/2 phosphorylation in mESC are actually reflecting the basal MAPK/ERK activity of cells maintained in normal growth medium. It would be important to check the MAPK/ERK activation by specific stimuli like EGF upon starvation in the mESC lines harboring the rare variants.

      We thank the reviewer for this suggestion. Based on this comment, we performed additional experiments in which we stimulated our transgenic mESC lines with both EGF and insulin. These experiments showed similar results as the ones we performed in normal growth medium (see updated Figure EV3), strengthening our conclusions that our variants indeed alter MAPK/ERK signalling pathway activity. Moreover, we could additionally show that they also down-regulate phosphorylation of p70 S6K (see updated Figure 2C), indicating reduced mTORC1 activity, which has previously been associated with increased lifespan in different model organisms.

      According to the KEGG pathway analysis in Fig 4D PI3K-Akt signaling is activated in both NF1 and RAF1 variants. Because of the well-known cross-talk of PI3K/Akt with MAPK/ERK signaling it would strengthen the paper if PI3K-Akt signaling is analyzed, for example by determining the phosphorylation of Akt.

      Based on comment 10 of reviewer 2, we re-analysed the proteomics data and treated each of the genetic variants separately. Although the PI3K-AKT signalling pathway does not show a significant enrichment in the separate groups, we did measure the phosphorylation of AKT and p70 S6K (see reply to comment 2) to probe the effects of the variants on insulin/IGF-1 signalling. We indeed found that both variants up-regulate phosphorylation of AKT at S473 in normal growth medium (although the effect of the NF1 variant is clearly stronger) and down-regulate phosphorylation of AKT at S308 after insulin stimulation, while we observed a RAF1-specific down-regulation of phosphorylation of AKT at S473 after insulin stimulation (see updated Figure 2B and 2D).

      Some players in the MAPK/ERK signaling pathway are upregulated, some are down-regulated in mutant NF1 or mutant RAF1 cells, but it is not clear what the net effect of all these changes is on MAPK/ERK signaling. However, what ultimately matters are changes in down-stream gene expression. To really determine the effect of the mutations on MAPK/ERK signaling it would be necessary to perform more detailed transcriptome analysis and especially check the expression of longevity-controlling transcription factors, such as SKN-1, ETS and FOXO.

      We thank the reviewer for this very helpful suggestion. We performed an additional experiment in which we looked at the effect of our variants on the transcription of mammalian orthologs of the lifespan-associated transcription factors that belong to the SKN-1, ETS and FOXO family. We specifically focussed on the subset of ETS transcription factors that have been linked with lifespan regulation in fruit flies, given the known relation with MAPK/ERK signalling. In line with our findings from the proteomics, we indeed found consistent (i.e. Nfe2l2, Foxo3, Etv1, and Etv6) as well as opposing effects (i.e. for Ets1, Ets2, and Etv4) on the expression levels of these transcription factors between our cell lines (see new Figure 4). Based on this we concluded that both cell lines show reduced MAPK/ERK signalling activity.

      The authors are discussing a gain of function effect of the variants on the activity of RAF1 and of NF1, based on the ERK1/2 phosphorylation data from mESC. Since the variants are residing in protein domains important for the respective protein function (Tubulin-binding domain of NF1 and C-terminus of RAF1, important for its interaction with 14-3-3 proteins, respectively), the authors could speculate on how the mutations might affect the respective protein activity. Furthermore, the data could be strengthened by directly testing the activity of RAF1 or Ras.

      We have now added some text in which we speculate on the potential effects of our genetic variants (i.e. gain- or loss-of-function). Since we were mostly interested in the (shared) downstream effects of the variants, we decided to focus on this instead of the activity of Raf1 (for which good assays are also lacking).

      Since there is no consistent effect of the investigated mutations and their effects on MAPK/ERK signaling in mESC and no consistent effect on life-span in flies, wouldn´t one have to conclude that the pipeline for functional characterization is actually not working? Along that line, if introducing putative human life-extending mutations in RAF and NF1 in flies leads to lethality in one case and a shortened life-span in the other, doesn´t that proof the model is not suitable to draw conclusions about human mutations in flies?

      We have decided to remove the fly data from our manuscript to make the message more straightforward. We also realised that the lifespan-associated effects of the protein in flies had been contributed by its role in the adenylate cyclase-cAMP-protein kinase A pathway and not MAPK/ERK signalling (PMID: 17369827). Hence, we were not sure if the reduced lifespan effects we observed could be attributed to the role of Nf1 on MAPK/ERK signalling, especially since we did not observe any effects on phosphorylation of ERK1/2 in the flies.

      Minor issues

      1. Introduction, last paragraph.

      The sentence "Notably.... is very long and could be changed to two sentences.

      We have adapted this.

      Results, paragraph "Generation of mESCs..."

      It only becomes clear in the discussion that the AN3-12 cells get diploid after a while and that the human donors were heterozygous. This should be mentioned already here.

      We have adapted this.

      Results, paragraph "Generation and characterization of transgenic flies.."

      What is the wDah background?

      As mentioned above, we have removed all the fly data from our manuscript.

      The dimer consisting of RTK and a GPCR in the simplified illustration of the MAPK/ERK signaling pathway in Fig.1(B) is misleading, it is probably supposes to be a RTK?

      We have adapted this.

      Reviewer #2

      Major comments

      1. The NF1 variant and RAF1 variant have different outcomes regarding ERK phosphorylation. Then, how can long-lived family members share these variants?

      This is indeed a good point. However, now that we redid most of our experiments, we are able to show that most of the effects of the variants are consistent, especially when looking at the main effects on MAPK/ERK signalling. However, the proteomics and transcriptomic analyses still show some opposing and diverging effects. Hence, we speculate that this likely indicates that there are multiple ways in which genetic variants could influence cellular processes/phenotypes associated with healthy ageing and there is not a single molecular mechanism explaining it all.

      The two variants in mESCs showed contradictory results on MAPK/ERK pathway. In addition, fruit fly didn't recapitulate the results of mESC experiments. How can the authors conclude these variants are causally linked to longevity?

      See our reply to comment 1 and to major comment 6 of reviewer 1.

      Figure 2C, The authors should correct the statistical test (they used a T-test for 4 sample data set).

      We have adapted this.

      Figure 2C, Is NF1 and MEK1/2 expression altered? What about pMEK1/2 expression? The mechanistic link between NF1 mutations and ERK phosphorylation is speculative.

      We thank the reviewer for this suggestion. We have now also added data on the phosphorylation of MEK1/2, which showed consistent results with that of ERK1/2.

      Figure 2C, The loading looks very variable. The authors should use fluorescently labelled antibodies for multiplexing. This way, the phospho signal and total protein can be quantified on a single blot.

      We have redone all our western blots and now normalised to calnexin, since we realised that vinculin was relatively unstable and therefore not the best reference protein to use. All data looks consistent now.

      Figure 2D, Loading control, Vinculin, is variable. Based on vinculin expression, total ERK expression was increased in RAF1 Asp633Tyr variant. It could affect the amount of pERK. The authors should show whether the authors loaded the equal amount of proteins using stain-free as in Fig. 5D.

      See reply to comment 5.

      Figure 2D, What about total RAF1, MEK1/2 expression and pMEK1/2? I was wondering whether phosphorylation of ERK is increased via RAF1-MEK pathway. The link between RAF1 mutation and ERK phosphorylation is mechanistically speculative.

      See reply to comment 4. The expression of Raf1 itself is provided in Figure 3A (i.e. the proteomic dataset) and is differentially influenced by both variants.

      Figure 3C and D, It doesn't look like dramatic improvement, especially since the curves run in parallel. The authors should corroborate the findings using an assay that is independent on the cellular metabolism, e.g. cell survival or proliferation using Incucyte

      We redid our experiments using the Incucyte® Live-Cell Analysis System and focussed on a stressor (i.e. hydroxyurea) that showed consistent effects across experiments (see updated Figure 5B). The stressors we used previously did not work so well in this system. We also measured proliferation in normal growth medium (see updated Figure 5A). These results indicate that the proliferation of the NF1Phe1112Leu variant mESC lines was increased, while that of the RAF1Asp633Tyr variant mESC line was decreased under normal growth conditions. Moreover, the RAF1Asp633Tyr variant showed improved resistance to replication stress, while this was not the case for the NF1Phe1112Leu variant.

      Figure 4, To figure out global phosphorylation changes induced by the variants, I suggest the authors perform phospho-proteomics

      We agree with the reviewer that it would be very nice to perform phospho-proteomics. However, this is still relatively expensive and our proteomics facility mentioned that such measurements are likely not yet robust and sensitive enough to get reliable estimates of specific phosphorylation sites.

      Figure 4C and D, NF1 variants and RAF1 variants have an opposite effect on phosphorylation of ERK. Why did the authors investigate the shared upregulated or downregulated proteins between two variants? How can they share TFs with the MAPK/ERK signaling pathway?

      See our reply to comment 1 and to major comment 4 of reviewer 1.

      Figure 4, The conclusion of this figure 4 is not clear to me.

      We have now updated the text in the Results and Discussion section to make this clearer.

      Minor comments

      1. The ultimate goal of aging research will be healthy aging. In LLS, were all long-lived individuals healthy? Do the authors have additional clinical parameters?

      There is only limited clinical data available for the long-lived individuals from the Leiden Longevity Study (PMID: 27374409), so we were not able to thoroughly asses this (also because there is no appropriate control group to compare them to). For the sequencing, we focussed on the individuals that had the longest survival within their families, but we cannot rule out that some of them were relatively unhealthy.

      Overall, most western blot figures do not look like being representative of the quantification results. The authors need better representative western blot figures

      We have repeated all our western blot experiments and updated our figures to show the most representative images.

      Figure 3, is there a difference in cell proliferation ability/viability between WT and the NF1/RAF1 variants?

      See reply to major comment 8.

      Figure 4A, How many replicates were used here?

      We used 4 technical replicates per cell line. We have now added this information to the Figure legend and the text in the Methods section.

      Figure 4A, The authors should provide the rationale for the cutoff they used: fold change and p-value/FDR?

      We have now added this information to the Figure legend and the text in the Results and Discussion section.

      Figure 5C and D, Did mutant flies die due to aging or due to any disease?

      As mentioned before, we have removed all the fly data from our manuscript.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary

      As part of a meta-study using the whole genome sequencing data from Leiden Longevity Study (LLS), the author identified uncommon genetic variants in MAPK/ERK signaling pathway which are potentially associated with human longevity. To characterize these gene variants, the authors employed CRISPR/Cas9 genome-edited mouse embryonic stem cells (mESCs) and fruit flies. Paradoxically, the variants in NF1 and RAF1 (both associated with increased longevity) have functionally opposite effect on activity of MAPK/ERK pathway in vitro. Nf1 variant in flies has no effect on MAPK/ERK pathway, however, it leads to deleterious consequences such as shorter lifespan, delayed developmental time, and decreased locomotor activity. Due to the contradictory results of the in vitro experiments and the in vivo fly model, it is difficult to conclude that the rare genetic variants the identified, are linked to longevity.

      Major comments

      1. The NF1 variant and RAF1 variant have different outcomes regarding ERK phosphorylation. Then, how can long-lived family members share these variants?
      2. The two variants in mESCs showed contradictory results on MAPK/ERK pathway. In addition, fruit fly didn't recapitulate the results of mESC experiments. How can the authors conclude these variants are causally linked to longevity?
      3. Figure 2C, The authors should correct the statistical test (they used a T-test for 4 sample data set).
      4. Figure 2C, Is NF1 and MEK1/2 expression altered? What about pMEK1/2 expression? The mechanistic link between NF1 mutations and ERK phosphorylation is speculative.
      5. Figure 2C, The loading looks very variable. The authors should use fluorescently labelled antibodies for multiplexing. This way, the phospho signal and total protein can be quantified on a single blot.
      6. Figure 2D, Loading control, Vinculin, is variable. Based on vinculin expression, total ERK expression was increased in RAF1 Asp633Tyr variant. It could affect the amount of pERK. The authors should show whether the authors loaded the equal amount of proteins using stain-free as in Fig. 5D.
      7. Figure 2D, What about total RAF1, MEK1/2 expression and pMEK1/2? I was wondering whether phosphorylation of ERK is increased via RAF1-MEK pathway. The link between RAF1 mutation and ERK phosphorylation is mechanistically speculative.
      8. Figure 3C and D, It doesn't look like dramatic improvement, especially since the curves run in parallel. The authors should corroborate the findings using an assay that is independent on the cellular metabolism, e.g. cell survival or proliferation using Incucyte
      9. Figure 4, To figure out global phosphorylation changes induced by the variants, I suggest the authors perform phospho-proteomics
      10. Figure 4C and D, NF1 variants and RAF1 variants have an opposite effect on phosphorylation of ERK. Why did the authors investigate the shared upregulated or downregulated proteins between two variants? How can they share TFs with the MAPK/ERK signaling pathway?
      11. Figure 4, The conclusion of this figure 4 is not clear to me.

      Minor comments

      1. The ultimate goal of aging research will be healthy aging. In LLS, were all long-lived individuals healthy? Do the authors have additional clinical parameters?
      2. Overall, most western blot figures do not look like being representative of the quantification results. The authors need better representative western blot figures
      3. Figure 3, is there a difference in cell proliferation ability/viability between WT and the NF1/RAF1 variants?
      4. Figure 4A, How many replicates were used here?
      5. Figure 4A, The authors should provide the rationale for the cutoff they used: fold change and p-value/FDR?
      6. Figure 5C and D, Did mutant flies die due to aging or due to any disease?

      Significance

      Filtering out meaningful rare variants in MAPK/ERK pathway from long-lived individuals is an interesting and promising approach. However, the link between the NF1/RAF1 variants and longevity is still unclear. The authors were not able to explain the contradictory results from the NF1 and RAF1 mutant mESCs. In addition, the fly model did not support the in vitro mESC results. The authors need to provide more mechanistic insight into the impact of the variants on MAPK signaling. This part of the study is very superficial. Overall, the story seems a bit premature.

      Advance: The authors identify rare mutations affecting the ERK pathway in long-lived family members.

      Audience: Basic researchers who are interested in signaling and aging.

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      Referee #1

      Evidence, reproducibility and clarity

      Hinterding et al. present a manuscript where they characterize rare variants in genes found in long-lived families. The authors concentrated on the MAPK/ERK signaling pathway, because they argued that this pathway has an established role in life-span determination. The rare variants were introduced in mouse embryonic stem cells and in fruit flies and their effects on the MAPK/ERK pathway and on life-span was studied. The authors conclude they established a pipeline for the functional characterization and potential validation of rare genetic variants.

      The topic is very interesting and the approach is original and novel. However, the results are in part preliminary and contradictory and the conclusions are overstated. Before publication, we suggest to address a number of issues.

      1. The mESC data on the various mutations would be more convincing if derived from two lines, respectively, as in the case of Phe1112Leu NF1 mutation.
      2. The results concerning ERK1/2 phosphorylation in mESC are actually reflecting the basal MAPK/ERK activity of cells maintained in normal growth medium. It would be important to check the MAPK/ERK activation by specific stimuli like EGF upon starvation in the mESC lines harboring the rare variants.
      3. According to the KEGG pathway analysis in Fig 4D PI3K-Akt signaling is activated in both NF1 and RAF1 variants. Because of the well-known cross-talk of PI3K/Akt with MAPK/ERK signaling it would strengthen the paper if PI3K-Akt signaling is analyzed, for example by determining the phosphorylation of Akt.
      4. Some players in the MAPK/ERK signaling pathway are upregulated, some are down-regulated in mutant NF1 or mutant RAF1 cells, but it is not clear what the net effect of all these changes is on MAPK/ERK signaling. However, what ultimately matters are changes in down-stream gene expression. To really determine the effect of the mutations on MAPK/ERK signaling it would be necessary to perform more detailed transcriptome analysis and especially check the expression of longevity-controlling transcription factors, such as SKN-1, ETS and FOXO.
      5. The authors are discussing a gain of function effect of the variants on the activity of RAF1 and of NF1, based on the ERK1/2 phosphorylation data from mESC. Since the variants are residing in protein domains important for the respective protein function (Tubulin-binding domain of NF1 and C-terminus of RAF1, important for its interaction with 14-3-3 proteins, respectively), the authors could speculate on how the mutations might affect the respective protein activity. Furthermore, the data could be strengthened by directly testing the activity of RAF1 or Ras.
      6. Since there is no consistent effect of the investigated mutations and their effects on MAPK/ERK signaling in mESC and no consistent effect on life-span in flies, wouldn´t one have to conclude that the pipeline for functional characterization is actually not working? Along that line, if introducing putative human life-extending mutations in RAF and NF1 in flies leads to lethality in one case and a shortened life-span in the other, doesn´t that proof the model is not suitable to draw conclusions about human mutations in flies?

      Minor issues

      1. Introduction, last paragraph. The sentence "Notably.... is very long and could be changed to two sentences.
      2. Results, paragraph "Generation of mESCs..." It only becomes clear in the discussion that the AN3-12 cells get diploid after a while and that the human donors were heterozygous. This should be mentioned already here.
      3. Results, paragraph "Generation and characterization of transgenic flies.." What is the wDah background?
      4. The dimer consisting of RTK and a GPCR in the simplified illustration of the MAPK/ERK signaling pathway in Fig.1(B) is misleading, it is probably supposes to be a RTK?

      Referees cross-commenting

      Reviewer #2 provides a fair and balanced review and seems to have pretty much the same concerns as I do, namely that there are too many inconsistencies in the experiments to conclude that the identified candidate genes are longevity genes.

      Significance

      The concept of the study, to look for gene variants in long-lived families, is novel and highly interesting. It should be relevant for a broad audience interested in aging, longevity and the underlying mechanisms.

      Strengths:

      • identification of potentially long-life associated gene variants in humans

      Limitations:

      • final outcome on MAPK/ERK signaling not analyzed (downstream genes)
      • investigated gene variants don´t show consistent pattern
      • use of flies as model for the analysis of human longevity gene variants not convincing since one mutation is lethal, the other life shortening

      My expertise is cell biology, aging, senescence. I co-reviewed the paper with my postdoc who worked on MAPK/ERK signaling for many years.

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      Reply to the reviewers

      We would like to thank the three reviewers for their time and effort, the constructive criticism, and suggestions to improve the quality of the manuscript. Below, we address the points raised by providing further clarifications or revising the manuscript as indicated.

      __Reviewer #1 (Evidence, reproducibility and clarity (Required)): __

      This study investigates mitochondrial and apicoplast division and distribution during the life cycle of Plasmodium falciparum. Utilizing the MitoRed reporter line for fluorescent mitochondrial marking and employing high-resolution 3D imaging techniques, including FIB-SEM, the research unveils the dynamics of these essential organelles across various stages of the parasite's development. The authors' work marks a significant step forward in understanding the cellular biology of Plasmodium falciparum, offering novel insights into the dynamics of mitochondrial and apicoplast division. By addressing the additional comments and incorporating recent findings and clarifications, the research not only underscores the complexity of these processes but also situates the study within the continuum of apicomplexan parasite research.

      Major comments: • Suitability of Reporter Line for Oocyst Development: The conclusion regarding the limitations of the MitoRed line for oocyst development stages prompts a discussion on alternative approaches, such as mito trackers, to validate observations in these stages. In the current state, it is difficult to conclude whether the data presented are only true for this specific transgenic line.

      We agree with the reviewer that the lack of MitoRed salivary gland sporozoites indeed hints to a developmental issue and therefore interpretation of mitochondrial morphology in oocyst stages should be done carefully. Although we would like to verify these observations with a wild-type line, there are several complications with using a MitoTracker staining. Firstly, a general staining procedure will also highlight the much larger and more abundant host mitochondria thus complicating both the actual imaging and interpretation of the data. Secondly, our own data presented in this manuscript demonstrated that MitoTracker stainings of blood-stage parasites should be considered with great care and it remains to be tested whether mosquito-stage parasite viability and mitochondrial morphology remain unaffected. Thirdly, mosquito experiments are time intensive and costly and we lack the time and funding to expand on this part of the work. We therefore decided to move the oocyst data to the supplement and added additional qualifiers for interpretation to the text.

      Line 578: “Although these mitochondrial observations should be interpreted with care since oocysts did not form salivary gland populating sporozoites and might therefore not be representing healthy oocysts, in P. berghei liver-stage schizonts, a very similar mitochondrial organization was observed in sub-compartments created by large membrane invaginations.”

      To conclude, we think it is important to be open about the limitations of the MitoRed line and discuss this in the paper to provide a balanced view for others that might want to use this line in the future. At the same time, we think that the observation of the mitochondrial organization centers and the great similarity with mitochondrial organization in liver- and blood-stage schizonts offers tentative support for a biologically relevant phenotype and gives new insights that we would like to share in this manuscript, provided that they are interpreted with care.

      • Analysis of Mitochondrion and Apicoplast Association with CPs: Could the author elaborate on how their statistical power and image data support assertions of random association between organelles and CPs (line 438-439) and the dynamic nature of Mito-CP interactions (line 504)? In addition, could the authors comment/discuss their findings regarding the distance between Mito-Api compared to the one reported in Figure S2 of Sun et al. preprint: bioRxiv 2022.09.14.508031; doi: https://doi.org/10.1101/2022.09.14.508031

      We would like to clarify the point that the reviewer raises. Although we indeed observed that the distances between the CP-mito are significantly smaller compared to CP-apicoplast in schizont 1 in Figure 7, we do not think that there is interaction between the mitochondrion and CPs. In schizont 3-6, the apicoplast shows close apposition with CPs over the complete length of the apicoplast/with all apicoplast fragments and the distances between CPs and apicoplast range from 0-150 nm, therefore we think there is CP-apicoplast interaction. The distance between CPs and mitochondrion is much larger in all schizonts with an average of 500-600 nm, except for schizont 6 where the CP-mito distances become smaller due to the alignment of the mitochondrion with the apicoplast. Still the CP-mito distance is significantly bigger in schizont 6 compared to CP-apicoplast. Therefore, we do not think there are mito-CP interactions in any of the schizont stages. To clarify this in the text, we added the following sentences:

      Line 483: “Although the distances between the mitochondrion and CPs (average 616 nm, SD 235 nm) in this early schizont are significantly smaller than the apicoplast-CPs distances (average 1350 nm, SD 260 nm), there is no direct interaction between the mitochondrion and CPs since the smallest CP-mitochondrion distance measured is 332 nm. The significant difference can be explained by the fact that the apicoplast is located in the center of the parasite, while the mitochondrion is larger and stretched throughout the whole cell leading to coincidental closer proximity to the peripheral CPs.”

      We have also added extra comparisons of CP-apicoplast and CP-mitochondrion distances to the text to support this (Line 483-503).

      We thank the reviewer for their suggestion of comparison with the data from Sun et al. The EM tomography data in that paper are indeed of much higher resolution and hint at physical interaction between the membranes of the mitochondrion and apicoplast. We have added the following sentences to the discussion:

      Line 612: “EM tomography data from Sun et al. show there are hints of connecting structures between the mitochondrion and apicoplast in areas where the distance between the organelles is very small and similar to the distance between the inner and outer membranes of the organelles themselves in merozoites, suggesting physical link between the organelles.”

      • Incorporation of Recent Findings into Schematic Models: I recommend the authors modify their current model in Figure 8 to reflect on recent findings on CP outer domain contact with the parasite plasma membrane (PPM) post-mitosis as demonstrated by Liffner et al. PMID: 38108809.

      We agree with the reviewer that the data from Liffner et al. suggest contact of the outer CP with the PPM, however, we think ExM data should be interpreted with some care. Contact sites are strictly defined as an area where membranes of two organelles are in close proximity to each other, while there is no membrane fusion, there are tethering forces (protein-lipid or protein-protein interaction), and fulfill a specific function (PMID:30894536). The ExM data do not have the resolution to define the CP-PPM appositions as contact sites. Although we indeed see closeness of the CPs and the PPM in our FIB-SEM data, we do not see evidence of a physical contact between the two. Therefore, for this proposed model, we would keep the focus on the division and segregation of the two endosymbiotic organelles.

      Minor comments: • Reference to WHO Report: The manuscript cites malaria incidence and mortality data from an older WHO report. Given the availability of the 2022 WHO reports, authors should update the text and citation (line 36).

      Changed accordingly.

      • Clarification of Host: The term "its mitochondrion" (line 42) should be specified as "human mitochondrion" to clearly distinguish between the two different hosts.

      We changed “The malaria parasite harbors a unique mitochondrion that differs greatly from its host mitochondrion” to “The malaria parasite harbors a unique mitochondrion that differs greatly from the human mitochondrion”.

      • Terminology of Parasite Development Stages: The usage of "schizogony" to describe division processes in liver and mosquito stages could be misleading due to the distinct process of endopolygeny nuclear-like division observed during sporogony (line 56; PMID: 31805442). I would recommend the authors use a more general language, such as cell division.

      Changed accordingly.

      • Prior Research on CP and Apicoplast Association: The observation of centriolar plaques (CPs) associating with the apicoplast (line 91) has precedents in the study of other apicomplexan parasites, such as Sarcosystis (PMID: 16079283). Acknowledging and discussing these findings would contextualize the current study within the broader range of the most commonly studied apicomplexan parasites.

      We thank the reviewer for this suggestion and added the following sentence and citation to the discussion:

      Line 646: ”In other apicomplexan parasites, such as Toxoplasma gondii and Sarcocystis neurona, centrosomes have also been indicated to be involved in apicoplast organization and distribution during cell division.

      • Depth of Imaging Data: Could the authors indicate the width of their z-stack, for instance, in Figure 1? I would also suggest the authors use hours of post-infection (h.p.i) for clarity (lines 234-254) to aid comprehension by a broader audience as they do later in the manuscript.

      As suggested we added the depth and interval ranges of the Z-stacks are added to the legends of Figures 1, 2, 3, and 5.

      It is common practice to describe the oocyst stages by days instead of hours post infection (of the mosquito; also referred to as days after feeding) as the development takes ~2 weeks. Later in the manuscript, we refer to the development of asexual blood stages, a ~48h cycle, which is commonly referred to by hours post invasion (of the red blood cell). Sticking to common practices in the field, we have decided leave the time indications used unaltered.

      • Visualization of Mitochondrial Structures: Suggestions to include or reference images of bulbous mitochondrial structures (line 445) directly in the main text or within key figures (e.g., Figure 6) would help the reader understand what and where are these bulbous structures.

      Arrows are added to Figure 6 to indicate bulins.

      • Organelle Communication and Division Mechanisms: The discussion of bulbous invagination structures (buildings) (line 469) and their role in organelle division is interesting; could it be also for organelle communication or storage? Can the authors expand the discussion about it?

      We have indeed wondered and discussed possible functions of these bulins extensively. While roles in organelle communication or storage are other interesting theories that also crossed our minds, the timing of appearance, the precise location of the bulins at the entrance of developing merozoites at the stage where bulins are most abundant, and their morphological features together to us strongly suggest a link to (mitochondrial) fission, via membrane remodeling and/or the distribution of certain components, such as mitochondrial DNA, proteins, or protein complexes. We would like to keep the focus of the paper at mitochondrial and apicoplast fission and as such we discuss various observations within this context. Discussing all our observations within the wider context of Plasmodium biology would be lead to overly long and unfocused paper and hence we would like to leave these discussions for other manuscripts with a different focus.

      Reviewer #1 (Significance (Required)):

      The study is a significant contribution to the field of parasitology, particularly in understanding the cellular biology of Plasmodium falciparum. The development of the MitoRed reporter line is a notable advancement, allowing for the real-time visualization of mitochondrial dynamics. This tool could be invaluable for future studies exploring parasite biology's intricacies and identifying new antimalarial drug targets. Furthermore, while the study provides detailed insights into the division and distribution of mitochondria and apicoplasts, the molecular mechanisms underlying these processes remain to be fully elucidated. Specifically, the role of specific proteins in mediating these divisions and the potential interplay between mitochondrial and apicoplast dynamics during parasite development warrant further investigation.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      During its development and growth, the human malaria parasite P. falciparum needs to guarantee that cellular organelles, including the mitochondrion and the apicoplast, will be divided and segregated correctly into the daughter parasites. However, the details and mechanisms of these processes are not clear. Here, authors provide a description of mitochondrial replication and segregation in P. falciparum schizonts, gametocytes and oocysts. They generated a reporter cell line by attaching mScarlet red fluorescent protein to the mitochondrial heat shock protein 70-3 and used high-resolution 3D-imaging and focused ion beam scanning electron microscopy to study mitochondrion dynamics in the asexual, gametocytes and mosquito stages. The authors found that in schizonts, the mitochondrion forms a cartwheel structure at the end of early segmentation stage with full division occurring only at a late stage of schizogony. Apicoplast division happens after nuclear division but is complete before nuclear division is completed. Authors also found apicoplast but not mitochondrion is associated with centriolar plaque (analogue of centrosome in P. falciparum) during the schizogony. At the end, authors proposed their model of nuclei, mitochondrial and apicoplast division in the asexual stage schizogony. This well-written manuscript provides insights on mitochondrion and apicoplast fission in P. falciparum blood stage schizogony and mitochondrion dynamic in the blood, gametocytes and mosquito stages. Questions and suggestions are below:

      Major comments The marker line forms mature oocysts but does not produce salivary gland sporozoites. This phenotype needs to be explained more clearly. Are sporozoites produced in the midgut, are they released into the hemocoel?

      For clarity, we have expanded our explanation of this phenotype and indicated the limitations of the tool in lines 250-259:

      While several free sporozoites were observed in dissected midguts and salivary glands on day 16 (data not shown), we never observed an oocyst containing fully mature sporozoites with a divided mitochondrion or an infected salivary gland on day 16 and 21 after infection. This indicates that sporozoites are produced and released into the hemocoel, however, they have a health defect that prevents them from infecting the salivary glands. Possibly the mitochondrial marker or the integration in the SIL7 locus causes issues for sporozoite development. We conclude that the MitoRed line is a great tool for mitochondrial visualization in asexual blood stages, gametocytes stages, and mosquito stages up until late oocysts (Supplemental Information S1) but that for studies later in the life cycle other tools need to be developed and tested.”

      Does introduction of an exogenous copy of HSP70 influence total HSP70 expression in the parasite, and can this cause the observed defect in sporozoite production? Did authors try to tag the endogenous HSP70 to see if it's a suitable reporter?

      For clarity, as we describe in the paper (e.g. lines 113-117) we did not express an additional copy of HSP70-3 but merely fused its promoter region and mitochondrial targeting sequence without any further functional domains to mScarlet. This is a strategy that has been employed with great success to study mitochondrial biology in all life-cycle stages of P. berghei (PMID:29669282). While we cannot formally exclude that the use of a second copy of the HSP70-3 promoter could somehow influence the expression of the endogenous copy, it seems rather unlikely. A plethora of promoters of a wide variety of genes have been used for transgenic expression of e.g. drug cassettes and other fluorescent markers in a multitude of studies and to the best of our knowledge there are no reports of this ever interfering with endogenous expression levels. Although we think it would be interesting to know what exactly causes the defective sporozoite production, this information will not add to our understanding of mitochondrial dynamics in mosquito stages and hence beyond the scope of this study (see also our responses to the previous comment and the first comment of reviewer 1).

      Did authors compare the growth of the reporter parasite line to wild-type in gametocytes and oocysts?

      Typically, conversion rates of gametocyte inductions are highly variable even within the same experiment. MitoRed gametocytes have been induced in at least five independent experiments. Although we have not performed a direct quantification of gametocyte conversion or growth rates between MitoRed and NF54 WT parasites, stage V male and female MitoRed gametocytes developed normally demonstrating no morphological aberrations in each of these experiments within the expected 12-day time frame, similarly as WT parasites, assessed by light microscopy. As we found no indications for a developmental phenotype deviating from what is commonly observed for wild-type parasites as is shown in supplemental figure S3. We have added comparison of exflagellation events in MitoRed vs WT parasites to figure S4, showing no significant difference and indicating formation of healthy male gametes. Normal healthy of MitoRed gametocytes is further supported by the fact that these parasites infect mosquitos.

      A direct comparison of the growth of MitoRed with WT in oocyst stages is challenging, since infections can show high variance. In addition, these experiments are very costly and time intensive. As we focused our work on blood-stage development and because there are limitations in the use of MitoRed when studying subsequent mosquito- and liver-stage development as discussed above and in the manuscript, we decided not to invest our limited resources for a direct comparison with WT, reserving such a comparison for future transgenic lines that present no obvious developmental defects.

      In figure 1A and Methods, are all MitoTracker stains incubated at 100 nM for 30 minutes? Did authors try to optimize the conditions to improve quality Mitotracker staining can be improved?

      Indeed, all MitoTracker stains were performed at 100 nM, except for the Rhodamin123 used for life imaging. In the past, we have performed several pilot experiments to optimize staining conditions of which 100nM for 30 min most consistently resulted in sufficiently bright yet specific signals. Notably, this is the MitoTracker concentration that is described most frequently in other papers. The use of a lower concentration might indeed improve the mitochondrial morphology in MitoTracker stained parasites, however, for the scope of this paper we wanted to compare our new mitochondrial marker with the most commonly used MitoTracker staining conditions. Combined with the fact that MitoTrackers are toxic at low concentrations, we preferred to step away from MitoTracker when looking at mitochondrial division, to ensure we are looking at biologically relevant mitochondria.

      In figure 1B, can authors replace the figures for the first ring? The parasite does not seem healthy and the scale bar is shorter than the others. Can authors define DIC in the legend?

      Change accordingly.

      In figure 8, it looks like some apicoplasts are not associated with the CP, contrary to what is stated in the text, for eg the one at the 7 o'clock position in stage 3.

      It is indeed difficult to find an angle of visualization that shows clearly that all CPs associate with the apicoplast, a common challenge when trying to visualize 3D data in a 2D space. However, in the 3D animated movies that are provided with the manuscript, the reader can observe this association more clearly, as the organelles rotate slowly so that all angles can be observed. We therefore think that these movies are indispensable to demonstrate and clarify things that are difficult to extract from still, non-rotating image.

      The Discussion should mention the failure in generating sporozoites from this reporter line Can authors discuss the SIL7 locus as the site of integration, in the context of potential effect of its disruption on sporozoite production.

