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  1. Jul 2025
    1. Le député de la France Insoumise Aurélien Saintoul a également dénoncé sur son compte Twitter l'annonce faite par François Bayrou, "liquidateur", selon lui "de l'héritage du Conseil national de la Résistance". Membre du conseil de Paris, le socialiste Mahor Chiche s'est emporté contre le Premier ministre "qui ne trouve rien de plus innovante et d'absurde que de proposer la suppression du 8-Mai" alors que "la France, la paix sont menacées et où on a une impérieuse nécessité de renforcer le lien intergénérationnel et citoyen".

      The Deputy of France announced on his Twitter account that "Bayrou the victory over Nazism does not deserve to be a holiday." This shows he's in agreement with removing this public holiday. Members of the Paris counsel are in disagreement with this decision that the prime Minister is proposing and consider it absurd to remove these public holidays.

    2. emporté contre le Premier ministre "qui ne trouve rien de plus innovante et d'absurde que de proposer la suppression du 8-Mai" alors que "la France, la paix sont menacées et où on a une impérieuse nécessité de renforcer le lien intergénérationnel et citoyen".

      "...carried against the Prime Minister "who finds nothing more innovative and absurd than to propose the abolition of May 8" while "France, peace are threatened and where there is an urgent need to strengthen the intergenerational and citizen link".

    3. l'annonce faite par François Bayrou, "liquidateur", selon lui "de l'héritage du Conseil national de la Résistance"

      ""liquidator", according to him "of the legacy of the National Council of the Resistance" I looked up the definition of "liquidator" and it is "a person appointed to wind up the affairs of a company or firm."

    4. Cette annonce a tout de suite fait réagir de nombreux politiques de toutes tendances confondues. Le patron du RN, Jordan Bardella, a déploré une "provocation" et "une attaque directe contre notre histoire, contre nos racines, et contre la France du travail".

      An RN boss expressed the sentiment of this decision being a direct attack on French history, culture, and France as a whole. I agree.

    5. a déploré une "provocation" et "une attaque directe contre notre histoire, contre nos racines, et contre la France du travail".

      "deplored a "provocation" and "a direct attack on our history, on our roots, and on the France of work"."

    6. L'annonce par le Premier ministre, François Bayrou, mardi, de la suppression de deux jours fériés, dont le lundi de Pâques et le 8-Mai, a suscité de vives critiques. Deux journées dont la signification et l'impact mémoriel sont sujets à débat. Décryptage.

      The Prime Minister, François Bayrou, announced that two public holidays will be removed. This decision has attracted much criticism, as people are concerned that these meaningful holidays that are core memories for people will be lost.

  2. drive.google.com drive.google.com
    1. diferentesestilos de aprendizagem

      Independentemente dos ritmos, destaco esta questão do estilo de aprendizagem, que é muito evidente por exemplo na aprendizagem de conceitos matemáticos. Explicando o mesmo conceito com recurso a várias modalidades complementares, nota-se que a cada modalidade há estudantes para quem aquela forma de contacto com o conceito é que finalmente fez o clique. Uns preferem explicações verbais, com analogias entre os novos conceitos e conceitos familiares; outros compreendem melhor quando conseguem visualizar e, melhor ainda, interagir com visualizações dos conceitos; outros ainda preferem o rigor de definições e demonstrações lógicas; e, finalmente, alguns só interiorizam a aprendizagem quando constroem algo, nomeadamente com recurso a programação. Independentemente da modalidade preferida, normalmente todos os alunos ganham um entendimento mais profundo graças à complementaridade. Os ambientes digitais prestam-se a uma integração das várias modalidades, com vantagens claras no que toca a visualizações, interacção e programação.

    2. As e-atividades podem ser concebidas de forma assíncrona ou deforma síncrona. No primeiro caso, os estudantes podem levá-las a cabo ao seupróprio ritmo, sem ser necessário estarem online ao mesmo tempo. No segundocaso, as mesmas só podem ser desenvolvidas quando todos os participantesestiverem online ao mesmo tempo, através de chats ou outro suporte quepermita a comunicação, em tempo real. Esta situação faz com que este tipode e-atividades seja menos flexível e pode levar a alguns constrangimentoscom estudantes mais introvertidos. Contrariamente, as e-atividades assíncronassão mais flexíveis, mas podem criar uma sensação de isolamento entre os seusparticipantes

      Para mim, esta é uma questão fulcral no desenho de e-atividades quando penso nos conteúdos e plano curricular do curso que lecciono e que se enquadra no domínio das ciências aplicadas. A criação de momentos síncronos e assíncronos e o seu equilibrio de forma a que haja uma fluidez de momentos interativos. Nesta microcredencial temos experiênciado que as próprias sessões síncronas não ocorrem nos mesmos dias da semana em função do desenho do curso/intuito do formador e isto por vezes cria alguns contrangimentos com os estudantes que necessitam de um curso onde haja uma previsibilidade de atividades e agenda prévia logo no início de cada semana de curso. Mas este aspeto, está mais relacionado com o tipo de estudante/formando e o seu ritmo e como as e-atividades podem ser alteradas ou redesenhadas ao longo de diferentes edições de um curso de forma a ir por um lado, ao encontro de um tipo de turma e por outro não perdendo o caráter dos conteúdos e aprendizagens que se pretendam alcançar.

    3. Na e-atividade devem estar indicados os recursos a utilizar para odesenvolvimento da mesma. Na área designada de Ações devem ser indicadoso tipo e os momentos em que se esperam as intervenções dos participantes –professores e estudantes. No caso dos professores pode ser indicado que cabeao mesmo abrir a e-atividade, formar os pares, encorajar e dar apoio e intervirregularmente nas discussões.

      Na e-atividade (online) deve ser incluídos os recursos necessários para a sua realização e indicar, de forma clara, o que se espera de cada participante/aluno. É relevante definir o que cada um faz e quando, tanto no caso dos alunos como dos professores. O docente tem um papel ativo, sendo responsável por colocar na plataforma a e-atividade, formar os grupos, incentivar a participação, dar apoio constante e fazer parte das discussões à medida que o trabalho decorre.

    4. Por outro, devem fomentar os diferentes tipos de interações. Isto é,através da e-atividades são colocadas em jogo competências diversas, quepossibilitam as aprendizagens, tanto a nível individual, como ao nível do trabalhocolaborativo, pois o contexto social e as interações com o meio são elementosessenciais à construção individual do conhecimento (Barberà, 2003)

      Ao ler este parágrafo, identifiquei, algo que enquanto professora tenho refletido, que a inserção da diversidade de metodologias de ensino aprendizagem e também no processo de avaliação, poderá ir muito mais encontro de cada aluno, na construção individual do conhecimento, e também desta forma potenciar a motivação de cada um para concretizar os seus objetivos. Tomei a liberdade de perguntar ao ChatGPT a relação entre este excerto do texto e diversidade de estratégias no processo de ensino aprendizagem. Resposta do ChatGPT "A citação de Barberà (2003) sublinha um aspeto essencial do processo educativo: o conhecimento constrói-se não apenas de forma individual, mas também através das interações sociais e do contacto com diferentes contextos. Esta visão reforça a necessidade de diversificar as estratégias de ensino-aprendizagem, especialmente em ambientes digitais ou híbridos, onde as e-atividades desempenham um papel central. Ao recorrer a diferentes tipos de atividades — como fóruns de discussão, trabalhos de grupo, projetos colaborativos, portfólios digitais ou simulações — os docentes potenciam diferentes formas de interação: aluno-conteúdo, aluno-aluno e aluno-professor. Cada uma destas interações contribui de maneira distinta para o desenvolvimento de competências cognitivas, sociais e metacognitivas. Além disso, a diversidade estratégica permite responder melhor às diferenças individuais, reconhecendo que os estudantes aprendem de maneiras variadas. Por exemplo, atividades que promovem o trabalho colaborativo favorecem o desenvolvimento de competências sociais e comunicacionais, enquanto tarefas individuais podem incentivar a reflexão crítica e a autonomia. Neste sentido, a utilização de metodologias ativas e colaborativas, apoiadas por tecnologias digitais, não só amplia as oportunidades de interação, como também torna o processo de aprendizagem mais significativo. Afinal, tal como destaca Barberà, o contexto social e a interação com o meio são determinantes para a construção individual do conhecimento — e quanto mais variadas forem essas interações, mais ricas e profundas tendem a ser as aprendizagens."

    5. A leitura do capítulo dedicado às e-atividades revela uma abordagem clara e prática sobre como desenhar boas atividades de aprendizagem em ambientes digitais. A proposta assenta numa perspetiva pedagógica centrada no estudante, com base na aprendizagem ativa, na colaboração e na construção do conhecimento através da interação com os outros e com os conteúdos. Criar boas atividades neste contexto implica, antes de tudo, uma intenção pedagógica clara: é essencial saber o que se pretende que o estudante aprenda, de que forma esse objetivo se liga ao percurso formativo e como pode ser alcançado num ambiente digital. Mais do que replicar o ensino presencial em formato online, trata-se de repensar as práticas, aproveitando o potencial da tecnologia para criar experiências de aprendizagem mais ricas e significativas. Uma boa atividade deve considerar o contexto dos alunos, as suas competências digitais, os seus interesses e diferentes ritmos de aprendizagem. Deve incluir orientações claras, tarefas bem estruturadas, prazos definidos, canais de comunicação acessíveis e critérios transparentes de avaliação. Ao mesmo tempo, deve estimular a autonomia, o pensamento crítico e a capacidade de trabalhar em colaboração. O papel do professor é essencial neste processo, não como transmissor de informação, mas como facilitador da aprendizagem. Cabe-lhe desenhar propostas desafiantes, acompanhar o progresso dos alunos, fornecer feedback regular e promover o diálogo entre todos os participantes.

    6. Este profissional deve aindater conhecimento dos princípios subjacentes ao processo de aprendizagem ecomo é que os estudantes aprendem. Ou seja, cabe ao conceptor encontraras estratégias mais adequadas para alcançar os seus objetivos, sendo que apanóplia de caminhos a selecionar é vasta.

      O impacto das tecnologias digitais no ensino e aprendizagem tem, na minha opinião, uma importância cada vez maior, sobretudo pela capacidade de flexibilizar o espaço, o tempo e o ritmo, o que é muito positivo para responder às necessidades individuais dos alunos. Estes ambientes digitais não só cativam os estudantes, incentivando a aprendizagem autónoma, como também promovem o trabalho colaborativo, uma componente fundamental no ensino atual. De acordo com Seymour Papert (1980), a tecnologia deve ser vista como uma ferramenta que apoia o estudante na construção ativa do seu conhecimento, reforçando o papel central do aluno no processo de aprendizagem. Esta perspetiva enfatiza a necessidade de ambientes que estimulem a autonomia e a criatividade. O professor assume, assim, um papel de mediador e facilitador, aproximando-se mais dos alunos para os apoiar no seu percurso. Diana Laurillard (2012) reforça esta ideia, defendendo que a tecnologia deve facilitar o diálogo entre professor e estudante, promovendo uma aprendizagem mais interativa e eficaz. É fundamental que o professor planeie cuidadosamente as atividades e escolha as estratégias pedagógicas mais adequadas ao público-alvo. Como salienta Merrill (2002), o sucesso do ensino depende do desenho instrucional e das atividades propostas, independentemente do suporte tecnológico. De igual modo, Salmon (2000) e Jonassen (1999) destacam que as estratégias devem respeitar os ritmos e estilos individuais dos alunos, promovendo a autonomia e o envolvimento ativo no processo. Desta forma, considero que, a integração das tecnologias digitais deve ser acompanhada de um planeamento pedagógico rigoroso que coloque o aluno no centro da aprendizagem e valorize a interação, a autonomia e a colaboração.

    7. No delineamento de uma e-atividade devemos começar tendo emmente o resultado da aprendizagem. Para tal, devemos procurar responder àquestão: O que é que os estudantes precisam de aprender?Tal como já referimos anteriormente, um outro elemento crucial é amotivação. Ou seja, o que faz mover para aprender? O que faz com que osestudantes queiram aprender?

      Não consigo passar sem reforçar este ponto. Parece-me ser o resumo "resumido": o que é que eu espero que os alunos aprendam; como é que eu os vou motivar para isso?

      Claro que podemos fazer outras perguntas, mas parecem-me acessórias. Onde o vou fazer, que materiais vou usar, que ambiente(s) vamos usar, etc... Mas, para mim estas questões extra apenas especificam os gostos e/ou competências particulares do professor e eveltualmente dos alunos.

    8. Tal como já referimos anteriormente, um outro elemento crucial é amotivação. Ou seja, o que faz mover para aprender? O que faz com que osestudantes queiram aprender?

      É esta para mim a pergunta que temos de fazer a toda a hora enquanto docentes de qualquer grau de ensino. O efeito da curiosidade do aluno faz mover a "montanha" da aprendizagem. Só assim conseguimos cativar os alunos a fazer esta caminhada.

    9. Elascentram-se no estudante, pois baseiam-se em pedagogias socio-construtivistas.

      Concordo em absoluto com a implementação de pedagogias socio-construtivistas porque considero a aprendizagem do aluno mas enriquecedora e significativa. Na minha perspetiva, um aluno que manifeste verdadeira motivação para aprender, consegue assimilar mais conhecimento fundamentado se for o “condutor” do seu próprio processo de aprendizagem. As e-atividades permitem que a aprendizagem se realize de forma “ativa” através do trabalho autónomo e da interação com o meio entre habitantes humanos (seja de forma síncrona ou assíncrona), assumindo o “humano professor” o papel de facilitador/orientador.

    10. Figura seguinte

      Na realidade, toda a programação de atividades com os alunos, sejam em ambientes virtuais ou presenciais, devem ou deveriam partir desta estrutura. Na minha perspetiva a grande diferença reside fundamentalmente no facto de, no contexto de ensino e aprendizagem digital a estrutura ser impreterível devido aos diferentes tempos de organização da aprendizagem (trabalho autónomo, comunicação síncrona e assíncrona) e pelo facto de assentar numa pedagogia socio-construtivista.

    11. Deverá ainda ter conhecimentos de didática adequada à especificidadedos contextos online. Ou seja, os conhecimentos de tipo didático utilizadospara uma aula presencial deverão ser reformulados tendo em vista estes novoscontextos (Goulão, 2012a; Barberà & Badia, 2004). A transição de um contextode ensino presencial para um contexto de ensino a distância online não é feitapela transposição ipsis verbis de um contexto para outro. Pelo contrário, cadaum implica uma didática específica, que vai além dos próprios conteúdosa lecionar. Por essa razão, é necessário que os professores que se queiramdedicar ao ensino a distância online, tenham consciência disso e procuremuma formação adequada ao desenvolvimento de competências especificas àdocência nestes ambientes

      (ANA ISABEL RODRIGUES) Como temos vindo a explorar e refletir ao longo desta formação, estamos perante uma mudança profunda no modelo didático, pedagógico e de aprendizagem. A transposição do ensino presencial para o online não pode, como bem referido no excerto, ser feita de forma “ipsis verbis”, trata-se, antes, de uma verdadeira transformação de paradigma.

      Neste sentido, a minha reflexão centra-se na necessidade de compreender que esta mudança não pode ser encarada apenas do ponto de vista do docente. Os alunos, também eles, terão de ajustar significativamente o seu perfil e postura enquanto alunos, de modo a acompanharem eficazmente este novo modelo.

      A participação no ensino online exige uma atitude mais proativa e imersiva por parte dos alunos, uma maior autonomia, envolvimento nos conteúdos e objetivos pedagógicos, capacidade de colaboração, partilha de ideias e gestão do seu próprio processo de aprendizagem. Trata-se de um compromisso mais exigente e, ao mesmo tempo, mais enriquecedor.

      Contudo, o que tenho vindo a observar é uma crescente dificuldade em identificar esse perfil nos alunos com os quais trabalho em contexto de ensino superior (em geral). Esta constatação levanta uma questão que me parece fundamental: como alinhar este novo modelo pedagógico com o perfil real dos alunos que temos diante de nós? Que estratégias devemos (re)pensar para promover essa transformação também do lado do discente?

    12. Estas atividades ou e-atividades (tratando-se de atividades desenvolvidasonline) são umas das variáveis críticas neste processo. Podemos encontrardiferentes tipologias de e-atividades e a escolha da mesma deve ser feita emfunção dos objetivos a alcançar.

      Este parágrafo chama a atenção para a importância de escolher cuidadosamente a tipologia das e-atividades em função dos objetivos de aprendizagem. Concordo que este é um ponto crítico, porque muitas vezes se começa por selecionar ferramentas ou formatos sem primeiro clarificar o que se pretende que os estudantes alcancem. Para mim, este princípio reforça que o design pedagógico deve ser orientado pelos resultados de aprendizagem esperados e não apenas pela tecnologia disponível.

    13. Cabreo e Román (2006) as e-atividades podem-se classificar, de uma formahierarquizada, tendo em conta as suas funções, em:• Socialização, são aquelas que permitem ‘quebrar o gelo’ entre osparticipantes e fomentar a noção de classe virtual – socialização online;• Aquisição de conceitos ou de vocabulário específico;• Aprofundamento de uma determinada matéria;• Transferência de conhecimentos para contextos diferentes dos utilizados;• Aplicação dos conteúdos/aprendizagens aos contextos de profissionais.

      A Socialização sem dúvida é muito importante no inicio da interação e colaboração entre estudantes. As atividades referenciadas como "quebrar o gelo" para que os estudantes tenham a noção de grupo são fundamentais como é referido. Que estratégias podemos implementar quando não funciona da forma que esperamos? Podemos reforçar? Ou simplesmente apelamos à participação? Claro, que teremos que ter sempre respeito pela individualidade e diversidade de cada estudante. E neste processo quando percebemos que alguns inscritos não participam ou não estão a conseguir acompanhar o que fazer? Claro, que no ensino de adultos a responsabilização e autonomia é fundamental, mas também sabemos que nem sempre é assim. Enquanto professor qual é realmente o meu papel? Principalmente quando percebo que não está a resultar? Mudo estratégia?....

    14. Contudo, a mediação tecnológica, per si, não é garantia do processode ensino e aprendizagem. A este propósito Ali (2004) refere que: “the delivery

      Esta ideia faz-me particular sentido: cada vez mais confirmo, na minha experiência, que não é a tecnologia a determinar o sucesso das aprendizagens, mas sim a forma como penso, planeio e dinamizo as atividades. A bibliografia da faormação (Ali, Goulão, Salmon,…) reforça o que sinto na prática: limitar-me a digitalizar rotinas presenciais raramente gera o envolvimento ou progresso real dos alunos. O verdadeiro desafio está em criar, no digital, ambientes vivos, intencionais e colaborativos, onde a tecnologia está ao serviço de relações, reflexão e crescimento, e não o contrário. Sinto que é neste compromisso pedagógico, muito mais do que nas ferramentas, que reside a qualidade do ensino online e do nosso potencial de sucesso como professores.

    15. Em suma, as e-atividades devem ter como função a estimulação dasaprendizagens profundas e do aprender a aprender. Devem ainda promover atransferência de conhecimentos entre diferentes contextos e a sua aplicação acontextos profissionais, onde os estudantes se venham a inserir

      É evidente que o envolvimento dos estudantes não depende apenas do formato, mas sobretudo da intencionalidade pedagógica. Só atividades motivadoras e bem orientadas para objetivos claros promovem aprendizagens significativas e duradouras, como tantas vezes sublinhado nas sessões síncronas.

    16. flexibilidade de escolha de recursos, que o digital propicia, remete paraum aumento de possibilidades de percursos de aprendizagem, que se devemcoadunar, não só com os objetivos, as tarefas, mas também com os diferentesestilos de aprendizagem ou ritmos dos estudantes

      Creio que a flexibilidade e a diferenciação são, de facto, dos maiores trunfos da educação digital. Ao termos como ajustar atividades, ritmos e desafios ao perfil de cada estudante, criamos condições para uma aprendizagem mais personalizada e inclusiva. No entanto, esta personalização exige bem mais de nós, professores, uma atenção permanente aos sinais da turma e a capacidade de ajustar os percursos de aprendizagem em tempo real. Como refere a literatura (Goulão, Dias & Freitas), a verdadeira personalização só acontece quando aliamos esta flexibilidade a uma planificação intencional e ao compromisso de promover o sucesso de todos os estudantes.

    17. Por último, para além destes aspetos, de acordo com Cabreo e Román(2006), a seleção de uma e-atividade deve refletir critérios que contemplem ascaracterísticas individuais dos estudantes, deve ser dada primazia às e-atividadesque potenciam o desenvolvimento de maiores competências dos estudantes eque mobilizem um maior número de capacidades, sejam mais motivadoras,não esquecendo as possibilidades que os contextos online propiciam para o seudesenvolvimento, quer em termos de recursos, quer de interações (síncronas e/ou assíncronas)

      Apesar do enorme leque de instrumentos digitais disponíveis é necessário compreender estas mesmas ferramentas e como é que elas podem contribuir para a aprendizagem dos formandos. Para tal é necessário que logo à partida o formador detenha bons conhecimentos sobre as ferramentas que irá utilizar e ter já previamente delineado os objetivos que pretende que os seus formandos atinjam para ajustar os mesmos às ferramentas disponíveis. Tem de ser tido em conta que a formação à distância pode gerar alguma dispersão pelo que é necessário compreender se os formandos se encontram motivados ou não e o que pode ser feito para os manter motivados.

    18. respeito ao impacto daintrodução das tecnologias digitais no plano de aprendizagem. Estes sistemaspermitem uma flexibilização de espaços, tempos e ritmos, que melhor respondamàs necessidades daqueles que a ele recorrem.

      Para além do respeito ao impacto das tecnologias no plano de aprendizagem, também o impacto das mesmas nos estudantes. Como disse o Prof. António Moreira em sessão síncrona: "Há quem leia 7 páginas em 10 minutos, e há quem leia em 15..." O mesmo vale para as tecnologias, e mais ainda se o corpo discente é composto por grande variabilidade etária. Para mim, a vantagem dos ambientes virtuais de aprendizagem é permitirem que adquiram não apenas o conhecimento do conteúdo da disciplina, mas também dos meios de se comunicarem nesses e em outros espaços.

    19. à sua experiência

      Um dos caminhos que costumo escolher é trazer as experiências pessoais à tona, na medida em que sintam-se a vontade para compartilhá-las em sala de aula. É uma das formas de engajamento mais eficazes, no meu ponto de vista.

    20. A flexibilidade de escolha de recursos, que o digital propicia, remete paraum aumento de possibilidades de percursos de aprendizagem, que se devemcoadunar, não só com os objetivos, as tarefas, mas também com os diferentesestilos de aprendizagem ou ritmos dos estudantes, por exemplo (Martínez &Pérez, 2011; Goulão, 2012b). As e-atividades podem ter graus de complexidadecrescente e de adequação aos estudantes.

      O texto destaca a flexibilidade proporcionada pelo digital na aprendizagem; dito isto, é fundamental realçar o papel central da pessoa, a aprendizagem é para pessoas, sem elas é vazia; um som produzido numa floresta ou num deserto, que ninguém escute, nunca existiu; Do texto destaco, "estudantes" e "ritmos"; Ainda o reforço da ameaça de demasiadas ferramentas digitais, que aumentam o ruído e baixam a aprendizagem. Após a leitura do site do software hypothes.is, fico com a impressão, leitura pessoal apenas, que é apenas mais uma, mais uma árvore na florestas digital, e há o risco de desfocar do ritmo de estudo e do Estudante. A tecnologia é uma ferramenta ao serviço do humano, nunca um carril a obrigar o humano a respeitar o seu caminho.

    21. Okada, Meister e Barros (2013) destacam que aprender em colaboraçãoenvolve um processo de interação constante na resolução de problemas,desenvolvimento de projetos ou discussões sobre um determinado tópico, emque cada estudante tem definido o seu papel como um parceiro na realizaçãode aprendizagem e onde o professor participa como outro colaborador, mascom as funções de conselheiro e mediador, garantindo a efetividade da

      mantém-se fundamental repensar radicalmente o lugar da docência no nosso ensino superior. Se cada estudante é visto como pessoa parceira ativa no processo de ensino/aprendizagem, e cada docente como colaborador/a, conselheiro/ e mediador/a, que implicações reais estamos na disposição de assumir nas nossas práticas?

      Em muitas instituições, mantemos vivos modelos centrados na transmissão e no controlo, mesmo quando usamos tecnologias digitais. Chamamos-lhes “ambientes virtuais de aprendizagem”, mas quantas vezes não passam de repositórios de conteúdos ou plataformas de submissão de trabalhos?

      A ideia de “interação constante” e de “papéis definidos” exige mais do que fóruns abertos: exige intencionalidade pedagógica, responsabilização partilhada e mudança cultural — tanto em docentes como em estudantes. Mas quem está (realmente) disponível para essa mudança?

      Fica a provocação: estamos, no ensino superior, a formar estudantes para colaborarem e pensarem criticamente em rede — ou apenas a manter o hábito de seguir instruções e cumprir tarefas?

    22. “(...) As e-atividades deverão ajudar os estudantes a deixarem de ser passivos e setornarem ativos, pelo facto de que a aprendizagem não se refere exclusivamenteao armazenamento/memorização da informação, mas sim à sua reestruturaçãocognitiva; definitivamente, devemos realizar ações reais de e-learning e não dee-reading (...)” (Cabreo, 2006, p.8)

      A citação de Salmon (2002, 2019) representa um verdadeiro guia para o desenho de e-atividades significativas: aquelas que dão protagonismo ao aluno, estimulam a autonomia, a colaboração e a reflexão metacognitiva. Esta abordagem, profundamente enraizada em pedagogias socio-construtivistas, ganha ainda mais força quando cruzada com os princípios descritos por Moreira, Henriques e Barros (2020), que apontam a importância de conceber atividades digitais alinhadas com objetivos claros, motivadoras e adaptadas aos estilos de aprendizagem dos estudantes .Na minha prática como professora, sobretudo em projetos de educação STEAM, vejo esta perspetiva materializar-se quando os alunos participam ativamente em atividades como a construção de maquetes interativas do sistema solar com robôs programados em Scratch, ou quando realizam percursos matemáticos outdoor com recurso à app MathCityMap. Nestes contextos, os alunos deixam de ser meros recetores de informação e passam a ser investigadores, criadores e colaboradores. Um bom exemplo disto foi o projeto “Missão Estação Meteorológica” com o 8.º ano, em que os alunos construíram instrumentos meteorológicos, recolheram dados no terreno e discutiram os resultados em grupo. Esta atividade promoveu exatamente o que Salmon propõe: investigação, organização de conhecimento, exploração de novos recursos e partilha de ideias — sempre com o professor como orientador e facilitador do processo .É precisamente neste tipo de atividades que observo os alunos a formularem perguntas relevantes, a refletirem sobre os seus próprios erros e estratégias, e a aplicarem conceitos matemáticos ou científicos em contextos reais. Isto não seria possível se as e-atividades fossem meramente transmissivas ou desprovidas de propósito.

      Outro exemplo prático que coloco em prática com regularidade é o uso do Scratch para trabalhar conteúdos de Matemática, como as frações ou os movimentos geométricos. Quando os alunos criam um jogo ou uma animação que exige pensar logicamente, testar hipóteses e resolver problemas, estão a aplicar exatamente os critérios de qualidade apontados por Salmon: estruturam informação, tomam decisões e comunicam as suas ideias a pares. Contudo, esta abordagem também nos obriga, enquanto docentes, a repensar o nosso papel. Deixamos de ser a “fonte” e passamos a ser mediadores, o que exige mais tempo de planificação, feedback personalizado e atenção à diversidade. Mas a recompensa é visível: mais envolvimento, mais motivação, mais aprendizagens com sentido. Por isso, defendo que a qualidade de uma e-atividade não está na sofisticação tecnológica que envolve, mas na intencionalidade pedagógica com que é concebida. Tal como afirmam os autores da Universidade Aberta, “a tecnologia é o suporte, não o fim”. E cabe-nos a nós, professores, criar espaços digitais onde a curiosidade, a colaboração e a reflexão sejam cultivadas com propósito.

    23. Assim, as e-atividades devem ser concebidas e desenvolvidas de formaa garantir a motivação do estudante e, ao mesmo tempo, serem orientadaspara a prossecução de objetivos. De acordo com Salmon (2002) “The wholee-activity process should be geared towards engaging participants in activeonline learning that results in their achieving the outcomes that they and youdesire” (p. 87)

      O parágrafo apresentado sublinha um princípio essencial do design pedagógico em ambientes digitais: a necessidade de equilibrar a motivação dos estudantes com a intencionalidade dos objetivos de aprendizagem. Como refere Gilly Salmon (2002), todo o processo de e-atividade deve estar orientado para uma aprendizagem online ativa, com resultados visíveis e significativos tanto para os alunos como para os professores.

      Esta visão está profundamente alinhada com os princípios da educação digital em rede, tal como apresentados por Moreira, Henriques e Barros (2020) e desenvolvidos no capítulo 4 da obra Educação Digital em Rede (2020) . Nestes textos, as e-atividades são descritas não como simples tarefas transferidas do ensino presencial, mas como estruturas pedagógicas intencionais, desenhadas com base em pedagogias construtivistas e centradas no estudante. Refletindo enquanto professora, diria que esta abordagem exige de nós uma mudança de paradigma. Já não basta “transportar” as fichas ou os questionários para uma plataforma digital. Exige-se um novo olhar sobre o que é ensinar e aprender em rede. Como tal, é imperativo conhecer bem os nossos alunos — o que os motiva, como aprendem, com que ritmo — e usar as tecnologias como aliadas, não como fins em si mesmas. A citação de Salmon (2002) torna-se ainda mais pertinente quando consideramos que a motivação dos estudantes está intrinsecamente ligada ao sentimento de pertença e ao propósito. Quando percebem que as e-atividades têm um objetivo claro, que estão alinhadas com as suas necessidades e permitem aplicar o que aprendem, a sua participação torna-se mais ativa e significativa. Isto requer, da parte do professor, um cuidadoso trabalho de planificação, estruturação e acompanhamento — como se sublinha nos documentos analisados .Por isso, na minha prática, tento que cada e-atividade não seja apenas uma “tarefa”, mas uma oportunidade para os alunos refletirem, colaborarem e crescerem — tanto cognitivamente como pessoalmente. É esta dimensão mais humana e intencional do ensino online que acredito que devemos procurar, mesmo em ambientes mediados por tecnologia.

    24. que esperamos que os estudantes irão aprender através da realização daatividade;• como é que essa aprendizagem irá contribuir para alcançar os objetivos daunidade/tópico/tema em causa;• os estudantes e o que os motiva. Ou seja, elas devem ser concebidas tendocomo objetivo o desenvolvimento integral dos estudantes levando--os adesenvolver e a potenciar as suas competências;• as limitações decorrentes da formação e do manuseamento da tecnologiapor parte dos estudantes.

      Num tempo em que a educação se desenrola, cada vez mais, em múltiplos espaços digitais, torna-se urgente repensar a forma como concebemos e desenhamos atividades de aprendizagem em ambientes em rede. Não se trata apenas de transpor para o digital o que já se fazia em contexto presencial, mas de reinventar práticas pedagógicas, explorando o potencial colaborativo, multimodal e interativo que o online oferece. Desenhar uma boa e-atividade é, antes de tudo, um exercício de instructional thinking, em que cada decisão deve ser intencional e alinhada com os objetivos de aprendizagem. É preciso começar por uma pergunta essencial: “O que quero que os estudantes aprendam e como podem construir este conhecimento juntos, mesmo à distância?” A resposta a esta pergunta orienta a escolha de recursos, estratégias de interação e formatos de avaliação. Uma e-atividade eficaz deve assentar em três elementos essenciais. Primeiro, clareza e estrutura: o estudante precisa de perceber facilmente o que se espera dele, qual o percurso de trabalho, os prazos e critérios de sucesso. Para isso, a instrução deve ser inequívoca, organizada em etapas e apoiada em exemplos concretos. Em segundo lugar, a e-atividade deve promover uma interação significativa. Num ambiente digital em rede, aprender é tão social como em sala de aula. Fóruns de discussão bem moderados, tarefas de coautoria em documentos partilhados, ou até produções multimédia colaborativas fomentam o diálogo, o pensamento crítico e a negociação de “sentidos” entre pares. Por fim, uma boa e-atividade deve ser desafiante, envolvente e motivadora. O digital permite criar cenários autênticos, integrar recursos multimédia, gamificar processos e personalizar percursos de aprendizagem. É este potencial que torna a aprendizagem mais próxima da realidade dos estudantes, mais envolvente e, sobretudo, mais participativa. Na minha experiência, o grande segredo reside na capacidade de equilibrar autonomia e acompanhamento. O estudante deve sentir-se livre para explorar, criar e decidir, mas sabendo que o professor está presente, atento, pronto a dar feedback oportuno. É nesta presença, mesmo que mediada por ecrãs, que reside a alma de qualquer e-atividade bem concebida: garantir que ninguém fica para trás e que todos têm voz no processo.

    1. Author Response:

      The following is the authors’ response to the original reviews

      Reviewer #1 (Public review): 

      Summary: 

      Genome-wide association studies have been an important approach to identifying the genetic basis of human traits and diseases. Despite their successes, for many traits, a substantial amount of variation cannot be explained by genetic factors, indicating that environmental variation and individual 'noise' (stochastic differences as well as unaccounted for environmental variation) also play important roles. The authors' goal was to address whether gene expression variation in genetically identical individuals, driven by historical environmental differences and 'noise', could be used to predict reproductive trait differences. 

      Strengths: 

      To address this question, the authors took advantage of genetically identical C. elegans individuals to transcriptionally profile 180 adult hermaphrodite individuals that were also measured for two reproductive traits. A major strength of the paper is its experimental design. While experimenters aim to control the environment that each worm experiences, it is known that there are small differences that each worm experiences even when they are grown together on the same agar plate - e.g. the age of their mother, their temperature, the amount of food they eat, and the oxygen and carbon dioxide levels depending on where they roam on the plate. Instead of neglecting this unknown variation, the authors design the experiment up front to create two differences in the historical environment experienced by each worm: 1) the age of its mother and 2) 8 8-hour temperature difference, either 20 or 25 {degree sign}C. This helped the authors interpret the gene expression differences and trait expression differences that they observed. 

      Using two statistical models, the authors measured the association of gene expression for 8824 genes with the two reproductive traits, considering both the level of expression and the historical environment experienced by each worm. Their data supports several conclusions. They convincingly show that gene expression differences are useful for predicting reproductive trait differences, predicting ~25-50% of the trait differences depending on the trait. Using RNAi, they also show that the genes they identify play a causal role in trait differences. Finally, they demonstrate an association with trait variation and the H3K27 trimethylation mark, suggesting that chromatin structure can be an important causal determinant of gene expression and trait variation. 

      Overall, this work supports the use of gene expression data as an important intermediate for understanding complex traits. This approach is also useful as a starting point for other labs in studying their trait of interest. 

      We thank the reviewer for their thorough articulation of the strengths of our study.  

      Weaknesses: 

      There are no major weaknesses that I have noted. Some important limitations of the work (that I believe the authors would agree with) are worth highlighting, however: 

      (1) A large remaining question in the field of complex traits remains in splitting the role of non-genetic factors between environmental variation and stochastic noise. It is still an open question which role each of these factors plays in controlling the gene expression differences they measured between the individual worms. 

      Yes, we agree that this is a major question in the field. In our study, we parse out differences driven between known historical environmental factors and unknown factors, but the ‘unknown factors’ could encompass both unknown environmental factors and stochastic noise.

      (2) The ability of the authors to use gene expression to predict trait variation was strikingly different between the two traits they measured. For the early brood trait, 448 genes were statistically linked to the trait difference, while for egg-laying onset, only 11 genes were found. Similarly, the total R2 in the test set was ~50% vs. 25%. It is unclear why the differences occur, but this somewhat limits the generalizability of this approach to other traits. 

      We agree that the difference in predictability between the two traits is interesting. A previous study from the Phillips lab measured developmental rate and fertility across Caenorhabditis species and parsed sources of variation (1). Results indicated that 83.3% of variation in developmental rate was explained by genetic variation, while only 4.8% was explained by individual variation. In contrast, for fertility, 63.3% of variation was driven by genetic variation and 23.3% was explained by individual variation. Our results, of course, focus only on predicting the individual differences, but not genetic differences, for these two traits using gene expression data. Considering both sets of results, one hypothesis is that we have more power to explain nongenetic phenotypic differences with molecular data if the trait is less heritable, which is something that could be formally interrogated with more traits across more strains.

      (3) For technical reasons, this approach was limited to whole worm transcription. The role of tissue and celltype expression differences is important to the field, so this limitation is important. 

      We agree with this assessment, and it is something we hope to address with future work.

      Reviewer #2 (Public review): 

      Summary: 

      This paper measures associations between RNA transcript levels and important reproductive traits in the model organism C. elegans. The authors go beyond determining which gene expression differences underlie reproductive traits, but also (1) build a model that predicts these traits based on gene expression and (2) perform experiments to confirm that some transcript levels indeed affect reproductive traits. The clever study design allows the authors to determine which transcript levels impact reproductive traits, and also which transcriptional differences are driven by stochastic vs environmental differences. In sum, this is a rather comprehensive study that highlights the power of gene expression as a driver of phenotype, and also teases apart the various factors that affect the expression levels of important genes. 

      Strengths: 

      Overall, this study has many strengths, is very clearly communicated, and has no substantial weaknesses that I can point to. One question that emerges for me is about the extent to which these findings apply broadly. In other words, I wonder whether gene expression levels are predictive of other phenotypes in other organisms. I

      think this question has largely been explored in microbes, where some studies (PMID: 17959824) but not others (PMID: 38895328) find that differences in gene expression are predictive of phenotypes like growth rate. Microbes are not the primary focus here, and instead, the discussion is mainly focused on using gene expression to predict health and disease phenotypes in humans. This feels a little complicated since humans have so many different tissues. Perhaps an area where this approach might be useful is in examining infectious single-cell populations (bacteria, tumors, fungi). But I suppose this idea might still work in humans, assuming the authors are thinking about targeting specific tissues for RNAseq. 

      In sum, this is a great paper that really got me thinking about the predictive power of gene expression and where/when it could inform about (health-related) phenotypes. 

      We thank the reviewer for recognizing the strengths of our study. We are also interested in determining the extent to which predictive gene expression differences operate in specific tissues.

      Reviewer #3 (Public review): 

      Summary: 

      Webster et al. sought to understand if phenotypic variation in the absence of genetic variation can be predicted by variation in gene expression. To this end they quantified two reproductive traits, the onset of egg laying and early brood size in cohorts of genetically identical nematodes exposed to alternative ancestral (two maternal ages) and same generation life histories (either constant 20C temperature or 8-hour temperature shift to 25C upon hatching) in a two-factor design; then they profiled genome-wide gene expression in each individual. 

      Using multiple statistical and machine learning approaches, they showed that, at least for early brood size, phenotypic variation can be quite well predicted by molecular variation, beyond what can be predicted by life history alone. 

      Moreover, they provide some evidence that expression variation in some genes might be causally linked to phenotypic variation. 

      Strengths: 

      (1) Cleverly designed and carefully performed experiments that provide high-quality datasets useful for the community. 

      (2) Good evidence that phenotypic variation can be predicted by molecular variation. 

      We thank the reviewer for recognizing the strengths of our study.

      Weaknesses:  

      What drives the molecular variation that impacts phenotypic variation remains unknown. While the authors show that variation in expression of some genes might indeed be causal, it is still not clear how much of the molecular variation is a cause rather than a consequence of phenotypic variation. 

      We agree that the drivers of molecular variation remain unknown. While we addressed one potential candidate (histone modifications), there is much to be done in this area of research. We agree that, while some gene expression differences cause phenotypic changes, other gene expression differences could in principle be downstream of phenotypic differences.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors): 

      I have a number of suggestions that I believe will improve the Methods section. 

      (1) Strain N2-PD1073 will probably be confusing to some readers. I recommend spelling out that this is the Phillips lab version of N2.

      Thank you for this suggestion; we have added additional explanation of this strain in the Methods.

      (2) I found the details of the experimental design confusing, and I believe a supplemental figure will help. I have listed the following points that could be clarified: 

      a. What were the biological replicates? How many worms per replicate?

      Biological replicates were defined as experiments set up on different days (in this case, all biological replicates were at least a week apart), and the biological replicate of each worm can be found in Supplementary File 1 on the Phenotypic Data tab.

      b. I believe that embryos and L4s were picked to create different aged P0s, and eggs and L4s were picked to separate plates? Is this correct?

      Yes, this is correct.

      c. What was the spread in the embryo age?

      We assume this is asking about the age of the F1 embryos, and these were laid over the course of a 2-hour window.  

      d. While the age of the parents is different, there are also features about their growth plates that will be impacted by the experimental design. For example, their pheromone exposure is different due to the role that age plays in the combination of ascarosides that are released. It is worth noting as my reading of the paper makes it seem that parental age is the only thing that matters.

      The parents (P0) of different ages likely have differential ascaroside exposure because they are in the vicinity of other similarly aged worms, but the F1 progeny were exposed to their parents for only the 2-hour egg-laying window, in an attempt to minimize this type of effect as much as possible.  

      e. Were incubators used for each temperature?

      Yes.

      f. In line 443, why approximately for the 18 hours? How much spread?

      The approximation was based on the time interval between the 2-hour egg-laying window on Day 4 and the temperature shift on Day 5 the following morning. The timing was within 30 minutes of 18 hours either direction.

      g.  In line 444, "continually left" is confusing. Does this mean left in the original incubator?

      Yes, this means left in the incubator while the worms shifted to 25°C were moved. To avoid confusion, we re-worded this to state they “remained at 20°C while the other half were shifted to 25°C”.

      h. In line 445, "all worms remained at 20 {degree sign}C" was confusing to me as to what it indicated. I assume, unless otherwise noted, the animals would not be moved to a new temperature.

      This was an attempt to avoid confusion and emphasize that all worms were experiencing the same conditions for this part of the experiment.  

      i. What size plates were the worms singled onto?

      They were singled onto 6-cm plates.

      j. If a figure were to be made, having two timelines (with respect to the P0 and F1) might be useful.

      We believe the methods should be sufficient for someone who hopes to repeat the experiment, and we believe the schematic in Figure 1A labeling P0 and F1 generations is sufficient to illustrate the key features of the experimental design.

      k. Not all eggs that are laid end up hatching. Are these censored from the number of progeny calculations?

      Yes, only progeny that hatched and developed were counted for early brood.

      (3) For the lysis, was the second transfer to dH20 also a wash step?

      Yes.

      (4) What was used for the Elution buffer?

      We used elution buffer consisting of 10 mM Tris, 0.1 mM EDTA. We have added this to the “Cell lysate generation” section of the methods

      (5) The company that produced the KAPA mRNA-seq prep kit should be listed.

      We added that the kit was from Roche Sequencing Solutions.

      (6) For the GO analysis - one potential issue is that the set of 8824 genes might also be restricted to specific GO categories. Was this controlled for?

      We originally did not explicitly control for this and used the default enrichGO settings with OrgDB = org.Ce.eg.db as the background set for C. elegans. We have now repeated the analysis with the “universe” set to the 8824-gene background set. This did not qualitatively change the significant GO terms, though some have slightly higher or lower p-values. For comparison purposes, we have added the background-corrected sets to the GO_Terms tab of Supplementary File 1 with each of the three main gene groups appended with “BackgroundOf8824”.

      Reviewer #2 (Recommendations for the authors): 

      (1) The abstract, introduction, and experimental design are well thought through and very clear.

      Thank you.

      (2) Figure 1B could use a clearer or more intuitive label on the horizontal axis. The two examples help. Maybe the genes (points) on the left side should be blue to match Figure 1C, where the genes with a negative correlation are in the blue cluster.

      Thank you for these suggestions. We re-labeled the x-axis as “Slope of early brood vs. gene expression (normalized by CPM)”, which we hope gives readers a better intuition of what the coefficient from the model is measuring. We also re-colored the points previously colored red in Figure 1B to be color-coded depending on the direction of association to match Figure 1C, so these points are now color-coded as pink and purple.  

      (3) If red/blue are pos/neg correlated genes in 1C, perhaps different colors should be used to label ELO and brood in Figures 2 and 3. Green/purple?

      We appreciate this point, but since we ended up using the cluster colors of pink and purple in Figure 1, we opted to leave Figures 2 and 3 alone with the early brood and ELO colorcoding of red and blue.

      (4) I am unfamiliar with this type of beta values, but I thought the explanation and figure were very clear. It could be helpful to bold beta1 and beta2 in the top panels of Figure 2, so the readers are not searching around for those among all the other betas. It could also be helpful to add an English phrase to the vertical axes inFigures 2C and 2D, in addition to the beta1 and beta2. Something like "overall effect (beta1)" and"environment-controlled effect (beta2)". Or maybe "effect of environment + stochastic expression differences

      (beta1)" and "effect of stochastic expression differences alone (beta2)". I guess those are probably too big to fit on the figure, but it might be nice to have a label somewhere on this figure connecting them to the key thing you are trying to measure - the effect of gene expression and environment.

      Thank you for these suggestions. We increased the font sizes and bolded β1 and β2 in Figure 2A-B. In Figure 2C-D, we added a parenthetical under β1 to say “(env + noise)” and β2 to say “(noise)”. We agree that this should give the reader more intuition about what the β values are measuring.  

      Reviewer #3 (Recommendations for the authors): 

      The authors collected individuals 24 hours after the onset of egg laying for transcriptomic profiling. This is a well-designed experiment to control for the physiological age of the germline. However, this does not properly control for somatic physiological age. Somatic age can be partially uncoupled from germline age across individuals, and indeed, this can be due to differences in maternal age (Perez et al, 2017). This is because maternal age is associated with increased pheromone exposure (unless you properly controlled for it by moving worms to fresh plates), which causes a germline-specific developmental delay in the progeny, resulting in a delayed onset of egg production compared to somatic development (Perez et al. 2021). You control for germline age, therefore, it is likely that the progeny of day 1 mothers are actually somatically older than the progeny of day 3 mothers. This would predict that many genes identified in these analyses might just be somatic genes that increase or decrease their expression during the young adult stage. 

      For example, the abundance of collagen genes among the genes negatively associated (including col-20, which is the gene most significantly associated with early brood) is a big red flag, as collagen genes are known to be changing dynamically with age. If variation in somatic vs germline age is indeed what is driving the expression variation of these genes, then the expectation is that their expression should decrease with age. Vice versa, genes positively associated with early brood that are simply explained by age should be increasing.  So I would suggest that the authors first check this using time series transcriptomic data covering the young adult stage they profiled. If this is indeed the case, I would then suggest using RAPToR ( https://github.com/LBMC/RAPToR ), a method that, using reference time series data, can estimate physiological age (including tissue-specific one) from gene expression. Using this method they can estimate the somatic physiological age of their samples, quantify the extent of variation in somatic age across individuals, quantify how much of the observed differences in expressions are explained just by differences in somatic age and correct for them during their transcriptomic analysis using the estimated soma age as a covariate (https://github.com/LBMC/RAPToR/blob/master/vignettes/RAPToR-DEcorrection-pdf.pdf). 

      This should help enrich a molecular variation that is not simply driven by hidden differences between somatic and germline age. 

      To first address some of the experimental details mentioned for our paper, parents were indeed moved to fresh plates where they were allowed to lay embryos for two hours and then removed. Thus, we believe this minimizes the effects of ascarosides as much as possible within our design. As shown in the paper, we also identified genes that were not driven by parental age and for all genes quantified to what extent each gene’s association was driven by parental age. Thus, it is unlikely that differences in somatic and germline age is the sole explanatory factor, even if it plays some role. We also note that we accounted for egg-laying onset timing in our experimental design, and early brood was calculated as the number of progeny laid in the first 24 hours of egg-laying, where egg-laying onset was scored for each individual worm to the hour. The plot of each worm’s ELO and early brood traits is in Figure S1. Nonetheless, we read the RAPToR paper with interest, as we highlighted in the paper that germline genes tend to be positively associated with early brood while somatic genes tend to be negatively associated. While the RAPToR paper discusses using tissue-specific gene sets to stage genetically diverse C. elegans RILs, the RAPToR reference itself was not built using gene expression data acquired from different C. elegans tissues and is based on whole worms, typically collected in bulk. I.e., age estimates in RILs differ depending on whether germline or somatic gene sets are used to estimate age when the the aging clock is based on N2 samples. Thus, it is unclear whether such an approach would work similarly to estimate age in single worm N2 samples. In addition, from what we can tell, the RAPToR R package appears to implement the overall age estimate, rather than using the tissue-specific gene sets used for RILs in the paper. Because RAPToR would be estimating the overall age of our samples using a reference that is based on fewer samples than we collected here, and because we already know the overall age of our samples measured using standard approaches, we believe that estimating the age with the package would not give very much additional insight.  

      Bonferroni correction: 

      First, I think there is some confusion in how the author report their p-values: I don't think the authors are using a cut-off of Bonferroni corrected p-value of 5.7 x 10-6 (it wouldn't make sense). It's more likely that they are using a Bonferroni corrected p of 0.05 or 0.1, which corresponds to a nominal p value of 5.7 x 10-6, am I right?

      Yes, we used a nominal p-value of 5.7 x 10-6 to correspond to a Bonferroni-corrected p-value of 0.05, calculated as 0.05/8824. We have re-worded this wherever Bonferroni correction was mentioned.

      Second, Bonferroni is an overly stringent correction method that has now been substituted by the more powerful Benjamini Hochberg method to control the false discovery rate. Using this might help find more genes and better characterize the molecular variation, especially the one associated with ELO?

      We agree that Bonferroni is quite stringent and because we were focused on identifying true positives, we may have some false negatives. Because all nominal p-values are included in the supplement, it is straightforward for an interested reader to search the data to determine if a gene is significant at any other threshold.   

      Minor comments: 

      (1) "In our experiment, isogenic adult worms in a common environment (with distinct historical environments) exhibited a range of both ELO and early brood trait values (Fig S1A)" I think this and the figure is not really needed, Figure S1B is already enough to show the range of the phenotypes and how much variation is driven by the life history traits.

      We agree that the information in S1A is also included in S1B, but we think it is a little more straightforward if one is primarily interested in viewing the distribution for a single trait.

      (2) Line 105 It should be Figure S2, not S3.

      Thank you for catching this mistake.

      (3) Gene Ontology on positive and negatively associated genes together: what about splitting the positive and negative?

      We have added a split of positive and negative GO terms to the GO_Terms tab of Supplement File 1. Broadly speaking, the most enriched positively associated genes have many of the same GO terms found on the combined list that are germline related (e.g., involved in oogenesis and gamete generation), whereas the most enriched negatively associated genes have GO terms found on the combined list that are related to somatic tissues (e.g., actin cytoskeleton organization, muscle cell development). This is consistent with the pattern we see for somatic and germline genes shown in Figure 4.

      (4) A lot of muscle-related GOs, can you elaborate on that?

      Yes, there are several muscle-related GOs in addition to germline and epidermis. While we do not know exactly why from a mechanistic perspective these muscle-related terms are enriched, it may be important to note that many of these terms have highly overlapping sets of genes which are listed in Supplementary File 1. For example, “muscle system process” and “muscle contraction” have the exact same set of 15 genes causing the term to be significantly enriched. Thus, we tend to not interpret having many GO terms on a given tissue as indicating that the tissue is more important than others for a given biological process. While it is clear there are genes related to muscle that are associated with early brood, it is not yet clear that the tissue is more important than others.  

      (5) "consistent with maternal age affecting mitochondrial gene expression in progeny " - has this been previously reported?

      We do not believe this particular observation has been reported. It is important to note that these genes are involved in mitochondrial processes, but are expressed from the nuclear rather than mitochondrial genome. We re-worded the quoted portion of the sentence to say “consistent with parental age affecting mitochondria-related gene expression in progeny”.

      (6) PCA: "Therefore, the optimal number of PCs occurs at the inflection points of the graph, which is after only7 PCs for early brood (R2 of 0.55) but 28 PCs for ELO (R2 of 0.56)." 

      Not clear how this is determined: just graphically? If yes, there are several inflection points in the plot. How did you choose which one to consider? Also, a smaller component is not necessarily less predictive of phenotypic variation (as you can see from the graph), so instead of subsequently adding components based on the variance, they explain the transcriptomic data, you might add them based on the variance they explain in the phenotypic data? To this end, have you tried partial least square regression instead of PCA? This should give gene expression components that are ranked based on how much phenotypic variance they explain.  

      Thank you for this thoughtful comment. We agree that, unlike for Figure 3B, there is some interpretation involved on how many PCs is optimal because additional variance explained with each PC is not strictly decreasing beyond a certain number of PCs. Our assessment was therefore made both graphically and by looking at the additional variance explained with each additional PC. For example, for early brood, there was no PC after PC7 that added more than 0.04 to the R2. We could also have plotted early brood and ELO separately and had a different ordering of PCs on the x-axis. By plotting the data this way, we emphasized that the factors that explain the most variation in the gene expression data typically explain most variation in the phenotypic data.  

      (7) The fact that there are 7 PC of molecular variation that explain early brood is interesting. I think the authors can analyze this further. For example, could you perform separate GO enrichment for each component that explains a sizable amount of phenotypic variance? Same for the ELO.  

      Because each gene has a PC loading in for each PC, and each PC lacks the explanatory power of combined PCs, we believe doing GO Terms on the list of genes that contribute most to each PC is of minimal utility. The power of the PCA prediction approach is that it uses the entire transcriptome, but the other side of the coin is that it is perhaps less useful to do a gene-bygene based analysis with PCA. This is why we separately performed individual gene associations and 10-gene predictive analyses. However, we have added the PC loadings for all genes and all PCs to Supplementary File 1.

      (8) Avoid acronyms when possible (i.e. ELO in figures and figure legends could be spelled out to improve readability).

      We appreciate this point, but because we introduced the acronym both in Figure 1 and the text and use it frequently, we believe the reader will understand this acronym. Because it is sometimes needed (especially in dense figures), we think it is best to use it consistently throughout the paper.

      (9) Multiple regression: I see the most selected gene is col-20, which is also the most significantly differentially expressed from the linear mixed model (LMM). But what is the overlap between the top 300 genes in Figure 3F and the 448 identified by the LMM? And how much is the overlap in GO enrichment?

      Genes that showed up in at least 4 out of 500 iterations were selected more often than expected by chance, which includes 246 genes (as indicated by the red line in Figure 3F). Of these genes, 66 genes (27%) are found in the set of 448 early brood genes. The proportion of overlap increases as the number of iterations required to consider a gene predictive increases, e.g., 34% of genes found in 5 of 500 iterations and 59% of genes found in 10 of 500 iterations overlap with the 448 early brood genes. However, likely because of the approach to identify groups of 10 genes that are predictive, we do not find significant GO terms among the 246 genes identified with this approach after multiple test correction. We think this makes sense because the LMM identifies genes that are individually associated with early brood, whereas each subsequent gene included in multiple regression affects early brood after controlling for all previous genes. These additional genes added to the multiple regression are unlikely to have similar patterns as genes that are individually correlated with early brood.  

      (10) Elastic nets: prediction power is similar or better than multiple regression, but what is the overlap between genes selected by the elastic net (not presented if I am not mistaken) and multiple regression and the linear mixed model?

      For the elastic net models, we used a leave-one-out cross validation approach, meaning there were separate models fit by leaving out the trait data for each worm, training a model using the trait data and transcriptomic data for the other worms, and using the transcriptomic data of the remaining worm to predict the trait data. By repeating this for each worm, the regressions shown in the paper were obtained. Each of these models therefore has its own set of genes. Of the 180 models for early brood, the median model selects 83 genes (range from 72 to 114 genes). Across all models, 217 genes were selected at least once. Interestingly, there was a clear bimodal distribution in terms of how many models a given gene was selected for: 68 genes were selected in over 160 out of 180 models, while 114 genes were selected in fewer than 20 models (and 45 genes were selected only once). Therefore, we consider the set of 68 genes as highly robustly selected, since they were selected in the vast majority of models. This set of 68 exhibits substantial overlap with both the set of 448 early brood-associated genes (43 genes or 63% overlap) and the multiple regression set of 246 genes (54 genes or 79% overlap). For ELO, the median model selected 136 genes (range of 96 to 249 genes) and a total of 514 genes were selected at least once. The distribution for ELO was also bimodal with 78 genes selected over 160 times and 255 genes selected fewer than 20 times. This set of 78 included 6 of the 11 significant ELO genes identified in the LMM.  We have added tabs to Supplementary File 1 that include the list of genes selected for the elastic net models as well as a count of how many times they were selected out of 180 models.

      (11) In other words, do these different approaches yield similar sets of genes, or are there some differences?

      In the end, which approach is actually giving the best predictive power? From the perspective of R2, both the multiple regression and elastic net models are similarly predictive for early brood, but elastic net is more predictive for ELO. However, in presenting multiple approaches, part of our goal was identifying predictive genes that could be considered the ‘best’ in different contexts. The multiple regression was set to identify exactly 10 genes, whereas the elastic net model determined the optimal number of genes to include, which was always over 70 genes. Thus, the elastic net model is likely better if one has gene expression data for the entire transcriptome, whereas the multiple regression genes are likely more useful if one were to use reporters or qRTPCR to measure a more limited number of genes.  

      (12) Line 252: "Within this curated set, genes causally affected early brood in 5 of 7 cases compared to empty vector (Figure 4A).

      " It seems to me 4 out of 7 from Figure 4A. In Figure 4A the five genes are (1) cin-4, (2) puf5; puf-7, (3) eef-1A.2, (4) C34C12.8, and (5) tir-1. We did not count nex-2 (p = 0.10) or gly-13 (p = 0.07), and empty vector is the control.

      (13) Do puf-5 and -7 affect total brood size or only early brood size? Not clear. What's the effect of single puf-5 and puf-7 RNAi on brood?

      We only measured early brood in this paper, but a previous report found that puf-5 and puf-7 act redundantly to affect oogenesis, and RNAi is only effective if both are knocked down together(2). We performed pilot experiments to confirm that this was the case in our hands as well.  

      (14)  To truly understand if the noise in expression of Puf-5 and /or -7 really causes some of the observed difference in early brood, could the author use a reporter and dose response RNAi to reduce the level of puf-5/7 to match the lower physiological noise range and observe if the magnitude of the reduction of early brood by the right amount of RNAi indeed matches the observed physiological "noise" effect of puf-5/7 on early brood?

      We agree that it would be interesting to do the dose response of RNAi, measure early brood, and get a readout of mRNA levels to determine the true extent of gene knockdown in each worm (since RNAi can be noisy) and whether this corresponds to early brood when the knockdown is at physiological levels. While we believe we have shown that a dose response of gene knockdown results in a dose response of early brood, this additional analysis would be of interest for future experiments.

      (15) Regulated soma genes (enriched in H3K27me3) are negatively correlated with early brood. What would be the mechanism there? As mentioned before, it is more likely that these genes are just indicative of variation in somatic vs germline age (maybe due to latent differences in parental perception of pheromone).

      We can think of a few potential mechanisms/explanations, but at this point we do not have a decisive answer. Regulated somatic genes marked with H3K27me3 (facultative heterochromatin) are expressed in particular tissues and/or at particular times in development. In this study and others, genes marked with H3K27me3 exhibit more gene expression noise than genes with other marks. This could suggest that there are negative consequences for the animal if genes are expressed at higher levels at the wrong time or place, and one interpretation of the negative association is that higher expressed somatic genes results in lower fitness (where early brood is a proxy for fitness). Another related interpretation is that there are tradeoffs between somatic and germline development and each individual animal lands somewhere on a continuum between prioritizing germline or somatic development, where prioritizing somatic integrity (e.g. higher expression of somatic genes) comes at a cost to the germline resulting in fewer progeny. Additional experiments, including measurements of histone marks in worms measured for the early brood trait, would likely be required to more decisively answer this question.  

      (16) Line 151: "Among significant genes for both traits, β2 values were consistently lower than β1 (Figures 2CD), suggesting some of the total effect size was driven by environmental history rather than pure noise".

      We are interpreting this quote as part of point 17 below.

      (17) It looks like most of the genes associated with phenotypes from the univariate model have a decreased effect once you account for life history, but have you checked for cases where the life history actually masks the effect of a gene? In other words, do you have cases where the effect of gene expression on a phenotype is only (or more) significant after you account for the effect of life history (β2 values higher than β1)?

      This is a good question and one that we did not explicitly address in the paper because we focused on beta values for genes that were significant in the univariate analysis. Indeed, for the sets of 448 early brood genes ad 11 ELO genes, there are no genes for which β2 is larger than β1. In looking at the larger dataset of 8824 genes, with a Bonferroni-corrected p-value of 0.05, there are 306 genes with a significant β2 for early brood. The majority (157 genes) overlap with the 448 genes significant in the univariate analysis and do not have a higher β2 than β1. Of the remaining genes, 72 of these have a larger β2 than β1. However, in most cases, this difference is relatively small (median difference of 0.025) and likely insignificant. There are only three genes in which β1 is not nominally significant, and these are the three genes with the largest difference between β1 and β2 with β2 being larger (differences of 0.166, 0.155, and 0.12). In contrast, the median difference between β1 and β2 the 448 genes (in which β1 is larger) is 0.17, highlighting the most extreme examples of β2 > β1 are smaller in magnitude than the typical case of β1 > β2. For ELO, there are no notable cases where β2 > β1. There are eight genes with a significant β2 value, and all of these have a β1 value that is nominally significant. Therefore, while this phenomenon does occur, we find it to be relatively rare overall. For completeness, we have added the β1 and β2 values for all 8824 genes as a tab in Supplementary File 1.

    1. Reviewer #3 (Public review):

      Summary:

      This is an interesting paper by Lechler and colleagues describing the transcriptomic signature and fate of intermediate cells (ICs), a transient and poorly defined embryonic cell type in the skin. ICs are the first suprabasal cells in the stratifying skin and unlike later-developing suprabasal cells, ICs continue to divide. Using bulk RNA seq to compare ICs to spinous and granular transcriptomes, the authors find that IC-specific gene signatures include hallmarks of granular cells, such as genes involved in lipid metabolism and skin barrier function that are not expressed in spinous cells. ICs were assumed to differentiate into spinous cells, but lineage tracing convincingly shows ICs differentiate directly into granular cells without passing through a spinous intermediate. Rather, basal cells give rise to the first spinous cells. They further show that transcripts associated with contractility are also shared signatures of ICs and granular cells, and overexpression of two contractility inducers (Spastin and ArhGEF-CA) can induce granular and repress spinous gene expression. This contractility-induced granular gene expression does not appear to be mediated by the mechanosensitive transcription factor, Yap. The paper also identifies new markers that distinguish IC and spinous layers, and shows the spinous signature gene, MafB, is sufficient to repress proliferation when prematurely expressed in ICs.

      Strengths:

      Overall this is a well-executed study, and the data are clearly presented and the findings convincing. It provides an important contribution to the skin field by characterizing the features and fate of ICs, a much understudied cell type, at a high levels of spatial and transcriptomic detail. The conclusions challenge the assumption that ICs are spinous precursors through compelling lineage tracing data. The demonstration that differentiation can be induced by cell contractility is an intriguing finding, and adds a growing list of examples where cell mechanics influence gene expression and differentiation.

      Weaknesses:

      A weakness of the study is an over-reliance on overexpression and sufficiency experiments to test the contributions of MafB, Yap, and contractility in differentiation. The inclusion of loss-of-function approaches would enable one to determine if, for example, contractility is required for the transition of ICs to granular fate, and whether MafB is required for spinous fate. Second, whether the induction of contractility-associated genes is accompanied by measurable changes in the physical properties or mechanics of the IC and granular layers is not directly shown. Inclusion of physical measurements would bolster the conclusion that mechanics lies upstream of differentiation.

      Finally, the role of ICs in epidermal development remains unclear. Although not essential to support the conclusions of this study, insights into the function of this transient cell layer would strengthen the overall impact.

    2. Author Response:

      The following is the authors’ response to the original reviews

      Reviewer #1 (Public review): 

      Summary: 

      The authors address a fundamental question for cell and tissue biology using the skin epidermis as a paradigm and ask how stratifying self-renewing epithelia induce differentiation and upward migration in basal dividing progenitor cells to generate suprabasal barrier-forming cells that are essential for a functional barrier formed by such an epithelium. The authors show for the first time that an increase in intracellular actomyosin contractility, a hallmark of barrier-forming keratinocytes, is sufficient to trigger terminal differentiation. Hence the data provide in vivo evidence of the more general interdependency of cell mechanics and differentiation. The data appear to be of high quality and the evidences are strengthened through a combination of different genetic mouse models, RNA sequencing, and immunofluorescence analysis. 

      To generate and maintain the multilayered, barrier-forming epidermis, keratinocytes of the basal stem cell layer differentiate and move suprabasally accompanied by stepwise changes not only in gene expression but also in cell morphology, mechanics, and cell position. Whether any of these changes is instructive for differentiation itself and whether consecutive changes in differentiation are required remains unclear. Also, there are few comprehensive data sets on the exact changes in gene expression between different states of keratinocyte differentiation. In this study, through genetic fluorescence labeling of cell states at different developmental time points the authors were able to analyze gene expression of basal stem cells and suprabasal differentiated cells at two different stages of maturation: E14 (embryonic day 14) when the epidermis comprises mostly two functional compartments (basal stem cells and suprabasal socalled intermediate cells) and E16 when the epidermis comprise three (living) compartments where the spinous layer separates basal stem cells from the barrier-forming granular layer, as is the case in adult epidermis. Using RNA bulk sequencing, the authors developed useful new markers for suprabasal stages of differentiation like MafB and Cox1. The transcription factor MafB was then shown to inhibit suprabasal proliferation in a MafB transgenic model. 

      The data indicate that early in development at E14 the suprabasal intermediate cells resemble in terms of RNA expression, the barrier-forming granular layer at E16, suggesting that keratinocytes can undergo either stepwise (E16) or more direct (E14) terminal differentiation. 

      Previous studies by several groups found an increased actomyosin contractility in the barrierforming granular layer and showed that this increase in tension is important for epidermal barrier formation and function. However, it was not clear whether contractility itself serves as an instructive signal for differentiation. To address this question, the authors use a previously published model to induce premature hypercontractility in the spinous layer by using spastin overexpression (K10-Spastin) to disrupt microtubules (MT) thereby indirectly inducing actomyosin contractility. A second model activates myosin contractility more directly through overexpression of a constitutively active RhoA GEF (K10-Arhgef11CA). Both models induce late differentiation of suprabasal keratinocytes regardless of the suprabasal position in either spinous or granular layer indicating that increased contractility is key to induce late differentiation of granular cells. A potential weakness of the K10-spastin model is the disruption of MT as the primary effect which secondarily causes hypercontractility. However, their previous publications provided some evidence that the effect on differentiation is driven by the increase in contractility (Ning et al. cell stem cell 2021). Moreover, the data are confirmed by the second model directly activating myosin through RhoA. These previous publications already indicated a role for contractility in differentiation but were focused on early differentiation. The data in this manuscript focus on the regulation of late differentiation in barrier-forming cells. These important data help to unravel the interdependencies of cell position, mechanical state, and differentiation in the epidermis, suggesting that an increase in cellular contractility in most apical positions within the epidermis can induce terminal differentiation. Importantly the authors show that despite contractility-induced nuclear localization of the mechanoresponsive transcription factor YAP in the barrier-forming granular layer, YAP nuclear localization is not sufficient to drive premature differentiation when forced to the nucleus in the spinous layer. 

      Overall, this is a well-written manuscript and a comprehensive dataset. Only the RNA sequencing result should be presented more transparently providing the full lists of regulated genes instead of presenting just the GO analysis and selected target genes so that this analysis can serve as a useful repository. The authors themselves have profited from and used published datasets of gene expression of the granular cells. Moreover, some of the previous data should be better discussed though. The authors state that forced suprabasal contractility in their mouse models induces the expression of some genes of the epidermal differentiation complex (EDC). However, in their previous publication, the authors showed that major classical EDC genes are actually not regulated like filaggrin and loricrin (Muroyama and Lechler eLife 2017). This should be discussed better and necessitates including the full list of regulated genes to show what exactly is regulated. 

      We thank the reviewers for their suggestions and comments.

      Thank you for the suggestion to include gene lists. We had an excel document with all this data but neglected to upload it with the initial manuscript. This includes all the gene signatures for the different cell compartments across development. We also include a tab that lists all EDC genes and whether they were up-regulated in intermediate cells and cells in which contractility was induced. Further, we note that all the RNA-Seq datasets are available for use on GEO (GSE295753).  

      In our previous publication, we indeed included images showing that loricrin and filaggrin were both still expressed in the differentiated epidermis in the spastin mutant. Both Flg and Lor mRNA were up in the RNA-Seq (although only Flg was statistically significant), though we didn’t see a notable change in protein levels. It is unclear whether this is just difficult to see on top of the normal expression, or whether there are additional levels of regulation where mRNA levels are increased but protein isn’t. That said, our data clearly show that other genes associated with granular fate were increased in the contractile skin. 

      Reviewer #2 (Public review): 

      Summary: 

      The manuscript from Prado-Mantilla and co-workers addresses mechanisms of embryonic epidermis development, focusing on the intermediate layer cells, a transient population of suprabasal cells that contributes to the expansion of the epidermis through proliferation. Using bulk-RNA they show that these cells are transcriptionally distinct from the suprabasal spinous cells and identify specific marker genes for these populations. They then use transgenesis to demonstrate that one of these selected spinous layer-specific markers, the transcription factor MafB is capable of suppressing proliferation in the intermediate layers, providing a potential explanation for the shift of suprabasal cells into a non-proliferative state during development. Further, lineage tracing experiments show that the intermediate cells become granular cells without a spinous layer intermediate. Finally, the authors show that the intermediate layer cells express higher levels of contractility-related genes than spinous layers and overexpression of cytoskeletal regulators accelerates the differentiation of spinous layer cells into granular cells. 

      Overall the manuscript presents a number of interesting observations on the developmental stage-specific identities of suprabasal cells and their differentiation trajectories and points to a potential role of contractility in promoting differentiation of suprabasal cells into granular cells. The precise mechanisms by which MafB suppresses proliferation, how the intermediate cells bypass the spinous layer stage to differentiate into granular cells, and how contractility feeds into these mechanisms remain open. Interestingly, while the mechanosensitive transcription factor YAP appears deferentially active in the two states, it is shown to be downstream rather than upstream of the observed differences in mechanics. 

      Strengths: 

      The authors use a nice combination of RNA sequencing, imaging, lineage tracing, and transgenesis to address the suprabasal to granular layer transition. The imaging is convincing and the biological effects appear robust. The manuscript is clearly written and logical to follow. 

      Weaknesses: 

      While the data overall supports the authors' claims, there are a few minor weaknesses that pertain to the aspect of the role of contractility, The choice of spastin overexpression to modulate contractility is not ideal as spastin has multiple roles in regulating microtubule dynamics and membrane transport which could also be potential mechanisms explaining some of the phenotypes. Use of Arghap11 overexpression mitigates this effect to some extent but overall it would have been more convincing to manipulate myosin activity directly. It would also be important to show that these manipulations increase the levels of F-actin and myosin II as shown for the intermediate layer. It would also be logical to address if further increasing contractility in the intermediate layer would enhance the differentiation of these cells. 

      We agree with the reviewer that the development of additional tools to precisely control myosin activity will be of great use to the field. That said, our series of publications has clearly demonstrated that ablating microtubules results in increased contractility and that this phenocopies the effects of Arhgef11 induced contractility. Further, we showed that these phenotypes were rescued by myosin inhibition with blebbistatin. Our prior publications also showed a clear increase in junctional acto-myosin through expression of either spastin or Arhgef11, as well as increased staining for the tension sensitive epitope of alpha-catenin (alpha18).  We are not aware of tools that allow direct manipulation of myosin activity that currently exist in mouse models.  

      The gene expression analyses are relatively superficial and rely heavily on GO term analyses which are of course informative but do not give the reader a good sense of what kind of genes and transcriptional programs are regulated. It would be useful to show volcano plots or heatmaps of actual gene expression changes as well as to perform additional analyses of for example gene set enrichment and/or transcription factor enrichment analyses to better describe the transcriptional programs 

      We have included an excel document that lists all the gene signatures. In addition, a volcano plot is included in the new Fig 2, Supplement 1. All our NGS data are deposited in GEO for others to perform these analyses. As the paper does not delve further into transcriptional regulation, we do not specifically present this information in the paper.  

      Claims of changes in cell division/proliferation changes are made exclusively by quantifying EdU incorporation. It would be useful to more directly look at mitosis. At minimum Y-axis labels should be changed from "% Dividing cells" to % EdU+ cells to more accurately represent findings 

      We changed the axis label to precisely match our analysis. We note that Figure 1, Supplement 1 also contains data on mitosis.  

      Despite these minor weaknesses the manuscript is overall of high quality, sheds new light on the fundamental mechanisms of epidermal stratification during embryogenesis, and will likely be of interest to the skin research community. 

      Reviewer #3 (Public review): 

      Summary: 

      This is an interesting paper by Lechler and colleagues describing the transcriptomic signature and fate of intermediate cells (ICs), a transient and poorly defined embryonic cell type in the skin. ICs are the first suprabasal cells in the stratifying skin and unlike later-developing suprabasal cells, ICs continue to divide. Using bulk RNA seq to compare ICs to spinous and granular transcriptomes, the authors find that IC-specific gene signatures include hallmarks of granular cells, such as genes involved in lipid metabolism and skin barrier function that are not expressed in spinous cells. ICs were assumed to differentiate into spinous cells, but lineage tracing convincingly shows ICs differentiate directly into granular cells without passing through a spinous intermediate. Rather, basal cells give rise to the first spinous cells. They further show that transcripts associated with contractility are also shared signatures of ICs and granular cells, and overexpression of two contractility inducers (Spastin and ArhGEF-CA) can induce granular and repress spinous gene expression. This contractility-induced granular gene expression does not appear to be mediated by the mechanosensitive transcription factor, Yap. The paper also identifies new markers that distinguish IC and spinous layers and shows the spinous signature gene, MafB, is sufficient to repress proliferation when prematurely expressed in ICs. 

      Strengths: 

      Overall this is a well-executed study, and the data are clearly presented and the findings convincing. It provides an important contribution to the skin field by characterizing the features and fate of ICs, a much-understudied cell type, at high levels of spatial and transcriptomic detail. The conclusions challenge the assumption that ICs are spinous precursors through compelling lineage tracing data. The demonstration that differentiation can be induced by cell contractility is an intriguing finding and adds a growing list of examples where cell mechanics influence gene expression and differentiation. 