      In the discussion, we briefly mention the limitation of the use of MitoRed. We have now also added a reference to the more extensive discussion of this phenotype in the supplemental information and included an additional sentence in the results section to indicate the limitations. As indicated in response to previous comments, we think it is important to discuss these limitations as well as present the observations we made during oocyst development but to compartmentalize these to an extended, supplementary section. This allows us to keep the focus on fission during blood-stage schizogony and not make the discussion overly lengthy.

      Authors should explain criteria for identifying organelles in FIB-SEM images eg mitochondria, apicoplast etc.

      We added to following sentence to clarify how we identified the mitochondrion and apicoplast in the FIB-SEM images (lines 387-389):

      "The mitochondrion and apicoplast can be recognized by their tubular shape in addition to the double membrane of the mitochondrion and the thicker appearance of the four membranes of the apicoplast.”

      FIB-SEM images show other prominent organelles in these images (dense granules? hemozoin crystals?). It would be helpful for reader orientation and greater appreciation of the work if these organelles were marked as well.

      We agree with the reviewer it would be an interesting addition to visualize other organelles, such as e.g. dense granules, rhoptries, and IMC, to learn more about general organellar biology of the parasite. However, segmentation of these organelles requires the training of a new deep learning model and/or the manual segmentation of +400 image slices per parasite. This is unfortunately not feasible for us. However, the dataset is going to be available online and we encourage researchers to revisit and reuse the dataset for their own research questions.

      Minor comments The format of blood, mosquito and liver stage is not consistent. Eg. in line 17, 22, 56 and 65. Some has a dash line while some doesn't.

      We use hyphens (dashes are longer and used between clauses/sentences) as appropriate. That is, when we use “blood-stage” as a compound adjective as in “the blood-stage parasites are” but not when using “stages” as the noun as “the blood stages are”. We have double-checked the entire manuscript once more to ensure correct hyphenation throughout.

      In line 36, numbers of cases and death by malaria are by estimation.

      Changed accordingly

      Can authors define Plasmodium falciparum as P. falciparum in line 37?

      It is common practice to write the full name of a species at first mention in the main body of a manuscript (not including the abstract).

      The sentence in line 57-59 is confusing. At the end of schizogony, the daughter merozoite/sporozoite has one mitochondrion but it's multiple in the parasite.

      We adapted the sentence so it will be clearer to the reader that the parasite has a single mitochondrion that divides into multiple fragments during cell division:

      During P. falciparum cell division, the single parasite mitochondrion needs to be properly divided and distributed among the daughter cells.

      Can authors specify which mitochondrial dyes are toxic in line 76?

      We have included the following sentence to clarify:

      However, eight of these dyes were tested in a drug screen all showing IC50 values below 1mM with three, Mito Red, DiOC6, and Rhodamine B being highly active against P. falciparum with IC50 values below 30 nM14,15.

      In line 115, can authors indicate the Gene ID for PfNF54? Can authors define the reported parasite line as MitoRed here instead of line 125?

      Although we indeed used NF54 as the parental strain for the MitoRed line, we think the 3D7 gene ID is more useful in this context. The 3D7 genome is used as the reference genome by the entire field and it is much better annotated than the NF54 genome. Furthermore, the genomes are not all too different to start with, as 3D7 is a subclone of the NF54 line.

      In line 134 and 540, use punctate instead of 'punctuated'?

      Changed accordingly.

      In line 161 to 163, can authors also cite ref 19?

      Reference 19 (now 20) is cited in line 163 precluding the need for an additional citation in the next sentence.

      In line 174, pH change can also trigger gametocytes activation.

      Changed accordingly.

      In Figure S4, please indicate the percentage of parasites having close apposition of mitochondrion to axonemes.

      When we revisited our images to check what percentage of parasites have close appositions of the mitochondrion and the axonemes, we found that in all exflagellating parasites that were analyzed there is close apposition or overlap between the mitochondrial and the tubulin signal. We changed the text to reflect this:

      Line 189: “We found close apposition of the dispersed mitochondria to the axonemal tubulin in all 19 exflagellating males that were analyzed (Figure S4B, S4C).”

      Line 237 to 239, please clarify why authors think there is one fragment in mitochondrial.

      We have added the following sentence to clarify:

      Line 239: “Segmentation of the fluorescent signal based on manual thresholding indicated that the mitochondrion consisted of one continuous structure.”

      In line 259, the ookinete stage is II to IV.

      Stage indications have been corrected.

      In line 281, please define RBC.

      Changed accordingly.

      In figure 5A, please provide a scale bar for the original and reconstructed image. Should the unit of fragment volume be um3 but not um?

      We have added scale bars to the original fluorescent images and the unit has been changed to mm3. Unfortunately, it is not really appropriate to provide a 2D scale bar with a 3D image, since this will not take the depth of your image into account, unless an orthographic projection is used. Objects that are more to the front are visualized slightly bigger than things in the back and therefore a scale bar would not help for interpreting the size of the depicted objects.

      Can author do a statistical analysis in Fig 5B and 5C to show the stage at which the majority of nuclei and mitochondria divide?

      Changed accordingly.

      In figure 5D, the labels on Y axis are not the same size.

      The two different sizes were used intentionally to show clearly it is a logarithmic instead of a linear scale.

      In figure 6, what's the green black color organelle in the first column (like the organelle showing up as 4 in the first one, at 1/2/6/8 o'clock)? Can authors provide annotations of organelles using arrows at least in the supplementary?

      We have added annotations of the RBC, food vacuole, rhoptries, parasite membrane and parasitophorous vacuole membrane to the micrograph images in Figure 6 and the Table S3.

      In line 717, the font of ul is not consistent with others like line 691.

      Changed accordingly

      In line 731, 37 {degree sign}C.

      Changed accordingly

      Reviewer #2 (Significance (Required)):

      The mitochondria of human malaria parasite Plasmodium falciparum differs from the host's and is an intriguing drug target. During the asexual blood stage replication, parasite mitochondrial elongates to form a branched network and undergoes rapid fissions to be distributed properly imto daughter merozoites. However, the details of these processes are unknown. In this study, authors use confocal microscopy and FIB-SEM to describe the dynamics of mitochondrial division in the asexual schizont stage, gametocytes and oocysts.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      Summary The authors developed a new reporter parasite line that can facilitates the study of mitochondria cell biology in sexual and asexual stages of Plasmodium falciparum. This strategy gets around the need for antibodies or MitoTracker, that could be toxic in some parasite stages. The authors further provided new insights into how mitochondria divide and interacts with both apicoplast and centriolar plaques (CPs) using informative and cutting-edge imaging. The study showed that mitochondria get segregated during cellular division in a cartwheel model and aligns with the apicoplast. Finally, they highlight a potential unique association between CPs and apicoplast in the later stages of schizogony that might contributes to apicoplast segregation.

      Major comments: 1. The authors should provide a positive control in the form of another mitochondrial marker to validate that the signal provided by the fluorescent parasite is specific to mitochondria. They could try to tag a well-known mitochondria protein in the reported cell line and compare the signal using antibody stain.

      Although we agree with the reviewer that a co-localization of the mitochondrial marker with a tagged mitochondrial protein would verify the mitochondrial localization of the marker, we do think that the co-localization with MitoTracker (Figure 1 and Figure S2) is a good validation method. MitoTracker is a widely used and accepted mitochondrial dye to stain mitochondria in Plasmodium species and other eukaryotes. We believe that the co-localization of our mitochondrial marker with several MitoTracker dyes is enough to prove mitochondrial localization.

      There should be more rigour in the observations: the authors should provide quantification of how many parasites/fields were analysed and the percentage of observations described in Figure 2. Was this data consistent in different parasites/experiments? How many times were the experiment repeated?

      To provide more rigor we have included a more detailed description of the number of experiments, the number of parasites imaged, and the percentage of parasites with the described observation:

      Line 159: “For each stage, between 11-19 parasites were imaged over two independent experiments and described observations were consistent over all analyzed parasites.

      Line 181: “While this particular activation experiment was performed on a gametocyte culture that did not exflagellate for unclear reasons, it was repeated twice, and very similar results were found in exflagellating males (n=19) (Figure 2C).

      Line 189: “We found close apposition of the dispersed mitochondria to the axonemal tubulin in all 19 exflagellating males that were analyzed (Figure S4).”

      More rigour is required also in the analysis of oocyst: what was the criteria to define 'large oocysts' (lines 241-242)? How many oocysts were analysed?

      We have added estimated diameters of the oocyst to provide more defined criteria:

      Line 238: “At day 7, small oocysts (~10 mm diameter) were observed with a branched mitochondrial network stretched out throughout the cell (Figure 3C).

      Line 241: “Day 10 oocysts were much larger (~35 mm diameter) and the mitochondrial mesh-like network appeared more organized, also localizing to areas directly below the oocyst wall (Figure 3D).”

      Line 243: “Some large oocysts (~70 mm diameter) showed a highly organized mitochondrial network, where mitochondrial branches were organized in a radial fashion around a central organizational point (Figure 3E, S5A).

      Line 247: “Some smaller oocysts (~35 mm diameter) at day 13 showed structures that looked like beginning MOCs (Figure S5B).”

      Finally figure 5 also lacks rigour: How were the fragments quantified? How many times were the experiment repeated? Is there any statistical difference in different parasite stages? To clarify how mitochondrial fragments were quantified, we added the following sentences to the materials and methods section:

      Line 765: “3D visualization and quantifications were done in Arivis 4D Vision software. For mitochondrial measurements, threshold-based segmentation was used. For nuclei, blob-finder function was used for segmentation. Number of segmented objects and volume of objects was determined by Arivis software.”

      The experiment was repeated twice, and the second independent experiment, which shows the same mitochondrial division stages, is added to the supplement (Figure S7). We added the following sentence to the text for clarification (Line 310):

      These mitochondrial division stages were confirmed in a second, independent 3D imaging experiment (Figure S7).”

      Statistical analysis between different parasite stages was performed and added to Figure 5.

      Minor comments: 1. Error bars in Fig S1. should be in a different colour from the line graph (eg. black or white).

      Changing the color of the error bars made the figure less clear to interpret, due to their small size. We therefore decided to leave the image unaltered.

      Scale bar in Fig 2D is missing.

      As indicated in response to reviewer 2, unfortunately, it is not really appropriate to provide a 2D scale bar with a 3D image, since this will not take the depth of your image into account. That is, things that are more to the front are visualized slightly bigger than things in the back and therefore a scale bar would not help for interpreting the size of the depicted objects.

      In Fig 4. a square dotted line should be placed to represent the GAP45 crop area.

      Changed accordingly.

      In Table S3 the authors should provide a colour legend and highlight mitochondria in the micrographs.

      Color legend and annotations of RBC, food vacuole, rhoptries, parasite membrane and parasitophorous vacuole membrane have been added to the table.

      Lines 282-286. The authors should try to hypothesize why MitoRed does not work for live imaging during schizogony

      Despite several attempts to improve imaging conditions to prevent this, including, reduced laser power, increase time interval, better temperature control, and gassing of the imaging chamber with low oxygen mixed gas, parasites remained unhealthy. In the discussion, we hypothesize that the mitochondrial marker might cause parasites to be unhealthy due to phototoxicity.

      In Fig. 6B parasite is misspelled

      Changed accordingly.

      Reviewer #3 (Significance (Required)):

      Significance

      The current paper provides a significant advance in the study of mitochondria cell biology in P. falciparum. The authors used a new strategy for mitochondria visualization that works well in most of parasite stages, enabling them to described in detail mitochondria and apicoplast division that can be used as guideline for future work. The limitation of this study, is a lack of mechanisms that might explain the reported observations, which leaves the discussion somewhat speculative.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary

      The authors developed a new reporter parasite line that can facilitates the study of mitochondria cell biology in sexual and asexual stages of Plasmodium falciparum. This strategy gets around the need for antibodies or MitoTracker, that could be toxic in some parasite stages. The authors further provided new insights into how mitochondria divide and interacts with both apicoplast and centriolar plaques (CPs) using informative and cutting-edge imaging. The study showed that mitochondria get segregated during cellular division in a cartwheel model and aligns with the apicoplast. Finally, they highlight a potential unique association between CPs and apicoplast in the later stages of schizogony that might contributes to apicoplast segregation.

      Major comments:

      1. The authors should provide a positive control in the form of another mitochondrial marker to validate that the signal provided by the fluorescent parasite is specific to mitochondria. They could try to tag a well-known mitochondria protein in the reported cell line and compare the signal using antibody stain.
      2. There should be more rigour in the observations: the authors should provide quantification of how many parasites/fields were analysed and the percentage of observations described in Figure 2. Was this data consistent in different parasites/experiments? How many times were the experiment repeated?
      3. More rigour is required also in the analysis of oocyst: what was the criteria to define 'large oocysts' (lines 241-242)? How many oocysts were analysed?
      4. Finally figure 5 also lacks rigour: How were the fragments quantified? How many times were the experiment repeated? Is there any statistical difference in different parasite stages?

      Minor comments:

      1. Error bars in Fig S1. should be in a different colour from the line graph (eg. black or white).
      2. Scale bar in Fig 2D is missing.
      3. In Fig 4. a square dotted line should be placed to represent the GAP45 crop area.
      4. In Table S3 the authors should provide a colour legend and highlight mitochondria in the micrographs.
      5. Lines 282-286. The authors should try to hypothesize why MitoRed does not work for live imaging during schizogony
      6. In Fig. 6B parasite is misspelled

      Significance

      The current paper provides a significant advance in the study of mitochondria cell biology in P. falciparum. The authors used a new strategy for mitochondria visualization that works well in most of parasite stages, enabling them to described in detail mitochondria and apicoplast division that can be used as guideline for future work.

      The limitation of this study, is a lack of mechanisms that might explain the reported observations, which leaves the discussion somewhat speculative.

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      Referee #2

      Evidence, reproducibility and clarity

      During its development and growth, the human malaria parasite P. falciparum needs to guarantee that cellular organelles, including the mitochondrion and the apicoplast, will be divided and segregated correctly into the daughter parasites. However, the details and mechanisms of these processes are not clear. Here, authors provide a description of mitochondrial replication and segregation in P. falciparum schizonts, gametocytes and oocysts. They generated a reporter cell line by attaching mScarlet red fluorescent protein to the mitochondrial heat shock protein 70-3 and used high-resolution 3D-imaging and focused ion beam scanning electron microscopy to study mitochondrion dynamics in the asexual, gametocytes and mosquito stages. The authors found that in schizonts, the mitochondrion forms a cartwheel structure at the end of early segmentation stage with full division occurring only at a late stage of schizogony. Apicoplast division happens after nuclear division but is complete before nuclear division is completed. Authors also found apicoplast but not mitochondrion is associated with centriolar plaque (analogue of centrosome in P. falciparum) during the schizogony. At the end, authors proposed their model of nuclei, mitochondrial and apicoplast division in the asexual stage schizogony. This well-written manuscript provides insights on mitochondrion and apicoplast fission in P. falciparum blood stage schizogony and mitochondrion dynamic in the blood, gametocytes and mosquito stages. Questions and suggestions are below:

      Major comments

      The marker line forms mature oocysts but does not produce salivary gland sporozoites. This phenotype needs to be explained more clearly. Are sporozoites produced in the midgut, are they released into the hemocoel?

      Does introduction of an exogenous copy of HSP70 influence total HSP70 expression in the parasite, and can this cause the observed defect in sporozoite production? Did authors try to tag the endogenous HSP70 to see if it's a suitable reporter?

      Did authors compare the growth of the reporter parasite line to wild-type in gametocytes and oocysts? In figure 1A and Methods, are all MitoTracker stains incubated at 100 nM for 30 minutes? Did authors try to optimize the conditions to improve quality Mitotracker staining can be improved? In figure 1B, can authors replace the figures for the first ring? The parasite does not seem healthy and the scale bar is shorter than the others. Can authors define DIC in the legend? In figure 8, it looks like some apicoplasts are not associated with the CP, contrary to what is stated in the text, for eg the one at the 7 o'clock position in stage 3. The Discussion should mention the failure in generating sporozoites from this reporter line Can authors discuss the SIL7 locus as the site of integration, in the context of potential effect of its disruption on sporozoite production. Authors should explain criteria for identifying organelles in FIB-SEM images eg mitochondria, apicoplast etc. FIB-SEM images show other prominent organelles in these images (dense granules? hemozoin crystals?). It would be helpful for reader orientation and greater appreciation of the work if these organelles were marked as well.

      Minor comments

      The format of blood, mosquito and liver stage is not consistent. Eg. in line 17, 22, 56 and 65. Some has a dash line while some doesn't. In line 36, numbers of cases and death by malaria are by estimation. Can authors define Plasmodium falciparum as P. falciparum in line 37? The sentence in line 57-59 is confusing. At the end of schizogony, the daughter merozoite/sporozoite has one mitochondrion but it's multiple in the parasite. Can authors specify which mitochondrial dyes are toxic in line 76? In line 115, can authors indicate the Gene ID for PfNF54? Can authors define the reported parasite line as MitoRed here instead of line 125? In line 134 and 540, use punctate instead of 'punctuated'? In line 161 to 163, can authors also cite ref 19? In line 174, pH change can also trigger gametocytes activation. In Figure S4, please indicate the percentage of parasites having close apposition of mitochondrion to axonemes. Line 237 to 239, please clarify why authors think there is one fragment in mitochondrial. In line 259, the ookinete stage is II to IV. In line 281, please define RBC. In figure 5A, please provide a scale bar for the original and reconstructed image. Should the unit of fragment volume be um3 but not um? Can author do a statistical analysis in Fig 5B and 5C to show the stage at which the majority of nuclei and mitochondria divide? In figure 5D, the labels on Y axis are not the same size. In figure 6, what's the green black color organelle in the first column (like the organelle showing up as 4 in the first one, at 1/2/6/8 o'clock)? Can authors provide annotations of organelles using arrows at least in the supplementary? In line 717, the font of ul is not consistent with others like line 691. In line 731, 37 {degree sign}C.

      Significance

      The mitochondria of human malaria parasite Plasmodium falciparum differs from the host's and is an intriguing drug target. During the asexual blood stage replication, parasite mitochondrial elongates to form a branched network and undergoes rapid fissions to be distributed properly imto daughter merozoites. However, the details of these processes are unknown. In this study, authors use confocal microscopy and FIB-SEM to describe the dynamics of mitochondrial division in the asexual schizont stage, gametocytes and oocysts.

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      Referee #1

      Evidence, reproducibility and clarity

      This study investigates mitochondrial and apicoplast division and distribution during the life cycle of Plasmodium falciparum. Utilizing the MitoRed reporter line for fluorescent mitochondrial marking and employing high-resolution 3D imaging techniques, including FIB-SEM, the research unveils the dynamics of these essential organelles across various stages of the parasite's development. The authors' work marks a significant step forward in understanding the cellular biology of Plasmodium falciparum, offering novel insights into the dynamics of mitochondrial and apicoplast division. By addressing the additional comments and incorporating recent findings and clarifications, the research not only underscores the complexity of these processes but also situates the study within the continuum of apicomplexan parasite research.

      Major comments:

      • Suitability of Reporter Line for Oocyst Development: The conclusion regarding the limitations of the MitoRed line for oocyst development stages prompts a discussion on alternative approaches, such as mito trackers, to validate observations in these stages. In the current state, it is difficult to conclude whether the data presented are only true for this specific transgenic line.
      • Analysis of Mitochondrion and Apicoplast Association with CPs: Could the author elaborate on how their statistical power and image data support assertions of random association between organelles and CPs (line 438-439) and the dynamic nature of Mito-CP interactions (line 504)? In addition, could the authors comment/discuss their findings regarding the distance between Mito-Api compared to the one reported in Figure S2 of Sun et al. preprint: bioRxiv 2022.09.14.508031; doi: https://doi.org/10.1101/2022.09.14.508031
      • Incorporation of Recent Findings into Schematic Models: I recommend the authors modify their current model in Figure 8 to reflect on recent findings on CP outer domain contact with the parasite plasma membrane (PPM) post-mitosis as demonstrated by Liffner et al. PMID: 38108809.

      Minor comments:

      • Reference to WHO Report: The manuscript cites malaria incidence and mortality data from an older WHO report. Given the availability of the 2022 WHO reports, authors should update the text and citation (line 36).
      • Clarification of Host: The term "its mitochondrion" (line 42) should be specified as "human mitochondrion" to clearly distinguish between the two different hosts.
      • Terminology of Parasite Development Stages: The usage of "schizogony" to describe division processes in liver and mosquito stages could be misleading due to the distinct process of endopolygeny nuclear-like division observed during sporogony (line 56; PMID: 31805442). I would recommend the authors use a more general language, such as cell division.
      • Prior Research on CP and Apicoplast Association: The observation of centriolar plaques (CPs) associating with the apicoplast (line 91) has precedents in the study of other apicomplexan parasites, such as Sarcosystis (PMID: 16079283). Acknowledging and discussing these findings would contextualize the current study within the broader range of the most commonly studied apicomplexan parasites.
      • Depth of Imaging Data: Could the authors indicate the width of their z-stack, for instance, in Figure 1? I would also suggest the authors use hours of post-infection (h.p.i) for clarity (lines 234-254) to aid comprehension by a broader audience as they do later in the manuscript.
      • Visualization of Mitochondrial Structures: Suggestions to include or reference images of bulbous mitochondrial structures (line 445) directly in the main text or within key figures (e.g., Figure 6) would help the reader understand what and where are these bulbous structures.
      • Organelle Communication and Division Mechanisms: The discussion of bulbous invagination structures (buildings) (line 469) and their role in organelle division is interesting; could it be also for organelle communication or storage? Can the authors expand the discussion about it?

      Significance

      The study is a significant contribution to the field of parasitology, particularly in understanding the cellular biology of Plasmodium falciparum. The development of the MitoRed reporter line is a notable advancement, allowing for the real-time visualization of mitochondrial dynamics. This tool could be invaluable for future studies exploring parasite biology's intricacies and identifying new antimalarial drug targets. Furthermore, while the study provides detailed insights into the division and distribution of mitochondria and apicoplasts, the molecular mechanisms underlying these processes remain to be fully elucidated. Specifically, the role of specific proteins in mediating these divisions and the potential interplay between mitochondrial and apicoplast dynamics during parasite development warrant further investigation.

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      Reply to the reviewers

      *Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      *The study examined the mechanisms behind the nuclear transport of capsid proteins of various flaviviruses. The study used mass spectrometry to identify the interaction partners of JEV capsid protein and found Importin 7 as the top hit. After validating this interaction with IP-western blotting, using IPO7 knock-out cells they showed that the nuclear accumulation of capsid is dependent on IPO7. Moreover, they also observed nearly 10-folds reduction in titre of virus produced from knock out cells without reduction in virus replication or particle assembly.

      The study needs improvements to bring it to publication standards. Some overaarching problems include, all capsid localization studies being done with GFP-tagged capsid, and not wild type capsid produced during authentic infection, lack of quantitation of most of the localization data and not showing capsid localization from infection experiments in knock out cells, and no in-depth analysis of the potential mechanisms behind the observed reduction in titre in knock out cells etc.

      Thank you for your constructive comments. We have sincerely answered all of them, as shown below. We hope you are satisfied with our additional data and the revised manuscript.

      The major comments are

      Fig 1B: Please add quantitation and statistical analyses of the ratio of nuclear and cytoplasmic capsid protein of all different capsids used. Also include western blot to prove that there is no cleavage between Capsid and GFP and the green signal indeed comes from the fusion protein. Ideally you should use capsid alone instead of a fusion protein for at least selected few constructs to prove that the Capsid-GFP behaves identical to Capsid alone.

      Following the reviewer’s comments, we have added quantification and statistical data in Figure 1D. We have added CBB data and western blot data in Figures 1B and S1. Because recombinant proteins of low molecular weights were artificially translocated into the nucleus through diffusion, less than 20 kDa proteins are typically used as GFP or GST fusion proteins for the IJ and PM experiments. Instead of IJ and PM experiments, we have added data on the translocation of the non-tagged core using IFA and its statistical data in Figure 1A. Although in vitro data on the translocation of capsid protein differ somewhat from IFA data, the data on nuclear translocation of core proteins are consistent across different experiments.

      Fig 1C: It is unclear from the figure legends the WT JEV capsid means GFP-Capsid or Capsid alone. You should clearly state the GFP part if the construct includes GFP. Quantitation and statistics are missing and the information on how many independent experiments were performed is also not included in the figure legend.

      Following the reviewer’s suggestion, we have described that the JEV proteins fused GFP as follows: “AcGFP-JEVCoreWT or AcGFP-JEVCoreGP/AA” (Line. 771). We added quantification and statistical analysis as shown in Figure 1E. IJ and PM experiments were performed three times independently and described in the legend of Figure 1 in the revised manuscript (Lines 773–774).

      Fig 2B: Quantitation and statistics are missing. Ideally, the data need to be reproduced with Capsid alone instead of Capsid-GFP. A positive control is needed for the activity of Bimax to prove that the drug was working in the assay.

      We have added quantitative and statistical data in the revised Figure 2B. As mentioned above, capsid alone is potentially translocated into the nucleus artificially using the IJ and PM assay. Bimax binds to importin alpha but not importin beta, specifically inhibiting the importin alpha/beta pathway. The RanGTP mutant binds to the importin beta family, including importin beta 1, and widely inhibits importin beta-dependent nuclear import. These inhibitors are well-characterized and recognized in the field. We cited the following reference: Tsujii et al., JBC, 2015.

      Fig 2C: How do you reconcile the IP mass spectrometry data that Importin b1 is the second strongest hit with the lack of IP interaction you observed in fig 2C?

      As shown in Figure 2C, importin b1 does not interact with the JEV core. Importin b1 is the most abundant member of the importin beta family. Thus, it might be a non-specific interaction between importin b1 and the JEV core. Therefore, we excluded importin b1 from further analyses. We added a sentence to explain why importin b1 was excluded on Line 145.

      Fig 3C: How many independent confirmations of this experiment was performed?

      All IJ and PM experiments were performed thrice independently. We described this in the legend of Figure 3 in the revised manuscript (Line; 794).

      Fig 4A and B: Add quantitation for the western blot. 4A-D Include data on the number of biological repetitions. 4C-D: Add quantitation and statistical analyses of the ratio of nuclear and cytoplasmic capsid protein.

      We have added quantification data, as shown in Figures 4A and 4B. All experimental results shown in Figures 4A, 4B, 4C, and 4D were performed thrice independently, as described in the legend of Figure 4 of the revised manuscript (Lines; 810-812).

      Fig 5B. This data should be shown in the context of infection with untagged Capsid at least for 1-2 viruses. This is a serious drawback of the present study as there is no clear evidence presented that the native capsid protein in an infection context depend on importin 7 for nuclear accumulation and behave similar to the GFP-Capsid constructs being used.

      Following the reviewer’s concerns, we used an un-tagged JEV and DENV core to examine core translocation in WT or IPO7KO Huh7 cells. As shown in Figures 5C and 5D and their quantitative data, nuclear translocation of JEV and DENV core protein was inhibited in IPO7KO Huh7 cells. We tested the translocation of core protein upon infection with DENV as shown in Figure 5F. Although we could not examine ZIKV infection because we could not find appropriate antibodies against the ZIKV core, these data are consistent in that nuclear translocation of flavivirus core protein largely depends on IPO7.

      Fig 5 A-D: Two repetitions are insufficient; a minimum of three biological repeats and statistical analysis need to be included. 5E-F: You cannot do statistics on two repeats, need minimum of three repeats to perform statistical analysis. 5G-H: I presume three repetitions based on the data points shown, this should be clearly stated in the figure legend.

      We repeated three independent experiments, shown in Figures 5A and 5C-5F, and indicated them on Lines 823. We have added statistical data in Figures 5B-5F. We have corrected the statement of biological repeats in Figures 6A and 6B (Lines; 843-844).

      Fig 5E-G: Taking the data of 5E and 5G together it seems Importin 7 functions as the level of particle release and not particle assembly or maturation. Have you checked for the specific infectivity of the particles released from knock out cells to determine the reason behind the reduction in virus titre? You could look at the prM maturation by furin cleavage to check it this is altered in the IPO7 knock out cells.

      We determined the ratio of infectious titer per 103 copies of viral RNA in Figure 6F. The proportion of infectious viruses targeting extracellular JEV RNA was decreased in IPO7KO cells. Simultaneously, no difference was observed in the proportion of infectious viruses targeting intracellular JEV RNA between WT and IPO7KO cells. Although we could not find appropriate antibodies against the JEV core, we checked prM expression using the DENV virus. The expression of prM was slightly increased in JEV-infected IPO7-KO Huh7 cells (Figure S3D). This result suggests that the efficiency of prM cleavage by furin was partially involved in the impairment of infectious virus release in IPO7KO Huh7 cells.

      Fig 5H: Have you checked if the observation regarding intracellular RNA levels in 5F is applicable to these viruses as well.

      We checked the intracellular RNA levels of DENV and ZIKV-infected cells. In contrast to JEV, intracellular ZIKV or DENV RNA showed no difference in IPO7-KO Huh7 cells (Figure 6H). We discuss it in Discussion section (Lines; 269-271)

      Fig 6: The figure legend "Data are representative of two (A, B) independent experiments and are presented as the mean {plus minus} SD of three independent experiments (C)" is confusing. The sentence should be reworded to state the repetitions separately for independent experiments. Fig 6C should show original titres and not percentages.

      We have corrected Figure legends according to the reviewer’s comments. We have showed the original titers in Figures 6C and 6E.

      Fig 7B: This experiment should be performed in IPO7 knock out cells to confirm that the observed reduction of core mutant is mainly contributed from its lack of interaction with IPO7 and not from any other confounding factors.

      Following the reviewer’s suggestion, we performed SRIP experiments for GP/AA mutation using IPO7KO Huh7 cells. As shown in Figure 7C, the SRIPs harboring WT core were impaired in IPO7KO Huh7 cells; no difference was observed in the SRIPs harboring GP/AA mutations in WT and IPO7KO cells. These results suggest that IPO7-dependent nuclear translocation of core protein is important for the viral release.

      Reviewer #1 (Significance (Required)): While the authors could convincingly demonstrate the interaction between capsid and IPO7, how that interaction results in the observed reduction in viral titre is largely unexplored. As all the localization data used a GFP-tagged capsid outside an infection context, this reviewer is not confident that all the reported observations will hold in an infection setting. This need to be urgently addressed to rise the confidence about the observation. The current data is insufficient to confidently attribute the change in titre to the interaction between capsid and IPO7 and the capsid localization to the nucleus. Knocking out IPO7 could have pleotropic effects independent of capsid nuclear accumulation that could lead to the observed titre reduction. This need to be addressed further before linking both these phenotypes. Certain key experiments needed to address these questions are currently missing. While the interaction of Capsid with IPO7 is certainly intriguing, the implications of this interaction on virus biology needed further investigation before clear conclusions can be drawn regarding this observation.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary: In this study Itoh and colleagues investigate the mechanism, role and impact of the nuclear localization of the flavivirus core protein. The import of the core protein has long been observed and investigated and herein the authors use some novel approaches to identify potential cellular binding partners that facilitate nuclear import. Via proteomics and biochemical approaches they determine that importin-7 plays a crucial role in the import of the core protein that appears to be conserved across Flavivirus members. In general the findings and conclusions are sound but there are some significant omissions and caveats that warrant further investigation.

      Major comments: - one of the major caveats of the study is that the flavivirus NS5 protein also translocates to the nucleus in an Importin-alpha/beta dependent manner. Therefore how can the authors discount any impact of preventing NS5 import, in addition to core, on virus and SRIP replication and production. Some discussion, if not additional experiments are required here ie. NS5 localization in the KO cells during virus infection

      We examined the localization of NS5 using IPO7KO Huh7 cells. As shown in Figure S2D and S2E, we confirmed that IPO7 was not involved in the nuclear localization of NS5.

      • the localization is predominantly nucleolus rather that nucleoplasm when compared to the SV40 NLS. What are the sequence differences between the flavivirus proteins that potentially could account for this? A protein known to localize solely to the cytoplasm should also be used eg. NS1 or NS3.

      The JEV core does not contain a consensus nucleolar localization signal. Nuclear localization of NS5 depended on importin-α similar to the SV40 NLS, while flavivirus core proteins were independent of importin-α. Gly42 and Pro43 are critical amino acids for the nuclear localization of the core protein, as shown in Figures 1C and 1D. The Gly42 to Pro43 of core proteins were well-conserved in the core proteins of the Flaviviridae family.

      • controls for Figure 2? Ie. a protein known to be inhibited by Bimax but not the RanGTP mutant and vice versa.

      Bimax binds to importin alpha but not importin beta and specifically inhibits the importin alpha/beta pathway. The RanGTP mutant binds to the importin beta family, including importin beta 1, and widely inhibits importin beta-dependent nuclear import. These inhibitors are well-characterized and recognized in the field. Therefore, we have cited the following references: Tsujii et al., JBC, 2015.

      • Fig 5. Difference with WNV and DENV in nucleoplasm localization but also WNV still appeared to have Core in the nucleus in the KO cells

      We agree with the reviewer’s comment about differences in nuclear localization among the viruses using the IJ assay. We have added new data to examine the localization of the DENV core after DENV infection. Nucleolar localization of the DENV core following DENV infection was observed, as shown in Figure 5F. Therefore, differences in nucleoplasm or nucleolar localization among different viruses shown in Figure 1C and Figure 5B might be artifacts of recombinant proteins. One possibility is that the localization of core proteins using IJ assay was detected by anti-GFP antibodies. Although purified GFP-core proteins, as shown in Figure 1B and S1, were observed as a single band of fusion proteins, core proteins of WNV and DENV might be cleaved during IJ experiments, and GFP alone might be detected at nucleoplasm, as shown in Figure 5B. Because our study focused on the nuclear translocation of flavivirus core proteins, the detailed localization of each core protein in the nucleus will be studied in the future.

      • Fig 5C still has substantial JEV and DENV core but not WNV and ZIKV. Why is the DENV and WNV localization pattern different to Fig 5B?

      We appreciate the reviewer’s suggestion; we re-checked all our data presented in Figure 5B and other data shown in Figure 5B. We quantified the ratio of nuclear localization as shown in the right of Figure 5B. Our quantification data showed that the nuclear transport of all core proteins used in this study was dependent on IPO7. In contrast, Figure 5A shows that nuclear translocation of WNV core protein is partially dependent on IPO7. This discrepancy might be explained that nuclear translocation of WNV core protein might be regulated by several nuclear carriers. We described this in discussion section (Line; 250-254).

      • Fig 5F, does the KO also restrict NS5 from entering the nucleus and could this then results in increase polymerase activity confined to the cytoplasm resulting in more viral RNA?

      Following the reviewer’s suggestion, we examined NS5 localization during viral infection and plasmid transfection, as shown in Figure S2D and S2E. Previous data regarding the nuclear localization of NS5 depended on importin-α. Our data are consistent with previous reports that IPO7 was not involved in the nuclear localization of NS5. In contract to JEV, we also confirm that intracellular ZIKV or DENV RNA showed no difference in WT and IPO7-KO Huh7 cells (Figure 6H). As described in the discussion, other factors, such as antiviral factors, might be involved in IPO7-mediated nuclear transports in JEV infected cells (Line; 269-271).

      • Why was WNV infection not performed in Fig 5H? What where the viral tires compared to for the relative % values?

      Because our institution does not have a BSL3 facility, we could not use WNV. Following the reviewer’s comment, we showed viral titers in Figure 6G.

      • Fig 6B, still a significant amount of core present in the nucleolus. Also WT cells have (almost?) no cytoplasmic staining for core where this could be clearly observed in the WT cells in Fig 5D. Why the difference?

      Plasmid transfection of AcGFP-Core WT showed that almost all core proteins were located in the nucleus. We assumed that AcGFP might influence nuclear exports of core proteins or the efficiency of nuclear transports as shown in other data of in vitro experiments. However, our finding that IPO7 was involved in the nuclear transport of core proteins is consistent.

      • In Fig 7B, D and E, when were the SRIPs collected and what was the time period after subsequent infection?

      Following the reviewer’s comments, we have added more details on SRIP experiments in Materials & Methods (Line; 521-523).

      • In Fig 7C was the luciferase measured from the initial transfection and how did it correlate with RNA production? A 15-fold increase in replicon RNA actually seems quite low over a 48h period

      Because large amounts of in vitro-transcribed replicon RNA were injected into cells in this experiment, we observed that significant amounts of luciferase values were detected after 4 h. However, the 15-fold enhancement in luciferase value was consistent with previous reports (PMID: 30413742, PMID: 17024179). We have added references in the revised manuscript.

      • quantitation is required throughout all of the experimental IFA data provided

      Following reviewer comments, we have quantified all IFA data and showed their results.

      Reviewer #2 (Significance (Required)):

      The nuclear translocation of flavivirus protein has long been studied and it has been observed that the core, NS5 (RNA polymerase) and potentially the NS3 (helicase/protease) proteins all translocate the nucleus. Importin alpha and beta have been shown to facilitate this process. The authors aim to extend this to identify importin-7 as a major cellular factor enabling nuclear translocation. Overall the experiments have been performed well but there is a lack of quantitation for many of the results an suitable controls are required.

      I am a researcher in the field of flavivirus replication

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      In the presented study the authors identified and mechanistically investigated how Flaviviruses including Japanese encephalitis virus (JEV), Dengue virus (DENV), and Zika virus (ZIKV) commonly use importin-7 (IPO7), an importin-β family protein, as a cellular carrier protein to facilitate nuclear core protein translocation. The authors evaluated how the production of infectious viruses is regulated by IPO7 using cellular infection models including IPO7-deficient knockout cells. In the submitted manuscript, the authors provide evidence that IPO7 facilitates viral core protein import into the nucleus of infected cells, which is essential for effective Flavivirus replication. Taken together, the study is interesting to a broader readership with interest in molecular virology, and its findings are informative for potential future targeting of IPO7 to affect flavivirus replication using small molecule drugs. The manuscript is well-written and easy to follow, the methods are appropriate, the structure is logical, and statistical analysis is adequate.

      Major comments:

      • It is unclear why the authors specifically used Ala substitution at Gly42 anb Pro43 to obtain the abolishment of nuclear core protein localization. It would be helpful to put this into more context and explain the approach.

      Mutations of Gly42 and Pro43 to Ala were previously reported and characterized by the same research group (PMID: 15731239). Following the reviewer’s comment, we have added more details of GP mutations in the text (Lines 66–70).

      • In Figure 4, the authors claim that the binding between IPO7 and RPS7 is disrupted upon the addition of RanGTPQ69L. This is not clearly evident from the pulldown experiment and should be proven experimentally with additional experiments (e.g. by using an imaging approach) to underline the statement that the binding mode of IPO7 to the JEV core protein is similar to that of RPS7. Loading controls for pulldown blots should be added.

      As described in response to the comment by reviewer#2 regarding Figure 2, the RanGTPQ69L mutant inhibits the interaction between the importin beta family, including IPO7 and its substrates, by directly binding to importin beta proteins. For the benefit of readers without knowledge of the typical Ran-dependent nuclear transport mechanism, we have described its effects with several cited references (Dickmanns et al., 1996; Tachibana et al., 2000). We referred to a study that showed that IPO7 transports RPL proteins, including RPS7 (Jäkel and Görlich, 1998). The data in Figures 4A and 4B demonstrate that adding RanGTPQ69L remarkably reduces the binding of IPO7 to the Core proteins and that the effect is more robust than that for RPS7. We believe that these results are experimentally valid, indicating that nuclear transport of Core proteins by IPO7 is achieved through a typical Ran-dependent pathway.

      • Most methods used are presented logically but require some more details so that they can be reproduced. In particular, the difference between Figure 4 E and 4H is confusing. What is the difference? Is 4E showing intracellular viral titers and 4H infectious viral titers in the supernatant of cells? Clarification needed. Put relevance of these experiments in context of the hypothesis.

      We apologize for the confusion regarding the data in Figures 5E and 5H (we assume). These data were derived from the same experiments, except for the time-course data presented in Figure 5E. We have removed Figure 5E to simplify our results.

      • Identical phenotypes induced by IPO7 knockout in a number of HuH7 clones are shown in Figures 6A to 6C. This data does not add to the overall understanding and should be moved to supplementary figures. Why are 293T cells used in experiments shown in Figure 6D and 6E? What is the relevance of kidney cells to Flavirius infections?

      Following the reviewer’s comments, we have moved Figure 6 to supplementary figures. We used 293T cells because of efficient JEV propagation and gene-deficient efficiency. We wanted to demonstrate that our data are not Huh7-dependent through experiments in 293T cells.

      • Prior studies are referenced appropriately, however, in a recent study it was demonstrated that IPO7 is stabilized upon Epstein-Barr Virus infection and that IPO7 presence is required for the survival of host cells (Yang YC, Front Microbiol. 2021 Feb 16;12:643327. doi: 10.3389/fmicb.2021.643327).

      We deeply appreciate the publications in these fields. Following the reviewer’s comment, we have cited these references.

      This important study about the physiological relevance of IPO7 during viral infections has not been cited by Itoh and colleagues in the presented study. However, the results of the uncited study are very relevant to the provided manuscript, since Itoh and colleagues are using IPO7 knockout cells to investigate its function in Flavivirus core protein nuclear import. Hence, the authors should perform cell survival and cellular fitness experiments to demonstrate that observed phenomena of reduced viral replication and virus export in IPO7 knockout cells are independent of compromised cellular fitness due to IPO7 deficiency.

      We evaluated cellular fitness between WT and IPO7KO Huh7 cells using PI (Propidium Iodide) staining through flow cytometry. As shown in Figure S2F, no differences were observed in cell viability between WT and IPO7KO Huh7 cells. It suggests that viral titers reduced in IPO7KO Huh7 cells are not involved in cellular fitness.

      Minor comments:

      • Describing Figure 3B, the authors state that they focused on IPO7 among the core binding proteins belonging to the importin-b family, because IPO7 "was identified the most peptides" in the mass spectrometry approach. This requires a more detailed explanation. Also, an explanation of why HEK293T cells were used for this approach and not HuH7 cells, as used predominately in most parts of the study, would provide more clarity to the reader.

      We focused on IPO7 because it had the highest number of detected peptides, and we found that the second most detected peptide, IPOB1, did not bind to JEV core proteins as shown in Figure 2C. Therefore, we included the lack of interaction between IPO7 and IPOB1 as part of the rationale.

      • In Figures 4E and 4F, colour coding is missing.

      We have indicated color coding in this data. Thank you for your comments.

      Reviewer #3 (Significance (Required)):

      The provided manuscript 'Importin-7-dependent nuclear localization of the Flavivirus core protein is required for infectious virus production' by Itoh and colleagues investigates a topic with important scientific relevance. The presented study builds on previous findings by the authors where they have demonstrated that Flavivirus core protein nuclear localization is actually conserved among Flaviviridae and represents a potential target for broad-range antiviral small molecule drugs (Tokunaga et al., Virology, 2020 Feb;541:41-51). However, our understanding of Flavivirus core protein nuclear localization during viral replication and how the processes could potentially be targeted using novel therapeutic drugs remains elusive. Here, the provided manuscript addresses a mechanistic investigation of how the Flavivirus core protein is actually translocated from the cytoplasm to the nucleus of infected cells. The study is informative particularly for virologists with expertise in Flavivirus replication.

      However, from my point of view as a virologist investigating host-pathogen interactions with a strong interest in clinical translational, the manuscript requires a more careful evaluation and interpretation of some results of key experiments. In addition, some of the results need to be more precisely described for clearer understanding by a broader readership.

      Reviewer #4 (Evidence, reproducibility and clarity (Required)):

      Summary: In the manuscript entitled "Importin-7-dependent nuclear localization of the Flavivirus core protein is required for infectious virus production", by combining proteomics, CRISPR/Cas9 gene KO, CLSM and standard virology techniques, Yumi Itoh report novel data concerning the involvement of IPO7 in the nuclear and nucleolar localization of Flaviviridae core nuclear and nucleolar localization and viral particle release. Surprisingly, IMPa/b1 inhibition via Bimax2 does not affect core nuclear transport, whereas both RanQ69L and WGA did so. The authors try to identify the cellular transporters involved in core nuclear import, and to this end performed a MS spec analysis of JEV core interactors, which yielded IPO7 as the most likely candidate. After confirming the result by Co-IP, the authors go on showing most core proteins require IPO7 for nuclear delivery using Huh7 and HEK7 IPO7-KO cells, with the exception of WNV core which was able to partially enter the nucleus. In such cells, upon infection, extracellular (but not intracellular) viral titers were strongly reduced, a phenotype which was observed with a JEV core mutant bearing the Gly42 and Pro43 to Ala substitutions in a previous study.

      Major comments: - The major conclusions of the study are:

      1.IPO7 is the main driver of core nuclear transport 2.Core nuclear localization is somehow important for viral particle release Both conclusions are well-supported by experimental evidence.

      Methods are clear and precise, the study appears to have been produced with high quality standards, and so is the presentation of the results. A few controls however should be added to increase the reliability of the results presented here (see below)

      Since the authors attempt to link the phenotype observed on virus release upon IPO7 KO to defects on core nuclear import by making a parallelism with core GP/AA mutant, it would be important to know the behavior of such virus in Huh7 wt and Huh IPO7 KO cells. In other words, is GP/AA JEV released efficiently in Huh7 IPO7 KO cells?

      We have added new data examining the propagation of the GP/AA JEV mutant in IPO7KO Huh7 cells (Figure 6F). Our new data showed that there were no differences in the propagation of the GP/AA mutant in WT and IPO7-KO Huh7 cells.

      A similar approach can be applied to data shown in Figure 7 (effect on release on a capsid nuclear deficient mutant). This would help understand if IPO7 KO, viral release defects and core nuclear import are somehow linked.

      We produced SRIPs harboring GP/AA core using WT and IPO7KO Huh7 cells and demonstrated that the number of infectious viruses produced by WT and IPO7KO Huh7 cells was the same (Figure 7C).

      Minor comments:

      INTRODUCTION • “Flaviviruses...are mosquito-borne human pathogens" What about tick borne encephalitis virus?

      We have corrected it (Line; 43-44).

      • " replication.... occur in the endoplasmic reticulum (ER)" This sentence is a bit inaccurate. Flaviviridae RNA replication occurs in so-called viral replication factories, double membrane vesicles which are partly derived from the ER. see "PMID: 26958917".

      We have corrected this sentence according to the reviewer’s comment (Line; 60-62).

      • "it is known that some flavivirus core proteins are translocated from the cytoplasm into the nucleus" o I think the first evidence of core in the nucleus dates back to 1989, and here it might be appropriate to cite the original reference: "PMID: 2471810". o It might be worth mentioning that NS5 has also been reported in the nucleus (See "PMID: 28106839")

      We have corrected the sentence according to the reviewer’s comment (Line; 63-65).

      • "In the cytoplasm, NLS-containing proteins are recognized by importin-α " o This is true only for classical NLSs, not every NLS binds IMPa, as the authors confirm in this study! Indeed, we have also PY-NLS, IPO7 specific NLSs, IPOb1 NLSs, etc. I therefore suggest rephrasing.

      Thank you for pointing out the exact description of NLS. We agree with the reviewer’s comment that “NLS” includes all types of signal sequences, such as PY-NLS. To clearly distinguish between the CLASSICAL nuclear transport pathway by importin α/β1 and the various nuclear transport pathways by the importin β family, such as transportin, we refer to NLS as classical NLS (cNLS) in the document. We have modified the following sentence by adding “such as transportin” and “without importin-α.”

      RESULTS

      • Fig. 1. o it is not clear what is new here, with respect to what has been already published. The authors should clearly differentiate novel findings from confirmatory results

      Thank you for your suggestion. We would like to introduce our new assay using recombinant virus core proteins, as shown in Figures 1C and 1D. The data shown in Figure 1 are crucial for understanding our data in Figure 2, and we believe this figure is required for broad-ranging readers.

      Fig. 2 and 4 o Proteins whose nuclear transport is dependent on IMPa/IMPb1 (such as SV40 NLS) are lacking here

      Bimax binds to importin alpha but not to importin beta and specifically inhibits the importin alpha/beta pathway. The RanGTP mutant binds to the importin beta family, including importin beta 1, and widely inhibits importin beta-dependent nuclear import. These inhibitors are well-characterized and recognized in the field. Therefore, we have cited the following references: Tsujii et al., JBC, 2015.

      • Fig.5 o It would be important to know the effect on total virus infectivity (intracellular + extracellular) and total viral RNA. It would also be important the effect on RNA replication by using a subgenomic viral replicon (with deletion of the env gene for example). The question here is if IPO7 depletion affects to any extent viral genome replication, and this is impossible to assess in a fully assembling system. We determined the ratio of infectious titer per 103 copies of viral RNA in Figure 5D. The proportion of infectious viruses targeting extracellular JEV RNA was decreased in IPO7KO cells, and there was no difference in the proportion of infectious viruses targeting intracellular JEV RNA between WT and IPO7KO cells. We examined the effects of IPO7 on viral RNA replication of subgenomic replicon. We showed that the deficiency of IPO7 enhanced viral RNA replication as shown in Figure 7E. As described in the Discussion section, IPO7 may transport other factors possessing antiviral activity against flaviviruses. These data will be investigated in the future.

      o Panels A-F legend is missing, consider adding it?

      We have added more details to Figure 5A-5F following the reviewer’s suggestion.

      • Fig.7 o I did not completely understand how NLuc is the readout here To quantify RNA replication, we quantified Nluc values using a plate reader. We have added more details on the reporter assay in Materials and Methods (Line; 521-523).

      o Also, I do not understand if the effect of GP/AA substitution of panel B has already been reported or if it is a novel finding

      Previous reports regarding the effect of GP/AA substitution of JEV showed the impairment of infectious virus release. However, the SRIP assay was performed to examine the viral release step. Our detailed data showed that the lack of IPO7-mediated nuclear transport of core proteins impaired infectious viral release, and our new results using SRIPs harboring GP/AA core showed that the lack of nuclear transport of core proteins also impaired the release of infectious viruses. Our data strongly suggest that the lack of nuclear transport of core proteins influences the viral release.

      • All CLSM figures lack quantification (Fn/c; Fno/n)

      We have added quantitative data for IFA experiments in our revised manuscript.

      DISCUSSION

      • "The nuclear entry of viral genomic DNA has been demonstrated to involve IPO7" o It would be nice to know which viruses the authors are freeing to here

      We have added the virus name and corresponding references.

      • "While RNA viruses, including flaviviruses, are considered to replicate in the cytoplasm of mammalian cells, increasing evidence suggests nucleolar localization of the viruses " o I suspect Rawlinson did not propose the viruses localize to the nucleolus, as this sentence seems to imply. Rather, a trafficking of viral proteins to nucleoli, to manipulate cell function, is more realistic. I suggest considering rephrasing. We have corrected this sentence.

      Reviewer #4 (Significance (Required)):

      SECTION B - Significance ========================

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field. As alluded to above, this work presents several advances of current knowledge in the field of viral proteins nuclear trafficking, and in Flavivirus biology. The finding of most core proteins depending on IPO-7 is novel and intriguing, and opens the question of what makes WNV core special. Indeed, this protein nuclear targeting is only partially inhibited in IPO7 deficient cells. The fact that the authors extend their findings to several Flaviviruses adds significance. The role of nuclear core for virus release is also intriguing, but appears poorly characterized. In this respect a mechanistic explanation of the phenomenon would be highly desirable to increase the significance of the work presented here.

      In this context I would have a few suggestions:

      A) The authors performed MS spec on JEV core, this most likely resulted in a long list of "hits". However, they only report IMPb superfamily members. This is perfectly fine, since they focus at identifying partners responsible for nuclear import. However, it might be helpful for understanding the role of nuclear core. By comparing MS of wt core and GP/AA core, and or wt core in wt and IPO7KO cells, authors could identify core biding partners in the nucleus (in the nucleolus?) which are important for virus release. This could be subsequently addressed by knocking down these factors and study the effect on virus life cycle.

      We appreciate the reviewer’s valuable comments. We did not perform MS analysis on GP/AA core protein and core protein using WT or IPO7KO Hun7 cells. To report IPO7-mediated core translocation simply, we would like to cite our manuscript focusing on IPO7. To clarify the importance of nuclear transport of core protein on the viral life cycle, we will perform wide-ranging proteomics.

      1. B) Further, the authors should try to address the role of core in the nucleus (and nucleolus). Does it interact with cellular/nucleolar proteins? Does it deliver viral RNA to sites of assembly? Does it interfere with rRNA synthesis? All these findings would be easily obtainable using the GP/AA virus and/or Huh7 KO cells, and tremendously increase the impact of the study, which at the moment is limited at points 1 and 2 in the first section of the current report.

      Thank you for your valuable comments. We agree that we should clarify the roles of the nucleus or nucleolar localization of the core protein. We tested the effects of rRNA synthesis on JEV core expression. Our data showed that core protein expression slightly impaired the maturation of rRNA synthesis, as shown here. However, the core expression did not influence protein translation. We focused on the phase separation capacity of core protein localized in the nucleolar or nucleus. From our accumulating data, we hypothesized that the acquisition of phase separation capacity of core protein might be involved in an efficient virus release step. We hope that these data will be reported in the near future.

      Overall, this work should be interesting for both cell biologists interested in trafficking of viral proteins, and virologists interested in virus-host interactions. The antiviral approach at the moment is a bit less convincing, but the manuscript might be interesting for scientists trying to develop new antiviral strategies. (In this context it might be worth reading and possible discussing the very recent paper from the Bartenschlager group "PMID: 37702492." Also, I think that it would be worth discussing the recent discovery that a closely related virus belonging to the Hepacivirus genus within the Flaviviridae family, mediated re-localization of Nups to viral replication factories, where they are believed to control access to DMVs interior, thereby regulating virus replication and assembly. Could the core IPO7-interaction have any role in core delivery to DMVs? See "PMID: 26150811".

      Thank you for your valuable comments. We have added several sentences in the Discussion section (Line; 297-305). We will investigate the role of nuclear transports in viral life cycles in the future.

      Since I am a molecular virologist studying viral nucleocytoplasmic trafficking, virus-host interactions, and antiviral drug-discovery I think I have sufficient expertise for an informative and helpful revision of this work.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #4

      Evidence, reproducibility and clarity

      Summary:

      In the manuscript entitled "Importin-7-dependent nuclear localization of the Flavivirus core protein is required for infectious virus production", by combining proteomics, CRISPR/Cas9 gene KO, CLSM and standard virology techniques, Yumi Itoh report novel data concerning the involvement of IPO7 in the nuclear and nucleolar localization of Flaviviridae core nuclear and nucleolar localization and viral particle release. Surprisingly, IMPa/b1 inhibition via Bimax2 does not affect core nuclear transport, whereas both RanQ69L and WGA did so. The authors try to identify the cellular transporters involved in core nuclear import, and to this end performed a MS spec analysis of JEV core interactors, which yielded IPO7 as the most likely candidate. After confirming the result by Co-IP, the authors go on showing most core proteins require IPO7 for nuclear delivery using Huh7 and HEK7 IPO7-KO cells, with the exception of WNV core which was able to partially enter the nucleus. In such cells, upon infection, extracellular (but not intracellular) viral titers were strongly reduced, a phenotype which was observed with a JEV core mutant bearing the Gly42 and Pro43 to Ala substitutions in a previous study.

      Major comments:

      • The major conclusions of the study are:

      1.IPO7 is the main driver of core nuclear transport 2.Core nuclear localization is somehow important for viral particle release Both conclusions are well-supported by experimental evidence.

      Methods are clear and precise, the study appears to have been produced with high quality standards, and so is the presentation of the results.

      A few controls however should be added to increase the reliability of the results presented here (see below)

      Since the authors attempt to link the phenotype observed on virus release upon IPO7 KO to defects on core nuclear import by making a parallelism with core GP/AA mutant, it would be important to know the behavior of such virus in Huh7 wt and Huh IPO7 KO cells. In other words, is GP/AA JEV released efficiently in Huh7 IPO7 KO cells?

      A similar approach can be applied to data shown in Figure 7 (effect on release on a capsid nuclear deficient mutant). This would help understand if IPO7 KO, viral release defects and core nuclear import are somehow linked.

      Minor comments:

      INTRODUCTION

      • "Flaviviruses......are mosquito-borne human pathogens" What about tick borne encephalitis virus?
      • " replication.... occur in the endoplasmic reticulum (ER)" This sentence is a bit inaccurate. Flaviviridae RNA replication occurs in so-called viral replication factories, double membrane vesicles which are partly derived from the ER. see "PMID: 26958917".
      • "it is known that some flavivirus core proteins are translocated from the cytoplasm into the nucleus"
        • I think the first evidence of core in the nucleus dates back to 1989, and here it might be appropriate to cite the original reference: "PMID: 2471810".
        • It might be worth mentioning that NS5 has also been reported in the nucleus (See "PMID: 28106839")
      • "In the cytoplasm, NLS-containing proteins are recognized by importin-α "
        • This is true only for classical NLSs, not every NLS binds IMP, as the authors confirm in this study! Indeed, we have also PY-NLS, IPO7 specific NLSs, IPOb1 NLSs, etc. I therefore suggest rephrasing.

      RESULTS

      • Fig. 1.
        • it is not clear what is new here, with respect to what has been already published. The authors should clearly differentiate novel findings from confirmatory results
      • Fig. 2 and 4
        • Proteins whose nuclear transport is dependent on IMPa/IMPb1 (such as SV40 NLS) are lacking here
      • Fig.5
        • It would be important to know the effect on total virus infectivity (intracellular + extracellular) and total viral RNA. It would also be important the effect on RNA replication by using a subgenomic viral replicon (with deletion of the env gene for example). The question here is if IPO7 depletion affects to any extent viral genome replication, and this is impossible to assess in a fully assembling system.
        • Panels A-F legend is missing, consider adding it?
      • Fig.7
        • I did not completely understand how NLuc is the readout here
        • Also, I do not understand if the effect of GP/AA substitution of panel B has already been reported or if it is a novel finding
      • All CLSM figures lack quantification (Fn/c; Fno/n)

      DISCUSSION

      • "The nuclear entry of viral genomic DNA has been demonstrated to involve IPO7"
        • It would be nice to know which viruses the authors are freeing to here
      • "While RNA viruses, including flaviviruses, are considered to replicate in the cytoplasm of mammalian cells, increasing evidence suggests nucleolar localization of the viruses "
        • I suspect Rawlinson did not propose the viruses localize to the nucleolus, as this sentence seems to imply. Rather, a trafficking of viral proteins to nucleoli, to manipulate cell function, is more realistic. I suggest considering rephrasing.

      Significance

      • Describe the nature and significance of the advance (e.g. conceptual, technical, clinical) for the field. As alluded to above, this work presents several advances of current knowledge in the field of viral proteins nuclear trafficking, and in Flavivirus biology. The finding of most core proteins depending on IPO-7 is novel and intriguing, and opens the question of what makes WNV core special. Indeed, this protein nuclear targeting is only partially inhibited in IPO7 deficient cells. The fact that the authors extend their findings to several Flaviviruses adds significance. The role of nuclear core for virus release is also intriguing, but appears poorly characterized. In this respect a mechanistic explanation of the phenomenon would be highly desirable to increase the significance of the work presented here.

      In this context I would have a few suggestions:

      A) The authors performed MS spec on JEV core, this most likely resulted in a long list of "hits". However, they only report IMP superfamily members. This is perfectly fine, since they focus at identifying partners responsible for nuclear import. However, it might be helpful for understanding the role of nuclear core. By comparing MS of wt core and GP/AA core, and or wt core in wt and IPO7KO cells, authors could identify core biding partners in the nucleus (in the nucleolus?) which are important for virus release. This could be subsequently addressed by knocking down these factors and study the effect on virus life cycle.

      B) Further, the authors should try to address the role of core in the nucleus (and nucleolus). Does it interact with cellular/nucleolar proteins? Does it deliver viral RNA to sites of assembly? Does it interfere with rRNA synthesis? All these findings would be easily obtainable using the GP/AA virus and/or Huh7 KO cells, and tremendously increase the impact of the study, which at the moment is limited at points 1 and 2 in the first section of the current report.

      Overall, this work should be interesting for both cell biologists interested in trafficking of viral proteins, and virologists interested in virus-host interactions. The antiviral approach at the moment is a bit less convincing, but the manuscript might be interesting for scientists trying to develop new antiviral strategies. (In this context it might be worth reading and possible discussing the very recent paper from the Bartenschlager group "PMID: 37702492."

      Also, I think that it would be worth discussing the recent discovery that a closely related virus belonging to the Hepacivirus genus within the Flaviviridae family, mediated re-localization of Nups to viral replication factories, where they are believed to control access to DMVs interior, thereby regulating virus replication and assembly. Could the core IPO7-interaction have any role in core delivery to DMVs? See "PMID: 26150811".

      Since I am a molecular virologist studying viral nucleocytoplasmic trafficking, virus-host interactions, and antiviral drug-discovery I think I have sufficient expertise for an informative and helpful revision of this work.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #3

      Evidence, reproducibility and clarity

      In the presented study the authors identified and mechanistically investigated how Flaviviruses including Japanese encephalitis virus (JEV), Dengue virus (DENV), and Zika virus (ZIKV) commonly use importin-7 (IPO7), an importin-β family protein, as a cellular carrier protein to facilitate nuclear core protein translocation. The authors evaluated how the production of infectious viruses is regulated by IPO7 using cellular infection models including IPO7-deficient knockout cells. In the submitted manuscript, the authors provide evidence that IPO7 facilitates viral core protein import into the nucleus of infected cells, which is essential for effective Flavivirus replication. Taken together, the study is interesting to a broader readership with interest in molecular virology, and its findings are informative for potential future targeting of IPO7 to affect flavivirus replication using small molecule drugs. The manuscript is well-written and easy to follow, the methods are appropriate, the structure is logical, and statistical analysis is adequate.

      Major comments:

      • It is unclear why the authors specifically used Ala substitution at Gly42 anb Pro43 to obtain the abolishment of nuclear core protein localization. It would be helpful to put this into more context and explain the approach.
      • In Figure 4, the authors claim that the binding between IPO7 and RPS7 is disrupted upon the addition of RanGTPQ69L. This is not clearly evident from the pulldown experiment and should be proven experimentally with additional experiments (e.g. by using an imaging approach) to underline the statement that the binding mode of IPO7 to the JEV core protein is similar to that of RPS7. Loading controls for pulldown blots should be added.
      • Most methods used are presented logically but require some more details so that they can be reproduced. In particular, the difference between Figure 4 E and 4H is confusing. What is the difference? Is 4E showing intracellular viral titers and 4H infectious viral titers in the supernatant of cells? Clarification needed. Put relevance of these experiments in context of the hypothsis.
      • Identical phenotypes induced by IPO7 knockout in a number of HuH7 clones are shown in Figures 6A to 6C. This data does not add to the overall understanding and should be moved to supplementary figures. Why are 293T cells used in experiments shown in Figure 6D and 6E? What is the relevance of kidney cells to Flavirius infections?
      • Prior studies are referenced appropriately, however, in a recent study it was demonstrated that IPO7 is stabilized upon Epstein-Barr Virus infection and that IPO7 presence is required for the survival of host cells (Yang YC, Front Microbiol. 2021 Feb 16;12:643327. doi: 10.3389/fmicb.2021.643327). This important study about the physiological relevance of IPO7 during viral infections has not been cited by Itoh and colleagues in the presented study. However, the results of the uncited study are very relevant to the provided manuscript, since Itoh and colleagues are using IPO7 knockout cells to investigate its function in Flavivirus core protein nuclear import. Hence, the authors should perform cell survival and cellular fitness experiments to demonstrate that observed phenomena of reduced viral replication and virus export in IPO7 knockout cells are independent of compromised cellular fitness due to IPO7 deficiency.

      Minor comments:

      • Describing Figure 3B, the authors state that they focused on IPO7 among the core binding proteins belonging to the importin-b family, because IPO7 "was identified the most peptides" in the mass spectrometry approach. This requires a more detailed explanation. Also, an explanation of why HEK293T cells were used for this approach and not HuH7 cells, as used predominately in most parts of the study, would provide more clarity to the reader.
      • In Figures 4E and 4F, colour coding is missing.

      Significance

      The provided manuscript 'Importin-7-dependent nuclear localization of the Flavivirus core protein is required for infectious virus production' by Itoh and colleagues investigates a topic with important scientific relevance. The presented study builds on previous findings by the authors where they have demonstrated that Flavivirus core protein nuclear localization is actually conserved among Flaviviridae and represents a potential target for broad-range antiviral small molecule drugs (Tokunaga et al., Virology, 2020 Feb;541:41-51). However, our understanding of Flavivirus core protein nuclear localization during viral replication and how the processes could potentially be targeted using novel therapeutic drugs remains elusive. Here, the provided manuscript addresses a mechanistic investigation of how the Flavivirus core protein is actually translocated from the cytoplasm to the nucleus of infected cells. The study is informative particularly for virologists with expertise in Flavivirus replication.

      However, from my point of view as a virologist investigating host-pathogen interactions with a strong interest in clinical translational, the manuscript requires a more careful evaluation and interpretation of some results of key experiments. In addition, some of the results need to be more precisely described for clearer understanding by a broader readership.

    4. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      Summary: In this study Itoh and colleagues investigate the mechanism, role and impact of the nuclear localization of the flavivirus core protein. The import of the core protein has long been observed and investigated and herein the authors use some novel approaches to identify potential cellular binding partners that facilitate nuclear import. Via proteomics and biochemical approaches they determine that importin-7 plays a crucial role in the import of the core protein that appears to be conserved across Flavivirus members. In general the findings and conclusions are sound but there are some significant omissions and caveats that warrant further investigation.

      Major comments:

      • one of the major caveats of the study is that the flavivirus NS5 protein also translocates to the nucleus in an Importin-alpha/beta dependent manner. Therefore how can the authors discount any impact of preventing NS5 import, in addition to core, on virus and SRIP replication and production. Some discussion, if not additional experiments are required here ie. NS5 localization in the KO cells during virus infection
      • the localization is predominantly nucleolus rather that nucleoplasm when compared to the SV40 NLS. What are the sequence differences between the flavivirus proteins that potentially could account for this? A protein known to localize solely to the cytoplasm should also be used eg. NS1 or NS3.
      • controls for Figure 2? Ie. a protein known to be inhibited by Bimax but not the RanGTP mutant and vice versa.
      • Fig 5. Difference with WNV and DENV in nucleoplasm localization but also WNV still appeared to have Core in the nucleus in the KO cells
      • Fig 5C still has substantial JEV and DENV core but not WNV and ZIKV. Why is the DENV and WNV localization pattern different to Fig 5B?
      • Fig 5F, does the KO also restrict NS5 from entering the nucleus and could this then results in increase polymerase activity confined to the cytoplasm resulting in more viral RNA?
      • Why was WNV infection not performed in Fig 5H? What where the viral tires compared to for the relative % values?
      • Fig 6B, still a significant amount of core present in the nucleolus. Also WT cells have (almost?) no cytoplasmic staining for core where this could be clearly observed in the WT cells in Fig 5D. Why the difference?
      • In Fig 7B, D and E, when were the SRIPs collected and what was the time period after subsequent infection?
      • In Fig 7C was the luciferase measured from the initial transfection and how did it correlate with RNA production? A 15-fold increase in replicon RNA actually seems quite low over a 48h period
      • quantitation is required throughout all of the experimental IFA data provided

      Significance

      The nuclear translocation of flavivirus protein has long been studied and it has been observed that the core, NS5 (RNA polymerase) and potentially the NS3 (helicase/protease) proteins all translocate the nucleus. Importin alpha and beta have been shown to facilitate this process. The authors aim to extend this to identify importin-7 as a major cellular factor enabling nuclear translocation. Overall the experiments have been performed well but there is a lack of quantitation for many of the results an suitable controls are required.