      Weaknesses: 

      A weakness of the study is an over-reliance on overexpression and sufficiency experiments to test the contributions of MafB, Yap, and contractility in differentiation. The inclusion of loss-offunction approaches would enable one to determine if, for example, contractility is required for the transition of ICs to granular fate, and whether MafB is required for spinous fate. Second, whether the induction of contractility-associated genes is accompanied by measurable changes in the physical properties or mechanics of the IC and granular layers is not directly shown. The inclusion of physical measurements would bolster the conclusion that mechanics lies upstream of differentiation. 

      We agree that loss of function studies would be useful. For MafB, these have been performed in cultured human keratinocytes, where loss of MafB and its ortholog cMaf results in a phenotype consistent with loss of spinous differentiation (Pajares-Lopez et al, 2015). Due to the complex genetics involved, generating these double mutant mice is beyond the scope of this study. Loss of function studies of myosin are also complicated by genetic redundancy of the non-muscle type II myosin genes, as well as the role for these myosins in cell division and in actin cross linking in addition to contractility. In addition, we have found that these myosins are quite stable in the embryonic intestine, with loss of protein delayed by several days from the induction of recombination. Therefore, elimination of myosins by embryonic day e14.5 with our current drivers is not likely possible. Generation of inducible inhibitors of contractility is therefore a valuable future goal. 

      Several recent papers have used AFM of skin sections to probe tissue stiffness. We have not attempted these studies and are unclear about the spatial resolution and whether, in the very thin epidermis at these stages, we could spatially resolve differences. That said, we previously assessed the macro-contractility of tissues in which myosin activity was induced and demonstrated that there was a significant increase in this over a tissue-wide scale (Ning et al, Cell Stem Cell, 2021).  

      Finally, whether the expression of granular-associated genes in ICs provides them with some sort of barrier function in the embryo is not addressed, so the role of ICs in epidermal development remains unclear. Although not essential to support the conclusions of this study, insights into the function of this transient cell layer would strengthen the overall impact.  

      By traditional dye penetration assays, there is no epidermal barrier at the time that intermediate cells exist. One interpretation of the data is that cells are beginning to express mRNAs (and in some cases, proteins) so that they are able to rapidly generate a barrier as they become granular cells. In addition, many EDC genes, important for keratinocyte cornification and barrier formation, are not upregulated in ICs at E14.5. We have attempted experiments to ablate intermediate cells with DTA expression - these resulted in inefficient and delayed death and thus did not yield strong conclusions about the role of intermediate cells. Our findings that transcriptional regulators of granular differentiation (such as Grhl3 and Hopx) are also present in intermediate cells, should allow future analysis of the effects of their ablation on the earliest stages of granular differentiation from intermediate cells. In fact, previous studies have shown that Grhl3 null mice have disrupted barrier function at embryonic stages (Ting et al, 2005), supporting the role of ICs in being important for barrier formation. (?)

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors): 

      Overall, this is a well-written manuscript and a comprehensive dataset. Only the RNA sequencing result should be presented more transparently providing the full lists of regulated genes instead of presenting just the GO analysis and selected target genes so that this analysis can serve as a useful repository. The authors themselves have profited from and used the published dataset of gene expression of the granular cells. Moreover, some of the previous data should be better discussed though. The authors state that forced suprabasal contractility in their mouse models induces the expression of some genes of the epidermal differentiation complex (EDC). However, in their previous publication, the authors showed that major classical EDC genes are actually not regulated like filaggrin and loricrin (Muroyama and Lechler eLife 2017). This should be discussed better and necessitates including the full list of regulated genes to show what exactly is regulated. 

      A general point regarding statistics throughout the manuscript. It seems like regular T-tests or ANOVAs have been used assuming Gaussian distribution for sample sizes below N=5 which is technically not correct. Instead, non-parametric tests like e.g. the Mann-Whitney test should be used. Since Graph-Pad was used for statistics according to the methods this is easy to change. 

      Figure 1: It would be good to show the FACS plot of the analyzed and sorted population in the supplementary figures. 

      If granular cells can be analyzed and detected by FACS, why were they not included in the RNA sequencing analysis? 

      Figure 1 supplement 1c: cell division numbers are analyzed from only 2 mice and the combined 5 or 4 fields of view are used for statistics using a test assuming normal distribution which is not really appropriate. Means per mice should be used or if accumulated field of views are used, the number should be increased using more stringent tests. Otherwise, the p-values here clearly overstate the significance. 

      Granular cells could not be specifically isolated in the approach we used. The lectin binds to both upper spinous and granular cells. For this reason, we relied on a separate granular gene list as described.

      For Figure 1 Supplement 1, we removed the statistical analysis and use it simply as a validation of the data in Figure 1.  

      Figure 2: It is not completely clear on which basis the candidate genes were picked. They are described to be the most enriched but how do they compare to the rest of the enriched genes. The full list of regulated genes should be provided. 

      Some markers for IC or granular layer are verified either by RNA scope or immunofluorescence. Is there a technical reason for that? It would be good to compare protein levels for all markers.  Figure 2-Supplement 1: There is no statement about the number of animals that these images are representative for. 

      We have included a volcano plot to show where the genes picked reside. We have also included the full gene lists for interested readers. 

      When validated antibodies were available, we used them. When they were not, we performed RNA-Scope to validate the RNA-Seq dataset. 

      We have included animal numbers in the revised Fig 2-Supplement 2 legend (previously Fig 2Supplement 1).  

      Figure 4b: It would be good to include the E16 spinous cells to get an idea of how much closer ICs are to the granular population. 

      We have included a new Venn diagram showing the overlap between each of the IC and spinous signatures with the granular cell signature in Fig 4B. Overall, 36% of IC signature genes are in common with granular cells, while just 20% of spinous genes overlap.  

      Reviewer #2 (Recommendations for the authors): 

      (1)  Figure 6B is confusing as y-axis is labeled as EdU+ suprabasal cells whereas basal cells are also quantified. 

      We have altered the y-axis title to make it clearer.  

      (2)  Not clear why HA-control is sometimes included and sometimes not. 

      We include the HA when it did not disrupt visualization of the loss of fluorescence. As it was uniform in most cases, we excluded it for clarity in some images. HA staining is now included in Fig 3C.

      (3)  The authors might reconsider the title as it currently is somewhat vague, to more precisely represent the content of the manuscript. 

      We thank the reviewer for the suggestion. We considered other options but felt that this gave an overview of the breadth of the paper.  

      Reviewer #3 (Recommendations for the authors): 

      (1)  ICs are shown to express Tgm1 and Abca12, important for cornified envelope function and formation of lamellar bodies. Do ICs provide any barrier function at E14.5? 

      By traditional dye penetration assays, there is no epidermal barrier at the time that intermediate cells exist. One interpretation of the data is that cells are beginning to express mRNAs (and in some cases, proteins) so that they are able to rapidly generate a barrier as they become granular cells.  

      (2)  Genes associated with contractility are upregulated in ICs and granular cells. And ICs have higher levels of F-actin, MyoIIA, alpha-18, and nuclear Yap. Does this correspond to a measurable difference in stiffness? Can you use AFM to compare to physical properties of ICs, spinous, and granular cells? 

      Several recent papers have used AFM of skin sections to probe tissue stiDness. We have not attempted these studies and are unclear about the spatial resolution and whether in the very thin epidermis at these stages whether we could spatially resolve diDerences. It is also important to note that this tissue rigidity is influenced by factors other than contractility. That said, we previously assessed the macro-contractility of tissues in which myosin activity was induced and demonstrated that there was a significant increase in this over a tissue-wide scale (Ning et al, Cell Stem Cell, 2021).

      (3)  Overexpression of two contractility inducers (spastin and ArhGEF-CA) can induce granular gene expression and repress spinous gene expression, suggesting differentiation lies downstream of contractility. Is contractility required for granular differentiation? 

      This is an important question and one that we hope to directly address in the future. Published studies have shown defects in tight junction formation and barrier function in myosin II mutants. However, a thorough characterization of differentiation was not performed.  

      (4)  ICs are a transient cell type, and it would be important to know what is the consequence of the epidermis never developing this layer. Does it perform an important temporary structural/barrier role, or patterning information for the skin?

      We have attempted experiments to ablate intermediate cells with DTA expression - this resulted in ineDicient and delayed death and thus did not yield strong conclusions. Our findings that transcriptional regulators of granular diDerentiation (such as Grhl3 and Hopx) are also present in intermediate cells, should allow future analysis of the eDects of their ablation on the earliest stages of granular diDerentiation from intermediate cells.

    1. Reviewer #2 (Public review):

      Summary:

      This study investigates a low abundance microRNA signature in extracellular vesicles to subtype pancreatic cancer and for early diagnosis. In this revision, there remain several major and minor issues.

      Strengths:

      The authors did a comprehensive job with numerous analyses of moderately sized cohorts to describe the clinical and translational significance of their miRNA signature.

      Weaknesses:

      The weaknesses of the study largely revolve around a lack of clarity about the methodology used and the validation of their findings.

      (1) The WGCNA analysis was critical to identify the EV miRNAs associated with imaging features, but the "cut-off criteria" for MM and GS have no clear justification. How were these cut-offs determined? How sensitive were the results to these cut-offs?

      (2) The authors now clarify that patients for the sub-study on differentiating early stage from benign pancreatic lesions were matched by age and that the benign pancreatic lesions were predominantly IPMNs. This scientific design is flawed. The CT features extracted likely differentiate solid from cystic pancreatic lesions, and the miRNA signature is doing the same. The authors need to incorporate the following benign controls into their imaging analysis and their EV miRNA analysis: pancreatitis and normal pancreata.

      (3) For the radiomics features, the authors should include an additional external validation set to better support the ability to use these features reproducibly, especially given that the segmentation was manual and reliant on specific people.

      (4) The DF selection process still lacks cited references as originally requested in the first review.

      (5) In Figure 2, more quantitative details are needed in the manuscript. The reviewers failed to incorporate this and only responded in their rebuttal. Add details to the manuscript as originally requested.

      (6) It is still not clear what Figure 4A is illustrating as regards to model performance. The authors need to state in the manuscript very clearly what they are showing in the figure and what the modules represent.

      (7) Figure 5 and the descriptions for the public serum miRNA datasets need more details. Were these pancreatic cancers all adenocarcinoma, what stage, age range, sex distribution, comorbid conditions were the cases? Were the controls all IPMNs or were there other conditions in the controls?

      (8) The subtype results in figures 6 and 7 are not convincing. An association on univariate analysis is not sufficient. The explanation that clinical data is not available to do a multivariable analysis indicates that the authors do not have the ability to claim that they have identified unique subtypes that have clinical relevance. A thorough evaluation of the prognostic significance and the associated molecular features of these tumors is needed.

      Summary:

      There remain key details and validation experiments to better support the conclusions of the study.

    2. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):

      Summary:

      The manuscript by Shi et al, has utilized multiple imaging datasets and one set of samples for analyzing serum EV-miRNAs & EV-RNAs to develop an EV miRNA signature associated with disease-relevant radiomics features for early diagnosis of pancreatic cancer. CT imaging features (in two datasets (UMMD & JHC and WUH) were derived from pancreatic benign disease patients vs pancreatic cancer cases), while circulating EV miRNAs were profiled from samples obtained from a different center (DUH). The EV RNA signature from external public datasets (GSE106817, GSE109319, GSE113486, GSE112264) were analyzed for differences in healthy controls vs pancreatic cancer cases. The miRNAs were also analyzed in the TCGA tissue miRNA data from normal adjacent tissue vs pancreatic cancer.

      Strengths:

      The concept of developing EV miRNA signatures associated with disease relevant radiomics features is a strength.

      Weaknesses:

      While the overall concept of developing EV miRNA signature associated with radiomics features is interesting, the findings reported are not convincing for the reasons outlined below:

      (1) Discrepant datasets for analyzing radiomic features with EV-miRNAs: It is not justified how CT images (UMMD & JHC and WUH) and EV-miRNAs (DUH) on different subjects and centers/cohorts shown in Figures 1 &2 were analyzed for association. It is stated that the samples were matched according to age but there is no information provided for the stages of pancreatic cancer and the kind of benign lesions analyzed in each instance.

      Thank you to the reviewer for the valuable comments. We acknowledge that the radiomics data and EV-miRNA data were derived from different patient cohorts. The primary aim of this study was to explore the integration of data from different omics sources in an exploratory manner to identify potential shared biological features.

      We have revised the Methods section accordingly. Regarding the imaging data, we mainly performed batch effect correction on CT images from different centers to eliminate variability. As you correctly pointed out, the EV-miRNA data and CT images from DUH were matched by age. Since all the patients we included had early-stage pancreatic cancer, and the benign pancreatic lesions were predominantly IPMN, we did not specifically highlight this aspect. However, we have now clarified this approach in the data collection section. Thank you for your attention.

      (2) The study is focused on low-abundance miRNAs with no adequate explanation of the selection criteria for the miRNAs analyzed.

      We used MAD (Median Absolute Deviation) to filter low-abundance miRNAs in the manuscript, as this concept was introduced by us for the first time in this context, and we acknowledge that there is still considerable room for refinement and improvement.

      (3) While EV-miRNAs were profiled or sequenced (not well described in the Methods section) with two different EV isolation methods, the authors used four public datasets of serum circulating miRNAs to validate the findings. It would be better to show the expression of the three miRNAs in the additional dataset(s) of EV-miRNAs and compare the expressions of the three EV-miRNAs in pancreatic cancer with healthy and benign disease controls.

      Thank you for your suggestion. We have attempted to identify available EV-miRNA datasets; however, due to current limitations in data access, we opted to use serum samples for validation. In our follow-up studies, we are already in the process of collecting relevant EV samples for further validation.

      (4) It is not clear how the 12 EV-miRNAs in Figure 4C were identified.

      These 12 EV-miRNAs were identified through WGCNA analysis and are associated with the high-risk group.

      (5) Box plots in Figures 4D-F and G-I of three miRNAs in serum and tissue should show all quantitative data points.

      We have completed the revisions. Kindly review them at your convenience.

      (6) What is the GBM model in Figure 5?

      Thank you to the reviewer for raising this question. The "GBM model" referred to in Figure 5 is a classification model built using the Gradient Boosting Machine (GBM) algorithm, designed to predict the diagnostic status of pancreatic cancer by integrating EV-miRNA expression and radiomics features. We implemented the model using the `GradientBoostingClassifier` from the scikit-learn library (version 1.2.2), and optimized the model’s hyperparameters—including learning rate, maximum depth, and number of trees—within a five-fold cross-validation framework. The training process and performance evaluation of the model, including the ROC curve and AUC values, are presented in Figure 5.

      (7) What are the AUCs of individual EV-miRNAs integrated as a panel of three EV-miRNAs?

      Thanks for your comments, Our GBM model integrates the panel of these three EV-miRNAs.

      (8) The authors could have compared the performance of CA19-9 with that of the three EV-miRNAs.

      Since our main focus is on the panel of three EV-miRNAs, we did not present the AUC for each individual miRNA separately. However, we have included the performance of CA19-9 in our dataset as a reference. The predictive AUC for CA19-9 is 0.843 (95% CI, 0.762–0.924).

      (9) How was the diagnostic performance of the three EV-miRNAs in the two molecular subtypes identified in Figure 6&7? Do the C1 & C2 clusters correlate with the classical/basal subtypes, staging, and imaging features?

      Thank you to the reviewer for raising this important question. In fact, our EV panel is primarily designed to distinguish between normal and tumor samples, whereas both C1 and C2 represent tumor subtypes, and thus the panel is not applicable for diagnostic purposes in this context. Additionally, our subtypes are novel and do not align with the conventional classical and basal-like gene expression profiles. Furthermore, the C1 subtype is more frequently observed in stage III tumors (Figure 6J) and is associated with distinct imaging features such as higher texture heterogeneity and lower CT density.

      Reviewer #2 (Public review):

      Summary:

      This study investigates a low abundance microRNA signature in extracellular vesicles to subtype pancreatic cancer and for early diagnosis. There are several major questions that need to be addressed. Numerous minor issues are also present.

      Strengths:

      The authors did a comprehensive job with numerous analyses of moderately sized cohorts to describe the clinical and translational significance of their miRNA signature.

      Weaknesses:

      There are multiple weaknesses of this study that should be addressed:

      (1) The description of the datasets in the Materials and Methods lacks details. What were the benign lesions from the various hospital datasets? What were the healthy controls from the public datasets? No pancreatic lesions? No pancreatic cancer? Any cancer history or other comorbid conditions? Please define these better.

      We sincerely thank the reviewer for the detailed and important suggestions regarding sample definition. Indeed, the source of the datasets and the definition of control groups are critical for ensuring the rigor and interpretability of the study. In response to this comment, we have added clarifications in the revised "Materials and Methods" section.

      First, for the benign lesion group derived from various clinical centers (DUH, UMMD, WUH, etc.), we have carefully reviewed the pathological and clinical records and defined these samples as histologically confirmed non-malignant pancreatic lesions, primarily IPMN. All patients in the benign lesion group had no diagnosis of pancreatic cancer at the time of sample collection, and for cohorts with available follow-up data, no evidence of malignant progression was observed within at least six months.

      Second, the healthy control group from public databases was derived from healthy individuals.

      Finally, to eliminate potential confounding factors, we excluded any samples with a history of other malignancies (e.g., breast cancer, colorectal cancer, etc.) from all datasets with available clinical information, to ensure the specificity of the EV-miRNA expression analysis.

      (2) It is unclear how many of the controls and cases had both imaging for radiomics and blood for biomarkers.

      Due to limitations in resource availability, our study does not include samples with both CT imaging and serological data from the same individuals. Instead, we integrated blood samples and CT imaging data collected from different clinical centers.

      (3) The authors should define the imaging methods and protocols used in more detail. For the CT scans, what slice thickness? Was a pancreatic protocol used? What phase of contrast is used (arterial, portal venous, non-contrast)? Any normalization or pre-processing?

      Thank you to the reviewer for the professional suggestions regarding the imaging section. We have added detailed technical information on CT imaging in the revised Materials and Methods section. All CT images were acquired using a 64-slice multidetector spiral CT scanner, with a standard slice thickness of 1.0–1.5 mm and a reconstruction interval of 1 mm. All pancreatic cancer patients underwent a standard pancreatic protocol triphasic contrast-enhanced CT examination, which included non-contrast, arterial phase (approximately 25–30 seconds), and portal venous phase (approximately 65–70 seconds) imaging.

      For the radiomics analysis, images from the portal venous phase were selected, as this phase provides consistent clarity in delineating tumor boundaries and surrounding vasculature. To ensure data consistency, all imaging data underwent preprocessing, including resampling, intensity normalization of grayscale values (standardized using z-score normalization to a mean of 0 and a standard deviation of 1), and N4 bias field correction to address potential low-frequency signal inhomogeneities.

      (4) Who performed the segmentation of the lesions? An experienced pancreatic radiologist? A student? How did the investigators ensure that the definition of the lesions was performed correctly? Raidomics features are often sensitive to the segmentation definitions.

      All lesion segmentations were performed on portal venous phase contrast-enhanced CT images. Manual delineation was conducted using 3D Slicer (version 4.11) by two radiologists with extensive experience in pancreatic tumor diagnosis. A consensus was reached between the two radiologists on the ROI definition criteria prior to analysis.

      To further assess the robustness of radiomic features to segmentation boundary variations, we selected a subset of representative cases and created “expanded/shrunk ROIs” by adding or subtracting a 2-pixel margin at the lesion boundary. Feature extraction was then repeated, and the coefficient of variation (CV) for the main features included in the model was found to be below 10%, indicating that the model is stable with respect to minor boundary fluctuations.

      (5) Figure 1 is full of vague images that do not convey the study design well. Numbers from each of the datasets, a summary of what data was used for training and for validation, definitions of all of the abbreviations, references to the Roman numerals embedded within the figure, and better labeling of the various embedded graphs are needed. It is not clear whether the graphs are real results or just artwork to convey a concept. I suspect that they are just artwork, but this remains unclear.

      We thank the reviewer for the detailed feedback on Figure 1. We would like to clarify that Figure 1 is a conceptual schematic intended to visually illustrate the overall design of the study, the relationships among different data modules, and the logical sequence of the analytical strategy. It is not meant to present actual results or quantitative details.

      Regarding the reviewer’s concerns about sample sizes, the division between training and validation cohorts, explanations of specific abbreviations, and the precise meaning of each panel, we have provided comprehensive and detailed clarifications in Figure 2.

      (6) The DF selection process lacks important details. Please reference your methods with the Boruta and Lasso models. Please explain what machine learning algorithms were used. There is a reference in the "Feature selection.." section of "the model formula listed below" but I do not see a model formula below this paragraph.

      We thank the reviewer for the thoughtful and detailed comments on the feature selection strategy. We first applied the Boruta algorithm (based on random forests, implemented using the Boruta R package) to the original feature set—which included both radiomics and EV-miRNA features—to identify variables that consistently demonstrated importance across multiple rounds of random resampling.

      Subsequently, we used LASSO regression with five-fold cross-validation to further reduce the dimensionality of the Boruta-selected features and to construct the final feature set used for modeling. The formula for the model is as follows: each regression coefficient is multiplied by the corresponding feature expression level, and the resulting products are summed to generate the Risk Score.

      (7) In Figure 2, more quantitative details are needed. How are patients dichotomized into non-obese and obese? What does alcohol/smoking mean? Is it simply no to both versus one or the other as yes? These two risk factors should be separated and pack years of smoking should be reported. The details of alcohol use should also be provided. Is it an alcohol abuse history? Any alcohol use, including social drinking? Similarly, "diabetes" needs to be better explained. Type I, type II, type 3c? P values should be shown to demonstrate any statistically significant differences in the proportions of the patients from one dataset to another.

      Our definition of obesity was based on the standard BMI threshold (30 kg/m²). A history of smoking or alcohol consumption was defined as continuous use for more than one year. Specific details regarding smoking and alcohol use were recorded at baseline under the category of “smoking/alcohol history”; unfortunately, we did not collect follow-up data on these variables. As for diabetes, only type II diabetes was documented. Statistically significant p-values have been added. Thank you.

      (8) In the section "Different expression radiomic features between pancreatic benign lesions and aggressive tumors", there is a reference to "MUJH" for the first time. What is this? There is also the first reference to "aggressive tumors" in the section. Do the authors just mean the cases? Otherwise there is no clear definition of "aggressive" (vs. indolent) pancreatic cancer. This terminology of tumor "aggressiveness" either needs to be removed or better defined.

      We have corrected the abbreviation (MUJH); it should in fact be JHC. Additionally, regarding the term "aggressive," we have reviewed the literature and used it to convey the highly malignant nature of pancreatic cancer.

      (9) Figure 3 needs to have the specific radiomic features defined and how these features were calculated. Labeling them as just f1, f2, etc is not sufficient for another group to replicate the results independently.

      We have presented these features in Supplementary Table 1. Kindly refer to it for details.

      (10) It is not clear what Figure 4A illustrates as regards model performance. What do the different colors represent, and what are the models used here? This is very confusing.

      This represents the correlation between WGCNA modules and miRNAs. Different module colors indicate distinct miRNA clusters—for example, the green module contains 12 miRNAs grouped together. The colors themselves do not carry any intrinsic meaning.

      (11) Figure 5 shows results for many more model runs than the described 10, please explain what you are trying to convey with each row. What are "Test A" and "Test B"? There is no description in the manuscript of what these represent. In the figure caption, there is a reference to "our center data" which is not clear. Be more specific about what that data is.

      We have indicated this using arrows in Figure 5 from Test A/B/C. Please check.

      (12) Figure 6 describes the subtypes identified in this study, but the authors do not show a multi-variable cox proportional hazards model to show that this subtype classification independently predicts DFS and OS when incorporating confounding variables. This is essential to show the subtypes are clinically relevant. In particular, the authors need to account for the stage of the patients, and receipt of chemotherapy, surgery, and radiation. If surgery was done, we need to know whether they had R1 or R0 resection. The details about the years in which patients were included is also important.

      We sincerely thank the reviewer for this critical comment. We fully agree that incorporating a multivariate Cox proportional hazards model to control for potential confounding factors would provide a more robust validation of the independent prognostic value of our proposed subtypes for DFS and OS.

      However, as the clinical data used in this study were retrospectively collected and access to certain variables is currently restricted, we were only able to obtain limited clinical information. At this stage, we are unable to systematically include key variables such as tumor staging, adjuvant chemoradiotherapy regimens, and resection margin status (R0 vs. R1), which prevents us from performing a rigorous multivariate Cox analysis.

      Similarly, regarding the postoperative resection status, after reviewing the original surgical reports and pathology records, we regret to confirm that margin status (R0 vs. R1) is missing in a substantial portion of cases, making it unsuitable for reliable statistical analysis.

      We fully acknowledge this as a limitation of the current study and have explicitly addressed it in the Discussion section. To address this gap, we are currently designing a more comprehensive prospective cohort study, which will allow us to validate the clinical independence and utility of the proposed subtypes in future research.

      (13) How do these subtypes compare to other published subtypes?

      We sincerely thank the reviewer for raising this important point. Clusters 1 and 2 represent a novel molecular classification proposed for the first time in this study, driven by EV-miRNA profiles. This classification approach is conceptually independent from traditional transcriptome-based subtyping systems, such as the classical/basal-like subtypes, as well as other existing classification schemes. Comparisons with previously reported subtypes and validation of clinical relevance will require further investigation in future studies.

      Reviewer #3 (Public review):

      Summary:

      The authors appear to be attempting to identify which patients with benign lesions will progress to cancer using a liquid biomarker. They used radiomics and EV miRNAs in order to assess this.

      Strengths:

      It is a strength that there are multiple test datasets. Data is batch-corrected. A relatively large number of patients is included. Only 3 miRNAs are needed to obtain their sensitivity and specificity scores.

      Weaknesses:

      This manuscript is not clearly written, making interpretation of the quality and rigor of the data very difficult. There is no indication from the methods that the patients in their cohorts who are pancreatic cancer patients (from the CT images) had prior benign lesions, limiting the power of their analysis. The data regarding the cluster subtypes is very confusing. There is no discussion or comparison if these two clusters are just representing classical and basal subtypes (which have been well described).

      Sorry,we don’t have the data of record from patients, in addition, Regarding the relationship between Cluster 1/Cluster 2 and classical subtypes:We are very grateful for the reviewer’s insightful question. We would like to clarify that Clusters 1 and 2, as shown in Figures 6 and 7, are derived from a novel EV-miRNA–driven molecular classification proposed for the first time in this study. This classification system is constructed independently of the traditional transcriptome-based classical/basal-like subtypes.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      There are errors in reference citations and several typos, misspellings, and grammatical errors throughout the manuscript.

      We have made the necessary revisions.

      Reviewer #2 (Recommendations for the authors):

      (1) Were the radiomic features associated with the subtypes and prognostic in the subset of patients who had CT scans?

      Unfortunately, there are no corresponding CT imaging results available for these cases, as the genes were identified based on predicted miRNA targets and were not derived from patients who had undergone CT scans.

      (2) There is a whole body of literature on prognostic imaging-based subtypes of pancreatic cancer that needs to be cited.

      Thank you for your suggestion. We have cited the relevant references accordingly in the manuscript.

      (3) Similarly, the authors should be more comprehensive about prognostic and early detection markers for miRNAs for pancreatic cancer. Early detection markers really should be described separately from prognostic markers. The authors did not do a PROBE phase 3 study, so early detection is not really relevant. Please see https://edrn.nci.nih.gov/about-edrn/five-phase-approach-and-prospective-specimen-collection-retrospective-blinded-evaluation-study-design/

      The primary objective of our study is early detection. We acknowledge the absence of third-phase validation results, which we will address in the limitations section. Additionally, the subtype classification represents our secondary objective.

      (4) If they want to couch this as a PROBE phase 2 study, then they should review the PROBE guidelines and ensure they are meeting standards. Many of the comments above regarding methodologies, definitions, and patient cohort descriptions would address this concern.

      We have revised the Methods section accordingly. Please kindly review the updated version.

      (5) The entire manuscript needs to have a review for the use of the English language. There are numerous typos and grammatical errors that make this manuscript difficult to follow and hard to interpret.

      We have revised the Methods section accordingly. Please kindly review the updated version.

      (6) In the section on "Definition and identification of low abundance EV-derived miRNA transcripts", provide a reference for the "edger" function.

      We have revised the Methods section accordingly. Please kindly review the updated version.

      (7) In the Abstract: The purpose section only mentions early diagnosis as the goal of this study. It seems subtyping is also a major goal, but it is not mentioned.

      The primary objective of our study is early detection.Additionally, the subtype classification represents our secondary objective.so,we didn’t add it in the purpose.

      (8) The experimental design fails to describe any of the 8 datasets that were used. How many patients? What were the ethnic and racial backgrounds, which is one of the key aspects of this study and mentioned in the title? What range of stages? When were the images and the blood collected in relation to diagnosis? Over what time frame were the patients included? What patients were excluded, if any? These details are important to understand the materials used, along with the methods to design the signatures and models.

      We have revised the Methods section accordingly. Please kindly review the updated version.

      (9) Again, the purpose section of the abstract does not align with the rest of the study, including the description of the experimental design. The last sentence of the experimental design section mentions predicting drug sensitivity and survival, which is unrelated to the aim of early diagnosis.

      We have revised the Methods section accordingly. Please kindly review the updated version.

      (10) The results section lacks key details to indicate the impact of the work. Vague descriptions of the findings are not sufficient. The performance of the biomarkers to differentiate benign from malignant lesions, hazard ratios, survival times, and p values should be reported for key results.

      Our aim was to develop an integrated panel for diagnostic purposes; therefore, we provided the AUC to evaluate its performance. However, since this is a diagnostic model, we did not include hazard ratios or survival time data.

      (11) What are "tow" molecular subtypes of pancreatic cancer? Did you mean "two"? What system was used to subtype the pancreatic cancers? Is some new subtyping or a previously published method to subtype the disease?

      Yes, it means two, previously published method.In method part, we have describe it.

      Reviewer #3 (Recommendations for the authors):

      The writing of this manuscript needs extensive re-wording and clarification to increase the readability and interpretability of the data presented. The authors could include a dataset of pancreatic cancer patient imaging data where the status of prior benign lesions was detected (as opposed to patients with benign lesions that do not develop pancreatic cancer). The authors could also address if their clusters 1 and 2 are representing (or are correlated with) the classical and basal subtypes that have been well described for pancreatic cancer.

      Thank you to the reviewer for the constructive comments. We sincerely appreciate your careful review, particularly regarding language clarity, data interpretability, and subtype correlation. To enhance the readability and scientific precision of the manuscript, we have conducted a thorough revision and language polishing throughout the text, improving logical structure, terminology consistency, and clarity in result descriptions. We have especially reinforced the Methods and Discussion sections to better explain key analytical steps and data interpretation.

      We fully understand the reviewer’s suggestion to include information on “the presence of benign lesions prior to pancreatic cancer diagnosis.” However, due to the retrospective nature of our study, the current imaging and EV-miRNA datasets do not contain systematically collected follow-up annotations of this type. Therefore, it is not feasible to incorporate such data into the present manuscript.

      That said, we fully recognize the importance of this direction. In future studies, we plan to evaluate longitudinal samples to investigate the dynamic changes in EV-miRNAs and imaging features during the progression from premalignant to malignant states, aiming to clarify their potential value for early cancer warning.

      Regarding the relationship between Cluster 1/Cluster 2 and classical subtypes:We are very grateful for the reviewer’s insightful question. We would like to clarify that Clusters 1 and 2, as shown in Figures 6 and 7, are derived from a novel EV-miRNA–driven molecular classification proposed for the first time in this study. This classification system is constructed independently of the traditional transcriptome-based classical/basal-like subtypes.

      Although we attempted a cross-comparison with existing TCGA subtypes, differences in data origin, analysis modality (EV-miRNA vs. tissue transcriptome), and limitations in sample matching prevent us from establishing a direct correspondence. In the revised Discussion, we have emphasized that these two classification approaches are complementary rather than equivalent, reflecting different dimensions of tumor heterogeneity. Further integrative multi-omics studies will be needed to validate their biological significance and clinical utility.

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      Reply to the reviewers

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      The authors provide a detailed characterization of the tumor microenvironment (TME) of 91 ovarian cancer patients, broken down in long and short-term survivors (post 5 years). The focus on the role of a subgroup of T cells, gamma/delta γδ) T cells with reported anti but also pro tumorigenic properties, Prior work of the lab has established a link between a subgroup of γδ T cells expressing CD73 and poor prognosis, due to the ability of these cells to produce immunosuppressive cytokines, such as IL10 or IL8 and the production of adenosine, by CD73, in the micromilieu. The data is further backed up by the analysis of fresh tumor specimens and tissue culture work.

      Here they continue this story by investigating the TME using tumor microarrays (91 samples), single cell RNA seq (12 patients), imaging mass cytometry (> 30 samples) and flow cytometry (form confirmatory purposes) to define cellular neighborhoods of CD73+ and CD73- γδ T cells. This revealed differences in cellular composition and spatial transcriptome analysis further helped to define the transcriptomes in γδ T cells, cancer cells and cancer associated fibroblasts.

      The authors conclude the in ovarian cancer γδ T cells expressing CD73 dampen anti-tumor immunity and propose detection and evaluation of CD73+ γδ T cells as prognostic marker.

      The manuscript is well written, and despite its descriptive nature, easy to follow. Data is presented in a clear and easy to read fashion.

      Reviewer #1 (Significance (Required)):

      Using a well characterized cohort of ovarian cancer patients with detailed clinical follow up the authors report on the predictive power of a subset of γδ T cells expressing CD73, with immune suppressive / regulatory capacity, reading out patient survival in high grade serous ovarian cancer, a still deadly disease. As such the identification of reliable markers predicting survival is a clear medical need. These findings contrast others made in different solid cancers, suggesting tumor type specific differences, which are only starting to emerge, but are of clear clinical relevance.

      What is unclear to me and needs to be addressed, is if these patient specimens were taken before or after initial therapy, whether the samples have been stratified according the treatment that they got, assuming it will be mostly platinum compounds (but maybe not), and that the p53 status of the tumors are (if genetics are available this would help to add some granularity to the study that, as it stands is largely descriptive, even though with extremely high resolution. This data should be available and could be integrated.

      We thank the reviewer for this insightful and constructive comment. We agree that clinical context and treatment stratification are essential to strengthen the interpretation and translational value of our findings.

      We confirm that all tumor samples used in this study were obtained prior to any systemic treatment, i.e., before first-line chemotherapy, during the Biopsy realized for the diagnosis. This information has now been clearly stated in the Methods and Results section (page 4, line 103) and also in Table S1.

      Although our primary aim was not to evaluate correlations with mutational status, we recognize the critical role that tumor genetics play in shaping the immune microenvironment. Using available clinical genomics data, we found that the TP53 mutational status of our cohort aligns with that of previous analyses. As expected for high-grade serous ovarian cancer (HGSOC), nearly all tumors exhibited TP53 mutations (present in 95% of patients). Due to the lack of variability in TP53 status, no meaningful stratification was observed based on this factor. This information has been added in the Materials and methods part (page 4 lines 104 to 106)

      Some minor issues

      • I would stick to CD73, and not mix it with NT5E, which is confusing at first (Fig 2).

      We appreciate this suggestion. To clarify the nomenclature and avoid confusion, we have consistently indicated throughout the text and figure legends that NT5E refers to the CD73 gene.

      • I would ask to compare the overall survival of CD73+ between densities - is it still significantly different in fig 1 - meaning is it about density, CD73 expression, or both. Comparing survival of tumors with a low density of CD73+ γδ T cells does not seem to be different from those having a low density of CD73- γδ T cells, which could be considered in data interpretation. Same for high density tumors.

      In the manuscript, the term “density” specifically refers to the density of γδ____ T cells and not the density of CD73 molecules expressed by these cells. Additionally, it is not feasible to conduct a density analysis of molecules using the data obtained from immunofluorescence (IF) staining of sample sections.

      Kaplan-Meier analyses were performed to assess patient survival based on the density of total γδ____ T cells, as well as the subsets of CD73⁺ and CD73⁻ γδ T cells. The results indicate that a higher density of γδ____ T cells is associated with poorer patient survival, with a more pronounced effect seen in those with a high density of CD73⁺ γδ T cells compared to those with CD73⁻ γδ T cells.

      As the reviewer pointed out, patients with a low density of CD73⁺ γδ T cells do not show significantly different survival outcomes compared to those with a low density of CD73⁻ γδ T cells (IC50 for low CD73⁺ = 6.0 years vs. IC50 for low CD73⁻ = 6.2 years). In response, we have revised the corresponding sentence in the text and included the IC50 values for greater clarity and informativeness (page 9).

      • figure 1, caption should include the word "patients" at the end, I guess.

      The modification has been done.

      • labelling and font can be improved in many panels, eg. the dot plots in Fig 2, panel B, right, same for panel C and D

      We appreciate the feedback on figure presentation. We have now updated Figure 2 with improved labeling, consistent font size, and enhanced resolution to ensure better readability across all panels, particularly panels B–D. The revised figure has been updated in the main manuscript.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      In this manuscript ("Deciphering the tumor-infiltrating CD73+ regulatory γδ T cell ecosystem associated with poor survival of patients with ovarian cancer"), Chabab et al. report on the phenotype and location of CD73+ γδ T cells in ovarian cancer. CD73+ γδ T cells can be immunosuppressive via the production of cytokines (IL-8, IL-10) and the expression of PD-L1. Here, the authors investigated the phenotype and location of CD73+ and -neg γδ T cells in ovarian cancers with a particular focus on the cells surrounding the γδ T cells in the tumour.

      Overall, the study is informative and well-performed. However, the way some of the data are presented does not allow to fully evaluate them. Besides this, this reviewer only has some minor comments.

      General comments:

      • The data provided in this manuscript are descriptive/correlative, and as such, causation cannot be inferred. Therefore, the language needs to reflect this; statements like "we investigated the impact of CD73+ regulatory γδ T cells in ovarian cancer" (L89) and "CD73+ γδ T cells were in close contact with more aggressive tumor cells" (L426), among others, are incorrect without functional data. The authors are advised to adjust the text throughout.

      We thank the reviewer for this thoughtful point. We have amended the text to make it consistent with the data.

      • Please make the figure legends self-explanatory without the need to search for the information in the M&M. For example, the graphs in fig1 and 3 contain many dots, but it is not explained what these dots represent. Please also add n for each experiment shown and state how often the experiment was performed independently.

      As requested by the reviewer, we have revised the figure legends to make them more explicit. We have indicated the number of biological replicates (n) and how many times each experiment was performed independently. This information has been added to each legend where consistent and relevant, to ensure clarity and reproducibility.

      • It would be helpful for the reader if abbreviations introduced in the M&M were also explained the first time they appeared in the results section.

      This point has been addressed as requested by the reviewer.

      • Please explain all abbreviations, e.g. FIGO, CST, NT5E, etc.
      • L235: typo 'that' instead of 'than'; L258 'reduced'; L259 'fig1d-f'; L451f twice 'CD73+'; 'naive' instead of 'naïve' throughout; SF2 legend: '2f' instead of '3f', SF9 legend: '1.105'.
      • L280ff: "Tumor cells ... were the most important cell type" - it may be clearer to use 'most frequent';

      All these points have been addressed.

      M&M - Please be consistent, if you provide catalogue numbers or dilutions (antibody, reagents) [which is good, maybe even adding the RRID number], do so for all items.

      This point has been addressed as requested by the reviewer.

      • The M&M does not state for the CAFs how long they were cultured before the supernatant was taken for the cytokine measurements.

      This point has been added in M&M section.

      • For the IL-6 ELISA, it is stated that the "cells were harvested"; what happened to them, and how do you get any SN from these cells?

      We have amended the protocol of IL-6 Elisa in M&M section for clarification.

      Figures Fig.1: - The authors used the word 'predict' in the heading, which seems not appropriate for a retrospective study; something like 'correlate' seems better.

      The word “predict” has been replaced by “correlate” as suggested by the reviewer.

      • Similarly, the title of the figure legends claims that the 'impact of γδ T cells' is shown, while only a correlation is presented.

      The title of the figure has been modified

      • For Fig1a-c, only summary data are presented. Please add exemplary pictures as well.

      Pictures of IF have been added as Supplementary Fig 1.

      • For Fig1d-f, the label for the x-axis is missing.

      The figure has been corrected.

      Fig.2 - It seems funny to call the patients 'naïve', maybe 'untreated' is clearer.

      We appreciate this suggestion and agree that ‘untreated’ is a clearer and more appropriate term in this context. We have replaced all instances of ‘naïve’ with ‘untreated’ throughout the manuscript to avoid ambiguity.

      • The graph in Fig2e does not allow comparing the cell frequencies properly. This would require either bar graphs or a table. Furthermore, the statistical analysis is missing. Without that, a statement like "associated with higher proportion of CAFs" (L265) is not supported.

      We thank the reviewer for this valuable observation. In response, we have replaced the original visualization in Figure 2E with grouped bar graphs showing the mean ± SEM of the relative proportions of each major cell type in the NT5E_low and NT5E_high groups, based on the median split. This format allows for clearer visual comparison of cell frequencies across conditions.

      Furthermore, we performed statistical comparisons using a t-test (a parametric test) on each population to evaluate differences in cell type proportions between the two groups. The results indicate a significantly higher proportion of CAFs and γδ T cells in the NT5E_high tumor profile. The corresponding p-values are provided in the figure legend. We hope this revised analysis and clearer presentation address the reviewer’s concerns.

      Fig.3 - For Fig3b+c, the IMC are derived from 4 patients (not clear for the flow data)

      As stated in both the figure legend and the text, the IMC analysis was conducted on 38 ROIs from four patient samples, while the flow cytometry analysis was performed on tumor samples from seven ovarian cancer patients.

      • did the authors noticed differences between patients?

      "As shown in new Figures 3b and 3c, no significant differences were observed between patients. Each individual patient is represented by a different color."

      • For Fig3e, the description in the text does not reflect the figure, e.g. cluster 1 does not show LAG3 expression, but this is claimed in the text (other descriptions are off as well).

      The text describing Fig. 3e has been amended in the new version of the manuscript.

      • In Fig3h, the authors stain cytokines in γδ T cells purified from ovarian cancer samples. The text seems to imply that the cytokine staining was performed directly ex vivo, without an in vitro stimulation of the cells, e.g. with PMA/ionomycin (if so, the description is missing). In any case, the values appear surprisingly high. Exemplary data are needed to clarify how the gating was done (for γδ T cells and the cytokines) and what the primary data looked like.

      The protocol has been amended in the “Materials and Methods” section. A gating strategy and primary data analysis from one representative patient are included in a supplementary Figure 4c.

      We agree with the reviewer’s comments that it is surprising that γδ T cell stimulation is not required for IL-8, IL10 and IFNγ production. However, one possible explanation is the high reactivity of γδ T cells compared to other T cell subsets, as well as their localization in the tumor microenvironment rather than in healthy tissue or blood.

      • In Fig3h, it is not clear what is meant with "IL-8 / IL-10", please explain.

      This analysis shows the percentage of cells that are positive for both IL-8 and IL-10.

      The figure and its legend have been amended for clarity.

      Fig.4 - Please provide the values and the statistical analyses for all cell populations.

      We performed statistical analyses (Wilcoxon signed-rank test) for all cell populations and provide the data in the Supplementary Fig. 5A. However, due to the heterogeneity of ROIs, a significant difference was observed for tumor cells, which were more prevalent more in the neighborhood of CD73- than CD73+ γδ T cells (p

      Fig.5/6 - In Fig5, the authors state that 8 cell populations were differentially enriched around CD73+ or -neg γδ T cells. However, in Fig4, only 4 of these populations are mentioned. Please add the remaining 4 to fig4 and name the 8 clusters in fig5 in line with the gating strategy used in fig4.

      We thank the reviewer for highlighting that the description of Figure 5 in our text was unclear. We have revised the text for clarification and specify that based on Supplementary Figure 7, which shows the number of cells for each cell type found in the neighborhood of all γδ T cell subsets (CD73- and CD73+) in all ROIs. We decided to perform phenotypic analysis on only four cell types (those with a sufficient cell counts), setting the cutoff at 700 cells.

      The four cell types are analyzed in Figures 5 and 6. Figure 5A shows tumor cells, with eight clusters identified, while Figure 5B represents fibroblasts, with seven clusters identified. Figure 6A shows CD4 T cells, with eight clusters, and Figure 6B CD8 T cells, with ten clusters.

      • Furthermore, the authors want to show in fig5 how the phenotype of these 8 cell populations differs depending on whether they are close to CD73+/- γδT cells. tSNE plots do not allow illustrating this (BTW: the plots lack the colour code). The frequencies of the cell types/phenotypes in the vicinity of CD73+/- γδ T cells need to be depicted differently (e.g. bar graphs). Furthermore, the claim that differences are observed, needs to be supported by showing the statistical values obtained. The same argument applies to Fig6 and SF8.

      We have added the code color of tSNE plots in Figures 5, 6, and SF9. The tables in Supplementary Figure 8 show the percentage of cells in each cluster within the vicinity of CD73+/- γδ T cells, allowing for an investigation of the neighborhood of each γδ T cell subset.

      • Fig6: This reviewer disagrees with the notion that the expression of HLA-DR or CD279 is enough to imply a functional state of the cell.

      As requested by the reviewer, we have amended the text to clarify that: “Cluster analysis revealed that CD4+ T cells in contact with effector γδ T cells (i.e., the CD73- subset) express HLA-DR and/or PD-1, both activation markers.”

      Supplements - SF2a: please check the labels; how can CD8+ CD4+ cells be labelled 'CD8 T cells' and why do the authors exclude the possibility that e.g. B cells could express HLA-DR?

      We thank the reviewer for pointing out the error in Figure 2a, which has now been corrected. The CD8+ cells have been relabeled as 'CD8 T cells,' and the B cells are now shown expressing HLA-DR.

      • SF7 is not clear to this reviewer. If the clusters represent different cell types, how can e.g. tumours be found in all of them?

      We believe the reviewer is referring to SF9 rather than SF7 in this comment. SF9 analyzes γδ T cells in proximity to CD73+ and CD73- γδ T cells. As in Figures 5 and 6, γδ T cell neighbors of CD73+ and CD73- γδ T cells were identified, and a clustering analysis revealed five distinct clusters. Tumor cells was not analyzed in this figure. We have clarified the text to prevent confusion

      • SF9b lacks a negative control and a statistical analysis, and SF9c lacks the summary data and statistical analysis.

      As requested by the reviewer, we have performed statistical analysis for SF9b and added a negative control. Additionally, we have included summary data with a statistical analysis in SF9c.

      • In the text, the authors state, "We and others reported that in ovarian tumors, IL-6 is mainly produced by CAFs and induces CD73 expression by γδ T cells (Extended Data Fig. 9 and 15)." The data in SF9b are not enough to make this claim and reference 15 is a review article that does not even mention 'IL-6'. This needs to be corrected.

      We have updated Supplementary Figure 9B to provide more robust data. We thank the reviewer for pointing out our error. The publication we intend to cite is a research article, not a review.” Hu G, Cheng P, Pan J, Wang S, Ding Q, Jiang Z, et al. An IL6-Adenosine Positive Feedback Loop between CD73+ γδ Tregs and CAFs Promotes Tumor Progression in Human Breast Cancer. Cancer Immunol Res. 2020;8:1273–86.” we made the correction in the manuscript.

      Reviewer #2 (Significance (Required)):

      In this manuscript ("Deciphering the tumor-infiltrating CD73+ regulatory γδ T cell ecosystem associated with poor survival of patients with ovarian cancer"), Chabab et al. report on the phenotype and location of CD73+ γδ T cells in ovarian cancer.

      CD73+ γδ T cells can be immunosuppressive via the production of cytokines (IL-8, IL-10) and the expression of PD-L1. Here, the authors investigated the phenotype and location of CD73+ and -neg γδ T cells in ovarian cancers with a particular focus on the cells surrounding the γδ T cells in the tumour.

      Overall, the study is informative and well-performed. However, the way some of the data are presented does not allow to fully evaluate them. Besides this, this reviewer only has some minor comments.

      To enable a full evaluation of the data, we have added new figures, amended others, and clarified certain points in the text, hoping that the reviewer will find these modifications sufficient to consider our manuscript for publication.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      In this article, Chabab et al. analyze sample from ovarian cancer patients, with a specific focus on gamma-delta T cells (Tγδ). The authors claim that CD73+ cells are associated with poor prognosis in ovarian cancer, and that CD73 expression is correlated with the composition and polarization of the microenvironment. Using imaging mass cytometry data, they also claim that the neighborhoods of CD73+ and CD73- Tγδ cells differs in composition.

      Major comments: - The prognostic value of CD73/NT5E is analyzed in TCGA-Ovarian RNAseq data. In the context of this article, it is implied that this should reflect CD73 expression by Tγδ but it is likely that other cell types are contributing to bulk CD73 expression.

      We appreciate the reviewer’s insightful comment. In fact, due to low proportion of Tγδ in TME we have stratified on NT5E total expression. We agree that this signal likely includes contributions from multiple cell types beyond γδ T cells, such as cancer-associated fibroblasts and endothelial cells, which are also known to express CD73 (NT5E gene).

      The stratification of patient based on NT5E total expression showed an association between high NT5E expression and poorer overall survival and increase in Tγδ gene markers (TRDC, TRGC1/2) and percentage of cells (Fig2E) in the patient cohort (Fig2C). To clarify this point, we have revised the Results and Discussion sections to explicitly state that the TCGA-based survival analysis reflects total intratumoral NT5E enrichment and cannot be attributed specifically to γδ T cells. We now refer to this analysis as an independent validation of the clinical relevance of CD73, while noting that its cell-type-specific contribution remains to be resolved in future studies using spatial transcriptomics or deconvolution approaches.

      • In the analysis of scRNAseq data, multiple public datasets are aggregated and the overall level of CD73 is used for stratification. Is this stratification confounded by dataset of origin?

      We thank the reviewer for raising this critical point regarding potential batch effects and dataset-driven bias in our stratification strategy. To address this, we performed additional analyses to assess whether NT5E (CD73) expression is confounded by dataset of origin.

      First, we verified that all single-cell datasets (GSE147082, GSE241221, and GSE235931) were processed using a harmonized integration workflow, including SCTransform normalization and integration using Seurat’s reciprocal PCA approach, which effectively minimizes batch-related variability.

      • The last part of the results discusses the role of IL6 produced by CAFs on Tγδ, but very little data is shown to support the proposed mechanisms. The authors report expression of CD73 by flow cytometry on blood-sorted Tγδ following culture with IL2, IL6, IL21. The data shown however only represents one donor and should therefore be repeated on multiple donors.

      We appreciate the reviewer’s insightful comment. We have added data and updated Supplementary Figure 9 to provide more robust findings. Regarding the role of IL-6, our data in ovarian cancer are consistent with the study by Hu et al. in breast cancer, which reports an IL-6-Adenosine Positive Feedback Loop between CD73+ γδ Tregs and CAFs that promotes tumor progression in human breast cancer."

      Minor comments:

      • The authors stratify their cohort by Tγδ density but I could not find the threshold used for stratification

      The threshold has been added in figure and text.

      • Labels for CD8+ and CD4+CD8+ T cells are swapped in Extended Data Fig 2A

      The correction of figure has been made.

      • The legend of graphs shown in multiple panels (for instance: Fig 3F) are not very clear: is each dot representing the average expression of one cluster in one patient?
      • In figure 3G there is no color scale, the authors need to add it with appropriate units so that readers can interpret the data shown

      These points have all been amended and corrected in the next version of the manuscript.

      Reviewer #3 (Significance (Required)):

      This paper shows interesting imaging mass cytometry data of ovarian cancer specimens. The focus on CD73 expression by Tγδ is fairly specific, although the exonucleotidases pathway involving CD73 is currently extensively studied for its immunosuppressive role.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #3

      Evidence, reproducibility and clarity

      In this article, Chabab et al. analyze sample from ovarian cancer patients, with a specific focus on gamma-delta T cells (Tgd). The authors claim that CD73+ cells are associated with poor prognosis in ovarian cancer, and that CD73 expression is correlated with the composition and polarization of the microenvironment. Using imaging mass cytometry data, they also claim that the neighborhoods of CD73+ and CD73- Tgd cells differs in composition.

      Major comments:

      • The prognostic value of CD73/NT5E is analyzed in TCGA-Ovarian RNAseq data. In the context of this article, it is implied that this should reflect CD73 expression by Tgd but it is likely that other cell types are contributing to bulk CD73 expression.
      • In the analysis of scRNAseq data, multiple public datasets are aggregated and the overall level of CD73 is used for stratification. Is this stratification confounded by dataset of origin ?
      • The last part of the results discuss the role of IL6 produced by CAFs on Tgd, but very little data is shown to support the proposed mechanisms. The authors report expression of CD73 by flow cytometry on blood-sorted Tgd following culture with IL2, IL6, IL21. The data shown however only represents one donor and should therefore be repeated on multiple donors.

      Minor comments:

      • The authors stratify their cohort by Tgd density but I could not find the threshold used for stratification
      • Labels for CD8+ and CD4+CD8+ T cells are swapped in Extended Data Fig 2A
      • The legend of graphs shown in multiple panels (for instance : Fig 3F) are not very clear : is each dot representing the average expression of one cluster in one patient ?
      • In figure 3G there is no color scale, the authors need to add it with appropriate units so that readers can interpret the data shown

      Significance

      This paper shows interesting imaging mass cytometry data of ovarian cancer specimens. The focus on CD73 expression by Tgd is fairly specific, although the exonucleotidases pathway involving CD73 is currently extensively studied for its immunosuppressive role.

    3. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #2

      Evidence, reproducibility and clarity

      In this manuscript ("Deciphering the tumor-infiltrating CD73+ regulatory γδ T cell ecosystem associated with poor survival of patients with ovarian cancer"), Chabab et al. report on the phenotype and location of CD73+ gd T cells in ovarian cancer. CD73+ gd T cells can be immunosuppressive via the production of cytokines (IL-8, IL-10) and the expression of PD-L1. Here, the authors investigated the phenotype and location of CD73+ and -neg gd T cells in ovarian cancers with a particular focus on the cells surrounding the gd T cells in the tumour. Overall, the study is informative and well-performed. However, the way some of the data are presented does not allow to fully evaluate them. Besides this, this reviewer only has some minor comments.

      General comments:

      • The data provided in this manuscript are descriptive/correlative, and as such, causation cannot be inferred. Therefore, the language needs to reflect this; statements like "we investigated the impact of CD73+ regulatory γδ T cells in ovarian cancer" (L89) and "CD73+ γδ T cells were in close contact with more aggressive tumor cells" (L426), among others, are incorrect without functional data. The authors are advised to adjust the text throughout.
      • Please make the figure legends self-explanatory without the need to search for the information in the M&M. For example, the graphs in fig1 and 3 contain many dots, but it is not explained what these dots represent. Please also add n for each experiment shown and state how often the experiment was performed independently.
      • It would be helpful for the reader if abbreviations introduced in the M&M were also explained the first time they appeared in the results section.
      • Please explain all abbreviations, e.g. FIGO, CST, NT5E, etc.
      • L235: typo 'that' instead of 'than'; L258 'reduced'; L259 'fig1d-f'; L451f twice 'CD73+'; 'naive' instead of 'naïve' throughout; SF2 legend: '2f' instead of '3f', SF9 legend: '1.105'.
      • L280ff: "Tumor cells ... were the most important cell type" - it may be clearer to use 'most frequent';

      M&M

      • Please be consistent, if you provide catalogue numbers or dilutions (antibody, reagents) [which is good, maybe even adding the RRID number], do so for all items.
      • The M&M does not state for the CAFs how long they were cultured before the supernatant was taken for the cytokine measurements.
      • For the IL-6 ELISA, it is stated that the "cells were harvested"; what happened to them, and how do you get any SN from these cells?

      Figures

      Fig.1:

      • The authors used the word 'predict' in the heading, which seems not appropriate for a retrospective study; something like 'correlate' seems better.
      • Similarly, the title of the figure legends claims that the 'impact of gd T cells' is shown, while only a correlation is presented.
      • For Fig1a-c, only summary data are presented. Please add exemplary pictures as well.
      • For Fig1d-f, the label for the x-axis is missing.

      Fig.2

      • It seems funny to call the patients 'naïve', maybe 'untreated' is clearer.
      • The graph in Fig2e does not allow comparing the cell frequencies properly. This would require either bar graphs or a table. Furthermore, the statistical analysis is missing. Without that, a statement like "associated with higher proportion of CAFs" (L265) is not supported.

      Fig.3

      • For Fig3b+c, the IMC are derived from 4 patients (not clear for the flow data) - did the authors noticed differences between patients?
      • For Fig3e, the description in the text does not reflect the figure, e.g. cluster 1 does not show LAG3 expression, but this is claimed in the text (other descriptions are off as well).
      • In Fig3h, the authors stain cytokines in gd T cells purified from ovarian cancer samples. The text seems to imply that the cytokine staining was performed directly ex vivo, without an in vitro stimulation of the cells, e.g. with PMA/ionomycin (if so, the description is missing). In any case, the values appear surprisingly high. Exemplary data are needed to clarify how the gating was done (for gd T cells and the cytokines) and what the primary data looked like.
      • In Fig3h, it is not clear what is meant with "IL-8 / IL-10", please explain.

      Fig.4

      • Please provide the values and the statistical analyses for all cell populations.

      Fig.5/6

      • In Fig5, the authors state that 8 cell populations were differentially enriched around CD73+ or -neg gd T cells. However, in Fig4, only 4 of these populations are mentioned. Please add the remaining 4 to fig4 and name the 8 clusters in fig5 in line with the gating strategy used in fig4.
      • Furthermore, the authors want to show in fig5 how the phenotype of these 8 cell populations differs depending on whether they are close to CD73+/- gdT cells. tSNE plots do not allow illustrating this (BTW: the plots lack the colour code). The frequencies of the cell types/phenotypes in the vicinity of CD73+/- gd T cells need to be depicted differently (e.g. bar graphs). Furthermore, the claim that differences are observed, needs to be supported by showing the statistical values obtained. The same argument applies to Fig6 and SF8.
      • Fig6: This reviewer disagrees with the notion that the expression of HLA-DR or CD279 is enough to imply a functional state of the cell.

      Supplements

      • SF2a: please check the labels; how can CD8+ CD4+ cells be labelled 'CD8 T cells' and why do the authors exclude the possibility that e.g. B cells could express HLA-DR?
      • SF7 is not clear to this reviewer. If the clusters represent different cell types, how can e.g. tumours be found in all of them?
      • SF9b lacks a negative control and a statistical analysis, and SF9c lacks the summary data and statistical analysis.
      • In the text, the authors state, "We and others reported that in ovarian tumors, IL-6 is mainly produced by CAFs and induces CD73 expression by γδ T cells (Extended Data Fig. 9 and 15)." The data in SF9b are not enough to make this claim and reference 15 is a review article that does not even mention 'IL-6'. This needs to be corrected.

      Significance

      In this manuscript ("Deciphering the tumor-infiltrating CD73+ regulatory γδ T cell ecosystem associated with poor survival of patients with ovarian cancer"), Chabab et al. report on the phenotype and location of CD73+ gd T cells in ovarian cancer. CD73+ gd T cells can be immunosuppressive via the production of cytokines (IL-8, IL-10) and the expression of PD-L1. Here, the authors investigated the phenotype and location of CD73+ and -neg gd T cells in ovarian cancers with a particular focus on the cells surrounding the gd T cells in the tumour. Overall, the study is informative and well-performed. However, the way some of the data are presented does not allow to fully evaluate them. Besides this, this reviewer only has some minor comments.

    1. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):  

      Summary: 

      Kohno et al. examined whether the anti-inflammatory cytokine IL-4 attenuates neuropathic pain by promoting the emergence of antinociceptive microglia in the dorsal horn of the spinal cord. In two models of neuropathic pain following peripheral nerve injury, intrathecal administration of IL-4 once a day for 3 days from day 14 to day 17 after injury, attenuates hypersensitivity to mechanical stimuli in the hind paw ipsilateral to nerve injury. Such an antinociceptive effect correlates with a higher number of CD11c+microglia in the dorsal horn of the spinal cord which is the termination area for primary afferent fibres injured in the periphery. Interestingly, CD11c+ microglia emerge spontaneously in the dorsal horn in concomitance with the resolution of pain in the spinal nerve model of pain, but not in the spared nerve injury model where pain does not resolve, confirming that this cluster of microglia is involved in resolution pain. 

      Based on existing evidence that the receptor for IL-4, namely IL-4R, is expressed by microglia, the authors suggest that IL-4R mediates IL-4 effect in microglia including up-regulation of Igf1 mRNA. They have previously reported that IGF-1 can attenuate pain neuron activity in the spinal cord. 

      Strengths:

      This study includes cutting-edge techniques such as flow cytometry analysis of microglia and transgenic mouse models. 

      Weaknesses:

      The conclusion of this paper is supported by data, but the interpretation of some data requires clarification.  

      We appreciate the reviewer's careful reading of our paper.  According to the reviewer's comments, we have performed new immunohistochemical experiments and added some discussion in the revised manuscript (please see the point-by-point responses below).

      Reviewer #2 (Public review):

      Summary:

      The authors aimed to investigate how IL-4 modulates the reactive state of microglia in the context of neuropathic pain. Specifically, they sought to determine whether IL-4 drives an increase in CD11c+ microglial cells, a population associated with anti-inflammatory responses and whether this change is linked to the suppression of neuropathic pain. The study employs a combination of behavioral assays, pharmacogenetic manipulation of microglial populations, and characterization of microglial markers to address these questions. 

      Strengths: 

      The methodological approach in this study is robust, providing convincing evidence for the proposed mechanism of IL-4-mediated microglial regulation in neuropathic pain. The experimental design is well thought out, utilizing two distinct neuropathic pain models (SpNT and SNI), each yielding different outcomes. The SpNT model demonstrates spontaneous pain remission and an increase in the CD11c+ microglial population, which correlates with pain suppression. In contrast, the SNI model, which does not show spontaneous pain remission, lacks a significant increase in CD11c+ microglia, underscoring the specificity of the observed phenomenon. This design effectively highlights the role of the CD11c+ microglial population in pain modulation. The use of behavioral tests provides a clear functional assessment of IL-4 manipulation, and pharmacogenetic tools allow for precise control of microglial populations, minimizing off-target effects. Notably, the manipulation targets the CD11c promoter, which presumably reduces the risk of non-specific ablation of other microglial populations, strengthening the experimental precision. Moreover, the thorough characterization of microglial markers adds depth to the analysis, ensuring that the changes in microglial populations are accurately linked to the behavioral outcomes. 

      Weaknesses: 

      One potential limitation of the study is that the mechanistic details of how IL-4 induces the observed shift in microglial populations are not fully explored. While the study demonstrates a correlation between IL-4 and CD11c+ microglial cells, a deeper investigation into the specific signaling pathways and molecular processes driving this population shift would greatly strengthen the conclusions. Additionally, the paper does not clearly integrate the findings into the broader context of microglial reactive state regulation in neuropathic pain.  

      We thank the reviewer for these insightful comments on our paper.  As the reviewer's suggested, further investigation of the specific signaling pathways and molecular processes by which IL-4 induces a transition of spinal microglia to the CD11c+ state would strengthen our conclusion and also provide important clues to discovering new therapeutic targets.  In revising the manuscript, we have included this in the Discussion section (line 264-267), and we hope that future studies clarify these points.  As for the additional comment, we have added a brief summary of existing research on microglial function in neuropathic pain at the beginning of the Discussion section (line 188–196).

      Reviewer #1 (Recommendations for the authors):

      The conclusions of this paper are supported by data, but the interpretation of some data requires clarification. 

      (1) In Figure 1D and Figure 7 C, CD11c+ microglia numbers are higher in contralateral dorsal horns after IL-4 administration despite IL-4 having no effect on pain thresholds. The authors should discuss these findings.  

      As the reviewer pointed out, IL-4 increased the number of CD11c<sup>+</sup> microglia in the contralateral spinal dorsal horn (SDH) but did not affect pain thresholds in the contralateral hindpaw.  The data seem to be related to the selective effect of CD11c+ microglia and their factors (especially IGF1) on nerve injury-induced pain hypersensitivity.  In fact, depletion of CD11c+ spinal microglia and intrathecal administration of IGF1 do not elevate pain threshold of the contralateral hindpaw (Science 376: 86–90, 2022).  We have added above statement in the Discussion section (line 208– 213).

      (2)  Do monocytes infiltrate the dorsal horn and DRG after intrathecal injections?

      To address this reviewer's comment, we performed new immunohistochemical experiments to analyze monocytes in the SDH using an antibody for CD169 (a marker for bone marrow-derived monocytes/macrophages, but not for resident microglia) (J Clin Invest 122: 3063– 3087, 2012; Cell Rep 3: 605–614, 2016) and found no CD169+ monocytes in the SDH parenchyma after SpNT.  Consistent with this data, we have previously demonstrated that few bone marrow-derived monocytes/macrophages are recruited to the SDH after SpNT (Sci Rep 6: 23701, 2016).  Similarly, no CD169+ monocytes in the SDH parenchyma were observed in SpNT mice treated intrathecally with PBS or IL-4 (Figure 1—figure supplement 1A).

      In the DRG, CD169 is constitutively expressed in macrophages.  Thus, in accordance with a recent report showing that monocytes infiltrating the DRG are positive for chemokine (C-C motif) receptor 2 (CCR2) (J Exp Med 221: e20230675, 2024), we analyzed CCR2+ cells and found that CCR2+ IBA1dim monocytes were observed in the capsule and parenchyma of the DRG of naive mice (Figure 1—figure supplement 1B).  After SpNT, CCR2+ IBA1dim monocytes in the DRG parenchyma increased.  Intrathecal treatment of IL-4 increased CCR2+ IBA1dim cells in the DRG capsule.  However, the involvement of these monocytes in the DRG in IL-4-induced alleviation of neuropathic pain is unclear and warrants further investigation.  In revising the manuscript, we have included additional data (Figure 1—figure supplement 1) and corresponding text in the Results (line 112–114) and Discussion section (line 218–222).

      (3) In Figure 4, depletion of CD11c+ cells in dorsal root ganglia (DRG) ameliorates neuropathic thresholds but does not alter the anti-nociceptive effect of IL-4 injected intrathecal. It appears that CD11c+ macrophages in DRG have an opposite role to CD11c+ microglia in the spinal cord. Please discuss this result. 

      We apologize for the confusion.  The aim of the experiments in Figure 4 was to examine the contribution of CD11c+ cells in the DRG to the pain-alleviating effect of intrathecal IL-4.  For this aim, we depleted CD11c+ cells in the DRG (but not in the SDH) by intraperitoneal injection of diphtheria toxin (DTX) immediately after the behavioral measurements performed on day 17 (Fig. 4A, B).  On day 18, the paw withdrawal threshold of DTX-treated mice was almost similar to that of PBS-treated mice, indicating that the depletion of CD11c+ cells in the DRG does not affect the pain-alleviating effect of IL-4.  These data are in stark contrast to those obtained from mice with depletion of CD11c+ cells in the SDH by intrathecal DTX (the depletion canceled the IL-4's effect) (Figure 2A).  Thus, it is conceivable that CD11c+ cells in the DRG are not involved in the IL-4-induced alleviating effect on neuropathic pain.  Because the confusion might be related to the statement in this paragraph of the initial version, we thus modified our statements to make this point more clearly (line 133–139).

      Reviewer #2 (Recommendations for the authors):

      A discussion addressing how these results fit into existing research on microglial function in pain would enhance the study's impact.

      A brief summary of existing research on microglial function in neuropathic pain has been included at the beginning of the Discussion section (line 188–196).

      It would be helpful for the authors to elaborate on the implications of their findings within the larger landscape of immune regulation in neuropathic pain.

      Our present findings showed an ability of IL-4, known as a T-cell-derived factor, to increase CD11c+ microglia and to control neuropathic pain.  Furthermore, recent studies have also indicated that immune cells such as CD8+ T cells infiltrating into the spinal cord (Neuron 113: 896-911.e9, 2025), and regulatory T cells (eLife 10: e69056, 2021; Science 388: 96–104, 2025) and MRC1+ macrophages in the spinal meninges (Neuron 109: 1274–1282, 2021) have important roles in regulating microglial states and neuropathic pain.  Thus, these findings provide new insights into the mechanisms of the neuro-immune interactions that regulate neuropathic pain.  In revising the manuscript, we have added above statement in the Discussion section (line 254–260).

      Furthermore, a discussion on how these findings could inform the development of targeted therapies that modulate microglial populations in a controlled, disease-specific manner would be valuable. Exploring how these insights could lead to novel treatment strategies for neuropathic pain could provide important future directions for the research and broader clinical applications.

      We appreciate the reviewer's valuable suggestion.  Our current data, demonstrating that IL-4 increases CD11c+ microglia without affecting the total number of microglia, could open a new avenue for developing strategies to modulate microglial subpopulations through molecular targeting, which may lead to new analgesics.  However, given IL-4's association with allergic responses, targeting microglia-selective molecules involved in shifting microglia toward the CD11c+ state—such as intracellular signaling molecules downstream of IL-4 receptors—may offer a more selective and safer therapeutic approach.  Moreover, since CD11c+ microglia have been implicated in other CNS diseases [e.g., Alzheimer disease (Cell 169: 1276–1290, 2017), amyotrophic lateral sclerosis (Nat Neurosci 25: 26–38, 2022), and multiple sclerosis (Front Cell Neurosci 12: 523, 2019)], further investigations into the mechanisms driving CD11c+ microglia induction could provide insights into novel therapeutic strategies not only for neuropathic pain but also for other CNS diseases.  In revising the manuscript, we have added above statement in the Discussion section (line 260–271).

    1. La fuerza total sobre una superficie plana sumergida vertical o inclinada es igual al área de la superficie multiplicada por la profundidad del centroide.

      multiplicada también por ρ g

    1. Jerry Howell Jerry Howell Following Old guy who likes to code. Privacy advocate. I make Peersuite, a decentralized discord alternative.WorkdicabledLocationMartinsville, VA, USAJoinedMay 13, 2025 May 13 Peersuite, a decentralized workspace #opensource #webdev #javascript #community

    2. Montana Mendy Montana Mendy Montana Mendy Follow Currently @ Travis CI | montana@linux.comWorkSoftware Engineer @ Travis CILocationSan Francisco, CaliforniaJoinedOctober 14, 2020 Feb 26 '22 Getting started with an open source NSA tool to construct distributed graphs #nsa #datawave #visualization #distributedsystems 9 reactions Add Comment

  3. clavis-nxt-user-guide-clavisnxt-granit-dev.apps.okd.dorsum.intra clavis-nxt-user-guide-clavisnxt-granit-dev.apps.okd.dorsum.intra
    1. Összetett keresés

      Itt nekem fura, hogy egy képpel indítunk, ami beleolvad a szövegbe. Így nem annyira érthető. Kellene egy kis szöveg, hogy így érhető el, és csak az a kis részlet a keresővel meg a gombbal akár a szöveggel egy sorban.

      Illetve ha utána market data-val folytatjuk, akkor legyen az a gombos példa is.

    1. Los objetos personales no entregados serán custodiados un máximo de 72 horas, no debiendo éstos salir del ámbito del servicio de Medicina Intensiva. No serán entregados a familiares mientras dure la custodia en estas 72h. Pasado el período, si siguen ahí las fuerzas de seguridad, se consultará con las mismas para proceder a su entrega. Si ya ha acabado la custodia, podrán ser entregadas

      reunificar con el tema pertenencias. Link pertenencias.

    1. será de 72 horas tras el ingreso, si no ha mediado requerimiento judicial.

      si no está detenido, cuando se cumpla cualquiera de las siguientes condiciones: - 72 horas - hasta el primer contacto con fuerzas de seguridad y que sea indicado por las mismas - hasta que el paciente y la familia lo requiera

    1. En-deçà de ces controverses, ce qu’illustre la lecture distante pour notre propos c’est que “la donnée”, plutôt que comme format ou matériau, peut-être envisagée comme une modalité de saisie des documents par des usagers humains et non humains

      idée intéresante à creuser.

    2. une

      se demander si la plateforme offre une ou plusieurs interfaces. Ma suggestion est que précisément, ce qui fait la fonction plateforme c'est de s'appuyer sur plusieurs interfaces qui vont s'adresser à des catégories d'usagers différents et la fonction de la plateforme est d'intermédier ces différents catégories d'usagers en articulant les différentes interfaces entre elles.

    3. c’est le cas notamment d’OpenEdition qui héberge et diffuse des revue

      La phrase est ambigüe : "c'est le cas de" semble s'appuyer sur "bibliothèque numérique" qui précède et donc qualifier OpenEdition de bibliothèque numérique alors que c'est le contraire qui veut être dit (si j'ai bien suivi)

    4. d’ingénieurs

      idem à ma remarque précédente. + rien n'est vraiment fait de cette qualification en passant : si on dit qu'un collectif est "composé d'ingénieurs", quelle conséquence en tire-t-on `?

    5. d’ingénieurs

      Ingénieurs est une méta-catégorie qui ne dit pas grand-chose si on ne précise pas. Surtout en France où ce terme peut renvoyer à des choses très différentes (diplômé d'une école d'ingénieurs ou personnel d'appui à la recherche par exemple (ingénieur d'études, ingénieur de recherche))

    1. La communication

      As I mentioned in the pre-lecture, I believe that communication skills are essential to new grads!! They are the starting factor in employment now.

    1. auréolé d’un prix de la mise en scène qu’il dut toutefois partager avec les frères Coen pour The Barber : l’homme qui n’était pas là.

      Crowned with a prize for direction, that he however had to share with the Coen brothers for The Barber: The man Who was not there.

    2. témoins d’un âge d’or révolu, à l’image d’Ann Miller, ex-reine des claquettes de la comédie musicale (Un jour à New York de Stanley Donen et Gene Kelly, 1949), maquillée en logeuse excentrique

      Witness a bygone age, the image of Ann Miller, Ex queen of the tap dancing musical comedy ( A day in New York with Stanley Donen and Gene Kelly, 1949), Made up as an eccentric old lady.

    3. c’est tout un pan de la réalité et de la mythologie du septième art qui fascine Lynch

      It is all a piece of reality and mythology of seventh art that fascinates lynch.

    4. de la mafia incrustée dans le monde du cinéma aux compromissions liées au signatures de contrat,

      Of the mafia inlaid in the world of cinema to compromises linked to contract signatures.

    5. Dans Elephant Man (1980), la détresse humaine transformée en phénomène de foire était une métaphore de la cruauté de la marchandisation dans le spectacle vivant

      In Elephant Man, Human distress transformed into a fairground phenomenon was a metaphor of the cruelty of the commodification of the live show.