      I am a researcher in the field of flavivirus replication

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      Referee #1

      Evidence, reproducibility and clarity

      The study examined the mechanisms behind the nuclear transport of capsid proteins of various flaviviruses. The study used mass spectrometry to identify the interaction partners of JEV capsid protein and found Importin 7 as the top hit. After validating this interaction with IP-western blotting, using IPO7 knock-out cells they showed that the nuclear accumulation of capsid is dependent on IPO7. Moreover, they also observed nearly 10-folds reduction in titre of virus produced from knock out cells without reduction in virus replication or particle assembly.

      The study needs improvements to bring it to publication standards. Some overaarching problems include, all capsid localization studies being done with GFP-tagged capsid, and not wild type capsid produced during authentic infection, lack of quantitation of most of the localization data and not showing capsid localization from infection experiments in knock out cells, and no in-depth analysis of the potential mechanisms behind the observed reduction in titre in knock out cells etc.

      The major comments are

      Fig 1B: Please add quantitation and statistical analyses of the ratio of nuclear and cytoplasmic capsid protein of all different capsids used. Also include western blot to prove that there is no cleavage between Capsid and GFP and the green signal indeed comes from the fusion protein. Ideally you should use capsid alone instead of a fusion protein for at least selected few constructs to prove that the Capsid-GFP behaves identical to Capsid alone.

      Fig 1C: It is unclear from the figure legends the WT JEV capsid means GFP-Capsid or Capsid alone. You should clearly state the GFP part if the construct includes GFP. Quantitation and statistics are missing and the information on how many independent experiments were performed is also not included in the figure legend.

      Fig 2B: Quantitation and statistics are missing. Ideally, the data need to be reproduced with Capsid alone instead of Capsid-GFP. A positive control is needed for the activity of Bimax to prove that the drug was working in the assay.

      Fig 2C: How do you reconcile the IP mass spectrometry data that Importin b1 is the second strongest hit with the lack of IP interaction you observed in fig 2C?

      Fig 3C: How many independent confirmations of this experiment was performed?

      Fig 4A and B: Add quantitation for the western blot. 4A-D Include data on the number of biological repetitions. 4C-D: Add quantitation and statistical analyses of the ratio of nuclear and cytoplasmic capsid protein.

      Fig 5B. This data should be shown in the context of infection with untagged Capsid at least for 1-2 viruses. This is a serious drawback of the present study as there is no clear evidence presented that the native capsid protein in an infection context depend on importin 7 for nuclear accumulation and behave similar to the GFP-Capsid constructs being used.

      Fig 5 A-D: Two repetitions are insufficient; a minimum of three biological repeats and statistical analysis need to be included. 5E-F: You cannot do statistics on two repeats, need minimum of three repeats to perform statistical analysis. 5G-H: I presume three repetitions based on the data points shown, this should be clearly stated in the figure legend.

      Fig 5E-G: Taking the data of 5E and 5G together it seems Importin 7 functions as the level of particle release and not particle assembly or maturation. Have you checked for the specific infectivity of the particles released from knock out cells to determine the reason behind the reduction in virus titre? You could look at the prM maturation by furin cleavage to check it this is altered in the IPO7 knock out cells.

      Fig 5H: Have you checked if the observation regarding intracellular RNA levels in 5F is applicable to these viruses as well.

      Fig 6: The figure legend "Data are representative of two (A, B) independent experiments and are presented as the mean {plus minus} SD of three independent experiments (C)" is confusing. The sentence should be reworded to state the repetitions separately for independent experiments. Fig 6C should show original titres and not percentages.

      Fig 7B: This experiment should be performed in IPO7 knock out cells to confirm that the observed reduction of core mutant is mainly contributed from its lack of interaction with IPO7 and not from any other confounding factors.

      Significance

      While the authors could convincingly demonstrate the interaction between capsid and IPO7, how that interaction results in the observed reduction in viral titre is largely unexplored. As all the localization data used a GFP-tagged capsid outside an infection context, this reviewer is not confident that all the reported observations will hold in an infection setting. This need to be urgently addressed to rise the confidence about the observation. The current data is insufficient to confidently attribute the change in titre to the interaction between capsid and IPO7 and the capsid localization to the nucleus. Knocking out IPO7 could have pleotropic effects independent of capsid nuclear accumulation that could lead to the observed titre reduction. This need to be addressed further before linking both these phenotypes. Certain key experiments needed to address these questions are currently missing. While the interaction of Capsid with IPO7 is certainly intriguing, the implications of this interaction on virus biology needed further investigation before clear conclusions can be drawn regarding this observation.

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      Reply to the reviewers

      Manuscript number: RC-2024-02438

      Corresponding author(s): Ryusuke, Niwa

      1. General Statements [optional]

      This section is optional. Insert here any general statements you wish to make about the goal of the study or about the reviews.

      Below are quotes from the Reviewers' overall evaluations:

      As might be expected based on the authors' skills and expertise, the study is well executed, nicely documented with perfect microscopy images, and well presented. It has been easy to follow. However, suitability for publication depends on where the authors aim to place their paper. Although I like the paper very much, it might seem incomplete for high-end journals.

      This is a very nice paper and solid piece of work.

      Its major strength is the focus on poorly studied the male reproductive organ and identification of Ldh as a novel target of JH activity in the seminal vesicles.

      While the developmental roles of insect Juvenile Hormone (JH) are very well studied, its adult functions are largely unknown. Target genes of JH signaling are poorly described. This study adds significant insight into both of these aspects. The study underscores the usefulness of the JHRE-GFP reporter that identifies JH function, and not just JH presence since the reporter is only expressed after JH binding to Met and Gce, a prerequisite for JHRE reporter activation.

      The authors have identified the epithelial cells of the ____Drosophila____ seminal vesicle as a JH target tissue. The authors nicely extended this finding by mining already existing expression data to identify a specific JH induced gene in these cells.

      This small study reports new but limited results (one tissue of one stage, one hormone) that could be useful for specialists. The work is solid and includes controls and interpretable data.

      2. Description of the planned revisions

      Insert here a point-by-point reply that explains what revisions, additional experimentations and analyses are planned to address the points raised by the referees.

      1) The study suggests an important role for JH signaling in the SV, likely affecting reproductive capacity of males. The authors depleted the JH receptors through RNAi, achieving a loss in the expression of the WT JHRE-GFP reporter as well as of the authentic target Ldh. Surprisingly, no phenotypic consequences of the double KD of Met and gce are presented. Does that mean that there were none? The authors only discuss a potential impact of Ldh loss for metabolism. Unless I am missing something, the study reports molecular phenotypes that clearly document JH signaling in the SV but no physiological impact of loss of this JH signaling, suggesting that there may be no obvious biological role for JH in this context. I think this is unlikely. Have the authors check fertility of the males, sperm viability and quality, mating competitiveness of the RNAi males? Loss of JH epoxidation (only methyl farnesoate present) made mosquito males less fit and less reproductively competitive relative to epox+ controls (Nouzova et al., 2021, PNAS) -- btw, I think the authors should discuss this paper.

      Our response: We will conduct the following experiments to answer these criticisms.

      1) We will examine the male fertility by counting the number of offspring from wild-type mothers crossed with males of the seminal vesicle-specific ____Met _& _gce____ double RNAi and with males of control RNAi.

      2) We will also examine the mating competitiveness of the RNAi males. In more detail, we will cross ____w1118_ (white eye) wild-type background females with (i) a mixed population of males of _w1118_ wild-type background males and_ w+_ (red eye) control RNAi males, and (ii) a mixed population of males of _w1118_ wild-type background males and_ w+ Met _& _gce____ double RNAi males. We can distinguish between the progenies from RNAi males and those from wild-type males by eye colors.

      By conducting plans 1) and 2), we will also indirectly evaluate sperm viability and quality.

      In addition, we will also discuss the paper of Nouzova et al. PNAS 2021 in the Discussion section.

      2) The authors seem to have made no effort to distinguish between Met and Gce functions. It is always the results from the double knockdown of both paralogs that are presented. Does this mean that single-KD had no effect, thereby indicating entirely redundant functions of both proteins in the studied context? Even if so, it would be of interest to document this redundancy by showing the single-gene KD data. However, I would be surprised if both proteins were equally important in the SV. The authors checked mRNA/protein expression levels. Was any of the two paralogs prevalent in the SV?

      Our response: To address this criticism, we will conduct a single transgenic RNAi experiment to knock down either Met or gce separately and assess JHRE-GFP signals in the seminal vesicles.

      __ Regarding the expression of Met and gce in the seminal vesicles, a previous study (Baumann et al. Scientific Reports 7: 2132, DOI:10.1038/s41598-017-02264-41) has already reported that GFP signals are observed in the seminal vesicles of _Met-T2A-GAL4>UAS_-GFP and gce-T2A-GAL4>UAS-GFP animals. These results strongly indicate that both Met and gce are expressed in the seminal vesicles. We will describe and discuss this point in our revised manuscript. In addition, we plan to check and analyze gene expression of Met, gce, and Ldh in the seminal vesicles using a publicly-available single-cell RNA-seq database, such as _DRscDB (https://www.flyrnai.org/tools/singlecell/web/).

      3) The authors argue for direct regulation of Ldh by Met/Gce (again by which one?). Oddly, the statement in the Results (l.187-188; "suggests ... direct target") is stronger than in the Discussion (l.214, "leaving open the possibility"). The putative JHREs upstream and within the Ldh gene are identified but not tested in a functional study. At least a simple luciferase reporter assay and mutagenesis of the JHREs should be attempted.

      Our response: To address this criticism, we plan to conduct a luciferase-based promoter/enhancer analysis in Drosophila S2 cultured cells. A similar system was used for a JH-responsiveness of the JHRE promoter in a previous study (Jindra et al. PLoS Genetics 11: e1005394, DOI: __10.1371/journal.pgen.1005394). We will generate plasmid constructs carrying the luciferase coding regions. In these plasmids, the luciferase coding regions will be fused with the upstream region and the first intron region of Ldh possessing the intact E-boxes or the mutated E-boxes. Then, we will determine whether the luciferase activity is enhanced by the presence of a JH analog (methoprene) when E-boxes are intact. __

      __ For this revision, a new collaborator, Ryosuke Hayashi (a graduate student in the Niwa lab), will participate in this analysis. Thus, he becomes a co-author in the revised manuscript.__

      l.232-233. It is not surprising that the JHRR-lacZ reporter shows a different expression pattern relative to JHRE-GFP, as these are really different constructs. The problem is that JH-dependent activation of the JHRR-lacZ transgene has not been tested as thoroughly as that of JHRE-GFP. Is it inducible by added JH or methoprene?

      Have the authors examined whether JHRE-lacZ expression increases with Methoprene?

      Our response: We have yet to do this analysis. To address this important point from Reviewers #1 and #2, we will examine whether JHRR-lacZ expression is upregulated in the seminal vesicles of virgin males fed methoprene-supplemented food. The lacZ signals will be visualized by immunostaining with an anti-LacZ antibody.

      Document testis staining of JHRE-GFP. I think the authors missed a chance by not providing a clear/nice picture of the testis staining. Stainings of testes squashed on a slide is easy and would nicely document in which cells the reporter is activated. Similarly, extracting sperm from the seminal vesicle and examining whether the sperm express JHRE-GFP would be informative.

      Our response: As the reviewer suggested, we will assess JHRE-GFP signal in sperm in squashed testis samples.

      Did the authors try to analyze the 66 genes identified in seminal vesicle whether they had JHRE elements? This could yield additional significant information about other JH responsive genes in the seminal vesicle.

      Our response: We have yet to do this analysis. We will follow the reviewer's suggestion and examine whether the 66 genes identified in the seminal vesicle have JHRE elements.

      3a. Doublestaining would further confirm that pd8-Gal4 (crossed to UAS-dsRed) and JHRE-GFP overlap.

      3b. Similarly, Doublestaining would further confirm that pd8-Gal4 (crossed to UAS-dsREd) and JHRE-GFP overlap.

      Our response: To address this question, we will generate males of Pde8-GAL4; UAS-red fluorescent protein (RedStinger, RFP, or DsRed); JHRE-GFP and observe the overlap between the red fluorescent signals and green fluorescent (JHRE-GFP) signals in the seminal vesicle epithelial cells.

      Minor comments:

      Fig.1a could be in a supplement.

      __Our response: At this point, we are unsure whether to follow this reviewer's suggestion. This is because there are no supplemental figures in the current manuscript, so we hesitate to create a supplemental figure just for this one figure. On the other hand, three reviewers now ask us to perform various additional experiments, thus some of the new data may be shown as supplemental figures. In this case, Fig. 1a can be moved to a supplemental figure, but we would like to wait on this decision. __

      3. Description of the revisions that have already been incorporated in the transferred manuscript

      Please insert a point-by-point reply describing the revisions that were already carried out and included in the transferred manuscript. If no revisions have been carried out yet, please leave this section empty.

      l.25,91,117, and throughout, "JH analog" or "JHA". The authors only use methoprene, so it would be better to specifically talk about methoprene, which is a proven agonist ligand of the JHR proteins (reference 10 and/or Jindra and Bittova, 2020 [Arch Insect Biochem Physiol] for a review). This would land more credibility to using methoprene than just referring to a "JHA".

      Our response: According to the reviewer's suggestion, we have replaced "JHA" with "methoprene" as many as possible. In Figures, we used "MTP" instead of "methoprene" due to space limitations.

      l.42,44, "paralogs". I believe in this case the authors refer to orthologs of Met in other species. Paralogs result from gene duplications within species, such as Met and gce in cyclorrhaphous flies or Met 1 and 2 in the Lepidoptera. I recommend a recent review on all bHLH-PAS proteins featuring reconstruction of the phylogenetic position of Met/Gce (Tumova et al., 2024 in J Mol Biol).

      Our response: As suggested, we have replaced "paralogs" and "paralogous" with "orthologs" and "orthologous," respectively on P3. We have also cited Tumova et al. J. Mol. Biol. 2023 as a new Ref 12.

      l.54, "Met and Gce act redundantly to regulate JH-responsive gene expression". Ref 10 should be cited here as it provides functional cell-based and genetic rescue evidence for each paralog.

      Our response: We have cited Ref 10 as suggested.

      l.66, It would be better to start "In this study" or "Here" to distinguish from the last cited paper.

      Our response:____ We created a new paragraph with the sentence "In this study..." at the beginning. We hope we understand the reviewer's suggestion correctly.

      l.175, levels were

      Our response: We have fixed this error in the transferred manuscript.

      l.209, might be evolutionarily among.... conserved ??

      Our response: We have fixed this error in the transferred manuscript.

      l.226, study has

      Our response: We have fixed this error in the transferred manuscript.

      l.227-229. The authors are missing a paper by Shin et al., 2012 (PNAS) that shows physical interaction of Met with Cycle and their regulation of circadian gene activity and another paper by Bajgar et al., 2013 (PNAS) which describes photoperid-dependent seasonal regulation of circadian genes by Met, Clk and Cyc.

      On the other hand, the cited reference [51] does NOT demonstrate Met:Clk heterodimer since coIP is by no means adequate to address complex stoichiometry. In fact, it is suspicious that Met would heterodimerize and either Cyc or Clk, as they present class II and class I bHLH-PAS proteins.

      Our response: In response to both comments from Reviewer #1, ____we have cited these references and rewritten the discussion on P10-11 as below: "An interesting previous study has reported that the seminal vesicle expresses multiple clock genes such as period, Clock (Clk), and timeless, all of which are necessary for generating proper circadian rhythm [52]. In the case of the mosquito Aedes aegypti female, it is reported that JH controls gene expression via a heterodimer of Met and circadian rhythm factor Cycle (CYC) [53]. It was also suggested that Met binds directly to CLK in D. melanogaster [54]. In addition, in the linden bug, Pyrrhocoris apterus, JH alters gene expression via Met, CLK, and CYC in the gut [55]. Considering these previous reports and our results, circadian rhythm factors and JH may cooperate to regulate gene expression in the seminal vesicles."

      l.245. It is not "whether", but for sure the existing reporters only reflect limited JHR activity, being based on Kr-h1 JHREs. These reporters likely uncover only a small subset of JH activity in vivo.

      Our response: We have rewritten the sentence as follows: "..., more comprehensive JH reporter strains will be needed in D. melanogaster as well as other insects in future studies."

      reference 10/11 is duplicated.

      Our response: We have fixed this error in the transferred manuscript.

      Have the authors done a careful comparison of JHRE-GFP expression and the Met/gce reporter expression described by Baumann et al (Scientific Reports | 7: 2132 | DOI:10.1038/s41598-017-02264-4)? Would be nice to add a few more sentences in the discussion.

      Our response: As suggested, we have added some sentences to explain this point on Page 11 as below: "P____revious studies reported that ____Met-T2A-GAL4_ and _gce-T2A-GAL4_ labeled male accessory glands, ejaculatory duct, and testes as well as seminal vesicles. On the other hand, in our results, JHRE-GFP only labels cells in seminal vesicles and testes [21]. Considering that Met and Gce are expressed in almost all cell types of male reproductive tracts [21], more comprehensive JH reporter strains will be needed in _D. melanogaster____ as well as other insects in future studies."

      • In the discussion:*

      6.1 Would have liked to see a more in depth discussion of the role of the seminal vesicle. How could that be supported by JH / metabolic processes? Does it have secretory functions that might be induced by JH? Important functions relative to sperm storage? How could that relate to the finding that JH response is enhanced by mating?

      Our response: Unfortunately, the function of the seminal vesicles is largely unknown. However, ____in response to the reviewer's suggestion, we have added some sentences to discuss this point and cited some references describing the seminal vesicles in insects other than the fruit fly, as follows on P9-10: "Furthermore, in some insects other than D. melanogaster, morphological and ultrastructural studies revealed that secretory vesicles were observed in the epithelial cells of the seminal vesicles [37,38,40,44]. JH is known to stimulate secretory activity in the male accessory glands of many insects [45]. Based on the JH response in the seminal vesicles, it is possible that JH signaling affects the secretory activity of the seminal vesicles in D. melanogaster."

      The arrow in figure is not defined

      Our response: We believe that the reviewer pointed out the arrow in Figure 1e. We have added a sentence to define the arrow in the Figure legend as "The arrow indicates the cell with a GFP signal."

      Figure 2b graph labels are flipped

      Our response: We have fixed the error.

      Line 624: Change "Allow heads" to "Arrowheads"

      Our response: We have fixed this error in the transferred manuscript.

      Major Comments:

      The work uses standard methods and strains. Although the specific findings are new and believable, the authors interpret them beyond what is appropriate. For example, based on increased amounts of a single RNA, they propose that JH regulates metabolism in seminal vesicles and because circadian rhythm genes were known to be expressed in this tissue they propose that JH and circadian systems work together there.

      Our response: In response to the reviewer's criticisms, we have discussed our arguments more appropriately in the Discussion. For example, we have mentioned circadian rhythm more carefully on Pages 10-11 as follows: "An interesting previous study has reported that the seminal vesicle expresses multiple clock genes such as period, Clock (Clk), and timeless, all of which are necessary for generating proper circadian rhythm [52]. In case of mosquito Aedes aegypti female, it is reported that JH controls gene expression via a heterodimer of Met and circadian rhythm factor Cycle (CYC) [53]. It was also suggested that Met binds directly to CLK in D. melanogaster [54]. In addition, in the linden bug, Pyrrhocoris apterus, JH alter gene expression via Met, CLK and CYC in the gut [55]. Considering these previous reports and our results, it is possible that circadian rhythm factors and JH cooperatively regulate gene expression in the seminal vesicles."

      __ Regarding Ldh, we have added a sentence on Page 10 as "Also, the biological significance of the induction of Ldh expression by JH signaling is not clear."__

      4. Description of analyses that authors prefer not to carry out

      Please include a point-by-point response explaining why some of the requested data or additional analyses might not be necessary or cannot be provided within the scope of a revision. This can be due to time or resource limitations or in case of disagreement about the necessity of such additional data given the scope of the study. Please leave empty if not applicable.

      l.244, tract

      Our response: We have carefully checked out the usage of "tract" and "tracts" not only on Page 11 but also throughout the manuscript. We have decided to use "tracts," but not "tract," throughout the manuscript.

      6.2 What do epithelial cells of spermatheca do?

      Our response: We agree with the reviewer that this is a very interesting question. However, please note that this paper focuses on males, and females are beyond our current scope. We plan to examine JHRE-GFP signals in the spermatheca in a different project. We do appreciate the reviewer's kind understanding.

      6.3 How do the authors envision that JH enters the epithelial cells?

      __Our response:____ We don't have any hypotheses on this point. Transporters may exist to achieve intracellular permeability of JH, but we do not think this point has been discussed in current insect physiology. Furthermore, since this issue is related to all JH-responsive cells, not just seminal vesicle epithelial cells, we do not feel the need to discuss it in this paper. __

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      Referee #3

      Evidence, reproducibility and clarity

      Summary:

      Using two existing reporters, the authors showed that cells in Drosophila seminal vesicles are responsive to JH. They believe, but do not show, that these are epithelial cells. JH response of those cell is shown to depend on the known JH receptors and to increase after mating, when JH titers are known to rise. RT-qPCRs show that Ldh expression increases in response to JH.

      Major Comments:

      The work uses standard methods and strains. Although the specific findings are new and believable, the authors interpret them beyond what is appropriate. For example, based on increased amounts of a single RNA, they propose that JH regulates metabolism in seminal vesicles and because circadian rhythm genes were known to be expressed in this tissue they propose that JH and circadian systems work together there.

      Minor comments:

      Fig.1a could be in a supplement.

      Significance

      General Assessment, advance, and audience:

      This small study reports new but limited results (one tissue of one stage, one hormone) that could be useful for specialists. The work is solid and includes controls and interpretable data.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary:

      The authors identify the epithelial layer of the Drosophila seminal vesicle as a target of Juvenile Hormone (JH) signaling as evidenced by the transcription of two different reporters that are induced by the JH receptors Met and gce via previously identified JH response elements (JHRE). In agreement with this model, the JHRE-GFP reporter is not activated in Met/gce double RNAi knockdowns. Likewise, knockdown of JHAMT, a JH biosynthetic enzyme, reduces reporter expression. That this response is mediated by Juvenile Hormone (JH) is further supported by the finding that application of Methoprene, a JH analogue, through feeding of intact animals or by adding to cultured seminal vesicles, increases reporter expression. Mating, which has previously shown to increase JH levels, similarly increases reporter expression. By mining available RNA and protein data the authors identify Lactate dehydrogenase as a gene that is specifically expressed in the seminal vehicle under JH control. These findings suggest that metabolic processes in the seminal vesicle are regulated by JH and may be important for the function of this organ.

      Major comments:

      • The claims and the conclusions are supported by the data

      • The data and the methods presented in such a way that they can be reproduced

      • The experiments adequately replicated and statistical analysis adequate

      Optional suggestions for experiments that would enhance the current set of data and are not very time-intensive:

      1. Document testis staining of JHRE-GFP. I think the authors missed a chance by not providing a clear/nice picture of the testis staining. Stainings of testes squashed on a slide is easy and would nicely document in which cells the reporter is activated. Similarly, extracting sperm from the seminal vesicle and examining whether the sperm express JHRE-GFP would be informative.

      2. Did the authors try to analyze the 66 genes identified in seminal vesicle whether they had JHRE elements? This could yield additional significant information about other JH responsive genes in the seminal vesicle.

      3. a) Doublestaining would further confirm that pd8-Gal4 (crossed to UAS-dsRed) and JHRE-GFP overlap.

      b) Similarly, Doublestaining would further confirm that pd8-Gal4 (crossed to UAS-dsREd) and JHRE-GFP overlap.

      1. Have the authors examined whether JHRE-lacZ expression increases with Methoprene?

      2. Have the authors done a careful comparison of JHRE-GFP expression and the Met/gce reporter expression described by Baumann et al (Scientific Reports | 7: 2132 | DOI:10.1038/s41598-017-02264-4)? Would be nice to add a few more sentences in the discussion.

      3. In the discussion:

      a) Would have liked to see a more in depth discussion of the role of the seminal vesicle. How could that be supported by JH / metabolic processes? Does it have secretory functions that might be induced by JH? Important functions relative to sperm storage? How could that relate to the finding that JH response is enhanced by mating?

      b) What do epithelial cells of spermatheca do?

      c) How do the authors envision that JH enters the epithelial cells?

      Minor comments:

      • Prior studies are referenced appropriately

      • The text and figures clear and accurate

      • Suggestions that would help the authors improve the presentation of their data and conclusions:

      • The arrow in figure is not defined

      • Figure 2b graph labels are flipped

      • Line 624: Change "Allow heads" to "Arrow heads"

      Significance

      General assessment / Advance:

      While the developmental roles of insect Juvenile Hormone (JH) are very well studied, its adult functions are largely unknown. Target genes of JH signaling are poorly described. This study adds significant insight into both of these aspects. The study underscores the usefulness of the JHRE-GFP reporter that identifies JH function, and not just JH presence since the reporter is only expressed after JH binding to Met and gce, a prerequisite for JHRE reporter activation. The authors have identified the epithelial cells of the Drosophila seminal vesicle as a JH target tissue. The authors nicely extended this finding by mining already existing expression data to identify a specific JH induced gene in these cells.

      • Audience: Audience interested in the role of insect hormones in general or putative reproductive function (basic research and applied (insect control) will be interested in the finding and the approaches taken by the author.

      • Reviewer field of expertise: Drosophila sex-specific gene expression and function, molecular genetic approaches

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      Referee #1

      Evidence, reproducibility and clarity

      This is an interesting and straightforward study that utilizes a recently developed in vivo sensor of juvenile hormone (JH) signaling in Drosophila. The authors focus on one understudied aspect of insect reproduction, the adult male seminal vesicle (SV), as a target of JH action. Using simple genetics and gaining from previous RNA-seq and proteomics data, the authors identify lactate dehydrogenase (Ldh) as a prime candidate gene positively regulated by JH in the SV. This regulation is potentially important for the SV physiology (metabolism?) and male reproduction, although this has not been addressed (see below).

      As might be expected based on the authors' skills and expertise, the study is well executed, nicely documented with perfect microscopy images, and well presented. It has been easy to follow. However, suitability for publication depends on where the authors aim to place their paper. Although I like the paper very much, it might seem incomplete for high-end journals.

      Major comments:

      1) The study suggests an important role for JH signaling in the SV, likely affecting reproductive capacity of males. The authors depleted the JH receptors through RNAi, achieving a loss in the expression of the WT JHRE-GFP reporter as well as of the authentic target Ldh. Surprisingly, no phenotypic consequences of the double KD of Met and gce are presented. Does that mean that there were none? The authors only discus a potential impact of Ldh loss for metabolism.

      Unless I am missing something, the study reports molecular phenotypes that clearly document JH signaling in the SV but no physiological impact of loss of this JH signaling, suggesting that there may be no obvious biological role for JH in this context. I think this is unlikely. Have the authors check fertility of the males, sperm viability and quality, mating competitiveness of the RNAi males? Loss of JH epoxidation (only methyl farnesoate present) made mosquito males less fit and less reproductively competitive relative to epox+ controls (Nouzova et al., 2021, PNAS) -- btw, I think the authors should discuss this paper.

      2) The authors seem to have made no effort to distinguish between Met and Gce functions. It is always the results from the double knockdown of both paralogs that are presented. Does this mean that single-KD had no effect, thereby indicating entirely redundant functions of both proteins in the studied context? Even if so, it would be of interest to document this redundancy by showing the single-gene KD data. However, I would be surprised if both proteins were equally important in the SV. The authors checked mRNA/protein expression levels. Was any of the two paralogs prevalent in the SV?

      3) The authors argue for direct regulation of Ldh by Met/Gce (again by which one?). Oddly, the statement in the Results (l.187-188; "suggests ... direct target") is stronger than in the Discussion (l.214, "leaving open the possibility"). The putative JHREs upstream and within the Ldh gene are identified but not tested in a functional study. At least a simple luciferase reporter assay and mutagenesis of the JHREs should be attempted.

      Minor comments and suggestions (in the order of appearance):

      • l.25,91,117, and throughout, "JH analog" or "JHA". The authors only use methoprene, so it would be better to specifically talk about methoprene, which is a proven agonist ligand of the JHR proteins (reference 10 and/or Jindra and Bittova, 2020 [Arch Insect Biochem Physiol] for a review). This would land more credibility to using methoprene than just referring to a "JHA".

      • l.42,44, "paralogs". I believe in this case the authors refer to orthologs of Met in other species. Paralogs result from gene duplications within species, such as Met and gce in cyclorrhaphous flies or Met 1 and 2 in the Lepidoptera. I recommend a recent review on all bHLH-PAS proteins featuring reconstruction of the phylogenetic position of Met/Gce (Tumova et al., 2024 in J Mol Biol).

      • l.54, "Met and Gce act redundantly to regulate JH-responsive gene expression". Ref 10 should be cited here as it provides functional cell-based and genetic rescue evidence for each paralog.

      • l.66, It would be better to start "In this study" or "Here" to distinguish from the last cited paper.

      • l.175, levels were

      • l.209, might be evolutionarily among.... conserved ??

      • l.226, study has

      • l.227-229. The authors are missing a paper by Shin et al., 2012 (PNAS) that shows physical interaction of Met with Cycle and their regulation of circadian gene activity and another paper by Bajgar et al., 2013 (PNAS) which describes photoperid-dependent seasonal regulation of circadian genes by Met, Clk and Cyc.

      On the other hand, the cited reference [51] does NOT demonstrate Met:Clk heterodimer since coIP is by no means adequate to address complex stoichiometry. In fact, it is suspicious that Met would heterodimerize and either Cyc or Clk, as they present class II and class I bHLH-PAS proteins.

      • l.232-233. It is not surprising that the JHRR-lacZ reporter shows a different expression pattern relative to JHRE-GFP, as these are really different constructs. The problem is that JH-dependent activation of the JHRR-lacZ transgene has not been tested as thoroughly as that of JHRE-GFP. Is it inducible by added JH or methoprene?

      • l.244, tract

      • l.245. It is not "whether", but for sure the existing reporters only reflect limited JHR activity, being based on Kr-h1 JHREs. These reporters likely uncover only a small subset of JH activity in vivo.

      reference 10/11 is duplicated.

      Significance

      This is a very nice paper and solid piece of work.

      Its major strength is the focus on poorly studied the male reproductive organ and identification of Ldh as a novel target of JH activity in the seminal vesicles.

      The weakness is the limitation to molecular phenotypes without showing physiological relevance of JHR signaling in the seminal vesicles for male reproductive fitness. Evidence for the Ldh gene being directly regulated by the JHR is indirect.

      These limitations will likely reduce the impact of this work although otherwise it would be of great interest to the larger community of developmental biologists and insect endocrinologists.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

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      Reply to the reviewers

      We thank the reviewers for their time and effort to improve and clarify our manuscript. We now have addressed the reviewers’ suggestions in full on a point-by-point basis. Revisions in the manuscript file are highlighted in yellow.

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Supernumerary centrosomes are observed in the majority of human tumors. In cells they induce abnormal mitosis leading to chromosome missegregation and aneuploidy. In animal models it is demonstrated that extra centrosomes are sufficient to drive tumor formation. Previous work studying the impact of centrosome amplification on tumor formation in vivo used Plk4 overexpression to drive the formation of supernumerary centrosomes. In this manuscript Moussa and co-workers from the Krämer group developed a mouse model in which centrosome amplification is triggered by the overexpression of the structural centrosomal protein STIL rather than the kinase Plk4 in order to a) assess the potential for centrosome amplification induced by STIL overexpression to drive tumor formation and b) to rule out any potential non-centrosomal related effects of the kinase Plk4 on tumor formation.* The authors show that STIL ovexrexpression in cells (MEFs) drives centrosome amplification and aberrant mitosis (Fig. 1), leading to chromosome missegregation and aneuploidy (Fig. 2). They also show that STIL overexpression is linked to reduced cellular proliferation and apoptosis (Fig 3). The authors then present in vivo experiments performed in mice. They observed that STIL expression causes embryonic lethality, microcephaly and a reduced lifespan (Fig 4). Despite increased STIL mRNA levels they do not detect elevated STIL protein levels in adult tissues except for the spleen. They do not detect significant increase of centrosome amplification or aneuploidy in animal tissues (Fig 4) and they conclude of a STIL translational shut down in most adult tissues. The authors then assess the impact of STIL overexpression on tumor formation. They observed a reduced spontaneous tumor formation despite elevated STIL mRNA levels in both healthy and tumor (lymphomas) tissues of mice overexpressing STIL. They don't detect increased centrosome amplification and aneuploidy in lymphomas from STIL overexpressing mice compared to lymphomas naturally occurring in control animals (Fig 5). Finally, they found that STIL overexpression suppresses chemical skin carcinogenesis using a combination of tamoxifen induction of STIL in the skin with DMBA/TPA carcinogenic treatment (Fig 7). They link this effect to an increased number of centriole and a reduction in cycling cells number in the skin of STIL overexpressing mice (Fig 6).

      The manuscript is written in a clear manner. The experimental approaches are properly designed and the experimental methods are described in sufficient details. Most of the experimental data present a good number of replicates. The figures are generally well assembled despite some errors in a few panels/legends (see major and minor points). Most of the conclusions are supported by the experimental data. However, a few specific points or interpretations are not convincingly supported by the experimental data (see major points) and will need to be revised and/or reformulated.