    6. Le summum du trouble est ici atteint lors de la découverte de la boîte qui correspond à une clef associée à des dollars,

      The pinnacle of trouble is reached here during the discovery of the box that corresponds to a key associated with money

    7. Peter Deming pour la photographie, Mary Sweeney pour le montage et surtout Angelo Badalamenti, compositeur d’une partition musicale déjà culte

      Peter Deming for photography, Mary Sweeney for editing and above all Angelo Badalamenti, composer of an already cult musical score

    8. aboutit ici à un vertige impressionnant qui n’a d’égal que la première vision de Sueurs froides/Vertigo

      Results here are a impressive vertigo that is equal to the first vision of Vertigo

    9. qui présente les acteurs dans des personnages différents de ceux incarnés depuis le début de la projection

      Which presents the actors in different characters from those played since the start of the movie.

    10. Certes, cette histoire de starlette naïve (la révélation Naomi Watts) liant une relation amicale puis amoureuse avec une comédienne de renom avec laquelle elle mènera une enquête policière

      Admittedly, this story of a naive starlet (the revelation Naomi Watts) forming a friendly and then romantic relationship with a renowned actress with whom she will lead a police investigation

    11. Sans atteindre la radicalité expérimentale des deux œuvres citées (la narration n’est pas aussi complètement déstructurée), Lynch signe un trip envoûtant.

      Without achieving the radical experimentation of his two previous works cited (The narrative is not completely destructed) Lynch creates an enchanting voyage.

    12. Elle fait la rencontre de Betty Elms, une actrice en devenir qui vient juste de débarquer à Los Angeles

      She meets Betty Elms, An actress in the making who just arrived in Los Angeles.

    13. À Hollywood, durant la nuit, Rita, une jeune femme, devient amnésique suite à un accident de voiture sur la route de Mulholland Drive

      In Hollywood, at night, Rita, A young woman, becomes amnesic after a car accident driving on Mulholland drive.

    1. Author Response:

      The following is the authors response to the original reviews.

      Reviewer #1 (Public review): 

      Summary: 

      The authors report four cryoEM structures (2.99 to 3.65 Å resolution) of the 180 kDa, full-length, glycosylated, soluble Angiotensin-I converting enzyme (sACE) dimer, with two homologous catalytic domains at the N- and C-terminal ends (ACE-N and ACE-C). ACE is a protease capable of effectively degrading Aβ. The four structures are C2 pseudo-symmetric homodimers and provide insight into sACE dimerization. These structures were obtained using discrete classification in cryoSPARC and show different combinations of open, intermediate, and closed states of the catalytic domains, resulting in varying degrees of solvent accessibility to the active sites. 

      To deepen the understanding of the gradient of heterogeneity (from closed to open states) observed with discrete classification, the authors performed all-atom MD simulations and continuous conformational analysis of cryo-EM data using cryoSPARC 3DVA, cryoDRGN, and RECOVAR. cryoDRGN and cryoSPARC 3DVA revealed coordinated open-closed transitions across four catalytic domains, whereas RECOVAR revealed independent motion of two ACE-N domains, also observed with cryoSPARC-focused classification. The authors suggest that the discrepancy in the results of the different methods for continuous conformational analysis in cryo-EM could result from different approaches used for dimensionality reduction and trajectory generation in these methods. 

      Strengths: 

      This is an important study that shows, for the first time, the structure and the snapshots of the dynamics of the full-length sACE dimer. Moreover, the study highlights the importance of combining insights from different cryo-EM methods that address questions difficult or impossible to tackle experimentally while lacking ground truth for validation. 

      Weaknesses: 

      The open, closed, and intermediate states of ACE-N and ACE-C in the four cryo-EM structures from discrete classification were designated quantitatively (based on measured atomic distances on the models fitted into cryo-EM maps, Figure 2D). Unfortunately, atomic models were not fitted into cryo-EM maps obtained with cryoSPARC 3DVA, cryoDRGN, and RECOVAR, and the open/closed states in these cases were designated based on qualitative analysis. As the authors clearly pointed out, there are many other methods for continuous conformational heterogeneity analysis in cryo-EM. Among these methods, some allow analyzing particle images in terms of atomic models, like MDSPACE (Vuillemot et al., J. Mol. Biol. 2023, 435:167951), which result in one atomic model per particle image and can help in analyzing cooperativity of domain motions through measuring atomic distances or angular differences between different domains (Valimehr et al., Int. J. Mol. Sci. 2024, 25: 3371). This could be discussed in the article. 

      Reviewer #2 (Public review): 

      Summary: 

      The manuscript presents a valuable contribution to the field of ACE structural biology and dynamics by providing the first complete full-length dimeric ACE structure in four distinct states. The study integrates cryo-EM and molecular dynamics simulations to offer important insights into ACE dynamics. The depth of analysis is commendable, and the combination of structural and computational approaches enhances our understanding of the protein's conformational landscape. However, the strength of evidence supporting the conclusions needs refinement, particularly in defining key terms, improving structural validation, and ensuring consistency in data analysis. Addressing these points through major revisions will significantly improve the clarity, rigor, and accessibility of the study to a broader audience, allowing it to make a stronger impact in the field. 

      Strengths: 

      The integration of cryo-EM and MD simulations provides valuable insights into ACE dynamics, showcasing the authors' commitment to exploring complex aspects of protein structure and function. This is a commendable effort, and the depth of analysis is appreciated. 

      Weaknesses: 

      Several aspects of the manuscript require further refinement to improve clarity and scientific rigor as detailed in my recommendations for the authors. 

      Reviewer #3 (Public review): 

      Summary: 

      Mancl et al. report four Cryo-EM structures of glycosylated and soluble Angiotensin-I converting enzyme (sACE) dimer. This moves forward the structural understanding of ACE, as previous analysis yielded partially denatured or individual ACE domains. By performing a heterogeneity analysis, the authors identify three structural conformations (open, intermediate open, and closed) that define the openness of the catalytic chamber and structural features governing the dimerization interface. They show that the dimer interface of soluble ACE consists of an N-terminal glycan and protein-protein interaction region, as well as C-terminal protein-protein interactions. Further heterogeneity mining and all-atom molecular dynamic simulations show structural rearrangements that lead to the opening and closing of the catalytic pocket, which could explain how ACE binds its substrate. These studies could contribute to future drug design targeting the active site or dimerization interface of ACE. 

      Strengths: 

      The authors make significant efforts to address ACE denaturation on cryo-EM grids, testing various buffers and grid preparation techniques. These strategies successfully reduce denaturation and greatly enhance the quality of the structural analysis. The integration of cryoDRGN, 3DVA, RECOVAR, and all-atom simulations for heterogeneity analysis proves to be a powerful approach, further strengthening the overall experimental methodology. 

      Weaknesses: 

      In general, the findings are supported by experimental data, but some experimental details and approaches could be improved. For example, CryoDRGN analysis is limited to the top 5 PCA components for ease of comparison with cryoSPARC 3DVA, but wouldn't an expansion to more components with CryoDRGN potentially identify further conformational states? The authors also say that they performed heterogeneity analysis on both datasets but only show data for one. The results for the first dataset should be shown and can be included in supplementary figures. In addition, the authors mention that they were not successful in performing cryoSPARC 3DFLex analysis, but they do not show their data or describe the conditions they used in the methods section. These data should be added and clearly described in the experimental section. 

      Some cryo-EM data processing details are missing. Please add local resolution maps, box sizes, and Euler angle distributions and reference the initial PDB model used for model building. 

      Reviewer #1 (Recommendations for the authors): <br /> Major point: 

      The authors could discuss the use of continuous conformational heterogeneity analysis methods that analyze particle images in terms of atomic models, based on MD simulations, like MDSPACE (Vuillemot et al., J. Mol. Biol. 2023, 435:167951). MDSPACE can be used on a dataset preprocessed with cryoSPARC or Relion by discrete classification to reduce compositional heterogeneity and obtain initial particle poses. It results in one atomic model per particle image and can help in analyzing the cooperativity of domain motions by measuring atomic distances or angular differences between different domains (Valimehr et al., Int. J. Mol. Sci. 2024, 25: 3371). 

      We agree that MDSPACE is a promising and useful tool for analysis, and are excited to implement such a method. Prior to manuscript submission, we have had discussions with the primary author, Slavica Jonic, about how we may employ her software in our analysis. Unfortunately, we were unable to overcome significant computational issues, notably MDSPACE’s lack of GPU functionality, which prevent us from employing MDSPACE in a reasonable manner for our dataset. We hope to employ MDSPACE in future work, once the computational issues have been addressed, and have added a section on MDSPACE to the discussion in an effort to increase the visibility of MDSPACE, as we feel it is an exciting approach that deserves more visibility. We have added a substantial discussion on this point, specifically on MDspace as follows:

      line 565-574

      Similarly, MDSPACE holds tremendous promise as a method for investigating conformational dynamics from cryo-EM data (61). MDSPACE integrates cryo-EM particle data with short MD simulations to fit atomic models into each particle image through an iterative process which extracts dynamic information. However, the lack of GPU-enabled processing for MDSPACE requires either a dedicated a computational setup that diverges from most other cryo-EM software, or access to a CPU-based supercomputer, which severely limits the accessibility of such software. Despite these challenges, both 3DFlex and MDSPACE use promising approaches to study protein conformational dynamics. We look forward to exploring effective methods to incorporate these strategies into our future research.

      Minor points: 

      (1) Lines 348-350: "The discrepancy in population size between these clusters is likely due to bias in the initial particle poses, rather than a subunit-specific preference for the open state." Which bias? The cluster size is related to conformations, not to poses. 

      We hope to emphasize that the assignment of particles to either the OC or CO cluster is likely due to the particle orientation within the complete dimer refinement, and the discrepancy in size between OC and CO clusters does not necessarily indicate a domain specific preference for one state or another, which would carry allosteric implications. This remains a possibility, but we hope to avoid over-interpretation of our results with the statement above.

      The statement was altered to now read:

      Line 418-423

      “The discrepancy in population size between these clusters is likely due to bias in the initial particle orientation, rather than a subunit-specific preference for the open state. As the O/C state and the C/O state are 180 degree rotations of each other, particle assignment to either cluster is likely influenced by the initial particle orientation of the complete dimer, and we currently lack the data to discern any allosteric implication to the orientation assignment.”

      (2) Line 519: "Micrographs with a max CTF value worse than 4Å were removed from the dataset,..." (also, lines 822-823 in supplementary material). <br /> Do you want to say that micrographs with a resolution worse than 4 A were removed? 

      Max CTF value was replaced with CTF fit resolution to properly match the parameter used in Cryosparc.

      (3) Figure 2C: The black lines are barely visible. Can you make them thicker and in red color? 

      The figure has been amended.

      (4) Figure 2D: The values for Chain A and Chain B in the second row (ACE-C) of sACE-3.05 columns are 17.9 (I) (Chain A) and 13.9 (C) (Chain B). Shouldn't they be reversed (13.9 (C) (Chain A) and 17.9 (I) (Chain B))? 

      The values are now correct. sACE-3.65 chains were flipped in the table, and the updated color scheme should make it easier to map the values from the table to their corresponding structure.

      Reviewer #2 (Recommendations for the authors): 

      The manuscript presents the first complete full-length dimeric ACE structure. The integration of cryo-EM and MD simulations provides valuable insights into ACE dynamics, showcasing the authors' commitment to exploring complex aspects of protein structure and function. This is a commendable effort, and the depth of analysis is appreciated. However, several aspects of the manuscript require further refinement to improve clarity and scientific rigor. In the view of this reviewer, a major revision is necessary. Please see the detailed comments below: 

      (1) Definition of "Conformational Heterogeneity": The term "conformational heterogeneity" should be clearly defined when citing references 27-29. <br /> References 27 and 29 use MD simulations, which reveal "conformational flexibility" rather than "conformational heterogeneity" as observed in cryo-EM data. A more precise distinction should be made. 

      We have changed the term “conformational heterogeneity” to the broader “conformational dynamics

      (2) Figure Adjustments for Clarity: <br /> Figure 1B: A scale bar is needed for accurate representation. 

      A 100 Angstrom scale bar was added to figure 1B.

      Figure 2A, B: Using a Cα trace representation would improve clarity and make structural differences more apparent. 

      We found using a Cα trace representation makes the figure too confusing and impossible to determine individual structural elements. Everything just becomes a jumble of lines.

      Additionally, a Cα displacement vs. residue index plot (with Figure 1A placed along the x-axis) should be included alongside Figures 2A and B to provide quantitative insight into structural variations. 

      This analysis has been combined with several other suggestions and now comprises a new figure 4.

      (3) Structural Resolution and Validation: <br /> Euler angle distribution and 3D-FSC analysis should be provided to help the audience assess how these factors influence the resolution of each structure. <br /> Local resolution analysis in Relion should be included to determine if there are dynamic differences among the four structures. <br /> To enhance structural interpretation, the manuscript would benefit from showcasing examples of bulky side-chain densities (e.g., Trp, Phe, Tyr) for each of the four structures. 

      Information is included in Figure S3 and S5.

      (4) Glycan Modeling Considerations: <br /> Since the resolution of cryo-EM does not allow for precise glycan composition determination, additional experimental validation (e.g., Glyco-MS) would strengthen the modeling. If experimental support is unavailable, appropriate references should be cited to justify the modeled glycans. 

      Minimal glycan modeling was performed with the goal of demonstrating that the protein is glycosylated. We have highlighted that we chose 12 N-linked glycosylation sites that have the observed extra density, an indication that glycan should be present and modeled them with complex glycans in the manuscript.  

      (5) Advanced Cryo-EM and MD Analyses: 3DFlex Analysis: <br /> It is recommended that the authors explore 3DFlex to better capture conformational variability. CryoSPARC's community support can assist in proper implementation. 

      We have incorporated our 3Dflex analysis in our discussion as follows:

      Line 553-565

      Surprisingly, we did not observe such motion using cryoSPARC 3DFlex, a neural network-based method analyzing our cryo-EM data of sACE (54). Central to the working of cryoSPARC 3DFlex is the generation of a tetrahedral mesh used to calculate deformations within the particle population. Proper generation of the mesh is critical for obtaining useful results and must often be determined empirically. Despite several attempts, we were unable to obtain results from 3DFlex comparable to what we observed with our other methods. Even using the results from our 3DVA as prior input to 3DFlex, the largest conformational change we observed was a slight wiggling at the bottom of the D3a subdomain (Movie S12). The authors of 3DFlex note that 3DFlex struggles to model intricate motions, and the implementation of custom tetrahedral meshes currently requires a non-cyclical fusion strategy between mesh segments. Given these limitations, and the complexity of sACE conformational dynamics, it appears that sACE, as a system, is not well-suited to analysis via 3DFlex in its current implementation.

      (6) Movie Consistency: <br /> The MD simulation movies should use the same color coding as the first four movies for consistency. Similarly, the 3DVar analysis map should be color-coded to enhance interpretability. 

      MD simulation movies are re-colored.

      (7) MD Simulations - Data Extraction and Validation: <br /> The manuscript includes several long-timescale MD simulations, but further analysis is needed to extract meaningful dynamic information. Suggested analyses include: <br /> a. RMSF (Root Mean Square Fluctuation) Analysis: Calculate RMSF from MD trajectories and compare it with local resolution variations in cryo-EM maps. 

      RMSF values were included in the new figure 4 along with structural depictions colored by RMSF value to localize variation to the structure.

      b. Assess whether regions exhibiting lower dynamics correspond to higher resolution in cryo-EM. 

      Information is added to Figure 4, Figure S3, S5, S6.

      c. Compare RMSF between simulations with and without glycans to identify potential effects. 

      This has been done in Figure 4.

      d. Clustering Analysis: Use the four solved structures as reference states to cluster MD simulation trajectories. Determine if the population states observed in MD simulations align with cryo-EM findings. 

      This has been done in supplementary figure S10.

      e. Principal Component Analysis (PCA): Perform PCA on MD trajectories and compare with dynamics inferred from cryo-EM analyses (3DVar, cryoDRGN, and RECOVAR) to ensure consistency. 

      This has been done in supplementary figure S11.

      f. Correction of RMSF Analysis or the y-axis label in Figure S9: The RMSF values cannot be negative by definition. The authors should carefully review the code used for this calculation or explicitly define the metric being measured. 

      The Y-axis label has been corrected to clarify that the plot depicts the change in RMSF values when comparing the glycosylated and non-glycosylated MD simulations.

      (8) Discussion on Coordinated Motion and Allostery: <br /> The discussion of coordinated motion and allosteric regulation between sACE-N domains should be explicitly connected to experimental evidence mentioned in the introduction: <br /> "Enzyme kinetics analysis suggests negative cooperativity between two catalytic domains (31-33). However, ACE also exhibits positive synergy toward Ab cleavage and allostery to enhance the activity of its binding partner, the bradykinin receptor (11, 34)." 

      (9) The authors should elaborate on how their new insights provide a mechanistic explanation for these experimental observations. 

      (10) Connection to Therapeutic Implications: <br /> The discussion section should more explicitly connect the structural findings to potential therapeutic applications, which would significantly enhance the impact of the study. 

      These three points (8-10) were addressed in a significant overhaul to the discussion section.

      In summary, this study makes a valuable contribution to the field of ACE structural biology and dynamics. The combination of cryo-EM and MD simulations is particularly powerful, and with major revisions, this manuscript has the potential to make a strong impact. Addressing the points outlined above will significantly improve clarity, strengthen the scientific claims, and enhance the manuscript's accessibility to a broader audience. I appreciate the authors' rigorous approach to this complex topic and encourage them to refine their work to fully highlight the significance of their findings. 

      Reviewer #3 (Recommendations for the authors): 

      (1) The authors incorrectly refer to their ACE construct as full-length throughout the manuscript. Given that they are purifying the soluble region (aa 1-1231), saying full-length ACE is not the correct nomenclature. I suggest removing full-length and using soluble ACE (sACE) throughout the text. 

      We utilize the term full-length to highlight the fact that our structures contain both the N and C domains for both subunits in the dimer, in contrast to the previously published ACE cryo-EM structure. We have clarified in the text that we refer to the full-length soluble region of ACE (sACE), and sACE is used to specifically refer to our construct throughout the text, except when referring to ACE in a more generalized biological context in the introduction and discussion.

      (2) The authors could show differences between the different structural states by measuring and displaying the alpha carbon distances. For example, in Figures 2A, B, 3A, and 4B and C. 

      Alpha carbon displacements for each residue have been added to the new figure 4.

      (3) Most figures, with a few exceptions (Figures 2 and S11), are of low quality. Perhaps they are not saved in the same format. In addition, the color schemes used throughout the figures and movies are not consistent. For example, in Figure 1 D2 domains are in green, while they appear yellow in Figure 2 and later. Please double-check all coloring schemes and keep them consistent throughout the manuscript. In addition, it would be good to keep the labeling of the domains in the subsequent figures, as it is difficult to remember which domain is which throughout the manuscript. 

      We are unsure of how to address the low quality issue, our files and the online versions appear to be of suitable high quality. We will work with editorial staff to ensure all files are of suitable quality. The color scheme has been revised throughout the manuscript to ensure consistency and better differentiate between domains and chains.

      (4) Figure 1. Indicate exactly where in panel A ACE-N ends and ACE-C starts. Also, the pink and magenta, as well as aqua vs. light blue, are hard to distinguish. 

      We have updated coloring scheme.

      (5) Figure 2. In the figure legend, the use of brackets for defining closed, intermediate, and open states is confusing, given that the panels are also described with brackets, and some letters match between them. Using a hyphen or bolding the abbreviations could help. Also, define chains A and B, make the black lines that I assume indicate distances in C bold or thicker as they are very hard to see in the figure, and add to the legend what those lines mean. 

      The abbreviations have been changed from parentheses to quotes, and suggestions have been implemented.

      (6) Figure 4 is confusing as shown. Since the authors mention the general range of motion in sACE-N first in the text, wouldn't it make more sense to show panel B first and then panel A? Also, can you point and label the "tip connecting the two long helices of the D1a subdomain" in the figure? It is not clear to me where this region is in B. In addition, add a description of the arrows in B and C to the figure legend. 

      Most changes incorporated. The order should make more sense now in light of other changes.

      (7) Figure 5. Can the authors add a description to the legend as to what the arrows indicate and their thickness? 

      Done

      (8) Add a scale bar to the micrograph images in the supplementary figures. 

      Figure S2 and S4 need the scale bar.

      (9) Provide a more comprehensive description of buffers used in the DF analysis, as this information could be useful to others. 

      We have included the data in Table S1.<br /> (10) Line 51: Reference format not consistent with other references: (Wu et al., 2023). 

      Fixed

      (11) Line 66: Define "ADAM". 

      The definition has been added.

      (12) Line 90: The authors say: Recent open state structures of sACE-N, sACE monomer, and a sACE-N dimer, along with molecular dynamics (MD) simulations of sACE-C, have begun to reveal the conformational heterogeneity, though it remains under-studied (27-29)." Can the authors clarify what "it" refers to? The full-length ACE, sACE, or its specific domains? 

      The sentence now reads: Recent open state structures of sACE-N, sACE monomer, and a sACE-N dimer, along with molecular dynamics (MD) simulations of sACE-C, have begun to reveal ACE conformational dynamics, though they remain under-studied (29-31).

      (13) Line 204: "The comparison of our dimeric sACE cryoEM structures of reveals the conformational dynamics of sACE catalytic domains." The second "of" should be removed. 

      Fixed<br /> (14) Line 268: "From room mean square fluctuation (RMSF) analysis..." "room" should be replaced with "root."

      Fixed

    1. *En caso de mujeres embarazadas/edad fértil el manejo diagnóstico es equivalente.
      • Embarazada inestable e inconsciente: igual (TAC). Inestable: TAC, insistiendo a la paciente la importancia de la prueba para mujer y feto.
      • Estable y consciente: se podrá valorar la realización de una ecografía dirigida (+- con contraste) que tenga aceptable definición orgánica, en vez de la TAC.
    2. ecografía
      • Modificación de la imagen para incluir las ventanas del extendido (bases pulmonares y deslizamiento)
      • Generar dos supuestos, el de "ecografía en paciente estable" y el de "FAST en inestable para la toma de decisiones".
      • En qué pacientes repetir la exploración a los pocos minutos (ej pacientes con tiempo prehospitalario corto en el cuál el primero es negativo o con poco líquido para la inestabilidad objetivada)
    3. radiografía de tórax AP

      Plantear el supuesto en el que no se realiza Rx tórax en el BAI (ej paciente estables en los que se va a realizar TAC body/torácico y en los que no se ha realizado ningún procedimiento invasivo torácico).

    1. technical success, safety, and clinical outcomes. Am J Roentgenol. 2018;210(5):1164-71. Doi:10.2214/AJR.17.18690. 14. Favero GD, Mario FD, Meggiato T, et al. Disappearance of gallbladder wall lesions after oral bile acids treatment—a pilot study. Current Therapeutic Research. 1993;54(4):384-8. Doi:10.1016/s0011-393x(05)80640-x. 15. Il'chenko AA, Orlova Iu N. [efficacy of ursodeoxycholic acid in gallbladder cholesterosis accompanied by cholecystolithiasis]. Eksp Klin Gastroenterol. 2003(1):46-50, 182.

      Management of incidental gallbladder polyps: Do not sacrifice the gallbladder - try ursodiol first! technical success, safety, and clinical outcomes. Am J Roentgenol. 2018;210(5):1164-71. Doi:10.2214/AJR.17.18690. 14. Favero GD, Mario FD, Meggiato T, et al. Disappearance of gallbladder wall lesions after oral bile acids treatment—a pilot study. Current Therapeutic Research. 1993;54(4):384-8. Doi:10.1016/s0011-393x(05)80640-x. 15. Il'chenko AA, Orlova Iu N. [efficacy of ursodeoxycholic acid in gallbladder cholesterosis accompanied by cholecystolithiasis]. Eksp Klin Gastroenterol. 2003(1):46-50, 182.

    1. Document de Synthèse : L'Importance des Compétences Sociales et Comportementales en Éducation

      Source : Extraits de "Approches expérimentales en éducation (4) - Agir pour l'éducation (2023-2024)" - Conférence d'Élise Huillery.

      Introduction : Un Déficit Français en Compétences Clés

      La conférence d'Élise Huillery, chercheuse affiliée à J-PAL et professeure à Dauphine, met en lumière l'importance croissante des compétences sociales et comportementales dans la réussite scolaire et professionnelle.

      Ces compétences, souvent désignées sous d'autres termes tels que "soft skills", "compétences non cognitives" (bien que ce terme soit considéré comme impropre) ou "compétences socio-émotionnelles", sont cruciales non seulement pour l'acquisition de connaissances, mais aussi pour le bien-être général des individus et leur insertion dans la société.

      Un constat alarmant est dressé concernant la France : les élèves français présentent un déficit "très singulier" de ces compétences par rapport aux autres pays de l'OCDE.

      Ce déficit se manifeste à travers plusieurs indicateurs psychologiques et comportementaux, qui ont des répercussions significatives sur leur parcours.

      I. Définition et Mesure des Compétences Sociales et Comportementales

      Élise Willer distingue deux grandes catégories de compétences :

      Compétences Comportementales (rapport à soi) : Confiance en soi / Auto-efficacité : Le sentiment d'être capable de réussir des tâches.

      Optimisme : La capacité à voir le positif et à croire en ses propres capacités.

      État d'esprit de développement (Growth Mindset) : La conviction que l'intelligence et les capacités peuvent progresser avec l'effort et l'entraînement, par opposition à un état d'esprit fixiste où l'intelligence est perçue comme innée et immuable.

      "L'intelligence c'est comme un muscle ça progresse en s'entraînant on va connecter des neurones en s'entraînant et donc on va développer son intelligence".

      Locus de contrôle (interne/externe) : La perception de la source de contrôle de sa propre vie.

      Un locus de contrôle interne signifie que l'individu pense que ce qui lui arrive dépend de ses propres actions, tandis qu'un locus externe attribue la réussite ou l'échec à des facteurs extérieurs incontrôlables (chance, destin).

      Contrôle de soi / Autodiscipline : La capacité à différer une gratification immédiate pour un bénéfice futur plus important, à s'imposer des efforts.

      Persévérance : La capacité à maintenir ses efforts face aux difficultés, étroitement liée à l'état d'esprit de développement.

      Compétences Sociales (rapport aux autres) :

      • Coopération : La capacité à travailler ensemble efficacement pour atteindre un objectif commun.

      • Empathie : La capacité à prendre en considération le point de vue d'autrui et l'impact de son propre comportement sur les autres.

      Respect et Tolérance.

      Sentiment d'appartenance : Le sentiment de faire partie d'un groupe, d'être soutenu et de contribuer à la réussite collective.

      Ces compétences sont mesurées principalement via des questionnaires (avec de multiples items pour construire des indices synthétiques) et parfois par des tâches comportementales (jeux de confiance ou de coopération) considérées comme plus fiables car mettant les individus en situation réelle.

      II. Le Constat d'un Déficit Français Particulier

      Les données des enquêtes internationales comme PISA (Programme international pour le suivi des acquis des élèves) de 2012 et 2018 révèlent un déficit marqué des élèves français :

      État d'esprit de développement : La France est "plutôt dans le bas" par rapport à la moyenne des pays de l'OCDE.

      Anxiété : Les élèves français sont "au-dessus de la moyenne des pays de l'OCDE" en termes d'anxiété.

      Perception de ses compétences : Alors que le niveau en mathématiques des élèves français est proche de la moyenne de l'OCDE, ils se sentent "moins compétents en moyenne que la moyenne", indiquant un "problème de perception de ses compétences".

      Persévérance : Les élèves français "lâchent davantage l'affaire quand ils y arrivent pas", un déficit "très net".

      Ouverture à la résolution de problème : Ils ont "moins plaisir qu'ailleurs à découvrir des problèmes et à essayer de les résoudre".

      Locus de contrôle : Il est "beaucoup plus externe que la moyenne", signifiant une perception que leur réussite dépend de facteurs extérieurs qu'ils ne contrôlent pas. Coopération :

      La France affiche le "niveau de coopération le plus faible de tous les pays de l'OCDE".

      Sentiment d'appartenance : Il est "plutôt négatif" à l'école.

      Résolution collaborative de problèmes : Le score est inférieur à la moyenne.

      Ce tableau psychologique des élèves français est jugé "pas très réjouissant".

      Inégalités Sociales : Ce déficit global est exacerbé par les inégalités sociales.

      À niveau scolaire égal, les élèves d'origine sociale défavorisée se perçoivent comme "moins bons que les élèves favorisés".

      Le même phénomène est observé chez les filles par rapport aux garçons.

      III. Les Effets Multiples de ces Compétences : Le "Triple Dividende"

      La recherche montre que ces compétences ne sont pas de simples "traits culturels" sans impact, mais qu'elles jouent un rôle "important" sur :

      • La Réussite Scolaire :
      • État d'esprit de développement : Des études en Norvège (2019), aux États-Unis (Yeager, 2019) et une étude menée en France par Élise Willer (Chouet, Allan) montrent qu'une intervention ciblée sur la plasticité cérébrale et l'état d'esprit de développement peut augmenter les notes scolaires et réduire le redoublement.

      Le programme "Énergie Jeune" (France) :

      Mis en place dans des collèges REP et REP+, ce programme de 12 séances sur 4 ans (de la 6ème à la 3ème), animé par des bénévoles, vise à déconstruire l'idée fixiste du niveau scolaire et à renforcer le locus de contrôle interne.

      • Résultats : Une augmentation des notes de 7% d'un écart-type, un effet "très important relativement à l'investissement que ça demande".

      Cet effet est comparable à des dispositifs beaucoup plus coûteux comme le dédoublement des classes de CP.

      Le programme change les perceptions des chances de réussite, améliore les comportements en classe (diminution des retards, absences, sanctions en 3ème) et a un "petit effet sur également donc les ambitions scolaires à plus long terme".

      • Limites : L'effet est plus fort chez les élèves ayant des comportements disciplinés à l'entrée en 6ème, et moins chez les élèves les plus difficiles, qui sont pourtant ceux "à risque de décrochage".

      L'Insertion Professionnelle :

      • Programme longitudinal de Montréal (démarré dans les années 80) : Visant des garçons défavorisés avec des comportements disruptifs pour renforcer le contrôle de soi et les habiletés sociales.

      • Effets : Amélioration de l'autonomie et de la confiance entre pairs.

      À très long terme (jusqu'à 37 ans), ce programme a montré des effets "très forts" sur : * Augmentation des revenus du travail (+20%). * Baisse du taux d'inactivité (-10 points). * Baisse de la criminalité (-33% d'arrestations). * Baisse de la dépendance aux aides sociales.

      Perry Preschool Project :

      Un autre programme axé sur les interactions de groupe et l'autodiscipline, montrant également des hausses de salaire et des études plus longues à l'âge adulte.

      Autres Bénéfices Publics :

      La réduction des coûts liés * aux redoublements, * aux programmes d'éducation spéciale, * à la criminalité et * aux aides sociales.

      • Analyse coût-bénéfice : Le programme de Montréal a rapporté "11 dollars" à la société et à l'individu pour "1 euro investi" à l'âge de 7-9 ans, démontrant que ces programmes doivent être perçus comme des "investissements sociaux".

      IV. Recommandations pour l'École et Perspectives

      La bonne nouvelle est que ces compétences "ne sont pas fixes" et qu'il est "facile à faire évoluer" ces traits.

      Pour rendre l'école plus performante, il est recommandé d'agir sur trois piliers, de manière plus systématique :

      • L'apprentissage coopératif : Enseigner aux élèves à apprendre ensemble. Le coût est faible (formation des enseignants) pour un impact potentiellement "substantiel" (près de 40% d'un écart-type selon l'Education Endowment Foundation).

      • Le développement de l'état d'esprit de développement :

      Continuer les efforts pour faire comprendre aux élèves que leurs capacités ne sont pas figées.

      • Les méthodes d'évaluation : Les méthodes actuelles françaises sont jugées comme accentuant un "état d'esprit fixiste" et un "sentiment d'incompétence".

      Il est nécessaire de "retravailler nos modes d'évaluation" pour des approches qui "expliquent ce qu'il a bien fait, ce qu'il a mal fait et donne des conseils", sans stigmatiser par des "points rouges".

      • Ces changements passent "forcément par la formation des enseignants", à la fois initiale et continue.

      Un nouveau programme expérimental, Motiveaction, est en cours de développement avec les collègues d'Élise Willer.

      Il vise à former 750 enseignants sur ces trois modules (état d'esprit de développement, évaluation pour favoriser les progrès, apprentissage coopératif) afin de "généraliser motivation énergie jeune grâce à une auprès des enseignants" et d'amplifier les gains en compétences et en apprentissages scolaires des élèves. Les résultats de cette expérimentation sont attendus pour 2025.

      En synthèse, la conférence insiste sur un paradoxe français : un fort déficit en compétences sociales et comportementales, mais une grande facilité à les faire évoluer avec des investissements raisonnables, générant des bénéfices considérables à long terme.

      L'école est identifiée comme un levier essentiel pour cette transformation.

    1. Ce document de synthèse analyse en profondeur l'importance des interventions de soutien à la parentalité pour le développement cognitif et socio-émotionnel des enfants, ainsi que pour la réduction des inégalités sociales.

      Il se base principalement sur les recherches et les méta-analyses présentées par Carlo Barone, sociologue et professeur à Sciences Po.

      Thèmes Principaux et Idées Clés

      1. L'impact Précoce et Cumulatif des Inégalités de Développement

      Manifestation Précoce des Inégalités: Les inégalités de développement se manifestent dès les premières années, voire les premiers mois de vie des enfants, et ont des répercussions à long terme sur leur réussite scolaire.

      Par exemple, le vocabulaire réceptif des enfants de 4 ans en France est fortement lié au niveau d'éducation des parents.

      Ce constat est "préoccupant parce que nous savons que le vocabulaire réceptif avec la conscience phonologique est un des deux prédicteurs les plus importants des apprentissages en lecture et en écriture à l'école primaire".

      Apprentissage Cumulatif et Plasticité Cérébrale: Tout apprentissage est cumulatif, et la plasticité cérébrale des enfants est maximale pendant les premières années de vie, soulignant "l'intérêt d'intervenir dès le plus jeune âge pour favoriser l'égalité des chances dans l'éducation"**.

      2. Les Limites des Interventions Éducatives Scolaires Seules

      • Concentration Exclusive sur l'Environnement Scolaire: Les politiques éducatives en France (dédoublement des classes, dispositifs d'aide aux devoirs) bien que produisant des effets, sont parfois "moins efficaces que l'on espérait notamment par rapport aux moyens financiers humains importants qui sont alloués".

      Une limite majeure est qu'elles "se concentrent uniquement sur l'environnement scolaire et n'interviennent pas sur les inégalités flagrantes entre les environnements familiaux".

      • Complémentarité des Approches: L'implicite est souvent qu'on ne peut ou ne devrait pas intervenir sur ce qui se passe à la maison, alors que "les deux stratégies d'intervention peuvent être complémentaires".

      3. Le Rôle Crucial et Souvent Sous-Estimé des Parents

      • Temps Passé avec les Enfants: Les parents passent un temps considérable avec leurs enfants, un temps qui a "augmenté au fil du temps", y compris le "temps de qualité" (activités de jeu, lecture).

      Cette augmentation est plus marquée pour les parents des catégories socio-professionnelles favorisées.

      • Influence Permanente: Contrairement aux enseignants et camarades de classe qui changent, les parents "constituent une influence permanente et à long terme".

      • Aspirations Éducatives Élevées: Les parents, y compris ceux issus de milieux défavorisés ou immigrés, ont des aspirations éducatives élevées pour leurs enfants.

      Une implication apparemment moindre de la part de familles socialement défavorisées "reflète probablement surtout un ensemble de barrières sociales auquel ces familles sont confrontées plutôt que un manque d'intérêt des parents pour le développement et la réussite scolaire de leurs enfants".

      • Manque de Connaissance et Barrières Informationnelles: Beaucoup de parents "ne réalisent pas à quel point ce qui se passe à la maison a des conséquences importantes pour ce qui se passe à l'école".

      Des activités comme la lecture, les jeux de société, la cuisine partagée sont des opportunités d'apprentissage informel, mais "tous les parents ne sont pas conscients du potentiel de ces apprentissages informels".

      Les parents des milieux populaires ont moins accès aux informations d'experts et à leur circulation dans leurs cercles sociaux.

      4. Typologie des Interventions de Soutien à la Parentalité

      Une revue de 109 études randomisées identifie quatre stratégies principales :

      • Compétences Langagières et Cognitives (36%): Encourager des activités stimulant les apprentissages informels (lecture, puzzles, jeux de société).

      • Développement Socio-émotionnel (25%): Stimuler la réceptivité et la réactivité des parents aux besoins développementaux des enfants.

      • Règles à la Maison (Moins Développé): Pratiques et routines familiales (usage des écrans, sommeil, devoirs) influençant les capacités d'autorégulation des enfants.

      • Approches Hybrides/Holistiques (20%): Combinaison des stratégies précédentes.

      5. Exemples d'Interventions et Leurs Leçons

      • Ready4K (États-Unis): Intervention par SMS ciblant les parents d'enfants de 2 à 4 ans.

      Envoi de trois SMS par semaine (information, suggestion, encouragement).

      "Les enfants avec des compétences langagières moins développées ont connu une amélioration importante de leur vocabulaire et leurs compétences langagère". Points forts :

      • Stratégie de Communication Innovante: Utilisation des SMS pour toucher un maximum de parents, y compris ceux qui ne peuvent pas se rendre aux réunions scolaires.

      • Adaptation aux Contraintes Parentales: Messages simples, en plusieurs langues, ne demandant pas un investissement de temps important, mais intégrant des activités ludiques dans les routines quotidiennes.

      "Concevoir des interventions qui prennent en compte l'ensemble des contraintes parentales et propose des conseils réalisables pour tous les parents".

      • Coût-Bénéfice Favorable: Environ 5 € par enfant par an.

      Intervention sur la Lecture Partagée (France):

      Étude menée par Carlo Barone et ses collègues.

      Distribution de flyers informatifs et prêt gratuit de livres adaptés à l'âge, avec des conseils pour rendre l'activité agréable et l'intégrer au rituel du coucher. Suivi par SMS et appels téléphoniques.

      • Résultats: Augmentation significative de la fréquence de lecture parentale, particulièrement chez les parents moins éduqués, et amélioration du vocabulaire des enfants issus de familles moins éduquées et bilingues.

      Ces effets ont persisté 6 mois après l'intervention.

      • Limites: Pas d'impact sur les familles complètement allophones.

      Les effets à long terme n'ont pas pu être observés.

      Méta-analyse sur la Lecture Parentale:

      Sur 30 études randomisées (0-6 ans), les interventions de "lecture dialogique" ont des impacts importants sur le développement langagier (25-26% d'écart type), tandis que les autres interventions ont des impacts très faibles.

      Cependant, les impacts positifs des interventions en lecture dialogique se concentrent principalement sur les familles socialement favorisées, suggérant un risque d'augmentation des inégalités.

      Les effets ont tendance à diminuer rapidement après l'intervention.

      6. Leçons des Méta-Analyses Générales

      Méta-analyse de Jeong et al. (2021) - 102 études (0-3 ans):

      • Deux Catégories d'Intervention: Messages de stimulation d'apprentissages informels et promotion de styles parentaux autoritatifs (chaleur et soutien élevés, attentes claires et cohérentes).

      • Impacts Multiples:

      • Effets positifs importants sur le développement cognitif (32% d'écart type) et langagier,

      • encourageants sur le développement socio-émotionnel et moteur, et sur la qualité de la relation parents-enfants.
      • Moins d'effet sur la santé mentale des parents.

      • Variabilité des Impacts: Grande variabilité dans l'efficacité des interventions, certains étant très efficaces, d'autres non.

      • Contextes Nationaux: Impacts moyens plus importants dans les pays en développement, mais restent significatifs dans les pays riches. Une autre méta-analyse (Francis Steves et al.) suggère une "transportabilité élevée" des interventions entre pays riches.

      • Combinaison des Approches: Les interventions les plus efficaces combinent la stimulation cognitive et la réceptivité parentale.

      • Format: Pas de différences systématiques d'efficacité entre les visites à domicile et les espaces communautaires, ni entre les programmes individuels et collectifs.

      C'est "une excellente nouvelle parce qu'évidemment les les coûts de ces formats sont très différents".

      • Méta-analyse de Prime et al. (0-6 ans): Confirme les conclusions de Jeong et al.

      • Hétérogénéité Sociale: Ces interventions se révèlent "plus efficaces sur les familles socialement favorisées".

      Cela pose un "dilemme potentiel entre l'objectif d'améliorer le niveau moyen de développement [...] et la réduction des inégalités". Une solution est de cibler les interventions sur les familles défavorisées, mais des interventions universalistes qui réduisent les inégalités seraient préférables.

      • Importance des Pères: Les interventions ciblant spécifiquement les pères sont encore rares et leurs résultats peu concluants, mais c'est une piste de recherche prometteuse.

      • Effets à Long Terme: La principale limite de ces méta-analyses est qu'elles ne considèrent que les effets à court terme.

      La durabilité des effets reste une question ouverte. "Nous ne sommes pas encore en mesure d'indiquer quels interventions produisent les effets les plus durables".

      7. Barrières Comportementales et Stratégies pour les Surmonter

      • Défis de l'Implication Parentale: Les parents peuvent être fatigués, stressés, manquer de temps, et nos messages "rivalisent avec toutes ces préoccupations pour attirer leur attention". Le passage de l'intention à l'action est difficile.

      • Nécessité de Plus que de Simples Informations: Fournir des informations et des conseils est utile mais souvent "insuffisant".

      Il faut "réussir à attirer l'attention des parents, rendre les contenus des interventions accessibles et pertinents par rapport au contexte de vie des parents, faire des demandes de temps raisonnables qui s'inscrivent dans les routines parentales, faire face au phénomène d'autocensure des parents notamment les parents plus socialement défavorisés et réussir à maintenir les parents impliqués dans la durée".

      • Incredible Years: Programme de groupe (10-14 parents, 3 mois) testé dans 8 pays européens (pas la France).

      Encourage des relations chaleureuses, le jeu interactif et une discipline constructive. Utilise des méthodes basées sur la pratique (résolution de problèmes, discussion de vidéos, jeux de rôles).

      L'accès aux réunions est facilité (garde d'enfants, transport). Résultats robustes et similaires pour les familles favorisées et défavorisées (30-38% d'écart type sur le développement cognitif et socio-émotionnel).

      8. Faciliter l'Accès aux Services de la Petite Enfance

      • Effets Positifs des Services de Qualité: L'accès à des services de petite enfance de bonne qualité a des effets positifs, surtout pour les enfants défavorisés.

      • Inégalités d'Accès en France: L'accès aux crèches et assistantes maternelles est "très inégalitaire en France", avec une sous-représentation des enfants de familles défavorisées et immigrées.

      Barrières à l'Accès:

      • Accessibilité: Critères d'éligibilité, distribution territoriale de l'offre.
      • Économiques: Coûts directs et coûts d'opportunité.
      • Informationnelles: Connaissance des coûts, critères, modalités de candidature.
      • Administratives: Difficultés à interagir avec la bureaucratie, remplir des formulaires.
      • Interventions Possibles: Atténuer les barrières informationnelles et administratives par des interventions qui "apportent des informations aux familles sur le fonctionnement de ces services [...] et qui les accompagnent dans le processus de candidature". Une étude en Allemagne a montré l'efficacité de ces dispositifs à réduire les inégalités d'accès.

      Conclusion Générale

      • Les interventions de soutien à la parentalité représentent un levier important et "trop souvent négligé par les décideurs politiques" pour favoriser le développement des enfants et réduire les inégalités.

      Elles sont "peu coûteuses" et offrent une grande flexibilité. L'accessibilité effective est primordiale pour leur efficacité et la durabilité de la réduction des inégalités.

      Cependant, ces interventions doivent être "complétées par d'autres types d'action de nature plus structurelle" (critères d'éligibilité, répartition de l'offre, levée des barrières linguistiques) et prendre en compte les inégalités socio-économiques plus larges (pauvreté, chômage, insécurité économique) qui peuvent entraver la réceptivité des parents.

      En somme, il est essentiel de comprendre et de cibler les défis spécifiques auxquels les familles sont confrontées pour concevoir des interventions pertinentes et efficaces.

    1. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):  

      Summary: 

      The paper describes the cryoEM structure of RAD51 filament on the recombination intermediate. In the RAD51 filament, the insertion of a DNA-binding loop called the L2 loop stabilizes the separation of the complementary strand for the base-pairing with an incoming ssDNA and the non-complementary strand, which is captured by the second DNA-binding channel called the site II. The molecular structure of the RAD51 filament with a recombination intermediate provides a new insight into the mechanism of homology search and strand exchange between ssDNA and dsDNA. 

      Strengths: 

      This is the first human RAD51 filament structure with a recombination intermediate called the D-loop. The work has been done with great care, and the results shown in the paper are compelling based on cryo-EM and biochemical analyses. The paper is really nice and important for researchers in the field of homologous recombination, which gives a new view on the molecular mechanism of RAD51-mediated homology search and strand exchange. 

      Weaknesses: 

      The authors need more careful text writing. Without page and line numbers, it is hard to give comments. 

      We would like to thank the reviewer for their kind words of appreciation of our work.

      Reviewer #2 (Public review):  

      Summary: 

      Homologous recombination (HR) is a critical pathway for repairing double-strand DNA breaks and ensuring genomic stability. At the core of HR is the RAD51-mediated strand-exchange process, in which the RAD51-ssDNA filament binds to homologous double-stranded DNA (dsDNA) to form a characteristic D-loop structure. While decades of biochemical, genetic, and single-molecule studies have elucidated many aspects of this mechanism, the atomic-level details of the strand-exchange process remained unresolved due to a lack of atomic-resolution structure of RAD51 D-loop complex. 

      In this study, the authors achieved this by reconstituting a RAD51 mini-filament, allowing them to solve the RAD51 D-loop complex at 2.64 Å resolution using a single particle approach. The atomic resolution structure reveals how specific residues of RAD51 facilitate the strand exchange reaction. Ultimately, this work provides unprecedented structural insight into the eukaryotic HR process and deepens the understanding of RAD51 function at the atomic level, advancing the broader knowledge of DNA repair mechanisms. 

      Strengths: 

      The authors overcame the challenge of RAD51's helical symmetry by designing a minifilament system suitable for single-particle cryo-EM, enabling them to resolve the RAD51 D-loop structure at 2.64 Å without imposed symmetry. This high resolution revealed precise roles of key residues, including F279 in Loop 2, which facilitates strand separation, and basic residues on site II that capture the displaced strand. Their findings were supported by mutagenesis, strand exchange assays, and single-molecule analysis, providing strong validation of the structural insights. 

      Weaknesses: 

      Despite the detailed structural data, some structure-based mutagenesis data interpretation lacks clarity. Additionally, the proposed 3′-to-5′ polarity of strand exchange relies on assumptions from static structural features, such as stronger binding of the 5′-arm-which are not directly supported by other experiments. This makes the directional model compelling but contradicts several well-established biochemical studies that support a 5'-to-3' polarity relative to the complementary strand (e.g., Cell 1995, PMID: 7634335; JBC 1996, PMID: 8910403; Nature 2008, PMID: 18256600). 

      Overall: 

      The 2.6 Å resolution cryoEM structure of the RAD51 D-loop complex provides remarkably detailed insights into the residues involved in D-loop formation. The high-quality cryoEM density enables precise placement of each nucleotide, which is essential for interpreting the molecular interactions between RAD51 and DNA. Particularly, the structural analysis highlights specific roles for key domains, such as the N-terminal domain (NTD), in engaging the donor DNA duplex. 

      This structural interpretation is further substantiated by single-molecule fluorescence experiments using the KK39,40AA NTD mutant. The data clearly show a significant reduction in D-loop formation by the mutant compared to wild-type, supporting the proposed functional role of the NTD observed in the cryoEM model. 

      However, the strand exchange activity interpretation presented in Figure 5B could benefit from a more rigorous experimental design. The current assay measures an increase in fluorescence intensity, which depends heavily on the formation of RAD51-ssDNA filaments. As shown in Figure S6A, several mutants exhibit reduced ability to form such filaments, which could confound the interpretation of strand exchange efficiency. To address this, the assay should either: (1) normalize for equivalent levels of RAD51-ssDNA filaments across samples, or (2) compare the initial rates of fluorescence increase (i.e., the slope of the reaction curve), rather than endpoint fluorescence, to better isolate the strand exchange activity itself. 

      We agree with the reviewer that the reduced filament-forming ability of some of the RAD51 mutants complicates a straightforward interpretation of their strand-exchange assay. Interestingly, the RAD51 mutants that appear most impaired are the esDNA-capture mutants that do not contact the ssDNA in the structure of the pre-synaptic filament. However, the RAD51 NTD mutants, that display the most severe defect in strand-exchange, have a near-WT filament forming ability.

      Based on the structural features of the D-loop, the authors propose that strand pairing and exchange initiate at the 3'-end of the complementary strand in the donor DNA and proceed with a 3'-to-5' polarity. This conclusion, drawn from static structural observations, contrasts with several well-established biochemical studies that support a 5'-to-3' polarity relative to the complementary strand (e.g., Cell 1995, PMID: 7634335; JBC 1996, PMID: 8910403; Nature 2008, PMID: 18256600). While the structural model is compelling and methodologically robust, this discrepancy underscores the need for further experiments. 

      We would like to thank the reviewer for highlighting the importance of our findings to our understanding of the mechanism of homologous recombination.

      The reviewer correctly points out that the polarity of strand exchange by RecA and RAD51 is an extensively researched topic that has been characterised in several authoritative studies. In our paper, we simply describe the mechanistic insights obtained from the structural D-loop models of RAD51 (our work) and RecA (Yang et al, PMID: 33057191).The structures illustrate a very similar mechanism of Dloop formation that proceeds with opposite polarity of strand exchange for RAD51 and RecA. Comparison of the D-loop structures for RecA and RAD51 provides an attractive explanation for the opposite polarity, as caused by the different positions of their dsDNA-binding domains in the filament structure. 

      We agree with the reviewer that further investigation will be needed for an adequate rationalisation of the available evidence. We will mention the relevant literature in the revised version of the manuscript.

      Reviewer #3 (Public review):  

      Summary: 

      Built on their previous pioneer expertise in studying RAD51 biology, in this paper, the authors aim to capture and investigate the structural mechanism of human RAD51 filament bound with a displacement loop (D-loop), which occurs during the dynamic synaptic state of the homologous recombination (HR) strand-exchange step. As the structures of both pre- and post-synaptic RAD51 filaments were previously determined, a complex structure of RAD51 filaments during strand exchange is one of the key missing pieces of information for a complete understanding of how RAD51 functions in the HR pathway. This paper aims to determine the high-resolution cryo-EM structure of RAD51 filament bound with the D-loop. Combined with mutagenesis analysis and biophysical assays, the authors aim to investigate the D-loop DNA structure, RAD51-mediated strand separation and polarity, and a working model of RAD51 during HR strand invasion in comparison with RecA. 

      Strengths: 

      (1) The structural work and associated biophysical assays in this paper are solid, elegantly designed, and interpreted.  These results provide novel insights into RAD51's function in HR. 

      (2) The DNA substrate used was well designed, taking into consideration the nucleotide number requirement of RAD51 for stable capture of donor DNA. This DNA substrate choice lays the foundation for successfully determining the structure of the RAD51 filament on D-loop DNA using single-particle cryo-EM. 

      (3) The authors utilised their previous expertise in capping DNA ends using monomeric streptavidin and combined their careful data collection and processing to determine the cryo-EM structure of full-length human RAD51 bound at the D-loop in high resolution. This interesting structure forms the core part of this work and allows detailed mapping of DNA-DNA and DNA-protein interaction among RAD51, invading strands, and donor DNA arms (Figures 1, 2, 3, 4). The geometric analysis of D-loop DNA bound with RAD51 and EM density for homologous DNA pairing is also impressive (Figure S5). The previously disordered RAD51's L2-loop is now ordered and traceable in the density map and functions as a physical spacer when bound with D-loop DNA. Interestingly, the authors identified that the side chain position of F279 in the L2_loop of RAD51_H differs from other F279 residues in L2-loops of E, F, and G protomers. This asymmetric binding of L2 loops and RAD51_NTD binding with donor DNA arms forms the basis of the proposed working model about the polarity of csDNA during RAD51-mediated strand exchange. 

      (4) This work also includes mutagenesis analysis and biophysical experiments, especially EMSA, singlemolecule fluorescence imaging using an optical tweezer, and DNA strand exchange assay, which are all suitable methods to study the key residues of RAD51 for strand exchange and D-loop formation (Figure 5). 

      Weaknesses: 

      (1) The proposed model for the 3'-5' polarity of RAD51-mediated strand invasion is based on the structural observations in the cryo-EM structure. This study lacks follow-up biochemical/biophysical experiments to validate the proposed model compared to RecA or developing methods to capture structures of any intermediate states with different polarity models. 

      (2) The functional impact of key mutants designed based on structure has not been tested in cells to evaluate how these mutants impact the HR pathway. 

      The significance of the work for the DNA repair field and beyond: 

      Homologous recombination (HR) is a key pathway for repairing DNA double-strand breaks and involves multiple steps. RAD51 forms nucleoprotein filaments first with 3' overhang single-strand DNA (ssDNA), followed by a search and exchange with a homologous strand. This function serves as the basis of an accurate template-based DNA repair during HR. This research addressed a long-standing challenge of capturing RAD51 bound with the dynamic synaptic DNA and provided the first structural insight into how RAD51 performs this function. The significance of this work extends beyond the discovery of biology for the DNA repair field, into its medical relevance. RAD51 is a potential drug target for inhibiting DNA repair in cancer cells to overcome drug resistance. This work offers a structural understanding of RAD51's function with the D-loop and provides new strategies for targeting RAD51 to improve cancer therapies. 

      We thank the reviewer for their positive comments on the significance of our work. Concerning the proposed polarity of strand exchange based on our structural finding, please see our reply to the previous reviewer; we agree with the reviewer that further experimentation will be needed to to reach a settled view on this.

      Testing the functional effects of the RAD51 mutants on HR in cells was not an aim of the current work but we agree that it would be a very interesting experiment, which would likely provide further important insights into the mechanism of strand exchange at the core of the HR reaction.

      Reviewer #1 (Recommendations for the authors):

      Major points:

      (1) Structural analysis showed a critical role of F279 in the L2 loop. However, the biochemical study showed that the F279A substitution did not provide a strong defect in the in vitro strand exchange, as shown in Figure 5B. Moreover, a previous study by Matsuo et al. FEBS J, 2006; ref 43) showed human RAD51-F279A is proficient in the in vitro strand exchange. These suggest that human RAD51 F279 is not critical for the strand exchange. The authors need more discussions of the role of F279 or the L2 for the RAD51-mediated reactions in the Discussion.

      In the strand-exchange essay of Figure 5B, the F279A mutant shows the mildest phenotype, in agreement with the findings of Matsuo et al. Accordingly, in the text we describe the F279A mutant as having a “modest impact” on strand-exchange.

      We have now added a brief comment to the relevant text, pointing out that the result of the strand exchange assay for F279A are in agreement with the previous findings by Matsuo et al., and adding the reference.

      (2) In some parts, the authors cited the newest references rather than the paper describing the original findings. For RAD51 paralogs, why are these three (refs 21,22, 23) selected here? For FIGNL1, why is only one (ref 24) chosen?

      The cited publications were chosen to acquaint the reader with the latest structural and mechanistic advances about the function of some of the most important and well-studied recombination mediator proteins. For completeness, we have now added a further reference for FIGNL1 - Ito, Masaru et al, Nat Comm, 2023 – in the Introduction, to provide the reader with an additional pointer to our current knowledge about the mechanism of FIGNL1 in Homologous Recombination.

      Minor points:

      (1) Page 3, line 1 in the second paragraph, the reaction of "HR": HR should be homology search and strand exchange. HR is used incorrectly throughout the text, please check them. Remove "strandexchange" from ATPases in line 2.

      We believe that HR is used correctly in this context, as we refer to the biochemical reactions of HR, which includes the search for homology and strand exchange.

      We have removed “strand-exchange” from ATPases in line 2, as requested by the reviewer.

      (2) Supplementary Figure 1B, C, "EMSA" experiment: Please indicate an experimental condition in the legend: how ssDNA and dsDNA were mixed with RAD51. In (B), this is not an actual EMSA result, but rather a native gel analysis of reaction products with the D-loop. In (C), was the binding of RAD51 to the pre-formed D-loop examined? Which is correct here? Moreover, why do the authors need streptavidin in this experiment? Please explain why this is necessary for the EMSA assay. Please show where is Cy3 or Cy5 labels on the DNAs should be shown in the schematic drawing.

      The conditions for the experiments of Supplementary figure 1B, C are reported in the Methods section.

      Panel B shows the mobility shifts of the ssDNA and dsDNA sequences in panel A, so it is appropriate to describe it as an EMSA.

      We did not examine the binding of RAD51 to a pre-formed D-loop.

      We used streptavidine in the experiment of Supplementary Figure 1C to show that streptavidine binding did not interfere with D-loop reconstitution.

      The position of the Cy3, Cy5 labels in the DNAs is reported in Table S1.

      (3) Figure S4B, page 6, line 6 from the top, 5'-arm and 3'-arm: please add them to the figure. And also, please explain what 5'-arm and 3'-arm are here in the text, as shown in lines 3-5 in the second paragraph of the same page.

      We thank the reviewer for spotting this slight incongruity. We have removed the reference to 5’- and 3’arms of the donor DNA in the initial description of the D-loop (first paragraph of the “D-loop structure” section, 6 lines from the top), as the nomenclature for the arms of the donor DNA is introduced more appropriately in the following paragraph. Thus, there is no need to re-label Figure S4B; we note that the 5’- and 3’-labels are added to the arms of the donor DNA in Figure S4D.

      (4) Page 7, line 4, and Figure 2E, "C24": C24 should be C26 here (Figure 2D shows that position 24 in esDNA is "T").

      We thank the reviewer for spotting this typo, that is now corrected in the revised version of Figure 2 and in the text.

      (5) Page 8, line 1, K284: It would be nice to show "K284" in Figure 3F.

      We have added the side chain of K284 to Figure 3F, as suggested by the reviewer.

      (6) Page 8, second paragraph, line 3 from the bottom, "5'-arm" should be "3'-arm" for the binding of RAD51A NTD to ds DNA (Figure 4D).

      We thank the reviewer for spotting this typo, that is now corrected in the revised version of the text.

      Reviewer #2 (Recommendations for the authors):

      I understand that the strand exchange polarity of RAD51 should be opposite to that of RecA. But in the RecA manuscript (Nature 2020), it states (in the extended figure 1) " Because the mini-filament consists of fused RecA protomers, it does not reflect the effects a preferential polarity of RecA polymerization might have on the directionality of strand exchange. Also, our strand exchange reactions do not include the single-stranded DNA binding protein SSB that is involved in strand exchange in vivo and may sequester released DNA strands."

      We are aware that the findings by Yang et al, 2020 were obtained with a multi-protomeric RecA chimera and that their construct might not therefore recapitulate a potential effect of RecA polymerisation on the directionality of strand-exchange. 

      Comparison of the RecA and RAD51 D-loop structures shows that RecA and RAD51 adopt the same asymmetric mechanism of D-loop formation, which begins at one arm of the donor DNA and proceeds with donor unwinding and strand invasion until the second arm is captured, completing D-loop formation. However, the cryoEM structures provide compelling evidence that, after engagement with the donor DNA, RecA and RAD51 proceed to unwind the donor with opposite polarity; the structures provide a clear rationale for this, because of the different position of their dsDNA-binding domains relative to the ATPase domain.

      We acknowledge that there exists an extensive body of literature that has investigated the polarity of strand exchange by RecA and RAD51 under a variety of experimental conditions, and we have added a brief comment to the text to reflect this, as well as some of the key citations. Undoubtedly, and as we also mention in our reply to the public reviews, further experimental work will be needed for a full reconciliation of the available evidence.

      Reviewer #3 (Recommendations for the authors):

      (1) I have a minor comment regarding the DNA shown in the structural figures in this work. The authors have used different colours to differentiate between isDNA, esDNA, and csDNA for easier interpretation. However, these colour codes are inconsistent across Figures 1, 2, 3, and 5. This inconsistency makes it difficult to interpret which strand is which, particularly for readers unfamiliar with D-loops and strand invasion. A consistent colour scheme for the DNA strands would enhance the quality of the structural figures.

      We appreciate the reviewer’s comment about the colour scheme of the strands in the D-loop. We chose a unique colour scheme for each figure, to help the reader focus on the particular structural features that we wanted to highlight in the figure. So for instance, in figure 1D we chose to highlight the relationship (complementary vs identical) of the donor DNA strands with the the invading strand; in figure 2, the emphasis is on distinguishing the homologously paired dsDNA (pink) from the exchanged strand (magenta), as a consequence of L2 loop binding; etc.

      (2) I have another comment regarding the rationale behind naming the RAD51 protomers (A to H) within the structure, which could confuse general readers if not clearly explained. In this paper, the RAD51 protomer is RAD51_A when closest to the 3' end of the isDNA. I assume the authors chose this order because HR generates a 3' ssDNA overhang before strand invasion. It would be beneficial for the introduction and results sections to mention this property of the 3' ssDNA overhang and the reasoning behind this naming strategy. This explanation will help readers understand how it differs from other naming orders used in RecA/RAD51 with ssDNA, where protomer A is closer to the 5' ssDNA.

      We thank the reviewer for their insightful comment. We chose to name as chain A the RAD51 protomer nearest to the 3’-end of the isDNA to be consistent with the naming scheme that we use for all our published RAD51 filament structures.

      (3) I have highlighted some text within this paper that has contradicting parts for authors to clarify and correct:

      "Overall, the structural features of the RAD51 D-loop provide a strong indication that strand pairing and exchange begins at the 3'-end of the complementary strand in the donor DNA and progresses with 3'-to5' polarity (Fig. 5F)"

      "The observed 5'-to-3' polarity of strand-exchange by RAD51 is opposite to the 3'-to-5' polarity of bacterial RecA (Fig. S8), that was determined based on cryoEM structures of RecA D-loops".

      We thank the reviewer for alerting us to this inconsistency that has now been corrected in the revised manuscript.

      (4) Figure S8 last model: NTD should be CTD in the title; Figure 2B: resolution scale bar needs A unit. We thank the reviewer for spotting this typo that has now been corrected in the revised version of figure S8. 

      We couldn’t find a missing resolution scale bar in Figure 2B; however, we have added a missing resolution bar with A unit to Fig. S3B.

    1. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public Review):

      In this study, the authors developed three case studies:

      (1) transcriptome profiling of two human cell cultures (HEK293 and HeLa)

      (2) identification of experimentally enriched transcripts in cell culture (RiboMinus and RiboPlus treatments)

      (3) identification of experimentally manipulated genes in yeast strains (gene knockouts or strains transformed with plasmids containing the deleted gene for overexpression). Sequencing was performed using the Oxford Nanopore Technologies (ONT), the only technology that allows for real-time analysis. The real-time transcriptomic analysis was performed using NanopoReaTA, a recent toolbox for comparative transcriptional analyses of Nanopore-seq data, developed by the group (Wierczeiko and Pastore et al. 2023). The authors aimed to show the use of the tool developed by them in data generated by ONT, evidencing the versatility of the tool and the possibility of cost reduction since the sequencing by ONT can be stopped at any time since enough data were collected.

      Strengths: 

      Given that Oxford Nanopore Technologies offers real-time sequencing, it is extremely useful to develop tools that allow real-time data analysis in parallel with data generation. The authors demonstrated that this strategy is possible for both human cell lines and yeasts in the case studies presented. It is a useful strategy for the scientific community, and it has the potential to be integrated into clinical applications for rapid and cost-effective quality checks in specific experiments such as overexpression of genes.

      Weaknesses:

      In relation to the RNA-Seq analyses, for a proper statistical analysis, a greater number of replicates should have been performed. The experiments were conducted with a minimal number of replicates (2 replicates for case study 1 and 2 and 3 replicates for case study 3).

      We have addressed this issue by performing two new sets of experiments: similar HEK293 vs HeLa with 10 replicates per condition and heatshocked vs non-heat shock with 6 replicates per condition. In the case of HEK293 vs HeLa comparison, we kept the 2 replicates per condition comparison to demonstrate the effect of limited replication number, simulating an early-stage evaluation of the experimental approach to obtain valuable quality control metrics. Nevertheless, we show that relevant and reproducible data can be obtained even with a lower replication number (2 replicates per condition), compared to a higher replication number (10 replicates), across both PromethION and MinION sequencing platforms.

      Regarding the experimental part, some problems were observed in the conversion to doublestranded and loading for Nanopore-Seq, which were detailed in Supplementary Material 2. This fact is probably reflected in the results where a reduction in the overall sequencing throughput and detected gene number for HEK293 compared to HeLa were observed (data presented in Supplementary Figure 2). It is necessary to use similar quantities of RNA/cDNA since the sequencing occurs in real-time. The authors should have standardized the experimental conditions to proceed with the sequencing and perform the analyses.

      We completely agree with the reviewer. In the 10-replicate HEK vs HeLa experiment, we collected similar data to what was presented in Supplementary Material 2. We chose to include this information to highlight the experimental variability that can arise during Nanopore-seq library preparation, particularly with cDNA synthesis. This type of information is not often highlighted in Nanoporebased studies, yet it is crucial to be aware of such differences. Despite these variations, we identified a consistent set of DEGs across comparisons of low versus high replicate numbers. Importantly, NanopoReaTA successfully provided realtime monitoring (e.g. detected number of genes per replicate/condition) as it allows for informed decision-making regarding the next steps in sequencing-based experiments.

      Reviewer #2 (Public Review):

      Transcriptomics technologies play important roles in biological studies. Technologies based on second-generation sequencing, such as mRNA-seq, face some serious obstacles, including isoform analysis, due to short read length. Third-generation sequencing technologies perfectly solve these problems by having long reads, but they are much more expensive. The authors presented a useful real-time strategy to minimize the cost of sequencing with Oxford Nanopore Technologies (ONT). The authors performed three sets of experiments to illustrate the utility of the real-time strategy. However, due to the problems in experimental design and analysis, their aims are not completely achieved. If the authors can significantly improve the experiments and analysis, the strategy they proposed will guide biologists to conduct transcriptomics studies with ONT in a fast and cost-effective way and help studies in both basic research and clinical applications.

      Strengths:

      The authors have recently developed a computational tool called NanopoReaTA to perform real-time analysis when cDNA/RNA samples are sequenced with ONT (Wierczeiko et al., 2023). The advantage of real-time analysis is that the sequencing can be stopped once enough data is collected to save cost. Here, they described three sets of experiments: a comparison between two human cell lines, a comparison among RNA preparation procedures, and a comparison between genetically modified yeasts. Their results show that the real-time strategy works for different species and different RNA preparation methods.

      Weaknesses:

      However, especially considering that the computational tool NanopoReaTA is their previous work, the authors should present more helpful guidelines to perform real-time ONT analysis and more advanced analysis methods. There are four major weaknesses:

      (1) For all three sets of experiments, the authors focused on sample clustering and gene-level differential expression analysis (DEA), and only did little analysis on isoform level and even nothing in any figures in the main text. Sample clustering and gene-level DEA can be easily and well done using mRNA-seq at a much cheaper cost. Even for initial data quality checking, mRNA-seq can be first done in Illumina MiSeq/NextSeq which is quick, before deep sequencing in HiSeq/NovaSeq. The real power of third-generation RNA sequencing is the isoform analysis due to the long read length. At least for now, PacBio Iso-seq is very expensive and one cannot analyze the data in real-time. Thus, the authors should focus on the real-time isoform analysis of ONT to show the advantages.

      We are aware that isoform analysis is one of the powers of real-time monitoring of long-read data, especially with Nanopore-seq. That is why we have included pipelines such as DRIM-seq and DEX-seq, which could provide valuable information about the differential transcript usage (i.e. isoforms). However, interpreting the results in a biologically meaningful context, particularly regarding the role of specific isoforms, remains challenging. This is especially relevant as our main goal is to demonstrate NanopoReaTA's utility as a real-time transcriptomic tool that offers valuable quality control and meaningful insights. Nevertheless, in the heat-shock experiments, we have identified one isoform that was differentially expressed and included it in the main figure. We hope that with the right experimental setup, users could use the incorporated tools for meaningful analyses for isoforms identification.

      (2) The sample sizes are too small in all three sets of experiments: only two for sets 1 and 2, and three for set 3. For DEA, three is the minimal number for proper statistics. But a sample size of three always leads to very poor power. Nowadays, a proper transcriptomics study usually has a larger sample size. Besides the power issue, biological samples always contain many outliers due to many reasons. It is crucial to show whether the real-time analysis also works for larger sample sizes, such as 10, i.e., 20 samples in total. Will the performance still hold when the sample number is increasing? What is the maximum sample number for an ONT run? If the samples need to be split into multiple runs, how the real-time analysis will be adjusted? These questions are quite useful for researchers who plan to use ONT.

      We thank the reviewer for their suggestion. We performed the suggested experiment in the HEK293 vs HeLa, taking 10 replicates per condition and acquired the data during the sequencing. As you can see in the results (Figure 2), the performance held very well, from the first hour up until the 24hour mark. In theory, the maximum number of barcodes that can be integrated in a sequencing run can be used for the pair-wise comparison. We are using 24 barcoding kit (provided by ONT) therefore we can include up to 12 replicates per condition. We are aware that there is a 96 barcoding kit that could be used as well. However, it is important to note that with more samples integrated in the sequencing run, less reads will be generated per sample. Therefore, it is important to plan properly the number of replicates used per sequencing run.

      (3) According to the manuscript, real-time analysis checks the sequencing data in a few time points, this is usually called sequential analysis or interim analysis in statistics which is usually performed in clinical trials to save cost. Care must be taken while performing these analyses, as repeated checks on the data can inflate the type I error rate. Thus, the authors should develop a sequential analysis procedure for real-time RNA sequencing.

      We would like to respond to this comment by addressing two points: 1) Quality control: During the analysis we offer two main statistics, which enable scientists to assess the experimental development. For each iteration the change in relative gene counts per sample is computed to assess the convergence towards 0. Moreover, for each iteration the number of detected genes per sample is computed to assess whether the number of detected reads is saturated. These metrics allow the user to independently assess whether samples within the experimental development reach a stable state, to reveal a meaningful timepoint of data evaluation. 

      Sequential analysis: One solution to lower the type 1 error during sequential analysis is using the Pocock boundary, a systematic lowering of the p-value threshold depending on the number of interim analyses. We offer in NanopoReaTA a custom choice of the p-value threshold during the analysis. This allows researchers to set their parameters as needed.  

      (4) The experimental set 1 (comparison between two completely different human cell lines) and experimental set 2 (comparison among RNA preparation procedures) are not quite biologically meaningful. If it is possible, it is better for the authors to perform an experiment more similar to a real situation for biological discovery. Then the manuscript can attract more researchers to follow its guidelines.

      We took the suggestion of reviewer 2 (from recommendation for authors) to perform heat-shock experimental comparison between heatshocked and non-heat shocked cells from the same cell line (HEK293). We sequenced the sample (6 replicates per condition) and one-hour postsequencing initiation, we already identified three DEGs (including HSPA1A, DNAJB1, and HSP90AA1) known to be upregulated in heat shock conditions (Yonezawa and Bono 2023, Sanchez-Briñas et al. 2023). Therefore, we illustrate how NanopoReaTA can capture biologically relevant insights in real time.

      Reviewer #1 (Recommendations for The Authors):

      (1) The comparison between two different human cell lines doesn't have much biological relevance. It would be more interesting and useful to evaluate the genes and transcripts expressed from the same cell in different conditions.

      As mentioned previously, we conducted a heat-shock experimental comparison between heat-shocked and non-heat-shocked within the same cell line HEK293. We observed reliable results already within one hour of initiating the sequencing.

      (2) Increase the number of replicates to give greater confidence in the results.

      We have addressed the replicate issue by performing two new sets of experiments: HEK293 vs HeLa with 10 replicates per condition and heatshocked vs non-heat shock with 6 replicates per condition. In both cases, we obtained reliable and reproducible results (even when comparing with lower replicate number).

      (3) One of the advantages of performing Nanopore sequencing is the possibility of sequencing RNA molecules directly. It would be interesting to test the real-time analysis strategy in parallel using direct RNA sequencing if it is possible.

      That is a great point. In theory, it would be possible to perform realtime differential gene expression on direct RNA data (since the pipeline for such analysis is already integrated in NanopoReaTA), however the limiting factor is the lack of multiplexing. To perform real-time transcriptomic analysis with direct RNA-seq data, one would need to sequence at least 4 flow cells (MinION or PromethION), each containing one sample (2 flow cells per condition to perform pairwise transcriptomic analyses). Despite the possibility of such an analysis, this scenario will not be cost-effective as this will increase significantly the costs for the amount of data gathered. We are aware that ONT is planning to release a multiplexing option to direct RNA-seq in the unforeseen future. We have integrated the option of direct RNA-seq analyses for the day that such option will be available, and the users will be able to perform real-time transcriptomic analysis with dRNA-seq data.  

      Some minor weakneses are below:

      (4) With respect to the text as a whole, the authors should be more careful with standardization, such as mL/ml and uL/ul, Ribominus/RiboMinus.

      We have standardized the nomenclature to µL, mL and Ribominus (due to trademark).  

      (5) Set up paragraphs on page 9 and throughout the text when necessary.

      We have set the suggested paragraphs on page 9 and throughout the text.

      (6) Please, check the word form in the sentence: "To isolate the RNA form the

      RiboMinus{trade mark, serif} supernatant.."

      The word has been corrected.

      (7) In order to make clear to the reader at the outset, I suggest including in the methodology how many biological replicates were performed for each cell type studied (cell lines and yeast strains).

      _For cell line w_e have included now the number of replicates used for each replicate. We have included this also for yeast setups. 

      (8) Please, check the Supplementary Tables as the word VERDADEIRO has not been translated (TRUE) in Supplementary Table 1.

      This issue appears to be influenced by the language settings configured on the viewer's computer.

      (9) On page 17, I suggest including the absorbance used to measure RNA concentration in HEK293 and HeLa cell lines. Also, I suggest including how the quality of the RNA extracted from the cell cultures and yeast strains was determined. Was the ratio 260/280 and 260/230 calculated? Given that the material was extracted with Trizol, which has phenol and chloroform in its composition, it would be important to evaluate the quality of the RNA, especially by calculating the 260/230 ratio.

      We have included a statement regarding the concentrations and quality of RNA in the “RNA isolation” section within the material and methods.

      (10) On page 18, the topic of Selective purification of ribosomal-depleted (RiboMinus) and ribosomal-enriched (RiboPlus) transcripts needs to be better detailed, especially in the last two sentences. For example: "The pooled bead samples (containing the rRNA) were further processed with Trizol RNA isolation to complete the purification." This sentence should be detailed to make it clear that this procedure is what you call ribosomal-enriched (RiboPlus).

      Qualitative analysis of the material was performed after rRNA depletion and enrichment.

      We have made these sentences clearer.

      (9) On the topic of Direct cDNA-native barcoding Nanopore library preparation and sequencing, in the following sentences: "Concentration determination (1 μl) and adapter ligation using 5 μL NA, 10 μL NEBNext Quick Ligation Reaction Buffer (5X), and 5 μL Quick T4 DNA Ligase (NEB, cat # E6056) were performed. Pooled library purification with 0.7X AMPure XP Beads resulted in a final elution volume of 33 μl EB. Concentration of the pooled barcoded library was determined using Qubit (1 μl)."

      Two concentration determinations were performed, before and after adapter ligation. I suggest writing one sentence for concentration determination and another for adapter ligation.

      We applied the reviewer’s suggestion. 

      (11) In the section Experimental Design in Results, the first sentences are part of the methodology and are described in materials and methods. I suggest removing it from the results and rewriting the text. Results of the RNA extraction methodology and library preparation were shown in supplementary material. Thus, the authors could mention that the results were presented in supplementary material.

      We have revised this section to remove the details of RNA extraction and library preparation, focusing instead on the pipeline and experimental setups. The methodology is outlined in Figure 1, as well as in the materials and methods and the supplementary figures for each experimental setup.

      Reviewer #2 (Recommendations For The Authors):

      For major weakness 4 described in the Public Review, the authors could try experiments like:

      (1) comparison between females and males of tissues or primary cells; or

      (2) comparison between cell lines before and after heat shock.

      They are easy to perform and much more similar to real experimental designs for discovery, and the authors may actually have some new findings because usually people do not do much investigation on the isoform level using mRNA-seq.

      We thank the reviewer for their suggestions. We performed the heat-shock experimental comparison between heat-shocked and non-heat shocked cells from the same cell line (HEK293). We sequenced the sample (6 replicates per condition) and already one-hour post-sequencing initiation, we identified three DEGs including HSPA1A, DNAJB1, and HSP90AA1 reported to be upregulated heat shock conditions (Yonezawa and Bono 2023, Sanchez-Briñas et al. 2023). We have identified one differentially expressed isoform and included it in the main figure.

      There are two minor weaknesses:

      (1) Many figure numbers in the main text are wrong, including:

      Page 4, "similarity plot and principal component analysis (PCA) (Figure 1B, 1C)";

      Page 7, "same intervals as mentioned earlier (Figure 1A)", and "Next, we inspected the PCA and dissimilarity plots (Figure 2B";

      Page 10, "process (Supplementary Figure 19A) until the 24-hour PSI mark point (Figure 9B", and "NEW1 was the sole differentially expressed gene (Figure 9D)".

      The authors should be more careful about this. It is very confusing for readers.

      We have addressed these points in the text. 

      (2) The texts in the figures are too small to recognize, especially in Figures 4 and 5. The reason is that there are too many sub-figures in one figure. Is that really necessary to put more than 20 sub-figures in one? The authors should better summarize their results. For example, remove sub-figures with little information; do not show figures with the same styles again and again in the main text and just summarize them instead.

      We thank the reviewer for the suggestion. We have updated the figure to focus on the most relevant comparisons (new1Δ-pEV vs. WT-pEV and rkr1Δ-pEV vs. WT-pEV), providing a clearer and more realistic comparison between mutant and wild-type conditions in the main figure. Additionally, a summary and all related comparisons are included in Supplementary Documents S4 and S5. We believe these supplementary figures are essential to demonstrate NanopoReaTA's capabilities as a quality control tool, effectively detecting expected transcriptomic alterations in real-time.

    1. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      The authors have developed self-amplifying RNAs (saRNAs) encoding additional genes to suppress dsRNA-related inflammatory responses and cytokine release. Their results demonstrate that saRNA constructs encoding anti-inflammatory genes effectively reduce cytotoxicity and cytokine production, enhancing the potential of saRNAs. This work is significant for advancing saRNA therapeutics by mitigating unintended immune activation.

      Strengths:

      This study successfully demonstrates the concept of enhancing saRNA applications by encoding immune-suppressive genes. A key challenge for saRNA-based therapeutics, particularly for non-vaccine applications, is the innate immune response triggered by dsRNA recognition. By leveraging viral protein properties to suppress immunity, the authors provide a novel strategy to overcome this limitation. The study presents a well-designed approach with potential implications for improving saRNA stability and minimizing inflammatory side effects.

      We thank Reviewer #1 for their thorough review and for recognizing both the significance of our work and the potential of our strategy to expand saRNA applications beyond vaccines.

      Weaknesses:

      (1) Impact on Cellular Translation:

      The authors demonstrate that modified saRNAs with additional components enhance transgene expression by inhibiting dsRNA-sensing pathways. However, it is unclear whether these modifications influence global cellular translation beyond the expression of GFP and mScarlet-3 (which are encoded by the saRNA itself). Conducting a polysome profiling analysis or a puromycin labeling assay would clarify whether the modified saRNAs alter overall translation efficiency. This additional data would strengthen the conclusions regarding the specificity of dsRNA-sensing inhibition.

      We thank the Reviewer for this insightful suggestion. We performed a puromycin labeling assay to assess global translation rates (Figure 3—figure supplement 1c). This experiment revealed that the E3 construct significantly reduces global protein synthesis, despite driving high levels of saRNAencoded transgene expression (Figure 1d, e). In contrast, the E3-NSs-L* construct mitigated this reduction in global translation while maintaining moderate transgene expression. These findings support our hypothesis that E3 enhances transgene output in part by activating RNase L, which degrades host mRNAs and thereby reduces ribosomal competition. We appreciate the Reviewer’s recommendation of this experiment, which has strengthened the manuscript.

      (2) Stability and Replication Efficiency of Long saRNA Constructs:

      The saRNA constructs used in this study exceed 16 kb, making them more fragile and challenging to handle. Assessing their mRNA integrity and quality would be crucial to ensure their robustness.

      Furthermore, the replicative capacity of the designed saRNAs should be confirmed. Since Figure 4 shows lower inflammatory cytokine production when encoding srIkBα and srIkBαSmad7-SOCS1, it is important to determine whether this effect is due to reduced immune activation or impaired replication. Providing data on replication efficiency and expression levels of the encoded anti-inflammatory proteins would help rule out the possibility that reduced cytokine production is a consequence of lower replication.

      We thank the Reviewer for these valuable suggestions.

      To assess the integrity of the saRNA constructs, we performed denaturing gel electrophoresis (Supplemental Figure 6c). The native saRNA, E3, and E3-NSs-L* constructs each migrated as a single band. The moxBFP, srIκBα, and srIκBα-Smad7-SOCS1 constructs showed both a full-length transcript and a lower-abundance truncated band (Supplemental Figure 6d), suggestive of a cryptic terminator sequence introduced in a region common to these three constructs.

      To evaluate replicative capacity, we performed qPCR targeting EGFP, which is encoded by all constructs. This analysis revealed that the srIκBα-Smad7-SOCS1 construct exhibited lower replication efficiency than both native saRNA and E3. Several factors may contribute to this difference, including the longer transcript length, reduced molar input when equal mass was used for transfection, prevention of host mRNA degradation due to RNase L inhibition, or the presence of truncated transcripts.

      Given these confounding variables, we revised our approach to analyzing cytokine production. Rather than comparing all six constructs together, we split the analysis into two parts: (1) the effects of dsRNA-sensing pathway inhibition (Figure 4a), and (2) the effects of inflammatory signalling inhibition (Figure 4c). For the latter, we compared srIκBα and srIκBα-Smad7-SOCS1 to moxBFP, as these three constructs are more comparable in size, share the same truncated transcript, and all encode L* to inhibit RNase L. This strategy minimizes the likelihood that differences in the cytokine responses are due to variation in replication efficiency.

      (3) Comparative Data with Native saRNA:

      Including native saRNA controls in Figures 5-7 would allow for a clearer assessment of the impact of additional genes on cytokine production. This comparison would help distinguish the effect of the encoded suppressor proteins from other potential factors.

      We thank the Reviewer for this helpful suggestion. We have added the native saRNA condition to Figure 5 as a visual reference. However, due to the presence of truncated transcripts in the constructs designed to inhibit inflammatory signalling pathways, the actual amount of full-length saRNA delivered in these conditions is likely lower than expected, despite using equal total RNA mass for transfection. This complicates direct comparisons with constructs targeting dsRNAsensing pathways, which do not show transcript truncation. For this reason, native saRNA was included only as a visual reference and was not used in statistical comparisons with the inflammatory signalling inhibitor constructs.

      (4) In vivo Validation and Safety Considerations:

      Have the authors considered evaluating the in vivo potential of these saRNA constructs? Conducting animal studies would provide stronger evidence for their therapeutic applicability. If in vivo experiments have not been performed, discussing potential challenges - such as saRNA persistence, biodistribution, and possible secondary effectswould be valuable.

      (5) Immune Response to Viral Proteins:

      Since the inhibitors of dsRNA-sensing proteins (E3, NSs, and L*) are viral proteins, they would be expected to induce an immune response. Analyzing these effects in vivo would add insight into the applicability of this approach.

      We appreciate the Reviewer’s points regarding in vivo validation and safety considerations. While in vivo studies are beyond the scope of the present investigation, we agree that evaluating therapeutic potential, biodistribution, persistence, and secondary effects will be essential for future translation. We have now included a brief discussion of these considerations at the end of the revised discussion. In ongoing work, we are planning follow-up studies incorporating in vivo imaging and functional assessments of saRNA-driven cargo delivery in preclinical models of inflammatory joint pain.

      Regarding the immune response to viral proteins, we agree that this is an important consideration and have now included a clearer discussion of this limitation in the revised manuscript. Specifically, we highlight that encoding multiple viral inhibitors (E3, NSs, and L*), in combination with the VEEV replicase, may increase the likelihood of adaptive immune recognition via MHC class I presentation. This could lead to cytotoxic T cell–mediated clearance of saRNA-transfected cells, thereby limiting therapeutic durability. We emphasize that addressing both intrinsic cytotoxicity and immune-mediated clearance will be essential for advancing the clinical potential of this platform.

      (6) Streamlining the Discussion Section:

      The discussion is quite lengthy. To improve readability, some content - such as the rationale for gene selection-could be moved to the Results section. Additionally, the descriptions of Figure 3 should be consolidated into a single section under a broader heading for improved coherence.

      Thank you for these helpful suggestions. We have streamlined the Discussion to improve readability and have moved the rationale for gene selection to the results section, as recommended. In addition, we have consolidated the Figure 3 descriptions to improve coherence and to simplify the presentation.

      Reviewer #2 (Public review):

      Summary:

      Lim et al. have developed a self-amplifying RNA (saRNA) design that incorporates immunomodulatory viral proteins, and show that the novel design results in enhanced protein expression in vitro in mouse primary fibroblast-like synoviocytes. They test constructs including saRNA with the vaccinia virus E3 protein and another with E3, Toscana virus NS protein and Theiler's virus L protein (E3 + NS + L), and another with srIκBα-Smad7SOCS1. They have also tested whether ML336, an antiviral, enables control of transgene expression.

      Strengths:

      The experiments are generally well-designed and offer mechanistic insight into the RNAsensing pathways that confer enhanced saRNA expression. The experiments are carried out over a long timescale, which shows the enhance effect of the saRNA E3 design compared to the control. Furthermore, the inhibitors are shown to maintain the cell number, and reduce basal activation factor-⍺ levels.

      We thank Reviewer #2 for their thoughtful and detailed assessment of our manuscript, and for recognizing the mechanistic insights provided by our study. We also appreciate their positive comments on the experimental design, the extended timescale, and the observed effects on transgene expression, cell viability, and basal fibroblast activation factor-α levels.

      Weaknesses:

      One limitation of this manuscript is that the RNA is not well characterized; some of the constructs are quite long and the RNA integrity has not been analyzed. Furthermore, for constructs with multiple proteins, it's imperative to confirm the expression of each protein to confirm that any therapeutic effect is from the effector protein (e.g. E3, NS, L). The ML336 was only tested at one concentration; it is standard in the field to do a dose-response curve. These experiments were all done in vitro in mouse cells, thus limiting the conclusion we can make about mechanisms in a human system.

      Thank you for your detailed feedback. We have added new experiments and clarified limitations in the revised manuscript to address these concerns:

      RNA integrity: We performed denaturing gel electrophoresis on the in vitro transcribed saRNA constructs (Supplemental Figure 7c). Constructs targeting dsRNA-sensing pathways migrated as a single band, while those targeting inflammatory signalling pathways showed both a full-length product and a common, lower-abundance truncated transcript. This suggests that the actual amount of full-length RNA delivered for the constructs inhibiting inflammatory signalling was overestimated. To account for this, we avoided direct comparisons between the two types of constructs and instead focused on comparisons within each type to ensure more meaningful interpretation.

      Confirmation of protein expression: While we acknowledge that direct measurement of each protein would provide additional insight, we believe the functional assays presented offer strong evidence that the encoded proteins are expressed and exert their intended biological effects. Additionally, IRES functionality was confirmed visually using fluorescent protein reporters, supporting the successful expression of downstream genes.

      ML336 concentration–response: We have now performed a concentration–response analysis for ML336 (Figure 8a and b), which demonstrates its ability to modulate transgene expression in a concentration-dependent manner.

      Use of human cells: We agree that testing these constructs in human cells is essential for future translational applications and are actively exploring opportunities to evaluate them in patientderived FLS. However, previous studies have shown that Theiler’s virus L* does not inhibit human RNase L (Sorgeloos et al., PLoS Pathog 2013). As a result, it is highly likely that the E3-NSs-L* construct will not function as intended in human systems. Addressing this limitation will be a priority in our future work, where we aim to develop constructs incorporating inhibitors specific to human RNase L to ensure efficacy in human cells.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      Figure 2c is not indicated.

      Thank you for pointing out this error. It has now been corrected in the revised manuscript.

      Reviewer #2 (Recommendations for the authors):

      (1) The Graphical Abstract is a bit confusing; suggest modifying it to represent the study and findings more accurately.

      We have revised the graphical abstract to improve clarity and better reflect the study’s design and main findings. Thank you for the suggestion.

      (2) The impact of this paper would be greatly improved if these experiments were repeated, at least partially, in human cells. The rationale for mouse cells in vitro is unclear.

      The rationale for developing constructs targeting mouse cells is based on our intention to utilize these constructs in mouse models of inflammatory joint pain in future studies.

      We recognize that incorporating data from human cells would significantly enhance the translational relevance of our work, and we are actively pursuing collaborations to test these constructs in patient-derived FLS. However, a key component of our saRNA constructs—Theiler’s virus L*—has been shown to inhibit mouse, but not human, RNase L (Sorgeloos et al., PLoS Pathog 2013). Consequently, the E3-NSs-L* polyprotein may not function as intended in human cells. To address this limitation, future work will focus on developing constructs that incorporate inhibitors specific to human RNase L, thereby facilitating more effective translation of our findings to human systems.

      (3) The ML336 was only tested at one concentration and works mildly well, but would be more impactful if tested in a dose-response curve.

      We have now performed a concentration–response analysis for ML336 (Figure 8a and b), which demonstrates its concentration-dependent effects on transgene expression and saRNA elimination. Thank you for the suggestion.

      (4) Overall, there is not a cohesive narrative to the story, instead it comes off as we tried these three different approaches, and they worked in different contexts.

      We have revised the graphical abstract, results, and discussion to improve the cohesiveness of the manuscript’s narrative and to better integrate the mechanistic rationale linking the different approaches. We appreciate the feedback.

      (5) The title is not supported by the data; the saRNA is still somewhat cytotoxic, immunostimulatory and the antiviral minimally controls transgene expression; suggest making this reflect the data.

      We have revised the title to better reflect the scope of the data and the mechanistic focus of the study. The updated title emphasizes the pathways targeted and the outcomes demonstrated, while avoiding overstatement. Thank you for this helpful recommendation.

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      Referee #2

      Evidence, reproducibility and clarity

      The authors describe a modified version of single molecule Fluorescence In-situ Hybridization (smFISH) method they have adapted to successfully measure RNA levels in isolated human donor T cells, that are very hard to grow on glass and have small amounts of cytoplasm relative to cell size, a challenge for all researchers working with small cells that only grow in suspension cultures. Using this methodology, the authors have queried transcription status and mRNA localization and fate of the two cytokines, IFNG and TNF, upon T-cell activation. The main findings of the study are: (1) activation of T-cells results in rapid accumulation of IFNG an TNF mRNA; there is differential distribution of the cytokine mRNAs between the nucleus and cytoplasm with greater accumulation in the cytoplasm as activation progresses resulting in increased protein production. There is significant transcriptional heterogeneity in response to T-cell activation. (2) The cytokine mRNA turnover appears to be controlled by translation. (3) HUR, an RBP appears to control poly(A) tail length of TNF mRNA in response to T-cell activation. The successful implementation of a modified smFISH protocol used in this study is a welcome resource for all labs that want to study small human primary cells that are difficult to culture on glass coverslips and grow as suspension cultures. Although the authors have very exciting observations, they have shied away from discussing their results in the context of the biology of T-cell activation and how their observations may explain prior studies on cytokine gene expression patterns during T-cell activation.

      In my opinion, the authors should discuss their observations in depth from the context of T-cell activation and cytokine expression. I have enumerated several specific comments that may help the authors in revising the manuscript if they choose to do so.

      Specific comments:

      1. Based on the data presented in Figure 1 D and E, it is clear there is depletion of IFNG and TNF mRNA 4hrs after activation and then the mRNA levels go up at 6h in both cases. However, the authors suggest that only TNF mRNA is depleted at 4hrs of activation (lines 169-172). The median number of IFNG mRNA gradually decreases after 1h of activation and reaches a low at 4h and then substantially increases by 6h. Did the authors measure gene expression of these mRNAs at later time points in the activation process? Perhaps transcription is coupled to mature mRNA levels in the cytoplasm and transcription is ramped up again once the cytoplasmic mRNA levels reach a lower threshold. Is this just an anomaly of the system or is gene expression pattern of cytokines upon T-cell activation cyclical?
      2. In data presented Figure 2 and Suppl Figure 2, the authors show correlation between dual cytokine expression and biallelic expression. However, not all dual cytokine expressing cells show bi-allelic expression of both cytokines. It will be useful to know what fraction of cells are biallelic for both genes. Since the experiment was done using two color smFISH, a scatter plot will cluster those dual expressor cells for both cytokines that are also bi-allelic for both genes. Extending this further would be to systematically address protein expression in the various combination of expression patterns. Combining smFISH with immunofluorescence will help address this. Overall, these results will be helpful in getting a better understanding of gene expression patterns during T-cell activation.
      3. The mRNA localization data presented in Figure 3A and the associated supplemental figure: A better analysis and representation of the data presented in 3A would be a scatter plot of individual cells for their nuclear and cytoplasmic localization of mature mRNA. The authors might also want to extend this analysis based on the data presented in Figure 2 for dual expressors and bi-allelic expression. In other words, do cells with bi-allelic expression have more mRNA localized in the cytoplasm, and does this hold true in dual expressor cells? In the context of translation dependent decay of mRNA, do the dual expressor cells with biallelic expression fare better thereby producing and secreting cytokines continuously?
      4. The data presented for IFNG in Figure 4 is quite intriguing. In HuR-KO cells at 2h post induction, two of the three donors cell lines have only a small fraction of cells producing protein compared to the controls, however, they are substantially higher than the KO cells at time "0". Surprisingly, the amount of protein produced by these cells (panel B), although statistically lower than the control, is substantially higher than KO cells at "0"h. Does the lone donor cell line with higher number of protein producing cells contribute to majority of the protein produced? There appears to be substantial difference between the three donor cell lines in the number of protein producing cells and mature IFNG mRNA after activation (Suppl Figure 1G & H). The authors may wish to compare the results before combining the data of all three donor cell lines before interpreting the data.
      5. Also intriguing, HuR knock out results in a significant increase in transcription of IFNG at time "0" (Figure 4, panel E). Despite this, there is a significant loss in transcription of IFNG 2h post activation. However, there is significant accumulation of mature mRNA (panel D). Combined with the protein expression data presented in panels A & B, and the fact that translation induces mRNA decay, how do the authors reconcile this data?
      6. The differential effect of HuR knock out on poly(A) tail length of IFNG and TNF mRNA is of great importance and the most striking finding in this study! It is generally accepted that poly(A) tail length contributes to mRNA stability and survival. The results presented in Figures 4 and 5 argue otherwise. Only a small fraction of TNF mRNA have full length poly(A) tails, however, the number of mature TNF mRNA in KO cells is much greater than the control even at "0"h. In addition, the TNF mRNA appear to be well translocated into the cytoplasm and effectively translated. Given these conflicting observations, what possible mechanism do the authors envision that can explain this result.<br /> Again, plotting the data presented in Figure 5A as a scatter plot between # of RNA in the cytosol vs nucleus will give a better picture of the localization changes in individual cells.
      7. A more elaborate discussion of the results as it relates to the biology of cytokine gene expression during T-cell activation will immensely strengthen the manuscript.

      Minor comment:

      1. Images of cells with smFISH data (Figures 1, 3 & 4) must be bigger for better visualization. Show images with only a couple of cells enlarged to show the mRNA spots more visibly. Include images with more cells in the supplement instead.

      Referee's cross-commenting

      I must confess I am not an immunologist, so my knowledge of the intricacies of gene expression in T-cells in very limited. However, I do have a fair sense of transcription regulation and use single molecule approaches, especially smFISH, to address these questions. I agree with the other reviewer the study is of significance, especially the advancement in the ability to do smFISH in primary cells, a challenge that I know first hand. I also have to agree with the other reviewer that the discussion was too short and the authors shied away from the bigger picture of being able to comment on regulation of expression of cytokines during T-cell activation. It is remarkable that they see heterogeneity in gene expression of the individual target genes and bi-allelic expression. The other point of interest is the difference in p(A) tail length and its potential role in regulating TNF gene expression.

      Significance

      The successful implementation of a modified smFISH protocol used in this study is a welcome resource for all labs that want to study small human primary cells that are difficult to culture on glass coverslips and grow as suspension cultures.

      Overall, this work is of high quality and can be better presented to fully explore and discuss the biological implications of the observations from the study. It is not clear to me if the authors wished to present this manuscript reporting an advancement in technology tool to study gene expression during T-cell activation, or a more in-depth study of gene expression.

      The study will benefit the larger community that use single molecule approaches to understand genew expression.

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      Referee #1

      Evidence, reproducibility and clarity

      The manuscript by Lattanzio and colleagues uses advanced single molecule FISH, adapted specifically for T cells, to examine RNA transcriptional dynamics in polyclonally stimulated human T cells. By examining the subcellular localisation of both IFNg and TNF mRNAs (nascent and mature), they are able to characterise rate things like rate of transcription and RNA stability. Key findings include the identification of bi-allelic vs mono-allelic transcription at the single cell level which maps to polyfucntion vs monofunctional T cells. Moreover, they identified distinct mechanisms regulating RNA stability and the role of RNA binding protein HuR in mediating that.

      Overall, this is really a proof of concept paper that uses elegant technologies and analysis tools showing just how much information can be obtained from this approach. The ability to examine RNA dynamics and the imapct of RNA binding proteins in regulating RNA stability/translation/transriptoin at a single cell level will be an advance for the field, not just those interested in T cell biology but all cell types.

      There are no specific experimental issues that came to mind that need to be addressed and it is really only some minor comments, particularly for the discussion that would strengthen the implicaitons of the study.

      1. I might have missed it but it wasn't exactly clear from the results or from the methods exactly how nascent vs mature RNA was discriminated. Was this just from the subcellular localisation (i.e nuclear vs cytoplasmic)? RNA imaged close to the TSS? If so, this should be noted somewhere. If there was some other way of precisely ascribing RNA status, this should be outlined (use of primers that targeted intergenic sequences).
      2. The discussion was very brief and would have benefited from a bit more speculation about the implications of their findings. Specifically, why would there be a need for different cytokine RNAs to be regulated in such distinct ways (IFNg vs IL-2)? Do the authors have any thoughts? Another point is the proposed explanations for the distinct T cell subsets observed that produce cytokines at different levels. While the authors propose three possible explanations, they are presented as being mutually exclusive, of course it could be a combination of all three. Moreover, putting the importance of higher functioning T cells (i.e those that produce more cytokines) into context is also important. Early studies from La Gruta et al., (J Immunol, 2004; doi: 10.4049/jimmunol.172.9.5553), Betts et al, (Blood, 2006 doi.org/10.1182/blood-2005-12-4818) and Darrah et al. (Nat Med, 2007 doi.org/10.1038/nm1592) linked higher cytokine production/multifunctionality to better immune outcomes, while Denton et al (PNAS, 2011, 10.1073/pnas.1112520108) linked the extent of cytokine production to cellular differentiation (and epigenetic landscape at the TNF and IFNg locus). These studies should be cited to provide a setting where this approach will be relevant.

      A minor point relates to line 329, that sentence stating "Even though most activated Teff cells express cytokine mRNAs, they display a two order of magnitude difference in mRNA and protein expression."

      It is not clear what this is relevant or compared to. A two order of magnitude difference compared to what?

      Significance

      This is a proof of concept study that demonstrates the utility of the T cell smFISH approach to delineate high resolution analysis of cytokine RNA dynamics at a single cell level, for multiple cytokine RNA species. It clearly provides interesting biology and further understanding of RNA dynamics in activated T cells. I especially appreciated the observation of bi-allelic vs mono-allelic transcription, and the ability to explore the role of RNA binding proteins in RNA regulation.

      This technique will have broader applicability and hence will be of interest to those outside T cell immunology. It only requires some minor corrections/revisions.

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      Reply to the reviewers

      Reviewer #1 (Significance (Required)):

      • *

      This study aims to bridge a gap between the mechanisms of preeclampsia and neurodegenerative disorders, and this through the existence of misfolded proteins in the preeclamptic placenta which has been reported before, in particular the beta amyloid protein, known as operative in Alzheimer's disease (AD) in particular.

      • *

      Our response: We sincerely appreciated the reviewer’s constructive comments.

      • *

      *Reviewer #1 (Evidence, reproducibility and clarity (Required)): *

      Minor remarks

      1. It is classical now to present in extenso the WB as supplementary data for Fig 3, 4 and 5. Our response: We will include the full blots in Supplemental information.

      2. *

      It seems that the beta amyloid signal is not stronger for the early onset and the late onset PE samples. Have the authors an interpretation?

      • *

      Our response: The current manuscript includes both early-onset and late-onset cases. Thus, we are certain that amyloid beta deposition is involved in both early- and late-onset PE. We will discuss this matter.

      The figure 4b does not show the BeWo labeling in forskolin with or without beta amyloid peptides, why? It would be illustrative to show a decrease in the fusion processes

      • *

      Our response: In Fig. 4A, we pretreated BeWo cells with Aβ fibrils and after that, cell fusion was induced by Fsk. On the other hand, in Fig. 4b, we treated BeWo with Aβ fibrils and investigated the protein levels and subcellular localization of ZO-1 and E-cadherin. Fig.4b shows that expressions of proteins involved in cell-cell interaction were reduced by Aβ fibril treatment without Fsk. Cell-cell interaction before syncytialization is required for cell fusion, and these proteins disappear after cell fusion. Thus, our results demonstrate that elimination of cell-cell interaction by Aβ fibrils resulted in reduced cell fusion induced by Fsk. This is why we treated BeWo cells with Aβ fibrils before the induction of cell fusion by Fsk, and BeWo labeling in forskolin with or without Aβ fibrils will result in a loss of ZO-1 and E-cadherin regardless of the occurrence of cell fusion. We will discuss this matter in more detail.

      • *

      How do the authors explain that exposure to fibrils did not seem to slow down significantly the fusion process, even though markers are decreased?

      • *

      Our response: Since we previously demonstrated that loss of membrane E-cadherin slows the fusion (Iwahashi et al., Endocrinology, 2019, PMID: 30551188), we believe that reduction of membrane localization of E-cadherin also slows the fusion process. We will discuss this matter further.

      • Could the authors attempt a labeling with the Di-8, an interesting quantitative marker of cell fusion (see ref PMID: 38019394).*

      • *

      Our response: We have shown that pretreatment of BeWo cells and human primary cytotrophoblasts (CTBs) inhibited induction of syncytin-1 and β-hCG. Syncytin-1 is a critical driver of syncytialization and formation of the syncytiotrophoblast layer, and β-hCG is one of the major products of syncytiotrophoblasts. Thus, induction of these proteins is widely used as syncytialization markers of trophoblasts. On the other hand, Di-8-ANEPPS is a potentiometric fluorescent dye that may be used assess cell fusion simply and economically. Although we understand the robustness of this method, we believe that the current data are sufficient to demonstrate that Aβ fibril pretreatment inhibited syncytialization of BeWo cells and CTBs.

      * *

      • *

      Reviewer #2 (Significance (Required)):

      • *

      Investigating the deposition of Aβ in the placenta could enhance our understanding of pregnancy complications such as PE, fetal growth restriction, and neurodevelopmental risks. However, further research on this topic is necessary.

      • *

      Our response: We sincerely appreciate the critical reading and constructive comments of the reviewer. We agree that further research on protein aggregation and the pathogenesis of preeclampsia is necessary. We will discuss this matter in the discussion.

      • *

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      • *

      Major comments

        • If CTBs are treated with Aβ, and if it affects STB, what happens with EVT? Why didn't they check with EVT if the authors wanted to link with PE?*
      • *

      Our response: We thank the reviewer for the critical comment. We investigated Aβ generation by an EVT model cell, HTR8/SVneo cells. We found that HTR8/SVneo cells produced much less amount of Aβ compared to BeWo cells (unpublished). Gao et al. reported that Aβ aggregates induced autophagy in HTR8/SVneo cells and suggested that an excessive autophagy may be detrimental and be involved in the development of preeclampsia (Gao et al., J Mol Histol, 2024, PMID: 38777993). We will discuss this matter in the discussion.

      On the other hand, we have already investigated the effects of Aβ monomers in EVTs, and discovered that even low levels of Aβ produced by EVTs promote EVT invasiveness and have a physiological function. Please see below. We will add these new data in the revised manuscript.


      • *

      • *

        • Did the authors look for pathologies related to Aβ deposition on PE placentas?*
      • *

      Our response: We did not observe any pathologies near the Aβ deposition.

        • Line# 103, the IF images don't show that BACE1 is around HIF1. There are no merged images, and the results are over- or underestimated.*
      • *

      Our response: We agree with the reviewer. There is a time discrepancy between HIF activation and BACE1 induction. Our immunohistochemical analysis showed that PE placentas are in a chronic hypoxia condition and that BACE1 was increased in PE placentas. Our cell-based assay supports that HIF1α stabilization by Roxadustat increased BACE1 levels in BeWo cells. We will tone down the results section of the immunohistochemical analysis.

      • *

        • What is the intended purpose of using Roxadustat? If it inhibits HIF1α, could you explain the reason behind the increased expression of HIF1α? Furthermore, is there evidence to support the efficacy of this compound?*
      • *

      Our response: Roxadustat inhibits the proline hydroxylation of HIF1α and thereby inhibits the ubiquitination and degradation of HIF1α via the ubiquitin proteasomal system. In this study, we used Roxadustat as a HIF1α stabilizer to investigate whether BACE1 levels are increased with hypoxia and HIF1. Our data showed that treatment of BeWo cells with Roxadustat increased HIF1α levels, supporting the efficacy of Roxadustat. We will include this information in the result section for clarity.

        • Is Aβ deposition very specific to PE, or can it also occur for other reasons during pregnancy?*
      • *

      Our response: To date, no report has been found showing Aβ deposition in placentas other than PE. The deposition of protein aggregates, including those of Aβ and transthyretin, has previously been reported in PE. However, the presence and role of these protein deposits in placentas under pathological conditions, in addition to PE, remains to be elucidated. Several stresses such as hypoxia and ER stress may lead to deposition of protein aggregates in the placenta. These points will be discussed in the discussion.

      • *

        • BACE1 is expressed in Normal#2 and #3 but not in #1, #4, and #5. Why is this expressed in #2 and #3? Is there anything wrong with these samples? If patients had gestational hypertension or some other complications?*
      • *

      Our response: We did not find any other complications in the normal placentas. In the brain, Aβ is constitutively generated and thus, thought to play physiological roles. The amount of Aβ is determined by the balance between the production and the clearance. A sustained imbalance of Aβ production and Aβ clearance will lead Aβ aggregation and deposition. We found that BeWo cells expressed BACE1 in a normoxic condition and thus, normal placentas may express BACE1 and generate small amounts of Aβ. Our results suggested that chronic hypoxia in PE placentas resulted in increased BACE1 expression and increased Aβ production, which may eventually result in Aβ aggregation and deposition, because the aggregation process of Aβ is concentration-dependent. We will include this point in the revised manuscript.

      • *

        • PE placentae were compared with GA matched placentae. What is the expression of BACE1 and RB4CD12 in term control placentae?*
      • *

      Our response: We used RB4CD12 as a protein aggregation marker. As shown in Table 1, the current study includes 3 placentas whose gestational ages are over 37 weeks. We did not observe RB4CD12 and Aβ deposition in gestational age-matched control and observed BACE1 expression in one 37 weeks gestational age control. We will include these points in the result section.

      • *

        • If AB fibril deposition is hypoxia dependent, what happens at the early gestation, where oxygen conc is 1-2%?*
      • *

      Our response: At the early gestation, physiological hypoxia promotes the EVT invasion and helps the remodeling of spiral arteries for oxygen supply. Please see our response above. Severe hypoxia on the CTB side in early gestation may result in a miscarriage before PE develops.

      Minor comments

        • The authors only performed IF and IHC. Please confirm and correct the methods accordingly.*
      • *

      Our response: We thank the reviewer for pointing this out. We will correct the methods.

      • *

        • Was the BeWo-b21 clone cell line used for all the experiments in this paper? This is the only clone that can be used for BeWo-STB models.*
      • *

      Our response: We do not have information about the clone number of BeWo cells used in this study. We purchased them from the American Type Culture Collection (Manassas, VA) and they were authenticated by JCRB Cell Bank (National Institute of Biomedical Innovation Japan, report no. KBN0410). By using the same cells, we published three articles in which we successfully analyzed syncytialization of BeWo cells (Yamamoto et al., Endocrinology, 2017, PMID: 28938427; Iwahashi et al., Endocrinology, 2019, PMID: 30551188; Matsukawa et al., Biomolecules, 2022, PMID: 36008943). We would like to apologize for our mistake in the description of BeWo cells in the methods section and thank the reviewer for providing us with an opportunity to correct our mistake. We will note that BeWo cells were purchased from the American Type Culture Collection (Manassas, VA) and authenticated by JCRB Cell Bank (National Institute of Biomedical Innovation Japan, report no. KBN0410) in the methods section, and will upload the authentication report KBN0410 as a review process file.

      • *

        • Have all the experiments on BeWo only been performed once?*
      • *

      Our response: We repeated 6 experiments (the repetitions are biological, not technical, replicates). The results are shown as means ± SEM (n = 6) as stated in the Figure legends.

      • *

      * *

      • *

      Reviewer #3 (Significance (Required)):

      • *

      While Aβ is present in human placentas and accumulates in preeclamptic placentas, the production and role of Aβ in the human placenta remain unclear. The current findings suggest that increased Aβ production in cytotrophoblast by hypoxia may lead to the formation of Aβ fibrils, which inhibit syncytiotrophoblast formation and are detrimental to pregnancy, revealing a novel role of Aβ fibrils in the pathogenesis of preeclampsia.

      • *

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      • *

      The authors found that Amyloid β suppressed cytotrophoblasts syncytialization, which is innovative. The authors used human patient samples and human primary CTB culture which are powerful data.

      • *

      Our response: We appreciate the reviewer’s thoughtful feedback and support.

      • *

      Fig. 3. The authors used Roxadustat to stimulate HIF-1α and showed BACE1 increase. It would be better to have the cells in real hypoxia condition.

      • *

      Our response: There is a time discrepancy between the increase in HIF-1α levels by hypoxia and induction of BACE1. Because the purpose of this experiment is to show that increased HIF1-α correlated BACE1 induction, we used Roxadustat as a HIF1-α stabilizer and showed that sustained induction of HIF increased BACE1 levels. However, we do understand the reviewer’s concern. We will include data showing an increase in BACE1 in hypoxic conditions by performing new Western blotting experiments.

      • *

      Fig. 4 and 5. The authors used external Amyloid β for stimulation. Would the endogenous Amyloid β levels reach the concentration of external one? It would be better to see the quantitative levels of Amyloid β in Fig. 3b.

      • *

      Our response: Because the aggregation of Aβ requires a high concentration of a micromolar order, we used synthetic Aβ fibrils for stimulation. We propose that chronic hypoxia in preeclampsia leads to an elevated local concentration of Aβ through a sustained increase in Aβ production, which eventually results in Aβ fibrillogenesis and deposition of Aβ fibrils. Therefore, it will be difficult for the Aβ concentrations generated by BeWo cells to reach a level sufficient for fibrillogenesis. We will discuss this point in the revised manuscript. In addition, we have already performed ELISA assays to quantitatively analyze Aβ generation by BeWo cells. We will include these ELISA data in the revised manuscript.


      • *

      * *

      • *

      Reviewer #4 (Significance (Required)):

      • *

      The manuscript addresses an important theme recently identified to address the heterogeneous etiology of preeclampsia. Although the authors have used in vitro approaches, the study could have been a solid if not for some major concerns.

      • *

      The authors have focused on an already demonstrated phenomenon but have tried to validate the findings using their in vitro approaches. The manuscript is well written but some lapses for correct references.

      • *

      Our response: We thank the reviewer for the critical reading of our manuscript and his/her constructive comments. As the reviewer pointed out, recent studies suggest that preeclampsia is a proteinopathy. However, the mechanisms by which protein aggregate plays detrimental roles in placentation has not been well-understood. In the present study, we discovered a detrimental role of Aβ fibrils in syncytiotrophoblast formation.

      • *

      Reviewer #4 (Evidence, reproducibility and clarity (Required)):

      Major comments:

        • In lines 50 and 51 of Introduction, the authors provide references to two publications. However, several other articles have appeared before or after these publications that demonstrated evidence for proteinopathy in the placenta and circulation of preeclampsia patients. The reviewer has gone through the literature and found several publications. For example, Kalkunte et al were the first ones to demonstrate the etiology of proteinopathy in preeclampsia placenta and focused on a protein called transthyretin (Am J Pathol. 2013, 183(5):1425-1436). Similarly, Cheng et al demonstrated using a novel blood test that serum from early onset and late onset preeclampsia manifestations contained Aβ and transthyretin (Nature Sci Rep. 2021;11:15934). Jash et al showed the presence of cis P-tau in the placenta and serum of early and late onset preeclampsia patients (Nat Commun. 2023;14:5414). This article and another article by Cheng et al (Hypertension 79(8):1738-1754) revealed that aggregated cis P-tau and transthyretin are etiologically critical for the onset of preeclampsia. There have been several other review and original articles that have talked about Alzheimer's like etiology in preeclampsia (Olie et al, JAMA Netw Open, 2024; e2412870; Basit et al, BMJ 2018; 363:k4109; Schliep et al, Hypertension 2023; 80:257-267, Cheng et al, Am J Reprod Immunol. 2016;75:372-381).*
      1. *

      Our response: We sincerely appreciate the reviewer for his/her helpful comment. We will revise the introduction by citing the references recommended by the reviewer.

      • *

      • Following up on the comments made above, the authors talk about induction of Aβ in hypoxia-treated human trophoblasts represented by an established cell line, BeWo, and primary human trophoblasts. However, it is not clear whether Aβ42 as stated in the manuscript was detected as an aggregated structure or a protein coupled with RB4CD12 aggregate marker. It would have been helpful if the authors could provide direct evidence for Aβ aggregation.*

      • *

      Our response: Based on our previous findings showing that highly sulfated domains of heparan sulfate are common components of protein aggregate deposits, we used RB4CD12, which recognizes these domains, as a marker of protein aggregate deposition. These include aggregates of Aβ in Alzheimer’s disease, transthyretin in ATTR, and p53 aggregates in p53-mutated cancers (Hoshono-fukao et al., Am J Pathol, 2012, PMID: 22429964; Kameyama et al., Am J Pathol, 2019, PMID: 30414409; Iwahashi, PNAS, 2020, PMID: 33318190). Please also see our reply to Comment 5 below. We will perform additional immunohistochemical analysis with the β0001 anti-Aβ antibody and the ProteoStat dye that recognizes protein aggregates.

      • *

      • What appeared to be more surprising is the statement on lines 162 and 163 that cultured CTBs produced Aβ40/42. Again, it is not clear whether the authors are talking about aggregated Aβ or just induction of Aβ. Why should normal CTBs produce Aβ? It is not clear whether this is a transient expression or a long-term phenomenon. The issue is distinction between normal and adverse pregnancy conditions, and the latter associated with protein aggregation as suggested in the literature.*

      • *

      Our response: BeWo cells and cultured CTBs produce Aβ peptides in a normoxic condition. In the brain, neurons constitutively produce Aβ peptides, which have physiological roles such as controlling neuronal hyperexcitability, enhancing of synaptic plasticity, and improving memory (reviewed in Kent et al., Acta Neuropathol, 2020, PMID: 32728795). The amount of Aβ in the brain is regulated by the balance between Aβ production and Aβ clearance, and the imbalance of the production and the clearance may result in an increase in Aβ local concentration and Aβ aggregation. Our results showing that hypoxia increased Aβ production in BeWo cells suggest that chronic hypoxia, which is a risk of preeclampsia, may lead to a sustained increase in Aβ production and an elevated local concentration of Aβ at or near the site of Aβ production. We will discuss these points in the discussion.

      In the present study, we showed that aggregated form of Aβ (i.e., Aβ fibrils) was detrimental to the CTB differentiation. On the other hand, we already found that Aβ monomers promoted EVT invasion (please see the below). We believe that promotion of EVT invasion by Aβ monomers represent a physiological function of Aβ in the placenta. We will include these new data in the revised manuscript and we will also perform experiments with BeWo cells and Aβ monomers in order to investigate whether Aβ monomers have some roles in CTB differentiation.

      • *

      • *

      • *

      • The authors have adequately pointed to importance of hypoxia in the onset of preeclampsia-like features. As a matter of fact, Lai et al demonstrated in a mouse pre-clinical model that hypoxia could induce severe features of preeclampsia (Hypertension. 2011;57:505-514). The use of hypoxia as driver of Aβ induction is appreciated.*

      • *

      Our response: We agree with the reviewer that studies using preclinical animal models are an important topic for the future. __We will discuss this point in the discussion. __

      • *

      • In Fig. 1, although the authors have used DIC approach, it would have been helpful if they presented individual Aβ and RB4CD12 green and red channels, and a merged profile. For example, PE #4 sample does not appear to have much RB4CD12. Again, there is a question of aggregated or native protein structures. It is difficult to have a satisfactory statistical analysis. Did the authors look for Aβ in the anchoring villi region of the placenta?*

      • *

      Our response: We will show the green and red channel images individually. We have noticed that we detected Aβ deposition without RB4CD12 signals. Aβ is small peptides of 40 to 42 amino acid residues and is extracellularly released after the production. Non-deposited Aβ monomers are not detected by immunohistochemical analysis, because these soluble Aβ peptides are spread out in the tissue fluid. Thus, in our statistical analysis, we calculated only merged signals of Aβ and RB4CD12, which suggests that our data show the aggregated and deposited Aβ. We will note this point in the results. In addition, we will perform immunohistochemical analysis with the anti-Aβ antibody and the ProteoStat dye. Please also see our response to Comment 2 above. We did not observe Aβ deposition at the anchoring villi.

      • *

      • Fig. 2 does not show significant staining for HIF1-α in PE placental tissue.*

      • *

      Our response: In a normoxic condition, HIF1-α is constitutively expressed but degraded via the proline-hydroxylation and the subsequent ubiquitination and degradation in the proteasome. Because the proline-hydroxylation is oxygen-dependent, hypoxia induce HIF1-α accumulation. Thus, our data suggest a hypoxic environment in the preeclamptic placentas. We will note this point in the results section.

      • *

      • Fig. 3B, why should there be Aβ40/42 under normoxic conditions? This is the most pertinent concern and the authors are validating significant expression of Aβ40/42 under normal conditions. In normal pregnancy placenta, this protein has not been detected.*

      • *

      Our response: Aβ peptides are constitutively produced in BeWo cells, and the production was enhanced by hypoxia. Aβ is small peptides of 40 to 42 amino acid residues. We did not observe Aβ signals in the immunohistochemical analysis of the normal pregnancy placentas, because Aβ peptides that do not aggregate and deposit in the placenta were distributed in the tissue fluid and lost before and during the processing of the placentas for the paraffin-embedding and immunostaining. Our immunohistochemical analysis detects only Aβ deposition. Thus, the absence of Aβ signals in the immunohistochemical analysis of normal placentas does not mean that normal placenta does not produce any Aβ peptides.

      • *

      • Figs. 4 and 5 present the crux of the conclusions that the authors are trying to draw from their study. Aβ peptide solution was incubated for 5 days at 370C to prepare so called Aβ fibril-like structures. What is the purity of fibril structures? Does this preparation show toxic effects on cell viability? Human trophoblasts expressing E-cadherin fail to participate in endovascular cross-talk with endothelial cells, a process required for spiral arteries. It appears that either BeWo cells or primary trophoblasts used in this study represent trophoblasts from third trimester. It is not clear why should Aβ fibril like structures should inhibit ZO-1 and E-cadherin or β-hCG (Fig. 5) for that matter. In Fig. 5C, there does not seem to be a major effect of Aβ fibrils. Did the authors try synthetic Aβ as a control. These experiments could have been meaningful but for proper controls.*

      • *

      Our response: Synthetic Aβ was purchased from Peptide Institute (Osak, Japan). The purity is >95%. We will include the data sheet as a review process file. In case that the reviewer wants to know the fibril content of the preparation, we will calculate the fibril content by using Native PAGE followed by Western blotting. We did not observe any cytotoxicity of the preparation as shown in Supplemental Fig. S3.

      We previously showed that membrane localization of cell-cell interaction proteins such as ZO-1 and E-cadherin in cytotrophoblasts is required for syncytialization (Iwahashi et al., Endocrinology, 2019, PMID: 30551188; Matsukawa et al., Biomolecules, 2022, PMID: 36008943). Because Aβ aggregates disrupt membrane localization of tight junction proteins partly by inducing excess autophagy (Marco et al., Neurosci Lett, 2006, PMID: 16644119; Chan et al., Exp Cell Res, 2012, PMID: 29856989), we hypothesized that Aβ fibrils may also disrupt membrane localization of ZO-1 and E-cadherin in BeWo cells. We are focusing on the effect of Aβ fibrils on cytotrophoblasts at the late stage of pregnancy when the remodeling of spiral arteries is completed. We understand the importance of investigating the effects of Aβ and Aβ fibrils on early pregnancy. We will cite an article showing the effects of Aβ aggregates on EVTs (Gao et al., J Mol Histol, 2024, PMID: 38777993) and include our data showing the Aβ monomer functions on EVT invasion. Please also see our reply to Comment 3 above. As for Fig. 5C, we will improve the quality of images. We will also perform experiments to investigate whether Aβ monomers alone affect syncytialization of BeWo cells.

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      Referee #2

      Evidence, reproducibility and clarity

      In this manuscript, the authors examine the deposition of amyloid-β (A β) peptides that accumulate in the brains of patients with Alzheimer's disease (AD). The authors demonstrated the expression of HIF-1 in the pre-eclamptic (PE) placental tissue using immunofluorescence (which is not novel), alongside the expression of BACE1. These experiments were also validated using BeWo and primary trophoblast cells cultured under hypoxia to mimic one of the characteristics of PE. However, this manuscript is quite preliminary, and many additional experiments are necessary to confirm the deposition of Aβ fibrils in PE. The authors treated CTB and observed the effects on STB, but in PE, the main cell lineage affected is extravillous trophoblast (EVT) cells, which invade the spiral artery. The defect in this invasion is one of the major causes of PE. Therefore, the authors should investigate the effect of hypoxia and Aβ deposition on EVT invasion. Overall, this work appears very incomplete, and further experiments are warranted.

      Major comments

      • If CTBs are treated with Aβ, and if it affects STB, what happens with EVT? Why didn't they check with EVT if the authors wanted to link with PE?
      • Did the authors look for pathologies related to Aβ deposition on PE placentas?
      • Line# 103, the IF images don't show that BACE1 is around HIF1. There are no merged images, and the results are over- or underestimated.
      • What is the intended purpose of using Roxadustat? If it inhibits HIF1, could you explain the reason behind the increased expression of HIF1? Furthermore, is there evidence to support the efficacy of this compound?
      • Is Aβ deposition very specific to PE, or can it also occur for other reasons during pregnancy?
      • BACE1 is expressed in Normal#2 and #3 but not in #1, #4, and #5. Why is this expressed in #2 and #3? Is there anything wrong with these samples? If patients had gestational hypertension or some other complications?
      • PE placentae were compared with GA matched placentae. What is the expression of BACE1 and RB4CD12 in term control placentae?
      • If AB fibril deposition is hypoxia dependent, what happens at the early gestation, where oxygen conc is 1-2%?

      Minor comments

      • The authors only performed IF and IHC. Please confirm and correct the methods accordingly.
      • Was the BeWo-b21 clone cell line used for all the experiments in this paper? This is the only clone that can be used for BeWo-STB models.
      • Have all the experiments on BeWo only been performed once?

      Significance

      Investigating the deposition of Aβ in the placenta could enhance our understanding of pregnancy complications such as PE, fetal growth restriction, and neurodevelopmental risks. However, further research on this topic is necessary.

    1. After exclusion of duplicates, one researcher (ELG) screened titles and excluded those definitely not relevant. Next, the same researcher screened remaining titles and abstracts, again excluding those definitely not relevant. Finally, remaining full texts were screened by two researchers independently (ELG & JA) to identify those meeting the inclusion criteria. If in doubt, papers were retained at any stage for inspection by both reviewers, with disagreements resolved by discussion.

      This should exclude any faulty information from outdated articles

    1. The Antinet’s structure enables you to retain more knowledge and connections than you ever thought possible. You’ll begin to notice yourself reading differently. Certain keyterms you’ve stamped onto your mind by way of the deliberate act of writing them onto your index will start to arise while reading; all you have to do oftentimes is simply write down the keyterm in the book’s margin. Or, if you do not wish to write in a book’s margins, you can write the keyterm down on a notecard you keep with you while reading, which is what Luhmann did. This notecard acts as a staging area for your thoughts before you transform them into full reflections on individual cards.

      Algo similar me pasó con Hypothesis durante la escritura doctoral. Sin embargo, fui grandemente ayudado por los sistemas de autocompleción de etiquetas en Hypothesis, de modo que, cuando estaba etiquetando una lectura, encontraba otras etiquetas que ya había usado y un orden emergente iba ocurriendo en mi forma de leer, que luego empleaba para mi forma de escribir.

    2. It’s about exploration from one card to the next, and jumping to cards linked to remote branches. The tree structure of the Zettelkasten enables meaningful exploration. One knowledge scientist goes on to say, “secondary memories themselves have an inner order that allows for exploration.” (21)21 Such things are enhanced by the tree structure of the Zettelkasten.

      Al comienzo pensaba algo así de cosas como Leo editor, donde organicé mucho de mi conocimiento en árboles con clones que podían aparecer en varias hojas. Sin embargo, dicha estructura podía tonarse complicada de acceder y preordenar (en esa época no tenía la estrategía de ordenar por fecha) y la interfaz no tenía muchas de las conveniencias de la interfaz web.

    3. Simply stated, Luhmann’s Zettelkasten structure was not dynamic or fluid in nature. Yet, it was not rigid, either. Examples of a rigid structure are classification systems like the Dewey Decimal Classification System or Paul Otlet’s massive notecard world museum known as, The Mundaneum. These types of systems are helpful for interpersonal knowledge systems; however, they’re not illustrative of what Niklas Luhmann’s system was: an intrapersonal communication system. Luhmann’s notebox system was not logically and neatly organized to allow for the convenience of the public to access. Nor was it meant to be. It seemed chaotic to those who perused its contents other than its creator, Niklas Luhmann.

      Nuestros wikis interpersonales son pensados para ser utilizados por otras personas. Sin embargo, los identificadores únicos vía NanoID, podrían tener también una jerarquía de contadores arborecentes, similares a los de Luhmann.

      Había pensado en esos contadores únicos en cada wiki para TiddlyWiki por si queríamos algún tipo de enlace corto local de ese wiki y el NanoID para los indicadores únicos entre wikis, dadas las bajas probabilidades de colisión. Son ideas que se pueden combinar con otras como el control de versiones.

      El carácter dinámico del wiki no tiene por qué sacrificar la trazabilidad histórica y una cierta memoria visual de los enlaces y sus conexiones. Lo clave es que el wiki sea programable con curvas progresivas entre creación de contenido y de funcionalidad, como lo hace TiddlyWiki y lo propone Cardumem

    4. This is important because it allows one to communicate with the Antinet, transforming it into a communication experience with a second mind, a doppelgänger, or a ghost in a box, as Luhmann called it. (5)5 This is the entity Luhmann referred to when he titled his paper, Communicating with Noteboxes.

      El comentario a una anotación continente habla de Monos de Markov, en el sentido de atribuirle personalidad y vida a algo inanimado, al hablar con él (tanto como se habla con un Tarot u otro juego interpretativo/narrativo). Estos serían los límites del "ghost in a box", que valdría la pena reconocer a pesar de lo útil de la interpretación animista para el archivo.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

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      Reply to the reviewers

      General Statement

      *Our lab was totally destroyed on June 15th by an Iranian missile. All stocks, equipment and reagents were lost. While we performed many of the experiments requested by the reviewers, unfortunately some were never completed. We thank you for your understanding. *

      We thank the three reviewers for their thoughtful comments and useful suggestions on how to improve our paper. Some of the reviewers claimed that the paper is “preliminary”. We would like to highlight that in our opinion “preliminary” has two possible meanings in this context: 1) the data does not yet support the claims that the authors wrote; 2) the story is short and should be extended. While we totally agree that type 1 “preliminary” should be addressed (and we have addressed that to the best of our abilities), type 2 “preliminary” is a matter of scope, the length of the paper/project and the publication home. We believe that this story, which has been led by an outstanding master’s student (and as such has had a limited timespan) is worthwhile of publication in its current scope.

      2. Point-by-point description of the revisions

      Reviewers’ comments are in BLUE while our responses are in BLACK.

      Reviewer 1 Summary: This study reports a role for matrix metalloproteinases (MMPs) in the developmental pruning of gamma Kenyon cells (KCs) in the fruit fly Mushroom Body during larval-pupal metamorphosis. The authors show through gene expression studies that MMP genes are upregulated in late larval stages as part of the early program for this type of neuronal pruning. They show through cell-targeted RNAi studies of both secreted MMP-1 and membrane-anchored MMP-2, that both genes are required in glial cells and to a lesser extent within KCs.

      Both MMPs have secreted and membrane-anchored isoforms and we did not assess whether the secreted/anchored isoforms are involved; e.g. see LaFever et al. 2017.

      The authors show that MMP secreted from glial is required for normal levels of Mushroom Body developmental neuronal pruning. They mention that MMP genes have been identified in schizophrenic patient screens in patients, and that perhaps a comparable pruning mechanism could be involved in the loss of grey matter (loss of synapses) in patients. The authors propose that MMP levels may be a potential therapeutic marker in the future.

      We thank the reviewer for his comments. We find it important to clarify that we do not think our work suggests that the MMPs levels may be a potential therapeutic marker without much additional work in the future. In the original text we added a claim from another paper suggesting MMPs as therapeutic target. However, due to the arising confusion, we decided to delete this statement from the text (original line 198). We also added a general disclaimer towards the end of the discussion regarding the genetic power of Drosophila but its limited implication into human health (new lines 276-278).

      Major Comments: Overall, the work is of a reasonable standard, but very preliminary

      Please see general note on two types of “preliminary” – we thank the reviewer for helping us substantiate our claims and strengthen our paper but we do not plan to significantly increase its scope.

      The study lacks the substance to completely convince me of any of the results. There is SUBSTANTIAL work that needs to be done to make this publishable. There are a lot of writing mistakes; so many that I do not list them in detail here

      We are not absolutely sure that we understand to which mistakes this reviewer is eluding. However, we carefully rewrote the manuscript, streamlined many of our claims and added many new and more recent references.

      The references citations are fairly old, but I do not list update replacements here

      Thanks – we added many newer and relevant citations.

      The text is very brief, and the overall writing needs to include significantly more description and detail

      We have included more descriptions and details, as will be elaborated later on, but – again - this is a short report and will remain as such.

      This is evident in all aspects of the manuscript, but especially notable in the Methods and Figure Legends

      Thanks for raising this comment, which was reverberated also by other reviewers – we have now included more details, with a particular focus on the genotypes (Table 2), that somehow were erroneously not included in the original submission, as well as more detailed figure legends.

      None of the Figure Legends include full genotypes of any of the fly lines, and these full fly lines are also not included in the Methods. This is vital to compare the experimental lines to the controls

      True – our apologies for this mistake, we now added the full genotypes in Table 2.

      Major points are listed below:

      1. Figure 2: It is important to note of the specific age of animals in these images when talking about the loss of genes in development. Are all the animals age-matched? High levels of synaptic pruning occur post-eclosion), and it is important to understand when these pruning defects occur. It is mentioned that that overlap for the gene expression data is upregulated during 6-18h APF is this when these images are taken? This is very important in the context of pruning as SCZ symptom presentation is very late relative to these early events.

      We thank the reviewer for this comment which suggests we were not clear enough in our description. We do not claim to have generated an SCZ model and have clarified this better in the text (lines 275-278). Furthermore, axon pruning happens during pupal development, but in all the main figures in this manuscript we dissected young adult flies (3-5 days post eclosion) and show the remnants of unpruned axons (as we have done in numerous studies). To make sure that initial development occurred normally, we also include larval brains in the Figure S7. We now clarified the fact that we are imaging adult brains as a readout to investigate whether pruning occurred during metamorphosis or not (line 124-126).

      1. Figure 2: In the figure legend, it is indicated that the arrows are unpruned axons, however in the controls these areas appear to be highly innervated. Further explanation is needed about the context of the arrows, as there are clear visual differences between these images and the controls, but they appear to have a more expansive phenotype than "unpruned axons". The data does not match the visual representation in comparison to the control.

      We apologize for this confusion. Unfortunately, the driver which we use to label the γ-axons, R71G10-QF2, is not absolutely specific to the γ type KCs but also expressed (sometimes) in the ɑ/β KCs. As the ɑ/β axons are very stereotypic in shape and also express high levels of FasII (which we stain for), we can easily distinguish between the ɑ lobe and unpruned γ axons. To clarify this point, we now clearly demarcate all lobes in the control images and specifically the ɑ lobe in all panels. Additionally, we added new schemes in Figure 2A and 2O to better clarify the anatomy and experimental design.

      1. Figure 2: There needs to be more descriptive definitions and clarifications to the defects labeled in panel K. This could be done in the figure legend, but it would be more useful to label the images provided. For example, if Mmp2 is a "mild pruning affect, put that in the pie chart somewhere, to help guide the description of the phenotype to what those confocal images look like.

      We understand that the pie chart in Figure 2 was confusing and therefore simplified it in the current version (Fig. 2B and 2P). Also, thanks to this great point, we now include a new Figure S3 that includes examples for the ranking categories, which were now performed by two independent investigators in a blind manner.

      Figure 3: The time points of the images of the Mushroom Body (MB) are vital to understanding the process and regulation of these genes.

      Please see our comment to point #1 – unless specifically stated otherwise, all images are MBs of adult flies, as now clearly mentioned in the figure legends, in the text and in the Material and Methods section.

      1. Figure 3D: Significant description of this graph needs to be added for clarity. What parameters separate each phenotypic defect? Labeling the images and showing images that belong in different groups would be very helpful and improve the paper significantly.

      We now included a new Figure S3 (also see our response to comment #3).

      1. Figure S1: Additional experiments would help answer the strength of the phenotype for the ALG-Gal 4 driver. The authors need to perform the rescue experiment. Use a MMP-2 null and then drive it back in the ALG-GAL4 to see if this is sufficient to rescue the neuron pruning. This also isolates the mechanisms to one subtype of glia.

      These are excellent suggestions that are, unfortunately, not doable. To perform a rescue experiment, one would need a viable loss-of-function phenotype of an Mmp2 mutant. There is one published Mmp2 loss-of-function null allele which is lethal during pupal development (Page-McCaw et al, 2003). Our previous data, using tissue specific (ts)CRISPR, suggested the involvement of Mmp2 in neurons for their remodeling (Meltzer et al, 2019). We therefore independently generated an Mmp2 germline mutant using CRISPR (harboring an indel resulting in a premature stop codon and predicted to encode a truncated, 77 amino-acid long protein), now described in Fig. S5A (and in the Materials and Methods). This allele is, as expected, unfortunately also lethal. We attempted to overcome lethality by generating MARCM (mosaic) clones in neurons, but as expected, because Mmp2 is largely secreted, there was no pruning defect phenotype (Fig. S5B-C). Unfortunately, it is not yet possible to generate glial clones.

      Figure 3 and 4: The other glial subtypes need to be analyze to make any conclusion about their involvement, as well as the involvement of the astrocytes. Running these exact same experiments on the cortex glial and ensheathing glia will provide essential insight into what glial subtype is involved. The presumed lack of phenotypes in these other glial subtypes will also strengthen the argument that the astrocytes are specifically involved in this process. These are vital experiments.

      We currently limited our analysis (and conclusions) to astrocytes. Despite the fact that this experiment is beyond our initial scope, we obtained reagents and performed preliminary experiments (using the R77A03-Gal4 driver for cortex glia, and the R83E12-Gal4 for ensheathing glia). In both cases, we observed extremely mild pruning defects, not comparable to those with Repo- or Alrm-Gal4. In these preliminary experiments we lacked a proper control, and now, unfortunately, due to the loss of our lab, we are unable to complete these experiments in a reasonable amount of time.

      1. Figure 4: Again, description of the phenotypes and examples of these would improve the quality of this figure substantially.

      Absolutely agree – see our response to comment #3 (and Fig. S3).

      1. Figure 5: An improvement on the quantifications of these phenotypes would strengthen the paper substantially. More detailed description of the phenotypes and how they related to the control would significantly improve the overall quality of the work.

      Thanks again for highlighting that we neglected to include the full genotypes that are now added (Table 2). We also thank the reviewer for raising the point regarding quantification. First, we generated a new Fig. S3A-E to show examples of the ranking by two independent rankers. Second, ranking was performed by looking at TdTomato positive vertical axons that are outside of the ɑ lobe (high FasII) – this is now better explained in the materials and methods. Additionally, while we would love to have a better scoring, and automatic, system – and even published a semi-automated scoring algorithm in Alyagor et al. 2018 (Figure 3O in the Alyagor paper), because the driver also labels vertical axons (ɑ/β) and because unpruned γ axons often express FasII, this quantification method does not always work. What we have done in previous cases, as we have also done here, is to provide independent ranking by two investigators and compare their ranking (Fig. S3F-G). Finally, we are working with our AI hub to develop automatic scoring systems that will not require human ranking – however this is beyond the scope for this manuscript.

      Minor Comments: 1. Figure 1A: I would suggest labeling the KC (gamma) and potentially one of the others (a/B, a'/B') to orient the reader to the differences between these two subsets of the KCs, and to emphasize which neurons are undergoing pruning and where the cell bodies are and where the axons project.

      Thanks for the suggestions – we now better annotated the scheme in Figure 1A as well as additional schematics in Figure 2 and, finally, better annotations in selected panels. Specifically, the ɑ lobe is outlined in magenta throughout all relevant panels.

      1. Figure 1C: This panel needs further labeling to explain the findings in the heat map. Labeling some of the genes that were found and where they were would be helpful. This could also be done in the figure legend, however without any further labeling or context the heatmap is confusing.

      We apologize for the incomplete figure. We did not want to overload the figure with data, which is why we are showing only the important clusters and did not include gene names. To keep the figure simple, but at the same time provide the complete information, we now include the full data in Fig. S1 (that includes the original heatmap with all the dynamic clusters I-IX, and including all the gene names). For the full raw data, including non-dynamic clusters, the reader is referred to look in Supplemental excel file 1. We hope this provides the clarity that this reviewer rightfully asks for.

      1. Figure 3B,C: The full genotypes need to be labeled. What is the exact genotype used for the control?

      The full genotypes of all figure panels are now included in Table 2 in the Materials and Methods.

      1. Figure S1: The stock number for the ALG-GAL4 is missing, there are multiple different drivers, therefore this could be helpful in understanding this phenotype, as some are better than others.

      Indeed, Alrm-Gal4 comes on two chromosomes – we used BDSC #67032, which is on chromosome III and this is now clearly mentioned the Materials and Methods section.

      1. Figures 3 and 4: Labeling needs to remain consistent; Figure 3 "Glia-Gal4", Figure 4 "glia-gal4".

      Thanks, done.

      Reviewer #1 (Significance (Required)):

      General Assessment: An interesting study on MMP function during an unusual type of neural development (axon pruning). Most of the MMP function appears to be in glia, although the MMP role in this context in unclear. The MMP function in the neurons being pruned is unexpected and even less clear. The study is somewhat poorly described in terse language lacking essential information, which gives the overall impression of a preliminary report.

      Advance: Glial MMP function has been described for neuronal clearance mechanisms following injury. The main advance here is to describe a similar function during normal development. Audience: Developmental neuroscientists, MMP biologists, possibly schizophrenia clinician researchers

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      Neuropsychiatric conditions are often influenced by genetic factors. Schizophrenia is a complex mental disorder characterised by a mixture of hallucinations, delusions and disorganised thinking that causes lifelong problems in daily life. GWAS have identified a number of genes associated with the risk of developing schizophrenia, although genetic predisposition alone is not sufficient and additional environmental factors are required. In the current manuscript, the authors aim to exploit the strength of the Drosophila system to explore a link between schizophrenia-associated genes and neuronal remodelling during development. They focus on the mushroom body in the adult brain, where pronounced neuronal remodelling occurs during metamorphosis. To assess the potential role of the genes identified by the GWAS, they performed a targeted RNAi-based screen. They focus on the role of metalloproteases and find that they are required in neurons and in glia for the pruning of mushroom body axons. The study starts with a selection of 32 genes, 29 of which are listed (a bit hidden) in materials and methods and the identification of the Drosophila orthologs. The expression patterns of these genes in Kenyon cells are presented in Figure 1 - but unfortunately no information is given on who is expressed when

      We apologize for the confusion. We attempted to keep Figure 1 simple but this resulted in the absence of critical information, as the reviewer suggests. We now include a Figure S1 that includes the entire heatmap of the dynamically expressed clusters I-IX with all the gene names. Additionally, we now augmented the information in Table 1 to include the screen phenotypes. Finally, Supplemental excel file 1, also included in our original submission, includes all the data, and is now better referred to throughout the text.

      In a next step, Kenyon cell specific RNAi knockdown experiments are shown that identify a pruning phenotype for several genes. They demonstrate that Mmp2 (and similarly Mmp1) is also required in glia. Although Mmp2 was identified by neuronal RNAi-based knockdown, double knockdown experiments led the authors conclude that its primary function is in glia. The study emphasises the use of the advanced genetic model to understand complex human diseases. However, the paper does not go far enough in making use of the excellent genetics available. Basically, the report is about the identification of a few hits in a small RNAi screen, which is fine in itself, but leaves many questions unanswered. Do mmp1/2 mutants have a phenotype?

      This is a very important question that cannot be answered, unfortunately. There is one published Mmp2 loss of function null allele which is lethal during pupal development (Page-MaCaw et al, 2003). Our previous data, using tissue specific (ts)CRISPR, suggested the involvement of Mmp2 in neurons for their remodeling (Meltzer et al, 2019). We therefore independently generated an Mmp2 germline mutant using CRISPR (harboring an indel resulting in a premature stop codon and predicted to encode a truncated, 77 amino-acid long protein), now described in Fig. S5A (and in the Materials and Methods). This allele is, as expected, unfortunately also lethal. We attempted to overcome lethality by generating MARCM (mosaic) clones in neurons, but as expected, because Mmp2 is largely secreted, there was no pruning defect phenotype (Fig. S5B-C). Unfortunately, it is not yet possible to generate glial clones. Additionally, available Mmp1 mutants are, sadly, also homozygous lethal. That said, in our revised manuscript we now include data demonstrating that expression of a dominant negative variant of Mmp1 inhibits pruning (Fig. 3J-K). We strengthened the evidence regarding the reliability of Mmp1 RNAi using an antibody mix (Fig. S4), and for Mmp2 – we refer to a manuscript that tested its efficiency (Harmansa et al., 2023). Lastly, we added new data using an additional RNAi line targeting Mmp2 from the VDRC collection (Fig. 3L).

      Can the phenotype be rescued?

      Unfortunately, without a viable mutant LOF phenotype, a rescue experiment is impossible. Regardless, in an attempt to rescue the RNAi phenotype, we designed and generated an RNAi-resistant Mmp2 overexpression transgene. Unfortunately, due to the destruction of our lab – several days after we received this transgenic line from Bestgene – this experiment is not included in the revision.

      Does TIMP expression lead to similar phenotypes?

      This is an interesting question which we addressed in our experiments but did not include in the text. Unfortunately, overexpression of TIMP did not have any effect on MB development. We are adding this figure here as Reviewer Figure 1, but we think that adding this information to the paper will not improve it for several reasons. The lack of phenotype by overexpression of Timp can result from a technical issue such as low expression or mislocalization of the protein, or a biological issue such as more complicated involvement of TIMP or other MMP inhibitors.

      What is the temporal requirement for Mmp1/2?

      This is an excellent suggestion, not an easy experiment, but one that we initiated, using a temperature sensitive Gal80 to control the expression of the RNAi only during metamorphosis. However, to the unfortunate destruction of our lab, this experiment was never completed.

      What are the target proteins of Mmp2?

      This is the million-dollar question – but unfortunately is beyond the scope of this short report.

      Is Mmp2 still required when astrocyte motility is blocked? What is the morphology of glia after Mmp1/2 knockdown?

      Thank you for this wonderful suggestion. We initiated two types of experiments using sparse labeling techniques (both MARCM and SPARC) to identify the morphology of single astrocytes in WT vs. MMP KD. However, these are complicated crosses that were not completed prior to the destruction of our lab.

      Reviewer #2 (Significance (Required)):

      The strength of the study is to identify a pruning phenotype after RNAi-based knockdown. The limitations is that this study is very superficial, it is the beginning of a paper. The initial claim to use Drosophila because to its advanced genetics is not met. The results section is shorter than the discussion.

      While we agree with much of the reviewer’s statement this also relates to our general comment about “preliminary” type 1 and type 2 – True, this could be the beginning of a big paper and it would definitely be a more comprehensive and deep story. Most of the papers from my lab are indeed a 5 year endeavor. However, this short report (which is now longer, more detailed, and includes additional experiments) is a result of the work of an outstanding master’s student who came up with the idea for the project entirely by herself. Thus – given the data that she has acquired, and the fact that my lab will not continue to study MMPs or schizophrenia, the question needs to be whether the data supports the claims and whether this is an advance of science worthwhile of publication in a respectable journal. Our clear and decisive opinion is that the answer to that question is yes.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      In this work, Schuldiner and colleagues explore the role of Mmp1 and Mmp2 in neuronal remodeling in the mushroom body of Drosophila. Overall, this work is very interesting, but in its current form seems quite preliminary. The biggest limitation of the study is that single RNAi lines are used with no validation that the lines are working, despite the fact that Mmp antibodies are available as are endogenously tagged Mmp lines that could have been used to validate the genetic manipulations. Specific concerns are listed below.

      We thank reviewer 3 for his generally positive assessment of our work and we now performed additional experiments to strengthen and validate the original RNAi findings – for specifics see our reply to the points below.

      Major concerns 1) The scoring system for pruning of mushroom body neurons seems very variable, even in controls (where scoring can range from very mild to moderate), and it is very hard to assess from the images what one is looking at (rather than using our own judgment, we rely on the authors' words). It would be necessary to have better labeling and examples of what phenotypes are considered "mild", "severe", "wild type-like". It would also help to understand how phenotype assessment is guided by the overlap between the signals from TdTomato fluorescence and FasII stain.

      We thank the reviewer for raising this point, that has also been highlighted by other reviewers in some form. First, we have generated Figure S3A-E to show examples of the ranking, which was now performed by two independent investigators. Second, ranking was performed by looking at TdTomato positive vertical axons that are outside of the αlobe (high FasII) – this is now better explained in the materials and methods. Additionally, while we would love to have a better scoring, and automatic, system – and even published a semi-automated scoring algorithm in Alyagor et al. 2018 (Figure 3O in the Alyagor paper), because the driver also labels vertical axons (ɑ/β) and because unpruned γ axons often express FasII, this quantification method does not always work. What we have done in previous cases, as we have also done here, is to provide independent ranking by two investigators and compare their ranking (Fig. S3F-G). Finally, we are working with our AI hub to develop automatic scoring systems that will not require human ranking – however this is beyond the scope for this manuscript.

      2) The biggest limitations of the approach are that single RNAi lines are used to screen, with no accompanying validation of the tool (see above)

      We agree. Unfortunately not all RNAis are “equal” and thus not all of them work. To support the RNAi data, we have better clarified previous experiments that demonstrate the importance of neuronal Mmp2 via tissue specific (ts) CRISPR (Meltzer, et al, 2019). Unfortunately, the Mmp2 null mutant that is available is lethal during pupal development (Page-MaCaw et al, 2003). We therefore independently generated an Mmp2 germline mutant using CRISPR (harboring an indel resulting in a premature stop codon and predicted to encode a truncated, 77 amino-acid long protein), now described in Fig. S5A (and in the Materials and Methods). This allele is, as expected, unfortunately also lethal. We attempted to overcome lethality by generating MARCM (mosaic) clones in neurons, but as expected, because Mmp2 is largely secreted, there was no pruning defect phenotype (Fig. S5B-C). Unfortunately, it is not yet possible to generate glial clones. Additionally, available Mmp1 mutants are, sadly, also homozygous lethal. That said, in our revised manuscript we now include data demonstrating that expression of a dominant negative variant of Mmp1 inhibits pruning (Fig. 3J-K). We strengthened the evidence regarding the reliability of Mmp1 RNAi using an antibody mix (Fig. S4), and for Mmp2 – we refer to a manuscript that tested its efficiency (Harmansa et al., 2023). Lastly, we added new data using an additional RNAi line targeting Mmp2 from the VDRC collection (Fig. 3L).