      Major points:

      1. Figures 1D and F show that MEFs hemizygous (CMV-STIL+/-) and homozygous (CMV-STIL+/+) for STIL present similar level of centrosome amplification and aberrant mitosis. Although, despite these similarities the homozygous MEFs display about two time more micronuclei and chromosomes aberrations (Fig. 2). The authors explain this discrepancy by the fact that MEFs homozygous for STIL have reduced proliferation and an increased propension to stay in interphase compared to hemizygous MEFs (Fig. 3). I don't understand why an interphase arrest would lead to a higher chromosomal instability resulting in higher micronuclei formation and abnormal karyotypes since those phenotypes are the consequences of abnormal mitosis occurring in cycling cells. I would rather argue that Homozygous MEFs are more prone to cell cycle arrest because of mitotic errors, but those mitotic errors cannot be explained by the centrosome status or the mitotic figures quantified in homozygous MEFs. Therefore, the authors explanation written as: "Graded inhibition of proliferation and accumulation of cells in interphase explains why CMV-STIL+/- and CMV-STIL+/+ MEFs contain increasing frequencies of micronuclei and aberrant karyotypes (Fig. 2) despite similar levels of supernumerary centrosomes" is not right for me. The authors should reformulate this section of the manuscript so their conclusion fit their data. The differences between hemi and homozygotes MEFs regarding chromosome stability could come from mitotic errors they did not spot using fixed immunofluorescence images of mitotic MEFs. Thus, as an optional additional experiment, analyzing live mitosis of MEFs could potentially help reconciliate results from mitotic figures and from karyotypes.*

      We basically agree with the reviewer and have therefore reanalyzed our data on centriole numbers in a time-dependent manner. As already shown in Figure 3L of the initial manuscript version, the number of both CMV-STIL+/- and CMV-STIL+/+ MEFs with supernumerary centrioles increases with passaging from passage 3 (p3) to p6. Also, in this experiment amplified centrioles were more frequent in CMV-STIL+/+ compared to CMV-STIL+/- MEFs in both passages (p3 and p6) analyzed. We have therefore now pooled the data and substituted the former Figure panel 1D by these combined results. As the results of Figure 1F and especially those for the CMV-STIL+/+ MEFs had to rely on very low mitotic figure counts, because these cells only very rarely divide (as shown in Figure 3A; mitosis frequency of CMV-STIL+/+ MEFs 0.12%), we have now deleted Figure panel 1F from the manuscript. For the same reason - an extremely low proliferation and division rate of especially CMV-STIL+/+ MEFs - live cell imaging to detect different types of mitotic errors, is unfortunately not feasible.

      Figure 5 panel F does not support the claim of the main text and does not match the legend of the figure: In the text the authors wrote: "Ki67 immunostaining revealed that, ..., proliferation rates were elevated independent from lymphoma genotypes". If the authors claim and increased cell proliferation in lymphoma compared to lymph nodes, which is expected, they should show the data for the lymph node in the graph. In addition, in the legend the authors mentioned a "Percentage of Ki67-positive cells in healthy spleens and lymphomas from mice with the indicated genotypes." Since there are three genotypes and two tissue types but the figure presents a graph with only three bars did the Spleen and lymphoma data were combined? Or did some data were not inserted in the graph? Thus, since the data does not support the claim for an increased cell proliferation in lymphoma, the authors explanation for the increased protein level observed in these lymphomas (Fig. 5 panel E) is not supported. Therefore, the authors need to present the correct data in the figure or to change their conclusion. They will also need to correct the figure legend and to add a panel with images illustrating the Ki67 labelling in the different tissues in the figure.

      We apologize for this mistake and have corrected the legend to Figure panel 5F, which now reads: “Percentage of Ki67-positive cells in two B6-STIL, two CMV-STIL+/- and one CMV-STIL+/+ lymphoma. For comparison, frequencies of Ki67-positive cells in healthy lymph nodes from B6-STIL mice are displayed. Data are means ± SEM from at least two independent immunostainings per lymphoma or healthy lymph node. P-values were calculated using the one-way ANOVA with post-hoc Tukey test for multiple comparison. For space reasons, only statistically significant differences are displayed”.

         We agree with the reviewer that for comparison Ki67 immunostainings of healthy lymph node tissue was missing in the graph and have therefore added this information to the figure panel, which shows increased proliferation of lymphoma compared to normal lymph node cells. Also, a panel with images illustrating Ki67 labelling in healthy lymph node and lymphomas from different genotypes has been added to the figure (panel 5G).
      
      • *

      __Minor points:____* * __1. In the introduction, page 4 paragraph 3, the authors wrote: "To assess the impact of centrosome amplification on CIN, senescence, lifespan and tumor formation in vivo without interfering with extracentrosomal traits,..." they need to clarify what they meant by extracentrosomal traits.

      As requested by the reviewer we have modified the respective sentence, which now reads: “To assess the impact of centrosome amplification on CIN, senescence, lifespan and tumor formation in vivo with an orthologous approach without interfering with PLK4, we generated transgenic mouse models overexpressing the structural centrosome protein STIL, …”.

      • *

      In the 1st paragraph of the results, page 4, the authors wrote: "leads to ubiquitous transgene expression at levels similar to the CAG promoter used in most..." but there is no link to a figure presenting the mRNA levels in those mice (potentially Fig. 4F and Fig. S6). Also, in the references cited for comparison, to my knowledge, there was no measurement of Plk4 mRNA levels in tissues in the work from Marthiens and colleagues, in this work the authors assess the expression of the Plk4 transgene by investigating the presence of the protein.

      To show STIL transgene expression levels in our system, we have now linked Figure panels 1A (STIL mRNA expression in MEFs), 1B (STIL protein expression in MEFs) and Supplemental Fig. S2 (Supplemental Fig. S6 of the previous manuscript version showing STIL mRNA levels in healthy mouse tissues) to this statement as suggested. In the references now cited for comparison (Kulukian et al. 2015; Vitre et al. 2015; Sercin et al. 2016) PLK4 transgene mRNA (Kulukian et al. 2015; Sercin et al. 2016) and protein levels (Vitre et al. 2015) are shown.

      • *

      Page 5 second line the authors wrote: "Despite the graded increase in Plk4 expression, CMV-STIL+/- and, CMV-STIL+/+ MEFs exhibited a similar increase in supernumerary centrioles". The authors must meant increase in STIL expression or do they have data not shown about an increase of Plk4 expression? Then they explain this absence of difference in supernumerary centriole by the ability of "excess Plk4" to access the centrosome, again they probably meant STIL. Regarding this point and related to Major Point 1 it might be worth for the authors to quantify actual extra centrosomes in mitosis rather than cells with more than 4 centrioles in interphase (as in Fig. 1C, D). They might find differences in the number of centrosomes in hemizygous versus homozygous MEFs.

      We indeed meant STIL instead of PLK4 and have corrected the mistake. As described in our response to the reviewer’s major point 1 we have now reanalyzed our data on centriole numbers in a time-dependent manner. As already shown in Figure 3L of the initial manuscript version, the frequency of both CMV-STIL+/- and CMV-STIL+/+ MEFs with supernumerary centrioles increases with passaging from passage 3 (p3) to p6. Also, in this experiment amplified centrioles were more frequent in CMV-STIL+/+ compared to CMV-STIL+/- MEFs in both passages (p3 and p6) analyzed. We have therefore now pooled and substituted the former Figure panel 1D by these combined results.

      Page 5, in the first paragraph the authors mention "the rate of respective mitotic aberrations..." without defining the mitotic aberrations. For instance, in panel 1E a metaphase with 4 centrosomes is shown for CMV-STIL+/- while an anaphase with an unknown number of clustered centrosomes is presented for CMV-STIL+/+. Classifying the different types of aberrant mitotic figures (i.e: multipolar anaphases versus bipolar with clustered centrosomes) might help the authors identify differences between hemi and homozygous MEFS that may explain the differences in the proportions of chromosomes aberrations they present in Fig. 2.

      As described in our response to the reviewer’s major point 1 the number of mitotic figures that could be analyzed was extremely low, especially for CMV-STIL+/+ MEFs, which do only rarely divide (mitosis frequency of CMV-STIL+/+ MEFs 0.12%). Therefore, although certainly of value, classification of different types of mitotic aberrations is unfortunately not feasible.

      • *

      In Fig 4A the number of mice analyzed should be mentioned.

      After mating of B6-STIL transgenic animals with CMV-CRE mice and further breeding of successive generations, we obtained a total of 198 pups over four generations, 162 of which were born alive: 116 B6-STIL wildtype animals, 27 CMV-STIL+/- and 19 CMV-STIL-/- mice. We have now added these numbers to the figure legend.

      • *

      In Fig. 5E, the band corresponding to STIL protein is difficult to visualize in the B6-STIL control, it is therefore difficult to compare its level to the level of STIL protein in the CMV-STIL hemizygotes and homozygotes. If possible, it would improve the manuscript to present a blot with clearer results.

      We have tried to improve the quality by repeating the Western blot. Due to the small size of healthy mouse lymph nodes, resulting in low protein yields, only lysates from lymphomas were left, and these were of poor quality with a high lipid content. We therefore tried to delipidate the lymphoma lysates and hope that the result of the new blot is now somewhat clearer. Due to the low lymphoma frequency in CMV-STIL hemizygotes and homozygotes (only 2 in each case) we were unfortunately not able to prepare fresh lysates.

      Related to Figure 6B the authors wrote a "5 to 10 fold-increased expression..." in the text while panel 6B show a maximum of 8 fold increase.

      The respective statement has been rephrased according to the reviewer´s suggestion.

      __Reviewer #1 (Significance (Required)): ______ *Centrosome amplification is a demonstrated cause of genomic instability and tumor development as shown in multiple previous work performed in mice. In this work, Moussa and co-workers developed a mouse model that does not depends on Plk4 to trigger centrosome amplification but which depends on the overexpression of the centrosome structural protein STIL. This effort is welcome as previous works could not formally rule out potential role of Plk4, not related to its centrosome duplication function, on tumor formation. The authors show that their system is functional in MEFs where STIL overexpression drives centrosome amplification and aneuploidy. Unfortunately, in vivo, despite elevated level of STIL mRNA they do not detect centrosome amplification in tissues and consequently, they do not observe an increase rate of aneuploidy and tumor formation. This result is not surprising as previous studies using strong promoters (comparable to the one used to drive STIL expression in this study) to induce Plk4 overexpression led to similar results, i.e. an absence of centrosome amplification in adult tissues and no effects on tumor formation. Therefore, the results and the concepts proposed in this work are not novel but they reinforce previous studies showing the deleterious effect of high level of centrosome amplification on cells. This work also confirms that strong mechanisms, here the authors propose a translational shut-down, are preventing the apparition or the persistence of high level of centrosome amplification in animal tissues. By complementing existing results with the use of an alternate experimental approach this study will be of interest for the scientific community working on the basic biological mechanisms driving aneuploidy and tumor development.*

      __Reviewer #2 (Evidence, reproducibility and clarity (Required)):______ *In this manuscript, Moussa et al. describe the effects of over-expressing the centriole duplication factor STIL in whole mice and with expression restricted to the skin. They find that over expression of STIL, similar to that of PLK4, induces centriole overduplication, abnormal mitoses, and genetic instability leading to cell arrest. Additionally, over-expressing STIL results in microcephaly, perinatal lethality and a shortened lifespan. In addition, they do not find that expression of the p53 R127H mutant alleviates the cell growth defect. Moreover, overexpression of STIL does not lead to increased general tumour formation and suppresses tumour formation in an induced skin tumour model.

      Although this is an interesting manuscript, the authors need address a number of issues before this manuscript can be recommend the manuscript for publication. Importantly, the manuscript lacks statistical analyses to support some of their conclusions, some figures should be quantified, and controls are missing in some cases. *

      __Major Issues____* * __1. Many of the figure panels lack appropriate statistical analyses to support the conclusions (see details below). This needs to be rectified.

      In view of the limited number of mice (due to an increased frequency of pups that died around birth) and the resulting impossibility of performing several (>3) independent experiments in many cases, we have decided to limit the statistics in the main text to a descriptive analysis without mentioning inferences (p-values). Nevertheless, we have now included the missing statistical analyses in the figure panels and/or legends. However, the reported p-values (*p≤0.05, **p≤0.01, ***p≤0.001; ns, not significant) should be interpreted as descriptive rather than confirmatory values.

      • *

      The authors suggest that the interpretation of PLK4 over-expression studies are hampered by the possibility of centriole/centrosome independent PLK4 roles and that STIL overexpression circumvents some of these issues. Although orthologous approaches to problems are always desired, STIL itself has also been implicated in other cellular processes, such as the Sonic hedgehog pathway (Carr AL, 2014) and in cell motility (Liu Y, 2020). In addition, the data presented in the manuscript are suggestive of a STIL function in the mouse that is independent of centriole number. The authors demonstrate that the amount of centriole over-duplication in MEFs containing a single copy of the STIL over-expression locus is equivalent to that of MEFs carrying two copies. However, in most other assays, the homozygous lines display more severe phenotypes, suggesting that STIL might have a function outside centriole duplication. The authors need to discuss this further in a revised manuscript.

      As described in our response to major point 1 and minor point 3 of reviewer 1 we have now reanalyzed our data on centriole numbers in a time-dependent manner. As already shown in Figure 3L of the initial manuscript version, the number of both CMV-STIL+/- and CMV-STIL+/+ MEFs with supernumerary centrioles increases with passaging from passage 3 (p3) to p6. Also, in this experiment amplified centrioles were more frequent in CMV-STIL+/+ compared to CMV-STIL+/- MEFs in both passages (p3 and p6) analyzed. We have therefore now pooled the data and substituted the former Figure panel 1D by these combined results, which show that, similar to other models, also regarding STIL overexpression the homozygous line displays a more severe phenotype, which does therefore per se not argue for a STIL function outside the centrosome. However, as a few recent studies indeed suggest additional roles of STIL, we have amended the respective passages in the revised version of the manuscript accordingly.

      • *

      Why did the authors use the p53 R127H mutant instead of a p53 knockout or null allele system? The R127H mutant has a gain-of-function phenotype and cells expressing this mutant display different phenotypes than a p53 null. The primary conclusion in one of the references cited by the authors (Caulin C, 2007) is that p53R127H is a gain-of-function mutant and behaves distinct from loss-of-function p53 mutations, such as deletions using floxed alleles. Throughout the manuscript, the authors use terms that suggest the R127H allele is equivalent to a loss of function mutant. Given that supernumerary centriole growth arrest is universally suppressed by inactivation of p53 it is somewhat surprising that this pathway is not active in response to STIL over-expression. The authors should confirm this key conclusion by depleting p53 in MEFs using RNAi, or by using mice where complete inactivation of p53 can be achieved.

      We agree with the reviewer that the p53-R172H mutant version of p53 is not equivalent to a p53 knockout. We have therefore and as suggested by reviewer 3 as well (see also our response to point 3 of reviewer 3) corrected the wording and have substituted “absence of p53” by “interference with p53 function” where appropriate. In addition, we now have added data to the manuscript, which show that neither p53 expression nor p53-S18 phosphorylation becomes induced during prolonged cultivation and passaging of CMV-STIL transgenic MEFs (see Figure 3B of the revised manuscript). Importantly, this finding is in line with a recent report showing that PLK4-induced extra centrosomes may not rely on p53 for tumor suppression and cell death induction (Braun et al.: Extra centrosomes delay DNA damage-driven tumorigenesis. Sci. Adv. 10: eadk0564, 2024). Similarly, it has been recently shown that centrosome amplification increases apoptosis independently of p53 in PLK4-overexpressing cells treated with DNA-damaging agents (Edwards et al.: Centrosome amplification primes for apoptosis and favors the response to chemotherapy in ovarian cancer beyond multipolar divisions. bioRxiv 2023.07.28.550973, 2023). Therefore, these findings and references have now been added to results and discussion sections of the revised manuscript.

         A plethora of p53-related findings in mouse models, including the majority of results on PLK4-induced tumor formation in mice, is based on p53 knockouts, a situation that is only rarely found in human cancers. In contrast, the p53-R172H missense mutation in mice corresponds to the p53-R175H mutation in human tumors, which has the highest occurrence in diverse human cancer types among all p53 hotspot mutations, and results in a transcriptionally inactive protein that accumulates in cells, similar to the majority of naturally occurring versions of mutant p53 (Yao et al.: Protein-level mutant p53 reporters identify druggable rare precancerous clones in noncancerous tissues. Nat Cancer 4: 1176-1192, 2023; Chiang et al.: The function of mutant p53-R175H in cancer. Cancers 13: 4088, 2021). We therefore believe that it more faithfully recapitulates the situation in p53-mutant tumors than a p53 knockout.
      
         Although basically an important and valid experiment, depleting p53 in STIL-transgenic MEFs using RNAi is not easily done as (i) transfection of MEFs per se is difficult and (ii) STIL-overexpressing MEFs do only slowly proliferate and are prone to senescence and apoptosis (see Figure 3), all phenotypes which are even further exacerbated after transfection. Generation of STIL-transgenic mice with complete inactivation of p53 on the other hand is an extremely time-consuming endeavor that would lead to a significant delay of publication of our results. Given that currently similar data are published by other groups (Braun et al.: Extra centrosomes delay DNA damage-driven tumorigenesis. Sci. Adv. 10: eadk0564, 2024; Edwards et al.: Centrosome amplification primes for apoptosis and favors the response to chemotherapy in ovarian cancer beyond multipolar divisions. *bioRxiv* 2023.07.28.550973, 2023), we do not think that this would be appropriate.
      

      __Minor Issues and details____* * __Figure 1 1. Panel E. It is unclear what the authors are calling an 'aberrant mitosis'. Typically an aberrant mitosis refers to chromosomal abnormalities such as multipolar spindles, anaphase bridges or micronuclei (which they quantify in Figure 2). The aberrant mitotic figures presented in Figure 1E show a clustered metaphase with 4 centrosomes (2 per pole; 2 centrioles per centrosome) for CMV-STIL+/- MEFs and a clustered telophase with 2 centrosomes (1 per pole; 5 centrioles per centrosome) for CMV-STIL+/+ MEFs. This is now specified in detail in the legend to Figure 1E.

      • *

      Panel E. Please include images representing a normal mitosis from control cells derived from B6-STIL mice.

      As suggested, we have now included a representative image of a normal mitosis from B6-STIL control mice.

      Figure 2____ 1. Panels B, E and F. Statistical significance is not indicated between B6-STIL and CMV-STIL+/- or CMV-STIL+/- and CMV-STIL+/+. The authors indicated a 'graded' phenotype which is qualitatively apparent, but should be backed by statistical analysis.

      We have now included a statistical analysis. However, and as already described in our answer to major issue 1 of this reviewer, the reported p-values should be interpreted as descriptive rather than confirmatory values due to the limited number of independent experiments.

      • *

      Can the authors indicate how they scored a tetraploid cell? Some of the cells are 100% tetraploid while others contain other aberrations.

      According to the International System for Human Cytogenomic Nomenclature (ISCN) version from 2020, polyploidy is defined by the modal numbers of chromosomes in the karyotype. A number of 81-103 chromosomes is called near-tetraploid, at which a hypotetraploidy (81-91 chromosomes) is distinguished from a hypertetraploidy (93-103 chromosomes) (An International System for Human Cytogenomic Nomenclature, Karger (2020), Eds.: McGowan-Jordan, Hastings, Moore). For mouse karyotypes respective numbers were recalculated on the basis of a diploid chromosome content of 40 instead of 46 chromosomes. To be strictly in accordance with this nomenclature, we have exchanged the term "tetraploid" by "near-tetraploid".

      __ Is the height of the rows in Panel D significant? What are the solid black rows?______ We thank the reviewer for this comment/observation. We have now increased the resolution of this part of the figure. Unfortunately, the resolution had deteriorated so much when the pdf file was created that individual lines were no longer recognizable. The height of the lines should be identical, as single lines correspond to the karyotypes of each metaphase cell analyzed, while chromosomes are plotted as columns. The solid black lines separate independently established MEF lines with the indicated STIL genotypes from each other. At least 20 metaphase cells per MEF line were analyzed. We have now explained these points in the figure legend.

      Figure 3____ 1. Panels C, F, G, and K require statistical analyses.

      We have now included the appropriate statistical analyses in the figure panels and/or legends. However, the reported p-values should be interpreted as descriptive rather than confirmatory values due to the limited number of independent experiments.

      • *

      Panel D should be quantified.

      We have now included a quantification of the protein bands in panels B, E (former panel D), and K of the revised manuscript and explained the quantification procedure in detail in the methods section.

      Panel E. mRNA expression is quantified in RPKM here, while GeTMM is used in Figures 3I and Supplementary Figures S2 and S6. Is there a reason this panel uses a different method? RPKM can be used for intra-sample comparisons, but is not ideal for comparison among different samples.

      We now uniformly quantify mRNA expression in GeTMM in all figures of the revised manuscript version as requested.

      • *

      Panel G. Can the authors show the original FACS profiles in Supplementary material?

      As requested, we have now included representative examples of original FACS profiles from the cell cycle analyses into Supplemental Figure S5.

      • *

      Panel H. Requires molecular weight markers

      Molecular weight markers for the DNA ladder (L) with the corresponding bp size have now been included into the Figure panel (formerly 3H, 3I in the revised version of the manuscript).

      • *

      __ Panel J. Missing B6-STIL control. Quantify Western blots.______ We have now included an immunoblot showing STIL protein expression levels in passage p1-p5 of B6-STIL control MEFs as well as a quantification of the protein bands into the Figure panel (formerly 3J, 3K in the revised version of the manuscript). The quantification procedure has been explained in detail in the methods section of the revised manuscript version.

      Figure 4____ 1. The authors mention 'Simultaneously, we found an increased frequency of pups that died around birth.' Can the data for this be included?

      After mating B6-STIL transgenic animals with CMV-CRE mice and further breeding of successive generations, we obtained a total of 198 pups over four generations, of which 162 were born alive: 116 B6-STIL wildtype animals, 27 CMV-STIL+/- and 19 CMV-STIL+/+ mice. We have now added these numbers to the figure legend. Stillbirths increased over the generations: while in the first generation after mating B6-STIL animals with CMV-CRE mice all pups (B6-STIL wildtype animals and STIL heterozygotes) were born alive, in the fourth generation (from mating CMV-STIL transgenic mice with each other) 54% of the pups were stillborn. We have now included this observation into the main text to further emphasize the impact of STIL overexpression on perinatal lethality.

      Panels B and D. Please include the data for CMV-STIL+/-.

      We now have included a representative H&E-stained histological section of a CMV-STIL+/- mouse brain into Figure panel 4D as suggested by the reviewer. For space reasons we have not added an extra image of a CMV-STIL+/- total brain into Figure panel 4B, as this does not add novel information.

      Panels C, F and K require statistics.

      As requested, we have now included the appropriate statistical analysis in the figure panels and/or legends. However, the reported p-values should be interpreted as descriptive rather than confirmatory values due to the limited number of independent experiments.

      • *

      Panel F. Include statistical analysis.

      We have now included the appropriate statistical analysis in the figure panels and/or legends. However, the reported p-values should be interpreted as descriptive rather than confirmatory values due to the limited number of independent experiments.

      • *

      Panel G/H. The levels of STIL in the CMV-STIL+/+ spleen are higher than the other samples, yet there is no concomitant increase in centriole overduplication. Can the authors comment on this?

      Interestingly, we indeed found a higher STIL protein expression level in spleen tissue from CMV-STIL+/+ as compared to B6-STIL control and CMV-STIL+/- mice. Nevertheless, the amount of splenocytes with supernumerary centrioles was only marginally increased in these animals. A similar finding has recently been described for B lymphocytes with upregulated PLK4 expression after PLK4 transgene induction by exposure to doxycycline in vivo (Braun et al.: Extra centrosomes delay DNA damage-driven tumorigenesis. Sci. Adv. 10: eadk0564, 2024). Here, the lack of B cells with supernumerary centrioles despite increased PLK4 levels was explained by increased apoptosis and thereby selection against and rapid loss of PLK4-overexpressing cells. In line, we show that CMV-STIL+/+ MEFs have increased rates of senescence and apoptosis (Fig. 4).

      • *

      __ Panel J. The font within the plots is difficult to read. ______ We thank the reviewer for this comment/observation. We have now increased the resolution of this figure panel, and the font is now outside of the plots.

      Figure 5____** s should be interpreted as descriptive rather than confirmatory values due to the limited number of independent experiments. No further statistical analysis can be done for panel D as in some cases (lymph node from B6-STIL mouse, lymphoma from CMV-STIL+/+ mouse) only one measurement exists.

      Panel F. The legend indicates that these data are from spleens and lymphomas. Is this correct? Would the results from non-lymphoma cells in the spleen mask the results from lymphoma cells?

      We apologize for this mistake and have corrected the legend to Figure panel 5F, which now reads: “Percentage of Ki67-positive cells in two B6-STIL, two CMV-STIL+/- and one CMV-STIL+/+ lymphoma. For comparison, frequencies of Ki67-positive cells in healthy lymph nodes from B6-STIL mice are displayed. Data are means ± SEM from at least two independent immunostainings per lymphoma or healthy lymph node. P-values were calculated using the one-way ANOVA with post-hoc Tukey test for multiple comparison. For space reasons, only statistically significant differences are displayed”.

      • *

      Panel F. The authors indicate that 'In line, assessment of lymphomas from B6-STIL control, CMV-STIL+/- and CMV-STIL+/+ mice by Ki67 immunostaining revealed that, corresponding to STIL protein levels, proliferation rates were elevated independent from lymphoma genotypes'. However, Ki67 levels, the marker for proliferation actually decreased in these samples indicating less proliferative cells. This needs to be clarified since the data shown appears to show the opposite of what is stated in the mansucript....

      As noticed by the reviewer further below, differences in the percentages of Ki67-positive, proliferating cells between lymphomas from B6-STIL, CMV-STIL+/- and CMV-STIL+/+ mice were statistically not significant. However, we have now for comparison added the results of Ki67 immunostaining of healthy lymph node tissue to Figure panel 5F, which show increased proliferation of lymphoma compared to normal lymph node cells. Also, a panel with images illustrating Ki67 labelling in healthy lymph node and lymphomas from different genotypes has been added to the figure (panel 5G). These data reveal that, independent from the genotype, proliferation rates of lymphoma cells are increased as compared to healthy lymph nodes, thereby further corroborating our assumption that STIL protein levels in lymphomas are increased as a consequence of their increased proliferation and independent from STIL transgene expression.

      • *

      Corresponding to point 3 above, the authors suggest that 'STIL protein expression is a consequence of increased lymphoma cell proliferation.' This hypothesis cannot explain STIL protein levels if proliferation has actually decreased.

      Please see our response to point 3 above.

      • *

      Corresponding to point 3 and 4 above, the actual data is marked as non-significant indicating there is actually no proliferative difference among the samples.

      This is correct. See also our comments to point 3 and 4 above.

      __ Panel 5I. The authors state that 'On the other hand, overall levels of chromosomal copy number aberrations were higher in lymphomas (mean gains + losses: 225.2 Å} 173.7 Mb) as compared to healthy tissues (mean gains + losses: 87.3 Å} 127.5 Mb; p=0.06), irrespective of their STIL transgene status (Fig. 4J; Fig. 5I), although the difference did not quite reach statistical significance.' The authors need to soften this statement since statistically, the samples are not different. For example, 'On the other hand, overall levels of chromosomal copy number aberrations appeared to trend higher in lymphomas as compared to healthy tissues irrespective of their STIL transgene status, although the difference did not quite reach statistical significance.'______ The statement was rephrased according to the reviewer´s suggestion.

      Figure 6____ 1. Panels A, B, and C require statistical analysis.

      We have now included the appropriate statistical analyses into panels A, B, and C in the figure panels and/or legends. However, the reported p-values should be interpreted as descriptive rather than confirmatory values due to the limited number of independent experiments.

      • *

      The figure legend references to panels C and D appear to be swapped.

      We thank the reviewer for this comment/observation. We have corrected this mistake.

      Panel F. Indicate that the samples are not significantly different.

      We have now included the appropriate statistical analysis including the indication that the samples are not statistically significantly different.

      • *

      __ Corresponding to point 3, the authors indicate that 'the proportion of Ki67-positive cycling cells was lower in tamoxifen-treated... ... although the difference did not quite reach statistical significance.' The authors need to soften this statement to reflect that the samples are not statistically different (i.e. 'appeared lower' or similar).______ The statement was rephrased according to the reviewer´s suggestion.

      __Figure 6 and 7 _ Do you have data for B6-STIL animals treated with and without tamoxifen? The experiments as shown demonstrate the differences between control and tamoxifen-treated animals of the same genotype, but it is unclear if any of these effects are due to the underlying genotypes or from tamoxifen itself. ___ The experiments presented in Figures 6 and 7 have not been performed in B6-STIL control mice with and without tamoxifen treatment.

      Supplemental Figure 1____ 1. Please include molecular weight marker for this and all panels showing PCR products.

      Molecular weight markers for the DNA ladder (L) with the corresponding bp size have now been included into all Figure panels showing PCR products as requested.

      The B6-STIL and CMV-STIL+/- lines should contain a larger MW band corresponding to the STIL-F and STIL-R PCR product. Please show if possible.

      We thank the reviewer for the important remark. We agree that there should be a large PCR product band at around 3000 bp containing the bacterial neomycin phosphotransferase gene (TK-neo-pA) and the STOP cassette in the B6-STIL control mice/MEFs, and two PCR product bands (large: 3000 bp, small: 410 bp) in the heterozygous CMV-STIL+/-mice/MEFs. When we began with genotyping, we did indeed observe both bands depending on the STIL background (see figure below). However, the band intensity of the larger PCR product was relatively weak (arrowheads) compared to the smaller PCR product, and its visibility was dependent on genomic DNA input and PCR efficiency. During the PCR optimization process, the PCR conditions were changed in such a way that the yield of the small band were increased despite small input amounts of genomic DNA, but at the expense of the large PCR product band (arrows). At the end of the optimization process the larger PCR product had almost disappeared, making the discrimination between heterozygous CMV-STIL+/- and homozygous CMV-STIL-/- DNA difficult. Therefore, we decided to additionally check for STOP cassette excision in a second PCR approach in parallel. In the genotyping results shown in Supplemental Figure S1B, which have been produced after PCR optimization, no larger STIL PCR product band was visible anymore.

      __Supplemental Figure 6 _ 1. The 'Spleen' sample is missing the B6-STIL control data. 'Liver' is missing CMV-STIL+/+. Please include or indicate why they are missing. The plot order of the samples differs for 'Liver' (red, black) compared to the others (black, red, blue). Indicate statistical significances. ___ We apologize for this mistake, have corrected the Figure (formerly Supplemental Figure S6, S2 in the revised version of the manuscript), and have included the missing spleen and liver samples.

      • *

      General issues ____ 1. The materials and methods indicate that HPRT and PIPB were used as reference genes, but only HPRT is referred to in the qPCR figure legend.

      We thank the reviewer for this comment/observation. As generally recommended (Vandesomele et al., Genome Biol 3(7): research0034.1-research0034.11, 2002; Kozer and Rapacz, J Appl Genet 54(4): 391-406, 2013) we used both reference genes for accurate normalization of qPCR in all experiments. We have now corrected this mistake in the figure legend.

      • *

      Figure panels 1F and 3C display 95% confidence intervals while others use SEM. Is there a reason for this?

      In the two referenced figures (former Figure 1F has been deleted from the manuscript, see also our comment to point 1 of reviewer #1 for reasons; Figure 3C of the former manuscript is now Figure 3D in the revised manuscript version) the endpoint variable was defined by whether individual cells in a single experiment showed a certain property or not (binary variables). By definition, these kinds of variables show a nonsymmetric error structure, which cannot be expressed properly by a single value such as the standard error (SEM), but can be covered correctly by a confidence interval. For the same reason, Fisher’s exact tests were employed to obtain p-values in these situations. In the other figures, the relevant endpoint variables were roughly normally distributed, either directly, or due to them being an average of many values. In this case, a symmetric SEM was thus considered sufficient, and t-tests were used for p-values. To make this clear in the figures, we used different display options to distinguish between error bars showing SEM or 95% CI.

      __Reviewer #2 (Significance (Required)): ______ *In this manuscript, Moussa et al. describe the effects of over-expressing the centriole duplication factor STIL in whole mice and with expression restricted to the skin. They find that over expression of STIL, similar to that of PLK4, induces centriole overduplication, abnormal mitoses, and genetic instability leading to cell arrest. Additionally, over-expressing STIL results in microcephaly, perinatal lethality and a shortened lifespan. In addition, they do not find that expression of the p53 R127H mutant alleviates the cell growth defect. Moreover, overexpression of STIL does not lead to increased general tumour formation and suppresses tumour formation in an induced skin tumour model. Although this is an interesting manuscript, the authors need address a number of issues before this manuscript can be recommend the manuscript for publication. Importantly, the manuscript lacks statistical analyses to support some of their conclusions, some figures should be quantified, and controls are missing in some cases. *

      __Reviewer #3 (Evidence, reproducibility and clarity (Required)): ______ Previously it has been proposed that supernumerary centrioles play important deleterious effects in vivo including increased tumorigenesis. However, the work was inconclusive because the way of inducing centriole amplification via the PLK4 kinase could have induced other effects besides supernumerary centrioles. To resolve this question, the authors generated a mouse model of centrosome amplification, in which the structural centriole protein STIL is overexpressed. Using this mouse model in vivo along with mutant mouse embryonic feeder (MEF) lines in vivo, the authors test out the role of centrosome amplification in vivo in animal development, lifespan, and tumorigenesis. They report both embryonic lethality, defects in brain development, and shortened life span in these mice. They also find that skin tumorigenesis is reduced in the mutant mice, and demonstrates that the STIL overexpression effects are not perturbed in a dominant negative p53 model. The authors demonstrate that STIL overexpression causes centrosome amplification accompanied by aneuploidy, which however is highly deleterious for cell fitness even in the absence of p53. Clearly, tissue corrective mechanisms lead to the elimination of cells with extra centrosomes and/or aneuploidy by impaired proliferation, senescence, and apoptosis. This finding is interesting and significant and seems worthy of dissemination to the broader readership.

      This study is thorough and well executed and there is a significant body of work that leads to solid conclusions. The data is convincing, and the figure are well presented. It was refreshing to read this paper, as it was not so cluttered with data that the message gets murky, yet the data was clearly very substantial. The text is clear and easy to follow.


      There really are only minor aspects of this paper that need correction, in my opinion. The text should be thoroughly checked for typos, few extra redundant words here and there, and a couple of confusing sentences.______ As suggested by the reviewer we have rechecked the manuscript for typos, redundancies, and confusing sentences and corrected where necessary and appropriate. __* *

      For example, the last sentence in abstract is confusing 'These results suggest that supernumerary centrosomes... [result in]... tumor formation' because it should read 'reduced tumor formation' or 'impairs tumorigenesis' or otherwise be written more clearly because it seems to convey the opposite message the way it is right now. ______ We thank the reviewer for this comment and have corrected the sentence, which now reads: “These results suggest that supernumerary centrosomes impair proliferation in vitro as well as in vivo, resulting in reduced lifespan and delayed spontaneous as well as carcinogen-induced tumor formation”. The p53 dominant negative mutant is not exactly a KO so it is not fair to say "in the absence of p53"; the verbiage should be corrected and checked throughout the paper - perhaps 'interfering with p53 normal function' is more appropriate.__ As suggested by the reviewer we have corrected the wording and have substituted “absence of p53” by “interference with p53 function” where appropriate. The sentence "Senescence- and apoptosis-driven depletion of the stem cell pool may explain reduced life span and tumor formation in STIL transgenic mice." from discussion is highly speculative and should be edited to clearly convey its speculative nature or removed entirely. ______ We agree with the reviewer and have deleted the sentence from the discussion section of the manuscript.