      3) RNAi-based knockdown is used to infer epistatic information-this is not appropriate as epistasis experiments need to be done with null alleles to make firm conclusions. Additional concerns: ● Even with the same driver, knockdown efficiency for 2 different genes could be variable and dependent of the specific RNAi used. ● The comparison between drivers is even harder, as driver strength varies greatly. ● The knockdown efficiency drops with increasing numbers of RNAi used. ● The specific genotypes used for this experiment should be clarified, as it would be very important to ensure that the UAS dosage is equal across conditions.

      We agree that RNAi is not optimal to assess epistasis. And indeed, we did not mean to claim epistasis relationship between Mmp1 and Mmp2, nor between neurons and glia. We now use better language to clarify this. To define epistatic relationships, the use of mutants would be required, unfortunately the use of nulls is not possible because they are lethal and secreted (thus not enabling mosaic analyses). We agree that increasing the number of RNAi lines is expected to reduce their efficiency – this is why it is even more significant when we see an increased defective phenotype in the double knockdown experiments. Finally, we totally agree about the genotype comment and apologize that it was erroneously omitted in the original submission– all of which have been now added (Table 2 in materials and methods).

      4) To further deepen the rigor of this work, a few simple yet important things could have been done. First, it would be important to rule out that knocking down Mmps does not affect astrocyte numbers and health (could be assessed by counting numbers and observing their morphology). Also, the authors previously showed that astrocytes actively infiltrate the axon bundle prior to pruning to facilitate axon defasciculation and pruning (Marmor-Kollet et al., 2023). It would have provided an important insight to examine if astrocytes can infiltrate the axon bundle if Mmp2 and/or Mmp1 are knocked down.

      Thank you for these wonderful suggestions. We embarked on a few experiments as detailed below, unfortunately these are complicated crosses that were not completed prior to the destruction of our lab. 1) We initiated two types of experiments using sparse labeling techniques (both MARCM and SPARC) to identify the morphology of single astrocytes in WT vs. MMP KD. 2) Testing astrocytic infiltrations requires three binary systems, we obtained and generated stocks required for these experiments, but these were prematurely terminated. 3) We initiated experiments to count the number of glial nuclei in the vicinity of the degenerating axonal lobe (at the onset of pruning). Preliminary experiments with a small n (3 controls, 4 Mmp1 RNAi, and 5 Mmp2 RNAi) suggest that the number of glial nuclei is not significantly different between these conditions.

      Minor The introduction puts big emphasis on the role of glia, but then to narrows down candidate genes for the screen a γ-KCs transcriptional data set is used, and the initial screen is done via knockdown of those candidates in neurons (there is a disconnect between rationale and approach).

      We totally agree with this reviewer which is why we now changed the paper to include both neuronal and glial loss-of-function screens. Figure 1 is now augmented with the glial data.

      Rationale for looking into axon pruning and how that translates into insights about synaptic pruning defects in schizophrenia should be more clearly stated.

      Indeed, our belief that synapse pruning and axon pruning share molecular mechanisms remains yet unproven. However, both are steps during neuronal remodeling, which has been previously implicated in schizophrenia. That said, we now added an additional disclaimer to acknowledge the limitation of our findings in the context of human disease and synapse elimination (lines 275-279).

      Figure 1C: data visualization for this heat map should be improved. Parts of the data are faded, and the differences between gene clusters are unclear.

      We apologize for the incomplete figure. We did not want to overload the figure with data, which is why we are showing only the important clusters and did not include gene names. To keep the figure simple, but at the same time provide the complete information, we now include the full data in Fig. S1 (that includes the original heatmap with all the dynamic clusters I-IX, and including all the gene names). For the full raw data, including non-dynamic clusters, the reader is referred to look in Supplemental excel file 1. We hope this provides the clarity that this reviewer rightfully asks for.

      Reviewer #3 (Significance (Required)):

      In this work, Schuldiner and colleagues explore the role of Mmp1 and Mmp2 in neuronal remodeling in the mushroom body of Drosophila. Overall, this work is very interesting, but in its current form seems quite preliminary. The biggest limitation of the study is that single RNAi lines are used with no validation that the lines are working, despite the fact that Mmp antibodies are available as are endogenously tagged Mmp lines that could have been used to validate the genetic manipulations.

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      Referee #1

      Evidence, reproducibility and clarity

      Summary:

      This study reports a role for matrix metalloproteinases (MMPs) in the developmental pruning of gamma Kenyon cells (KCs) in the fruit fly Mushroom Body during larval-pupal metamorphosis. The authors show through gene expression studies that MMP genes are upregulated in late larval stages as part of the early program for this type of neuronal pruning. They show through cell-targeted RNAi studies of both secreted MMP-1 and membrane-anchored MMP-2, that both genes are required in glial cells and to a lesser extent within KCs. The authors show that MMP secreted from glial is required for normal levels of Mushroom Body developmental neuronal pruning. They mention that MMP genes have been identified in schizophrenic patient screens in patients, and that perhaps a comparable pruning mechanism could be involved in the loss of grey matter (loss of synapses) in patients. The authors propose that MMP levels may be a potential therapeutic marker in the future.

      Major Comments:

      Overall, the work is of a reasonable standard, but very preliminary. The study lacks the substance to completely convince me of any of the results. There is SUBSTANTIAL work that needs to be done to make this publishable. There are a lot of writing mistakes; so many that I do not list them in detail here. The references citations are fairly old, but I do not list update replacements here. The text is very brief, and the overall writing needs to include significantly more description and detail. This is evident in all aspects of the manuscript, but especially notable in the Methods and Figure Legends. None of the Figure Legends include full genotypes of any of the fly lines, and these full fly lines are also not included in the Methods. This is vital to compare the experimental lines to the controls. Major points are listed below:

      1. Figure 2: It is important to note of the specific age of animals in these images when talking about the loss of genes in development. Are all the animals age-matched? High levels of synaptic pruning occur post-eclosion), and it is important to understand when these pruning defects occur. It is mentioned that that overlap for the gene expression data is upregulated during 6-18h APF is this when these images are taken? This is very important in the context of pruning as SCZ symptom presentation is very late relative to these early events.
      2. Figure 2: In the figure legend, it is indicated that the arrows are unpruned axons, however in the controls these areas appear to be highly innervated. Further explanation is needed about the context of the arrows, as there are clear visual differences between these images and the controls, but they appear to have a more expansive phenotype than "unpruned axons". The data does not match the visual representation in comparison to the control.
      3. Figure 2: There needs to be more descriptive definitions and clarifications to the defects labeled in panel K. This could be done in the figure legend, but it would be more useful to label the images provided. For example, if Mmp2 is a "mild pruning affect, put that in the pie chart somewhere, to help guide the description of the phenotype to what those confocal images look like.
      4. Figure 3: The time points of the images of the Mushroom Body (MB) are vital to understanding the process and regulation of these genes.
      5. Figure 3D: Significant description of this graph needs to be added for clarity. What parameters separate each phenotypic defect? Labeling the images and showing images that belong in different groups would be very helpful and improve the paper significantly.
      6. Figure S1: Additional experiments would help answer the strength of the phenotype for the ALG-Gal 4 driver. The authors need to perform the rescue experiment. Use a MMP-2 null and then drive it back in the ALG-GAL4 to see if this is sufficient to rescue the neuron pruning. This also isolates the mechanisms to one subtype of glia.
      7. Figure 3 and 4: The other glial subtypes need to be analyze to make any conclusion about their involvement, as well as the involvement of the astrocytes. Running these exact same experiments on the cortex glial and ensheathing glia will provide essential insight into what glial subtype is involved. The presumed lack of phenotypes in these other glial subtypes will also strengthen the argument that the astrocytes are specifically involved in this process. These are vital experiments.
      8. Figure 4: Again, description of the phenotypes and examples of these would improve the quality of this figure substantially.
      9. Figure 5: An improvement on the quantifications of these phenotypes would strengthen the paper substantially. More detailed description of the phenotypes and how they related to the control would significantly improve the overall quality of the work.

      Minor Comments:

      1. Figure 1A: I would suggest labeling the KC (gamma) and potentially one of the others (a/B, a'/B') to orient the reader to the differences between these two subsets of the KCs, and to emphasize which neurons are undergoing pruning and where the cell bodies are and where the axons project.
      2. Figure 1C: This panel needs further labeling to explain the findings in the heat map. Labeling some of the genes that were found and where they were would be helpful. This could also be done in the figure legend, however without any further labeling or context the heatmap is confusing.
      3. Figure 3B,C: The full genotypes need to be labeled. What is the exact genotype used for the control?
      4. Figure S1: The stock number for the ALG-GAL4 is missing, there are multiple different drivers, therefore this could be helpful in understanding this phenotype, as some are better than others.
      5. Figures 3 and 4: Labeling needs to remain consistent; Figure 3 "Glia-Gal4", Figure 4 "glia-gal4".

      Significance

      General Assessment: An interesting study on MMP function during an unusual type of neural development (axon pruning). Most of the MMP function appears to be in glia, although the MMP role in this context in unclear. The MMP function in the neurons being pruned is unexpected and even less clear. The study is somewhat poorly described in terse language lacking essential information, which gives the overall impression of a preliminary report.

      Advance: Glial MMP function has been described for neuronal clearance mechanisms following injury. The main advance here is to describe a similar function during normal development.

      Audience: Developmental neuroscientists, MMP biologists, possibly schizophrenia clinician researchers

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      Reply to the reviewers

      We thank the reviewers for providing us the opportunity to revise our manuscript titled “Identifying regulators of associative learning using a protein-labelling approach in C. elegans.” We appreciate the insightful feedback that we received to improve this work. In response, we have extensively revised the manuscript with the following changes: we have (1) clarified the criteria used for selecting candidate genes for behavioural testing, presenting additional data from ‘strong’ hits identified in multiple biological replicates (now testing 26 candidates, previously 17), (2) expanded our discussion of the functional relevance of validated hits, including providing new tissue-specific and neuron class-specific analyses, and (3) improved the presentation of our data, including visualising networks identified in the ‘learning proteome’, to better highlight the significance of our findings. We also substantially revised the text to indicate our attempts to address limitations related to background noise in the proteomic data and outlined potential refinements for future studies. All revisions are clearly marked in the manuscript in red font. A detailed, point-by-point response to each comment is provided below.

      1. Point-by-point description of the revisions

      Reviewer #1 (Evidence, reproducibility and clarity (Required)):

      Summary:

      Rahmani et al., utilize the TurboID method to characterize the global proteome changes in the worm's nervous system induced by a salt-based associative learning paradigm. Altogether, Rahmani et al., uncover 706 proteins that are tagged by the TurboID method specifically in samples extracted from worms that underwent the memory inducing protocol. Next, the authors conduct a gene enrichment analysis that implicates specific molecular pathways in salt-associative learning, such as MAP-kinase and cAMP-mediated pathways. The authors then screen a representative group of the hits from the proteome analysis. The authors find that mutants of candidate genes from the MAP-kinase pathway, namely dlk-1 and uev-3, do not affect the performance in the learning paradigm. Instead multiple acetylcholine signaling mutants significantly affected the performance in the associative memory assay, e.g., acc-1, acc-3, gar-1, and lgc-46. Finally, the authors demonstrate that the acetylcholine signaling mutants did not exhibit a phenotype in similar but different conditioning paradigms, such as aversive salt-conditioning or appetitive odor conditioning, suggesting their effect is specific to appetitive salt conditioning.

      Major comments:

      1. The statistical approach and analysis of the behavior assay: The authors use a 2-way ANOVA test which assumes normal distribution of the data. However, the chemotaxis index used in the study is bounded between -1 and 1, which prevents values near the boundaries to be normally distributed.

      Since most of the control data in this assay in this study is very close to 1, it strongly suggests that the CI data is not normally distributed and therefore 2-way ANOVA is expected to give skewed results.

      I am aware this is a common mistake and I also anticipate that most conclusions will still hold also under a more fitting statistical test.

      We appreciate the point raised by Reviewer 1 and understand the importance of performing the correct statistical tests.

      The statistical tests used in this study were chosen since parametric tests, particularly ANOVA tests to assess differences between multiple groups, are commonly used to assess behaviour in the C. elegans learning and memory field. Below is a summary of the tests used by studies that perform similar behavioural tests cited in this work, as examples:

      Table 1 | A summary for the statistical tests performed by similar studies for chemotaxis assay data. References (listed in the leftmost column) were observed to (A) use parametric tests only or (B) performed either a parametric or non-parametric test on each chemotaxis assay dataset depending on whether the data passed a normality test. Listings for ANOVA tests are in bold to demonstrate their common use in the C. elegans learning and memory field.

      Reference

      Parametric test/s used in the reference

      Non-parametric test/s used in the reference

      Beets et al., 2020

      Two-way ANOVA

      None

      Hiroki & Iino 2022

      One-way ANOVA

      None

      Hiroki et al., 2022

      One-way ANOVA

      None

      Hukema et al., 2006

      T-tests

      None

      Hukema et al., Learn. Mem. 2008

      T-tests

      None

      Jang et al., 2019

      ANOVA

      None

      Kitazono et al., 2017

      Two-way ANOVA and t-tests

      None

      Lans et al., 2004

      One-way ANOVA

      None

      Lim et al., 2018

      Two-way ANOVA

      Wilcoxon rank sum test adjusted with the Benjamini–Hochberg method

      Lin et al., 2010

      Two-way or three-way ANOVA

      None

      Nagashima et al., 2019

      One-way ANOVA

      None

      Ohno et al., 2014

      None

      Sakai et al., 2017

      One-way ANOVA or t-tests

      None

      Stein & Murphy 2014

      Two-way ANOVA and t-tests

      None

      Tang et al., 2023

      One-way ANOVA or t-tests

      None

      Tomioka et al., 2006

      T tests

      None

      Watteyne et al., 2020

      One-way ANOVA

      Two-sided Kruskal–Wallis

      We note Reviewer 1's concern that this may stem from a common mistake. As stated, Two-way ANOVA generally relies on normally distributed data. We used GraphPad Prism to perform the Shapiro-Wilk normality test on our chemotaxis assay data as it is generally appropriate for sample sizes Table 2 | Shapiro-Wilk normality test results for chemotaxis assay data in Figure S8C. Chemotaxis assay data was generated to assess salt associative learning capacity for wild-type (WT) versus lgc-46(-) mutant C. elegans. Three experimental groups were prepared for each C. elegans strain (naïve, high-salt control, and trained). From top-to-bottom, the data below displays the ‘W’ value, ‘P value’, a binary yes/no for whether the data passes the Shapiro-Wilk normality test, and a ‘P value summary’ (ns = non-significant). W values measure the similarity between a normal distribution and the chemotaxis assay data. Data is considered normal in the Shapiro-Wilk normality test when a W value is near 1.0 and the null hypothesis is not rejected (i.e., P value > 0.05).*

      WT naïve

      WT high-salt control

      WT trained

      lgc-46 naïve

      lgc-46 high-salt control

      lgc-46 trained

      W

      0.9196

      0.9114

      0.8926

      0.8334

      0.8151

      0.8769

      P value

      0.5272

      0.4758

      0.3705

      0.1475

      0.1070

      0.2954

      Passed normality test (alpha=0.05)?

      Yes

      Yes

      Yes

      Yes

      Yes

      Yes

      P value summary

      ns

      ns

      ns

      ns

      ns

      ns

      The manuscript now includes the use of the Shapiro-Wilk normality test to assess chemotaxis assay data before using two-way ANOVA on page 51.

      Nevertheless an appropriate statistical analysis should be performed. Since I assume the authors would wish to take into consideration both the different conditions and biological repeats, I can suggest two options:

      • Using a Generalized linear mixed model, one can do with R software.
      • Using a custom bootstrapping approach. We thank Reviewer 1 for suggesting these two options. We carefully considered both approaches and consulted with the in-house statistician at our institution (Dr Pawel Skuza, Flinders University) for expert advice to guide our decision. In summary:

      • Generalised linear mixed models: Generalised linear mixed models (GLMMs) are generally most appropriate for nested/hierarchal data. However, our chemotaxis assay data does not exhibit such nesting. Each biological replicate (N) consists of three technical replicates, which are averaged to yield a single chemotaxis index per N. Our statistical comparisons are based solely on these averaged values across experimental groups, making GLMMs less applicable in this context.

      • __Bootstrapping: __Based on advice from our statistician, while bootstrapping can be a powerful tool, its effectiveness is limited when applied to datasets with a low number of biological replicates (N). Bootstrapping relies on resampling existing data to simulate additional observations, which may artificially inflate statistical power and potentially suggest significance where the biological effect size is minimal or not meaningful. Increasing the number of biological replicates to accommodate bootstrapping could introduce additional variability and compromise the interpretability of the results. The total number of assays, especially controls, varies quite a bit between the tested mutants. For example compare the acc-1 experiment in Figure 4.A., and gap-1 or rho-1 in Figure S4.A and D. It is hard to know the exact N of the controls, but I assume that for example, lowering the wild type control of acc-1 to equivalent to gap-1 would have made it non significant. Perhaps the best approach would be to conduct a power analysis, to know what N should be acquired for all samples.

      We thoroughly evaluated performing the power analysis: however, this is typically performed with the assumption that an N = 1 represents a singular individual/person. An N =1 in this study is one biological replicate that includes hundreds of worms, which is why it is not typically employed in our field for this type of behavioural test.

      Considering these factors, we have opted to continue using a two-way ANOVA for our statistical analysis. This choice aligns with recent publications that employ similar experimental designs and data structures. Crucially, we have verified that our data meet the assumptions of normality, addressing key concerns regarding the suitability of parametric testing. We believe this approach is sufficiently rigorous to support our main conclusions. This rationale is now outlined on page 51.

      To be fully transparent, our aim is to present differences between wild-type and mutant strains that are clearly visible in the graphical data, such that the choice of statistical test does not become a limiting factor in interpreting biological relevance. We hope this rationale is understandable, and we sincerely appreciate the reviewer’s comment and the opportunity to clarify our analytical approach.

      We hope that Reviewer 1 will appreciate these considerations as sufficient justification to retain the statistical tests used in the original manuscript. Nevertheless, to constructively address this comment, we have performed the following revisions:

      1. __Consistent number of biological replicates: __We performed additional biological replicates of the learning assay to confirm the behavioural phenotypes for the key candidates described (KIN-2 , F46H5.3, ACC-1, ACC-3, LGC-46). We chose N = 5 since most studies cited in this paper that perform similar behavioural tests do the same (see the table below). Table 3 | A summary for sample sizes generated by similar studies for chemotaxis assay data. References (listed in the leftmost column) were observed to the sample sizes (N) below corresponding to biological replicates of chemotaxis assay data. N values are in bold when the study uses N ≤ 5.

      Reference

      N used in the study for chemotaxis assay data

      Beets et al., 2020

      8

      Hiroki & Iino 2022

      5-8

      Hiroki et al., 2022

      6-7

      Hukema et al., 2006

      ≥ 4

      Hukema et al., Learn. Mem. 2008

      ≥ 4

      Jang et al., 2019

      ≥ 4

      Kitazono et al., 2017

      ≥ 4

      Kauffman et al., 2010

      ≥ 3

      Kauffman et al., J. Vis. Exp. 2011

      ≥ 3

      Lans et al., 2004

      2

      Lim et al., 2018

      2-4

      Lin et al., 2010

      ≥ 4

      Nagashima et al., 2019

      ≥ 7

      Ohno et al., 2014

      ≥ 11

      Sakai et al., 2017

      ≥ 4

      Stein & Murphy 2014

      3-5

      Tang et al., 2023

      ≥ 9

      Watteyne et al., 2020

      ≥ 10

      __Grouped presentation of behavioural data: __We now present all behavioural data by grouping genotypes tested within the same biological replicate, including wild-type controls, rather than combining genotypes tested separately. This ensures that each graph displays data from genotypes sharing the same N, also an important consideration for performing parametric tests. Accordingly, we re-performed statistical analyses using this reduced Nfor relevant graphs. As anticipated, this rendered some comparisons non-significant. All statistical comparisons are clearly indicated on each graph. Improved clarity of figure legends: __We revised figure legends for __Figures 5, 6, S7, S8, & S9 to make clear how many biological replicates have been performed for each genotype by adding N numbers for each genotype in all figures.

      The authors use the phrasing "a non-significant trend", I find such claims uninterpretable and should be avoided. Examples: Page 16. Line 7 and Page 18, line 16.

      This is an important point. While we were not able to find the specific phrasing "a non-significant trend" from this comment in the original manuscript, we acknowledge that referring to a phenotype as both a trend and non-significant may confuse readers, which was originally stated in the manuscript in two locations.

      The main text has been revised on pages 27 & 28 when describing comparisons between trained groups between two C. elegans lines, by removing mentions of trends and retaining descriptions of non-significance.

      Neuron-specific analysis and rescue of mutants:

      Throughout the study the authors avoid focusing on specific neurons. This is understandable as the authors aim at a systems biology approach, however, in my view this limits the impact of the study. I am aware that the proteome changes analyzed in this study were extracted from a pan neuronally expressed TurboID. Yet, neuron-specific changes may nevertheless be found. For example, running the protein lists from Table S2, in the Gene enrichment tool of wormbase, I found, across several biological replicates, enrichment for the NSM, CAN and RIG neurons. A more careful analysis may uncover specific neurons that take part in this associative memory paradigm. In addition, analysis of the overlap in expression of the final gene list in different neurons, comparing them, looking for overlap and connectivity, would also help to direct towards specific circuits.

      This is an important and useful suggestion. We appreciate the benefit in exploring the data from this study from a neuron class-specific lens, in addition to the systems-level analyses already presented.

      The WormBase gene enrichment tool is indeed valuable for broad transcriptomic analyses (the findings from utilising this tool are now on page 16); however, its use of Anatomy Ontology (AO) terms also contains annotations from more abundant non-neuronal tissues in the worm. To strengthen our analysis and complement the Wormbase tool, we also used the CeNGEN database as suggested by Reviewer 3 Major Comment 1 (Taylor et al., 2021), which uses single cell RNA-Seq data to profile gene expression across the C. elegans nervous system. We input our learning proteome data into CeNGEN as a systemic analysis, identifying neurons highly represented by the learning proteome (on pages 16-20). To do this, we specifically compared genes/proteins from high-salt control worms and trained worms to identify potential neurons that may be involved in this learning paradigm. Briefly, we found:

      • WormBase gene enrichment tool: Enrichment for anatomy terms corresponding to specific interneurons (ADA, RIS, RIG), ventral nerve cord neurons, pharyngeal neurons (M1, M2, M5, I4), PVD sensory neurons, DD motor neurons, serotonergic NSM neurons, and CAN.
      • CeNGEN analysis: Representation of neurons previously implicated in associative learning (e.g., AVK interneurons, RIS interneurons, salt-sensing neuron ASEL, CEP & ADE dopaminergic neurons, and AIB interneurons), as well as neurons not previously studied in this context (pharyngeal neurons I3 & I6, polymodal neuron IL1, motor neuron DA9, and interneuron DVC). Methods are detailed on pages 50 & 51. These data are summarised in the revised manuscript as Table S7 & Figure 4.

      To further address the reviewer’s suggestion, we examined the overlap in expression patterns of the validated learning-associated genes acc-1, acc-3, lgc-46, kin-2, and F46H5.3 across the neuron classes above, using the CeNGEN database. This was done to explore potential neuron classes in which these regulators may act in to regulate learning. This analysis revealed both shared and distinct expression profiles, suggesting potential functional connectivity or co-regulation among subsets of neurons. To summarise, we found:

      • All five learning regulators are expressed in RIM interneurons and DB motor neurons.
      • KIN-2 and F46H5.3 share the same neuron expression profile and are present in many neurons, so they may play a general function within the nervous system to facilitate learning.
      • ACC-3 is expressed in three sensory neuron classes (ASE, CEP, & IL1).
      • In contrast, ACC-1 and LGC-46 are expressed in neuron classes (in brackets) implicated in gustatory or olfactory learning paradigms (AIB, AVK, NSM, RIG, & RIS) (Beets et al., 2012, Fadda et al., 2020, Wang et al., 2025, Zhou et al., 2023, Sato et al., 2021), neurons important for backward or forward locomotion (AVE, DA, DB, & VB) (Chalfie et al., 1985), and neuron classes for which their function is yet detailed in the literature (ADA, I4, M1, M2, & M5). These neurons form a potential neural circuit that may underlie this form of behavioural plasticity, which we now describe in the main text on pages 16-20 & 34-35 and summarise in Figure 4.

      OPTIONAL: A rescue of the phenotype of the mutants by re-expression of the gene is missing, this makes sure to avoid false-positive results coming from background mutations. For example, a pan neuronal or endogenous promoter rescue would help the authors to substantiate their claims, this can be done for the most promising genes. The ideal experiment would be a neuron-specific rescue but this can be saved for future works.

      We appreciate this suggestion and recognise its potential to strengthen our manuscript. In response, we made many attempts to generate pan-neuronal and endogenous promoter re-expression lines. However, we faced several technical issues in transgenic line generation, including poor survival following microinjection likely due to protein overexpression toxicity (e.g., C30G12.6, F46H5.3), and reduced animal viability for chemotaxis assays, potentially linked to transgene-related reproductive defects (e.g., ACC-1). As we have previously successfully generated dozens of transgenic lines in past work (e.g. Chew et al., Neuron 2018; Chew et al., Phil Trans B 2018; Gadenne/Chew et al., Life Science Alliance 2022), we believe the failure to produce most of these lines is not likely due to technical limitations. For transparency, these observations have been included in the discussion section of the manuscript on pages 39 & 40 as considerations for future troubleshooting.

      Fortunately, we were able to generate a pan-neuronal promoter line for KIN-2 that has been tested and included in the revised manuscript. This new data is shown in Figure 5B __and described on __pages 23 & 24. Briefly, this shows that pan-neuronal expression of KIN-2 from the ce179 mutant allele is sufficient to reproduce the enhanced learning phenotype observed in kin-2(ce179) animals, confirming the role of KIN-2 in gustatory learning.

      To address the potential involvement of background mutations (also indicated by Reviewer 4 under ‘cross-commenting’), we have also performed experiments with backcrossed versions of several mutants. These experiments aimed to confirm that salt associative learning phenotypes are due to the expected mutation. Namely, we assessed kin-2(ce179) mutants that had been backcrossed previously by another laboratory, as well as C30G12.6(-) and F46H5.3(-) animals backcrossed in this study. Although not all backcrossed mutants retained their original phenotype (i.e., C30G12.6) (Figure 6D, a newly added figure), we found that backcrossed versions of KIN-2 and F46H5.3 both robustly showed enhanced learning (Figures 5A & 6B). This is described in the text on pages 23-26.

      __Minor comments: __

      1. Lack of clarity regarding the validation of the biotin tagging of the proteome. The authors show in Figure 1 that they validated that the combination of the transgene and biotin allows them to find more biotin-tagged proteins. However there is significant biotin background also in control samples as is common for this method. The authors mention they validated biotin tagging of all their experiments, but it was unclear in the text whether they validated it in comparison to no-biotin controls, and checked for the fold change difference.

      This is an important point: We validated our biotin tagging method prior to mass spectrometry by comparing ‘no biotin’ and ‘biotin’ groups. This is shown in Figure S1 in the revised manuscript, which includes a western blot comparing untreated and biotin treated animals that are non-transgenic or expressing TurboID. As expected, by comparing biotinylated protein signal for untreated and treated lanes within each line, biotin treatment increased the signal 1.30-fold for non-transgenic and 1.70-fold for TurboID C. elegans. This is described on __page 8 __of the revised manuscript.

      To clarify, for mass spectrometry experiments, we tested a no-TurboID (non-transgenic) control, but did not perform a no-biotin control. We included the following four groups: (1) No-TurboID ‘control’ (2) No-TurboID ‘trained’, (3) pan-neuronal TurboID ‘control’ and (4) pan-neuronal TurboID ‘trained’, where trained versus control refers to whether ‘no salt’ was used as the conditioned stimulus or not, respectively (illustrated in Figure 1A). Due to the complexity of the learning assay (which involves multiple washes and handling steps, including a critical step where biotin is added during the conditioning period), and the need to collect sufficient numbers of worms for protein extraction (>3,000 worms per experimental group), adding ‘no-biotin’ controls would have doubled the number of experimental groups, which we considered unfeasible for practical reasons. This is explained on __pages 8 & 9 __of the revised manuscript.

      Also, it was unclear which exact samples were tested per replicate. In Page 9, Lines 17-18: "For all replicates, we determined that biotinylated proteins could be observed ...", But in Page 8, Line 24 : "We then isolated proteins from ... worms per group for both 'control' and 'trained' groups,... some of which were probed via western blotting to confirm the presence of biotinylated proteins".

      • Could the authors specify which samples were verified and clarify how?

      Thank you for pointing out these unclear statements: We have clarified the experimental groups used for mass spectrometry experiments as detailed in the response above on pages 8 &____ 9. In addition, western blots corresponding to each biological replicate of mass spectrometry data described in the main text on page 10 and have been added to the revised manuscript (as Figure S3). These western blots compare biotinylation signal for proteins extracted from (1) No-TurboID ‘control’ (2) No-TurboID ‘trained’, (3) pan-neuronal TurboID ‘control’ and (4) pan-neuronal TurboID ‘trained’. These blots function to confirm that there were biotinylated proteins in TurboID samples, before enrichment by streptavidin-mediated pull-down for mass spectrometry.

      OPTIONAL: include the fold changes of biotinylated proteins of all the ones that were tested. Similar to Figure 1.C.

      This is an excellent suggestion. As recommended by the reviewer, we have included fold-changes for biotinylated protein levels between high-salt control and trained groups (on pages 9 & 10 for replicate #1 and in __Table S2 __for replicates #2-5). This was done by measuring protein levels in whole lanes for each experimental group per biological replicate within western blots (__Figure 1C __for replicate #1 and __Figure S3 __for replicates #2-5) of protein samples generated for mass spectrometry (N = 5).

      Figure 2 does not add much to the reader, it can be summarized in the text, as the fraction of proteins enriched for specific cellular compartments.

      • I would suggest to remove Figure 2 (originally written as figure 3) to text, or transfer it to the supplementry material.

      As noted in cross-comment response to Reviewer 4, there were typos in the original figure references, we have corrected them above. Essentially, this comment is referring to Figure 2.

      We appreciate this feedback from Reviewer 1. We agree that the original __Figure 2 __functions as a visual summary from analysis of the learning proteome at the subcellular compartment level. However, it also serves to highlight the following:

      • Representation for neuron-specific GO terms is relatively low, but even this small percentage represents entire protein-protein networks that are biologically meaningful, but that are difficult to adequately describe in the main text.
      • TurboID was expressed in neurons so this figure supports the relevance of the identified proteome to biological learning mechanisms.
      • Many of these candidates could not be assessed by learning assay using single mutants since related mutations are lethal or substantially affect locomotion. These networks therefore highlight the benefit in using strategies like TurboID to study learning. We have chosen to retain this figure, moving it to the supplementary material as Figure S4 in the revised manuscript, as suggested.

      • OPTIONAL- I would suggest the authors to mark in a pathway summary figure similar to Figure 3 (originally written as Figure 4) the results from the behavior assay of the genetic screen. This would allow the reader to better get the bigger picture and to connect to the systemic approach taken in Figures 2 and 3.

      We think this is a fantastic suggestion and thank Reviewer 1 for this input. In the revised manuscript, we have added Figure 7, which summarises the tested candidates that displayed an effect on learning, mapped onto potential molecular pathways derived from networks in the learning proteome. This figure provides a visual framework linking the behavioural outcomes to the network context. This is described in the main text on pages 32-33.

      Typo in Figure 3: the circle of PPM1: The blue right circle half is bigger than the left one.

      We thank the Reviewer for noticing this, the node size for PPM-1.A has been corrected in what is now Figure 2 in the revised work.

      Unclarity in the discussions. In the discussion Page 24, Line 14, the authors raise this question: "why are the proteins we identified not general learning regulators?. The phrasing and logic of the argumentation of the possible answers was hard to follow. - Can you clarify?

      We appreciate this feedback in terms of unclarity, as we strive to explain the data as clearly and transparently as possible. Our goal in this paragraph was to discuss why some candidates were seen to only affect salt associative learning, as opposed to showing effects in multiple learning paradigms (i.e., which we were defining as a ‘general learning regulator’). We have adjusted the wording in several places in this paragraph now on pages 36 & 37 to address this comment. We hope the rephrased paragraph provides sufficient rationalisation for the discussion regarding our selection strategy used to isolate our protein list of potential learning regulators, and its potential limitations.

      ***Cross-Commenting** *

      Firstly, we would like to express our appreciation for the opportunity for reviewers to cross-comment on feedback from other reviewers. We believe this is an excellent feature of the peer review process, and we are grateful to the reviewers for their thoughtful engagement and collaborative input.

      I would like to thank Reviewer #4 for the great cross comment summary, I find it accurate and helpful.

      I also would like to thank Reviewer #4 for spotting the typos in my minor comments, their page and figure numbers are the correct ones.

      We have corrected these typos in the relevant comments, and have responded to them accordingly.

      Small comment on common point 1 - My feeling is that it is challanging to do quantitative mass spectrometry, especially with TurboID. In general, the nature of MS data is that it hints towards a direction but a followup validation work is required in order to assess it. For example, I am not surprised that the fraction of repeats a hit appeared in does not predict well whether this hit would be validated behavioraly. Given these limitations, I find the authors' approach reasonable.

      We thank Reviewer 1 for this positive and thoughtful feedback. We also appreciate Reviewer 4’s comment regarding quantitative mass spectrometry and have addressed this in detail below (see response to Reviewer 4). However, we agree with Reviewer 1 that there are practical challenges to performing quantitative mass spectrometry with TurboID, primarily due to the enrichment for biotinylated proteins that is a key feature of the sample preparation process.

      Importantly, we whole-heartedly agree with Reviewer 1’s statement that “In general, the nature of MS data is that it hints towards a direction but a follow-up validation work is required in order to assess it”. This is the core of our approach: however, we appreciate that there are limitations to a qualitative ‘absent/present’ approach. We have addressed some of these limitations by clarifying the criteria used for selecting candidate genes, based additionally on the presence of the candidate in multiple biological replicates (categorised as ‘strong’ hits). Based on this method, we were able to validate the role of several novel learning regulators (Figures 5, 6, & S7). We sincerely hope that this manuscript can function as a direction for future research, as suggested by this Reviewer.

      I also would like to highlight this major comment from reviewer 4:

      "In Experimental Procedures, authors state that they excluded data in which naive or control groups showed average CI 0.5499 for N2 (page 36, lines 5-7). "

      This threshold seems arbitrary to me too, and it requires the clarifications requested by reviewer 4.

      As detailed in our response to Reviewer 4, Major Comment 2, data were excluded only in rare cases, specifically when N2 worms failed to show strong salt attraction prior to training, or when trained N2 worms did not exhibit the expected behavioural difference compared to untrained controls – this can largely be attributed to clear contamination or over-population issues, which are visible prior to assessing CTX plates and counting chemotaxis indices.

      These criteria were initially established to provide an objective threshold for excluding biological replicates, particularly when planning to assay a large number of genetic mutants. However, after extensive testing across many replicates, we found that N2 worms (that were not starved, or not contaminated) consistently displayed the expected phenotype, rendering these thresholds unnecessary. We acknowledge that emphasizing these criteria may have been misleading, and have therefore removed them from page 50 in the revised manuscript to avoid confusion and ensure clarity.

      Reviewer #1 (Significance (Required)):

      This study does a great job to effectively utilize the TurboID technique to identify new pathways implicated in salt-associative learning in C. elegans. This technique was used in C. elegans before, but not in this context. The salt-associative memory induced proteome list is a valuable resource that will help future studies on associative memory in worms. Some of the implicated molecular pathways were found before to be involved in memory in worms like cAMP, as correctly referenced in the manuscript. The implication of the acetylcholine pathway is novel for C. elgeans, to the best of my knowledge. The finding that the uncovered genes are specifically required for salt associative memory and not for other memory assays is also interesting.

      However overall I find the impact of this study limited. The premise of this work is to use the Turbo-ID method to conduct a systems analysis of the proteomic changes. The work starts by conducting network analysis and gene enrichment which fit a systemic approach. However, since the authors find that ~30% of the tested hits affect the phenotype, and since only 17/706 proteins were assessed, it is challenging to draw conclusive broad systemic claims. Alternatively, the authors could have focused on the positive hits, and understand them better, find the specific circuits where these genes act. This could have increased the impact of the work. Since neither of these two options are satisfied, I view this work as solid, but not wide in its impact and therefore estimate the audience of this study would be more specialized.

      My expertise is in C. elegans behavior, genetics, and neuronal activity, programming and machine learning.

      We thank the Reviewer for these comments and appreciate the recognition of the value of the proteomic dataset and the identification of novel molecular pathways, including the acetylcholine pathway, as well as the specificity of the uncovered genes to salt-associative memory.

      Regarding the reviewer’s concern about the overall impact and scope of the study, we respectfully offer the following clarification. Our aim was to establish a systems-level approach for investigating learning-related proteomic changes using TurboID, and we acknowledge that only a subset of the identified proteins was experimentally tested (now 26/706 proteins in the revised manuscript). Although only five of the tested single gene mutants showed a robust learning phenotype in the revised work (after backcrossing, more stringent candidate selection, improved statistical analysis in addressing reviewer comments), our proteomic data provides us a unique opportunity to define these candidates within protein-protein networks (as illustrated in Figure 7). Importantly, our functional testing focused on single-gene mutants, which may not reveal phenotypes for genes that act redundantly (now mentioned on pages 28-30). This limitation is inherent to many genetic screens and highlights the value of our proteomic dataset, which enables the identification of broader protein-protein interaction networks and molecular pathways potentially involved in learning.

      To support this systems-level perspective, we have added Figure 7, which visually integrates the tested candidates into molecular pathways derived from the learning proteome for learning regulators KIN-2 and F46H5.3. We also emphasise more explicitly in the text (on pages 32-33) the value of our approach by highlighting the functional protein networks that can be derived from our proteomics dataset.

      We fully acknowledge that the use of TurboID across all neurons limits the resolution needed to pinpoint individual neuron contributions, and understand the benefit in further experiments to explore specific circuits. Many circuits required for salt sensing and salt-based learning are highly explored in the literature and defined explicitly (see Rahmani & Chew, 2021), so our intention was to complement the existing literature by exploring the protein-protein networks involved in learning, rather than on neuron-neuron connectivity. However, we recognise the benefit in integrating circuit-level analyses, given that our proteomic data suggests hundreds of candidates potentially involved in learning. While validating each of these candidates is beyond the scope of the current study, we have taken steps to suggest candidate neurons/circuits by incorporating tissue enrichment analyses and single-cell transcriptomic data (Table S7 & Figure 4). These additions highlight neuron classes of interest and suggest possible circuits relevant to learning.

      We hope this clarification helps convey the intended scope and contribution of our study. We also believe that the revisions made in response to Reviewer 1’s feedback have strengthened the manuscript and enhanced its significance within the field.

      Reviewer #2 (Evidence, reproducibility and clarity (Required)):

      __Summary: __

      In this study by Rahmani in colleagues, the authors sought to define the "learning proteome" for a gustatory associative learning paradigm in C. elegans. Using a cytoplasmic TurboID expressed under the control of a pan-neuronal promoter, the authors labeled proteins during the training portion of the paradigm, followed by proteomics analysis. This approach revealed hundreds of proteins potentially involved in learning, which the authors describe using gene ontology and pathways analysis. The authors performed functional characterization of some of these genes for their requirement in learning using the same paradigm. They also compared the requirement for these genes across various learning paradigms, and found that most hits they characterized appear to be specifically required for the training paradigm used for generating the "learning proteome".

      Major Comments:

      1. The definition of a "hit" from the TurboID approach is does not appear stringent enough. According to the manuscript, a hit was defined as one unique peptide detected in a single biological replicate (out of 5), which could give rise to false positives. In figure S2, it is clear that there relatively little overlap between samples with regards to proteins detected between replicates, and while perhaps unintentional, presenting a single unique peptide appears to be an attempt to inflate the number of hits. Defining hits as present in more than one sample would be more rigorous. Changing the definition of hits would only require the time to re-list genes and change data presented in the manuscript accordingly. We thank Reviewer 2 for this valuable comment, and the following related suggestion. We agree with the statement that “Defining hits as present in more than one sample would be more rigorous”. Therefore, to address this comment, we have now separated candidates into two categories in Table 2 __in the revised manuscript: ‘__strong’ (present in 3 or more biological replicates) and ‘weak’ candidates (present in 2 or fewer biological replicates). However, we think these weaker candidates should still be included in the manuscript, considering we did observe relationships between these proteins and learning. For example, ACC-1, which influences salt associative learning in C. elegans, was detected in one replicate of mass spectrometry as a potential learning regulator (Figure S8A). We describe this classification in the main text on pages 21-22.

      We also agree with Reviewer 2 that the overlap between individual candidate hits is low between biological replicates; the inclusion of Figure S2 __in the original manuscript serves to highlight this limitation. However, it is also important to consider that there is notable overlap for whole molecular pathways between biological replicates of mass spectrometry data as shown in __Figure 2 __in the revised manuscript (this consideration is now mentioned on __pages 13-14). We have included Figure 3 to illustrate representation for two metabolic processes across several biological replicates normally indispensable to animal health, as an example to provide additional visual aid for the overlap between replicates of mass spectrometry. We provide this figure (described on pages 13 & 15) to demonstrate the strength of our approach in that it can detect candidates not easily assessable by conventional forward or reverse genetic screens.

      We also appreciate the opportunity to explain our approach. The criteria of “at least one unique peptide” was chosen based on a previous work for which we adapted for this manuscript (Prikas et al., 2020). It was not intended to inflate the number of hits but rather to ensure sensitivity in detecting low-abundance neuronal proteins. We have clarified this in our Methods (page 46).

      The "hits" that the authors chose to functionally characterize do not seem like strong candidate hits based on the proteomics data that they generated. Indeed, most of the hits are present in a single, or at most 2, biological replicate. It is unclear as to why the strongest hits were not characterized, which if mutant strains are publicly available, would not be a difficult experiment to perform.

      We thank the reviewer for this important suggestion. To address this, we have described two molecular pathways with multiple components that appear in more than one biological replicate of mass spectrometry data in Figure 3 (main text on page 13). In addition, we have included __Figures 6 & S7 __where 9 additional single mutants corresponding to candidates in three or more biological replicates of mass spectrometry were tested for salt associative learning. Briefly, we found the following (number of replicates that a protein was unique to TurboID trained animals is in brackets):

      • Novel arginine kinase F46H5.3 (4 replicates) displays an effect in both salt associative learning and salt aversive learning in the same direction (Figures 6A, 6B, & S9A, pages 31-32 & 37-38).
      • Worms with a mutation for armadillo-domain protein C30G12.6 (3 replicates) only displayed an enhanced learning phenotype when non-backcrossed, not backcrossed. This suggests the enhanced learning phenotype was caused by a background mutation (Figure 6, pages 24-25).
      • We did not observe an effect on salt associative learning when assessing mutations for the ciliogenesis protein IFT-139 (5 replicates), guanyl nucleotide factors AEX-3 or TAG-52 (3 replicates), p38/MAPK pathway interactor FSN-1 (3 replicates), IGCAM/RIG-4 (3 replicates), and acetylcholine components ACR-2 (4 replicates) and ELP-1 (3 replicates) (Figure S7, on pages 27-30). However, we note throughout the section for which these candidates are described that only single gene mutants were tested, meaning that genes that function in redundant or compensatory pathways may not exhibit a detectable phenotype. Because of the lack of strong evidence that these are indeed proteins regulated in the context of learning based on proteomics, including evidence of changes in the proteins (by imaging expression changes of fluorescent reporters or a biochemical approach), would increase confidence that these hits are genuine.

      We thank Reviewer 2 for this suggestion – we agree that it would have been ideal to have additional evidence suggesting that changes in candidate protein levels are associated directly with learning. Ideally, we would have explored this aspect further; however, as outlined in response to Reviewer 1 Major Comment 2 (OPTIONAL), this was not feasible within the scope of the current study due to several practical challenges. Specifically, we attempted to generate pan-neuronal and endogenous promoter rescue lines for several candidates, but encountered significant challenges, including poor survival post-microinjection (likely due to protein overexpression toxicity) and reduced viability for behavioural assays, potentially linked to transgene-related reproductive defects. This information is now described on pages 39 & 40 of the revised work.

      To address these limitations, we performed additional behavioural experiments where possible. We successfully generated a pan-neuronal promoter line for kin-2, which was tested and included in the revised manuscript (Figure 5B, pages 30 & 31). In addition, to confirm that observed learning phenotypes were due to the expected mutations and not background effects, we conducted experiments using backcrossed versions of several mutant lines as suggested by Reviewer 4 Cross Comment 3 (Figure 6, pages 23-24 & 24-26). Briefly, this shows that pan-neuronal expression of KIN-2 from the ce179 mutant allele is sufficient to repeat the enhanced learning phenotype observed in backcrossed kin-2(ce179) animals, providing additional evidence that the identified hits are required for learning. We also confirmed that F46H5.3 modulates salt associative learning, given both non-backcrossed and backcrossed F46H5.3(-) mutants display a learning enhancement phenotype. The revised text now describes this data on the page numbers mentioned above.

      Minor Comments:

      1. The authors highlight that the proteins they discover seem to function uniquely in their gustatory associative paradigm, but this is not completely accurate. kin-2, which they characterize in figure 4, is required for positive butanone association (the authors even say as much in the manuscript) in Stein and Murphy, 2014. We appreciate this correction and thank the Reviewer for pointing this out. We have amended the wording appropriately on page 31 to clarify our meaning.

      2. “Although kin-2(ce179) mutants were not shown to impact salt aversive learning, they have been reported previously to display impaired intermediate-term memory (but intact learning and short-term memory) for butanone appetitive learning (Stein and Murphy, 2014).”*

      Reviewer #2 (Significance (Required)):

      • General Assessment: The approach used in this study is interesting and has the potential to further our knowledge about the molecular mechanisms of associative behaviors. Strengths of the study include the design with carefully thought out controls, and the premise of combining their proteomics with behavioral analysis to better understand the biological significance of their proteomics findings. However, the criteria for defining hits and prioritization of hits for behavioral characterizations were major wweaknesses of the paper.
      • Advance: There have been multiple transcriptomic studies in the worm looking at gene expression changes in the context of behavioral training (Lakhina et al., 2015, Freytag 2017). This study compliments and extends those studies, by examining how the proteome changes in a different training paradigm. This approach here could be employed for multiple different training paradigms, presenting a new technical advance for the field.
      • Audience: This paper would be of interest to the broader field of behavioral and molecular neuroscience. Though it uses an invertebrate system, many findings in the worm regarding learning and memory translate to higher organisms.
      • I am an expert in molecular and behavioral neuroscience in both vertebrate and invertebrate models, with experience in genetics and genomics approaches. We appreciate Reviewer 2’s thoughtful assessment and constructive feedback. In response to concerns regarding definition and prioritisation of hits, we have revised our approach as detailed above to place more consideration on ‘strong’ hits present in multiple biological replicates. We have also added new behavioural data for additional mutants that fall into this category (Figures 6 & S7). We hope these revisions strengthen our study and enhance its relevance to the behavioural/molecular neuroscience community.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      __Summary: __

      In the manuscript titled "Identifying regulators of associative learning using a protein-labelling approach in C. elegans" the authors attempted to generate a snapshot of the proteomic changes that happen in the C. elegans nervous system during learning and memory formation. They employed the TurboID-based protein labeling method to identify the proteins that are uniquely found in samples that underwent training to associate no-salt with food, and consequently exhibited lower attraction to high salt in a chemotaxis assay. Using this system they obtained a list of target proteins that included proteins represented in molecular pathways previously implicated in associative learning. The authors then further validated some of the hits from the assay by testing single gene mutants for effects on learning and memory formation.

      Major Comments:

      In the discussion section, the authors comment on the sources of "background noise" in their data and ways to improve the specificity. They provide some analysis on this aspect in Supplementary figure S2. However, a better visualization of non-specificity in the sample could be a GO analysis of tissue-specificity, and presented as a pie chart as in Figure 2A. Non-neuronal proteins such as MYO-2 or MYO-3 repeatedly show up on the "TurboID trained" lists in several biological replicates (Tables S2 and S3). If a major fraction of the proteins after subtraction of control lists are non-specific, that increases the likelihood that the "hits" observed are by chance. This analysis should be presented in one of the main figures as it is essential for the reader to gauge the reliability of the experiment.

      We agree with this assessment and thank Reviewer 3 for this constructive suggestion. In response, we have now incorporated a comprehensive tissue-specific analysis of the learning proteome in the revised manuscript. Using the single neuron RNA-Seq database CeNGEN, we identified the proportion of neuronal vs non-neuronal proteins from each biological replicate of mass spectrometry data. Specifically, we present Table 1 __on page 17 (which we originally intended to include in the manuscript, but inadvertently left out), which shows that 87-95% (i.e. a large majority) of proteins identified across replicates corresponded to genes detected in neurons, supporting that the TurboID enzyme was able to target the neuronal proteome as expected. __Table 1 is now described in the main text of the revised work on page 16.

      In addition, we performed neuron-specific analyses using both the WormBase gene enrichment tool and the CeNGEN single-cell transcriptomic database, which we describe in detail on our response to Reviewer 1 Major Comment 2. To summarise, these analyses revealed enrichment of several neuron classes, including those previously implicated in associative learning (e.g., ASEL, AIB, RIS, AVK) as well as neurons not previously studied in this context (e.g., IL1, DA9, DVC) (summarised in Table S7). By examining expression overlap across neuron types, we identified shared and distinct profiles that suggest potential functional connectivity and candidate circuits underlying behavioural plasticity (Figure 4). Taken together, these data show that the proteins identified in our dataset are (1) neuronal and (2) expressed in neurons that are known to be required for learning. Methods are detailed on pages 50-51.

      Other than the above, the authors have provided sufficient details in their experimental and analysis procedures. They have performed appropriate controls, and their data has sufficient biological and technical replaictes for statistical analysis.

      We appreciate this positive feedback and thank the Reviewer for acknowledging the clarity of our experimental and analysis procedures.

      Minor Comments:

      There is an error in the first paragraph of the discussion, in the sentences discussing the learning effects in gar-1 mutant worms. The sentences in lines 12-16 on page 22 says that gar-1 mutants have improved salt-associative learning and defective salt-aversive learning, while in fact the data and figures state the opposite.

      We appreciate the Reviewer noting this discrepancy. As clarified in our response to Reviewer 1, Major Comment 1 above, we reanalysed the behavioural data to ensure consistency across genotypes by comparing only those tested within the same biological replicates (thus having the same N for all genotypes). Upon this reanalysis, we found that the previously reported phenotype for gar-1 mutants in salt-associative learning was not statistically different from wild-type controls. Therefore, we have removed references to GAR-1 from the manuscript.

      __Reviewer #3 (Significance (Required)): __Strengths and limitations: This study used neuron-specific TurboID expression with transient biotin exposure to capture a temporally restricted snapshot of the C. elegans nervous system proteome during salt-associative learning. This is an elegant method to identify proteins temporally specific to a certain condition. However, there are several limitations in the way the experiments and analyses were performed which affect the reliability of the data. As the authors themselves have noted in the discussion, background noise is a major issue and several steps could be taken to improve the noise at the experimental or analysis steps (use of integrated C. elegans lines to ensure uniformity of samples, flow cytometry to isolate neurons, quantitative mass spec to detect fold change vs. strict presence/absence). Advance: Several studies have demonstrated the use of proximity labeling to map the interactome by using a bait protein fusion. In fact, expressing TurboID not fused to a bait protein is often used as a negative control in proximity labeling experiments. However, this study demonstrates the use of free TurboID molecules to acquire a global snapshot of the proteome under a given condition. Audience: Even with the significant limitations, this study is specifically of interest to researchers interested in understanding learning and memory formation. Broadly, the methods used in this study could be modified to gain insights into the proteomic profiles at other transient developmental stages. The reviewer's field of expertise: Cell biology of C. elegans neurons.

      We thank the reviewer for their thoughtful evaluation of our work. We appreciate the recognition of the novelty and potential of using neuron-specific TurboID to capture a temporally restricted snapshot of the C. elegans nervous system proteome during learning. We agree that this approach offers a unique opportunity to identify proteins associated with specific behavioural states in future studies.

      We also appreciate the reviewer’s comments regarding limitations in experimental and analytical design. In revising the manuscript, we have taken several steps to address these concerns and improve the clarity, rigour, and interpretability of our data. Specifically:

      • We now provide a frequency-based representation of proteomic hits (Table 2), which helps clarify how candidate proteins were selected and highlights differences between trained and control groups.
      • We have added neuron-specific enrichment analyses using both WormBase and CenGEN databases (Table S7 & Figure 4), which help identify candidate neurons and potential circuits involved in learning (methods on pages 50-51).
      • We have clarified the rationale for using qualitative proteomics in the context of TurboID, in addition to acknowledging the challenges of integrating quantitative mass spectrometry with biotin-based enrichment (page 39). Additional methods for improving sample purity, such as using integrated lines or FACS-enrichment of neurons, could further refine this approach in future studies. For transparency, we did attempt to integrate the TurboID transgenic line to improve the strength and consistency of biotinylation signals. However, despite four rounds of backcrossing, this line exhibited unexpected phenotypes, including a failure to respond reliably to the established training protocol. As a result, we were unable to include it in the current study. Nonetheless, we believe our current approach provides a valuable proof-of-concept and lays the groundwork for future refinement. By addressing the major concerns of peer reviewers, we believe our study makes a significant and impactful contribution by demonstrating the feasibility of using TurboID to capture learning-induced proteomic changes in the nervous system. The identification of novel learning-related mutants, including those involved in acetylcholine signalling and cAMP pathways, provides new directions for future research into the molecular and circuit-level mechanisms of behavioural plasticity.

      Reviewer #4 (Evidence, reproducibility and clarity (Required)):

      Summary:

      In this manuscript, authors used a learning paradigm in C. elegans; when worms were fed in a saltless plate, its chemotaxis to salt is greatly reduced. To identify learning-related proteins, authors employed nervous system-specific transcriptome analysis to compare whole proteins in neurons between high-salt-fed animals and saltless-fed animals. Authors identified "learning-specific genes" which are observed only after saltless feeding. They categorized these proteins by GO analyses and pathway analyses, and further stepped forward to test mutants in selected genes identified by the proteome analysis. They find several mutants that are defective or hyper-proficient for learning, including acc-1/3 and lgc-46 acetylcholine receptors, gar-1 acetylcholine receptor GPCR, glna-3 glutaminase involved in glutamate biosynthesis, and kin-2, a cAMP pathway gene. These mutants were not previously reported to have abnormality in the learning paradigm.

      Major comments:

      1) There are problems in the data processing and presentation of the proteomics data in the current manuscript which deteriorates the utility of the data. First, as the authors discuss (page 24, lines 5-12), the current approach does not consider amount of the peptides. Authors state that their current approach is "conservative", because some of the proteins may be present in both control and learned samples but in different amounts. This reviewer has a concern in the opposite way: some of the identified proteins may be pseudo-positive artifacts caused by the analytical noise. The problem is that authors included peptides that are "present" in "TurboID, trained" sample but "absent" in the "Non-Tg, trained" and "TurboID, control" samples in any one of the biological replicates, to identify "learning proteome" (706 proteins, page 8, last line - page 9, line 8; page 32, line 21-22). The word "present" implies that they included even peptides whose amounts are just above the detection threshold, which is subject to random noise caused by the detector or during sample collection and preparation processes. This consideration is partly supported by the fact that only a small fraction of the proteins are common between biological replicates (honestly and respectably shown in Figure S2). Because of this problem, there is no statistical estimate of the identity in "learning proteome" in the current manuscript. Therefore, the presentation style in Tables S2 and S3 are not very useful for readers, especially because authors already subtracted proteins identified in Non-Tg samples, which must also suffer from stochastic noise. I suggest either quantifying the MS/MS signal, or if authors need to stick to the "present"/"absent" description of the MS/MS data, use the number of appearances in biological replicates of each protein as estimate of the quantity of each protein. For example, found in 2 replicates in "TurboID, learned" and in 0 replicates in "Non-Tg, trained". One can apply statistics to these counts. This said, I would like to stress that proteins related to acquisition of memory may be very rare, especially because learning-related changes likely occur in a small subset of neurons. Therefore, 1 time vs 0 time may be still important, as well as something like 5 times vs 1 time. In summary, quantitative description of the proteomics results is desired.

      We thank the reviewer for these valuable comments and suggestions.

      We acknowledge that quantitative proteomics would provide beneficial information; however, as also indicated by Reviewer 1 (in cross-comment), it is practically challenging to perform with TurboID. We have included discussion of potential future experiments involving quantitative mass spectrometry, as well as a comprehensive discussion of some of the limitations of our approach as summarised by this Reviewer, in the Discussion section (page 39). However, we note that our qualitative approach also provides beneficial knowledge, such as the identification of functional protein networks acting within biological pathways previously implicated in learning (Figure 2), and novel learning regulators ACC-1/3, LGC-46, and F46H5.3.

      We agree with the assessment that the frequency of occurrence for each candidate we test per biological replicate is useful to disclose in the manuscript as a proxy for quantification. This was also highlighted by Reviewer 2 (Major Comment 1). As detailed above in response to R2, we have now separated candidates into two categories: ‘strong’ (present in 3 or more biological replicates) and ‘weak’ candidates (present in 2 or fewer biological replicates). We have also added behavioural data after testing 9 of these strong candidates in Figures 6 & S7.

      We have also added Table 2 to the revised manuscript, which summarises the frequency-based representation of the proteomics results, as suggested. This is described on pages 22-23. Briefly, this shows the range of candidates further explored using single mutant testing. Specifically, this data showed that many of the tested candidates were more frequently detected in trained worms compared to high-salt controls. This includes both strong and weak candidates, providing a clearer view of how proteomic frequency informed our selection for functional testing.

      2) There is another problem in the treatment of the behavioural data. In Experimental Procedures, authors state that they excluded data in which naive or control groups showed average CI 0.5499 for N2 (page 36, lines 5-7). How were these values determined? One common example for judging a data point as an outlier is > mean + 1.5, 2 or 3 SD, or Thank you for pointing this out. As mentioned by both Reviewer 1 and Reviewer 4, the original manuscript states the following: “Data was excluded for salt associative learning experiments when wild-type N2 displayed (1) an average CI ≤ 0.6499 for naïve or control groups and/or (2) an average CI either 0.5499 for trained groups.”

      To clarify, we only excluded experiments in rare cases where N2 worms did not display robust high salt attraction before training, or where trained N2 did not display the expected behavioural difference compared to untrained or high-salt control N2. These anomalies were typically attributable to clear contamination or starvation issues that could clearly be observed prior to counting chemotaxis indices on CTX plates.

      We established these exclusion criteria in advance of conducting multiple learning assays to ensure an objective threshold for identifying and excluding assays affected by these rare but observable issues. However, these criteria were later found to be unnecessary, as N2 worms robustly displayed the expected untrained and trained phenotypes for salt associative learning when not compromised by starvation or contamination.

      We understand that the original criteria may have appeared to introduce arbitrary bias in data selection. To address this concern, we have removed these criteria from the revised manuscript from page 50.

      Minor comments:

      1) Related to Major comments 1), the successful effect of neuron-specific TurboID procedure was not evaluated. Authors obtained both TurboID and Non-Tg proteome data. Do they see enrichment of neuron-specific proteins? This can be easily tested, for example by using the list of neuron-specific genes by Kaletsky et al. (http://dx.doi.org/10.1038/nature16483 or http://dx.doi.org/10.1371/journal.pgen.1007559), or referring to the CenGEN data.

      We thank this Reviewer for this helpful suggestion, which was echoed by Reviewer 3 (Major Comment 1). As indicated in the response to R3 above, the revised manuscript now includes Table 1 as a tissue-specific analysis of the learning proteome, using the single neuron RNA-Seq database CeNGEN to identify the proportion of neuronal proteins from each biological replicate of mass spectrometry data. Generally, we observed a range of 87-95% of proteins corresponded to genes from the CeNGEN database that had been detected in neurons, providing evidence that the TurboID enzyme was able to target the neuronal proteome as expected. Table 1 is now described in the main text of the revised work on pages 16 & 17.

      2) The behavioural paradigm needs to be described accurately. Page 5, line 16-17, "C. elegans normally have a mild attraction towards higher salt concentration": in fact, C. elegans raised on NGM plates, which include approximately 50mM of NaCl, is attracted to around 50mM of NaCl (Kunitomo et al., Luo et al.) but not 100-200 mM.

      We thank the Reviewer for pointing this out. We agree that clarification is necessary. The revised text reads as follows on page 5: “C. elegans are typically grown in the presence of salt (usually ~ 50 mM) and display an attraction toward this concentration when assayed for chemotaxis behaviour on a salt gradient (Kunitomo et al., 2013, Luo et al., 2014). Training/conditioning with ‘no salt + food’ partially attenuates this attraction (group referred to ‘trained’).”

      Authors call this assay "salt associative learning", which refers to the fact that worms associate salt concentration (CS) and either presence or absence of food (appetitive or aversive US) during conditioning (Kunitomo et al., Luo et al., Nagashima et al.) but they are looking at only association with presence of food, and for proteome analysis they only change the CS (NaCl concentration, as discussed in Discussion, p24, lines 4-5). It is better to attempt to avoid confusion to the readers in general.

      Thank you Reviewer 4 for highlighting this clarity issue. We clarify our definition of “salt associative learning” for the purpose of this study in the revised manuscript on page 6 with the following text:

      “Similar behavioural paradigms involving pairings between salt/no salt and food/no food have been previously described in the literature (Nagashima et al. 2019). Here, learning experiments were performed by conditioning worms with either ‘no salt + food’ (referred to as ‘salt associative learning’) or ‘salt + no food’ (called ‘salt aversive learning’).”

      3) page 32, line 23: the wording "excluding" is obscure and misleading because the elo-6 gene was included in the analysis.

      We appreciate this Reviewer for pointing out this misleading comment, which was unintentional. We have now removed it from the text (on page 21).

      4) Typo at page 24, line 18: "that ACC-1" -> "than ACC-1".

      This has been corrected (on page 37).

      5) Reference. In "LEO, T. H. T. et al.", given and sir names are flipped for all authors. Also, the paper has been formally published (http://dx.doi.org/10.1016/j.cub.2023.07.041).

      We appreciate the Reviewer drawing our attention to this – the reference has been corrected and updated.

      I would like to express my modest cross comments on the reviews:

      1) Many of the reviewers comment on the shortage in the quantitative nature of the proteome analysis, so it seems to be a consensus.

      Thank you Reviewer 4 for this feedback. We appreciate the benefit in performing quantitative mass spectrometry, in that it provides an additional way to parse molecular mechanisms in a biological process (e.g., fold-changes in protein expression induced by learning). However, we note that quantitative mass spectrometry is challenging to integrate with TurboID due to the requirement to enrich for biotinylated peptides during sample processing (we now mention this on page 39). Nevertheless, it would be exciting to see this approach performed in a future study.

      To address the limitations of our original qualitative approach and enhance the clarity and utility of our dataset, we have made the following revisions in the manuscript:

      • Candidate selection criteria: We now clearly define how candidates were selected for functional testing, based on their frequency across biological replicates. Specifically, “strong candidates” were detected in three or more replicates, while “weak candidates” appeared in two or fewer.
      • Frequency-based representation (_Table 2_):__We appreciate the suggestion by Reviewer 4 (Major Comment 1) to quantify differences between high-salt control and trained groups. We now provide the frequency-based representation of the candidates tested in this study within our proteomics data in __Table 2. This data showed that many of the tested candidates were more frequently detected in trained worms compared to high-salt controls. This includes both strong and weak candidates We hope these additions help clarify our approach and demonstrate the value of the dataset, even within the constraints of qualitative proteomics.

      2) Also, tissue- or cell-specificity of the identified proteins were commonly discussed. In reviewer #3's first Major comment, appearance of non-neuronal protein in the list was pointed out, which collaborate with my (#4 reviewer's) question on successful identification of neuronal proteins by this method. On the other hand, reviewer #1 pointed out subset neuron-specific proteins in the list. Obviously, these issues need to be systematically described by the authors.

      We agree with Reviewer 4 that these analyses provide a critical angle of analysis that is not explored in the original manuscript.

      Tissue analysis (Reviewer 3 Major Comment 1): We have used the single neuron RNA-Seq database CeNGEN, to identify that 87-95% (i.e. a large majority) of proteins identified across replicates corresponded to genes detected in neurons. These findings support that the TurboID enzyme was able to target the neuronal proteome as expected. Table 1 provides this information as is now described in the main text of the revised work on page 16.

      __Neuron class analyses (Reviewer 1 Major Comment 2): __In response, we have used the suggested Wormbase gene enrichment tool and CeNGEN. We specifically input proteins from the learning proteome into Wormbase, after filtering for proteins unique to TurboID trained animals. For CeNGEN, we compared genes/proteins from control worms and trained worms to identify potential neurons that may be involved in this learning paradigm.

      Briefly, we found highlight a range of neuron classes known in learning (e.g., RIS interneurons), cells that affect behaviour but have not been explored in learning (e.g., IL1 polymodal neurons), and neurons for which their function/s are unknown (e.g., pharyngeal neuron I3). Corresponding text for this new analysis has been added on pages 16-20, with a new table and figure added to illustrate these findings (Table S7 & Figure 4). Methods are detailed on pages 50-51.

      3) Given reviewer #1's OPTIONAL Major comment, as an expert of behavioral assays in C. elegans, I would like to comment based on my experience that mutants received from Caenorhabditis Genetics Center or other labs often lose the phenotype after outcrossing by the wild type, indicating that a side mutation was responsible for the observed behavioral phenotype. Therefore, outcrossing may be helpful and easier than rescue experiments, though the latter are of course more accurate.

      Thank you for this suggestion. To address the potential involvement of background mutations, we have done experiments with backcrossed versions of mutants tested where possible, as shown in Figure 6. We found that F46H5.3(-) mutants maintained enhanced learning capacity after backcrossing with wild type, compared to their non-backcrossed mutant line. This was in contrast to C30G12.6(-) animals which lost their enhanced learning phenotype following backcrossing using wild type worms. This is described in the text on pages 24-26.

      4) Just let me clarify the first Minor comment by reviewer #2. Authors described that the kin-2 mutant has abnormality in "salt associative learning" and "salt aversive learning", according to authors' terminology. In this comment by reviewer #2, "gustatory associative learning" probably refers to both of these assays.

      Reviewer 4 is correct. We have amended the wording appropriately on page 31 to clarify our meaning to address Reviewer 2’s comment.

      • “Although kin-2(ce179) mutants were not shown to impact salt aversive learning, they have been reported previously to display impaired intermediate-term memory (but intact learning and short-term memory) for butanone appetitive learning (Stein and Murphy, 2014).”*

      5) There seem to be several typos in reviewer #1's Minor comments.

      "In Page 9, Lines 17-18" -> "Page 8, Lines 17-18".

      "Page 8, Line 24" -> "Page 7, Line 24".

      "I would suggest to remove figure 3" -> "I would suggest to remove figure 2"

      "summary figure similar to Figure 4" -> "summary figure similar to Figure 3"

      "In the discussion Page 24, Line 14" -> "In the discussion Page 23, Line 14"

      (I note that because a top page was inserted in the "merged" file but not in art file for review, there is a shift between authors' page numbers and pdf page numbers in the former.)

      It would be nice if reviewer #1 can confirm on these because I might be wrong.

      We appreciate Reviewer 4 noting this, and can confirm that these are the correct references (as indicated by Reviewer 1 in their cross-comments)

      Reviewer #4 (Significance (Required)):

      1) Total neural proteome analysis has not been conducted before for learning-induced changes, though transcriptome analysis has been performed for odor learning (Lakhina et al., http://dx.doi.org/10.1016/j.neuron.2014.12.029). This guarantees the novelty of this manuscript, because for some genes, protein levels may change even though mRNA levels remain the same. We note an example in which a proteome analysis utilizing TurboID, though not the comparison between trained/control, has led to finding of learning related proteins (Hiroki et al., http://dx.doi.org/10.1038/s41467-022-30279-7). As described in the Major comments 1) in the previous section, improvement of data presentation will be necessary to substantiate this novelty.

      We appreciate this thoughtful feedback. We agree that while the neuronal transcriptome has been explored in Lakhina et al., 2015 for C. elegans in the context of memory, our study represents the first to examine learning-induced changes in the total neuronal proteome. We particularly agree with the statement that “for some genes, protein levels may change even though mRNA levels remain the same”. This is essential rationale that we now discuss on page 42.

      Additionally, we acknowledge the relevance of the study by Hiroki et al., 2022, which used TurboID to identify learning-related proteins, though not in a trained versus control comparison. Our work builds on this by directly comparing trained and control conditions, thereby offering new insights into the proteomic landscape of learning. This is now clarified on page 36.

      To substantiate the novelty and significance of our approach, we have revised the data presentation throughout the manuscript, including clearer candidate selection criteria, frequency-based representation of proteomic hits (Table 2), and neuron-specific enrichment analyses (Table S7 & Figure 4). We hope these improvements help convey the unique contribution of our study to the field.

      2) Authors found six mutants that have abnormality in the salt learning (Fig. 4). These genes have not been described to have the abnormality, providing novel knowledge to the readers, especially those who work on C. elegans behavioural plasticity. Especially, involvement of acetylcholine neurotransmission has not been addressed. Although site of action (neurons involved) has not been tested in this manuscript, it will open the venue to further determine the way in which acetylcholine receptors, cAMP pathway etc. influences the learning process.

      Thank you Reviewer 4, for this encouraging feedback. To further strengthen the study and expand its relevance, we have tested additional mutants in response to Reviewer 3’s comments, as shown in Figures 6 & S7. These results provide even more candidate genes and pathways for future exploration, enhancing the significance and impact of our study.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #3

      Evidence, reproducibility and clarity

      Summary:

      In the manuscript titled "Identifying regulators of associative learning using a protein-labelling approach in C. elegans" the authors attempted to generate a snapshot of the proteomic changes that happen in the C. elegans nervous system during learning and memory formation. They employed the TurboID-based protein labeling method to identify the proteins that are uniquely found in samples that underwent training to associate no-salt with food, and consequently exhibited lower attraction to high salt in a chemotaxis assay. Using this system they obtained a list of target proteins that included proteins represented in molecular pathways previously implicated in associative learning. The authors then further validated some of the hits from the assay by testing single gene mutants for effects on learning and memory formation.

      Major comments:

      In the discussion section, the authors comment on the sources of "background noise" in their data and ways to improve the specificity. They provide some analysis on this aspect in Supplementary figure S2. However, a better visualization of non-specificity in the sample could be a GO analysis of tissue-specificity, and presented as a pie chart as in Figure 2A. Non-neuronal proteins such as MYO-2 or MYO-3 repeatedly show up on the "TurboID trained" lists in several biological replicates (Tables S2 and S3). If a major fraction of the proteins after subtraction of control lists are non-specific, that increases the likelihood that the "hits" observed are by chance. This analysis should be presented in one of the main figures as it is essential for the reader to gauge the reliability of the experiment.

      Other than the above, the authors have provided sufficient details in their experimental and analysis procedures. They have performed appropriate controls, and their data has sufficient biological and technical replaictes for statistical analysis.

      Minor comments:

      There is an error in the first paragraph of the discussion, in the sentences discussing the learning effects in gar-1 mutant worms. The sentences in lines 12-16 on page 22 says that gar-1 mutants have improved salt-associative learning and defective salt-aversive learning, while in fact the data and figures state the opposite.

      Significance

      Strengths and limitations:

      This study used neuron-specific TurboID expression with transient biotin exposure to capture a temporally restricted snapshot of the C. elegans nervous system proteome during salt-associative learning. This is an elegant method to identify proteins temporally specific to a certain condition. However, there are several limitations in the way the experiments and analyses were performed which affect the reliability of the data. As the authors themselves have noted in the discussion, background noise is a major issue and several steps could be taken to improve the noise at the experimental or analysis steps (use of integrated C. elegans lines to ensure uniformity of samples, flow cytometry to isolate neurons, quantitative mass spec to detect fold change vs. strict presence/absence).

      Advance:

      Several studies have demonstrated the use of proximity labeling to map the interactome by using a bait protein fusion. In fact, expressing TurboID not fused to a bait protein is often used as a negative control in proximity labeling experiments. However, this study demonstrates the use of free TurboID molecules to acquire a global snapshot of the proteome under a given condition.

      Audience:

      Even with the significant limitations, this study is specifically of interest to researchers interested in understanding learning and memory formation. Broadly, the methods used in this study could be modified to gain insights into the proteomic profiles at other transient developmental stages.

      The reviewer's field of expertise: Cell biology of C. elegans neurons.

    1. However, a central issue in Enterprise Architecture is business-IT alignment:

      Too historical, it is not a primary goal of today's EA as I understand it. I would simply remove or rephrase this sentence.

    2. A label may be added to outgoing triggering relationships of a junction to indicate a choice, condition, or guard that applies to that relationship. Such a label is only an informal indication. No formal, operational semantics have been defined for these relationships because implementation-level languages such as BPMN and UML, differ in their execution semantics and the ArchiMate language does not want to unduly constrain mappings to such languages.

      Ca also junction have a name? I expect so.

    1. Don't worry about finding exactly the right spot to branch off into a new follower note. Usually the right spot is whatever you were looking at when you got a new idea – other relevant notes can always be linked to explicitly, or placed in some shared structure note. If you didn't get the idea while looking at your Zettelkasten, just find some vaguely related note and start there. It doesn't have to be the best possible spot, or even be that relevant at all; the important part is that you pick some location for it.

      En esto me ayudó mucho la bitácora para disminuir los costos de pre-organización (o dónde debería ir este liga/información). Siguiendo el método de LogSeq, si no sé donde poner algo, empiezo colocando un enlace o info en una bitácora del día en que organizo dicho info (incluso días después de haberla encontrado). De este modo, el proceso se vuelve fluído:

      • Si sé donde debería ir un enlace, edito el tiddler donde debería ir.
      • Si no lo sé, la coloco en la bitácora del día en que organizo dicha info.

      El etiquetado y cierto orden emergente de cosas que encuentro regularmente harán el resto.

    2. Don't rely on an inbox, comprehensive indexes, or backlinks When writing notes for your Zettelkasten, it's natural to feel some anxiety about whether you're just writing into the void, or whether you'll actually stumble across those notes again in the future. To relieve this anxiety, there are at least three tempting solutions that seem to make sense on the surface, but which tend to fall apart in the long term.

      Mis blikis me permiten reencontrar la información fácilmente y los consulto/referencio con frecuencia. En particular para ofrecer información que solicitan una y otra vez, como hojas de vida y portafolios de proyectos.

      Si bien a veces creo índices con otros tiddlers, en general confío y uso los sistemas de etiquetados y de búsqueda que ya vienen incorporados en la herramienta para reencontrar la información y el sistema de filtros y operadores para ofrecer vistas específicas de la misma a terceros, como mi portafolio o mi perfil.

      No reorganizo la información en publicaciones más grandes y lineales como artículos o libros, como lo haría Luhmann, básicamente por dos cosas:

      1. me gusta estar lejos de las mafias de publicación académica clásica y sus circuitos y
      2. quisiera que las publicaciones vivas, tipo wiki, blikis, datasets y repositorios de código tuvieran un estatus epistémico en sí mismo, sin tener que tomar la forma de las publicaciones académicas clásicas que han sido tan gentrificadas.

      Lo anterior requerirá otras métricas, en las cuales vamos trabajando lento.

    3. The Zettelkasten: When there's something that I want to rediscover later, but forget about in the meantime, I add it to the Zettelkasten. This includes not only research notes and snippets of writing, but also ideas for future projects, interesting bookmarks and articles that I haven't yet read, and anything else that I want to find again but which isn't in itself critically important. To increase the chances of finding something again, try distributing it throughout the Zettelkasten – for example, instead of having a big list of bookmarks about some topic, sprinkle in a link here and there, where you might end up clicking on it again in the future when you stumble upon it.

      De esta manera venía usando mi vieja instancia de TiddlyWiki (desde 2010) y también la nueva, (retomada en 2020) incluso antes de descubrir el Zettelkasten entre estas dos décadas.

      El autor luego refiere dos herramientas para recordoar, una lista grande, inspirada en GTD y la bitácora diaria inspirada en el bullet journal. En mi caso, yo también usé TW para agendas y proyectos (es decir combinando GTD y actividades diarias), pero con el tiempo me decanté por Taskwarrior, porque estaba siempre convenientemente a la mano en mi ubicua y privada consola de comandos, en lugar de estar perdido en alguna de las desbordadas solapas del navegador, requiriendo autenticación y permisos y con el temor de que el estado de una nueva solapa sobreescribiera cosas importantes que tenía en la solapa ya abierta (en algún momento coloqué en MiniDocs una utilidad de agenda que se conectaba con Taskwarrior, llamada Acrobatask y le proveía una interfaz web, pero no avanzó mucho y quizás se integre mejor con Cardumem).

      Ahora Taskwarrior en la consola se ocupa de los proyectos y los listados de tareas personales, mientras que para lo colectivo estoy probando NocoDB

    4. The result of this is that a note can be renamed without changing its filename and without updating existing links to that file. You can also use special characters in titles without any issues. As for why this actually matters, well, it's mostly a matter of aesthetics. A Zettelkasten is supposed to be a simple system for building knowledge out of small notes in an organic way. The simplest possible Zettelkasten is implemented in terms of slips of paper which are assigned identifiers for linking between them. In a digital system, the most straight-forward emulation of such a system is with files whose filenames are unique IDs, and links that are simply the IDs themselves. Many note-taking applications assume a model that is fundamentally incompatible with such an approach, usually because they conflate titles with filenames (as Denote and zk.el do), or even with IDs, as Obsidian does! zt, in contrast, takes these simple, plain-text foundations as its base, and then adds extra digital-only functionality on top to make it an actually useful system.

      Me enfrenté a la duda sobre los identificadores únicos para documentos en Grafoscopio y finalmente opté por NanoID, debido a la baja posibilidad de colisión con tan sólo 11 caracteres, lo que es más corto que una fecha única (pues hay que capturar los milisegundos para hacer un indicador único), funciona incluso cuando se producen muchos trozos de información rápidamente (por ejemplo en una importación de información donde hasta los milisegundos podrían coincidir) y, de todos modos, la fecha es un metadato que se puede capturar en otro lado y por alguna razón para mí no es tan memorable. Si bien el NanoID es un indicador no memorable, los videos en YouTube se hacen virales por otros datos (como su título/autor o los algoritmos de recomendación) y no por la memorabilidad de su enlace (todos acá son no memorables).

      Para lidiar con la memorabilidad y organización para humanos, el identificador único es un sufijo en lugar de un prefijo, que va al final del nombre del archivo, separado por doble guiones y antes de la extensión, por ejemplo, cartofonias--e45j7.md.html). Dado que los navegadores web recuerdan partes del enlace, incluso si el nombre se cambiara, pero recordáramos (en parte) el identificador único (en e ejemplo e45j7), nos sugeriría diferentes títulos que incluyen esa secuencia de caracteres.

    1. El metabolismo de fármacos y otros xenobióticos en metabolitos más hidrófilos es esencial para su eliminación renal del cuerpo, así como para la terminación de su actividad biológica y farmacológica.

      Es el proceso que convierte al fármaco en formas más fáciles de eliminar. Como aplastar la basura para que quepa en un bote, en nuestro caso, el cuerpo transforma el fármaco para que pueda ser excretado (ej, por los riñones).

    2. un fármaco se distribuye en líquidos intersticiales e intracelulares en función de las propiedades fisicoquímicas del mismo, la frecuencia de administración de fármacos a órganos y compartimentos individuales y las diferentes capacidades de esas regiones para interactuar con el fármaco.

      Un fármaco se reparte entre líquidos y tejidos del cuerpo según:

      *Sus propiedades fisicoquímicas

      *Cuánta sangre llega a cada órgano

      *Y cómo cada tejido interactúa con él

      Es como si quisiéramos repartir comida en un campamento, depende de qué tan fácil sea transportarla, a dónde la lleves y si la gente del lugar la acepta o la usa.

    3. La biodisponibilidad describe el grado fraccional en que una dosis administrada del fármaco alcanza su sitio de acción o un líquido biológico (por lo general, la circulación sistémica) desde el cual el fármaco tiene acceso a su sitio de acción.

      O sea, que tanto fármaco útil llega hasta el sitio de acción y es capaz de actuar. Como si mandas 4 soldados a una misión y solo llegan 2 al objetivo.

    4. La absorción es el desplazamiento de un fármaco desde su lugar de administración hacia el compartimiento central (p. ej., el torrente sanguíneo

      Primer paso del ADME (A=Absorción, D=Distribución, M= Metabolismo, E=Excreción).Es el proceso por el cual un fármaco pasa desde el sitio de administración (ej. boca) hasta la sangre.

    5. La absorción, distribución, metabolismo y eliminación de fármacos, son los procesos que estudia la farmacocinética (fig. 2–1). La comprensión de estos procesos y de las interacciones

      "Entonces, la farmacocinética es lo que hace el cuerpo con el fármaco.

    1. "Whatever work you have to do, do it with a singleness of purpose, with all the simplicity, contentment and joy you are capable of. Thus only will you be able to reap the best fruit of work. In fullness of time, the dry leaves of life will naturally drop off and new ones shoot forth.”

      -- Ananda Moyi Ma

    1. Take Wikis as an example. Most of them have two different modes: The reading mode. The editing mode. The reading mode is the default. But most of the time you should create, edit and re-edit the content. This default, this separation of reading and editing, is a small but significant barrier on producing content. You will behave differently. This is one reason I don’t like wikis for knowledge work. They are clumsy and work better for different purposes.

      Los blikis (blogs + wikis) son formas de pensar en público y tener modos de lectura y escritura está bien, pues no todos los que se aproximan al wiki lo van a editar y la mayoría de internautas sólo lo va leer.

      Además sistemas tipo TiddlyWiki (y en el futuro Cardumem) alientan en buena medida la reedición de unidades de contenido (wiki refactoring). Lo clave es que las unidades sean pequeñas y se puedan usar para organizar otras unidades (es decir usarlos como etiquetas).

    1. When La Salle reached the Pays des Illinois and beganconstruction of Fort Crèvecœur on the banks of the Illinois River, anIllinois akima (chief) named Nikanape feasted the French newcomersand carefully shared, manipulated, and withheld information about thePays des Illinois to lead the French to believe that the lower Mississippiwas dangerous, but that the Missouri was safe and worthy of exploration.

      That was smart of the chief to do in order to protect their homeland from the incoming French.

    1. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

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      Referee #2

      Evidence, reproducibility and clarity

      Summary: The work of Wasilewska et al. focusses on the MCU independent basal Ca2+ uptake mechanisms and the effects of MCU, NCLX, and TMBIM5 KO on Zebrafish Ca2+ homeostasis, mortality, anatomy and metabolism. The authors found evidence that tmbim5 potentially has a bidirectional mode of operation and is able to extrude Ca2+ from the matrix as well as transfer Ca2+ into mitochondria. Further, a reduced membrane potential in tmbim5-/- fish and altered metabolism was found. While the conclusion drawn are well argumented, a few points have to be addressed.

      Major Points:

      1. While all mitochondrial genes seem collectively reduced compared to control, it would be interesting to assess the mitochondrial mass and/or mitochondrial turnover rate in regard to e.g. mitophagy. The reduced membrane potential could lead to PINK1 accumulation on the outer mitochondrial membrane to mediate mitophagy leading overall to reduced mitochondrial count and mass.
      2. The characterization of slc8b1-KO fish needs some improvement to facilitate a better understanding of the molecular interactions of slc8b1 and tmbim5. This would also greatly improve the understanding of the phenotypical characterization and behavioral response to CGP.
      3. Functional Ca2+ measurements of the activity of slc8b1 gene product have to be done to ensure a KO phenotype. Especially in light of the surprising results presented in Figure 6A showing an effect of CGP on slc8b1-KO fish but not on tmbim5-KO fish I advise mitochondrial isolation to conduct mitochondrial basal and extrusion Ca2+experiments of slc8b1-KO fish, tmbim5-KO fish, and double KO-fish.

      Minor Points:

      The authors claim that mRNA levels of mitochondrial proteins involved in Ca2+ transport in tmbim5-/- are unaffected (Figure EV3). While the T-tests show no significant alteration, what happens if a 2-way ANOVA shows a more general effect revealed between WT and TMBIM5-/-?

      Significance

      This is a well-designed and carefully executed piece of work. The experimental design is thoughtfully elaborated, and the topic is worthy of investigation. The strengths of this study lie in translating our knowledge of TMBIN5 from single cells to organism and organ function. Moreover, the work provides important new information that will help the scientific community working on mitochondrial regulation AND muscle diseases to understand how ions coordinately regulate mitochondrial function.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #1

      Evidence, reproducibility and clarity

      Although the experimental approach is promising (see below), the results do not significantly expand our current understanding. This is partly due to the challenges of interpreting negative results, which are nonetheless worth reporting. Some of the conclusions and interpretations of the results could benefit from further clarification and contextualization to enhance their impact:

      • Figure 1D: The distribution of fiber size in wt vs. Tmbim5-ko fish shows a notable difference limited to one size range. Can the authors clarify this observation? Could this indicate a switch in fiber type? Is there a correlation between this finding and the differential PAS staining?
      • Figure 3: one of the advantages of the zebrafish model is its transparency, allowing for fluorescence imaging. Unfortunately, this proves to be impossible in the case of cepia2mt. The data provided by the authors show that the fluorescence of this probe does not vary following physiological stimuli. The only change is that induced by CCCP (Fig 3C-D), which according to the authors causes a discharge of mitochondrial calcium. However, the use of CCCP with GFP-based probes should be avoided, as the acidification caused by CCCP treatment leads to quenching of the fluorophore, resulting in a fluorescence decrease which is independent of Ca2+ levels. Although the experimental approach aims to detect dynamic changes in mitochondrial Ca2+ levels, the presented results in Figure 3 do not provide conclusive evidence to support this capability. While significant experimental effort is evident, these findings may require further validation or additional data to strengthen their impact. Alternatively, the authors could remove this Figure 3 and relevant text from the manuscript.
      • Figure 6A: In my opinion, this dataset is impossible to understand. To my knowledge, the precise molecular target of CGP-37157 remains elusive. While CGP is often considered an NCLX inhibitor, this classification lacks definitive experimental support. Although CGP is known to inhibit mitochondrial Na+-dependent Ca2+ extrusion, direct binding of CGP to NCLX has yet to be conclusively demonstrated. With this in mind, the authors show that pharmacological intervention with CGP elicits a distinct phenotype in the fish model. While this effect appears to persist in SLC8B1-KO fish, it is absent in Tmbim5-KO fish, suggesting Tmbim5 as a potential molecular target for CGP. However, this interpretation is inconsistent with the following observations: i) CGP remains effective in Tmbim5/Slc8b1 double-KO fish and ii) Tmbim5-KO fish exhibit no discernible phenotype. A comprehensive explanation that reconciles these findings is sought.
      • Figure 6B: according to the authors, the phenotype induced by CGP treatment is specific because a different substance with a completely different effect, CCCP, causes the same phenotype in both wt and Tmbim5-KO fish. Also in this case, the rationale and reasoning behind this experiment in not very evident. As I see it, CCCP blocks zebrafish motility because it is a metabolic poison, and its effect does not depend on any transporter.

      Significance

      The manuscript submitted by Wasilewska et al investigates the functional relationship between different mitochondrial calcium transporters using zebrafish as a model. The topic is of great interest. In the last 15 years, many mitochondrial calcium transporters have been identified. In some cases, their mechanism is not fully understood, such as in the case of TMBIM5, recently described by some as an H/Ca exchanger, or as a Ca channel by others. Furthermore, the functional relationship between different transporters has so far been studied in a partial and superficial way. I believe that this work is therefore of great interest because it aims to contribute to a fundamental problem that is still poorly studied. The idea of using zebrafish is interesting, as it is an organism that is easy to manipulate and phenotype, and because it is transparent, making it possible to use specific biosensors to characterize mitochondrial calcium dynamics, at least in principle. The paper therefore deserves attention.

    1. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews:

      Reviewer #1 (Public review):

      A) The presentation of the paper must be strengthened. Inconsistencies, mislabelling, duplicated text, typos, and inappropriate colour code should be changed.

      We spotted and corrected several inconsistencies and mislabelling issues throughout the text and figures. Thanks!  

      B) Some claims are not supported by the data. For example, the sentence that says that "adolescent mice showed lower discrimination performance than adults (l.22) should be rewritten, as the data does not show that for the easy task (Figure 1F and Figure 1H).

      We carefully reviewed the specific claims and fixed some of the wording so it adheres to the data shown.

      C) In Figure 7 for example, are the quantified properties not distinct across primary and secondary areas?

      We now carried out additional analysis to test this. We found that while AUDp and AUDv exhibit distinct tuning properties, they show similar differences between adolescent and adult neurons (see Supplementary Table 6, Fig. S7-1a-h). Note that TEa and AUDd could not be evaluated due to low numbers of modulated neurons in this protocol.

      D) Some analysis interpretations should be more cautious. (..) A lower lick rate in general could reflect a weaker ability to withhold licking- as indicated on l.164, but also so many other things, like a lower frustration threshold, lower satiation, more energy, etc).

      That is a fair comment, and we refined our interpretations. Moreover, we also addressed whether impulsiveness impacted lick rates. In the Educage, we found that adolescent mice had shorter ITIs only after FAs (Fig. S2-1). In the head-fixed setup, we examined (1) the proportion of ITIs where licks occurred (Fig. S3-1c) and (2) the number of licks in these ITIs (Fig. S3-1d). We found no differences between adolescents and adults, indicating that the differences observed in the main task are not due to general differences in impulsiveness (Fig. S2-1, Fig. S3-1c, d). Finally, we note that potential differences in satiation were already addressed in the original manuscript by carefully examining the number of trials completed across the session. See also Review 3, comment #1 below.

      Reviewer #2 (Public review):

      A) For some of the analyses that the authors conducted it is unclear what the rationale behind them is and, consequently, what conclusion we can draw from them.

      We reviewed the manuscript carefully and revised the relevant sections to clarify the rationale behind the analyses. See detailed responses to all the reviewer’s specific comments.

      B) The results of optogenetic manipulation, while very interesting, warrant a more in-depth discussion.

      We expanded our discussion on these experiments (L495-511) and also added an additional analysis to strengthen our findings (Fig. S3-2e).

      Reviewer #3 (Public review):

      (1) The authors report that "adolescent mice showed lower auditory discrimination performance compared to adults" and that this performance deficit was due to (among other things) "weaker cognitive control". I'm not fully convinced of this interpretation, for a few reasons. First, the adolescents may simply have been thirstier, and therefore more willing to lick indiscriminately. The high false alarm rates in that case would not reflect a "weaker cognitive control" but rather, an elevated homeostatic drive to obtain water. Second, even the adult animals had relatively high (~40%) false alarm rates on the freely moving version of the task, suggesting that their behavior was not particularly well controlled either. One fact that could help shed light on this would be to know how often the animals licked the spout in between trials. Finally, for the head-fixed version of the task, only d' values are reported. Without the corresponding hit and false alarm rates (and frequency of licking in the intertrial interval), it's hard to know what exactly the animals were doing.

      irst, as requested, we added the Hit rates and FA rates for the head-fixed task (Fig. S3-1a). Second, as requested by the reviewr, we performed additional analyses in both the Educage and head-fixed versions of the task. Specifically, we analyzed the ITI duration following each trial outcome. We found that adolescent mice had shorter ITIs only after Fas (Fig. S2-1). In the head-fixed setup, we examined (1) the proportion of ITIs during which licks occurred (Fig. S3-1c) and (2) the number of licks in these ITIs (Fig. S3-1d). We found no differences between adolescents and adults, indicating that the differences observed in the main task are not due to general differences in impulsiveness (Fig. S2-1, Fig. S3-1c, d). See also comment #D of reviewer #1 above.

      B) There are some instances where the citations provided do not support the preceding claim. For example, in lines 64-66, the authors highlight the fact that the critical period for pure tone processing in the auditory cortex closes relatively early (by ~P15). However, one of the references cited (ref 14) used FM sweeps, not pure tones, and even provided evidence that the critical period for this more complex stimulus occurred later in development (P31-38). Similarly, on lines 72-74, the authors state that "ACx neurons in adolescents exhibit high neuronal variability and lower tone sensitivity as compared to adults." The reference cited here (ref 4) used AM noise with a broadband carrier, not tones.

      We carefully checked the text to ensure that each claim is accurately supported by the corresponding reference.

      C) Given that the authors report that neuronal firing properties differ across auditory cortical subregions (as many others have previously reported), why did the authors choose to pool neurons indiscriminately across so many different brain regions?

      We appreciate the reviewer’s concern. While we acknowledge that pooling neurons across auditory cortical subregions may obscure region-specific effects, our primary focus in this study is on developmental differences between adolescents and adults, which were far more pronounced than subregional differences.

      To address this potential limitation: (1) We analyzed firing differences across subregions during task engagement (see Fig. S4-1, S4-2, S4-3; Supplementary Tables 2 and 3). (2) We have now added new analyses for the passive listening condition in AUDp and AUDv (Fig. S7-1; Supplementary Table 6).

      These analyses support our conclusion that developmental stage has a greater impact on auditory cortical activity than subregional location in the contexts examined. For clarity and cohesion, the main text emphasizes developmental differences, while subregional analyses are presented in the Supplement.

      D) And why did they focus on layers 5/6? (Is there some reason to think that age-related differences would be more pronounced in the output layers of the auditory cortex than in other layers?)

      We agree that other cortical layers, particularly supragranular layers, are important for auditory processing and plasticity. Our focus on layers 5/6 was driven by both methodological and biological considerations. Methodologically, our electrode penetrations were optimized to span multiple auditory cortical areas, and deeper layers provided greater mechanical stability for chronic recordings. Biologically, layers 5/6 contain the principal output neurons of the auditory cortex and are well-positioned to influence downstream decision-making circuits. We acknowledge the limitation of our recordings to these layers in the manuscript (L268; L464-8).

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      (1) The presentation of the paper must be strengthened. As it is now, it makes it difficult to appreciate the strengths of the results. Here are some points that should be addressed:

      a) The manuscript is full of inconsistencies that should be fixed to improve the reader's understanding. For example, the description on l.217 and the Figure. S3-1b, the D' value of 0 rounded to 0.01 on l. 735 (isn't it rather the z-scored value that is rounded? A D' of 0 is not a problem), the definition of lick bias on l. 750 and the values in Fig.2, the legend of Figure 7F and what is displayed on the graph (is it population sparseness or responsiveness?), etc.

      We adjusted the legend and description of former Fig. S3-1b (now Fig. S3-2b).

      We now clarify that the rounded values refer to z-scored hit and false alarm rates that we used in the d’ calculation. We adjusted the definition of the lick bias in Fig. 2 and Fig. S3-1b (L804).

      We replaced ‘population responsiveness’ with ‘population sparseness’ throughout the figures, legend and the text.

      b) References to figures are sometimes wrong (for example on l. 737,739).

      c) Some text is duplicated (for example l. 814 and l. 837).

      d) Typos should be corrected (for example l. 127, 'the', l. 787, 'upto').

      We deleted the incorrect references of this section, removed the duplicated text, and corrected the typos.

      e) Color code should be changed (for example the shades of blue for easy and hard tasks - they are extremely difficult to differentiate).

      After consideration, we decided to retain the blue color code (i.e., Fig. 1d, Fig. 3d, Fig. 4e-g, Fig. 5c, Fig. 6d–g), where the distinction between the shades of blue appears sufficiently clear and maintains visual consistency and aesthetic appeal. We did however, made changes in the other color codes (Fig. 4, Fig. 5, Fig. 6, Fig. 7).

      f) Figure design should be improved. For example, why is a different logic used for displaying Figure 5A or B and Figure 1E?

      We adjusted the color scheme in Fig. 5. We chose to represent the data in Fig. 5 according to task difficulty, as this arrangement best illustrates the more pronounced deficits in population decoding in adolescents during the hard task.

      f) Why use a 3D representation in Figure 4G? (2)

      The 3D representation in Fig. 4g was chosen to illustrate the 3-way interactions between onset-latency, maximal discriminability, and duration of discrimination.

      g) Figure 1A, lower right panel- should "response" not be completed by "lick", "no lick"?

      We changed the labels to “Lick” and “No Lick” in Fig. 1a.

      h) l.18 the age mentioned is misleading, because the learning itself actually started 20 days earlier than what is cited here.

      Corrected.

      i) Explain what AAV5-... is on l.212.

      We added an explanation of virus components (see L216-220).

      (2) The comparison of CV in Figure 2 H-J is interesting. I am curious to know whether the differences in the easy and hard tasks could be due to a decrease in CV in adults, rather than an increase in CV in adolescents? Also, could the difference in J be due to 3 outliers?

      We agree that the observed CV differences may reflect a reduction in variability in adults rather than an increase in adolescents. We have revised the Results section accordingly to acknowledge this interpretation.

      Regarding the concern about potential outliers in Fig. 2J, we tested the data for outliers using the isoutlier function in MATLAB (defining outliers as values exceeding three standard deviations from the mean) and found no such cases.

      (3) Figure 2c shows that there is no difference in perceptual sensitivity between adolescents and adults, whereas the conclusion from Figure 4 is that adolescents exhibit lower discriminability in stimulus-related activity. Aren't these results contradictory?

      This is a nuanced point. The similar slopes of the psychometric functions (Fig. 2c) indicating comparable perceptual sensitivity and the lower AUC observed in the ACx of adolescents (Fig. 4) do not necessarily contradict each other. These two measures capture related but distinct issues: psychometric slopes reflect behavioral output, which integrates both sensory encoding and processing downstream to ACx, while the AUC analysis reflects stimulus-related neural activity in ACx, which may still include decision-related components.<br /> Note that stimulus-related neural discriminability outside the context of the task is not different between adolescent and adult experts (Fig. 7h; p = 0.9374, Kruskal Willis Test after Tukey-Kramer correction for multiple comparisons; not discussed in the manuscript). This suggests that there are differences that emerge when we measure during behavior. Also note that behavior may rely on processing beyond ACx, and it is possible that downstream areas compensate for weaker cortical discriminability in adolescents — but this issue merits further investigation.

      (4) Why do you think that the discrimination in hard tasks decreases with learning (Figure 6D vs Figure 6F)?

      This is another nuanced point, and we can only speculate at this stage. While it may appear counterintuitive that single-neuron discriminability (AUC) for the hard task is reduced after learning (Fig. 6D vs. 6F), we believe this may reflect a shift in sensory coding in expert animals. In a recent study (Haimson et al., 2024; Science Advances), we found that learning alters single-neuron responses in the easy versus hard task in complex and distinct ways, which may account for this result. It is also possible that, in expert mice, top-down mechanisms such as feedback from higher-order areas act to suppress or stabilize sensory responses in auditory cortex, reducing the apparent stimulus selectivity of single neurons (e.g., AUC), even as behaviorally relevant information is preserved or enhanced at the population level.

      Reviewer #2 (Recommendations for the authors):

      This is very interesting work and I enjoyed reading the manuscript. See below for my comments, queries and suggestions, which I hope will help you improve an already very good paper.

      We thank the reviewer for the meticulous and thoughtful review.

      (1) Line 107: x-axis of panel 1e says 'pre-adolescent'.

      (2) Line 130: replace 'less' with 'fewer'.

      (3) Line 153: 'both learned and catch trials': I find the terminology here a bit confusing. I would typically understand a catch trial to be a trial without a stimulus but these 'catch' trials here have a stimulus. It's just that they are not rewarded/punished. What about calling them probe trials instead?

      We corrected the labelling (1), reworded to ‘fewer’ and ‘probe trials’ (2,3).

      (4) Line 210: The results of the optogenetics experiments are very interesting. In particular, because the effect is so dramatic and much bigger than what has been reported in the literature previously, I believe. Lick rates are dramatically reduced suggesting that the mice have pretty much stopped engaging in the task and the authors very rightly state that the 'execution' of the behavior is affected. I think it would be worth discussing the implications of these results more thoroughly, perhaps also with respect to some of the lesion work. Useful discussions on the topic can be found, for instance, in Otchy et al., 2015; Hong et al., 2018; O'Sullivan et al., 2019; Ceballo et al., 2019 and Lee et al., 2024. Are the mice unable to hear anything in laser trials and that is why they stopped licking? If they merely had trouble distinguishing them then we would perhaps expect the psychometric curves to approach chance level, i.e. to be flat near the line indicating a lick rate of 0.5. Could the dramatic decrease in lick rate be a motor issue? Can we rule out spillover of the virus to relevant motor areas? (I understand all of the 200nL of the virus were injected at a single location) Or are the effects much more dramatic than what has been reported previously simply because the GtACR2 is much more effective at silencing the auditory cortex? Could the effect be down to off-target effects, e.g. by removing excitation from a target area of the auditory cortex, rather than the disruption of cortical processing?

      We have now expanded the discussion in the manuscript to more thoroughly consider alternative interpretations of the strong behavioral effect observed during ACx silencing (L495–511). In particular, we acknowledge that the suppression of licking may reflect not only impaired sensory discrimination but also broader disruptions to arousal, motivation, or motor readiness. We also discuss the potential impact of viral spread, circuit-level off-target effects, and the potency of GtACR2 as possible contributors. We highlight the need for future work using more graded or temporally precise manipulations to resolve these issues.

      (5) Line 226: Reference 19 (Talwar and Gerstein 2001) is not particularly relevant as it is mostly concerned with microstimulation-induced A1 plasticity. There are, however, several other papers that should be cited (and potentially discussed) in this context. In particular, O'Sullivan et al., 2019 and Ceballo et al., 2019 as these papers investigate the effects of optogenetic silencing on frequency discrimination in head-fixed mice and find relatively modest impairments. Also relevant may be Kato et al., 2015 and Lee et al., 2024, although they look at sound detection rather than discrimination.

      We changed the references and pointed the reader to the (new section) Discussion.

      (6) Line 253: 'engaged [in] the task.

      (7) Figure 4: It appears that panel S4-1d is not referred to anywhere in the main text.

      Fixed.

      (8) Line 260: Might be useful to explain a bit more about the motivation behind focusing on L5/L6. Are there mostly theoretical considerations, i.e. would we expect the infragranular layers to be more relevant for understanding the difference in task performance? Or were there also practical considerations, e. g. did the data set contain mostly L5/L6 neurons because those were easier to record from given the angle at which the probe was inserted? If those kinds of practical considerations played a role, then there is nothing wrong with that but it would be helpful to explain them for the benefit of others who might try a similar recording approach.

      There were no deep theoretical considerations for targeting L5/6.  Our focus on layers 5/6 was driven by both methodological and biological considerations. Methodologically, our electrode penetrations were optimized to span multiple auditory cortical areas, and deeper layers provided greater mechanical stability for chronic recordings. Biologically, layers 5/6 contain the principal output neurons of the auditory cortex and are well-positioned to influence downstream decision-making circuits. We acknowledge the limitation of our recordings to these layers in the manuscript (L268; L463–467). See also comment D of reviewer 3.

      (9) Supplementary Table 2: The numbers in brackets indicate fractions rather than percentages.

      Fixed.

      (10) Figure S4-3: The figure legend implies that the number of neurons with significant discriminability for the hard stimulus and significant discriminability for choice was identical. (adolescent neurons = 368, mice = 5, recordings = 10; adult n = 544, mice = 6, recordings = 12 in both cases). Presumably, that is not actually the case and rather the result of a copy/paste operation gone wrong. Furthermore, I think it would be helpful to state the fractions of neurons that can discriminate between the stimuli and between the choices that the animal made in the main text.

      Thank you for spotting the mistake. We corrected the n’s and added the percentage of neurons that discriminate stimulus and choice in the main text and the figure legend.

      (11) Line 301: 'We used a ... decoder to quantify hit versus correct reject trial outcomes': I'm not sure I understand the rationale here. For the single unit analysis hit and false alarm trials were compared to assess their ability to discriminate the stimuli. FA and CR trials were compared to assess whether neurons can encode the choice of the mice. But the hit and CR trials which are contrasted here differ in terms of both stimulus and behavior/choice so what is supposed to be decoded here, what is supposed to be achieved with this analysis?

      Thank you for this important point. You're correct that comparing hit and CR trials captures differences in both stimulus and choice, or task-related differences. We chose this contrast for the population decoding analysis to achieve higher trial counts per session and similar number of trials which are necessary for the reliability of the analysis. While this approach does not isolate stimulus from choice encoding, it provides an overall measure of how well population activity distinguishes task-relevant outcomes. We explicitly acknowledge this issue in L313-314.

      (12) Line 332: What do you mean when you say the novice mice were 'otherwise fully engaged' in the task when they were not trained to do the task and are not doing the task?

      By "otherwise fully engaged," we mean that novice mice were actively participating in the task environment, similar to expert mice — they were motivated by thirst and licked the spout to obtain water. The key distinction is that novice mice had not yet learned the task rules and likely relied on trial-and-error strategies, rather than performing the task proficiently.

      (13) Line 334: 'regardless of trial outcome': Why is the trial outcome not taken into account? What is the rationale for this analysis? Furthermore, in novice mice a substantial proportion of the 'go' trials are misses. In expert mice, however, the proportion of 'miss trials' (and presumably false alarms) will by definition be much smaller. Given this, I find it difficult to interpret the results of this section.

      This approach was chosen to reliably decode a sufficient number of trials for each task difficulty (i.e. expert mice predominantly performed CRs on No-Go trials and novice mice often showed FAs). Utilizing all trial outcomes ensured that we had enough trials for each stimulus type to accurately estimate the AUCs. This approach avoids introducing biases due to uneven trial numbers across learning stages.

      (14) Line 378: 'differences between adolescents and adults arise primarily from age': Are there differences in any of the metrics shown in 7e-h between adolescents and adults?

      We confirm that differences between adolescents and adults are indeed present in some metrics but not others in Figure 7e–h. Specifically, while tuning bandwidth was similar in novice animals, it was significantly lower in adult experts (Fig. 7e; novice: p = 0.0882; expert: p = 0.0001 Kruskal Willis Test after Tukey-Kramer correction for multiple comparisons; not discussed in the manuscript). The population sparseness was similar in both novice and expert adolescent and adult neurons (Fig. 7f; novice: p = 0.2873; expert: p = 0.1017, Kruskal Willis Test after Tukey-Kramer correction for multiple comparisons; not discussed in the manuscript). The distance to the easy go stimulus was similar in novice animals, but lower in adult experts (Fig. 7g; novice: p = 0.7727; expert: p = 0.0001, Kruskal Willis Test after Tukey-Kramer correction for multiple comparisons; not discussed in the manuscript). The neuronal d-prime was similar in both novice and expert adolescent and adult neurons (Fig. 7h; novice: p = 0.7727; expert: p = 0.0001, Kruskal Willis Test after Tukey-Kramer correction for multiple comparisons; not discussed in the manuscript).

      (15) Line 475: '...well and beyond...': something seems to be missing in this statement.

      (16) Line 487: 'onto' should be 'into', I think.

      (17) Line 610 and 613: '3 seconds' ... '2.5 seconds': Was the response window 3s or 2.5s?

      (18) Line 638: 'set' should be 'setup', I believe.

      All the mistakes mentioned above, were fixed. Thanks.

      (19) Line 643: 'Reward-reinforcement was delayed to 0.5 seconds after the tone offset': Presumably, if they completed their fifth lick later than 0.5 seconds after the tone, the reward delivery was also delayed?

      Apologies for the lack of clarity. In the head-fixed version, there was no lick threshold. Mice were reinforced after a single lick. If that lick occurred after the 0.5-second reinforcement delay following tone offset, the reward or punishment was delivered immediately upon licking.

      (20) Line 661: 'effect [of] ACx'.

      (21) Line 680: 'a base-station connected to chassis'. The sentence sounds incomplete.

      (22) Line 746: 'infliction', I believe, should say 'inflection'.

      (23) Line 769: 'non-auditory responsive units': Shouldn't that simply say 'non-responsive units'? The way it is currently written I understand it to mean that these units were responsive (to some other modality perhaps) but not to auditory stimulation.

      (24) Line 791: 'bins [of] 50ms'.

      (25) Line 811: 'all of' > 'of all'.

      (26) Line 814: Looks like the previous paragraph on single unit analysis was accidentally repeated under the wrong heading.

      (27) Line 817: 'encoded' should say 'calculated', I believe.

      All the mistakes mentioned above were fixed. Thanks.

      (28) Line 869: 'bandwidth of excited units': Not sure I understand how exactly the bandwidth, i.e. tuning width was measured.

      We acknowledge that our previous answer was unclear and expanded the Methods section. To calculate bandwidth, we identified significant tone-evoked responses by comparing activity during the tone window to baseline firing rates at 62 dB SPL (p < 0.05). For each neuron, we counted the number of contiguous frequencies with significant excitatory responses, subtracting isolated false positives to correct for chance. We then converted this count into an octave-based bandwidth by multiplying the number of frequency bins by the octave spacing between them (0.1661 octaves per step).

      (29) Line 871: 'population sparseness': Is that the fraction of tone frequencies that produced a significant response? I would have thought that this measure is very highly correlated to your measure of bandwidth, to the point of being redundant, but I may have misunderstood how one or the other is calculated. Furthermore, the Y label of Figure 7f says 'responsiveness' rather than sparseness and that would seem to be the more appropriate term because, unless I am misunderstanding this, a larger value here implies that the neuron responded to more frequencies, i.e. in a less sparse manner.

      We have clarified the use of the term "population sparseness" and updated the Y-axis label in Figure 7f to better reflect this measure. This metric reflects the fraction of tone–attenuation combinations that elicited a significant excitatory response across the entire population of neurons, not within individual units.

      While this measure is related to bandwidth, it captures a distinct property of the data. Bandwidth quantifies how broadly or narrowly a single neuron responds across frequencies at a fixed intensity, whereas population sparseness reflects how distributed responsiveness is across the population as a whole. Although the two measures are related, since broadly tuned neurons often contribute to lower population sparseness, they capture distinct aspects of neural coding and are not redundant.

      (30) Line 881: I think this line should refer to Figure 7h rather than 7g.

      Fixed.

      Reviewer #3 (Recommendations for the authors):

      (1) In the Educage, water was only available when animals engaged in the task; however, there is no mention of whether/how animal weight was monitored.

      In the Educage, mice had continuous access to water by voluntarily engaging in the task, which they could perform at any time. Although body weight was not directly monitored, water access was essentially ad libitum, and mice performed hundreds of trials per day, thereby ensuring sufficient daily intake. This approach allowed us to monitor hydration (ad libitum food is supplied in the home cage). The 24/7 setup, including automated monitoring of trial counts and water consumption, was reviewed and approved by our institutional animal care and use committee (IACUC).

      (2) In Figure 2B-C and Figure 2E, the y-axis reads "lick rate". At first glance, I took this to mean "the frequency of licking" (i.e. an animal typically licks at a rate of 5 Hz). However, what the authors actually are plotting here is the proportion of trials on which an animal elicited >= 5 licks during the response window (i.e. the proportion of "yes" responses). I recommend editing the y-axis and the text for clarity.

      We replaced the y-label and adjusted the figure legend (Fig. 2).

      (3) I didn't see any examples of raw (filtered) voltage traces. It would be worth including some to demonstrate the quality of the data.

      We have added an example of a filtered voltage trace aligned to tone onset in Fig. S4-1a to illustrate data quality. In addition, all raw and processed voltage traces, along with relevant analysis code, are available through our GitHub repository and the corresponding dataset on Zenodo.

      (4) The description of the calculation of bias (C) in the methods section (lines 749-750) is incorrect. The correct formula is C = -0.5 * [z(hit rate) + z(fa rate)]. I believe this is the formula that the authors used, as they report negative C values. Please clarify or correct.

      Thanks for spotting this. It is now corrected.

      (5) The authors use the terms 'naïve' and 'novice' interchangeably. I suggest sticking with one term to avoid potential confusion.

      (6) Multiple instances: "less trials/day" should be "fewer trials/day"

      (7) Supplementary Table 2: The values reported are proportions, not percentages. Please correct.

      (8) Line 270: Table 2 does not show the number of neurons in the dataset categorized by region. Perhaps the authors meant Supplementary Table 2?

      Fixed. Thank you for pointing these mistakes out.

      (9) Figure 5C: the data from the hard task are entirely obscured by the data from the easy task. I recommend splitting it into two different plots.

      We agree and split the decoding of the easy and the hard task into two graphs (left: easy task; right: hard task). Thank you!

      (10) How many mice contributed to each analyzed data set? Could the authors provide a breakdown in a table somewhere of how many neurons were recorded in each mouse and which ones were included in which analyses?

      We added an overview of the analyzed datasets in supplementary Table 7. Please note that the number of mice and neurons used in each analysis is also reported in the main text and legends. Importantly, all primary analyses were conducted using LME models, which explicitly account for hierarchical data structure and inter-mouse variability, thereby addressing potential concerns about data imbalance or bias.

    1. Reviewer #2 (Public review):

      Summary:

      The study wanted to functionally identify individual DANs that mediate larval olfactory learning. Then search for DAN-specific driver strains that mark single dopaminergic neurons, which subsequently can be used to target genetic manipulations of those neurons. 56 GAL4 drivers identifying dopaminergic neurons were found (Table 1) and three of them drive the expression of GFP to a single dopaminergic neuron in the third-instar larval brain hemisphere. The DAN driver R76F02-AD;R55C10-DBD appears to drive the expression to a dopaminergic neuron innervating the lower peduncle (LP), which would be DAN-c1.

      Split-GFP reconstitution across synaptic partners (GRASP) technique was used to investigate the "direct" synaptic connections from DANs to the mushroom body. Potential synaptic contact between DAN-c1 and MB neurons (at the lower peduncle) were detected.

      Then single odor associative learning was performed and thermogenetic tools were used (Shi-ts1 and TrpA1). When trained at 34{degree sign}C, the complete inactivation of dopamine release from DAN-c1 with Shibirets1 impaired aversive learning (Figure 2h), while Shibirets1 did not affect learning when trained at room temperature (22 {degree sign}C). When paired with a gustatory stimulus (QUI or SUC), activation of DAN-c1 during training impairs both aversive and appetitive learning (Figure 2k).<br /> Then examined the expression pattern of D2R in fly brains and were found in dopaminergic neurons and the mushroom body (Figure 3). To inspect whether the pattern of GFP signals indeed reflected the expression of D2R, three D2R enhancer driver strains (R72C04, R72C08, and R72D03-GAL4) were crossed with the GFP-tagged D2R strain.

      D2R knockdown (UAS-RNAi) in dopaminergic neurons driven by TH-GAL4 impaired larval aversive learning. Using a microRNA strain (UAS-D2R-miR), a similar deficit was observed. Crossing the GFP-tagged D2R strain with a DAN-c1-mCherry strain demonstrated the expression of D2R in DAN-c1 (Figure 4a). Knockdown of D2R in DAN-c1 impaired aversive learning with the odorant pentyl acetate, while appetitive learning was unaffected (Figure 4e). Sensory and motor functions appear not affected by D2R suppression.

      To exclude possible chronic effects of D2R knockdown during development, optogenetics was applied at distinct stages of the learning protocol. ChR2 was expressed in DAN-c1, and blue light was applied at distinct stages of the learning protocol. Optogenetic activation of DAN-c1 during training impaired aversive learning, not appetitive learning (Figure 5b-d).

      Knockdown of D2Rs in MB neurons by D2R-miR impaired both appetitive and aversive learning (Figure 6a). Activation of MBNs during training impairs both larval aversive and appetitive learning.

      Finally, based on the data the authors propose a model where the effective learning requires a balanced level of activity between D1R and D2R (Figure 7).

      Strengths:

      The work is well written, clear, and concise. They use well documented strategies to examine GAL4 drivers with expression in a single DAN, behavioral performance in larvae with distinct genetic tools including those to do thermo and optogenetics in behaving flies. Altogether, the study was able to expand our understanding of the role of D2R in DAN-c1 and MB neurons in the larva brain.

      The study successfully examined the role of D2R in DAN-c1 and MB neurons in olfactory conditioning. The conclusions are well supported by the data and the model of adequate levels of cAMP (Figure 7b) appears to be able to explain a poor memory after insufficient or excessive cAMP signaling. The study provides insight into the role of D2R in associative learning expanding our understanding and might be a reference similarly to previous key findings (Qi and Lee, 2014, https://doi.org/10.3390/biology3040831).

    1. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Recommendations for the authors): 

      Overall, the manuscript could be clearer and more beneficial to the readers with the following suggested revisions:  

      (1) The abstract should include information on the comparative performance of 89Zr 64Cu and 18F labeled nanobodies, especially noting the challenges with DFO-89Zr and NOTA-64Cu. 

      (2) The abstract should explicitly note the types of transplants assessed and the specific PET findings.

      (3) The abstract should note the negative results in terms of brain PET findings. 

      We thank reviewer 1 for these three suggestions. We have now included this information in the abstract.

      (4)  Based on the data shown in Fig. 1 and Table 1, it seems that the nanobodies bind to quite a few proteins other than TfR. This should be discussed frankly as a limitation. 

      The presence of multiple other bands and proteins identified by LC/MS in Figure 1 is typical for immunoprecipitation experiments, as performed under the conditions used: all proteins other than TfR that are identified in Table 1 are abundant cytoplasmic (cytoskeletal) and/or nuclear proteins.  More rigorous washing would perhaps have removed some of these contaminants at the risk of losing some of the specific signal as well. We have added a comment to this effect.  In an in vivo setting, this would be of minor concern, as these proteins would be inaccessible to our nanobodies. In fact, when VHH123 radioconjugates are injected in huTfr+/+ mice (or VHH188 in C57BL/6), we observe no specific signal – which supports this conclusion. 

      We therefore state: “We show that both V<sub>H</sub>Hs bind only to the appropriate TfR, with no obvious cross-reactivity to other surface-expressed proteins by immunoblot, LC/MSMS analysis of immunoprecipitates, SDS-PAGE of <sup>35</sup>S-labelled proteins and flow cytometry (Fig 1;Table 1).”. We have added some clarification to make this clearer, and we also include the full LC/MSMS data tables are also added in supplemental materials, as supplementary Table 1. We have included subcellular localization information for each protein identified through LC/MSMS in Table 1 as well.

      (5)  Why did the authors use DFO, which is well known to leak Zr, rather than the current standard for 89Zr PET, DFO* (DFO-star)? 

      We used DFO rather than DFO-star for several reasons: 1) because we had already conducted and published numerous other studies using DFO-conjugated nanobodies and not observed any release of <sup>89</sup>Zr, 2) commercially sourced clickchemistry enabled DFO-star (such as DFO*-DBCO) was not available at the time of the study. 

      (6) Figure 2B appears to show complex structures, more complex than just GGG-DFOazide, and GGG-NOTA-azide. This should be explained in detail. 

      We have added two supplemental figures and methods that recapitulate how we generated what we have termed as GGG-DFO-Azide and GGG-NOTA-Azide. We have updated the legend of Figure 2B. 

      (7) Why is there a double band in Suppl. Fig 9 for VHH123-NOTA-Azide? 

      Under optimal conditions, sortase A-mediated transpeptidation is efficient,  resulting in the formation of a peptide bond between the C-terminally LPETG-tagged protein and the GGG-probe. However, extended reaction times or suboptimal concentrations of modified GGG-probes (which are often in limited supply) in the reaction mixture, allow hydrolysis of the sortase A-LPET-protein intermediate. The hydrolysis product can no longer participate in a sortase A reaction. This is what explains the doublet in the reaction used to generate VHH123-NOTA-N<sub>3</sub> – the upper band is VHH123-NOTA-N<sub>3</sub> and the lower band is the hydrolysis product.  VHH123-LPET, is unable to react with PEG<sub>20kDa</sub>-DBCO (the lower band that appears at the same position of migration in the next lane on the gel). We noticed that an adjacent lane was mislabelled as ‘VHH188-NOTA-PEG<sub>20kDa</sub>’ when in fact it was ‘VHH123-NOTA-PEG<sub>20kDa</sub>’. This has been corrected.

      The hydrolysis product, VHH123-LPET, has a short circulatory half-life and obviously lacks the PEG moiety as well as the chelator. It therefore cannot chelate <sup>64</sup>Cu. Its presence should not interfere with PET imaging.  Since all animals were injected with the same measured dose of <sup>64</sup>Cu labeled-conjugate, the presence of an unlabeled TfRbinding competitor in the form of VHH123-LPET - at a << 1:1 molar ratio to the labelled nanobody – would be of no consequence.

      (8) More details should be provided about the tetrazine-TCO click chemistry for 18F labeling. 

      We have added supplementary methods and figures that detail how <sup>18</sup>F-TCO was generated. For the principle of TCO-tetrazine click-chemistry, a brief description was added in the text, as well as a reference to a review on the subject.

      (9) For the data shown in Figure 3H, the authors should state whether the brain tissues were capillary depleted, and if so, how this was performed and how complete the procedure was. 

      No capillary depletion of the brain tissues was performed, as this was challenging to perform in compliance with the radiosafety protocols in place at our institution. We have updated the legend of figure 3H and methods to include this important detail. Whole blood gamma-counting did not show any obvious di  erence of activity across the 4 groups in figure 3G (same mice as in figure 3H), which would go against the interpretation that activity di  erences in the brain (figure 3H) are solely attributable to residual activity from blood in the capillaries. 

      (10) The authors should experimentally test the hypotheses that the PEG adduct reduced BBB transcytosis. 

      Reviewer 1 is correct to point out that we have not tested un-PEGylated conjugates of <sup>64</sup>Cu and <sup>89</sup>Zr with the anti-TfR nanobodies and we currently do not have the means to perform additional experiments. However, the <sup>18</sup>F conjugates were not PEGylated, and these also fail to show any detectable signal in the CNS by PET/CT (see figure 4A). PEGylation alone cannot be the sole factor that limits transcytosis across the BBB.

      (11) It was interesting to note that the Cu appears to dissociate from the NOTA chelator. The authors should provide more information about the kinetics of this process.  

      We have not tested the kinetics of dissociation between <sup>64</sup>Cu and the NOTA conjugates in vitro, like we have done for <sup>89</sup>Zr and DFO (supplemental figure 2), because previous work (see references 35 and 36 by Dearling JL and Mirick GR and colleagues) has shown that NOTA and other copper chelators tend to release free copper radioisotopes in the liver, a commonly reported artifact. We have also included a new set of images that show the biodistribution of VHH123-NOTA-<sup>64</sup>Cu in huTfR+/+ mice, where we still observe a substantial signal in the liver, indicating release of <sup>64</sup>Cu from NOTA, in the absence of the anti-TfR VHH binding to its target. This was clearly not seen using the DFO-<sup>89</sup>Zr conjugates.  Binding of the VHH to TfR, followed by internalization, appears to be required for the release of <sup>89</sup>Zr from DFO, prompting us to investigate this phenomenon further.

      (12) The authors should increase the sample size, and test two different radiolabels for the transplant imaging results (Figs. 5 and 6), since these seem to be the ones they feel are the most important, based on the title and abstract. 

      We agree with reviewer 1 that more repeats would increase the significance of our findings, but we unfortunately do not have the means of performing additional experiments at this time (the lab at Boston Children’s Hospital has closed as Dr. Ploegh has retired). We believe that the results are compelling and will be of use to the in vivo imaging community.

      (13) Fig. 6G appears to show a false positive result for the kidney imaging. Is this real, or an artifact of small sample size?

      We agree with reviewer 1 that the kidney signals in figure 6 are somewhat puzzling. The difference between the tumor-bearing mice that received VHH123 and VHHEnh conjugates is not significant – with the obvious caveat that the VHHEnh group is comprised of only 2 mice, so sample size may well be a factor here. If we compare the signals of the VHH123 conjugate in tumor-bearing mice vs. tumor-free mice, the VHH123 conjugates would have cleared much faster in the tumor-free mice over 24 hours (since no epitope is present for VHH123 to bind to), thus weakening the kidney signal observed after 24 hours. The same would be true for all the other tissues – except for the liver (where free <sup>64</sup>Cu that leaks from NOTA accumulates). VHHEnh conjugates in tumor-bearing mice show a significant kidney signal – although no VHH123 target epitope is present in these mice. B16.F10 tumors at 4 weeks of growth tend to be necrotic and can passively retain any radiotracer – this generates the weak lung signal visible in Fig 6D – thus the radiotracer would clear at a slower rate than VHH123 conjugates in tumor-free mice giving a higher kidney signal at 24 hours. 

      No tumors were found in the kidneys post-necropsy. We attribute the differences in kidney signals to di erent kinetics of clearance of the radioconjugates. We have added this explanation to the results and discussion.

      (14) Are the results shown in Fig. 7 generalizable? The authors should the constructs with 18F labeling and without the PEG adduct. 

      We agree with reviewer 1 that it would be very interesting to confirm these observations using 18F radioconjugates. The results should be generalizable, as the difference between signals can only be attributed to the presence of the recognized epitope in the placenta– which is in fact the only variable that differs between the two groups. At the time of conducting the study, we had not planned to perform the same experiments with 18F radioconjugates – partly because synthesis of 18F radioconjugates is more challenging (and costly) than the production of 89Zr-labeled nanobodies.  

      (15) The authors should discuss the relative safety of 89Zr and 64Cu. It is likely to be quite a bit worse than for 18F, since the 89Zr and 64Cu have longer half-lives, dissociate from their chelators, and lodge in off-target tissues. An alternative interpretation of the authors' data could be that 89Zr and 64Cu labeling in this context are unsuitable for the stated purposes of PET imaging. In this case, the key experiments shown in Figs. 5-7 should be repeated with the 18F labeled nanobody constructs. 

      Our vision was to o er a tool to the scientific community interested in in vivo tracking of cells in di erent preclinical disease models. The question of safety regarding 89Zr and 64Cu for clinical use was therefore not a factor we then considered. However, we have now included a section in the discussion about the potential safety issue of <sup>89</sup>Zr release and bone accumulation in clinical settings, especially for radioconjugates that target an internalizing surface protein. 

      (16) The authors should remark on the somewhat surprisingly modest amount of BBB transcytosis in the discussion. What were the a inities of the nanobodies? 

      The a inities and binding kinetics of both nanobodies was described in a separate work that is referenced in the introduction (references 21 and 22 by Wouters Y and colleagues). Through other methods that rely on a highly sensitive bio-assay, it was shown that both VHH123 and VHH188 are capable of transcytosis: both nanobodies coupled to a neurotensin peptide induced a drop of temperature after i.v. injection in matching mouse strains (VHH123 in C57BL/6 and VHH188 in huTfr +/+). The lack of any compelling CNS signal by PET/CT is discussed in the manuscript.

      (17) More details of the methods should be provided in the supplement. 

      a.  What was the source of the penta-mutant Sortase A-His6? 

      Sortase A pentamutant is produced in-house, by cytoplasmic expression in E.coli (BL21 strain), using a plasmid vector encoding a truncated and mutated version of Sortase A. References were added, as well as the Addgene repository number (51140).

      b.  What was the yield of the sortase reactions? 

      For small proteins, such as nanobodies/ V<sub>H</sub>Hs, we find that the yield of a sortase A reaction typically is > 75%. This is what we observed for all our conjugations. The methods section was updated to include this information.

      c.  What was the source of the GGG-Azide-DFO and GGG-Azide NOTA? Based on the structures shown in Fig. 2, these appear to be more complex that was noted in the text. 

      We have now detailed the synthesis of GGG-DFO-Azide and GGG-NOTA-Azide in the supplementary methods.

      d.  More details about the source and purity of the tetrazine and TCO labeling reagents should be provided. 

      We have included information on the synthesis of GGG-tetrazine in the supplementary methods. Concerning the synthesis of <sup>18</sup>F-TCO, we have also included a detailed description of the compound in supplementary methods. The reaction between GGG-tetrazine and <sup>18</sup>F-TCO is now further detailed in the manuscript. 

      e.  The TCO-agarose slurry purification should be explained in more detail, and the results should be shown. 

      We have included a detailed procedure of how the TCO-agarose slurry purification was performed in the methods sections. We had already included the Radio-Thin Layer Chromatography QC data of the final VHH123-18F and VHH188-18F purifications in the supplementary figures – which are obtained immediately after TCOagarose slurry purification. The detailed yields of the TCO-agarose slurry purification in terms of activity of each collected fraction is now detailed in the methods section.

      f.   The CT parameters should be provided.  

      We have now added more information about the PET/CT imaging procedure in the methods section of the manuscript.

      Reviewer #2 (Recommendations for the authors): 

      Authors should discuss the possibility of the TfR as a rejection antigen. Murine TfR is foreign for hTfR+/+ mice and vice versa. 

      We have not discussed this possibility, as we believe the risk of rejection of huTfR+ cells in moTfR+ mice (or vice versa) is negligible. The cells and mice are of the same genetic background – save for the coding region of ectodomain of the TfR (spanning amino acids ~194 to 390 of the full length TfR, which is 763 AA). The pairwise identity of both human and mouse TfR ectodomains is of 73% after alignment of both AA sequences using Clustal Omega. We agree that we cannot formally exclude the possibility of an immune rejection, and have now mentioned this possibility in the discussion.

      Is there any clinical use of the anti-human TfR receptor PET tracer? 

      We do not currently envision an application for the anti-human TfR VHH in PET/CT in a clinical setting.  

      Why is the in vivo anti-mouse TfR uptake level in C57BL/6 mice consistently higher than the anti-human TfR receptor PET tracer in hTfR+/+ mice? Is this due to differences in characteristics of the VHH's (e.g. a inity, internalization properties), or rather due to a different biological behavior of the hTfR-transgene (e.g. reduced internalization properties)? 

      We indeed observed that VHH123 uptake and binding appears to be more robust than that of VHH188 to their respective targets. Moreover, after later times post-injection (> 48h), VHH188 appears to display a very low reactivity to C57BL/6 (moTfR+) cells (see Figure 3B). We attribute this to the respective affinities and specificities of both VHHs. We have not investigated the VHH binding kinetics of the mouse versus humanectodomain TfR proteins in vitro. Internalization should be mildly different at best, as <sup>89</sup>Zr release from DFO occurs with both VHHs in both C57BL/6 and huTfR +/+ mouse models (when injected in a matched configuration). The huTfR +/+ mice rely exclusively on the huTfr for their iron supply. They are healthy with no obvious pathological features. The behavior of the huTfr is therefore presumably similar, if not identical to that of the mouse Tfr, bearing in mind that the huTfr and the mouse Tfr are both reliant on mouse Tf as their ligand

      The anti-TfR VHHs were initially developed as a carrier for BBB-transport of VHH-based drug conjugates (previous publications). The data shown here reduces enthusiasm towards this application. Uptake in the brain is several log-factors lower than physiological uptake elsewhere. Potential consequences of off-brain uptake on potential toxicity of VHH-based drug-conjugates could be better emphasized in the discussion. 

      We did not observe a significant presence of the anti-TfR VHHs in the CNS by PET/CT. We have addressed several possibilities: longer circulation times post-injection may favor transcytosis of the VHHs through the BBB. However, because transcytosis requires endocytosis –<sup>89</sup>Zr may be released by their chelating moiety at this step. The only radiotracers with a covalent bond between the radio-isotope and the VHHs in our work are the <sup>18</sup>F VHHs, but the signal acquisition window may have been too short to observe transcytosis and accumulation in the CNS. Another possible caveat is that PEGylation of the radiotracers may be an obstacle to transcytosis. The circulatory halflife of unpegylated VHHs is too low to allow adequate visualization after 24 hours postinjection, as the conjugates rapidly clear from the circulation (t ½ = 30 minutes or less). We have updated the discussion to address these points.

      In several locations (I have counted 5) a space is missing between words, please double-check. 

      We carefully checked the manuscript to remove any remaining typos.

      It is unclear to me why for the melanoma-tracking experiment the tracer is switched from the 89Zr-labeled variant to the 64Cu-labeled variant. 

      The decision to switch to the <sup>64</sup>Cu labeled VHHs for the melanoma experiment stemmed from a wish to 1) evaluate the performance of the <sup>64</sup>Cu-radioconjugates in detecting transplanted cells as we had done with the <sup>89</sup>Zr conjugates and 2) assess how the (non-specific) liver signal seen with <sup>64</sup>Cu contrasts with a specific signal.  

      typo in discussion: C57BL/6 instead of C57B/6         

      We have corrected the typo.

      It is unclear to me why in FIG1B cells are labeled with 35S. Is it correct that the signals seen are due to staining membranes with anti-TfR mAbs? Or is this an autoradiography of the gel? 

      In Figure 1B cells were labeled with 35S-Met/Cys, while the images shown are indeed those of Western Blots, using an anti-TfR monoclonal antibody as the primary antibody to detect human and mouse TfR retrieved by the anti Tfr VHHs. Autoradiography using the same lysates showed the presence of contaminants in the VHH eluates, as commonly seen in immunoprecipitates from metabolically labeled cells (as distinct from IP/Westerns). For this reason, we performed a Western Blot on the same samples to confirm TfR pull-down. As written in the results section, we also performed LCMS analysis of the immunoprecipitated proteins to better characterize contaminating proteins (Table 1). To clarify this, we have now added the autoradiographs in supplementary data (supplementary figure 15) and added a reference to these observation in the results. 

      ROI quantifications in all figures: these should be expressed as %ID/cc instead of %ID/g. Ex vivo tissue counts should be in %ID/g instead of cpm. 

      We have converted all ROI quantification figures as %ID/cc based on the assumption that 1mL (1cc) = 1g. For ex vivo tissue counts, %ID/g has been calculated based on injected dose (except for figure 3G, where the comparisons in %ID/G are not possible due to the uncertain nature of bone marrow and whole blood). All figures have now been updated.

      Fig4: it would be good to also see respective mouse controls (C57BL6 vs hTfR+/+) for the 64Cu- and 18F-labeled VHH123 tracers. Each radiolabeling methodology changes in vivo biodistribution and specificity, which can be better assessed by using appropriate controls. 

      We had performed these controls but they were not included in the manuscript as deemed redundant with the results of Figure 3. We have now separated Figure 4 in two panels (Figure 4A and 4B) with figure 4A showing the 1h timepoint post-injection of VHH123 radiotracers in C57BL/6 vs huTfr<sup>+/+</sup> and Figure 4B showing the 24h timepoint in the same configuration. ROI analyses were also done on the huTfR<sup>+/+</sup> controls and were included in Figure 4C as well.

      Fig7: is it correct that mouse imaging is performed at 24h p.i. and dissected embryo's at 72h p.i.? Why are there 2 days between each procedure of the same animals? 

      We acquired images at di erent timepoints, specifically at 1h, 24h, 48h and 72 hours after radio-tracer injection. As 72 h was the last timepoint, the mice were sacrificed the same day and embryo dissection performed thereafter, at 72 hours post radiotracer injection. We decided to show the 24h timepoint images as they were the most representative of the series, o ering the best signal-to-noise ratio. The signal pattern did not change over the course from 24h to 72h. We have now added those timepoints in the supplementary data.

    1. Reviewer #2 (Public review):

      This work by Pal et al. studied the relationship between protein expression noise and translational efficiency. They proposed a model based on ribosome demand to explain the positive correlation between them, which is new as far as I realize. Nevertheless, I found the evidence of the main idea that it is the ribosome demand generating this correlation is weak. Below are my major and minor comments.

      Major comments:

      (1) Besides a hypothetical numerical model, I did not find any direct experimental evidence supporting the ribosome demand model. Therefore, I think the main conclusions of this work are a bit overstated.

      (2) I found that the enhancement of protein noise due to high translational efficiency is quite mild, as shown in Figure 6A-B, which makes the biological significance of this effect unclear.

      (3) The captions for most of the figures are short and do not provide much explanation, making the figures difficult to read.

      (4) It would be helpful if the authors could define the meanings of noise (e.g., coefficient of variation?) and translational efficiency in the very beginning to avoid any confusion. It is also unclear to me whether the noise from the experimental data is defined according to protein numbers or concentrations, which is presumably important since budding yeasts are growing cells.

      (5) The conclusions from Figure 1D and 1E are not new. For example, the constant protein noise as a function of mean protein expression is a known result of the two-state model of gene expression, e.g., see Eq. (4) in Paulsson, Physics of Life Reviews 2005.

      (6) In Figure 4C-D, it is unclear to me how the authors changed the mean protein expression if the translation initiation rate is a function of variation in mRNA number and other random variables.

      (7) If I understand correctly, the authors somehow changed the translation initiation rate to change the mean protein expression in Figure 4C-D. However, the authors changed the protein sequences in the experimental data of Figure 6. I am not sure if the comparison between simulations and experimental data is appropriate.

      Comments on revisions:

      Updated Review: The authors have satisfactorily answered all of my questions and comments. The current manuscript is much clearer and stronger than the previous one. I do not have any other questions.

    2. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review): 

      Summary:

      The authors use analysis of existing data, mathematical modelling, and new experiments, to explore the relationship between protein expression noise, translation efficiency, and transcriptional bursting.

      Strengths:

      The analysis of the old data and the new data presented is interesting and mostly convincing.

      Thank you for the constructive suggestions and comments. We address the individual comments below. 

      Weaknesses:

      (1) My main concern is the analysis presented in Figure 4. This is the core of mechanistic analysis that suggests ribosomal demand can explain the observed phenomenon. I am both confused by the assumptions used here and the details of the mathematical modelling used in this section. Firstly, the authors' assumption that the fluctuations of a single gene mRNA levels will significantly affect ribosome demand is puzzling. On average the total level of mRNA across all genes would stay very constant and therefore there are no big fluctuations in the ribosome demand due to the burstiness of transcription of individual genes. Secondly, the analysis uses 19 mathematical functions that are in Table S1, but there are not really enough details for me to understand how this is used, are these included in a TASEP simulation? In what way are mRNA-prev and mRNA-curr used? What is the mechanistic meaning of different terms and exponents? As the authors use this analysis to argue ribosomal demand is at play, I would like this section to be very much clarified.

      Thank you for raising two important points. Regarding the first point, we agree that the overall ribosome demand in a cell will remain mostly the same even with fluctuations in mRNA levels of a few genes. However, what we refer to in the manuscript is the demand for ribosomes for translating mRNA molecules of a single gene. This demand will vary with the changes in the number of mRNA molecules of that gene. When the mRNA copy number of the gene is low, the number of ribosomes required for translation is low. At a subsequent timepoint when the mRNA number of the same gene goes up rapidly due to transcriptional bursting, the number of ribosomes required would also increase rapidly. This would increase ribosome demand. The process of allocation of ribosomes for translation of these mRNA molecules will vary between cells, and this process can lead to increased expression variation of that gene among cells. We have now rephrased the section between the lines 321 and 331 to clarify this point.

      Regarding the second point, each of the 19 mathematical functions was individually tested in the TASEP model and stochastic simulation. The parameters ‘mRNA-curr’ and ‘mRNA-prev’ are the mRNA copy numbers at the present time point and the previous time point in the stochastic simulations, respectively. These numbers were calculated from the rate of production of mRNA, which is influenced by the transcriptional burst frequency and the burst size, as well as the rate of mRNA removal. We have now incorporated more details about the modelling part along with explanation for parameters and terms in the revised manuscript (lines 390 to 411; lines 795 to lines 807). 

      (2) Overall, the paper is very long and as there are analytical expressions for protein noise (e.g. see Paulsson Nature 2004), some of these results do not need to rely on Gillespie simulations. Protein CV (noise) can be written as three terms representing protein noise contribution, mRNA expression contribution, and bursty transcription contribution. For example, the results in panel 1 are fully consistent with the parameter regime, protein noise is negligible compared to transcriptional noise. 

      Thank you for referring to the paper on analytical expressions for protein noise. We introduced translational bursting and ribosome demand in our model, and these are linked to stochastic fluctuations in mRNA and ribosome numbers. In addition, our model couples transcriptional bursting with translational bursting and ribosome demand. Since these processes are all stochastic in nature, we felt that the stochastic simulation would be able to better capture the fluctuations in mRNA and protein expression levels originating from these processes. For consistency, we used stochastic simulations throughout even when the coupling between transcription and translation were not considered. 

      Reviewer #1 (Recommendations for the authors):  

      (1) Figure 1B shows noise as Distance to Median (DM) that can be positive or negative. It is therefore misleading that the authors say there is a 10-fold increase in noise (this would be relevant if the quantity was strictly positive). How is the 10-fold estimated? Similar comments apply to Figure 1F and the estimated 37-fold. I also wonder if the datasets combined from different studies are necessarily compatible.

      We have now changed the statements and mentioned the actual noise values for different classes of genes rather than the fold-changes (lines 111-113 and 143-145). We agree that the measurements for mRNA expression levels, protein synthesis rates and protein noise were obtained from experiments done by different research labs, and this could introduce more variation in the data. However, it is unlikely the experimental variations are likely to be random and do not bias any specific class of genes (in Fig. 1B and Fig. 1F) more than others.  

      (2)   How Figure 1D has been generated seems confusing, the authors state this is based on the Gillespie algorithm, but in panel 1C and also in the methods, they are writing ODEs and Equations 3 and 4 stating the Euler method for the solution of ODEs. Also, I am concerned if this has been done at steady-state. The protein noise for the two-state model can be analytically obtained, and instead of simulations, the authors could have just used the expression. Also, Figure 1D shows CV while the corresponding data Figure 1B is showing mean adjusted DM. So, I am not sure if the comparison is valid. I am also very confused about the fact that the authors show CV does not depend on the mean expression of proteins and mRNA. Analytical solutions suggested there is always an inverse relationship exists between CV and mean and this has also been experimentally observed (see for example Newman et al 2006).

      We used Gillespie algorithm for stochastic simulations and identified the time points when an event (for example, switching to ON or OFF states during transcriptional bursting) occurred. If an event occurred at a time point, the rates of the reactions were guided by the equations 3 and 4, as the rates of reactions were dependent on the number of mRNA (or protein) molecules present, production rates and removal rates. 

      For all published datasets where we had measurements from many genes/promoters, we used the measures of adjusted noise (for mRNA noise) and Distance-to-median (DM, for protein noise). These measures of noise are corrected mean-dependence of expression noise (Newman et al., 2006). For simulations, which we performed for a single gene, and for experiments that we performed on a limited number of promoters, we used the measure of coefficient of variation (CV) to quantify noise, as calculation of adjusted noise or DM was not possible for a single gene. 

      The work of Newman et al. (2006) measures noise values of different genes with different transcriptional burst characteristics and different mRNA and protein removal rates. We also see similar results in our simulations (Fig. 1E), where as we increase the mean expression by changing the transcriptional burst frequency, the protein noise goes down.     

      (3) Estimating parameters of gene expression using reference 44 ignores the effect of variability in capture efficiency and cell size. In a recent paper, Tang et al Bioinformatics 39 (7), btad395 2023 addressed this issue.

      Thank you for referring to the work of Tang et al. (2023). We note that the cell size and capture efficiency have a small effect on the burst frequency (Kon) but has a more pronounced effect on burst size (Tang et al., 2023). In our analysis, we considered only burst frequency and even with likely small inaccuracies in our estimation of Kon, we can capture interesting association of burst frequency with noise trends. 

      (4) In the methods "αp = 0.007 per mRNA molecule per unit time", I believe it should be per protein molecule per unit time.

      Corrected.

      (5)  Figure 3 uses TASEP modelling but the details of this modelling are not described well.

      We have now expanded the description of the modelling approach in the revised manuscript (lines 391-412; lines 693-776 and lines 797-809). In addition, we have also added more details in the figure captions. 

      (6) Another overall issue is that when the authors talk about changes in burst frequency or changes in translation efficiency, it is not always clear, is this done while keeping all the other parameters constant therefore changing mean expressions, or is this done by keeping the mean expressions constant?

      To test for the association between mean protein expression and protein noise, we have varied the mean expression by changing the translation initiation rate (TLinit) for the most part of the manuscript while keeping other parameters constant. In figure 5, where we decoupled TLinit from ribosome traversal rate (V), we changed the mean protein expression by changing the ribosome traversal rate while keeping other parameters constant. We have now mentioned this in the manuscript. 

      (7)   I believe Figures 5 and 6 present the same data in different ways, I wonder if these can be combined or if some aspect of the data in Figure 5 could go to supplementary. Also, the statistical tests in Figure 5E and F are not clear what they are testing.

      We have now moved figures 5E and 5F to the supplement (Fig. S20). We have also added details of the statistical test in the figure caption. 

      Reviewer #2 (Public review): 

      This work by Pal et al. studied the relationship between protein expression noise and translational efficiency. They proposed a model based on ribosome demand to explain the positive correlation between them, which is new as far as I realize. Nevertheless, I found the evidence of the main idea that it is the ribosome demand generating this correlation is weak. Below are my major and minor comments.

      Thank you for your helpful suggestions and comments. We note that the direct experimental support required for the ribosome demand model would need experimental setups that are beyond the currently available methodologies. We address the individual comments below. 

      Major comments: 

      (1) Besides a hypothetical numerical model, I did not find any direct experimental evidence supporting the ribosome demand model. Therefore, I think the main conclusions of this work are a bit overstated.

      Direct experimental evidence of the hypothesis would require generation of ribosome occupancy maps of mRNA molecules of specific genes at the level of single cells and at time intervals that closely match the burst frequency of the genes. This is beyond the currently available methodologies. However, there are other evidences that support our model. For example, earlier work in cell-free systems have showed that constraining cellular resources required for transcription or translation can increase expression heterogeneity (Caveney et al., 2017). In addition, the ribosome demand model had two predictions both of which could be validated through modelling as well as from our experiments. 

      To further investigate whether removing ribosome demand from our model could eliminate the positive mean-noise correlation for a gene, we have now tested two additional sets of models where we decoupled the translation initiation rate (TLinit) from the ribosome traversal speed (V). In the first model, we changed the mean protein expression by changing the translation initiation rate but keeping the ribosome traversal speed constant. Thus, in this scenario, ribosome demand varied according to the variation in the translation initiation rate. As expected, the positive correlation between mean expression and protein noise was maintained in this condition (Fig. 5B). In the second model, we changed the mean expression by changing the ribosome traversal speed but keeping the translation initiation rate (and therefore, the ribosome demand) constant. In this situation, the relationship between mean expression and protein noise turned negative (Fig. 5B and fig. S16). These results further pointed that the ribosome demand was indeed driving the positive relationship between mean expression and protein noise. 

      (2) I found that the enhancement of protein noise due to high translational efficiency is quite mild, as shown in Figure 6A-B, which makes the biological significance of this effect unclear.

      We agree with the reviewer’s comment that the effect of translational efficiency on protein noise may not be as substantial as the effect of transcriptional bursting, but it has been observed in studies across bacteria, yeast, and Arabidopsis (Ozbudak et al., 2003; Blake et al., 2003; Wu et al., 2022). In addition, the relationship between translational efficiency and protein noise is in contrast with the inverse relationship observed between mean expression and noise (Newman et al., 2006; Silander et al., 2012). We also note that the goal of the manuscript was not to evaluate the relative strength of these associations, but to understand the molecular basis of the influence of translational efficiency on protein noise. 

      (3) The captions for most of the figures are short and do not provide much explanation, making the figures difficult to read.

      We have revised the figure captions to include more details as per the reviewer’s suggestion. 

      (4)  It would be helpful if the authors could define the meanings of noise (e.g., coefficient of variation?) and translational efficiency in the very beginning to avoid any confusion. It is also unclear to me whether the noise from the experimental data is defined according to protein numbers or concentrations, which is presumably important since budding yeasts are growing cells. 

      For all published datasets where we had measurements from many genes/promoters, we used the measures of adjusted noise (for mRNA noise) and Distance-tomedian (DM, for protein noise). These measures of noise are corrected mean-dependence of expression noise. For simulations, which we performed for a single gene, and for experiments that we performed on a limited number of promoters, we used the measure of coefficient of variation (CV) to quantify noise, as calculation of adjusted noise or DM was not possible for a single gene. We now mention this in line 123-124. We used the measure of protein synthesis rate per mRNA as the measure of translational efficiency (Riba et al., 2019; line 100). Alternatively, we also used tRNA adaptation index (tAI) as a measure of translational efficiency, as codon choice could also influence the translation rate per mRNA molecule (Tuller et al., 2010) (line 193). 

      The protein noise was quantified from the signal intensity of GFP tagged proteins (Newman et al., 2006; and our data), which was proportional to protein numbers without considering cell volume. For quantification of noise at the mRNA level, single-cell RNA-seq data was used, which provided mRNA numbers in individual cells.  

      (5) The conclusions from Figures 1D and 1E are not new. For example, the constant protein noise as a function of mean protein expression is a known result of the two-state model of gene expression, e.g., see Equation (4) in Paulsson, Physics of Life Reviews 2005.

      Yes, they may not be new, but we included these results for setting the baseline for comparison with simulation results that appear in the later part of the manuscript where we included translational bursting and ribosome demand in our models. 