      __Reviewer #3 (Significance (Required)): ______ Clearly, tissue corrective mechanisms lead to the elimination of cells with extra centrosomes and/or aneuploidy by impaired proliferation, senescence, and apoptosis. This finding is interesting and significant and seems worthy of dissemination to the scientific community. It adds to previous work on another centriole related protein PLK4 kinase that led to very different conclusions.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      Previously it has been proposed that supernumerary centrioles play important deleterious effects in vivo including increased tumorigenesis. However, the work was inconclusive because the way of inducing centriole amplification via the PLK4 kinase could have induced other effects besides supernumerary centrioles. To resolve this question, the authors generated a mouse model of centrosome amplification, in which the structural centriole protein STIL is overexpressed. Using this mouse model in vivo along with mutant mouse embryonic feeder (MEF) lines in vivo, the authors test out the role of centrosome amplification in vivo in animal development, lifespan, and tumorigenesis. They report both embryonic lethality, defects in brain development, and shortened life span in these mice. They also find that skin tumorigenesis is reduced in the mutant mice, and demonstrates that the STIL overexpression effects are not perturbed in a dominant negative p53 model. The authors demonstrate that STIL overexpression causes centrosome amplification accompanied by aneuploidy, which however is highly deleterious for cell fitness even in the absence of p53. Clearly, tissue corrective mechanisms lead to the elimination of cells with extra centrosomes and/or aneuploidy by impaired proliferation, senescence, and apoptosis. This finding is interesting and significant and seems worthy of dissemination to the broader readership. This study is thorough and well executed and there is a significant body of work that leads to solid conclusions. The data is convincing, and the figure are well presented. It was refreshing to read this paper, as it was not so cluttered with data that the message gets murky, yet the data was clearly very substantial. The text is clear and easy to follow.

      • There really are only minor aspects of this paper that need correction, in my opinion. The text should be thoroughly checked for typos, few extra redundant words here and there, and a couple of confusing sentences.
      • For example, the last sentence in abstract is confusing 'These results suggest that supernumerary centrosomes... [result in]... tumor formation' because it should read 'reduced tumor formation' or 'impairs tumorigenesis' or otherwise be written more clearly because it seems to convey the opposite message the way it is right now.
      • The p53 dominant negative mutant is not exactly a KO so it is not fair to say "in the absence of p53"; the verbiage should be corrected and checked throughout the paper - perhaps 'interfering with p53 normal function' is more appropriate.
      • The sentence "Senescence- and apoptosis-driven depletion of the stem cell pool may explain reduced life span and tumor formation in STIL transgenic mice." from discussion is highly speculative and should be edited to clearly convey its speculative nature or removed entirely.

      Significance

      Clearly, tissue corrective mechanisms lead to the elimination of cells with extra centrosomes and/or aneuploidy by impaired proliferation, senescence, and apoptosis. This finding is interesting and significant and seems worthy of dissemination to the scientific community. It adds to previous work on another centriole related protein PLK4 kinase that led to very different conclusions.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      In this manuscript, Moussa et al. describe the effects of over-expressing the centriole duplication factor STIL in whole mice and with expression restricted to the skin. They find that over expression of STIL, similar to that of PLK4, induces centriole overduplication, abnormal mitoses, and genetic instability leading to cell arrest. Additionally, over-expressing STIL results in microcephaly, perinatal lethality and a shortened lifespan. In addition, they do not find that expression of the p53 R127H mutant alleviates the cell growth defect. Moreover, overexpression of STIL does not lead to increased general tumour formation and suppresses tumour formation in an induced skin tumour model.

      Although this is an interesting manuscript, the authors need address a number of issues before this manuscript can be recommend the manuscript for publication. Importantly, the manuscript lacks statistical analyses to support some of their conclusions, some figures should be quantified, and controls are missing in some cases.

      Major Issues

      1. Many of the figure panels lack appropriate statistical analyses to support the conclusions (see details below). This needs to be rectified.
      2. The authors suggest that the interpretation of PLK4 over-expression studies are hampered by the possibility of centriole/centrosome independent PLK4 roles and that STIL overexpression circumvents some of these issues. Although orthologous approaches to problems are always desired, STIL itself has also been implicated in other cellular processes, such as the Sonic hedgehog pathway (Carr AL, 2014) and in cell motility (Liu Y, 2020). In addition, the data presented in the manuscript are suggestive of a STIL function in the mouse that is independent of centriole number. The authors demonstrate that the amount of centriole over-duplication in MEFs containing a single copy of the STIL over-expression locus is equivalent to that of MEFs carrying two copies. However, in most other assays, the homozygous lines display more severe phenotypes, suggesting that STIL might have a function outside centriole duplication. he authros need to discuss this further in a revised manuscript.
      3. Why did the authors use the p53 R127H mutant instead of a p53 knockout or null allele system? The R127H mutant has a gain-of-function phenotype and cells expressing this mutant display different phenotypes than a p53 null. The primary conclusion in one of the references cited by the authors (Caulin C, 2007) is that p53R127H is a gain-of-function mutant and behaves distinct from loss-of-function p53 mutations, such as deletions using floxed alleles. Throughout the manuscript, the authors use terms that suggest the R127H allele is equivalent to a loss of function mutant. Given that supernumerary centriole growth arrest is universally suppressed by inactivation of p53 it is somewhat surprising that this pathway is not active in response to STIL over-expression. The authors should confirm this key conclusion by depleting p53 in MEFs using RNAi, or by using mice where complete inactivation of p53 can be achieved.

      Minor Issues and details

      Figure 1

      1. Panel E. It is unclear what the authors are calling an 'aberrant mitosis'. Typically an aberrant mitosis refers to chromosomal abnormalities such as multipolar spindles, anaphase bridges or micronuclei (which they quantify in Figure 2).
      2. Panel E. Please include images representing a normal mitosis from control cells derived from B6-STIL mice.

      Figure 2

      1. Panels B, E and F. Statistical significance is not indicated between B6-STIL and CMV-STIL+/- or CMV-STIL+/- and CMV-STIL+/+. The authors indicated a 'graded' phenotype which is qualitatively apparent, but should be backed by statistical analysis.
      2. Can the authors indicate how they scored a tetraploid cell? Some of the cells are 100% tetraploid while others contain other aberrations.
      3. Is the height of the rows in Panel D significant? What are the solid black rows?

      Figure 3

      1. Panels C, F, G, and K require statistical analyses.
      2. Panel D should be quantified.
      3. Panel E. mRNA expression is quantified in RPKM here, while GeTMM is used in Figures 3I and Supplementary Figures S2 and S6. Is there a reason this panel uses a different method? RPKM can be used for intra-sample comparisons, but is not ideal for comparison among different samples.
      4. Panel G. Can the authors show the original FACS profiles in Supplementary material?
      5. Panel H. Requires molecular weight markers
      6. Panel J. Missing B6-STIL control. Quantify Western blots.

      Figure 4

      1. The authors mention 'Simultaneously, we found an increased frequency of pups that died around birth.' Can the data for this be included?
      2. Panels B and D. Please include the data for CMV-STIL+/-.
      3. Panels C, F and K require statistics.
      4. Panel F. Include statistical analysis.
      5. Panel G/H. The levels of STIL in the CMV-STIL+/+ spleen are higher than the other samples, yet there is no concomitant increase in centriole overduplication. Can the authors comment on this?
      6. Panel J. The font within the plots is difficult to read.

      Figure 5

      1. Panels B, D and G require statistics.
      2. Panel F. The legend indicates that these data are from spleens and lymphomas. Is this correct? Would the results from non-lymphoma cells in the spleen mask the results from lymphoma cells?
      3. Panel F. The authors indicate that 'In line, assessment of lymphomas from B6-STIL control, CMV-STIL+/- and CMV-STIL+/+ mice by Ki67 immunostaining revealed that, corresponding to STIL protein levels, proliferation rates were elevated independent from lymphoma genotypes'. However, Ki67 levels, the marker for proliferation actually decreased in these samples indicating less proliferative cells. This needs to be clarified since the data shown appears to show the opposite of what is stated in the mansucript....
      4. Corresponding to point 3 above, the authors suggest that 'STIL protein expression is a consequence of increased lymphoma cell proliferation.' This hypothesis cannot explain STIL protein levels if proliferation has actually decreased.
      5. Corresponding to point 3 and 4 above, the actual data is marked as non-significant indicating there is actually no proliferative difference among the samples.
      6. Panel 5I. The authors state that 'On the other hand, overall levels of chromosomal copy number aberrations were higher in lymphomas (mean gains + losses: 225.2 Å} 173.7 Mb) as compared to healthy tissues (mean gains + losses: 87.3 Å} 127.5 Mb; p=0.06), irrespective of their STIL transgene status (Fig. 4J; Fig. 5I), although the difference did not quite reach statistical significance.' The authors need to soften this statement since statistically, the samples are not different. For example, 'On the other hand, overall levels of chromosomal copy number aberrations appeared to trend higher in lymphomas as compared to healthy tissues irrespective of their STIL transgene status, although the difference did not quite reach statistical significance.'

      Figure 6

      1. Panels A, B, and C require statistical analysis.
      2. The figure legend references to panels C and D appear to be swapped.
      3. Panel F. Indicate that the samples are not significantly different.
      4. Corresponding to point 3, the authors indicate that 'the proportion of Ki67-positive cycling cells was lower in tamoxifen-treated... ... although the difference did not quite reach statistical significance.' The authors need to soften this statement to reflect that the samples are not statistically different (i.e. 'appeared lower' or similar).

      Figure 6 and 7

      Do you have data for B6-STIL animals treated with and without tamoxifen? The experiments as shown demonstrate the differences between control and tamoxifen-treated animals of the same genotype, but it is unclear if any of these effects are due to the underlying genotypes or from tamoxifen itself.

      Supplemental Figure 1

      1. Please include molecular weight marker for this and all panels showing PCR products.
      2. The B6-STIL and CMV-STIL+/- lines should contain a larger MW band corresponding to the STIL-F and STIL-R PCR product. Please show if possible.

      Supplemental Figure 6

      1. The 'Spleen' sample is missing the B6-STIL control data. 'Liver' is missing CMV-STIL+/+. Please include or indicate why they are missing. The plot order of the samples differs for 'Liver' (red, black) compared to the others (black, red, blue). Indicate statistical significances.

      General issues

      1. The materials and methods indicate that HPRT and PIPB were used as reference genes, but only HPRT is referred to in the qPCR figure legend.
      2. Figure panels 1F and 3C display 95% confidence intervals while others use SEM. Is there a reason for this?

      Significance

      In this manuscript, Moussa et al. describe the effects of over-expressing the centriole duplication factor STIL in whole mice and with expression restricted to the skin. They find that over expression of STIL, similar to that of PLK4, induces centriole overduplication, abnormal mitoses, and genetic instability leading to cell arrest. Additionally, over-expressing STIL results in microcephaly, perinatal lethality and a shortened lifespan. In addition, they do not find that expression of the p53 R127H mutant alleviates the cell growth defect. Moreover, overexpression of STIL does not lead to increased general tumour formation and suppresses tumour formation in an induced skin tumour model.

      Although this is an interesting manuscript, the authors need address a number of issues before this manuscript can be recommend the manuscript for publication. Importantly, the manuscript lacks statistical analyses to support some of their conclusions, some figures should be quantified, and controls are missing in some cases.

    4. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #1

      Evidence, reproducibility and clarity

      Supernumerary centrosomes are observed in the majority of human tumors. In cells they induce abnormal mitosis leading to chromosome missegregation and aneuploidy. In animal models it is demonstrated that extra centrosomes are sufficient to drive tumor formation. Previous work studying the impact of centrosome amplification on tumor formation in vivo used Plk4 overexpression to drive the formation of supernumerary centrosomes. In this manuscript Moussa and co-workers from the Krämer group developed a mouse model in which centrosome amplification is triggered by the overexpression of the structural centrosomal protein STIL rather than the kinase Plk4 in order to a) assess the potential for centrosome amplification induced by STIL overexpression to drive tumor formation and b) to rule out any potential non-centrosomal related effects of the kinase Plk4 on tumor formation. The authors show that STIL ovexrexpression in cells (MEFs) drives centrosome amplification and aberrant mitosis (Fig. 1), leading to chromosome missegregation and aneuploidy (Fig. 2). They also show that STIL overexpression is linked to reduced cellular proliferation and apoptosis (Fig 3). The authors then present in vivo experiments performed in mice. They observed that STIL expression causes embryonic lethality, microcephaly and a reduced lifespan (Fig 4). Despite increased STIL mRNA levels they do not detect elevated STIL protein levels in adult tissues except for the spleen. They do not detect significant increase of centrosome amplification or aneuploidy in animal tissues (Fig 4) and they conclude of a STIL translational shut down in most adult tissues. The authors then assess the impact of STIL overexpression on tumor formation. They observed a reduced spontaneous tumor formation despite elevated STIL mRNA levels in both healthy and tumor (lymphomas) tissues of mice overexpressing STIL. They don't detect increased centrosome amplification and aneuploidy in lymphomas from STIL overexpressing mice compared to lymphomas naturally occurring in control animals (Fig 5). Finally, they found that STIL overexpression suppresses chemical skin carcinogenesis using a combination of tamoxifen induction of STIL in the skin with DMBA/TPA carcinogenic treatment (Fig 7). They link this effect to an increased number of centriole and a reduction in cycling cells number in the skin of STIL overexpressing mice (Fig 6).

      The manuscript is written in a clear manner. The experimental approaches are properly designed and the experimental methods are described in sufficient details. Most of the experimental data present a good number of replicates. The figures are generally well assembled despite some errors in a few panels/legends (see major and minor points). Most of the conclusions are supported by the experimental data. However, a few specific points or interpretations are not convincingly supported by the experimental data (see major points) and will need to be revised and/or reformulated.

      Major points:

      1. Figures 1D and F show that MEFs hemizygous (CMV-STIL+/-) and homozygous (CMV-STIL+/+) for STIL present similar level of centrosome amplification and aberrant mitosis. Although, despite these similarities the homozygous MEFs display about two time more micronuclei and chromosomes aberrations (Fig. 2). The authors explain this discrepancy by the fact that MEFs homozygous for STIL have reduced proliferation and an increased propension to stay in interphase compared to hemizygous MEFs (Fig. 3). I don't understand why an interphase arrest would lead to a higher chromosomal instability resulting in higher micronuclei formation and abnormal karyotypes since those phenotypes are the consequences of abnormal mitosis occurring in cycling cells. I would rather argue that Homozygous MEFs are more prone to cell cycle arrest because of mitotic errors, but those mitotic errors cannot be explained by the centrosome status or the mitotic figures quantified in homozygous MEFs. Therefore, the authors explanation written as: "Graded inhibition of proliferation and accumulation of cells in interphase explains why CMV-STIL+/- and CMV-STIL+/+ MEFs contain increasing frequencies of micronuclei and aberrant karyotypes (Fig. 2) despite similar levels of supernumerary centrosomes" is not right for me. The authors should reformulate this section of the manuscript so their conclusion fit their data. The differences between hemi and homozygotes MEFs regarding chromosome stability could come from mitotic errors they did not spot using fixed immunofluorescence images of mitotic MEFs. Thus, as an optional additional experiment, analyzing live mitosis of MEFs could potentially help reconciliate results from mitotic figures and from karyotypes.
      2. Figure 5 panel F does not support the claim of the main text and does not match the legend of the figure: In the text the authors wrote: "Ki67 immunostaining revealed that, ..., proliferation rates were elevated independent from lymphoma genotypes". If the authors claim and increased cell proliferation in lymphoma compared to lymph nodes, which is expected, they should show the data for the lymph node in the graph. In addition, in the legend the authors mentioned a "Percentage of Ki67-positive cells in healthy spleens and lymphomas from mice with the indicated genotypes." Since there are three genotypes and two tissue types but the figure presents a graph with only three bars did the Spleen and lymphoma data were combined? Or did some data were not inserted in the graph? Thus, since the data does not support the claim for an increased cell proliferation in lymphoma, the authors explanation for the increased protein level observed in these lymphomas (Fig. 5 panel E) is not supported. Therefore, the authors need to present the correct data in the figure or to change their conclusion. They will also need to correct the figure legend and to add a panel with images illustrating the Ki67 labelling in the different tissues in the figure.

      Minor points:

      1. In the introduction, page 4 paragraph 3, the authors wrote: "To assess the impact of centrosome amplification on CIN, senescence, lifespan and tumor formation in vivo without interfering with extracentrosomal traits,..." they need to clarify what they meant by extracentrosomal traits.
      2. In the 1st paragraph of the results, page 4, the authors wrote: "leads to ubiquitous transgene expression at levels similar to the CAG promoter used in most..." but there is no link to a figure presenting the mRNA levels in those mice (potentially Fig. 4F and Fig. S6). Also, in the references cited for comparison, to my knowledge, there was no measurement of Plk4 mRNA levels in tissues in the work from Marthiens and colleagues, in this work the authors assess the expression of the Plk4 transgene by investigating the presence of the protein.
      3. Page 5 second line the authors wrote: "Despite the graded increase in Plk4 expression, CMV-STIL+/- and, CMV-STIL+/+ MEFs exhibited a similar increase in supernumerary centrioles". The authors must meant increase in STIL expression or do they have data not shown about an increase of Plk4 expression? Then they explain this absence of difference in supernumerary centriole by the ability of "excess Plk4" to access the centrosome, again they probably meant STIL. Regarding this point and related to Major Point 1 it might be worth for the authors to quantify actual extra centrosomes in mitosis rather than cells with more than 4 centrioles in interphase (as in Fig. 1C, D). They might find differences in the number of centrosomes in hemizygous versus homozygous MEFs.
      4. Page 5, in the first paragraph the authors mention "the rate of respective mitotic aberrations..." without defining the mitotic aberrations. For instance, in panel 1E a metaphase with 4 centrosomes is shown for CMV-STIL+/- while an anaphase with an unknown number of clustered centrosomes is presented for CMV-STIL+/+. Classifying the different types of aberrant mitotic figures (i.e: multipolar anaphases versus bipolar with clustered centrosomes) might help the authors identify differences between hemi and homozygous MEFS that may explain the differences in the proportions of chromosomes aberrations they present in Fig. 2.
      5. In Fig 4A the number of mice analyzed should be mentioned.
      6. In Fig. 5E, the band corresponding to STIL protein is difficult to visualize in the B6-STIL control, it is therefore difficult to compare its level to the level of STIL protein in the CMV-STIL hemizygotes and homozygotes. If possible, it would improve the manuscript to present a blot with clearer results.
      7. Related to Figure 6B the authors wrote a "5 to 10 fold-increased expression..." in the text while panel 6 B show a maximum of 8 fold increase.

      Significance

      Centrosome amplification is a demonstrated cause of genomic instability and tumor development as shown in multiple previous work performed in mice. In this work, Moussa and co-workers developed a mouse model that does not depends on Plk4 to trigger centrosome amplification but which depends on the overexpression of the centrosome structural protein STIL. This effort is welcome as previous works could not formally rule out potential role of Plk4, not related to its centrosome duplication function, on tumor formation.

      The authors show that their system is functional in MEFs where STIL overexpression drives centrosome amplification and aneuploidy. Unfortunately, in vivo, despite elevated level of STIL mRNA they do not detect centrosome amplification in tissues and consequently, they do not observe an increase rate of aneuploidy and tumor formation. This result is not surprising as previous studies using strong promoters (comparable to the one used to drive STIL expression in this study) to induce Plk4 overexpression led to similar results, i.e. an absence of centrosome amplification in adult tissues and no effects on tumor formation.

      Therefore, the results and the concepts proposed in this work are not novel but they reinforce previous studies showing the deleterious effect of high level of centrosome amplification on cells. This work also confirms that strong mechanisms, here the authors propose a translational shut-down, are preventing the apparition or the persistence of high level of centrosome amplification in animal tissues.

      By complementing existing results with the use of an alternate experimental approach this study will be of interest for the scientific community working on the basic biological mechanisms driving aneuploidy and tumor development.

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      Reply to the reviewers

      Reply to the Reviewers

      We sincerely thank the Referees for providing important and constructive comments. We have addressed their concerns point-by-point as described below.

      Associated to Reviewer#1's comments

      *- Diploid embryos are used as controls. Gynogenetic diploids seem to be better controls to ensure that the observed phenotypes are not related to loss of heterozygosity. To limit the amount of work, the use of gynogenetic diploids could be restricted to spindle polarity and centrosome number experiments. *

      Response 1-1

      __[Experimental plan] __Following the reviewer's suggestion, we will conduct immunostaining of a-tubulin and centrin (for visualizing the spindles and centrioles, respectively) in gynogenetic diploids that will be generated by applying heat shock to gynogenetic haploid embryos during the 1st - 2nd cleavage stage. We will observe the head area of gynogenetic diploid larvae at 3-dpf when the haploid counterparts suffer particularly drastic centrosome loss and spindle monopolarization.

      • *

      • *

      *- As the authors discuss, it would be necessary to rescue centrosome loss to establish a causal relationship between centrosome loss and haploid viability. I certainly acknowledge that this is difficult (if not impossible), but it currently limits the significance of the results. *

      Response 1-2

      We agree that rescuing centrosome loss would provide an important advancement in understanding the cause of haploid syndrome in the context of our study. However, as the reviewer also pointed out in the above comment, this poses a significant technical challenge. As described in Discussion in the original manuscript, we have attempted to restore normal centrosome number through cell cycle modulations. However, we have not found a condition that rescues centrosome loss without damaging larval viability. As an alternative approach, we have also tried to induce centriole amplification by injecting mRNA encoding plk4, an essential centriole duplication inducer. However, this caused earlier embryonic death, precluding us from observing its effects on larval morphology after 1 dpf. The main challenge is that any treatment to increase centrosome number can cause centrosome overduplication, which is as deleterious to development as centrosome loss. Efforts to identify a key factor enabling the rescue of centrosome loss in haploid larvae are underway in our laboratory, which requires new explorations over several years and is beyond the scope of the present study. Reflecting on the reviewer's comment, we added a new sentence explaining the situation on this issue (line 395, page 19). To further discuss possible contributions of centrosome loss and mitotic defects to haploidy-linked embryonic defects, we also added a citation of a previous study reporting that depletion of centrosomal proteins caused mitotic defects leading to embryonic defects similar to those observed in haploid embryos in zebrafish (Novorol et al., 2013 Open Biology; line 380, page 19).

      __[Experimental plan] __Meanwhile, as a new trial to induce centriole amplification in a scalable and temporally controllable manner, we plan the following experiment, which can be conducted within the time range of the revision schedule: We will investigate the effects of low dose treatment of a plk4 inhibitor centrinone B on tissue growth and viability of haploid larvae. A recent study reported that centrinone B had complicated effects on the centriole duplication process, which is highly dose-sensitive (Tkach et al., 2022 Elife, PMID: 35758262). While it blocks centriole duplication at sufficiently high concentrations for blocking plk4 activities, it paradoxically causes centriole amplification at suboptimal conditions, presumably though over-stabilizing plk4 by blocking its autophosphorylation-dependent degradation (while its centriole duplicating function remains active). Since a previous study showed that centrinone B is also effective in zebrafish embryos (Rathbun et al., 2020 Current Biology, PMID: 32916112), we try to find optimal centrinone B treatment condition that potentially restores tissue growth or viability of haploid embryos. If we find such a rescuing condition, we will address the principle of the rescuing effects by investigating the possession of centrioles in mitotic cells in these haploid larvae.

      *- Some experiments are not, or arguably, quantified/statistically analyzed. *

      o Figure 2, Active caspase level. Larvae are sorted into three categories, and no statistical test is performed on the obtained contingency table. A Fisher'*s exact test here, or much better, the active caspase-3 levels should be quantified, instead of sorting larvae into categories. *

      Response 1-3

      We apologize that we showed only "zoomed-out" images of the immunostained embryos in the original figures (Fig. 2A), which precluded a clear presentation of the haploidy-associated aggravation of apoptosis and mitotic arrest. We could clearly distinguish cleaved caspase-3- and pH3-positive cells from non-specific background staining with an enlarged view of the same immunostaining data. Therefore, to quantitatively evaluate the extent of the haploidy-linked apoptosis and mitotic arrest, we compared the density of these cells within the right midbrain. This new quantification demonstrated a statistically significant increase in cleaved caspase-3- or pH3-positive cells in haploids compared to diploids.

      In the revised manuscript, we added the enlarged views of cleaved-caspase and pH3 immunostaining (Fig. 2B) and new quantifications with statistical analyses (Fig. 2C). Accompanying these revisions, we omitted the categorization of the severeness of the apoptosis, which was pointed out to be subjective in the reviewer#2's comment (see Response 2-3). We rewrote the corresponding section of the manuscript to explain the new quantitative analyses (line 143, page 7).

      o Same comment for 3E-F. Larvae are scored as Scarce, Mild or Severe. Looking at Fig S3A, I see one mild p53MO embryo, but the two others are not that different from 'severe' cases, which would completely change the contingency table. Again, a proper quantification would be better.

      Response 1-4

      We also quantified the frequency of cleaved caspase-3-positive cells in control and p53MO larvae (original Fig. 3E and F) as described in Response 1-3. While conducting the cell counting with enlarged images, we realized that staining quality within the inner larval layers of morphants was relatively poor in these experiments. This problem precluded us from counting cleaved caspase-3-positive cells within the inner larval layers. Therefore, we tentatively quantified only the surface larval layers of these morphants and found that cleaved caspase-3-positive cells were significantly reduced in haploids upon depletion of p53. We currently show this quantification in Fig. 3G of the revised manuscript. While this quantification confirmed the trend of p53MO-dependent decrease in apoptosis, we think it more appropriate to newly conduct the same experiment with better quality of the staining to apply the same standard of quantification for Fig. 3 as Fig. 2.


      __[Experimental plan] __For the reason described above, we propose to re-conduct immunostaining of cleaved caspase-3 in control and p53MO-injected haploid larvae to improve the visibility of the inner layer of the larvae for better quality of the quantitation.

      Meanwhile, we revised Fig. 3 by adding an enlarged view of immunostaining in Fig. 3F and omitting the subjective categorization shown in the original Fig. 3F and S3A. We plan to replace these data with new images and quantification to be obtained during the next revision. We also rewrote the main text to update these changes (line 166, page 8).

      *o Figure 4D-E, no stats. *

      Response 1-5

      We conducted the ANOVA followed by the post-hoc Tukey test for new Fig. 4D and the Fisher exact test with Benjamini-Hochberg multiple testing correction for new Fig. 4E. Please note that statistical analyses were conducted after adding the data from original Fig. 6B-C following the reviewer's suggestion (see also Response 1-6).

      *o Figure 6, Reversine treated haploid should be compared to haploid embryos (on the graphs and statistically). If no specific controls have been quantified for this experiment, data could be reused from previous figures, provided this is stated. *

      Response 1-6

      The live imaging data shown in original Fig. 4C-E and Fig. 6A-C were obtained within the same experimental series conducted in parallel at the same period under the same experimental condition. In the original manuscript, we separated them into two different figures according to the logical flow. However, following the reviewers' comments (see also Response 2-1), we realized it more appropriate to show them as a single figure panel as in the original experimental design. Therefore, we moved the reversine-treated haploid data from the original Fig. 6A-C to Fig. 4C-E to facilitate direct comparison among conditions with statistical analyses (see also Response 1-5).

      *o Rescue by p53MO and Reversine, it would be nice to also include diploid measurements on the graphs, so that the reader can appreciate the extent of the rescue. *

      Response 1-7

      Following the reviewer's comment, we added control MO-injected or DMSO-treated diploid larval data in the corresponding graphs in Fig. 3I and 6G, respectively. Please refer to Response 2-6 for further discussion on the extent of the rescue.

      Minor comments:

      *- Lines 221-223, authors claim that centriole loss and spindle monopolarization commence earlier in the eyes and brain than in skin. I am note sure I see this in Fig. S5. It could as well be that the defect is less pronounced in skin. *

      Response 1-8

      We rewrote the manuscript to include the possible interpretation suggested by the reviewer on the result (line 225, page 11).

      • *

      - Lines 227-229, authors claim that 'The developmental stage when haploid larvae suffered the gradual aggravation of centrosome loss corresponded to the stage when larval cell size gradually decreased through successive cell divisions'. I did not get that. Doesn'*t cell size decrease since the first division? Fig 5D shows that cell size decreases all along development. *

      Response 1-9

      We agree that the original sentence implies, against our intention, that cell size does not decrease before the developmental stage mentioned here. To correct this problem, we rewrote the corresponding part of Discussion as below (line 230, page 11):

      "Since the first division, embryonic cell size continuously reduces through successive cell divisions during early development (Menon et al., 2020). Cell size reduction continued at the developmental stage when we observed the gradual aggravation of the centrosome loss in haploid larvae."

      *- Some correlations are used to draw conclusions: *

      o Line 301-303. "The correlation between centrosome loss and spindle monopolarization indicates that haploid larval cells fail to form bipolar spindle because of the haploidy-linked centrosome loss."*. As stated by the authors, this is a correlation only. I agree it points in this direction. *

      Response 1-10

      We added a note to the corresponding sentence to draw readers' attention to the discussion on the limitation of the study with respect to the lack of centrosome rescue experiment (line 332, page 16).

      O Line 305-308. "*Interestingly, centrosome loss occurred almost exclusively in haploid cells whose size became smaller than a certain border (Fig. 5), indicating that cell size is a key determinant of centrosome number homeostasis in the haploid state." This one is more problematic. There is no causal link established between cell size and centrosome number homeostasis. It could very well be that some unidentified problem induces both a reduction in cell size and the loss of centrioles. *

      Response 1-11

      To avoid an over-speculative description, we deleted the subsentence "indicating that cell size is a key determinant of centrosome number homeostasis in the haploid state." (line 336, page 17). We also added a new sentence, "Alternatively, it is also possible that other primary causes, such as the lack of second active allele producing sufficient protein pools induced cell size reduction and centrosome loss in parallel without causality between them." to discuss the possibility raised by the reviewer (line 348, page 17), in association with another comment from the reviewer #3 (see also Response 3-3).

      • *

      *I have concerns regarding the significance of the reported findings. Haploid zebrafish embryos show numerous developmental defects (some as early as gastrulation, as previously shown by the authors, Menon 2020), and they die by 4 dpf. That they experience massive apoptosis at day 3 does not seem very surprising, and that inhibiting p53 transiently improves the phenotype is not a big surprise. *

      Response 1-12

      Many reports have revealed tissue-level developmental abnormalities in haploid embryos since the discovery of haploid lethality in vertebrates more than 100 years ago. This has stimulated speculation of underlying causes of haploid intolerance for decades. However, there have been surprisingly few descriptions of cellular abnormalities underlying these tissue defects, precluding an evidence-based understanding of the principle that limits developmental ability in haploid embryos. Our findings of the haploidy-linked p53 upregulation and mitotic defects illustrate what happens in the dying haploid embryos at a cellular level. These findings would provide an evidence-based frame of reference for understanding why vertebrates cannot develop in the haploid state and also provide clues to controlling haploidy-linked embryonic defects in future studies. We added a new section in Discussion to discuss the importance of addressing the haploidy-linked defects at a cellular level (line 276, page 14).

      *This reminds me of the non-specific effects of morpholino injection, which can be partially rescued by knocking down p53. *

      Response 1-13

      We believe the reviewer refers to the previous findings that different morpholinos generally have off-target effects activating p53-mediated apoptosis (e.g., Robu et al., 2007 PLoS Genet, PMID:17530925). However, p53 upregulation and apoptosis aggravation were also observed in uninjected haploid embryos free from morpholinos' artificial effects (Fig. 2, Fig. 3A, and B). To further address this issue, we plan to compare the frequency of cleavage caspase-3-positive cells between uninjected and control MO-injected haploids after revising the immunostaining of morphants in the original Fig. 3E-F (see Response 1-4 for details).

      *The observation of mitotic arrest and mitotic defects and the observation that haploid cells often lack a centrosome is interesting. However, I felt that the manuscript suggested that these observations were novel and could explain the haploid syndrome specifically in non-mammalian embryos, when the authors reported the same observations in human haploid cells as well as in mouse haploid embryos (Yaguchi 2018). To me, this manuscript mainly confirms that their previous observation is not mammalian specific, but at least conserved in vertebrates. *

      Response 1-14

      As we originally wrote (line 341, page 17 in the original manuscript), we think these haploidy-linked cellular defects are conserved among mammalian and non-mammalian vertebrates. To improve the clarity of our interpretation, we rewrote a corresponding part of the manuscript (line 50, page 2).

      *While I am no expert at centrosome duplication, I find the observation that haploidy leads to centrosome loss very intriguing, but have the impression that this manuscript falls short of improving our understanding of this phenomenon. *

      Response 1-15

      We express our gratitude to the reviewer for being interested in our findings. We hope the revisions made in the manuscript and the new results provided by the planned experiments will strengthen the contribution of this study to our understanding of haploidy-linked cellular defects.

      • *

      • *

      Associated to Reviewer#2's comments

      - Lack of proper controls in many experiments. For example, in the experiments where the authors treated haploids with reversine to suppress the SAC, there was no no-treatment control (Fig. 6A-C).

      Response 2-1

      We addressed the same point in__ Response 1-6__. In the original manuscript, we separately presented control and experimental conditions in the same experiment series in Fig. 4 and Fig. 6. We rejoined them in Fig. 4 as in the original experimental design. Please refer to __Response 1-6 __for further details.

      • In Fig. 6D, when a DMSO control was included, the control fish were from 3 dpf while the reversine-treated fish were from 0.5-3 dpf. This is a big flaw in experimental design, especially considering the authors were looking at mitotic index, which is hugely impacted by developmental time. *

      Response 2-2

      In this experiment, we treated haploid larvae with either DMSO or reversine from 0.5 to 3 dpf, isolated cells from the larvae at 3 dpf, and subjected them to flow cytometry. Both DMSO- and reversine-treated larval cells were from 3-dpf larvae. Therefore, this experiment does not have the problem noted by the reviewer. To improve the clarity of the description of the experimental design, we rewrote the corresponding part of the figure legend (line 646, page 34).

      - Subjective and inadequate data quantification. In the immunostaining experiments to detect caspase-3 and pH3, the authors either did not quantify at all and only showed single micrographs that might or might not be representative (for pH3), or only did very subjective and unconvincing quantification (for caspase-3). Objective measurements of fluorescence intensity could have been done, but the authors instead chose to categorize the staining into arbitrary categories with unclear standards. In example images they showed in the supplementary data, it is not obvious at all why some of the samples were classified as "mild" and others as "*severe" when their staining did not appear to be very different. *

      Response 2-3

      We apologize that we showed only "zoomed-out" images of the immunostained embryos in the original figures (Fig. 2A, 3E, and 6F), in which the distribution of individual cleaved caspase-3- or pH3-positive cells could not be clearly recognized. We added the enlarged view of identical immunostaining where these cells were clearly visualized in a countable manner (Fig. 2B, 3F, and 6D). Following the reviewer's suggestion, we newly conducted quantification by comparing the density of these cells within the right midbrain in haploids and diploids.

      This new quantification demonstrated the haploidy-linked increase in cleaved caspase-3- or pH3-positive cells and a reversine-dependent decrease in pH3-positive cells. We added these new quantifications with statistical analyses to the revised manuscript (Fig. 2C and 6E). Accompanying these revisions, we omitted the categorization of the severeness of apoptosis, which was pointed out to be subjective. We rewrote the corresponding section of the manuscript to explain the new quantitative analyses (line 143, page 7; line 260, page 12).

      While we also quantified cleaved caspase-3-positive cells in control and p53MO larvae in the original Fig. 3E, we realized that the staining quality of the inner larval layers of these morphants was relatively poor and could not apply the same standard of quantification as Fig. 2. Though we confirmed a statistically significant reduction in cleaved caspase-3-positive cells upon p53 depletion by quantified limited number of confocal sections (shown in Fig. 3G, please see also Response 1-4 for details), we decided to re-conduct this experiment for improving the staining quality to apply the same criteria of quantification for Fig 3 as Fig. 2 (Experimental plan is provided in Response 1-4).

      Please note that we also tried to evaluate the extent of apoptosis and mitotic arrest based on the fluorescence intensity of organ areas. However, background staining outside the dead cell area precluded the precise quantification.

      Additionally, the authors claimed that "*clusters of apoptotic cells" were only present in haploids but not diploids or p53 MO haploids, but they did not show any quantification. From the few example images (Fig.S3A), apoptotic clusters can be seen in p53 MO treated fish. Also, in some cases, the clusters were visible only because those fish were mounted in an incorrect orientation. For example, in Fig. S3A, control #2, that fish was visualized from its side, thus exposing areas around its eye that contained such clusters. These areas are not visible in other images where the fish were visualized from the top. *

      __Response 2-4 __

      We agree that the definition of "apoptotic clusters" was ambiguous in the original manuscript. We also agree that the visuals of the clusters could be affected by sample conditions, making them less reliable criteria for judging the severity of apoptotic upregulation in larvae. Following the reviewer's suggestion, we newly conducted apoptotic cell counting (Response 2-3), which recapitulated more reliably ploidy- or condition-dependent changes in the extent of apoptosis. Therefore, we decided to omit the description of the clusters in the new version of the manuscript.

      *- Subpar data quality. Aside from issues with qualification, the IF data was not convincing as staining appeared to be inconsistent and uneven, with potential artefacts. *

      Response 2-5

      We apologize that the zoomed-out images in the original figures did not appropriately demonstrate the specific visualization of individual apoptotic or mitotic cells. As described in Response 2-3, we added enlarged views of the immunostaining to the revised manuscript, in which these individual cells are clearly distinguished from non-specific background staining (Fig. 2B, 3F, and 6D). Because of the poorer staining of inner layers of control and p53 morphants, we plan to re-conduct immunostaining for Fig. 3 and Fig. S3 (please refer to Response 1-4 for further detail). The current version of immunostaining and quantification in these figures will be replaced in the next revision.

      - Unsupported and overstated claims. There were many overstatements. For one, in line 268, the authors claimed that "*the haploidy-linked mitotic stress with SAC activation is a primary constraint for organ growth in haploid larvae", while what they were actually showed was that reversine treatment, which suppresses the SAC, was partially rescued 2 out of the 3 growth defects they assessed, to such a small extent that the difference between haploid and haploid rescue was only Response 2-6

      Following the reviewer's comment, we added control MO-injected or DMSO-treated diploid larval data in the corresponding graphs in Fig. 3I and 6G, respectively. We newly estimated the relative extent of the recovery in Results (line 174, page 8; line 268, page 13).

      Reflecting the estimation, we rewrote the manuscript to discuss that haploidy-linked cell death or mitotic defects are a partial cause of organ growth retardation but that there could be other unaddressed cellular defects that also contribute to the growth retardation (line 305, page 15). We also discussed the possibility that incomplete resolution of cell death by p53MO or mitotic defects by reversine treatment may have limited their rescue effects on organ growth retardation (line 303, page 15). We also toned down several descriptions in our manuscript (lines 48 and 50, page 2; line 111, page 5; line 271, page 13; line 298, page 15; line 403, page 20) to achieve a more balanced interpretation on the potential contributions of cell death and mitotic defects to the formation of haploid syndrome.

      In association with this issue, we also discussed the difficulty of assuming a priori "fully-rescued" haploid larval size in this context. This is because even normally developing haploid larvae in haplodiplontic species tend to be much smaller than their diploid counterparts. We newly cited a few cases of haplodiplontic species where haploids are smaller than or the same in size as diploids (line 307, page 15).

      *With so many fundamental flaws, the data seem unreliable and the paper does not meet publishable standards. *

      Response 2-7

      We express our gratitude to the reviewer for providing important suggestions to improve the quality of analyses, data presentations, and interpretations in this study. We sincerely hope that one-by-one verifications of the points raised by the reviewer have improved the credibility of the paper and made it suitable for publication.

      *The low quality of the analysis makes the significance low. *

      *Reviewers have expertise in vertebrate embryogenesis and ploidy manipulation. *

      Response 2-8

      We hope that by addressing and solving the concerns pointed out by the reviewer, we could have clarified the significance of the study.

      Associated to Reviewer#3's comments

      *There seem to be a discrepancy between the microscopic images from Figure 2A and the quantification of pH3 positive cells using flow cytometry in Figure 4. According to the flow cytometric results the proportion of pH3 positive cells is about 3 times higher in haploid larvae compared to the control. The increase in mitotic cells in the imaging results however seems much more drastic. It would be helpful if the authors explain here. *

      Response 3-1

      Following comments provided by other reviewers (see also Response 1-2, 1-4, and__ 2-3__), we newly compared the frequency of pH3 positive cells between the immunostained haploid and diploid larvae. In this new analysis, pH3-positive cells were 6.4 times more frequent in haploids than in diploids, which is a more substantial difference than the one estimated based on the flow cytometric analysis.

      The apparent discrepancy between the immunostaining and flow cytometric quantification would arise because pH3-positive mitotic cells tended to be more localized on the surface than in the inner region of larvae. This inevitably results in higher pH3-positive cell density in immunostaining, in which only larval surface is analyzed. To discuss this point, we newly conducted pH3 immunostaining in haploid larvae made transparent using RapiClear reagent and showed a vertical section of 3-d reconstituted larval image of pH3 immunostaining in Fig. S4E. We rewrote the manuscript to add our interpretation of this issue (line 652, page 34).

      *Mitotic slippage that the authors observe to be increased in the haploid larvae to up to 5% of cells should result in an increase in the number of aneuploid cells. I am wondering why this is not recapitulated in the analyses of the DNA content in Figure S1. *

      Response 3-2

      A possible interpretation would be that the limited viability of newly formed aneuploid progenies precluded the detection of these populations in flow cytometric analyses. We discussed the possible generation of aneuploid progenies with our interpretation of their absence in the flow cytometric analyses in Discussion (line 293, page 14).

      *Discussion: *

      *I find the explanation of centrosomal loss due to depletion of centrosomal protein pools in the cytoplasm during drastic cell reduction interesting. I wonder if the reduction in size is not necessarily caused by the reduction in cells, but rather the result of the absence of a second active allele that produces centrosomal proteins? *

      Response 3-3

      We added the possible interpretation provided by the reviewer to the corresponding part of Discussion, in association with another comment from reviewer #1 (line 348, page 17; see also Response 1-11).

      Reviewer #3 (Significance (Required)):

      • *

      *Overall, I find the study interesting even to a broader audience since diploid development is a fundamental feature of most animals. The authors also manage to discuss their findings on the consequences of haploidy in this bigger context of the restricted diploid development in animals. The study is very well-written even to non-experts. *

      Response 3-4

      We express our gratitude to the reviewer for providing positive comments on the significance of our findings. We sincerely hope that one-by-one verifications of the points raised by the reviewer further improve the quality of the paper.

      I am not an expert of the literature describing previous characterizations of the consequences associated with haploid cell development in animals, which is why I cannot comment on the novelty of their study. Based on my expertise on centromeres and genome organisation I can however assess the results regarding the mitotic defects observed in haploid larvae (see comments).

      Response 3-5

      We sincerely thank the reviewer for providing constructive suggestions and critiques based on the expertise.

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      Referee #3

      Evidence, reproducibility and clarity

      In this study the authors aim to shed light onto the molecular reasons why most animals are restricted to diploid cell generations. In mammals, haploid intolerance has been previously attributed to defects linked to genomic imprinting, but the molecular defects associated with haploidy in non-mammalian species are unknown. To fill these gaps, the authors in this study investigate defects associated with haploidy in zebrafish larvae. They found that haploid larvae show elevated numbers of apoptotic cells that could be partially rescued by inhibition of p53. The also detected many cells with prolonged mitosis reflected by an increase of cells positive for the mitotic histone modification phospho- histone H3 (pH3) as well as cell division defects specific to the haploid larvae. These defects are likely caused by the loss of centrosomes in haploid larval cells resulting in an increase of monopolar spindle formation. Loss of centrosomes was particularly pronounced in smaller cells and occurred concomitant with a reduction in cell size through continous cell divisions. The authors could rescue the increase of cells with prolonged mitosis by inhibiting the SAC. Both restoration of mitotic length and decreased apoptosis (by p53 inhibition) also improved some organ growth defects observed in haploid larvae.

      I only have some minor comments particularly regarding the mitotic defects.

      There seem to be a discrepancy between the microscopic images from Figure 2A and the quantification of pH3 positive cells using flow cytometry in Figure 4. According to the flow cytometric results the proportion of pH3 positive cells is about 3 times higher in haploid larvae compared to the control. The increase in mitotic cells in the imaging results however seems much more drastic. It would be helpful if the authors explain here. Mitotic slippage that the authors observe to be increased in the haploid larvae to up to 5% of cells should result in an increase in the number of aneuploid cells. I am wondering why this is not recapitulated in the analyses of the DNA content in Figure S1.

      Discussion:

      I find the explanation of centrosomal loss due to depletion of centrosomal protein pools in the cytoplasm during drastic cell reduction interesting. I wonder if the reduction in size is not necessarily caused by the reduction in cells, but rather the result of the absence of a second active allele that produces centrosomal proteins?

      Significance

      Overall, I find the study interesting even to a broader audience since diploid development is a fundamental feature of most animals. The authors also manage to discuss their findings on the consequences of haploidy in this bigger context of the restricted diploid development in animals. The study is very well-written even to non-experts.

      I am not an expert of the literature describing previous characterizations of the consequences associated with haploid cell development in animals, which is why I cannot comment on the novelty of their study. Based on my expertise on centromeres and genome organisation I can however assess the results regarding the mitotic defects observed in haploid larvae (see comments).

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      Referee #2

      Evidence, reproducibility and clarity

      This study examined cell proliferation and death in haploid and diploid zebrafish and attempted to provide insights into cellular mechanisms underlying haploidy-linked defects in non-mammalian vertebrates. While some of the ideas were potentially interesting, the experiments were not rigorous and inadequate data analyses were performed. Major issues include: - Lack of proper controls in many experiments. For example, in the experiments where the authors treated haploids with reversine to suppress the SAC, there was no no-treatment control (Fig. 6A-C). In Fig. 6D, when a DMSO control was included, the control fish were from 3 dpf while the reversine-treated fish were from 0.5-3 dpf. This is a big flaw in experimental design, especially considering the authors were looking at mitotic index, which is hugely impacted by developmental time. - Subjective and inadequate data quantification. In the immunostaining experiments to detect caspase-3 and pH3, the authors either did not quantify at all and only showed single micrographs that might or might not be representative (for pH3), or only did very subjective and unconvincing quantification (for caspase-3). Objective measurements of fluorescence intensity could have been done, but the authors instead chose to categorize the staining into arbitrary categories with unclear standards. In example images they showed in the supplementary data, it is not obvious at all why some of the samples were classified as "mild" and others as "severe" when their staining did not appear to be very different. Additionally, the authors claimed that "clusters of apoptotic cells" were only present in haploids but not diploids or p53 MO haploids, but they did not show any quantification. From the few example images (Fig.S3A), apoptotic clusters can be seen in p53 MO treated fish. Also, in some cases, the clusters were visible only because those fish were mounted in an incorrect orientation. For example, in Fig. S3A, control #2, that fish was visualized from its side, thus exposing areas around its eye that contained such clusters. These areas are not visible in other images where the fish were visualized from the top. - Subpar data quality. Aside from issues with qualification, the IF data was not convincing as staining appeared to be inconsistent and uneven, with potential artefacts. - Unsupported and overstated claims. There were many overstatements. For one, in line 268, the authors claimed that "the haploidy-linked mitotic stress with SAC activation is a primary constraint for organ growth in haploid larvae", while what they were actually showed was that reversine treatment, which suppresses the SAC, was partially rescued 2 out of the 3 growth defects they assessed, to such a small extent that the difference between haploid and haploid rescue was only <20% of that between haploid and diploid. Again, they did not include proper controls so haploid, haploid rescue, and diploid were never in one experiment together - they were in different figures, plotted in drastically different scales - and 20% is only an estimate. With so many fundamental flaws, the data seem unreliable and the paper does not meet publishable standards.

      Significance

      The low quality of the analysis makes the significance low.

      Reviewers have expertise in vertebrate embryogenesis and ploidy manipulation.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      Yaguchi et al. investigate the causes of the "haploid syndrome" in the zebrafish embryo, the old observation that haploid embryos suffer from severe developmental defects and growth retardation of organs such as the brain and eyes (these defects are not simply a consequence of loss of heterozygosity, as they are rescued by forced diploidization of haploid larvae). Looking at apoptosis and proliferation, the authors show an increase in the number of apoptotic and mitotic cells in haploid larvae. Regarding apoptosis, they show an increase in p53 levels and demonstrate that knockdown of p53 limits apoptosis and leads to some phenotypic improvement. Regarding mitosis, they show an increase in mitotic delays and failures in haploid larvae. Inhibition of the spindle assembly checkpoint can reduce these defects and leads to some improvement in body axis length and eye size. Looking at the cause of the mitotic defects, the authors show that haploid cells often have monopolar spindles and loss of one centrosome, defects that appear to correlate with cell size.

      Major comments:

      While some experiments could be better quantified and/or statistically analyzed (see below), overall the results are convincing and clearly presented.

      • Diploid embryos are used as controls. Gynogenetic diploids seem to be better controls to ensure that the observed phenotypes are not related to loss of heterozygosity. To limit the amount of work, the use of gynogenetic diploids could be restricted to spindle polarity and centrosome number experiments.
      • As the authors discuss, it would be necessary to rescue centrosome loss to establish a causal relationship between centrosome loss and haploid viability. I certainly acknowledge that this is difficult (if not impossible), but it currently limits the significance of the results.
      • Some experiments are not, or arguably, quantified/statistically analyzed.
        • Figure 2, Active caspase level. Larvae are sorted into three categories, and no statistical test is performed on the obtained contingency table. A Fisher's exact test here, or much better, the active caspase-3 levels should be quantified, instead of sorting larvae into categories.
        • Same comment for 3E-F. Larvae are scored as Scarce, Mild or Severe. Looking at Fig S3A, I see one mild p53MO embryo, but the two others are not that different from 'severe' cases, which would completely change the contingency table. Again, a proper quantification would be better.
        • Figure 4D-E, no stats.
        • Figure 6, Reversine treated haploid should be compared to haploid embryos (on the graphs and statistically). If no specific controls have been quantified for this experiment, data could be reused from previous figures, provided this is stated.
        • Rescue by p53MO and Reversine, it would be nice to also include diploid measurements on the graphs, so that the reader can appreciate the extent of the rescue.

      Minor comments:

      • Lines 221-223, authors claim that centriole loss and spindle monopolarization commence earlier in the eyes and brain than in skin. I am note sure I see this in Fig. S5. It could as well be that the defect is less pronounced in skin.
      • Lines 227-229, authors claim that 'The developmental stage when haploid larvae suffered the gradual aggravation of centrosome loss corresponded to the stage when larval cell size gradually decreased through successive cell divisions'. I did not get that. Doesn't cell size decrease since the first division? Fig 5D shows that cell size decreases all along development.
      • Some correlations are used to draw conclusions:

      • Line 301-303. "The correlation between centrosome loss and spindle monopolarization indicates that haploid larval cells fail to form bipolar spindle because of the haploidy-linked centrosome loss.". As stated by the authors, this is a correlation only. I agree it points in this direction.

      • Line 305-308. "Interestingly, centrosome loss occurred almost exclusively in haploid cells whose size became smaller than a certain border (Fig. 5), indicating that cell size is a key determinant of centrosome number homeostasis in the haploid state." This one is more problematic. There is no causal link established between cell size and centrosome number homeostasis. It could very well be that some unidentified problem induces both a reduction in cell size and the loss of centrioles.

      Significance

      I have concerns regarding the significance of the reported findings. Haploid zebrafish embryos show numerous developmental defects (some as early as gastrulation, as previously shown by the authors, Menon 2020), and they die by 4 dpf. That they experience massive apoptosis at day 3 does not seem very surprising, and that inhibiting p53 transiently improves the phenotype is not a big surprise. This reminds me of the non-specific effects of morpholino injection, which can be partially rescued by knocking down p53. The observation of mitotic arrest and mitotic defects and the observation that haploid cells often lack a centrosome is interesting. However, I felt that the manuscript suggested that these observations were novel and could explain the haploid syndrome specifically in non-mammalian embryos, when the authors reported the same observations in human haploid cells as well as in mouse haploid embryos (Yaguchi 2018). To me, this manuscript mainly confirms that their previous observation is not mammalian specific, but at least conserved in vertebrates.

      While I am no expert at centrosome duplication, I find the observation that haploidy leads to centrosome loss very intriguing, but have the impression that this manuscript falls short of improving our understanding of this phenomenon.

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      Reply to the reviewers

      RESPONSE TO REVIEWS_RC-2024-02383

      We thank all the reviewers for their comments and suggestions. Our point-by-point response is shown below, in bold.

      —----------------------------------------------------------------------------------------------------------------------------

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Summary: the work presented by the authors detail how pharmacological inhibition of the rate limiting one carbon metabolic enzyme DHFR by the drug methotrexate increases the lifespan of yeast and worms. Furthermore, placing aged mice on dietary folate and choline restriction potentially enhanced metabolic plasticity but did not significantly increase lifespan with sex specific differences observed.

      The findings in this manuscript are very interesting and important to our understanding of the conserved mechanisms that regulate longevity through one carbon metabolism. This is especially significant in light of the current folate intake and supplementation in the adult human population. The manuscript, however, requires major revisions. Please see comments below for details.

      Major comments:

      1. The overall tone in this manuscript is colloquial and conversational in nature. A third person academic style and tone, while avoiding the use of subjective descriptive terms would improve the quality of this text. Using terms such as "appeared less diverse", "results are remarkable ...strikingly more pronounced", "possibly positive outcomes" , "appear younger...for unknown reasons", "little Uracil", "tended to be higher", "roughly proportional", "slightly higher", "as a rough readout", and many other examples from the text should not be used in a scientific manuscript. The language should be academic, scientific, precise, and non-ambiguous. A thorough revision of the manuscript with substantial changes to the language and tone is necessary prior to publication. RESPONSE: Thank you for your feedback on the manuscript's tone. We revised most of the expressions mentioned by the reviewer. We note, however, that these phrases were used along with numbers and statistics. Hence, there was no lack of specifics, and readers could quickly evaluate the conclusions. We strive for a balance between scientific rigor and readability to maintain accessibility for a diverse audience.

      In the results section, we find multiple instances where the results are interpreted and extensively discussed. This should be reserved for the discussion section. The results section should be used to simply report the findings in a detailed manner.

      RESPONSE: We appreciate the suggestion on the integration of interpretation within the Results section. Upon review, we have clarified the presentation of our findings, ensuring a more distinct separation from interpretive commentary. Brief explanations remain to aid the reader's comprehension in light of the complex data, aiming to keep the flow and coherence of the manuscript and prevent overextension of the Discussion section (already ~1,300 words long). We welcome specific suggestions for further refinement.

      The materials and methods section is severely lacking in details in some areas. For example, no details were provided regarding how the worm lifespans were conducted and previous work of collaborators were referenced instead. Important details such as worm numbers, biological and technical replicates, solid agar vs liquid culture, temperature, use of FUdR, antibiotics, transfer frequency, methods of scoring, etc... are lacking. Other details such as the preparation of the plates (Was MTX incorporated into the agar, seeded with the bacterial lawn, or liquid culture was used), storage conditions, age of the plates when lifespan started, how was the UV killing of the lawn verified etc...

      many other methods subsections lack crucial details. Please carefully review the methodology and include sufficient pertinent details.

      RESPONSE: The number of worms assayed in each case were shown in each figure, as described in the legend. We now also added all the information requested by the reviewer in the methods section. The text now reads:

      “Briefly, the assays were done on solid agar nematode growth media (NGM) plates prepared fresh before each experiment. The bacterial lawn was exposed twice to a UV dose of 120mJ/cm2 using a UVC-515 Ultraviolet Multilinker (Ultra-Lum, Inc.). Streaking these UV-exposed bacteria to fresh LB agar plates (1% w/v tryptone, 0.5% w/v yeast extract, 1% w/v sodium chloride) produced no visible colonies. Methotrexate, or the ATIC inhibitor, was first dissolved in dimethyl sulfoxide (DMSO) and then added to the media used to prepare the plates after autoclaving (the media were kept in a 50°C water bath until the plates were poured). Mock-treated control plates contained only DMSO. At the start of each experiment, a sufficient number of eggs were collected from plates without any drugs and then placed on plates containing the indicated doses of each compound tested. After hatching and progression to the adult stage, animals were transferred to new plates (marked as the start of the lifespan assay) containing the drug tested and fluorodeoxyuridine (FUDR; dissolved in water), added at 50μM to block hatching of new animals. The plates were scored at least every other day until all the worms died. If an animal responded to gentle touch, it was scored as alive, otherwise a death was recorded, and the animal was removed from the plate. Worms were transferred to fresh plates as needed (e.g., if there was evidence of microbial contamination, dryness/cracks on the agar surface, consumption of the bacterial lawn, or hatching of new animals that escaped the FUDR block). The reported lifespans were compiled from several independent experiments done over several months (9-10 months for the methotrexate experiments and 4-5 months for the ATIC inhibitor), each scored by multiple individuals (4-5 persons per experiment). No experiments were excluded from the analysis.”

      In the worms, interventions that impact germline proliferation can extend lifespan. Methotrexate is known to impact germline proliferation and can lead to toxic developmental effects and germline arrest. Was fecundity impacted by methotrexate using the dosages found to extend lifespan?

      RESPONSE: We did not score fecundity in our experiments.

      The authors stated that UV killed bacteria was used in the worm experiments but did not provide the reasoning for it. Virk had concluded that reduced bacterial pathogenicity is responsible for the lifespan extension and not the worm's OCM. How does your work agree with or refute these previous findings?

      RESPONSE: The dose of methotrexate used by Virk et al was very high, so it is difficult to directly compare it to our experiment. Nonetheless, we do not think there is any contradiction. We added the following in the text to clarify this point:

      “At higher doses (10-100μΜ), methotrexate did not extend lifespan (not shown), in agreement with (Virk et al., 2016), who treated adult animals with a very high dose of methotrexate (220μM). We also note that the bacteria used to feed the worms in our experiments were killed by ultraviolet radiation to exclude any impacts from bacterial folate metabolism, which is known to affect worm lifespan (Virk et al., 2016, 2012).”

      The authors state that AICAR (100 uM administration to the worms (no experimental details were given) increases their lifespan and concluded that this is proof that manipulation of 1C metabolism promotes longevity. There are 2 concerns here; first, AMPK activation leads to inhibition of TOR and that has been shown to promote longevity in multiple models. While we agree that a significant crosstalk between TOR and OCM exists, this experiment does not necessarily contribute to the argument that the authors are making. Second, it has been established by multiple groups that inhibition (RNAi and pharmacological) of DHFR1, TYMS1, SAMS1 and possibly other OCM enzymes leads to lifespan extension in worms. These findings provide stronger evidence that OCM regulates organismal longevity.

      RESPONSE: We acknowledged prior research on lifespan extension and do not claim our use of the ATIC inhibitor as the first evidence of 1C metabolism's impact on longevity. Rather, our findings complement existing studies from us and several other groups (including the examples mentioned by the reviewer, which we had cited) by introducing novel evidence of lifespan increase through this specific inhibitor in C. elegans. Please also note that we added a detailed description of the experiment in the Methods, as suggested in a previous comment.

      In the mouse study, the authors do not provide a rationale on why a folate and choline deficient diet was adopted as opposed to only a folate deficient diet. Additionally, we assume that the diets did not contain antibiotics (succinyl sulfathiazole) to reduce microbiome folate production since it was not mentioned. Were wire bottom cages used to eliminate coprophagy? Were there any significant differences between male and female serum folate levels that could have contributed to the endpoints. Was only a subset of samples assayed for total folate? (fig 2b shows a possible n of 6 per group?). If no antibiotics and no wire bottom cages were used, mice can maintain adequate folate levels from coprophagy without developing signs of anemia. Please discuss these details as it helps clarify the conditions used.

      RESPONSE: Excellent points, and we have now added this information (see Material and Methods):

      “We note that when designing experiments to assess the consequences of folate limitation, it is common to control both folate and choline intake to ensure that the observed effects are due to the restriction of folate (Beaudin et al., 2011) because the presence of choline can mask the effects of folate deficiency. Choline can be oxidized to betaine, which provides methyl groups for converting homocysteine to methionine, independent of the folate cycle. Choline can also be incorporated into phosphatidylcholine, a major methyl ‘sink’ in the cell, through the Kennedy pathway. Lastly, we did not use any antibiotics to interfere with the microbiome nor wire bottom cages to eliminate coprophagy. Wire bottom cages were used only in the metabolic chamber experiments.”

      Were there any significant differences between male and female serum folate levels that could have contributed to the endpoints. Was only a subset of samples assayed for total folate? (fig 2b shows a possible n of 6 per group?).

      RESPONSE: ____Regarding folate levels, no significant sex differences were observed. We assayed all the animals we had at 120 weeks of age, the euthanasia endpoint, as shown in Figure 2B. There were fewer females than males in both diets.

      There are instances in the results section where statements were made implying that there are differences observed "slightly higher", "negative association" when it is not statistically significant. There can be either statistically significant differences/correlation or not. please be precise in your wording.

      RESPONSE: We have revised the Results section to ensure that qualitative descriptions such as "slightly higher" are only used when supported by appropriate statistical evidence. We have listed____ all the relevant numbers in each case after performing thorough and robust statistical analyses. We note, however, that mentioning qualitative descriptors is not always unwarranted, as long as they are factual.

      Graying was observed less significantly in the F/C- group according to the authors. However, no quantitative assessment was made, and it is merely observational.

      RESPONSE: It is not clear how to quantify graying non-invasively. Hence, we simply took photographs.

      Inference to inhibition of mTOR was made, but mTOR protein and phosphorylation levels were not performed. The authors did perform western blotting on ribosomal S6 protein, however no assessment of the downstream mTOR targets P70S6k1 and 4EBP are shown.

      RESPONSE: This is a good suggestion.____ We added a new experiment, looking at 4EBP1 phosphorylation (see new Figure S2). The results mirror those looking at S6 phosphorylation.

      Can the change in RER in F/C- mice compared to controls be explained by the increased adiposity in these animals?

      RESPONSE: We do not know. The relationship between adiposity and respiratory exchange rate can be quite complex. The increased adiposity of male mice limited for folate may lead to higher RER, reflecting perhaps a greater reliance on carbohydrate metabolism. But this is very speculative, especially since these mice are not obese. It is unclear how the improved metabolic plasticity could be associated with adiposity for the females.

      How was the microbiome normalized between groups prior to the beginning of the experiment? (fecal slurry gavage, bedding exchange, cohabitation, none of the above?). There is no mention of this crucial step in the materials and methods section. Furthermore, additional details regarding the microbiome analysis are required (analysis pipeline, read depth, denoising, software, data processing, PCA analysis, etc...). it is not sufficient to state that Zymo performed the analysis.

      RESPONSE: We now revised the text and added a detailed description of the methods, as follows:

      “There was no microbiome normalization between groups prior to the beginning of the experiment. Mouse fecal pellets were gathered by positioning the mice on a paper towel beneath an overturned glass beaker. A minimum of three fecal pellets from each animal were transferred into cryovials using sterile forceps. The samples were preserved at -80°C and shipped to Zymo Research, where they were processed and analyzed with the ZymoBIOMICS® Shotgun Metagenomic Sequencing Service (Zymo Research, Irvine, CA).For DNA extraction, the ZymoBIOMICS®-96 MagBead DNA Kit (Zymo Research, Irvine, CA) was used according to the manufacturer’s instructions. Genomic DNA samples were profiled with shotgun metagenomic sequencing. Sequencing libraries were prepared with Illumina® DNA Library Prep Kit (Illumina, San Diego, CA) with up to 500 ng DNA input following the manufacturer’s protocol using unique dual-index 10 bp barcodes with Nextera® adapters (Illumina, San Diego, CA). All libraries were pooled in equal abundance. The final pool was quantified using qPCR and TapeStation® (Agilent Technologies, Santa Clara, CA). The final library was sequenced on the NovaSeq® (Illumina, San Diego, CA) platform. The ZymoBIOMICS® Microbial Community DNA Standard (Zymo Research, Irvine, CA) was used as a positive control for each library preparation. Negative controls (i.e. blank extraction control, blank library preparation control) were included to assess the level of bioburden carried by the wet-lab process.

      Raw sequence reads were trimmed to remove low quality fractions and adapters with Trimmomatic-0.33 (Bolger et al., 2014): quality trimming by sliding window with 6 bp window size and a quality cutoff of 20, and reads with size lower than 70 bp were removed. Antimicrobial resistance and virulence factor gene identification was performed with the DIAMOND sequence aligner (Buchfink et al., 2015). Microbial composition was profiled with Centrifuge (Kim et al., 2016) using bacterial, viral, fungal, mouse, and human genome datasets. Strain-level abundance information was extracted from the Centrifuge outputs and further analyzed to perform alpha- and beta-diversity analyses and biomarker discovery with LEfSe (Segata et al., 2011) with default settings (p > 0.05 and LDA effect size > 2).”

      What is an "easily distinguishable gut microbiome" and "appeared less diverse"?

      RESPONSE: To clarify these points, __w__e now edited as follows:

      “The different sex and diet groups had an easily distinguishable gut microbiome, occupying different areas of principal component analysis graphs (Figure 5A), based on Bray-Curtis β-diversity dissimilarity indices (Knight et al., 2018). The intestinal microbiome of male mice on the F/C- diet was not statistically less diverse (p=0.222, based on the Wilcoxon rank sum test; Figure 5 - Supplement 1).”


      a two-dimensional plot using two principal components would be more suitable for image 5A and allow for better visualization of the clustering of the groups.

      RESPONSE: We tried displaying the data on a multipanel (3 panels per group, 12 total) two-dimensional figure, but the result is more confusing. Since the sample number is small (n=6 animals per group), the 3D graphs are visually adequate and more pleasing. They are also the standard way of representing this kind of data.

      Since the authors suggest that the microbiome could be a source of 1C metabolites (including natural folate), it is important to clarify if coprophagy is involved.

      RESPONSE: We agree and have added the information as requested.

      How are inflammatory cytokines and marker levels linked to reduced anabolism and immune function in non-challenged animals?

      RESPONSE: ____We do not make any claims for such links if that is what the reviewer implied. If the intent was more towards speculation, we suspect one could imagine various situations. For instance, nutrients may be more heavily used during inflammation to support immune cell responses instead of central anabolic processes in other tissues, limiting the building blocks available for tissue growth and repair. Since we do not see major changes in inflammatory cytokines, we prefer not to speculate about possible links.

      When discussing the epigenetic analysis, the authors state "no changes in the DNA methylation from liver samples.." and "groups appear younger than expected". Please clarify these statements. Additional details are needed regarding the analysis performed and the choice of methylated loci and methods. Please reference the epigenetic clock or model that was used and if was developed for the same strain and sub-strain of mice. Is it using a modified "Hovarth" mouse DNA age epigenetic clock? If so, provide the necessary details and a possible explanation for the discrepancy other than "unknown reasons"

      __RESPONSE: ____The assay is based on the "Hovarth" mouse DNA age epigenetic clock, for the strain we used (C57BL/6). We have now added a detailed description, which we received from the company, as follows (see Materials and Methods): __

      "Liver samples (~15mg) collected at euthanasia were placed in 0.75mL of 1X DNA/RNA Shield™ solution (Zymo Research, Irvine, CA), shipped to Zymo Research, and processed with DNAge® Service according to their established protocols. Briefly, after DNA extraction, the EZ DNA Methylation-Lightning Kit (Zymo Research, Irvine, CA) following the standard protocol was used for bisulfite conversion. Samples were enriched specifically for the sequencing of >1000 age-associated gene loci using Simplified Whole-panel Amplification Reaction Method (SWARM®), where specific CpGs are sequenced at minimum 1000X coverage. Sequencing was run on an Illumina NovaSeq instrument. Sequences were identified by Illumina base calling software then aligned to the reference genome using Bismark. Methylation levels for each cytosine were calculated by dividing the number of reads reporting a "c" by the number of reads reporting a "C" or "T". The percentage of methylation for these specific sequences were used to assess DNA age according to Zymo Research's proprietary DNAge® predictor which had been established using elastic net regression to determine the DNAge®."