      (6) In Figure 4C-D, it is unclear to me how the authors changed the mean protein expression if the translation initiation rate is a function of variation in mRNA number and other random variables.

      The translation initiation rate varied from a basal translation initiation rate depending on the mRNA numbers and other variables. We changed the basal translation initiation rate to alter the mean protein expression levels. We have now elaborated the modelling section to incorporate these details in the revised manuscript (lines 404 to 412). 

      (7) If I understand correctly, the authors somehow changed the translation initiation rate to change the mean protein expression in Figures 4C-D. However, the authors changed the protein sequences in the experimental data of Figure 6. I am not sure if the comparison between simulations and experimental data is appropriate.

      It is an important observation. Even though we changed the basal translation initiation rate to change the mean expression (Fig. 4C-D), we noted in the description of the model that the changes in the translation initiation rate were also linked to changes in the translation elongation rate (Fig. 3D). Thus, an increase in the translation initiation rate was associated with faster ribosome traversal through an mRNA molecule. This has also been observed in an experimental study by Barrington et al. (2023). Therefore, the models can also be expressed in terms of the translation elongation rate or ribosome traversal speed, instead of the translation initiation rate, and this modification will not change the results of the simulations due to interconnectedness of the initiation rate and the elongation rate.  

      Reviewer #2 (Recommendations for the authors):

      Minor comments:

      (1)  The discussion from lines 180 to 182 appears consistent with Figure 1E. It seems that the twostate model can already explain why the genes with high burst frequency and high protein synthesis rate showed a small protein noise. It is unclear to me the purpose of this discussion.

      Yes, the results from Fig. 1E were from stochastic simulations, whereas the results discussed in the lines 191 to 193 (in the revised manuscript) were based on our analysis of experimental data that is shown in Fig. 2D.

      (2)  If I understand correctly, "translational efficiency" is the same as "protein synthesis rate" in this work. It would be helpful if the authors could keep the same notation throughout the paper to avoid confusion.

      The protein synthesis rate per mRNA molecule is the best measure of translational efficiency, and we used the experimental data from Riba et al. (2019) for this purpose (line 99-100). Alternatively, we also used tRNA Adaptation Index (tAI) as a measure of translational efficiency, as the codon choice also influences the rate at which an mRNA molecule is translated (Tuller et al., 2010) (line 192). 

      (3) On line 227, does "higher translation rate" mean "higher translation initiation rate"? The same issues happen in a few places in this paper.

      Corrected now (line 243 in the revised manuscript and throughout the manuscript). 

      (4) The discussion from lines 296 to 301 is unclear. It is not obvious to me how the authors obtained the conclusion that lowering translational efficiency would decrease the protein expression noise.

      High translational efficiency will require more ribosomes and hence, will increase ribosome demand. If ribosome demand is the molecular basis of high expression noise for genes with bursty transcription and high translational efficiency, then we can expect a reduction in ribosome demand and a reduction in noise if we lower the translational efficiency. We have rephrased this section for clarity between the lines 334 and 339 in the revised manuscript.   

      (5)  On line 324, should slower translation mean a shorter distance between neighboring ribosomes? One can imagine the extreme limit in which ribosomes move very slowly so that the mRNA is fully packed with ribosomes. 

      Slower translation or ribosome traversal rate would also lower the translation initiation rate (Barrington et al., 2023). Slower traversal of ribosomes reduces the chances of collision in case of transient slow-down of ribosomes due to occurrence of one or more non-preferred codons. We have now clarified this part in the lines 360 to 369 in the revised manuscript.

      (6) The text from lines 423 to 433 can be put in Methods.

      We have already added this part to the methods section (lines 900 to 910) and now minimize this discussion in the results section. 

      (7)  The discussion from lines 128 to 130 is unclear, and the statement appears to be consistent with the two-state model (see Figure 1E). The meaning of "initial mRNA numbers" is also unclear.

      An earlier study has proposed that essential genes in yeast employs high transcription and low translation strategy for expression, likely to maintain low expression noise in these genes and to prevent detrimental effects of high expression noise (Fraser et al., 2004). However, there has been no direct supportive evidence. Therefore, we were testing whether the differences in mRNA levels and translational efficiency of genes can lead to differences in protein noise through stochastic simulations. The discussion between the lines 130 and 132 in the revised manuscript summarises the results of the simulations. 

      Initial mRNA numbers - mRNA copy numbers that are present in the cell at the start of stochastic simulations. However, we have now changed it to ‘mRNA levels’ in the revised manuscript for clarity (line 131 in the revised manuscript).

      (8)  On line 212, is the translation initiation rate TL_init the same thing as beta_p in Figure 3A?

      βp refers to the rate of protein synthesis, which is influenced by the translational burst kinetics as well as the translation initiation rate, whereas TLinit refers to the translation initiation rate. So, these parameters are related, but are not the same.

    1. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public Review):

      Summary:

      In this study, Floedder et al report that dopamine ramps in both Pavlovian and Instrumental conditions are shaped by reward interval statistics. Dopamine ramps are an interesting phenomenon because at first glance they do not represent the classical reward prediction errors associated with dopamine signaling. Instead, they seem somewhat to bridge the gap between tonic and phasic dopamine, with an intense discussion still being held in the field about what is their actual behavioral role. Here, in tests with head-fixed mice, and dopamine being recorded with a genetically encoded fluorescent sensor in the nucleus accumbens, the authors find that dopamine ramps were only present when intertrial intervals were relatively short and the structure of the task (Pavlovian cue or progression in a VR corridor) contained elements that indicated progression towards the reward (e.g., a dynamic cue). The authors show that these findings are well explained by their previously published model of Adjusted Net Contingency of Causal Relation (ANCCR).

      Strengths:

      This descriptive study delineates some fundamental parameters that define dopamine ramps in the studied conditions. The short, objective, and to-the-point format of the manuscript is great and really does a service to potential readers. The authors are very careful with the scope of their conclusions, which is appreciated by this reviewer.

      We thank the reviewer for their overall support of the formatting and scope of the manuscript. 

      Weaknesses:

      The discussion of the results is very limited to the conceptual framework of the authors' preferred model (which the authors do recognize, but it still is a limitation). The correlation analysis presented in panel l of Figure 3 seems unnecessary at best and could be misleading, as it is really driven by the categorical differences between the two conditions that were grouped for this analysis. There are some key aspects of the data and their relationship with each other, the previous literature, and the methods used to collect them, that could have been better discussed and explored.

      We agree with the reviewer that a weakness of the discussion was the limited framing of the results within the ANCCR model. To address this, we have expanded our introduction and discussion sections to provide a more thorough explanation of our model and possible leading alternatives.

      We thank the reviewer for pointing out that Figure 3l may be misleading for readers; we removed this panel from the revised Figure 4.

      We have further addressed the specific concerns raised by the reviewer in their comments to the authors. Indeed, we agree with the reviewer that the original manuscript was narrow in its focus regarding relationships between different aspects of the data. To more thoroughly explore how key variables – including dopamine ramp slope and onset response as well as licking behavior slope – could relate to each other, we have added Extended Data Figure 8. In this figure, we show that no correlations exist between any of these key variables in either dynamic tone condition; it is our hope that this additional analysis highlights the significance of the clear relationship between dopamine ramp slope and ITI duration. 

      Reviewer #2 (Public Review):

      In this manuscript by Floeder et al., the authors report a correlation between ITI duration and the strength of a dopamine ramp occurring in the time between a predictive conditioned stimulus and a subsequent reward. They found this relationship occurring within two different tasks with mice, during both a Pavlovian task as well as an instrumental virtual visual navigation task. Additionally, they observed this relationship only in conditions when using a dynamic predictive stimulus. The authors relate this finding to their previously published model ANCCR in which the time constant of the eligibility trace is proportionate to the reward rate within the task.

      The relationship between ITI duration and the extent of a dopamine ramp which the authors have reported is very intriguing and certainly provides an important constraint for models for dopamine function. As such, these findings are potentially highly impactful to the field. I do have a few questions for the authors which are written below.

      We thank the reviewer for their interest in our findings and belief in their potential to be impactful in the field. 

      (1) I was surprised to see a lack of counterbalance within the Pavlovian design for the order of the long vs short ITI. Ramping of the lick rate does increase from the long-duration ITIs to the short-duration ITI sessions. Although of course, this increase in ramping of the licking across the two conditions is not necessarily a function of learning, it doesn't lend support to the opposite possibility that the timing of the dynamic CS hasn't reached asymptotic learning by the end of the long-duration ITI. The authors do reference papers in which overtraining tends to result in a reduction of ramping, which would argue against this possibility, yet differential learning of the dynamic CS would presumably be required to observe this effect. Do the authors have any evidence that the effect is not due to heightened learning of the timing of the dynamic CS across the experiment?

      We appreciate the reviewer expressing their surprise regarding the lack of counterbalance in our Pavlovian experimental design. We previously did not explicitly do this because the ramps disappeared in the short ITI/fixed tone condition, indicating that their presence is not just a matter of total experience in the task. However, we agree that this is incidental, but not direct evidence. To address this drawback, we repeated the Pavlovian experiment in a new cohort of animals with a revised training order, switching conditions such that the short ITI/dynamic tone (SD) condition preceded the long ITI/dynamic tone (LD) condition (see revised Figure 2a). Despite this change in the training order, the main findings remain consistent: positive dLight slopes (i.e., dopamine ramps) are only observed in the SD condition (Figure 2b-d). 

      We thank the reviewer for raising these questions regarding licking behavior and learning and their relationship with dopamine ramps. Indeed, a closer look at the average licking behavior reveals subtle differences across conditions (Figure 1f and Extended Data Figure 5a). While the average lick rate during the ramp window does not differ across conditions (Extended Data Figure 5c), the ramping of the lick rate during this window is higher for dynamic tone conditions compared to fixed tone conditions (Extended Data Figure 5d). Despite these differences, we still believe that the main comparison between the dopamine slope in the SD vs LD condition remains valid given their similar lick ramping slopes. Furthermore, our primary measure of learning is not lick slope, but anticipatory lick rate during the 1 s trace preceding reward delivery, which is robustly nonzero across cohorts and conditions (Figure 1g and Extended Data Figure 5b). 

      Taken together, we hope that the results from our counterbalanced Pavlovian training and more rigorous analysis of lick behavior across conditions provide sufficient evidence to assuage concerns that the differences in ramping dopamine simply reflect differences in learning. 

      (2) The dopamine response, as measured by dLight, seems to drop after the reward is delivered. This reduction in responding also tends to be observed with electrophysiological recordings of dopamine neurons. It seems possible that during the short ITI sessions, particularly on the shorter ITI duration trials, that dopamine levels may still be reduced from the previous trial at the onset of the CS on the subsequent trial. Perhaps the authors can observe the dynamics of the recovery of the dopamine response following a reward delivery on longer-duration ITIs in order to determine how quickly dopamine is recovering following a reward delivery. Are the trials with very short ITIs occurring within this period that dopamine is recovering from the previous trial? If so, how much of the effect may be due to this effect? It should be noted that the lack of observance of a ramp on the condition of shortduration ITIs with fixed CSs provides a potential control for this effect, yet the extent to which a natural ramp might occur following sucrose deliveries should be investigated.

      We thank the reviewer for highlighting the possibility that ramps may be due to the dopamine response recovery following reward delivery. Given that peak reward dopamine responses tend to be larger in long ITI conditions, however, we felt that it was inappropriate to compare post-reward dopamine recovery times across conditions. Instead, we decided to directly compare the dLight slope 2s before cue onset (“pre-cue window,” a proxy for recovery from previous trial) with the dLight slope during our ramp window from 3 to 8s after cue onset (Extended Data Figure 6a). There were no significant differences in pre-cue dLight slope across conditions (Extended Data Figure 6b); this suggests that the ramping slopes seen in the SD condition, but not other conditions, is not simply due to the natural dopamine recovery response following reward delivery. Furthermore, if the dopamine ramps observed in the SD condition were a continuation of the post-reward dopamine recovery from the previous trial, we would expect to see a positive correlation between the dLight slope before and during the cue. However, there is no such correlation between the dLight slopes in the ramp window vs. pre-cue window in the SD condition (Extended Data Figure 6c-d). We believe that this observation, along with the builtin control of the SF condition mentioned by the reviewer, serves as evidence against the possibility of our ramp results being due to a natural ramp after reward delivery.

      (3) The authors primarily relate the finding of the correlation between the ITI and the slope of the ramp to their ANCCR model by suggesting that shorter time constants of the eligibility trace will result in more precisely timed predictors of reward across discrete periods of the dynamic cue. Based on this prediction, would the change in slope be more gradual, and perhaps be more correlated with a broader cumulative estimate of reward rate than just a single trial?

      To clarify, we do not propose that a smaller eligibility trace time constant results in more precise timing per se. Instead, we believe that the rapid eligibility trace decay from smaller time constants gives greater causal predictive power for later periods in the dynamic cue (see Extended Data Figure 1) since the memory of the earlier periods of the cue is weaker. 

      We appreciate the reviewer’s curiosity regarding the influence of a broader cumulative estimate of reward vs. only the immediately preceding ITI on dopamine ramp slopes. Indeed, in several instrumental tasks (e.g., Krausz et al., Neuron, 2023), recent reward rate modulates the magnitude of dopamine ramps, making this an important variable to investigate. We chose to use linear regression for each mouse separately to analyze the relationship between the trial dopamine slope and the average previous ITI for the past 1 through 10 most recent trials. In the SD condition, as reported in our earlier manuscript, there was a significantly negative dependence of trial dopamine slope with the single previous ITI (i.e., if the previous ITI was long, the next trial tends to have a weaker ramp). This negative dependence, however, only held for a single previous trial; there was no clear relationship between the per-trial dopamine slope and the average of the past 2 through 10 ITIs (Extended Data Figure 7a). For the LD condition, on the other hand, there is no clear relationship between the per-trial dopamine slope and the average previous ITI for any of the past 1 through 10 trials, with one exception: there is a significantly negative dependence of trial dopamine slope with the average ITI of the previous 2 trials (Extended Data Figure 7b). This longer timescale relationship in the LD condition suggests that the adaptation of the eligibility trace time constant is nuanced and depends on the general ITI length. 

      In general, though we reason that the eligibility trace time constant should depend on overall event rates, we do not currently propose a real-time update rule for the eligibility trace time constant depending on recent event rates. Accordingly, we are currently agnostic about the actual time scale of history of recent event rate calculation that mediates the eligibility trace time constant. Our experimental results suggest that when the ITI is generally short for Pavlovian conditioning, the eligibility trace time constant adapts to ITI on a rapid timescale. However, only a small fraction of the variability of this rapid fluctuation is captured by recent ITI history. A more thorough investigation of this real-time update rule would need to be done in the future.

      Reviewer #3 (Public Review):

      Summary:

      Floeder and colleagues measure dopamine signaling in the nucleus accumbens core using fiber photometry of the dLight sensor, in Pavlovian and instrumental tasks in mice. They test some predictions from a recently proposed model (ANCCR) regarding the existence of "ramps" in dopamine that have been seen in some previous research, the characteristics of which remain poorly understood.

      They find that cues signaling a progression toward rewards (akin to a countdown) specifically promote ramping dopamine signaling in the nucleus accumbens core, but only when the intertrial interval just experienced was short. This work is discussed in the context of ongoing theoretical conceptions of dopamine's role in learning.

      Strengths:

      This work is the clearest demonstration to date of concrete training factors that seem to directly impact whether or not dopamine ramps occur. The existence of ramping signals has long been a feature of debates in the dopamine literature and this work adds important context to that. Further, as a practical assessment of the impact of a relatively simple trial structure manipulation on dopamine patterns, this work will be important for guiding future studies. These studies are well done and thoughtfully presented.

      We thank the reviewer for recognizing the context that our study adds to the dopamine literature and the potential for our experiments to guide future work. 

      Weaknesses:

      It remains somewhat unclear what limits are in place on the extent to which an eligibility trace is reflected in dopamine signals. In the current study, a specific set of ITIs was used, and one wonders if the relative comparison of ITI/history variables ("shorter" or "longer") is a factor in how the dopamine signal emerges, in addition to the explicit length ("short" or "long") of the ITI. Another experimental condition, where variable ITIs were intermingled, could perhaps help clarify some remaining questions.

      Though we used ITIs of fixed means, due to the exponential nature of their distribution, we did intermingle ITIs of various durations in both our long and short ITI conditions. The distribution of ITI durations is visualized in Figure 1c for Pavlovian conditioning and Extended Data Figure 9b for VR navigation. 

      The relative comparison between consecutive ITIs was not something we originally explored, so we thank the reviewer for wondering how it impacts the dopamine signal. To investigate this, we quantified both the change in ITI (+ or - Δ ITI for relatively longer or shorter, respectively) and the change in dopamine ramp slope between consecutive trials in the SD condition (Figure 3d). Across each mouse separately, we found a significantly negative relationship between Δ slope and Δ ITI (Figure 3e-f). Also, the average Δ slope was significantly greater for consecutive trials with a Δ ITI below -1 s compared to trials with a Δ ITI above +1 s (Figure 3g). Altogether, these findings suggest that relative comparison of ITIs does correlate with changes in the dopamine signal; a relatively longer ITI tends to have a weaker ramp, which fits in nicely with the expected inverse relationship between ITI and dopamine ramp slope from our ANCCR model.

      In both tasks, cue onset responses are larger, and longer on long ITI trials. One concern is that this larger signal makes seeing a ramp during the cue-reward interval harder, especially with a fluorescence method like photometry. Examining the traces in Figure 1i - in the long, dynamic cue condition the dopamine trace has not returned to baseline at the time of the "ramp" window onset, but the short dynamic trace has. So one wonders if it's possible the overall return to baseline trend in the long dynamic conditions might wash out a ramp.

      This is a good point, and we thank the reviewer for raising it. Certainly, the cue onset response is significantly larger in long ITI conditions (see Figure 1i-j and Figure 4h-j). To avoid any bleed over effect, we intentionally chose ramp window periods during later portions of the trial (in line with work from others e.g., Kim et al., Cell, 2020). While the cue onset dopamine pulse seems to have flatlined by the start of the ramp window period, the dopamine levels clearly remain elevated relative to pre-cue baseline. This type of signal has been observed with fiber photometry in other Pavlovian conditioning paradigms with long cue durations (e.g., Jeong et al., Science, 2022). Because of the persistently elevated dopamine levels, it is certainly possible that a ramping signal during the cue is getting washed out; with the bulk fluorescence photometry technique we employed in this study, this possibility is unfortunately difficult to completely rule out. However, the long ITI/fixed tone (LF) condition could serve as a potential control given the overall similarity in the dopamine signal between the LF and LD conditions: both conditions have large cue onset responses with elevated dopamine throughout the duration of the cue (see Extended Data Figures 2c and 3c). Critically, the LD condition lacks a noticeable ramp despite the dynamic tone providing information on temporal proximity to reward, which is thought to be necessary for dopamine ramps to occur. Importantly, regardless of whether a ramp is masked in the long ITI dynamic condition, most studies investigate such a condition in isolation and would report the absence of dopamine ramps. Thus, at a descriptive level, we believe it remains true that observable dopamine ramps are only present when the ITI is short. 

      Not a weakness of this study, but the current results certainly make one ponder the potential function of cue-reward interval ramps in dopamine (assuming there is a determinable function). In the current data, licking behavior was similar on different trial types, and that is described as specifically not explaining ramp activity.

      We agree that this work naturally raises the question of the function of dopamine ramps. However, selective and precise manipulation of only the dopamine ramps without altering other features such as phasic responses, or inducing dopamine dips, is highly technically challenging at this moment; due to this challenge, we intentionally focused on the conditions that determine the presence or absence of dopamine ramps rather than their function. We agree with the reviewer that studying the specific function of dopamine ramps is an interesting future question. 

      Reviewing Editor:

      The reviewers felt the results are of considerable and broad interest to the neuroscience community, but that the framing in terms of ANCCR undermined the scope of the findings as did the brief nature of the formatting of the manuscript. In addition, the reviewers felt that the relationship between ramp dynamics, behavior, and ITI conditions requires more in-depth analyses. Relatedly, the lack of counterbalancing of the ITI durations was considered to be a drawback and needs to be addressed as it may affect the baseline. Addressing these issues in a satisfactory manner would improve the assessment of the manuscript to important/convincing.

      We truly appreciate the valuable feedback provided on this manuscript by all three reviewers and the reviewing editor. Based on this input, we have significantly revised the manuscript to address the issues brought up by the reviewers. Firstly, we have conducted additional experiments to counterbalance the ITI conditions for Pavlovian conditioning; this strengthened our results by confirming our original findings that ITI duration, rather than training order, is the key variable controlling the presence or absence of dopamine ramps. Secondly, we completed more rigorous analyses to further explore the relationship between dopamine dynamics, animal behavior, and ITI duration; we generally found no significant correlations between these variables, with a notable exception being our main finding between ITI duration and dopamine ramp slope. Finally, we revised and expanded our writing to both explain predictions from our ANCCR model in less technical language and explore how alternative theoretical frameworks could potentially explain our findings. In doing so, we hope that our manuscript is now more accessible and of interest to a broad audience of neuroscience readers.

      Reviewer #1 (Recommendations For The Authors):

      The study could be improved if the authors performed a more detailed comparison of how other theoretical frameworks, beyond ANCCR could account for the observed findings. Also, the correlation analysis presented in the panel I of Figure 3 seems unnecessary and potentially spurious, as the slope of the correlation is clearly mostly driven by the categorical differences between the two ITI conditions, which were combined for the analysis - it's not clear what is the value of this analysis beyond the group comparison presented in the following panel.

      Again, we thank the reviewer for elaborating on their concern regarding Figure 3l – we have removed it from the revised Figure 4. 

      The relationship between ramp dynamics with the behavior and the large differences in cue onset responses between short and long ITI conditions could have been better explored. If I understand correctly the overarching proposal of this and other publications by this group, then the differences in cue responses is determined by the spacing of rewards in a somewhat similar way that the ramps are. So, is there a trial-by-trial correlation between the amplitude of the cue responses and the slope of the ramps? Is there a correlation between any of these two measures with the licking behavior, and if so, does it change with the ITI condition? A more thorough exploration of these relationships would help support the proposal of the primacy of inter-event spacing in determining the different types of dopamine responses in learning.

      There are certainly interesting relationships between dopamine dynamics, behavior, and ITI that we failed to explore in our original manuscript – we appreciate the reviewer bringing them up. We found no correlation between dopamine ramp slope and cue onset response in either the SD or LD condition (Extended Data Fig 8a-b). Moreover, we found no correlation between either of these variables and the trial-by-trial licking behavior (Extended Data Fig 8c-f). Finally, there is no relationship between licking behavior and previous ITI duration (Extended Data Fig 8g-h), suggesting that behavioral differences do not account for differences in the dopamine ramp slope. Together, the lack of significant relationships between these other variables highlights the specific, clear relationship between ITI duration and dopamine ramp slope. 

      Finally, another issue I feel could have been better discussed is how the particular settings of both tasks might be biasing the results. For example, there is an issue to be considered about how the dopamine ramp dynamics reported here, especially the requirement of a dynamic cue for ramps to be present, square with the previous published results by one of the authors - Mohebi et al, Nature, 2019. In that manuscript, rats were executing a bandit task where, to this reviewer's understanding, there was no explicit dynamic cue aside from the standard sensory feedback of the rats moving around in the behavior boxes to approach a nose poke port. Is the idea that this sensory feedback could function as a dynamic cue? If that's the case, then this short-scale, movement-related feedback should also function as a dynamic cue in a freely moving Pavlovian condition, when the animals must also move towards a reward delivery port, right? Therefore, could it be that the experimental "requirement" of a dynamic cue is only present in a head-fixed condition? One could phrase this in a different way to Steelman and potentially further the authors' proposal: perhaps in any slightly more naturalistic setting, the interaction of the animals with their environment always functions as a dynamic cue indicating proximity to reward, and this relationship was experimentally isolated by the use of head fixation (but not explicitly compared with a freely moving condition) in the present study. I think that would be an interesting alternative to consider and discuss, and perhaps explore experimentally at some point.

      We thank the reviewer for raising this important point regarding the influence of our experimental settings on our results. At first glance, it could appear that our results demonstrating the necessity of a dynamic cue for ramps in a head-fixed setting do not fit neatly with other results in a freely moving setup (e.g., Collins et al., Scientific Reports, 2016; Mohebi et al., Nature, 2019). Exactly as the reviewer states though, we believe that sensory feedback from the environment in freely moving preparations serves the same function as a dynamic progression of cues. We have considered the implications of methodological differences between head-fixed and freely moving preparations in the discussion section. 

      Reviewer #2 (Recommendations For The Authors):

      This comment relates indirectly to comment 3, in that the authors intermix theory throughout the manuscript. I think this would be fine if the experiment was framed directly in terms of ANCCR, but the authors specifically mention that this experiment wasn't developed to distinguish between different theories. As such, it seems difficult to assess the scope of the comments regarding theory within the paper because they tend to be specifically related to ANCCR. For instance, the last comment has broad implications of how the ramp might be related to the overall reward rate, an interesting finding that constrains classes of dopamine models rather than evidence just for ANCCR. Perhaps adding a discussion section that allows the authors to focus more on theory would be beneficial for this manuscript.

      We appreciate this suggestion by the reviewer. We have updated both our introduction and discussion sections to elaborate more thoroughly on theory.

      Reviewer #3 (Recommendations For The Authors):

      The paper could potentially benefit from the use of more accessible language to describe the conceptual basis of the work, and the predictions, and a bit of reformatting away from the brief structure with lots of supplemental discussion.

      For example, in the introduction, the line - "Varying the ITI was critical because our theory predicts that the ITI is a variable controlling the eligibility trace time constant, such that a short ITI would produce a small time constant relative to the cue-reward interval (Supplementary Note 1)". As far as I can tell, this is meant to get across the notion that dopamine represents some aspect of the time between rewards - dopamine signals will differ for cues following short vs long intervals between rewards.

      As written, the language of the paper takes a fair bit of parsing, but the notions are actually pretty simple. This is partly due to the brief format the paper is written in, where familiarity with the previous papers describing ANCCR is assumed.

      From a readability standpoint, and the potential impact of the paper on a broad audience, perhaps this could be considered as a point for revision.

      We thank the reviewer for pointing out the drawbacks of our technical language and brief formatting. To address this, we have removed the majority of the supplementary notes and expanded our introduction and discussion sections. In doing so, we hope that the conceptual foundations of this work, and potential alternative theoretical explanations, are accessible and impactful for a broad audience of readers.

    1. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review): 

      Summary: 

      Early and accurate diagnosis is critical to treating N. fowleri infections, which often lead to death within 2 weeks of exposure. Current methods-sampling cerebrospinal fluid are invasive, slow, and sometimes unreliable. Therefore, there is a need for a new diagnostic method. Russell et al. address this need by identifying small RNAs secreted by Naegleria fowleri (Figure 1) that are detectable by RT-qPCR in multiple biological fluids including blood and urine. SmallRNA-1 and smallRNA-2 were detectable in plasma samples of mice experimentally infected with 6 different N. fowleri strains, and were not detected in uninfected mouse or human samples (Figure 4). Further, smallRNA-1 is detectable in the urine of experimentally infected mice as early as 24 hours post-infection (Figure 5). The study culminates with testing human samples (obtained from the CDC) from patients with confirmed N. fowleri infections; smallRNA-1 was detectable in cerebrospinal fluid in 6 out of 6 samples (Figure 6B), and in whole blood from 2 out of 2 samples (Figure 6C). These results suggest that smallRNA-1 could be a valuable diagnostic marker for N. fowleri infection, detectable in cerebrospinal fluid, blood, or potentially urine. 

      Strengths: 

      This study investigates an important problem, and comes to a potential solution with a new diagnostic test for N. fowleri infection that is fast, less invasive than current methods, and seems robust to multiple N. fowleri strains. The work in mice is convincing that smallRNA1 is detectable in blood and urine early in infection. Analysis of patient blood samples suggest that whole blood (but not plasma) could be tested for smallRNA-1 to diagnose N. fowleri infections. 

      Thank you for comments regarding the strengths of this study. We agree that our data for detecting the biomarker in biofluids from mice is convincing. In addition, our spike-in studies with human cerebrospinal fluid, plasma, and urine (Figure 6) suggest these biofluids from humans could be used for diagnosis.

      We appreciate the comment regarding plasma and recognize this was not fully explained in the manuscript. We do believe that plasma can be used to assess the biomarker. Firstly, we demonstrated equivalent sensitivity of the method to detect smallRNA-1 in plasma and urine in mice with end-stage PAM (Figure 5). In addition, spike in samples of human plasma, cerebrospinal fluid, and urine demonstrated equivalent sensitivity of detecting the biomarker (Figure 6). 

      The negative result for human plasma in Figure 6C requires clarification; this sample was convalescent plasma from a survivor. The patient presented to the hospital on August 7, 2016, was treated, made a remarkable recovery, and was released from the hospital later that month. The plasma sample in Figure 6C was collected September 7, 2016, which is a month after treatment was initiated and weeks after the patient was symptom free. Our interpretation of the convalescent plasma result is the patient had cleared the active amoeba infection and that is why we did not detect the biomarker. We have added text in the discussion and in the legend for Figure 6 to clarify the convalescent plasma result. 

      One additional caveat for consideration is that many of the samples we received from amoebaeinfected humans were stored at room temperatures for undefined periods of time before being moved to <-20°C (see details in Table S9). We can’t rule out possible sample degradation, but this is an unfortunate reality of obtaining human samples from individuals later confirmed to be infected with pathogenic free-living amoebae.

      Weaknesses: 

      (1) There are not many N. fowleri cases, so the authors were limited in the human samples available for testing. It is difficult to know how robust this biomarker is in whole blood (only 2 samples were tested, both had detectable smallRNA-1), serum (1 out of 1 sample tested negative), or human urine (presumably there is no material available for testing). This limitation is openly discussed in the last paragraph of the discussion section. 

      We agree the extremely limited availability of human samples is a limitation of this study. Given the rarity of these infections in the United States, even prospective studies to systematically collect samples would be very challenging. We hope that by publishing the details of this biomarker detection is that the method can be used by diagnostic reference centers, especially in areas where outbreaks of multiple cases per year have been reported.

      (2) There seems to be some noise in the data for uninfected samples (Figures 4B-C, 5B, and 6C), especially for those with serum (2E). While this is often orders of magnitude lower than the positive results, it does raise questions about false positives, especially early in infection when diagnosis would be the most useful. A few additional uninfected human samples may be helpful. 

      We agree; however, we would like to point out the progression of disease in humans and mice are similar. Typically, patients survive between 10-14 days after presumed exposure and mice have similar survival times following instillation of N. fowleri amoebae into a nare of the mouse. Therefore, detection of this biomarker as early as 72 h in mice is seemingly equivalent to the onset of initial symptoms in humans.  

      Reviewer #2 (Public review): 

      Summary: 

      The authors sought to develop a rapid and non-invasive diagnostic method for primary amoebic meningoencephalitis (PAM), a highly fatal disease caused by Naegleria fowleri. Due to the challenges of early diagnosis, they investigated extracellular vesicles (EVs) from N. fowleri, identifying small RNA biomarkers. They developed an RT-qPCR assay to detect these biomarkers in various biofluids. 

      Strengths: 

      (1)  This study has a clear methodological approach, which allows for the reproducibility of the experiments. 

      (2) Early and Non-Invasive Diagnosis - The identification of a small RNA biomarker that can be detected in urine, plasma, and cerebrospinal fluid (CSF) provides a non-invasive diagnostic approach, which is crucial for improving early detection of PAM. 

      (3) High Sensitivity and Rapid Detection - The RT-qPCR assay developed in the study is highly sensitive, detecting the biomarker in 100% of CSF samples from human PAM cases and in mouse urine as early as 24 hours post-infection. Additionally, the test can be completed in ~3 hours, making it feasible for clinical use. 

      (4)  Potential for Disease Monitoring - Since the biomarker is detectable throughout the course of infection, it could be used not only for early diagnosis but also for tracking disease progression and monitoring treatment efficacy. 

      (5)  Strong Experimental Validation - The study demonstrates biomarker detection across multiple sample types (CSF, urine, whole blood, plasma) in both animal models and human cases, providing robust evidence for its clinical relevance. 

      (6) Addresses a Critical Unmet Need - With a >97% case fatality rate, PAM urgently requires improved diagnostics. This study provides one of the first viable liquid biopsy-based diagnostic approaches, potentially transforming how PAM is detected and managed. 

      Thank you for summarizing the strengths of the study.

      Weaknesses: 

      (1) Limited Human Sample Size - While the biomarker was detected in 100% of CSF samples from human PAM cases, the number of human samples analyzed (n=6 for CSF) is relatively small. A larger cohort is needed to validate its diagnostic reliability across diverse populations. 

      As noted in response to Reviewer #1 above, we agree this is a limitation of the study; however, we were fortunate to obtain even 15 µL samples of cerebrospinal fluid, plasma, serum, or whole blood from as many patients as we did. There is an urgent need for more systematic collection and storage of samples for rare diseases like primary amoebic meningoencephalitis so that advancements in diagnostics and biomarker discovery can be conducted. It is our sincere hope that by publishing our detailed methods and experimental results in this manuscript, that additional hospitals and research centers can replicate our studies and help advance this or other techniques for early diagnosis of PAM.

      (2) Lack of Pre-Symptomatic or Early-Stage Human Data - Although the biomarker was detected in mouse urine as early as 24 hours post-infection, there is no data on whether it can be reliably detected before symptoms appear in humans, which is crucial for early diagnosis and treatment initiation. 

      It is difficult to envision a method to obtain these biofluids from infected humans prior to onset of symptoms. More likely the best we can hope for is that physicians include primary amoebic meningoencephalitis in their assessment of patients that present with prodromal symptoms of meningitis.

      (3)  Plasma Detection Challenges - While the biomarker was detected in whole blood, it was not detected in human plasma, which could limit the ease of clinical implementation since plasma-based diagnostics are more common. Further investigation is needed to understand why it is absent in plasma and whether alternative blood-based approaches (e.g., whole blood assays) could be optimized. 

      See response to Reviewer #1 above.

      Reviewer #1 (Recommendations for the authors): 

      (1) What is the evidence that these small RNAs are secreted specifically in EVs? I believe that they are, and ultimately it doesn't impact the conclusions, but I think the evidence here could be either stronger or presented in a more obvious way. 

      Our data demonstrates that smallRNA-1 is present in N. fowleri-derived EVs (Figures 2 and Supplemental Figure 7) and in the intact amoebae (Figure 3B).  Initial sequencing data to identify these smallRNA biomarkers came from PEG-precipitated EVs (Figure S1), by using methods we previously published (22). The PEG-precipitated EVs were extracted specifically for spike in studies. Finally, the smallRNAs in EVs were confirmed after extraction of EVs from 7 N. fowleri strains (Figure 2). We do not have evidence that they are secreted outside of EVs.

      (2) The figure legends would be more useful with some additional information. For example: why are there two points for Nf69 in Fig 2B? In Figure 3A-B, please add more detail as to what the graphs are showing (are they histograms binned by a number of amoebae? This does not seem obvious to me). 

      We agree the Figure legends should be edited for clarity and to add additional information. Both Figure legends have been updated.

      In Figure 2B, each point represents the mean of three technical replicates of EV preps for each N. fowleri strain.

      In Figure 3 the points indicate the Copy#/µL of a well from a 96-well plate. The histograms show the mean of these observations for each condition. 

      (3)  In Figure 2E, the FBS seems like it has near detectable levels of smallRNA-1 compared to Ac and Bm (albeit N. fowleri has 4 orders of magnitude higher levels than the FBS). Because cows are likely exposed to N. fowleri and have documented infections (e.g. doi: 10.1016/j.rvsc.2012.01.002), is it possible this signal is real? 

      Thank you for making this interesting observation. We agree that cows are likely to have significant exposure to N. fowleri, yet documented infections are rare. In this case we do not believe the near detectable levels of smallRNA-1 in FBS was due to an infected donor animal. This noise was likely due to extracting RNA from concentrated FBS rather than FBS diluted in cell culture media. In addition, as shown in Supplemental Figure 4, the qPCR product from EVs extracted from FBS were not the same as that from the N. fowleri-derived EVs. Please note we used a PEG extraction reagent that separates lipid particles, so this is additional evidence the smallRNAs are present in EVs.

      (4)  In Figure 6A, why was the sample size greater for water and unspiked urine? Similarly, why is the number of infected mice so variable in Figure 4B? 

      In Figure 6A we assayed de-identified biofluids provided by Advent Hospital in Orlando, Florida. The plasma and serum samples were pooled from multiple individuals; whereas, individual urine samples (n=8) were provided for this experiment. We have updated the legend for Figure 6A to include these details.

      For Figure 4B we used plasma collected at the end-stage of disease following infections with five different strains of N. fowleri. The sample sizes varied for two reasons. First, Nf69 was the strain used most by our lab and we had plasma from several in vivo experiments. The lower sample sizes for the other strains came from an experiment with 8 mice per group. Some of these strains were less virulent and did not succumb to disease with the number of amoebae inoculated in this experiment. Thus, plasma was only collected from animals that were euthanized due to severe N.

      fowleri infections. In follow up studies (e.g., Figure 5B), plasma was collected every 24 hr for analysis.

      Very minor points: 

      (1)  The number of acronyms (FLA, PAM, EVs, CNS, CSF, LOD) could be reduced to make this paper more reader-friendly. 

      Acronyms that were used infrequently in the manuscript (FLA, CNS, LOD, mNGS, UC) have been edited to spell out the complete names. We kept the acronyms EVs and CSF because they are each used more than twenty times in the manuscript.

      (2)  The decimal point in the Cq values is formatted strangely. 

      The decimal points have been edited to normal format in both the manuscript and supplementary material.

      (3)  Figure 3C is not intuitive. I do not understand the logic for the placement of the different samples (was row A only amoebae, B only Veros, C blank, D a mix, and F more Veros?). 

      Thank you for this comment; we agree the microtiter plate schematic (Fig 3C) was misleading. We have revised Figure 3C to make the point that we tested amoebae alone, Vero cells alone, and we combined supernatants from Vero cells (alone) plus amoebae (alone) to confirm that 1) smallRNA-1 was only detected in amoeba-conditioned media, and 2) that Vero-conditioned media does not affect detection of smallRNA-1.

      Reviewer #2 (Recommendations for the authors): 

      Minor corrections: 

      The abbreviation 'Nf' for Naegleria fowleri is not appropriate in a scientific publication. According to taxonomic conventions, the correct way to abbreviate a scientific name is as follows: 

      The first mention should be written in full: Naegleria fowleri. 

      In subsequent mentions, the genus name should be abbreviated to its initial in uppercase, followed by a period, while the species name remains in lowercase: N. fowleri. 

      The same rule applies to Balamuthia mandrillaris and Acanthamoeba species, which should be abbreviated as B. mandrillaris and Acanthamoeba spp. after their first mention. 

      We agree and each of the scientific names have been updated to the proper format. Please note Nf69 is the accepted nomenclature for this N. fowleri strain, so no changes were made when referring to this specific strain.

      Temperatures should be expressed in international units (°C). Please update the temperatures reported in Fahrenheit (°F) in the 'Materials and Methods' section, specifically in the 'Animal Studies' subsection. 

      These changes were made in the revised manuscript.

    1. Reviewer #3 (Public Review):

      Summary:

      The authors establish a behavioral task to explore effort discounting in C. elegans. By using bacterial food that takes longer to consume, the authors show that, for equivalent effort, as measured by pumping rate, they obtain less food, as measured by fat deposition.

      The authors formalize the task by applying a formal neuroeconomic decision-making model that includes value, effort, and discounting. They use this to estimate the discounting that C. elegans applies based on ingestion effort by using a population-level 2-choice T-maze.

      They then analyze the behavioral dynamics of individual animals transitioning between on-food and off-food states. Harder to ingest bacteria led to increased food patch leaving.

      Finally, they examined a set of mutants defective in different aspects of dopamine signaling, as dopamine plays a key role in discounting in vertebrates and regulates certain aspects of C. elegans foraging.

      Strengths:

      The behavioral experiments and neuroeconomic analysis framework are compelling and interesting, and make a significant contribution to the field. While these foraging behaviors have been extensively studied, few include clearly articulated theoretical models to be tested.

      Demonstrating that C. elegans effort discounting fits model predictions and has stable indifference points is important for establishing these tasks as a model for decision making.

      Weaknesses:

      The dopamine experiments are harder to interpret. The authors point out the perplexing lack of an effect of dat-1 and cat-2. dop-3 leads to general indifference. I am not sure this is the expected result if the argument is a parallel functional role to discounting in vertebrates. dop-3 causes a range of locomotor phenotypes and may affect feeding (reduced fat storage), and thus, there may be a general defect in the ability to perform the task rather than anything specific to discounting.

      That said, some of the other DA mutants also have locomotor defects and do not differ from N2. But there is no clear result here - my concern is that global mutants in such a critical pathway exhibit such pleiotropy that it's difficult to conclude there is a clear and specific role for DA in effort discounting. This would require more targeted or cell-specific approaches.

      Meanwhile, there are other pathways known to affect responses to food and patch leaving decisions: serotonin, pigment-dispersing factor, tyramine, etc. The paper would have benefited from a clarification about why these were not considered as promising candidates to test (in addition to or instead of dopamine).

      • Core Concept: Missionary is a Clojure library for supervised data flow programming, providing a universal language for handling asynchronous event sources in both frontend and backend applications.

        "the missionary is a closure library for supervised data flow programming so this is a common language to manipulate asynchronous event sources um that you can use from anywhere in the stack"

      • Problem Addressed: The library tackles the difficulty of resource management in concurrent programming, where resources (like circuits, UI components, or threads) have a life cycle that must be explicitly managed.

        "this is in my "pinion the main reason why concurrency is hard a resource is an object with a Time dimension because it has a Time Dimension it also has a life cycle"

      • Limitations of Garbage Collection: Traditional garbage collection is insufficient for this problem due to bidirectional references between producers and consumers, leaving the producer unaware if a resource is still needed.

        "garbage collection doesn't help the reason why it doesn't fa is because um the reference to the resource is B directional there is it is referenced by the consumer and it is also referenced by the producer"

      • Proposed Solution: The solution is explicit structure, which enables automatic, demand-driven resource management by binding the resource's allocation lifespan to the period when its data is actually required.

        "what we want to achieve is to bind um the time span where the resource is allocated to the time span when the data produced by this resource is actually needed so it's demand WR resource maintenance"

      • DAG Supervision for Shared Resources: For complex scenarios with shared resources, missionary moves from a simple tree supervision model to a Directed Acyclic Graph (DAG) supervision model, where a resource can have multiple supervisors.

        "so now the supervision uh three is not a three anymore it's a dag has a shared resource here"

      • Core Supervision Policy: The policy for managing shared resources is "allocate on first use and dispose on last," elegantly summarized by the real-world analogy of "the last one turns of the lights."

        "the last one turns of the lights uh so this is a dck for the real world"

      • Improving on Functional Effect Systems: Missionary was conceived to improve upon functional effect systems like Rx by properly implementing continuous time, which requires synchronicity semantics to avoid event-ordering issues.

        "the IDE was uh continuous time is a good idea...the problem is um well at this time the popular FX system in Java was RX and RX doesn't properly Implement continuous time uh so the reason why it doesn't properly Implement continuous time is because it has no synchronicity semantics"

      • Glitch-Free Propagation: A key innovation is a bidirectional flow protocol and a propagation algorithm that uses a priority queue to traverse the dependency graph, ensuring atomic updates and preventing inconsistent intermediate states, known as "glitches."

        "to solve the glitch problem...the string protocol doesn't support that and so therefore the idea is can we have our and El two"

      • Bidirectional Flow Protocol: The protocol allows a producer to signal that its state is invalidated before a new value is computed, enabling a two-phase process of invalidating dependent nodes and then recomputing them in the correct order.

        "bidirectional IPC is what we need to implement uh back pressure and solve the git problem that I talk just before"

      • Successful Validation: The model has been battle-tested at scale through its use in Electric Clojure for serious business applications, proving its robustness and success in managing complex, dynamic, and massively concurrent UIs.

        "that's a success we've been validating that model at scale with electric closure we we've been working on that for more than two years now uh we've been using electric closure for serous business application and this algorithm just well we we experience really no problem with that"

    1. Escolha do material escolar: uma questão politica. Pensar na importância da escolha do material e como o seu conteúdo pode refletir no processo de aprendizagem dos estudantes e pensar também, se esse material didático está contemplado com fatos verdadeiros e uma abordagem na qual julgamos correta e saudável.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

      Learn more at Review Commons


      Reply to the reviewers

      We thank the reviewers for their helpful comments and suggestions. Below you may find the point-by-point replies to their concerns.

      Reviewer #1

      “The research is meticulously conducted, and the data are compelling, as they demonstrate that the Nova-agrin-Lrp4-MuSK axis is also operational in non-vertebrates. The conclusions drawn by the authors are generally adequate; however, I find some instances of "it is the first time..." to be unnecessary.”

      We have removed all unnecessary claims to that effect.

      “The work also presents an unexpected finding that mouse Nova protein is unable to splice the Ciona agrin mini-gene (Figure 3). I believe the inability of mouse Nova1 and Nova2 to splice the Ciona agrin could also be due to insufficient expression levels of the mouse proteins. Therefore, the authors should include either a positive control (e.g., mouse agrin mini-gene) or demonstrate that the proteins are expressed at comparable levels.

      We have now included two additional datasets supporting our conclusion. First, we have included the positive control with the mouse Agrin minigene as suggested by the reviewer, which shows that mouse Nova1 and Nova2 are indeed still able to splice the mouse Agrin minigene in our assay (Figure 3C). Second, we included fluorescence images of the GFP-fused mouse Nova1 and Nova2 showing their proper expression in the cells (Figure S7).

      “I am also not fully convinced that the model of autoinhibition for Ciona Nova is supported by sufficient experimental data. Again, there are no data showing that the levels of the various deletion mutants of Nova are consistent and hence, there could be issues with the stbsility of some of the deletion mutants and this could explain the observed difference in activity.”

      We have added a few more datasets to further investigate the model. First, we have added an independent biological replicate of the “MLN” Nova isoform deletion mutant assays (Figure S8), as well as a separate assay using deletion mutants based on the “MMM” isoform (Figure S9). The results were consistent in both cases, confirming our initial observations. Next, we tested more directly the idea proposed by the reviewer that there are issues with stability, by looking at the fluorescence of the GFP-fused mutants. We did notice that the N/C-terminal deletion mutants were not expressed as well, but this was always mitigated by concurrent deletion of the KH3 domain. We have now expanded our discussion in the text to propose that there may be a negative effect of the KH3 domain on Nova expression/stability in the absence of the N/C termini. Although different from the model in which KH3 directly inhibits KH1/KH2, there does seem to be some inhibitory effect of KH3 on Nova expression/stability. “- In all schematic presentations, exon Z6 appears larger than exon Z5. However, Z6 is only 24 bp long, while Z5 is 3434 bp long. Please adjust this representation.”

      To clarify, in Ciona Z6 is 18 bp long, and Z5 is 15 bp long, hence they code for 6 and 5 amino-acids, respectively. This is different from the mammalian Z exons, which may be the source of the confusion here. In our schematics, we are only representing the Ciona Z exons.

      “- Is there consistency in the relative proportions of the 24-bp (Z6), 33-bp (Z5), and 57-bp (Z6 + Z5) PCR products? Studies in vertebrates have shown that AChR clustering activity is highest with the Z8 and Z19 products, while the Z11 product appears to be somewhat less active. It would be nice to also point out the different splice products are detected in Ciona.”

      It was not clear if there was any consistency in the relative proportions of Ciona Agrin splice products in the minigene assays as performed in cultured mammalian cells, though in Figure 1 we have pointed out a more detailed characterization of the different splice products in vivo in Ciona. The different splice products’ confirmed sequences are also shown in the supplemental sequences file.

      “Line 111: 'Z11' Agrin should be corrected to 'Z19' Agrin.

      To clarify again, we are only referring to the Ciona Agrin Z exons, which are not the same sizes as the mammalian Z exons. While Z19 would refer to the combination of exons Z8 and Z11 (8+11 = 19) in mammals, here in Ciona the equivalent combination is Z11 (Z5 + Z6).

      “Line 168: "Figure H" should be updated to "Figure 2H."”

      Fixed.

      Reviewer #2:

      __*“44 - ALS, references 8-12. These are old papers. A new review should be cited, either instead of in addition.”

      *__

      We have read some newer reviews and cite three more recent reviews (references 10-12) now.

      __* 56 - "many" cases of CMS - some are not due to mutations in this pathway

      *__

      We have altered this to say “many”.

      __* 57 - refs 29-46. This is a very large number of references for a point this is quite unimportant to the story. It would be better to cite recent reviews.

      *__

      We have removed some references and also cited more recent reviews here (references 38, 39).

      __* 168 - should be 2H

      *__

      Fixed.

      __* 205 - make N terminal extension more apparent in Figure 3D

      *__

      We have recolored the N terminus to be red, as to make it more apparent, in figures 3 and S8 and S9.

      __* 235 - not a complete sentence

      *__

      Fixed.

      308+ - can the authors clarify whether EBF knockdown has a selective effect on Nova vs general failure of the neurons to acquire a MN phenotype

      We have been investigating this in a separate study on MN specification and differentiation in Ciona, which will be published as a preprint soon. EBF does not have a selective effect on Nova expression, as it appears to be regulating multiple aspects of neuronal differentiation, consistent with its role as previously studied in Ciona and other organisms (e.g. Kratsios et al. 2012, Catela et al. 2019, etc).__*

      614 - explain in figure legend the decrease in apparent MR from left to right in 4B

      *__

      This is just an example of “bowed” or “curved” bands frequently seen in electrophoresis, usually due to uneven heat dissipation or other electrophoresis issues. However, the bands all correspond to the same products (Z+). We added an explanation in the legend.

      General - three other key components of the pathway are MuSK, rapsyn, and DOK-7. Functional studies of these genes fall beyond the scope of this paper, but it would be helpful to know whether they are expressed in muscle and, if so, whether expression is muscle-specific.

      We have added this to the discussion. While Musk and Dok-7 remain unstudied in Ciona, it has been shown that Rapsyn is muscle-specific in Ciona (Nishino et al. 2011).

      Reviewer #3:

      __*“1) The authors report two main Nova isoforms that seem to be produced by alternative promoters. They also claim that the MLN isoform is more strongly expressed in two of the studied conditions compared to the MMM protein (eggs and heart in Fig 1G), while both are equally abundant in st. 22.5 embryos and brain (Fig S1 and line 130). Therefore, both isoforms are likely involved in the regulation of the Agrin AS event. When performing the experiments that require to express the Nova protein, the authors choose to work with the "MLN" isoform arguing that it is more "ubiquitous" than the "MMM" isoform, although the last has a more evident nuclear localization signal (NLS) sequence. In the minigene analysis, the MLN isoform fails to produce transcripts with Z6 exon (which seems to be the most common Z+ isoform in the brain), and the amount of Z11-containing transcripts is very low compared to st. 22.5. Given that the N-terminal domain has a regulatory influence, as demonstrated by the authors, and that the MMM isoform is potentially more "neural-restricted" than the MLN, an intriguing possibility is that the MMM isoform might enhance the inclusion of Z6 and Z11 isoforms. To solve this issue, I suggest two experiments:

      • Perform the minigene assay with the MMM isoform of Nova and the wild type version of the minigene to check the level of inclusion of Z6 and Z6+Z5 (Z11) exons.*__”

      We have added additional minigene assay data using the MMM isoform (S9). We did not detect Z6 isoforms with MMM, though there may be slight differences in the ratio of Z5 and Z11 compared to the MLN assay. We believe this indicates that nuclear localization is not rate-limiting in our heterologous mammalian cell minigene assay, although it very well may regulate splicing activity more meaningfully in vivo in Ciona. This may be especially true in post-mitotic cells, as opposed to during embryogenesis when actively proliferating cells will break down and then reconstitute their nuclear envelopes over and over again, thus potentially allowing some of the MLN isoform to find its way into the nucleus. We still believe the production of the Z6 isoform may depend on additional Ciona-specific factors missing from the mammalian cells in our heterologous assay.

      “- Test the regulatory activity of the upstream genomic region of exon 1a, in an equivalent way as for exon 1b in Fig 7A and B, to explore whether the promoter of the MMM isoform has a neural-restricted expression that could explain the AS pattern observed in st. 22.5 and brain.” We have done this, shown in Figure S15, which revealed that the promoter upstream of exon 1a (encoding the MMM isoform) drives only expression in mesenchyme and some epidermal cells, with no neuronal expression visible. This suggests that the majority of the neural expression is due to the cis-regulatory elements in the region between exons 1a and 1b. However, this region does not necessarily activate transcription only at exon 1b (encoding MLN isoform), as intronic elements can loop back and regulate transcription off “upstream” promoters. Thus we propose that the Nova [1b] -2011/+6 region drives expression of both MLN and MMM isoforms, though this remains to be fully tested. We believe the regulation and function of the different Nova isoforms in Ciona is beyond the scope of the current paper, though we are interested in investigating this more thoroughly in follow-up studies.

      __*“2) The authors unveil the conservation of an Agrin AS event between mammals and a tunicate species with similar functional consequences for AChR clustering. While this is absolutely correct, the relatively low similarity of the AS exons between Ciona and mammals shown in Fig 1A may raise confusion or doubts in the readers regarding the homology of the event (as it did in my own case before I checked it in more detail). Therefore, an explicit alignment of both constitutive and alternative exons in a supplementary figure to clearly demonstrate the homology of the AS event across major taxonomic groups (with a few vertebrate and tunicate species) might help.

      Furthermore, expression of Nova in motor neurons of amphioxus (Branchiostoma lanceolatum) was previously reported (ref. 60), and a quick look into publicly available Agrin transcripts (____https://www.ncbi.nlm.nih.gov/gene/136443694____) reveals a homologous AS event in this cephalochordate species.

      C1 "Z7/Z6/Z8" C2 (partial)

      Bla QADPAPLRQEGVG--LDGTTILNYPNAINK ... E-SNSIRE ... QEPNQDDNHFEVTFRTTSDHGLLLWNHKPGGG-DFIALAI Cro HSTDLLQDEQATAIYLDGTTKIMYRNAVKA ... --PNDFRE ... SRART-HNNYEIVFRTTARHGLLLMVGKAREGVDYIALAI Mmu IVEKSVGDLETLA--FDGRTYIEYLNAVTE ... ELTNEIPA ... EKALQ-SNHFELSLRTEATQGLVLWIGKVGERADYMALAI : . :** * : * **:. .*.: ... *::*: :** : :**:* * *::****

      These two facts suggests a potential origin of the Nova-Agrin regulation at the base of the chordate phylum (and not restricted to Olfactores), which could be mentioned in the discussion as a relevant possibility.*__”

      We thank the reviewer for this suggestion. Indeed, we have now added a more detailed alignment with Agrin sequences from more species in Figures S2 and S3, including amphioxus as so helpfully identified by the reviewer. We have added the observation that amphioxus Agrin appears to have a single Z exon encoding the NxI/V motif (no evidence for two Z exons as in tunicates or vertebrates). This indeed suggests that this pathway may be a chordate innovation, as we now discuss. We also add AlphaFold-assisted predictions of the NxF motif binding to the equivalent pocket in Lrp4 in both Ciona and mammals (Figure S1).

      Line 168: Figure 2H instead of Figure H.

      Fixed.

      Line 287: "Taken together, these results reveal that a Nova-Agrin-Lrp4 pathway for AChR receptor clustering at the neuromuscular synapse is conserved from mammals to tunicates." While this sentence might be true, from mammals to tunicates might imply that it is conserved in all vertebrate and tunicate lineages, and this is not explored in the manuscript (there might be secondary losses). It would be more technically correct to say something similar like "...the neuromuscular synapse is conserved in the studied mammalian and tunicate lineages" or "...the neuromuscular synapse originated before the evolutionary divergence of tunicates and vertebrates"

      We have fixed this now in a few places.

      “Line 342. At the end of this paragraph, the possibility of conservation of the mechanism also in amphioxus could be discussed.”

      We now discuss the amphioxus sequence and the idea that this mechanism was present in the last common chordate ancestor.

      “Line 383: "the the apparent".”

      Fixed.

      “I agree that the mouse-specific agrin minigene to test the functionality of Nova1 and Nova2 would be a suitable positive control to discard protein stability/expression issues.

      We have tested this now with GFP fusion images (Figure S7) and using the mouse Agrin minigene (Figure 3C). Both indicate proper expression/splicing activity of mouse Nova1 and Nova2, supporting the idea that there is still some type of cross-species incompatibility as tested in mammalian cells.

      “The only minor limitation, in my opinion, is that it lacks testing of the MMM Nova isoform in the minigene assay, to explore whether it has (or not) a complementary function to the MLN isoform that could fully explain the endogenous AS pattern.”

      We have added MMM minigene assays, and these were largely identical to MLN assays. We propose that the N-terminus and nuclear localization do not significantly impact activity of Ciona Nova as tested in mammalian cells, however we cannot exclude the possibility that things may be different in vivo in Ciona.

    2. Note: This preprint has been reviewed by subject experts for Review Commons. Content has not been altered except for formatting.

      Learn more at Review Commons


      Referee #3

      Evidence, reproducibility and clarity

      Summary: The manuscript reports the conservation of the Nova-Agrin-Lrp4 pathway for AChR clustering in neuromuscular junctions beyond vertebrates, using the tunicate Ciona robusta as a model species. In addition, it also reveals Ebf as a key transcriptional activator of Nova in the motor neurons of Ciona. One of the main focuses of the work is the detailed study of an alternative splicing event in the Agrin gene of Ciona, demonstrating its regulation by Nova and the developmental cascade of consequences in AChR clustering due to misregulation of the Nova-Agrin-Lrp4 pathway through multiple functional experiments. Furthermore, it also explores molecular elements involved in the regulation of this event in trans and cis, including the KH and N-terminal domains of Nova (and their interactions) and the intronic YCAY binding domains.

      Major comments: The claims and conclusions of the manuscript are generally very well supported with appropriate and reproducible functional experiments. For instance, the work demonstrates a key regulatory link between Nova and the studied AS event of Agrin using both a minigene system in human cells and a set of CRISPR/Cas9 Ciona mutants. Although analyzing mosaic embryos can be challenging, the authors successfully test different combinations of gRNAs to achieve efficient mutagenesis. Moreover, using the AChRA1::GFP clusters to measure the impact of the different mutants is very convincing.

      While generally very robust and satisfying, the manuscript could benefit from addressing a few issues to improve its quality:

      1. The authors report two main Nova isoforms that seem to be produced by alternative promoters. They also claim that the MLN isoform is more strongly expressed in two of the studied conditions compared to the MMM protein (eggs and heart in Fig 1G), while both are equally abundant in st. 22.5 embryos and brain (Fig S1 and line 130). Therefore, both isoforms are likely involved in the regulation of the Agrin AS event. When performing the experiments that require to express the Nova protein, the authors choose to work with the "MLN" isoform arguing that it is more "ubiquitous" than the "MMM" isoform, although the last has a more evident nuclear localization signal (NLS) sequence. In the minigene analysis, the MLN isoform fails to produce transcripts with Z6 exon (which seems to be the most common Z+ isoform in the brain), and the amount of Z11-containing transcripts is very low compared to st. 22.5. Given that the N-terminal domain has a regulatory influence, as demonstrated by the authors, and that the MMM isoform is potentially more "neural-restricted" than the MLN, an intriguing possibility is that the MMM isoform might enhance the inclusion of Z6 and Z11 isoforms. To solve this issue, I suggest two experiments:
        • Perform the minigene assay with the MMM isoform of Nova and the wild type version of the minigene to check the level of inclusion of Z6 and Z6+Z5 (Z11) exons.
        • Test the regulatory activity of the upstream genomic region of exon 1a, in an equivalent way as for exon 1b in Fig 7A and B, to explore whether the promoter of the MMM isoform has a neural-restricted expression that could explain the AS pattern observed in st. 22.5 and brain.
      2. The authors unveil the conservation of an Agrin AS event between mammals and a tunicate species with similar functional consequences for AChR clustering. While this is absolutely correct, the relatively low similarity of the AS exons between Ciona and mammals shown in Fig 1A may raise confusion or doubts in the readers regarding the homology of the event (as it did in my own case before I checked it in more detail). Therefore, an explicit alignment of both constitutive and alternative exons in a supplementary figure to clearly demonstrate the homology of the AS event across major taxonomic groups (with a few vertebrate and tunicate species) might help.

      Furthermore, expression of Nova in motor neurons of amphioxus (Branchiostoma lanceolatum) was previously reported (ref. 60), and a quick look into publicly available Agrin transcripts (https://www.ncbi.nlm.nih.gov/gene/136443694) reveals a homologous AS event in this cephalochordate species.

                    C1                   "Z7/Z6/Z8"            C2 (partial)
      

      Bla QADPAPLRQEGVG--LDGTTILNYPNAINK ... E-SNSIRE ... QEPNQDDNHFEVTFRTTSDHGLLLWNHKPGGG-DFIALAI Cro HSTDLLQDEQATAIYLDGTTKIMYRNAVKA ... --PNDFRE ... SRART-HNNYEIVFRTTARHGLLLMVGKAREGVDYIALAI Mmu IVEKSVGDLETLA--FDGRTYIEYLNAVTE ... ELTNEIPA ... EKALQ-SNHFELSLRTEATQGLVLWIGKVGERADYMALAI : . : * : * :. ..: ... ::: : : :: * ::***

      These two facts suggests a potential origin of the Nova-Agrin regulation at the base of the chordate phylum (and not restricted to Olfactores), which could be mentioned in the discussion as a relevant possibility.

      Minor comments:

      Line 168: Figure 2H instead of Figure H.

      Line 287: "Taken together, these results reveal that a Nova-Agrin-Lrp4 pathway for AChR receptor clustering at the neuromuscular synapse is conserved from mammals to tunicates." While this sentence might be true, from mammals to tunicates might imply that it is conserved in all vertebrate and tunicate lineages, and this is not explored in the manuscript (there might be secondary losses). It would be more technically correct to say something similar like "...the neuromuscular synapse is conserved in the studied mammalian and tunicate lineages" or "...the neuromuscular synapse originated before the evolutionary divergence of tunicates and vertebrates"

      Line 342. At the end of this paragraph, the possibility of conservation of the mechanism also in amphioxus could be discussed.

      Line 383: "the the apparent".

      Referees cross-commenting

      I agree that the mouse-specific agrin minigene to test the functionality of Nova1 and Nova2 would be a suitable positive control to discard protein stability/expression issues.

      Significance

      General assessment: This manuscript describes and demonstrates the deep evolutionary origin of a complex molecular pathway in the neuromuscular synapses of chordates. This work takes advantage of the broad genetic tools available in the tunicate Ciona robusta to support its main claims rigorously and strongly with a focused set of functional experiments. Moreover, it expands the known pathway revealing an upstream regulator of Nova in Ciona (Ebf) and opening a new research line in vertebrate motor neurons. The only minor limitation, in my opinion, is that it lacks testing of the MMM Nova isoform in the minigene assay, to explore whether it has (or not) a complementary function to the MLN isoform that could fully explain the endogenous AS pattern. Nevertheless, the current version of the manuscript is sufficiently robust to sustain its main conclusions.

      Advance: Previous studies have reported deeply conserved AS events regulated by homologous tissue-specific splicing factors suggesting a putative similar function, such as the case of Esrp regulating the splicing of FGFRs in amphioxus and vertebrates (Burguera et al. 2017). However, to my knowledge, this work is the first to analyse the functional conservation of an alternative splicing event between chordate clades in its endogenous context while demonstrating an homologous ontogenetic role. In addition, it provides new insights of the molecular interactions between the N-terminal and KH domains of Nova and how they bind to the NISE elements in the Agrin pre-mRNA.

      Audience: I consider this work interesting for a substantially broad audience, given that it reveals a surprisingly deep conservation of a molecular pathway across chordate lineages that is essential for the proper establishment of neuromuscular synapses. Thus, this study is imaginably interesting for evolutionary and molecular biologists, physiologists and even biomedical researchers that might be interested to explore a potential regulatory connection between Ebf genes and Nova in human motor neurons.

      Fields of expertise: evo-devo, alternative splicing, chordates, transcriptomic and genome evolution.

    1. Reviewer #2 (Public review):

      Summary:

      This is the first study to show how a L-R bias in the relationship between numerical magnitude and space depends on brain lateralisation, and moreover, how this is modulated by in ovo conditions.

      Strengths:

      Novel methodology for investigating the innateness and neural basis of a L-R bias in the relationship between number and space.

      Weaknesses:

      I would query the way the experiment was contextualised. They ask whether culture or innate pre-wiring determines the 'left-to-right orientation of the MNL [mental number line]'.<br /> The term, 'Mental Number Line' is an inference from experimental tasks. One of the first experimental demonstrations of a preference or bias for small numbers in the left of space and larger numbers in the right of space, was more carefully described as the spatial-numerical association of response codes - the SNARC effect (Dehaene, S., Bossini, S., & Giraux, P. (1993). The mental representation of parity and numerical magnitude. Journal of Experimental Psychology: General, 122, 371-396).<br /> This has meant that the background to the study is confusing. First, they note correctly that many other creatures, including insects can show this bias, though in none of these has neural lateralisation been shown to be a cause. Second, their clever experiment shows that an experimental manipulation creates the bias. If it were innate and common to other species, the experimental manipulation shouldn't matter. There would always be a L-R bias. Third, they seem to be asserting that humans have a left-to-right (L-R) MNL. This is highly contentious, and in some studies, reading direction affects it, as the original study by Dehaene et al showed; and in others, task affects direction (e.g. Bachtold, D., Baumüller, M., & Brugger, P. (1998). Stimulus-response compatibility in representational space. Neuropsychologia, 36, 731-735, not cited). Moreover, a very careful study of adult humans, found no L-R bias (Karolis, V., Iuculano, T., & Butterworth, B. (2011), not cited). Mapping numerical magnitudes along the right lines: Differentiating between scale and bias. Journal of Experimental Psychology: General, 140(4), 693-706). Indeed, Rugani et al claim, incorrectly, that the L-R bias was first reported by Galton in 1880. There are two errors here: first, Galton was reporting what he called 'visualised numerals' and are typically referred to now as 'number forms' - spontaneous and habitual conscious visual representations - not an inference from a number line task. Second, Galton reported right-to-left, circular, and vertical visualised numerals, and no simple left-to-right examples (Galton, F. (1880). Visualised numerals. Nature, 21, 252-256.). So in fact did Bertillon, J. (1880). De la vision des nombres. La Nature, 378, 196-198, and more recently Seron, X., Pesenti, M., Noël, M.-P., Deloche, G., & Cornet, J.-A. (1992). Images of numbers, or "When 98 is upper left and 6 sky blue". Cognition, 44, 159-196, and Tang, J., Ward, J., & Butterworth, B. (2008). Number forms in the brain. Journal of Cognitive Neuroscience, 20(9), 1547-1556.

      If the authors are committed to chicks' MN Line they should test a series of numbers showing that the bias to left is greater for 2 and 3 than for 4 etc.

      What does all this mean? I think that the experiment should absolutely be published in eLife, but the paper should be shorn of its misleading contextualisation, including the term 'Mental Number Line'. The authors also speculate, usefully, on why chicks and other species might have a L-R bias. I don't think the speculations are convincing, but at least if there is an evolutionary basis for the bias, it should at least be discussed.

      In fact, I think it would make a very interesting special issue to bring up to date how and why the L-R bias exists, and where and why it does not.

      Karolis, V., Iuculano, T., & Butterworth, B. (2011). Mapping numerical magnitudes along the right lines: Differentiating between scale and bias. Journal of Experimental Psychology: General, 140(4), 693-706. doi:10.1037/a0024255

      Review of the revised version:

      The background and terminology in the text have been significantly altered and clarified: Spatial Numerical Association (SNA) instead of Mental Number Line (MNL) in the text, but with a discussion about how SNA might be the basis of MNL. This entails a link from SNA - a bias - to mental representation of a sequence of numerical magnitudes, which will need to be spelt out in subsequent work with a sequence of numbers rather than a single number, in this case 4. Could the effect be generalised to much larger numbers?

      Although the relationship between number and space seems fundamental, the key question is why the L-R SNA bias should exist at all. The authors take on this challenge and make important arguments for the evolutionary advantage of the bias is (see lines 138ff, 375ff, 444ff), though this is likely still to be controversial.

      Subsequent work may clarify its interaction of brain lateralisation with culture, notably reading and writing direction (e.g. Dehaene, S., Bossini, S., & Giraux, P. (1993). The mental representation of parity and numerical magnitude. Journal of Experimental Psychology: General, 122, 371-396), though this relationship has exceptions and challenges (e.g. Karolis, V., Iuculano, T., & Butterworth, B. (2011). Mapping numerical magnitudes along the right lines: Differentiating between scale and bias. Journal of Experimental Psychology: General, 140(4), 693-706).

      For example, would humans with more lateralised brains show a stronger bias? Would humans with reverse lateralisation show a R-L SNA?

    2. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):

      Functional lateralization between the right and left hemispheres is reported widely in animal taxa, including humans. However, it remains largely speculative as to whether the lateralized brains have a cognitive gain or a sort of fitness advantage. In the present study, by making use of the advantages of domestic chicks as a model, the authors are successful in revealing that the lateralized brain is advantageous in the number sense, in which numerosity is associated with spatial arrangements of items. Behavioral evidence is strong enough to support their arguments. Brain lateralization was manipulated by light exposure during the terminal phase of incubation, and the left-to-right numerical representation appeared when the distance between items gave a reliable spatial cue. The light-exposure induced lateralization, though quite unique in avian species, together with the lack of intense inter-hemispheric direct connections (such as the corpus callosum in the mammalian cerebrum), was critical for the successful analysis in this study. Specification of the responsible neural substrates in the presumed right hemisphere is expected in future research. Comparable experimental manipulation in the mammalian brain must be developed to address this general question (functional significance of brain laterality) is also expected.

      We sincerely appreciate the Reviewer's insightful feedback and his/her recognition of the key contributions of our study.

      Reviewer #2 (Public review):

      Summary:

      This is the first study to show how a L-R bias in the relationship between numerical magnitude and space depends on brain lateralisation, and moreover, how is modulated by in ovo conditions.

      Strengths:

      Novel methodology for investigating the innateness and neural basis of an L-R bias in the relationship between number and space.

      We would like to thank the Reviewer for their valuable feedback and for highlighting the key contributions of our study.

      Weaknesses:

      I would query the way the experiment was contextualised. They ask whether culture or innate pre-wiring determines the 'left-to-right orientation of the MNL [mental number line]'.

      We thank the Reviewer for raising this point, which has allowed us to provide a more detailed explanation of this aspect. Rather than framing the left-to-right orientation of the mental number line (MNL) as exclusively determined by either cultural influences or innate pre-wiring, our study highlights the role of environmental stimulation. Specifically, prenatal light exposure can shape hemispheric specialization, which in turn contributes to spatial biases in numerical processing. Please see lines 115-118.

      The term, 'Mental Number Line' is an inference from experimental tasks. One of the first experimental demonstrations of a preference or bias for small numbers in the left of space and larger numbers in the right of space, was more carefully described as the spatial-numerical association of response codes - the SNARC effect (Dehaene, S., Bossini, S., & Giraux, P. (1993). The mental representation of parity and numerical magnitude. Journal of Experimental Psychology: General, 122, 371-396).

      We have refined our description of the MNL and SNARC effect to ensure conceptual accuracy in the revised manuscript; please see lines 53-59.

      This has meant that the background to the study is confusing. First, the authors note, correctly, that many other creatures, including insects, can show this bias, though in none of these has neural lateralisation been shown to be a cause. Second, their clever experiment shows that an experimental manipulation creates the bias. If it were innate and common to other species, the experimental manipulation shouldn't matter. There would always be an L-R bias. Third, they seem to be asserting that humans have a left-to-right (L-R) MNL. This is highly contentious, and in some studies, reading direction affects it, as the original study by Dehaene et al showed; and in others, task affects direction (e.g. Bachtold, D., Baumüller, M., & Brugger, P. (1998). Stimulus-response compatibility in representational space. Neuropsychologia, 36, 731-735, not cited). Moreover, a very careful study of adult humans, found no L-R bias (Karolis, V., Iuculano, T., & Butterworth, B. (2011), not cited, Mapping numerical magnitudes along the right lines: Differentiating between scale and bias. Journal of Experimental Psychology: General, 140(4), 693-706). Indeed, Rugani et al claim, incorrectly, that the L-R bias was first reported by Galton in 1880. There are two errors here: first, Galton was reporting what he called 'visualised numerals', which are typically referred to now as 'number forms' - spontaneous and habitual conscious visual representations - not an inference from a number line task. Second, Galton reported right-to-left, circular, and vertical visualised numerals, and no simple left-to-right examples (Galton, F. (1880). Visualised numerals. Nature, 21, 252-256.). So in fact did Bertillon, J. (1880). De la vision des nombres. La Nature, 378, 196-198, and more recently Seron, X., Pesenti, M., Noël, M.-P., Deloche, G., & Cornet, J.-A. (1992). Images of numbers, or "When 98 is upper left and 6 sky blue". Cognition, 44, 159-196, and Tang, J., Ward, J., & Butterworth, B. (2008). Number forms in the brain. Journal of Cognitive Neuroscience, 20(9), 1547-1556.

      We sincerely appreciate the opportunity to discuss numerical spatialization in greater detail. We have clarified that an innate predisposition to spatialize numerosity does not necessarily exclude the influence of environmental stimulation and experience. We have proposed an integrative perspective, incorporating both cultural and innate factors, suggesting that numerical spatialization originates from neural foundations while remaining flexible and modifiable by experience and contextual influences. Please see lines 69–75.

      We have incorporated the Reviewer’s suggestions and cited all the recommended papers; please see lines 47–75.

      If the authors are committed to chicks' MN Line they should test a series of numbers showing that the bias to the left is greater for 2 and 3 than for 4, etc.

      What does all this mean? I think that the paper should be shorn of its misleading contextualisation, including the term 'Mental Number Line'. The authors also speculate, usefully, on why chicks and other species might have a L-R bias. I don't think the speculations are convincing, but at least if there is an evolutionary basis for the bias, it should at least be discussed.

      In the revised version of the manuscript, we have resorted to adopt the Spatial Numerical Association (SNA). We thank the Reviewer for this valuable comment.

      We appreciated the Reviewer’s suggestion regarding the evolutionary basis of lateralization and have included considerations of its relevance in chicks and other species; please see lines 143-151 and 381-386.

      This paper is very interesting with its focus on why the L-R bias exists, and where and why it does not.