      As for a possible explanation for the discrepancy, since all our "groups appear younger than expected," unfortunately, other than "unknown reasons," we have none to offer. Nonetheless, the critical point for this study is that we saw no diet effects, regardless of where the company's assay draws the baseline.

      Regarding Uracil misincorporation, the liver contains significant stores of folate as it is the main hub for several critical OCM reactions (Phospholipid methylation is a major one). Earlier studies used antibiotics with or without coprophagy prevention measures to induce a state of folate depletion to induce uracil incorporation in various tissues of rodent models. There is some controversy whether dietary folic acid restriction/methyl donor restriction alone will lead to uracil misincorporation when there is no apparent depletion or anemia. Please discuss your specific experimental procedures and how it agrees or disagrees with the published literature.

      __RESPONSE: We have now added the experimental details, as suggested in a previous comment. Since we do not see uracil misincorporation, we prefer not to comment on the published literature for possible links between misincorporation and anemia. __

      The section discussing RPS6 needs to be rewritten and it is difficult to understand.

      RESPONSE: We revised the text, which now reads:

      “____Immunoblot analysis of liver tissue samples gathered at the time of euthanasia revealed variability in the detected values across individual mice. When examining the male mice, we observed that, on average, those fed the F/C- diet had approximately half the amount of phosphorylated RPS6 (P-RPS6) compared to those on the F/C+ diet. However, due to high variability in the measured values, the overall differences in P-RPS6 levels between the two dietary groups did not reach statistical significance (Figure 7 - Supplement 1; p>0.05, based on the Wilcoxon rank sum test).”

      Furthermore, as stated previously, considering phosphorylation of mTOR and its downstream targets 4EBP and S6K1 will give a clear indication of proliferative signaling.

      RESPONSE:____ As we mentioned above, we have now added the suggested 4EBP experiment (see new Figure S2).

      Additionally, these pathways are impacted by feeding status, diurnal cycles, and sex. Were these factors controlled prior to sacrifice? Were the animals sacrificed at the same time? In a fed or unfed state?

      RESPONSE: The animals were sacrificed at the same time, with no feeding limitations.

      The western blots provided in supplementary files show uneven protein loading across lanes (ponceau stain). No loading control is shown such as B-actin. A separate blot is used for total and phosphorylated proteins as opposed to gently stripping the membrane of the phosphorylated bolt and re-incubating with the antibody for total. While normalizing phosphorylated to total protein levels will eliminate some of the variability in the author's method. The uneven loading may introduce errors in the calculated ratios.

      RESPONSE: The uneven loading across mouse samples is inconsequential. We report the ratio of phospho-RPS6 to the total amount of RPS6 ____within____ each mouse sample. These ratios were then compared among the different animals and diet groups. We also note that stripping could introduce other artifacts if it is not uniform across all the blot areas.

      While the authors referenced older studies utilizing low dose methotrexate on rodents and provided a composite lifespan based on these findings, why was dietary folate and choline restriction used instead of a low dose methotrexate in mice in the current study? Please provide a rationale for this approach.

      __RESPONSE: First, in the context of current folate fortification policies, we reasoned that testing dietary folate limitation late in life would be more informative. Second, three of us (M.P., B.K.K., and M.K.) proposed to the Interventions Testing Program at the National Institutes of Health to test whether low-dose methotrexate extends lifespan in mice. The proposal was accepted, and the study is ongoing (the ITP decided to test methotrexate at 0.2ppm, starting at 14 months of age; _https://www.nia.nih.gov/research/dab/interventions-testing-program-itp/supported-interventions_). __

      Minor comments:

      1. While the authors make compelling arguments that lower folate intake later in life may promote healthy aging, an important consideration in the human population that a considerable percentage of older individuals may be consuming an excessive amount of folate due the combination of fortification and voluntary supplementation. An alternate hypothesis that could apply to humans and lab models is that the existing levels of exposure to folate/folic acid may be accelerating the aging process and promoting disease in later life. __RESPONSE: Perhaps, but as we describe in the text (2nd paragraph in the introduction): __

      “...analyses ‘did not identify specific risks from existing mandatory folic acid fortification’ in the general population (Field and Stover, 2018). This conclusion neither refutes nor contradicts the idea that a moderate decrease in folic acid intake among older adults may improve healthspan. Merely because high folic acid intake does not harm the health of older adults does not negate the possibility that a lower folic acid intake might enhance health.”

      The common C57BL/6j is being referred to as the "long lived strain". Is this relative to mice in wild conditions? There are many transgenic C57bl/6 strains that live considerably longer. Please clarify if this is meant to describe the aged mice used in the experimental process.

      RESPONSE: ____This was from a comprehensive comparison of many different inbred strains. We apologize for omitting the citation, which we have now added____ (Yuan et al, 2009).

      While the authors state early in the manuscript that longevity was not a measured outcome in the mouse study, the manuscript contains statements discussing animal survival in the results and survival curves (figure 2). This gives the impression that the study was planned as a survival analysis initially and since no difference was observed between the experimental groups during the earlier stages, the secondary endpoints of health span analysis were adopted. Either approach does not detract from the significance of the study's findings. Further clarity on the approach would be beneficial to the readers.

      RESPONSE: The study was designed, and the Animal Use Protocol was institutionally approved for healthspan, not lifespan. The number of animals we used did not have sufficient power to detect lifespan differences. Note that, at least for males, very few animals had died by 120 weeks, our approved euthanasia endpoint. However, it was important to report that folate limitation did not adversely affect overall survival during the analysis time frame.

      For yeast culture conditions, what are the folate sources and content? Is there added folic acid similar to cell culture conditions where supraphysiological concentrations are used in standard mediums (RPMI and DMEM).

      RESPONSE: The yeast media we used ____were undefined (YPD, see Materials and Methods). The source of folate in this media is “yeast extract,” which is generally considered to contain very high amounts of folate (it was used decades ago to treat anemia and folate deficiency in pregnant women). Note also that, unlike animals, yeast can synthesize folate.

      In the metabolism section, the authors make statements such as "the differences were minimal" , "probably were due..", "minimal effects", "apparent increase", "tended to be", "little uracil" etc.. please refrain from using subjective language and use precise scientific terms.

      RESPONSE: Please see our earlier response to this comment.

      Figure 2-c, there is a typo, Weeks not months

      RESPONSE: Corrected. Thank you!

      ** Referees cross-commenting**

      while we generally agree with the other reviewer's concerns, we find that reviewer 3 rejection of the authors conclusion without considering the evidence presented in the context of what is currently known in the field potentially limiting. Multiple groups have shown that manipulation of OCM enzymes (DHFR, TYMS, SAMS) can extend lifespan in worms. the recent report Antebi's group (Annibal et al. Nature Com, 2021) provides strong evidence that OCM is central to longevity regulation in worms and mice and that folate intake can interact with and modulate organismal longevity. while this manuscript findings are not conclusive, I think it is premature to dismiss it completely. perhaps the alternative is to discuss the limitations of this approach and interpret the results (or the lack of significant differences) in order to help guide future research into this important subject. generalizing rodent results to human is always going to be a limiting factor in this type of work. Mice have significantly higher circulating folate. additionally, DHFR activity (the rate limiting enzyme in folate OCM) in rodents can be up to 100 times higher than its human equivalent. another consideration is that mice, similar to other rodents, engage in coprophagy, thereby recycling and supplementing bacterially produced folate in the absence of antibiotics in the diet. Therefore, mice placed of dietary folate restriction in the absence of antibiotics do not develop signs of anemia or deficiency. Therefore, it could be argued that there is no loss of nutrients in mice in this scenario and that supplementation at the arbitrarily recommended level of synthetic folic acid (2mg/kg day) or higher could impact health and aging. Similarly , in humans excess folate intake has been controversially associated with a number of deleterious health effects. It is important not to dismiss these reports and encourage further research into this subject that impacts a significant percentage of the human population due to the widespread use of supplements.

      RESPONSE: We thank the reviewers for their evaluation of the work we presented. We have also added the following in the discussion, expanding the limitations of the study:

      “Since mice engage in coprophagy, microbiome contributions to folate metabolism are bound to be substantial in this species. There are also significant differences in folate status between mice and people. For example, people have lower levels (~10-15 ng/mL) of serum folate than mice (Bailey et al., 2015), and the activity of DHFR, an enzyme essential for maintaining tetrahydrofolate pools -the folate form used in 1C reactions, maybe only 2% of that in rodents (Bailey and Ayling, 2009). Hence, mice are likely more refractory to a low folate dietary intake.”

      Reviewer #1 (Significance (Required)):

      Significance:

      A major strength of this study is that the authors show that manipulation of OCM either through pharmacological inhibition or dietary restriction can impact organismal longevity in a conserved manner across species from yeast to worms and mammals. These findings provide compelling evidence that folate intake and metabolism in humans should be rigorously researched as potential regulator of aging. These findings complement and agree with a recent report by Antebi's group (Annibal et al. Nature Com, 2021) highlighting that long-lived worm and mice strains exhibit similar metabolic regulation of one carbon metabolism. In the same report low levels of folate supplementation partially or completely abrogated the lifespan extension in some models. This study provides additional evidence that restricting OCM through drugs or dietary restriction can significantly impact healthspan and lifespan. Additionally, it raises the question whether excessive folate intake in aged adults may have potentially deleterious effects on health and longevity. The limitations of this study can be seen in the overall lack of significant impact of the dietary intervention on the health metrics that were measured in mice. The study does not provide strong evidence that restricting folate and choline intake will produce favorable effects on health. Similarly, no significant impact on mice lifespan was observed based on the partial lifespan analysis. Further clarity is needed regarding the experimental procedures and methods used. The study, nonetheless, is an important step towards investigating the role of folate and OCM in regulating mammalian healthspan and lifespan. Future studies can expand on these findings and investigate whether OCM interventions that are started in early life can produce significant and measurable effects on longevity and health in mammals. The findings here provide a conceptual and incremental advance in our understanding of these complex interactions.

      These findings are important to the research communities especially in the areas of longevity, metabolism, and nutrition.

      RESPONSE: We appreciate the recognition of our work's significance in furthering understanding of longevity, metabolism, and nutrition. We would also like to stress that this study is not an incremental advance. We believe our study's focus on dietary folate limitation ____in aged mice____ represents a novel and more radical contribution, considering the lack of prior research in this specific context, underscoring the distinctiveness and importance of our findings.

      —---------------------------------------------------------------------------------------------------------------

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Summary: In this manuscript they investigate whether disruption of the folate cycle can slow ageing/improve health in yeast, worms and mice. There are a few experiments in yeast and C. elegans but the rest is a meta analysis of some old data on folate-deprived mice and their own study of mice on a diet with and without folic acid and choline. The find that various interventions of the folate cycle extend lifespan in yeast and worms, that the old study suggest mice live longer without folic acid supplementation and that there is no change to healthspan with mice without folic acid and choline in the diet late in life and that these mice show some positive benefits. Analysis of the microbiome and the transcriptomics suggest small changes to the microbiota and changes in gene expression. Overall the authors conclude that biosynthetic processes have been inhibited without negative effects on healthspan.

      Major comments

      1. The two worm lifespan experiments in Fig 1 show very different controls despite the methods stating that the conditions were the same. Controls can vary from one experiment to another but the difference is striking. It would be good to have supplementary data about the number of repeats and other data about these experiments. RESPONSE: We also noted the difference. However, we believe our conclusions are valid and robust because we used only experiment-matched controls for each comparison. We now describe in detail how the experiments were done (see revised Materials and Methods). Lastly, the two compounds were tested years apart from different individuals, and the different lifespans of the controls could arise from differences in the media batches, temperature control, etc.

      The diet lack folic acid and choline yet the conclusions are only about folate. The choline aspect of the diet needs to be acknowledged as a potential factor.

      RESPONSE: As we mentioned above, we have now added this information (see Material and Methods):

      “We note that when designing experiments to assess the consequences of folate limitation, it is common to control both folate and choline intake to ensure that the observed effects are due to the restriction of folate (Beaudin et al., 2011) because the presence of choline can mask the effects of folate deficiency. Choline can be oxidized to betaine, which provides methyl groups for converting homocysteine to methionine, independent of the folate cycle. Choline can also be incorporated into phosphatidylcholine, a major methyl ‘sink’ in the cell, through the Kennedy pathway. Lastly, we did not use any antibiotics to interfere with the microbiome nor wire bottom cages to eliminate coprophagy. Wire bottom cages were used only in the metabolic chamber experiments.”

      The authors argue that the effects on the mice are not mediated effects on the diet by the microbiome because there is not a statistical effect on diversity. However they do show a clear difference at the metagenomic level that fits with a metabolic difference. It also ignores work in C. elegans showing that inhibition of bacterial folate synthesis increases lifespan, not by decreasing folate supply but because lowered bacterial folate prevents an age-accelerating activity in the bacteria (Virk et al 2016). It has also been shown that a breakdown product of folic acid can be taken up by bacteria and influence ageing (Maynard et al 2018). I do not think the evidence is strong enough to discounted that the changes seen in the mice are not mediated by microbes.

      RESPONSE: We do not state that “changes seen in the mice are not mediated by microbes”. On the contrary, we agree with the reviewer that the microbiome likely contributes significantly, and we hope this is conveyed in the text. We also agree with the references the reviewer pointed out, which we cite (see also our response to point#5 of reviewer 1).

      Minor comments

      1. It had been shown a long time ago that sams-1 mutants in C. elegans extend lifespan. MTX is likely to influence SAMS levels. This point needs to mentioned. RESPONSE: Thank you. We added the reference.

      Page - 6 "folate accelerates worm aging". This statement is not correct and is not what Virk et al 2016 suggests.

      RESPONSE: We revised it to the following: “____It has been reported that treating worms with high levels of methotrexate (220μΜ) at the adult stage did not extend their lifespan ____(Virk et al., 2016)____”.

      Page 7. "at 100μM, a dose similar to the one used in mice with metabolic syndrome (Asby et al., 2015)." It's not valid to compare the concentration of a drug in the media in a C. elegans experiment to a dose given to mice.

      RESPONSE: We appreciate the reviewer's point on comparing drug dosages across species. The intention was to provide a reference point for the concentration used rather than suggesting a direct equivalence with outcomes. We recognize the complexities of cross-species dosage comparisons and have amended the text to clarify that the mention of dosage is for contextual purposes only.

      ** Referees cross-commenting**

      I would like to add that it is important to consider whether there are in fact negative effects of folic acid given in later life and this is one of the only studies that addresses this question in a mammalian model, and thus needs to be reported, once the issues raised have been addressed.

      __RESPONSE: As we mentioned in a comment from reviewer 1 and describe in the text (2nd paragraph in the introduction): __

      “...analyses ‘did not identify specific risks from existing mandatory folic acid fortification’ in the general population (Field and Stover, 2018). This conclusion neither refutes nor contradicts the idea that a moderate decrease in folic acid intake among older adults may improve healthspan. Merely because high folic acid intake does not harm the health of older adults does not negate the possibility that a lower folic acid intake might enhance health.”

      Reviewer #2 (Significance (Required)):

      The main strength of this manuscript is that it examines the effect of mice given a folate and choline deficient diet late in life and finds mostly positive effects. This finding challenges the dogma that folate

      —--------------------------------------------------------------------------------------------------

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      Blank/Polymenis and colleagues explore how reduced folate metabolism impacts aging. While folate supplementation is known to benefit the development and health of young people, little is known about the impact of this substrate at advanced ages. The paper consists of two parts: 1) blocking folate metabolism in yeast and C. elegans while measuring lifespan (reproductive or age of death); 2) measuring a vast array of traits in mice where folate (and choline) is removed from the diet starting at age 1 year. The second approach is most central to the paper's theme, and the authors conclude their 'data raise the exciting possibility that ... reduced folate intake later in life might be beneficial." However, I do accept this conclusion. Instead, the overwhelming fact is that there were no changes in any phenotype due to the absence of F/C in the older animals. Loss of this nutrient is neutral, although perhaps bad for the kidney. In my view, the authors misinterpret their very basic results: loss of dietary folate has no impact on aged mice (one strain, at that). And there is no way to generalize this simple conclusion to humans.

      RESPONSE: ____We respectfully disagree with the reviewer's assessment of our study's conclusions and its significance. With the primary focus on evaluating the effects of reduced folate intake in aged mice, we explored a comprehensive range of healthspan markers and molecular analyses. Contrary to the reviewer's assertion, our data demonstrate significant outcomes such as altered body weight and metabolic parameters in mice subjected to folate restriction, along with insights into molecular changes indicative of lower anabolism.

      The reviewer's interpretation that folate limitation has no observable impact on aged mice overlooks the nuanced findings presented in our study. While acknowledging the neutral effects observed in some phenotypes, we contend that our results collectively contribute to a deeper understanding of the implications of late-life folate restriction. It is unwarranted to dismiss these findings.

      Generalizing findings from model systems to humans is indeed complex, as noted by the reviewer. However, our study, alongside existing literature, provides valuable insights that warrant consideration and further exploration. We stand by the rigor of our methodology, the diversity of data presented, and the significance of our results in enhancing knowledge on the impact of folate metabolism in aging models.

      There are other issues throughout the work that need to be addressed but given weakness on its key argument, I will not elaborate these points.

      __RESPONSE: Since the reviewer offered no specifics on “other issues,” we cannot respond. We hope, however, that we have addressed them in our response to the other reviewers’ comments. __

      Reviewer #3 (Significance (Required)):

      Blank/Polymenis and colleagues explore how reduced folate metabolism impacts aging. While folate supplementation is known to benefit the development and health of young people, little is known about the impact of this substrate at advanced ages.

      RESPONSE: ____We concur with the reviewer's observation regarding the knowledge gap surrounding the impact of reduced folate metabolism on aging, particularly in advanced stages of life, which ____is why our study significantly contributes to the field. As we mentioned above, not only do we report that some healthspan metrics were improved in folate-limited animals (e.g., body weight, improved metabolic plasticity), but our study also offers for the first time a comprehensive biomarker analysis of folate limitation late in life (e.g., metabolite and mRNAs changes associated with lower anabolism, lower IGF1 levels in females). ____This original contribution enhances our understanding of the complex interplay between folate metabolism and aging.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #3

      Evidence, reproducibility and clarity

      Blank/Polymenis and colleagues explore how reduced folate metabolism impacts aging. While folate supplementation is known to benefit the development and health of young people, little is known about the impact of this substrate at advanced ages. The paper consists of two parts: 1) blocking folate metabolism in yeast and C. elegans while measuring lifespan (reproductive or age of death); 2) measuring a vast array of traits in mice where folate (and choline) is removed from the diet starting at age 1 year. The second approach is most central to the paper's theme, and the authors conclude their 'data raise the exciting possibility that ... reduced folate intake later in life might be beneficial." However, I do accept this conclusion. Instead, the overwhelming fact is that there were no changes in any phenotype due to the absence of F/C in the older animals. Loss of this nutrient is neutral, although perhaps bad for the kidney. In my view, the authors misinterpret their very basic results: loss of dietary folate has no impact on aged mice (one strain, at that). And there is no way to generalize this simple conclusion to humans. There are other issues throughout the work that need to be addressed but given weakness on its key argument, I will not elaborate these points.

      Significance

      Blank/Polymenis and colleagues explore how reduced folate metabolism impacts aging. While folate supplementation is known to benefit the development and health of young people, little is known about the impact of this substrate at advanced ages.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      Summary: In this manuscript they investigate whether disruption of the folate cycle can slow ageing/improve health in yeast, worms and mice. There are a few experiments in yeast and C. elegans but the rest is a meta analysis of some old data on folate-deprived mice and their own study of mice on a diet with and without folic acid and choline. The find that various interventions of the folate cycle extend lifespan in yeast and worms, that the old study suggest mice live longer without folic acid supplementation and that there is no change to healthspan with mice without folic acid and choline in the diet late in life and that these mice show some positive benefits. Analysis of the microbiome and the transcriptomics suggest small changes to the microbiota and changes in gene expression. Overall the authors conclude that biosynthetic processes have been inhibited without negative effects on healthspan.

      Major comments

      1. The two worm lifespan experiments in Fig 1 show very different controls despite the methods stating that the conditions were the same. Controls can vary from one experiment to another but the difference is striking. It would be good to have supplementary data about the number of repeats and other data about these experiments.
      2. The diet lack folic acid and choline yet the conclusions are only about folate. The choline aspect of the diet needs to be acknowledged as a potential factor.
      3. The authors argue that the effects on the mice are not mediated effects on the diet by the microbiome because there is not a statistical effect on diversity. However they do show a clear difference at the metagenomic level that fits with a metabolic difference. It also ignores work in C. elegans showing that inhibition of bacterial folate synthesis increases lifespan, not by decreasing folate supply but because lowered bacterial folate prevents an age-accelerating activity in the bacteria (Virk et al 2016). It has also been shown that a breakdown product of folic acid can be taken up by bacteria and influence ageing (Maynard et al 2018). I do not think the evidence is strong enough to discounted that the changes seen in the mice are not mediated by microbes.

      Minor comments

      1. It had been shown a long time ago that sams-1 mutants in C. elegans extend lifespan. MTX is likely to influence SAMS levels. This point needs to mentioned.
      2. Page - 6 "folate accelerates worm aging". This statement is not correct and is not what Virk et al 2016 suggests.
      3. Page 7. "at 100μM, a dose similar to the one used in mice with metabolic syndrome (Asby et al., 2015)." It's not valid to compare the concentration of a drug in the media in a C. elegans experiment to a dose given to mice.

      ** Referees cross-commenting**

      I would like to add that it is important to consider whether there are in fact negative effects of folic acid given in later life and this is one of the only studies that addresses this question in a mammalian model, and thus needs to be reported, once the issues raised have been addressed.

      Significance

      The main strength of this manuscript is that it examines the effect of mice given a folate and choline deficient diet late in life and finds mostly positive effects. This finding challenges the dogma that folate

    4. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #1

      Evidence, reproducibility and clarity

      Summary: the work presented by the authors detail how pharmacological inhibition of the rate limiting one carbon metabolic enzyme DHFR by the drug methotrexate increases the lifespan of yeast and worms. Furthermore, placing aged mice on dietary folate and choline restriction potentially enhanced metabolic plasticity but did not significantly increase lifespan with sex specific differences observed. The findings in this manuscript are very interesting and important to our understanding of the conserved mechanisms that regulate longevity through one carbon metabolism. This is especially significant in light of the current folate intake and supplementation in the adult human population. The manuscript, however, requires major revisions. Please see comments below for details.

      Major comments:

      1. The overall tone in this manuscript is colloquial and conversational in nature. A third person academic style and tone, while avoiding the use of subjective descriptive terms would improve the quality of this text. Using terms such as "appeared less diverse", "results are remarkable ...strikingly more pronounced", "possibly positive outcomes" , "appear younger...for unknown reasons", "little Uracil", "tended to be higher", "roughly proportional", "slightly higher", "as a rough readout", and many other examples from the text should not be used in a scientific manuscript. The language should be academic, scientific, precise, and non-ambiguous. A thorough revision of the manuscript with substantial changes to the language and tone is necessary prior to publication.
      2. In the results section, we find multiple instances where the results are interpreted and extensively discussed. This should be reserved for the discussion section. The results section should be used to simply report the findings in a detailed manner.
      3. The materials and methods section is severely lacking in details in some areas. For example, no details were provided regarding how the worm lifespans were conducted and previous work of collaborators were referenced instead. Important details such as worm numbers, biological and technical replicates, solid agar vs liquid culture, temperature, use of FUdR, antibiotics, transfer frequency, methods of scoring, etc... are lacking. Other details such as the preparation of the plates (Was MTX incorporated into the agar, seeded with the bacterial lawn, or liquid culture was used), storage conditions, age of the plates when lifespan started, how was the UV killing of the lawn verified etc... many other methods subsections lack crucial details. Please carefully review the methodology and include sufficient pertinent details.
      4. In the worms, interventions that impact germline proliferation can extend lifespan. Methotrexate is known to impact germline proliferation and can lead to toxic developmental effects and germline arrest. Was fecundity impacted by methotrexate using the dosages found to extend lifespan?
      5. The authors stated that UV killed bacteria was used in the worm experiments but did not provide the reasoning for it. Virk had concluded that reduced bacterial pathogenicity is responsible for the lifespan extension and not the worm's OCM. How does your work agree with or refute these previous findings?
      6. The authors state that AICAR (100 uM administration to the worms (no experimental details were given) increases their lifespan and concluded that this is proof that manipulation of 1C metabolism promotes longevity. There are 2 concerns here; first, AMPK activation leads to inhibition of TOR and that has been shown to promote longevity in multiple models. While we agree that a significant crosstalk between TOR and OCM exists, this experiment does not necessarily contribute to the argument that the authors are making. Second, it has been established by multiple groups that inhibition (RNAi and pharmacological) of DHFR1, TYMS1, SAMS1 and possibly other OCM enzymes leads to lifespan extension in worms. These findings provide stronger evidence that OCM regulates organismal longevity.
      7. In the mouse study, the authors do not provide a rationale on why a folate and choline deficient diet was adopted as opposed to only a folate deficient diet. Additionally, we assume that the diets did not contain antibiotics (succinyl sulfathiazole) to reduce microbiome folate production since it was not mentioned. Where wire bottom cages used to eliminate coprophagy? Were there any significant differences between male and female serum folate levels that could have contributed to the endpoints. Was only a subset of samples assayed for total folate? (fig 2b shows a possible n of 6 per group?). If no antibiotics and no wire bottom cages were used, mice can maintain adequate folate levels from coprophagy without developing signs of anemia. Please discuss these details as it helps clarify the conditions used.
      8. There are instances in the results section where statements were made implying that there are differences observed "slightly higher", "negative association" when it is not statistically significant. There can be either statistically significant differences/correlation or not. please be precise in your wording.
      9. Graying was observed less significantly in the F/C- group according to the authors. However, no quantitative assessment was made, and it is merely observational. Inference to inhibition of mTOR was made, but mTOR protein and phosphorylation levels were not performed. The authors did perform western blotting on ribosomal S6 protein, however no assessment of the downstream mTOR targets P70S6k1 and 4EBP are shown.
      10. Can the change in RER in F/C- mice compared to controls be explained by the increased adiposity in these animals?
      11. How was the microbiome normalized between groups prior to the beginning of the experiment? (fecal slurry gavage, bedding exchange, cohabitation, none of the above?). There is no mention of this crucial step in the materials and methods section. Furthermore, additional details regarding the microbiome analysis are required (analysis pipeline, read depth, denoising, software, data processing, PCA analysis, etc...). it is not sufficient to state that Zymo performed the analysis. What is an "easily distinguishable gut microbiome" and "appeared less diverse"? a two-dimensional plot using two principal components would be more suitable for image 5A and allow for better visualization of the clustering of the groups. Since the authors suggest that the microbiome could be a source of 1C metabolites (including natural folate), it is important to clarify if coprophagy is involved.
      12. How are inflammatory cytokines and marker levels linked to reduced anabolism and immune function in non-challenged animals?
      13. When discussing the epigenetic analysis, the authors state "no changes in the DNA methylation from liver samples.." and "groups appear younger than expected". Please clarify these statements. Additional details are needed regarding the analysis performed and the choice of methylated loci and methods. Please reference the epigenetic clock or model that was used and if was developed for the same strain and sub-strain of mice. Is it using a modified "Hovarth" mouse DNA age epigenetic clock? If so, provide the necessary details and a possible explanation for the discrepancy other than "unknown reasons"
      14. Regarding Uracil misincorporation, the liver contains significant stores of folate as it is the main hub for several critical OCM reactions (Phospholipid methylation is a major one). Earlier studies used antibiotics with or without coprophagy prevention measures to induce a state of folate depletion to induce uracil incorporation in various tissues of rodent models. Theres is some controversy whether dietary folic acid restriction/methyl donor restriction alone will lead to uracil misincorporation when there is no apparent depletion or anemia. Please discuss your specific experimental procedures and how it agrees or disagrees with the published literature.
      15. The section discussing RPS6 needs to be rewritten and it is difficult to understand. Furthermore, as stated previously, considering phosphorylation of mTOR and its downstream targets 4EBP and S6K1 will give a clear indication of proliferative signaling. Additionally, these pathways are impacted by feeding status, diurnal cycles, and sex. Were these factors controlled prior to sacrifice? Where the animals sacrificed at the same time? In a fed or unfed state?
      16. The western blots provided in supplementary files show uneven protein loading across lanes (ponceau stain). No loading control is shown such as B-actin. A separate blot is used for total and phosphorylated proteins as opposed to gently stripping the membrane of the phosphorylated bolt and re-incubating with the antibody for total. While normalizing phosphorylated to total protein levels will eliminate some of the variability in the author's method. The uneven loading may introduce errors in the calculated ratios.
      17. While the authors referenced older studies utilizing low dose methotrexate on rodents and provided a composite lifespan based on these findings, why was dietary folate and choline restriction used instead of a low dose methotrexate in mice in the current study? Please provide a rationale for this approach.

      Minor comments:

      1. While the authors make compelling arguments that lower folate intake later in life may promote healthy aging, an important consideration in the human population that a considerable percentage of older individuals may be consuming an excessive amount of folate due the combination of fortification and voluntary supplementation. An alternate hypothesis that could apply to humans and lab models is that the existing levels of exposure to folate/folic acid may be accelerating the aging process and promoting disease in later life.
      2. The common C57BL/6j is being referred to as the "long lived strain". Is this relative to mice in wild conditions? There are many transgenic C57bl/6 strains that live considerably longer. Please clarify if this is meant to describe the aged mice used in the experimental process.
      3. While the authors state early in the manuscript that longevity was not a measured outcome in the mouse study, the manuscript contains statements discussing animal survival in the results and survival curves (figure 2). This gives the impression that the study was planned as a survival analysis initially and since no difference was observed between the experimental groups during the earlier stages, the secondary endpoints of health span analysis were adopted. Either approach does not detract from the significance of the study's findings. Further clarity on the approach would be beneficial to the readers.
      4. For yeast culture conditions, what are the folate sources and content? Is there added folic acid similar to cell culture conditions where supraphysiological concentrations are used in standard mediums (RPMI and DMEM).
      5. In the metabolism section, the authors make statements such as "the differences were minimal" , "probably were due..", "minimal effects", "apparent increase", "tended to be", "little uracil" etc.. please refrain from using subjective language and use precise scientific terms.
      6. Figure 2-c, there is a typo, Weeks not months

      ** Referees cross-commenting**

      while we generally agree with the other reviewer's concerns, we find that reviewer 3 rejection of the authors conclusion without considering the evidence presented in the context of what is currently known in the field potentially limiting. Multiple groups have shown that manipulation of OCM enzymes (DHFR, TYMS, SAMS) can extend lifespan in worms. the recent report Antebi's group (Annibal et al. Nature Com, 2021) provides strong evidence that OCM is central to longevity regulation in worms and mice and that folate intake can interact with and modulate organismal longevity. while this manuscript findings are not conclusive, I think it is premature to dismiss it completely. perhaps the alternative is to discuss the limitations of this approach and interpret the results (or the lack of significant differences) in order to help guide future research into this important subject. generalizing rodent results to human is always going to be a limiting factor in this type of work. Mice have significantly higher circulating folate. additionally, DHFR activity (the rate limiting enzyme in folate OCM) in rodents can be up to 100 times higher than its human equivalent. another consideration is that mice, similar to other rodents, engage in coprophagy, thereby recycling and supplementing bacterially produced folate in the absence of antibiotics in the diet. Therefore, mice placed of dietary folate restriction in the absence of antibiotics do not develop signs of anemia or deficiency. Therefore, it could be argued that there is no loss of nutrients in mice in this scenario and that supplementation at the arbitrarily recommended level of synthetic folic acid (2mg/kg day) or higher could impact health and aging. Similarly , in humans excess folate intake has been controversially associated with a number of deleterious health effects. It is important not to dismiss these reports and encourage further research into this subject that impacts a significant percentage of the human population due to the widespread use of supplements.

      Significance

      A major strength of this study is that the authors show that manipulation of OCM either through pharmacological inhibition or dietary restriction can impact organismal longevity in a conserved manner across species from yeast to worms and mammals. These findings provide compelling evidence that folate intake and metabolism in humans should be rigorously researched as potential regulator of aging. These findings complement and agree with a recent report by Antebi's group (Annibal et al. Nature Com, 2021) highlighting that long-lived worm and mice strains exhibit similar metabolic regulation of one carbon metabolism. In the same report low levels of folate supplementation partially or completely abrogated the lifespan extension in some models. This study provides additional evidence that restricting OCM through drugs or dietary restriction can significantly impact healthspan and lifespan. Additionally, it raises the question whether excessive folate intake in aged adults may have potentially deleterious effects on health and longevity. The limitations of this study can be seen in the overall lack of significant impact of the dietary intervention on the health metrics that were measured in mice. The study does not provide strong evidence that restricting folate and choline intake will produce favorable effects on health. Similarly, no significant impact on mice lifespan was observed based on the partial lifespan analysis. Further clarity is needed regarding the experimental procedures and methods used. The study, nonetheless, is an important step towards investigating the role of folate and OCM in regulating mammalian healthspan and lifespan. Future studies can expand on these findings and investigate whether OCM interventions that are started in early life can produce significant and measurable effects on longevity and health in mammals. The findings here provide a conceptual and incremental advance in our understanding of these complex interactions.

      These findings are important to the research communities especially in the areas of longevity, metabolism, and nutrition.