      We wish to thank the Reviewer again for his/her work.

      Reviewer #1(Public review)

      (1) Introduction needs to be edited to make it much more concise and shorter. Hypotheses (from line 67 to 81) and predictions (from line 107 to 124) must be thoroughly rephrased, because (a) general readers are not familiar with the hypotheses (emotional valence and BAFT), (b) the hypotheses may or may not be mutually exclusive, and therefore (c) the logical linkage between the hypotheses and the predicted results are not necessarily clear. Most general readers may be embarrassed by the apparently complicated logical constructs of this study. Instead, it is recommended that focal spotlight should be given to the issue of functional contributions of brain lateralization to the cognitive development of number sense.

      We thank the Reviewer for these comments, which allowed us to improve the clarity of our hypotheses and predictions. We thoroughly rephrased them to ensure they are accessible to general readers and specified that the models may or may not be mutually exclusive. Additionally, we highlighted the functional contributions of brain lateralization to the cognitive development of number sense, addressing the suggested focal point. While we have shortened the introduction, we opted to retain essential background information to ensure readers are well-informed about the relevant scientific literature. Please review the entire introduction, particularly lines 84–118 and 218.

      (2) In relation to the above (a), abbreviations need to be reexamined. MNL (mental number line) appears early on lines 27 and 49, whereas the possibly related conceptual term SNA appeared first on line 213, without specification to "spatial numerical association".

      We thank the Reviewer for bringing this to our attention. We have addressed the suggestions, and the term SNA has been used specifically to refer to numerical spatialization in non-human animals. Please see lines 27-30.

      (3) By the way, what difference is there between MNL and SNA? Please specify the difference if it is important. If not important, is it possible that one of these two is consistently used in this report, at least in the Introduction?

      We clarified the distinction between MNL and SNA and have consistently used SNA in this report; please see lines 47-75.

      (4) In relation to the above (a and b), clarification of the hypotheses and their abbreviations in the form of a table or a graphical representation will strongly reinforce the general readers' understanding. It is also possible that some of these hypotheses are discussed later in the Discussion, rather than in Introduction.

      We appreciated this suggestion and have now clarified the hypotheses, also providing a table/graphical representation, aiming to enhance accessibility for general readers; please see lines 110-118, and 218.

      (5) Figures 1 and 2 are transparent and easily understandable; however, the statistical details in the Results may bother the readers as the main points are doubly represented in Figures 1, 2, and Table 1. These (statistics and Table 1) may go to the supplementary file, if the editor agrees.

      We would prefer to keep Table 1 and the statistical details as part of the main article to provide readers with a comprehensive overview of the experimental results. However, if the editors also suggest to move them to the supplementary file, we are open to making this adjustment.

      (6) In Figure 1D and E, and text lines 139-140. Figure 1D shows that the chick is looking monocularly by the right eye, but the text (line 139) says "left eye in use. Is it correct?

      We thank the reviewer for pointing out this incongruity. We have corrected the text to align with Figure 1D and E; please see lines 180-181.

      (7) Methods. The behavioral experiment was initiated on Wednesday (8 a.m.; line 479), but at what age? At what post-hatch day was the experiment terminated? A simple graphical illustration of the schedule will be quite helpful.

      We have added the requested details, specifying that experiments began on the third post-hatch day and ended on the fifth day; please see lines 533-539.

      Additionally, we have included a graphical illustration of the schedule to enhance clarity; please see line 666.  

      (8) Methods. How many chicks were excluded from the study in the course of Pre-training (line 525) and Training (line 535-536)? Was the exclusion rate high, or just negligible?

      We appreciate the reviewer's suggestion. We have now included the number of subjects excluded during the training phase; please see lines 593-597.

      We wish to thank the Reviewer again for his/her work.

    1. It was not until 140 years after La Sallewrote his polemic to the governor that Henry School-craft would rightly assess and report on the geographicallayout of the Illinois Country. He was the forerunner ofengineers who established a commercial water-link be-tween the Mississippi and the Great Lakes, and credit forthe idea to build that artificial Illinois and Michigan Ca-nal should be attributed to him, not to Jolliet.

      an actual objective assessment of the land came into play 140 years later from an unbiased party.

    2. ToJolliet’s claim that game animals such as bison were plen-tiful in the Illinois Country, La Salle wrote, “The buffaloare becoming scarce here since the Illinois are at war withtheir neighbors; both kill and hunt them continually.”

      La Salle begins to undermine Jolliet's findings as he was interested in using the resources himself, especially the bison hide which could make him a fortune.

    3. The Rockwas also located about a mile away from Kaskaskia, hometo about 8,000 Illinois Indians at the time, whom LaSalle hoped to incorporate into his trade network as buf-falo hunters and customers to purchase his wares, and, ifnecessary, ally with him during times of war

      La Salle wanted build a trading network with the native tribe as their customers, however the plan would be useless if they were to be hostile.

    4. During thefirst years of the French at Starved Rock, approximately20,000 Native Americans with numerous tribal affilia-tions, who traditionally lived in semi-permanent agricul-tural villages, were convinced by La Salle to move to thevicinity of the fort.28 Many of these Indians, includingthe Illinois, were bison-hunting tribes that the explorerintended to be suppliers of the only peltry that he couldlegally trade.

      Seems like La Salle achieved his objective of making a trading hub in order to efficiently acquire and send rare pelts and material back to France.

    5. According to La Salle, “Witha bit of charcoal the young man drew upon a sheet ofbark a very accurate map

      You would think that an expedition funded by the French Crown could afford some parchment to record their findings on instead of bark.

    1. mmediate sharing of content that has been published via the subscription route (zero-embargo green) is not a sustainable approach to immediate access, with its continued reliance on library subscription payments.

      What? This isn't what green OA is???? I honestly can't tell what they think green OA is based on this. Also very cute trying to act as if y'all are doing libraries a favor.

    1. Když po celém světě přistanou tajemné vesmírné lodě, dojde k sestavení elitního týmu – v čele s odbornicí na lingvistiku Louise Banksovou (Amy Adams) – s cílem zjistit, jaké mají mimozemšťané úmysly. Zatímco celé lidstvo balancuje na pokraji globální války, Banksová se společně se svým týmem pokouší ve velmi omezeném čase najít odpovědi – a aby je byla schopna najít, bude muset přistoupit k činům, které mohou ohrozit nejen její vlastní život, ale dost možná osud celého lidstva. (Falcon)

      .

    1. After he was fired on November 1, 1968, student leaders from the BSU and Third World Liberation Front (TWLF) started a strike. The TWLF was a multi-ethnic coalition of students that were awoken to the fact that they were being taught in ways that were dominating and irrelevant to themselves (Maeda, 2012), and included a coalition of the Black Student Union (BSU), Latin American Student Organization (LASO), Intercollegiate Chinese for Social Action (ICSA), Mexican American Student Confederation, Philippine (now Pilipino) American Collegiate Endeavor (PACE), La Raza, Native American Students Union, and Asian American Political Alliance.

      huh

    1. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews: 

      Reviewer #1 (Public review): 

      Summary: 

      This work integrates two timepoints from the Adolescent Brain Cognitive Development (ABCD) Study to understand how neuroimaging, genetic, and environmental data contribute to the predictive power of mental health variables in predicting cognition in a large early adolescent sample. Their multimodal and multivariate prediction framework involves a novel opportunistic stacking model to handle complex types of information to predict variables that are important in understanding mental health-cognitive performance associations. 

      Strengths: 

      The authors are commended for incorporating and directly comparing the contribution of multiple imaging modalities (task fMRI, resting state fMRI, diffusion MRI, structural MRI), neurodevelopmental markers, environmental factors, and polygenic risk scores in a novel multivariate framework (via opportunistic stacking), as well as interpreting mental health-cognition associations with latent factors derived from partial least squares. The authors also use a large well-characterized and diverse cohort of adolescents from the ABCD Study. The paper is also strengthened by commonality analyses to understand the shared and unique contribution of different categories of factors (e.g., neuroimaging vs mental health vs polygenic scores vs sociodemographic and adverse developmental events) in explaining variance in cognitive performance 

      Weaknesses: 

      The paper is framed with an over-reliance on the RDoC framework in the introduction, despite deviations from the RDoC framework in the methods. The field is also learning more about RDoC's limitations when mapping cognitive performance to biology. The authors also focus on a single general factor of cognition as the core outcome of interest as opposed to different domains of cognition. The authors could consider predicting mental health rather than cognition. Using mental health as a predictor could be limited by the included 9-11 year age range at baseline (where many mental health concerns are likely to be low or not well captured), as well as the nature of how the data was collected, i.e., either by self-report or from parent/caregiver report. 

      Thank you so much for your encouragement.

      We appreciate your comments on the strengths of our manuscript.

      Regarding the weaknesses, the reliance on the RDoC framework is by design. Even with its limitations, following RDoC allows us to investigate mental health holistically. In our case, RDoC enabled us to focus on a) a functional domain (i.e., cognitive ability), b) the biological units of analysis of this functional domain (i.e., neuroimaging and polygenic scores), c) potential contribution of environments, and d) the continuous individual deviation in this domain (as opposed to distinct categories). We are unaware of any framework with all these four features.

      Focusing on modelling biological units of analysis of a functional domain, as opposed to mental health per se, has some empirical support from the literature. For instance, in Marek and colleagues’ (2022) study, as mentioned by a previous reviewer, fMRI is shown to have a more robust prediction for cognitive ability than mental health. Accordingly, our reasons for predicting cognitive ability instead of mental health in this study are motivated theoretically (i.e., through RDoC) and empirically (i.e., through fMRI findings). We have clarified this reason in the introduction of the manuscript.

      We are aware of the debates surrounding the actual structure of functional domains where the originally proposed RDoC’s specific constructs might not fit the data as well as the data-driven approach (Beam et al., 2021; Quah et al., 2025). However, we consider this debate as an attempt to improve the characterisation of functional domains of RDoC, not an effort to invalidate its holistic, neurobiological and basicfunctioning approach. Our use of a latent-variable modelling approach through factor analyses moves towards a data-driven direction. We made the changes to the second-to-last paragraph in the introduction to make this point clear:

      “In this study, inspired by RDoC, we a) focused on cognitive abilities as a functional domain, b) created predictive models to capture the continuous individual variation (as opposed to distinct categories) in cognitive abilities, c) computed two neurobiological units of analysis of cognitive abilities: multimodal neuroimaging and PGS, and d) investigated the potential contributions of environmental factors. To operationalise cognitive abilities, we estimated a latent variable representing behavioural performance across various cognitive tasks, commonly referred to as general cognitive ability or the gfactor (Deary, 2012). The g-factor was computed from various cognitive tasks pertinent to RDoC constructs, including attention, working memory, declarative memory, language, and cognitive control. However, using the g-factor to operationalise cognitive abilities caused this study to diverge from the original conceptualisation of RDoC, which emphasises studying separate constructs within cognitive abilities (Morris et al., 2022; Morris & Cuthbert, 2012). Recent studies suggest an improvement to the structure of functional domains by including a general factor, such as the g-factor, in the model, rather than treating each construct separately (Beam et al., 2021; Quah et al., 2025). The g-factor in children is also longitudinally stable and can forecast future health outcomes (Calvin et al., 2017; Deary et al., 2013). Notably, our previous research found that neuroimaging predicts the g-factor more accurately than predicting performance from separate individual cognitive tasks (Pat et al., 2023). Accordingly, we decided to conduct predictive models on the g-factor while keeping the RDoC’s holistic, neurobiological, and basic-functioning characteristics.”

      Reviewer #2 (Public review):

      Summary: 

      This paper by Wang et al. uses rich brain, behaviour, and genetics data from the ABCD cohort to ask how well cognitive abilities can be predicted from mental-health-related measures, and how brain and genetics influence that prediction. They obtain an out-ofsample correlation of 0.4, with neuroimaging (in particular task fMRI) proving the key mediator. Polygenic scores contributed less. 

      Strengths: 

      This paper is characterized by the intelligent use of a superb sample (ABCD) alongside strong statistical learning methods and a clear set of questions. The outcome - the moderate level of prediction between the brain, cognition, genetics, and mental health - is interesting. Particularly important is the dissection of which features best mediate that prediction and how developmental and lifestyle factors play a role. 

      Thank you so much for the encouragement. 

      Weaknesses: 

      There are relatively few weaknesses to this paper. It has already undergone review at a different journal, and the authors clearly took the original set of comments into account in revising their paper. Overall, while the ABCD sample is superb for the questions asked, it would have been highly informative to extend the analyses to datasets containing more participants with neurological/psychiatric diagnoses (e.g. HBN, POND) or extend it into adolescent/early adult onset psychopathology cohorts. But it is fair enough that the authors want to leave that for future work. 

      Thank you very much for providing this valuable comment and for your flexibility.

      For the current manuscript, we have drawn inspiration from the RDoC framework, which emphasises the variation from normal to abnormal in normative samples (Morris et al., 2022). The ABCD samples align well with this framework.

      We hope to extend this framework to include participants with neurological and psychiatric diagnoses in the future. We have begun applying neurobiological units of analysis for cognitive abilities, assessed through multimodal neuroimaging and polygenic scores (PGS), to other datasets containing more participants with neurological and psychiatric diagnoses. However, this is beyond the scope of the current manuscript. We have listed this as one of the limitations in the discussion section:

      “Similarly, our ABCD samples were young and community-based, likely limiting the severity of their psychopathological issues (Kessler et al., 2007). Future work needs to test if the results found here are generalisable to adults and participants with stronger severity.”

      In terms of more practical concerns, much of the paper relies on comparing r or R2 measures between different tests. These are always presented as point estimates without uncertainty. There would be some value, I think, in incorporating uncertainty from repeated sampling to better understand the improvements/differences between the reported correlations. 

      This is a good suggestion. We have now included bootstrapped 95% confidence intervals in all of our scatter plots, showing the uncertainty of predictive performance.

      The focus on mental health in a largely normative sample leads to the predictions being largely based on the normal range. It would be interesting to subsample the data and ask how well the extremes are predicted. 

      We appreciate this comment. Similar to our response to Reviewer 2’s Weakness #1, our approach has drawn inspiration from the RDoC framework, which emphasises the variation from normal to abnormal in normative samples (Morris et al., 2022). Subsampling the data would make us deviate from our original motivation. 

      Moreover, we used 17 mental healh variables in our predictive models: 8 CBCL subscales, 4 BIS/BAS subscales and 5 UPSS subscales. It is difficult to subsample them. Perhaps a better approach is to test the applicability of our neurobiological units of analysis for cognitive abilities (multimodal neuroimaging and PGS) in other datasets that include more extreme samples. We are working on this line of studies at the moment, and hope to show that in our future work. 

      Reviewer 2’s Weakness #4

      A minor query - why are only cortical features shown in Figure 3? 

      We presented both cortical and subcortical features in Figure 3. The cortical features are shown on the surface space, while the subcortical features are displayed on the coronal plane. Below is an example of these cortical and subcortical features from the ENBack contrast. The subcortical features are presented in the far-right coronal image.

      We separated the presentation of cortical and subcortical features because the ABCD uses the CIFTI format (https://www.humanconnectome.org/software/workbenchcommand/-cifti-help). CIFTI-format images combine cortical surface (in vertices) with subcortical volume (in voxels). For task fMRI, the ABCD parcellated cortical vertices using Freesurfer’s Destrieux atlas and subcortical voxels using Freesurfer’s automatically segmented brain volume (ASEG).

      Due to the size of the images in Figure 3, it may have been difficult for Reviewer 2 to see the subcortical features clearly. We have now added zoomed-in versions of this figure as Supplementary Figures 4–13.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the autors):

      (1) In the abstract, could the authors mention which imaging modalities contribute most to the prediction of cognitive abilities (e.g., working memory-related task fMRI)? 

      Thank you for the suggestion. Following this advice, we now mention which imaging modalities led to the highest predictive performance. Please see the abstract below.

      “Cognitive abilities are often linked to mental health across various disorders, a pattern observed even in childhood. However, the extent to which this relationship is represented by different neurobiological units of analysis, such as multimodal neuroimaging and polygenic scores (PGS), remains unclear. 

      Using large-scale data from the Adolescent Brain Cognitive Development (ABCD) Study, we first quantified the relationship between cognitive abilities and mental health by applying multivariate models to predict cognitive abilities from mental health in children aged 9-10, finding an out-of-sample r\=.36 . We then applied similar multivariate models to predict cognitive abilities from multimodal neuroimaging, polygenic scores (PGS) and environmental factors. Multimodal neuroimaging was based on 45 types of brain MRI (e.g., task fMRI contrasts, resting-state fMRI, structural MRI, and diffusion tensor imaging). Among these MRI types, the fMRI contrast, 2-Back vs. 0-Back, from the ENBack task provided the highest predictive performance (r\=.4). Combining information across all 45 types of brain MRI led to the predictive performance of r\=.54. The PGS, based on previous genome-wide association studies on cognitive abilities, achieved a predictive performance of r\=.25. Environmental factors, including socio-demographics (e.g., parent’s income and education), lifestyles (e.g., extracurricular activities, sleep) and developmental adverse events (e.g., parental use of alcohol/tobacco, pregnancy complications), led to a predictive performance of r\=.49. 

      In a series of separate commonality analyses, we found that the relationship between cognitive abilities and mental health was primarily represented by multimodal neuroimaging (66%) and, to a lesser extent, by PGS (21%). Additionally, environmental factors accounted for 63% of the variance in the relationship between cognitive abilities and mental health. The multimodal neuroimaging and PGS then explained 58% and 21% of the variance due to environmental factors, respectively. Notably, these patterns remained stable over two years. 

      Our findings underscore the significance of neurobiological units of analysis for cognitive abilities, as measured by multimodal neuroimaging and PGS, in understanding both a) the relationship between cognitive abilities and mental health and b) the variance in this relationship shared with environmental factors.”

      (2) Could the authors clarify what they mean by "completing the transdiagnostic aetiology of mental health" in the introduction? (Second paragraph). 

      Thank you. 

      We intended to convey that understanding the transdiagnostic aetiology of mental health would be enhanced by knowing how neurobiological units of cognitive abilities, from the brain to genes, capture variations due to environmental factors. We realise this sentence might be confusing. Removing it does not alter the intended meaning of the paragraph, as we clarified this point later. The paragraph now reads:

      “According to the National Institute of Mental Health’s Research Domain Criteria (RDoC) framework (Insel et al., 2010), cognitive abilities should be investigated not only behaviourally but also neurobiologically, from the brain to genes. It remains unclear to what extent the relationship between cognitive abilities and mental health is represented in part by different neurobiological units of analysis -- such as neural and genetic levels measured by multimodal neuroimaging and polygenic scores (PGS). To fully comprehend the role of neurobiology in the relationship between cognitive abilities and mental health, we must also consider how these neurobiological units capture variations due to environmental factors, such as sociodemographics, lifestyles, and childhood developmental adverse events (Morris et al., 2022). Our study investigated the extent to which a) environmental factors explain the relationship between cognitive abilities and mental health, and b) cognitive abilities at the neural and genetic levels capture these associations due to environmental factors. Specifically, we conducted these investigations in a large normative group of children from the ABCD study (Casey et al., 2018). We chose to examine children because, while their emotional and behavioural problems might not meet full diagnostic criteria (Kessler et al., 2007), issues at a young age often forecast adult psychopathology (Reef et al., 2010; Roza et al., 2003). Moreover, the associations among different emotional and behavioural problems in children reflect transdiagnostic dimensions of psychopathology (Michelini et al., 2019; Pat et al., 2022), making children an appropriate population to study the transdiagnostic aetiology of mental health, especially within a framework that emphasises normative variation from normal to abnormal, such as the RDoC (Morris et al., 2022).“

      (3) It is unclear to me what the authors mean by this statement in the introduction: "Note that using the word 'proxy measure' does not necessarily mean that the predictive model for a particular measure has a high predictive performance - some proxy measures have better predictive performance than others". 

      We added this sentence to address a previous reviewer’s comment: “The authors use the phrasing throughout 'proxy measures of cognitive abilities' when they discuss PRS, neuroimaging, sociodemographics/lifestyle, and developmental factors. Indeed, the authors are able to explain a large proportion of variance with different combinations of these measures, but I think it may be a leap to call all of these proxy measures of cognition. I would suggest keeping the language more objective and stating these measures are associated with cognition.” 

      Because of this comment, we assumed that the reviewers wanted us to avoid the misinterpretation that a proxy measure implies high predictive performance. This term is used in machine learning literature (for instance, Dadi et al., 2021). We added the aforementioned sentence to ensure readers that using the term 'proxy measure' does not necessarily mean that the predictive model for a particular measure has high predictive performance. However, it seems that our intention led to an even more confusing message. Therefore, we decided to delete that sentence but keep an earlier sentence that explains the meaning of a proxy measure (see below).

      “With opportunistic stacking, we created a ‘proxy’ measure of cognitive abilities (i.e., predicted value from the model) at the neural unit of analysis using multimodal neuroimaging.”

      (4) Overall, despite comments from reviewers at another journal, I think the authors still refer to RDoC more than needed in the intro given the restructuring of the manuscript. For instance, at the end of page 4 and top of page 5, it becomes a bit confusing when the authors mention how they deviated from the RDoC framework, but their choice of cognitive domains is still motivated by RDoC. I think the chosen cognitive constructs are consistent with what is in ABCD and what other studies have incorporated into the g factor and do not require the authors to further justify their choice through RDoC. Also, there is emerging work showing that RDoC is limited in its ability to parse apart meaningful neuroimaging-based patterns; see for instance, Quah et al., Nature 2025 (https://doi.org/10.1038/s41467-025-55831-z). 

      Thank you very much for your comment. We have addressed it in our Response to Reviewer 1’s summary, strengths, and weaknesses above. We have rewritten the paragraph to clarify the relevance of our work to the RDoC framework and to recent studies aiming to improve RDoC constructs (including that from Quah and colleagues).

      (5) I am still on the fence about the use of 'proxy measures of cognitive abilities' given that it is defined as the predictive performance of mental health measures in predicting cognition - what about just calling these mental health predictors? Also, it would be easier to follow this train of thought throughout the manuscript. But I leave it to the authors if they decide to keep their current language of 'proxy measure of cognition'. 

      Thank you so much for your flexibility. As we explained previously, this ‘proxy measures’ term is used in machine learning literature (for instance, Dadi et al., 2021). We thought about other terms, such as “score”, which is used in genetics, i.e., polygenic scores (Choi et al., 2020). and has recently been used in neuroimaging, i.e., neuroscore (Rodrigue et al., 2024). However, using a ‘score’ is a bit awkward for mental health and socio-demographics, lifestyle and developmental adverse events. Accordingly, we decided to keep the term ‘proxy measures’.

      (6) It is unclear which cognitive abilities are being predicted in Figure 1, given the various domains that authors describe in their intro. Is it the g-factor from CFA? This should be clarified in all figure captions. 

      Yes, cognitive abilities are operationalised using a second-order latent variable, the g-factor from a CFA. We now added the following sentence to Figure 1, 2, 4 to make this point clearer. Thank you for the suggestion:

      “Cognitive abilities are based on the second-order latent variable, the g-factor, based on a confirmatory factor analysis of six cognitive tasks.”

      (7) I think it may also be worthwhile to showcase the explanatory power cognitive abilities have in predicting mental health or at least comment on this in the discussion. Certainly, there may be a bidirectional relationship here. The prediction direction from cognition to mental health may be an altogether different objective than what the paper currently presents, but many researchers working in psychiatry may take the stance (with support from the literature) that cognitive performance may serve as premorbid markers for later mental health concerns, particularly given the age range that the authors are working with in ABCD. 

      Thank you for this comment. 

      It is important to note that we do not make a directional claim in these cross-sectional analyses. The term "prediction" is used in a machine learning sense, implying only that we made an out-of-sample prediction (Yarkoni & Westfall, 2017). Specifically, we built predictive models on some samples (i.e., training participants) and applied our models to test participants who were not part of the model-building process. Accordingly, our predictive models cannot determine whether mental health “causes” cognitive abilities or vice versa, regardless of whether we treat mental health or cognitive abilities as feature/explanatory/independent variables or as target/response/outcome variables in the models. To demonstrate directionality, we would need to conduct a longitudinal analysis with many more repeated samples and use appropriate techniques, such as a cross-lagged panel model. It is beyond the scope of this manuscript and will need future releases of the ABCD data.

      We decided to use cognitive abilities as a target variable here, rather than a feature variable, mainly for theoretical reasons. This work was inspired by the RDoC framework, which emphasises functional domains. Cognitive abilities is the functional domain in the current study. We created predictive models to predict cognitive abilities based on a) mental health, b) multimodal neuroimaging, c) polygenic scores, and d) environmental factors. We could not treat cognitive abilities as a functional domain if we used them as a feature variable. For instance, if we predicted mental health (instead of cognitive abilities) from multimodal neuroimaging and polygenic scores, we would no longer capture the neurobiological units of analysis for cognitive abilities.

      We now made it clearer in the discussion that our use of predictive models cannot provide the directional of the effects

      “Our predictive modelling revealed a medium-sized predictive relationship between cognitive abilities and mental health. This finding aligns with recent meta-analyses of case-control studies that link cognitive abilities and mental disorders across various psychiatric conditions (Abramovitch et al., 2021; East-Richard et al., 2020). Unlike previous studies, we estimated the predictive, out-of-sample relationship between cognitive abilities and mental disorders in a large normative sample of children. Although our predictive models, like other cross-sectional models, cannot determine the directionality of the effects, the strength of the relationship between cognitive abilities and mental health estimated here should be more robust than when calculated using the same sample as the model itself, known as in-sample prediction/association (Marek et al., 2022; Yarkoni & Westfall, 2017). Examining the PLS loadings of our predictive models revealed that the relationship was driven by various aspects of mental health, including thought and externalising symptoms, as well as motivation. This suggests that there are multiple pathways—encompassing a broad range of emotional and behavioural problems and temperaments—through which cognitive abilities and mental health are linked.”

      (8) There is a lot of information packed into Figure 3 in the brain maps; I understand the authors wanted to fit this onto one page, and perhaps a higher resolution figure would resolve this, but the brain maps are very hard to read and/or compare, particularly the coronal sections. 

      Thank you for this suggestion. We agree with Reviewer 1 that we need to have a better visualisation of the feature-importance brain maps. To ensure that readers can clearly see the feature importance, we added a Zoom-in version of the feature-importance brain maps as Supplementary Figures 4 – 13.

      (9) It would be helpful for authors to cluster features in the resting state functional connectivity correlation matrices, and perhaps use shorter names/acronyms for the labels. 

      Thank you for this suggestion. 

      We have now added a zoomed-in version of the feature importance for rs-fmri as Supplementary Figure 7 (for baseline) and 12 (for follow-up).

      (10) Figures 4a) and 4b): please elaborate on "developmental adverse" in the title. I am assuming this is referring to childhood adverse events, or "developmental adversities". 

      Thank you so much for pointing this out. We meant ‘developmental adverse events’. We have made changes to this figure in the current manuscript.

      (11) For the "follow-up" analyses, I would recommend the authors present this using only the features that are indeed available at follow-up, even if the list of features is lower, otherwise it becomes a bit confusing with the mix of baseline and follow-up features. Or perhaps the authors could make this more clear in the figures by perhaps having a different color for baseline vs follow-up features along the y-axis labels. 

      Thank you for this advice. We have now added an indicator in the plot to show whether the features were collected in the baseline or follow-up. We also added colours to indicate which type of environmental factors they were. It is now clear that the majority of the features that were collected at baseline, but were used for the followup predictive model, were developmental adverse events.

      (12) Minor: Makowski et al 2023 reference can be updated to Makowski et al 2024, published in Cerebral Cortex. 

      Thank you for pointing this out. We have updated the citation accordingly. 

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    1. Author response:

      The following is the authors’ response to the original reviews

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      Perlee et al. sought to generate a zebrafish line where CRISPR-based gene editing is exclusively limited to the melanocyte lineage, allowing assessment of cell-type restricted gene knockouts. To achieve this, they knocked in Cas9 to the endogenous mitfa locus, as mitfa is a master regulator of melanocyte development. The authors use multiple candidate genes - albino, sox10, tuba1a, ptena/ptenb, tp53 - to demonstrate their system induces lineagerestricted gene editing. This method allows researchers to bypass embryonic lethal and non-cell autonomous phenotypes emerging from whole body knockout (sox10, tuba1a), drive directed phenotypes, such as depigmentation (albino), and induce lineage-specific tumors, such as melanomas (ptena/ptenb, tp53, when accompanied with expression of BRAFV600E). While the genetic approaches are solid, the argued increase in efficiency of this model compared to current tools was untested, and therefore unable to be assessed. Furthermore, the mechanistic explanations proposed to underlie their phenotypes are mostly unfounded, as discussed further in the Weaknesses section. Despite these concerns, there is still a clear use for this genetic methodology and its implementation will be of value to many in vivo researchers.

      Strengths:

      The strongest component of this manuscript is the genetic control offered by the mitfa:Cas9 system and the ability to make stable, lineage-specific knockouts in zebrafish. This is exemplified by the studies of tuba1a, where the authors nicely show non-cell autonomous mechanisms have obfuscated the role of this gene in melanocyte development. In addition, the mitfa:Cas9 system is elegantly straightforward and can be easily implemented in many labs. Mostly, the figures are clean, controls are appropriate, and phenotypes are reproducible. The invented method is a welcomed addition to the arsenal of genetic tools used in zebrafish.

      Weaknesses:

      The major weaknesses of the manuscript include the overly bold descriptions of the value of the model and the superficial mechanistic explanations for each biological vignette.

      The authors argue that a major advantage of this system is its high efficiency. However, no direct comparison is made with other tools that achieve the same genetic control, such as MAZERATI. This is a missed opportunity to provide researchers the ability to evaluate these two similar genetic approaches. In addition, Fig.1 shows that not all melanocytes express Cas9. This is a major caveat that goes unaddressed. It is of paramount importance to understand the percentage of mitfa+ cells that express Cas9. The histology shown is unclear and too zoomed out of a scale to make any insightful conclusions, especially in Fig.S1. It would also be beneficial to see data regarding Cas9 expression in adult melanocytes, which are distinct from embryonic melanocytes in zebrafish. Moreover, this system still requires the injection of a plasmid encoding gRNAs of interest, which will yield mosaicism. A prime example of this discrepancy is in Fig.6, where sox10 is clearly still present in "sox10 KO" tumors.

      We agree with these points. While our method has the advantage of endogenous knockin (thus keeping all regulatory elements), you are correct that we did not make a direct comparison with existing technologies like MAZERATI, and therefore we cannot make comparative claims about efficiency. Based on this, we have revised the manuscript to remove these points, reduce the strength/boldness of the claims, and make it more clear what our system achieves in comparison to existing systems. In reference to the other specific points you raise above about mosaicism and extent of Cas9 expression:

      - We have added a paragraph to address the advantages and disadvantages of mitfaCas9 compared to expression of Cas9 with lineage-specific promoters including MAZERATI in the discussion.  

      - Figure 1C has been revised to more clearly show the overlap of mitfa and Cas9 in melanocytes. 

      - We then quantified the percentage of mitfa+ cells expressing Cas9 from the in situ hybridizations (Supplemental Figure S1D). We did attempt to look at Cas9 protein expression in both embryonic and adult melanocytes by immunofluorescence. Unfortunately, the Cas9 antibodies commercially available did not work on the zebrafish embryos or adult tailfins, so we are limited in proper quantification to the in situs in the embryos.

      The authors argue that their model allows rapid manipulation of melanocyte gene expression. Enthusiasm for the speed of this model is diminished by minimal phenotypes in the F0, as exemplified in Fig.2. Although the authors say >90% of fish have loss of pigmentation, this is misleading as the phenotype is a very weak, partial loss. Only in the F1 generation do robust phenotypes emerge, which takes >6 months to generate. How this is more efficient than other tools that currently exist is unclear and should be discussed in more detail.

      This needed clarification, and we have now modified the Discussion to reflect this more accurately. What we were trying to show is that both F0 and F1 fish can be useful in screening for the effect of any given gene. In the F0, while you are correct that the phenotype is indeed weak/partial, it is also quantifiable and therefore can be used as a rapid screen for potential effects of knockout, so it can help with speed. The major advantage of the F1 generation is that we can generate fully penetrant phenotypes for recessive genes since the fish just needs to have 1 copy of the Cas9/sgRNA instead of 2. This means we do not have to go to F2 or F3 generations, which really does save time. But we agree this could be achieved using MAZERATI, and so we have added these considerations to the manuscript, as we feel these are important.

      In Figure 3, the authors find that melanocyte-specific knockout of sox10 leads to only a 25% reduction in melanocytes in the F1 generation. This is in contradiction to prior literature cited describing sox10 as indispensable for melanocyte development. In addition, the authors argue that sox10 is required for melanocyte regeneration. This claim is not accurate, as >50% of melanocytes killed upon neocuproine treatment can regenerate. This data would indicate that sox10 is required for only a subset of melanocytes to develop (Fig.3C) and for only a subset to regenerate (Fig.3G). This is an interesting finding that is not discussed or interrogated further.

      We too were initially very puzzled by this result. We do not completely understand it, but we have two thoughts about it. First could be timing. sox10 usually starts to be expressed around the 1-somite stage, and so in the original sox10/colourless mutant (which truly has no melanocytes), sox10 will be lost during those early stages. In contrast, mitf comes on later (around 18hpf) so this might indicate that there is a subset of melanocytes that are dependent upon this early expression of sox10. This may indicate that there could be different functions of sox10 early in melanocyte development versus later timepoints after melanocytes have already been specified. This might also help explain our findings during regeneration.  Second could be genetic compensation. Since in the other parts of the paper we seem to see a somewhat reciprocal relationship between sox10 and sox9, it is conceivable that loss of sox10 in the melanocytes could be compensated for by sox9 (or even other genes) in our CRISPR approach (as opposed to the ENU allele in colourless). Since we really do not fully understand this, we have added a section to the Discussion about this issue, mentioning these possibilities but leaving open other yet to be defined mechanisms.

      Tumor induction by this model is weak, as indicated by the tumor curves in Figs.5,6. This might be because these fish are mitfa heterozygous. Whereas the avoidance of mitfa overexpression driven by other models including MAZERATI is a benefit of this system, the effect of mitfa heterozygosity on tumor incidence was untested. This is an essential question unaddressed in the manuscript.

      We agree that in the BRAF;p53 group especially tumor incidence is very low, although PTEN loss does accelerate it. One possibility is exactly as you stated, and that mitfa heterozygosity is the etiology. The other possibility is that in the MAZERATI approach (https://pubmed.ncbi.nlm.nih.gov/30385465/) the authors used the casper background as opposed to the wild-type T5D as we did in our study. In unpublished observations, we have found that casper (with miniCoopR rescue) is markedly more sensitive to melanoma induction compared to WT fish in this setting. In fact, in looking at our BRAF;p53 curves compared to the original Patton paper curves (https://pubmed.ncbi.nlm.nih.gov/15694309/) which were also done in a WT background with no miniCoopR, they are fairly similar. This might indicate that casper + miniCoopR particularly sensitizes the fish to melanoma. However, because we do not fully know the reasons for this, we have now included both of these possible reasons in the Discussion.

      In Fig.6, the authors recapitulate previous findings with their model, showing sox10 KO inhibits tumor onset. The tumors that do develop are argued to be highly invasive, have mesenchymal morphology, and undergo phenotypic switching from sox10 to sox9 expression. The data presented do not sufficiently support these claims. The histology is not readily suggestive of invasive, mesenchymal melanomas. Sox10 is still present in many cells and sox9 expression is only found in a small subset (<20%). Whether sox10-null cells are the ones expressing sox9 is untested. If sox9-mediated phenotypic switching is the major driver of these tumors, the authors would need to knockout sox9 and sox10 simultaneously and test whether these "rare" types of tumors still emerge. Additional histological and genetic evaluation is required to make the conclusions presented in Fig.6. It feels like a missed opportunity that the authors did not attempt to study genes of unknown contribution to melanoma with their system.

      We did not mean to overstate the admittedly early observations from these fish. Invasiveness in the fish models can be difficult to precisely quantify, and therefore is somewhat qualitative. While we did not mean to imply that every cell that loses sox10 will become sox9 positive (which is clearly not the case), the human single-cell RNA-seq data does suggest these are somewhat mutually exclusive populations (https://pubmed.ncbi.nlm.nih.gov/32753671/). This phenomenon has also long been observed even prior to single-cell approaches (https://pubmed.ncbi.nlm.nih.gov/25629959/). So while we agree our data is not definitive in this regard, it is consistent with the literature and was presented mainly to provide areas for future exploration with the model. 

      Overall, this manuscript introduces a solid method to the arsenal of zebrafish genetic tools but falls short of justifying itself as a more efficient and robust approach than what currently exists. The mechanisms provided to explain observed phenotypes are tenuous. Nonetheless, the mitfa:Cas9 approach will certainly be of value to many in vivo biologists and lays the foundation to generate similar methods using other tissue-specific regulators and other Cas proteins.

      We hope that by toning down the language around what we have observed, and providing as honest an assessment as possible as to what might be occurring, that the manuscript will be helpful for future studies aiming to knock out genes in the melanocyte lineage.

      Reviewer #2 (Public review):

      Summary:

      This manuscript describes a genetic tool utilizing mutant mitfa-Cas9 expressing zebrafish to knockout genes to analyze their function in melanocytes in a range of assays from developmental biology to tumorigenesis. Overall, the data are convincing and the authors cover potential caveats from their model that might impact its utility for future work.

      Strengths:

      The authors do an excellent job of characterizing several gene deletions that show the specificity and applicability of the genetic mitfa-Cas9 zebrafish to studying melanocytes.

      Weaknesses:

      Variability across animals not fully analyzed.

      To more clearly show variability across animals, we calculated the percentage of mitfa+ cells that express Cas9 across n=7 mitfaCas9 embryos. We also expanded Supplemental Figure 2 to show loss of pigmentation across n=7 individual adult MG-albino F2 fish instead of one representative image.

      Reviewer #3 (Public review):

      Summary:

      Perlee et al. present a method for generating cell-type restricted knockouts in zebrafish, focusing on melanocytes. For this method, the authors knock-in a Cas9 encoding sequence into the mitfa locus. This mitfaCas9 line has restricted Cas9 expression, allowing the authors to generate melanocyte-specific knockouts rapidly by follow-up injection of sgRNA expressing transposon vectors.

      The paper presents some interesting vignettes to illustrate the utility of their approach. These include 1) a derivation of albino mutant fish as a demonstration of the method's efficiency, 2) an interrogation and novel description of tuba1a as a potential non-autonomous contributor to melanocyte dispersion, and 3) the generation of sox10 deficient melanoma tumors that show "escape" of sox10 loss through upregulation of sox9. The latter two examples highlight the usefulness of cell-type targeted knockouts (Body-wide sox10 and tuba1a loss elicit developmental defects). Additionally, the tumor models involve highly multiplexed sgRNAs for tumor initiation which is nicely facilitated by the stable Cas9.

      Strengths:

      The approach is clever and could prove very useful for studying melanocytes and other cell types. As the authors hint at in their discussion, this approach would become even more powerful with the generation of other Cas9-restricted lineages so a single sgRNA construct can be screened across many lineages rapidly (or many sgRNA and fish lines screened combinatorially).

      The biological findings used to demonstrate the power of the approach are interesting in their own right. If it proves true, tuba1a's non-autonomous effects on melanosome dispersion are striking, and this example demonstrates very nicely how one could use Perlee et al.'s approach to search for other non-autonomous mechanisms systematically. Similarly, the observation of the sox9 escape mechanism with sox10 loss is a beautiful demonstration of the relevance of SOX10/SOX9's reciprocal regulation in vivo. This system would be a very nice model for further interrogating mechanisms/interventions surrounding Sox10 in melanoma.

      Finally, the figure presentation is very nice. This work involves complex genetic approaches including multiple fish generations and multiplexed construct injections. The vector diagrams and breeding schemes in the paper make everything very clear/"grok-able," and the paper was enjoyable to read.

      Weaknesses:

      The mitfa-driven GFP on their sgRNA-expressing cassette is elegant, but it makes one wonder why the endogenous knock-in is necessary. It would strengthen the motivation of the work if the authors could detail the potential advantages and disadvantages of their system compared to expressing Cas9 with a lineage-specific promoter from a transposon in their introduction or discussion.

      We agree this needed a better and more clear explanation. There are many excellent examples of promoter driven Cas9 approaches. Within melanocytes, Ablain and others have developed the MAZERATI system (https://pubmed.ncbi.nlm.nih.gov/30385465/) which is very powerful, especially for melanoma development. In our minds, the major advantage of endogenous knockin is that we retain all of the natural regulatory elements (many of which are not known) and so small promoter fragments always run the risk of missing certain types of regulation. While these regulatory elements may not matter under homeostatic conditions, they may become very important under perturbation, stress or disease states. This is why it is common, for example, in the mouse field, to knock in things like Cre into endogenous loci. We have now added a clarification of this to the manuscript.

      Related to the above - is mitfa haplosufficient? If the mitfaCas9/+ fish have any notable phenotypes, it would be worth noting for others interested in using this approach to study melanoma and pigmentation.

      In normal melanocytes, mitfa is haplosufficient. There are no visible differences between mitfaCas9/+ and wild-type fish at any stages of development (Figure S1C). Although we did not directly compare tumor growth in mitfa-/+ and mitfa+/+ fish in this study, it is possible that the disruption of mitfa in mitfaCas9/+ fish affects melanoma development. Most zebrafish melanoma models involve the overexpression of mitfa with MiniCoopR vectors and it would be interesting in future studies to determine how mitfa heterozygosity affects melanoma initiation or progression. 

      A core weakness (and also potential strength) of the system is that introduced edits will always be non-clonal (Fig 2H/I). The activity of individual sgRNAs should always be validated in the absence of any noticeable phenotype to interpret a negative result. Additionally, caution should be taken when interpreting results from rare events involving positive outgrowth (like tumorogenesis) to account for the fact many cells in the population might not have biallelic null alleles (i.e., 100% of the gene product removed).

      Along those lines: in my opinion, the tuba1a results are the most provocative finding in the paper, but they lack key validation. With respect to cutting activity, the Alt-R and transgenic sgRNA expression approaches are not directly comparable. Since there is no phenotype in the melanocyte specific tuba1a knockouts, the authors must confirm high knockout efficiency with this set of reagents before making the claim there is a non-autonomous phenotype. This can be achieved with GFP+ sorting and NGS like they performed with their albino melanocytes.

      The whole-body tuba1a knockout phenotype is expected to be pleiotropic, and this expectation might mask off-target effects. Controls for knockout specificity should be included. For instance, confidence in the claims would greatly increase if the dispersed melanosome phenotype could be recovered with guide-resistant tuba1a re-expression and if melanocyte-restricted tuba1a reexpression failed to rescue. As a less definitive but adequate alternative, the authors could also test if another guide or a morpholino against tuba1a phenocopies the described Alt-R edited fish.

      Thank you for your thoughtful suggestions, which led us to an important discovery. While validating the original tuba1a guide RNA, we found that tuba1a sg1 also targets tuba1c, a gene that shares 99.78% homology with tuba1a in zebrafish. To determine which gene was responsible for the melanocyte phenotype, we designed multiple new guide RNAs specifically targeting either tuba1a or tuba1c and used Alt-R to globally knock them out in zebrafish embryos. However, none of these guides successfully replicated the phenotype (Sanger sequencing validation for the most efficient tuba1a and tuba1c guides is provided below).

      Ultimately, we identified a new guide RNA (5’-GGTCTACAAAGACAGCCCTA-3’) that successfully phenocopied the original tuba1a sg1 melanocyte phenotype. Tuba1c—but not tuba1a—was predicted to have a mismatch at the 3’ end of the guide sequence, which is typically expected to inhibit target cleavage. Surprisingly, despite this mismatch, we observed robust cleavage in both tuba1a and tuba1c. Since the melanocyte phenotype was only reproducible when both tuba1a and tuba1c were targeted, this suggests potential compensatory interactions between these highly similar genes. We have updated the text and figures to reflect this finding and have included validation of this second guide RNA (tuba1a/c sg2) in Supplemental Figure 3.

      As you suggested, we also conducted GFP+ sorting and NGS to confirm knockout of both tuba1a and tuba1c in melanocytes of mitfaCas9 fish (Figure S3G). The knockout percentages were comparable to those observed in our previous experiment with MG_-albino_ fish. This also confirms that this method can be used to sort and sequence GFP+ cells even when pigmentation is retained, which was not the case for albino fish. 

      I have similar questions about the sox10 escapers, but these suggestions are less critical for supporting the authors claims (especially given the nice staining). Are the sox10 tumors relatively clonal with respect to sox10 mutations? And are the sox10 tumor mutations mostly biallelic frameshifts or potential missense mutations/single mutations that might not completely remove activity? I am particularly curious as SOX10 doesn't seem to be completely absent (and is still very high in some nuclei) in the immunohistochemistry.

      We attempted to address this question by performing DNA sequencing on the FFPE blocks that we had retained from the original study. While our sequencing facility said this should be possible, we could not consistently generate high enough quality DNA to make a definitive statement either way. While we are very curious to know what the nature of the mutations are in these “escapers”, the student who performed these studies has now graduated, and it would take us several additional months to a year to fully address it. Given this, we would prefer to leave this open question to a future paper, but have addressed this limitation in the Discussion.

      Recommendations for the authors:

      Reviewing Editor:

      Overall, the reviewers felt and eLife concurs that your manuscript is insightful and appropriate for publication. Reviewers were impressed by your generating a zebrafish line where CRISPRbased gene editing is exclusively limited to the melanocyte lineage, allowing assessment of celltype restricted gene knockouts. Your use of multiple candidate genes to demonstrate that your system induces lineage-restricted gene editing is compelling and will be of interest to the broad readership of eLife. This method will allow researchers to bypass embryonic lethal and non-cell autonomous phenotypes emerging from whole body knockout, drive directed phenotypes, such as depigmentation, and induce lineage-specific tumors, such as melanomas. This said, the argued increase in efficiency of this model compared to current tools was untested, and therefore it remains difficult for a reader to assess the extent to which your new model represents a major advance over prior ones. Of additional concern are the mechanistic explanations proposed to underlie the phenotypes, as these are largely unfounded. Thus, in preparing your final publication version of the paper, eLife strongly encourages you to fully address the reviewers' thoughtful comments. In particular, the boldness of the claims made in the manuscript should be reduced. Terms like "highly efficient" and "rapid" are unsupported due to the lack of comparison with other well-established methods, like MAZERATI.

      As discussed above in each of the reviewer points above, we agree with both of these points. We have reduced the boldness of the claims, with a better discussion of the different approaches. We also address the potential mechanisms of our observations, and where and why we still lack an understanding of what gives rise to those phenotypes. 

      There are also some minor discrepancies that should be edited in the manuscript: Fig.2A plasmid description is written oppositely in text; Fig.3 labels G-H are swapped in the legend description; Fig.5A MTdT is unexplained. This is a non-exhaustive list, and the authors are encouraged to carefully read through their manuscript to revise other minor mistakes and formatting errors.

      Figure 2A was revised to show the correct orientation of mitfa:GFP and the guide RNA cassette as described in the text. Figure 3 legend was fixed. We have gone through the manuscript again to make sure we have not made any other errors, to the best of our knowledge.

      The biggest concern is the expression of cas9 and the weak histological support shown in Fig.1 and Fig.S1. It would be a benefit to all readers and potential future users to know how robust cas9 expression is in the melanocyte lineage. It would be helpful if there is a way to analyze the percentage of cells that are mutated in each animal to understand the variability that can exist across animals with the method.

      We have revised Figure 1C to show additional melanocytes and added a new quantification of Cas9 RNA expression in melanocytes (S1D). 

      The analysis of the scRNA sequencing could also be described more fully.

      More details have been added to the scRNA sequencing analysis including the functions that were used. 

      The final major concern is whether this model is genuinely more valuable than MAZERATI. A more elaborate discussion would benefit potential future users to guide their decisions regarding which tool best suits their experimental goals.

      As noted above, we agree with this statement. The reviewers are correct in that we did not directly compare our system to MAZERATI, and therefore cannot make any claims about efficiency in a comparative regard. Therefore, in our revised Discussion, we talk about the relative strengths and weaknesses of each approach, and emphasize that our approach mainly has the advantage of retaining endogenous regulatory elements for mitfa, but that each user should decide which is the best approach for their problem.

      There are also some minor concerns that should be addressed.

      Are the mitfaCas9 fish used as homozygotes before the first cross? If so, might be nice to include their nacre-like phenotype in diagrams like Fig 2A.

      For these studies, heterozygous mitfaCas9 fish were used for all breedings and progeny were sorted for BFP+ eyes. This enabled the comparison to sibling controls without Cas9 expression. 

      BFP+ eye screening for mitfaCas9 is elegant and included nicely in the diagrams. Are germline sgRNA integrants identified in F1 with melanocyte GFP? Or present at a high enough efficiency that this is not relevant? This would be good to include in the diagrams.

      Germline sgRNA integrants are identified with melanocyte GFP in embryos. Figure 2A has been edited to show GFP expression. 

      Most cells are GFP positive in S3C (the F0 "mosaic"). It might be nice to show a single GFP stripe like in the other panels for direct comparison of edited/non-edited in the same fish.

      This figure (now S3E) has been edited to show a clear comparison between GFP+ and GFP- cells in the same fish. 

      177 - CRISPR-Seq is basically amplicon sequencing. This would measure efficiency but not "specificity" as described. Off-target activity would have to be measured at other loci etc. Not necessary to do, but I don't think measured.

      In this case, “specificity” refers to cell type specificity, not genomic specificity. We are measuring cell type specificity by comparing on-target cutting in GFP+ cells (melanocytes) versus GFP- cells (non-mitfa expressing cells). We did not look at off-target activity of Cas9 in this study and have edited the text to make this clearer. 

      219 -"several gaps were visible"

      Fixed

      286 - TUBA1A should be italicized

      Fixed

      399 - SOX9's most enriched dependency in DepMap is cutaneous melanoma and its top coessential gene is SOX10. I'm not sure the SOX9/SOX10 interaction couldn't be parsed from DepMap alone.

      This is true, and the DepMap was actually somewhat of an inspiration for our own studies. We have modified the line to acknowledge this and explain the main advantage of our system is in vivo confirmation of what the DepMap had alluded to.

      433 - "fewer animals since all F1 animals (even those for recessive alleles) are informative."

      The fact that this is approach is faster and more efficient per animal is important to highlight (and very believable), but is this technically true given not all F1 fish will have Cas9 or a germline sgRNA integration?

      In considering this statement, we agree with you and decided to remove it from the text.

      We hope the comments in both the public and private reviews will help improve the manuscript.

      Reviewer #1 (Recommendations for the authors):

      Overall, the boldness of the claims made in the manuscript should be reduced. Terms like "highly efficient" and "rapid" are unsupported due to the lack of comparison with other wellestablished methods, like MAZERATI.

      As discussed above, we agree with this and have now modified the manuscript to better reflect what our system achieves in comparison to the well developed systems such as MAZERATI. Because we have not done a direct comparison, we are not able to make any claims about comparative efficiency, and instead focus on the potential benefits of a knockin approach, which is the maintenance of endogenous regulatory elements.

      There are some minor discrepancies that should be edited in the manuscript: Fig.2A plasmid description is written oppositely in text; Fig.3 labels G-H are swapped in the legend description; Fig.5A MTdT is unexplained. This is a non-exhaustive list, and the authors are encouraged to carefully read through their manuscript to revise other minor mistakes and formatting errors.

      Figure 2A was revised to show the correct orientation of mitfa:GFP and the guide RNA cassette as described in the text. Figure 3 legend was fixed. We have gone through the manuscript again to make sure we have not made any other errors, to the best of our knowledge.

      The biggest concern is the expression of cas9 and the weak histological support shown in Fig.1 and Fig.S1. It would be a benefit to all readers and potential future users to know how robust cas9 expression is in the melanocyte lineage.

      We have revised Figure 1C to show additional melanocytes and added a new quantification of Cas9 RNA expression in melanocytes (S1D). 

      The second major concern is whether this model is genuinely more valuable than MAZERATI. A more elaborate discussion would benefit potential future users to guide their decision regarding which tool best suits their experimental goals.

      As noted above, we agree with this statement. The reviewers are correct in that we did not directly compare our system to MAZERATI, and therefore cannot make any claims about efficiency in a comparative regard. Therefore, in our revised Discussion, we talk about the relative strengths and weaknesses of each approach, and emphasize that our approach mainly has the advantage of retaining endogenous regulatory elements for mitfa, but that each user should decide which is the best approach for their problem.

      We hope the comments in both the public and private reviews will help improve the manuscript.

      Reviewer #2 (Recommendations for the authors):

      While that authors show the indel charts for the Crispr mutations generated in the supplement. However, I wonder if there is a way to analyze the percentage of cells that are mutated in each animal to understand the variability that can exist across animals with the method.

      We have revised Figure 1C to show additional melanocytes and added a new quantification of Cas9 RNA expression in melanocytes (S1D). 

      The analysis of the scRNA sequencing could be described more fully.

      More details have been added to the scRNA sequencing analysis including the functions that were used. 

      Reviewer #3 (Recommendations for the authors):

      This was an excellent read, and I'm very interested in seeing it in its final form. Congratulations! My larger critiques are outlined in the public reviews. A few smaller points:

      Are the mitfaCas9 fish used as homozygotes before the first cross? If so, might be nice to include their nacre-like phenotype in diagrams like Fig 2A.

      For these studies, heterozygous mitfaCas9 fish were used for all breedings and progeny were sorted for BFP+ eyes. This enabled the comparison to sibling controls without Cas9 expression. 

      BFP+ eye screening for mitfaCas9 is elegant and included nicely in the diagrams. Are germline sgRNA integrants identified in F1 with melanocyte GFP? Or present at a high enough efficiency that this is not relevant? This would be good to include in the diagrams.

      Germline sgRNA integrants are identified with melanocyte GFP in embryos. Figure 2A has been edited to show GFP expression. 

      Most cells are GFP positive in S3C (the F0 "mosaic"). It might be nice to show a single GFP stripe like in the other panels for direct comparison of edited/non-edited in the same fish.

      This figure (now S3E) has been edited to show a clear comparison between GFP+ and GFP- cells in the same fish. 

      177 - My understanding is that CRISPR-Seq is basically amplicon sequencing. This would measure efficiency but not "specificity" as described. Off-target activity would have to be measured at other loci etc. Not necessary to do in my opinion, but I don't think measured.

      In this case, “specificity” refers to cell type specificity, not genomic specificity. We are measuring cell type specificity by comparing on-target cutting in GFP+ cells (melanocytes) versus GFP- cells (non-mitfa expressing cells). We did not look at off-target activity of Cas9 in this study and have edited the text to make this clearer. 

      219 -"several gaps were visible"

      Fixed

      286 - TUBA1A should be italicized

      Fixed

      399 - I think I understand the logic of the DepMap argument, and the importance of studying tumor initiation in vivo stands for itself. But here is maybe not the best example (or might need clarification)? - SOX9's most enriched dependency in DepMap is cutaneous melanoma and its top co-essential gene is SOX10. I'm not sure the SOX9/SOX10 interaction couldn't be parsed from DepMap alone.

      This is true, and the DepMap was actually somewhat of an inspiration for our own studies. We have modified the line to acknowledge this and explain the main advantage of our system is in vivo confirmation of what the DepMap had alluded to.

      433 - "fewer animals since all F1 animals (even those for recessive alleles) are informative."

      The fact that this is approach is faster and more efficient per animal is important to highlight (and very believable), but is this technically true given not all F1 fish will have Cas9 or a germline sgRNA integration?

      In considering this statement, we agree with you and decided to remove it from the text.

    1. Author response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review):

      Summary:

      The authors present a new protocol to assess social dominance in pairs and triads of C57BL/6j mice, based on a competition to access a hidden food pellet. Using this new protocol, the authors have been able to identify stable ranking among male and female pairs, while reporting more fluctuant hierarchies among triads of males. Ranking readouts identified with this new apparatus were compared to the outcomes obtained with the same animals competing in the tube and in the warm spot tests, which have been both commonly used during the last decade to identify social ranks in rodents under laboratory conditions.

      Strengths:

      FPCT allows for easy and fast identification of a winner and a loser in the context of food competition. The apparatus and the protocol are relatively easy and quick to implement in the lab and free from any complex post-processing/analysis, which qualifies it for wide distribution, particularly within laboratories that do not have the resources to implement more sophisticated protocols. Hierarchical readouts identified through the FPCT correlate with social ranks identified with the tube and the warm spot tests, which have been widely adopted during the last decade and allow for study comparison.

      Weaknesses:

      While the FPCT is validated by the tube and the warm spot test, this paper would have gained strength by providing a more ethologically based validation. Tube and warm spot tests have been shown to provide conflicting results and might not been a sufficient measurement for social ranking (see Varholik et al, Scientific reports, 2019; Battivelli et al, Biological psychiatry, 2024). Instead, a general consensus pushing toward more ethological approaches for neuroscience studies is emerging.

      We appreciate all the reviewers for recognizing the strength of the FPCT setup and the data. We also appreciate the reviewers for pointing out weakness and giving us valuable suggestions that help us to improve the quality of our manuscript through revision.

      In this manuscript, we found the ranking results of the FPCT were largely consistent with the tube and the warm spot tests. Such a finding was unexpected by us as we considered that different competitive targets of different paradigms should provide the mice with distinct appeals and enable them to exert their specific advantages. However, the consistency between the FPCT and tube test was observed in the pairs of female mice, pairs of male mice and triads of male mice. The consistency between the FPCT, tube test and warm spot test was observed in pairs of male mice and triads of male mice. Thus, we concluded that there is a social rank-order stability of mice. 

      We acknowledge that it’d better if this conclusion could be validated by more ethological approaches like urine-marking analysis and water competition test. Whereas, we did not rule out inconsistency of ranking results between two or more paradigms. Actually, there were inconsistent cases in our experiments. The inconsistency of ranking results between paradigms, even between FPCT and tube test, could be amplified if the tests were operated with other details of experimental protocols and conditions. This is in that too many factors and aspects can affect the readouts, such as formation of colony, tasks, test protocols, habituation and training. Using tube test itself, both stable 1,2 and unstable 3 ranking results have been reported.

      Other papers already successfully identified social ranks dyadic food competition, using relatively simple scoring protocol (see for example Merlot et al., 2006), within a more naturalistic set-up, allowing the 2 opponents to directly interact while competing for the food. A potential issue with the FPCT, is that the opponents being isolated from each other, the normal inhibition expected to appear in subordinates in the presence of a dominant to access food, could be diminished, and usually avoiding subordinates could be more motivated to push for the access to the food pellet.

      The hierarchical structure of mice colony could be established on the basis of physical aspects—such as muscular strength, vigorousness of fighting—and psychological aspects— such as boldness, focused motivation, active self-awareness of status. In the contexts of currently available food contest paradigms where the mice compete with bodily interaction, the physical and psychological aspects are intermingled in the interpretation of the mice’s winning/losing. In the FPCT, the opponents are isolated from each other so that the importance of direct bodily interaction in a competition is minimized, facilitating the exposure of psychological factors contributing to the establishment and/or expression of social status of the mice. In this study, the overall stable ranking results across the FPCT, tube test and warm spot test indicate that the status sense of animals is part of a comprehensive identify of self-recognition of individuals in an established mice social colony.

      There are issues with use of the English language throughout the text. Some sentences are difficult to understand and should be clarified and/or synthesized.

      We thank the reviewer for pointing out language issues. We have carefully corrected the grammar errors.

      Open question:

      Is food restriction mandatory? Palatable food pellet is not sufficient to trigger competition? Food restriction has numerous behavioral and physiological consequences that would be better to prevent to be able to clearly interpret behavioral outcomes in FPCT (see for example Tucci et al., 2006).

      We thank the reviewer for raising this question. In the preliminary experiments, we noticed that food restriction was mandatory and palatable food pellet was not sufficient to trigger competition. In order to limit the potential influence of food restriction on competitive behavior, the mice underwent only a 24-hour food deprivation period at the beginning of training, followed by mild restriction of food supply to meet basic energy requirement.

      Conclusive remarks:

      Although this protocol attempts to provide a novel approach to evaluate social ranks in mice, it is not clear how it really brings a significant advance in neuroscience research. The FPCT dynamic is very similar to the one observed in the tube test, where mice compete to navigate forward in a narrow space, constraining the opponent to go backward. The main difference between the FPCT and the tube test is the presence of food between the opponents. In the tube test, a food reward was initially used to increase motivation to cross the tube and push the opponent upon the testing day. This component has been progressively abandoned, precisely because it was not necessary for the mice to compete in the tube.

      This paper would really bring a significant contribution to the field by providing a neuronal imaging or manipulation correlate to the behavioral outcome obtained by the application of the FPCT.

      Thank the reviewer for this comment on the significance of the FPCT paradigm. In this manuscript, we think it is interesting to report that the ranking results were consistent across the FPCT, tube test and warm spot test. This finding indicates that the status sense of animals might be a part of a comprehensive identify of self-recognition of individuals in an established social colony. 

      Moreover, we are conducting researches on biological consequences and mechanisms of social competition. Hopefully, the results of the on-going project will be published in the near future.

      Reviewer #2 (Public review):

      Summary:

      In this study, the authors have devised a novel assay to measure relative social rank in mice that is aimed at incorporating multiple aspects of social competition while minimizing direct contact between animals. Forming a hierarchy often involves complex social dynamics related to competitive drives for different fundamental resources including access to food, water, territory, and sexual mates. This makes the study of social dominance and its neural underpinnings hard, warranting the development of new tools and methods that can help understand both social functions as well as dysfunction.

      Strengths:

      This study showcases an assay called the Food Pellet Competition Test where cagemate mice compete for food, without direct contact, by pushing a block in a tube from opposite directions. The authors have attempted to quantify motivation to obtain the food independent of other factors such as age, weight, sex, etc. by running the assay under two conditions: one where the food is accessible and one where it isn't. This assay results in an impressive outcome consistency across days for females and males paired housed and for male groups of three. Further, the determined social ranks correlate strongly with two common assays: the tube test and the warm spot test.

      Weaknesses:

      This new assay has limited ethological validity since mice do not compete for food without touching each other with a block in the middle. In addition, the assay may only be valid for a single trial per day making its utility for recording neural recordings and manipulations limited to a single sample per mouse. Although the authors attempt to measure motivation as a factor driving who wins the social competition, the data is limited. This novel assay requires training across days with some mice reaching criteria before others. From the data reported, it is unclear what effects training can have on the outcome of social competition. Beyond the data shown, the language used throughout the manuscript and the rationale for the design of this novel assay is difficult to understand.

      We appreciate the reviewers for the valuable comments on the strength and weakness of our manuscript. 

      The design mentality of the FPCT was to (1) provide researchers with a choice of new food competition paradigm and (2) expose psychological factors influencing the establishment and/or expression social status in mice by avoiding direct physical competition between contenders (see revised Abstract and the last paragraph in the Introduction).

      As a result, the consistent ranking across the FPCT, tube test and warm spot test might indicate that the status sense of animals is part of a comprehensive identify of self-recognition of individuals in an established social colony. 

      We suggest to perform the FPCT test one trial per day per mouse as the mice might lose interest in the food pellet if it is tested frequently in a day, but it is practical to perform the FPCT assay for several days. 

      Regarding the training, we suggest 4-5 days for training as we did. In this revision, we add training data which show the progressing latency of food-getting of mice (Figure 1). At the last day of training, the mice would go directly to push the block and eat the food after they entered the arena.

      We thank the reviewer for pointing out language issues. We have carefully corrected the errors.

      Reviewer #3 (Public review):

      Summary:

      The laboratory mouse is an ideal animal to study the neural and psychological underpinnings of social dominance behavior because of its economic cost and the animals' readiness to display dominant and subordinate behaviors in simple and testable environments. Here, a new and novel method for measuring dominance and the individual social status of mice is presented using a food competition assay. Historically, food competition assays have been avoided because they occur in an open arena or the home cage, and it can be difficult to assess who gets priority access to the resource and to avoid aggressive interactions such as bite wounding. Now, the authors have designed a narrow rectangular arena separated in half by a sliding floor-to-ceiling obstacle, where the mice placed at opposite sides of the obstacle compete by pushing the obstacle to gain priority access to a food pellet resting on the arena floor under the obstacle. One can also place the food pellet within the obstacle to restrict priority access to the food and measure the time or effort spent pushing the obstacle back and forth. As hypothesized, the outcomes in the food competition test were significantly consistent with those of the more common tube test (space competition) and warm spot competition test. This suggests that these animals have a stereotypic dominance organization that exists across multiple resource domains (i.e., food, space, and temperature). Only male and female C57 mice in same-sex pairs or triads were tested.

      Strengths:

      The design of the apparatus and the inclusion of females are significant strengths within the study.

      Weaknesses:

      There are at least two major weaknesses of the study: neglecting the value of test inconsistency and not providing the mice time to recognize who they are competing with.

      Several studies have demonstrated that although inbred mice in laboratory housing share similar genetics and environment, they can form diverse types of hierarchical organizations (e.g., loose, stable, despotic, linear, etc.) and there are multiple resource domains in the home cage that mice compete over (e.g., space, food, water, temperature, etc.). The advantage of using multiple dominance assays is to understand the nuances of hierarchical organizations better. For example, some groups may have clear dominant and subordinate individuals when competing for food, but the individuals may "change or switch" social status when competing for space. Indeed, social relationships are dynamic, not static. Here, the authors have provided another test to measure another dimension of dominance: food competition. Rather than highlight this advantage, the authors highlight that the test is in agreement with the standard tube test and warm spot test and that C57 mice have stereotypic dominance across multiple domains. While some may find this great, it will leave many to continue using the tube test only (which measures the dimension of space competition) and avoid measuring food competition. If the reader looks at Figures 6E, F, and G they will see examples of inconsistency across the food competition test, tube test, and warm spot test in triads of mice. These groups are quite interesting and demonstrate the diversity of social dynamics in groups of inbred mice in highly standardized environmental conditions. Scientists interested in dominance should study groups that are consistent and inconsistent across multiple dimensions of dominance (e.g., space, food, mates, etc.).

      Unlike the tube test and warm spot test, the food competition test presented here provides no opportunity for the animals to identify their opponent. That is, they cannot sniff their opponent's fur or anogenital region, which would allow them an opportunity to identify them individually. Thus, as the authors state, the test only measures psychological motivation to get a food reward. Notably, the outcome in the direct and indirect testing of food competition is in agreement, leaving many to wonder whether they are measuring the social relationship or the effort an individual puts forth in attaining a food reward regardless of the social opponent. Specifically, in the direct test, an individual can retrieve the food reward by pushing the obstacle out of the way first. In the indirect test, the animals cannot retrieve the reward and can only push the obstacle back and forth, which contains the reward inside. In Figure 4E, you can see that winners spent more time pushing the block in the indirect test. Thus, whether the test measures a social relationship or just the likelihood of gaining priority access to food is unclear. To rectify this issue, the authors could provide an opportunity for the animals to interact before lowering the obstacle and raising(?) a food reward. They may also create a very long one-sided apparatus to measure the amount of effort an individual mouse puts forth in the indirect test with only one individual - or any situation with just one mouse where the moving obstacle is not pushed back, and the animal can just keep pushing until they stop. This would require another experiment. It also may not tell us much more since it remains unclear whether inbred mice can individually identify one another

      (see https://doi.org/10.1098/rspb.2000.1057 for more details).

      A minor issue is that the write-up of the history of food competition assays and female dominance research is inaccurate. Food competition assays have a long history since at least the 1950s and many people study female dominance now.

      Food competition: https://doi.org/10.1080/00223980.1950.9712776, https://psycnet.apa.org/fullte xt/1953-03267-

      001.pdf, https://doi.org/10.1016/j.bbi.2003.11.007, https://doi.org/10.1038/s41586-02204507-5

      Female dominance: history  https://doi.org/10.1016/j.cub.2023.03.020,  https://doi.org/10.1016/S0 031-9384(01)00494-2,  https://doi.org/10.1037/0735-7036.99.4.411

      We thank the reviewers very much for so many helpful comments and suggestions.

      In this manuscript, we want to address the overall and averagely consistency of ranking results between FPCT, tube test and warm spot test) as an unexpected finding. We agree that the inconsistency of social ranking occurred between trials and between paradigms should not be ignored. In the revision, we added description and discussion of inconsistent part of the different test paradigms (paragraph 2 in the section 3 of the Result, last 2 sentences of paragraph 4 in the Discussion)

      Although the two opponents were separated each other, they were able to see and sniff each other because the block is transparency, there are holes in the lower portion of the block, and there is the gap between the block and chamber (Supplementary figures 1 and 2). In the female but not male groups, the presence of a cagemate opponent during the test 1 could significantly disturb the female mice and increase the its latency to get the food, comparing with last day of training when there was no opponent (Figure 3A). This indicates that one mouse, at least female mouse, could identify the existence of the opponent in the opposite side of the chamber. To further see whether social relation was influential to readouts of the FPCT, we performed additional experiments using two groups of non-cagemate mice to perform the competition. We did not detect obviously different ranks between the two groups (Figure 1H-1J), suggesting that establishment of social colony is necessary for FPCT to distinguish social ranks of mice.

      Thank the reviewer for reminding us to recognize the history of food competition assays. We have added the citations and discussions of related literatures, both for male (paragraph 2 in the Introduction; paragraph 3 in the Discussion) and female (paragraph 1 of section 3 in the Results; paragraph 4 in the Discussion) mice. 

      Reviewer #1 (Recommendations for the authors):

      There are issues with use of the English language throughout the text. Some sentences are difficult to understand and should be clarified and/or synthesized.

      We appreciate the reviewer for constructive comments and helpful corrections.

      “Despite that 6 in 9 groups of mice display some extent of flipped ranking (Figures 6B-6G) and only 3 in 9 groups displayed continuously unaltered ranking (Figure 6H) during a total of 9 trials consisting of 3 trials of FPCT, 3 trials of tube test and 1 trial of WST, an obvious stable linear intragroup hierarchy was observed throughout all the trials and tasks"

      The above sentence has been re-written as: The ranking result showed that 6 in 9 groups of mice displayed some extent of flipped ranking (Figures 4B-4G), and only 3 in 9 groups displayed continuously unaltered ranking (Figure 4H). Averagely, in the totally 27 trials consisting of 12 trials of FPCT, 12 trials of tube test and 3 trials of WST, an obvious stable linear intragroup hierarchy was observed across all the trials and tasks (paragraph 1 of section 4 in the Results).

      "it is hard to attribute winning a competition in a shared space to stronger motivation rather than muscular superiority".

      The above sentence has been deleted and re-written in paragraph 1 of section 4 in the Results and paragraph 3 in the Discussion.

      "Unexpectedly, in most of the trials the mice preserved the winner or loser identity acquired in FPCT into tube test and WST (Figures 5L-5O)".

      Why this is unexpected? Instead, it looks like this result is expected (tube test has been successfully applied to identify ranks in females, see Leclair et al, eLife, 2021).

      We thank the reviewer for raising this point. FPCT is different from tube test and warm spot test at least in two aspects: competition for food vs space; presence vs absence of direct bodily interaction during competition. Some mice might be active in food competition, but not in space competition, while others might be on the contrary. Some mice might be good at physical contest, while others might be good at play tricks. Therefore, these factors made us expect task-specific outcomes of ranking results.

      Vocabulary issues:

      "Stereotypic", to talk about rank stability in a different context does not look appropriate. In behavioral neuroscience, stereotypy is more excepted to intend abnormal repetitive behaviors. The stability that the authors seem to indicate with the word "stereotype" refers rather to the concept of "consistency" or "stability".

      We thank the reviewer for this detailed explanation. We have chosen to use "stability" to describe the data.

      "Society", to talk about groups or colonies of animals sounds a bit odd. Society evokes more abstract concepts more likely to fit with human organization. I suggest the use of "group" or "colony".

      "Hide" to qualify the block preventing access to the food pellet. It is said that the block is transparent. We suggest the use of "inaccessible" instead of hidden.

      We strongly encourage the authors to further edit the entire script to improve language.

      Thank the reviewer for kind correction. We have corrected the above vocabulary misuse. 

      Technical issues / typos:

      Figure 1. The picture does not seem optimal to visualize the apparatus.

      Missing unit legend in Figure 4E.

      Supplementary videos 2 and 4 are missing.

      We have added a frontal view of the apparatus in the figure (Supplementary Figure 1), added a unit to the Figure 2F (previous Figure 4E), and we will make sure to upload the missing videos.

      Reviewer #2 (Recommendations for the authors):

      While the assay shows promise as a tool for studying social dominance, the study suffers from some limitations such as lack of ethological relevance. In addition, there is a lack of rationale and methodological clarity in the manuscript that can impact the ability of other scientists to be able to perform this novel assay.

      (1) Related to lack of scientific rigor:

      a. In the first paragraph of the introduction, the authors mention that "disability in social recognition and unsatisfied social status are associated with brain diseases such as autism, depression and schizophrenia". Both papers that they cited refer to mouse models, not humans (which is the species that is attributed these diagnoses clinically). In addition, neither citation discusses schizophrenia. While social dysfunctions can indeed be related to these diseases, to my knowledge this is not caused by a change in "social status" and there is no human data with patient populations and social status. Therefore, this sentence is inaccurate and there is no research that demonstrates that.

      We thank the reviewer for raising this point. To express the opinion and cite literatures more accurately, we improved the sentence in the 1st paragraph of Introduction as follows: “Impaired awareness of social competition has been documented in individuals with autism spectrum disorder (ASD)4,5, and reduced social interaction has been characterized in corresponding animal models6. Similarly, maladaptive responses to social status loss has been associated with patient depressive disorders7,8 and animal models of depression1,9”. The reviewer is right that no patient disease is causally related with social status, and only depression has been proposedly associated with change of social status7,8.

      b. In the second paragraph of the introduction, the authors mention a scarcity of research papers with designs for food competition-based social hierarchy assays for mice. At least two such papers have been published in the past few years (DOIs https://doi.org/10.1038/s41586-

      021-04000-5 and https://doi.org/10.1038/s41586-022-04507-5). The authors should acknowledge the existence of these and other assays and discuss how their work would be related. In the same paragraph, they also mention that existing assays suffer from "hierarchy instability" and "complex calculations" without showing any citations or details for these claims.

      We thank the reviewer for raising this point. We acknowledged that there are some available food competitions to measure social hierarchy for mice. But relative to space competition, food competition tests have not been used so commonly and widely. No food competition paradigm has been accepted as generally as some space competition paradigms like tube test and warm spot test. To improve the language and scientific expression, we revised the sentences as follows: “Relative to space competition, food competition tests for mice have been designated and applied less commonly in animal studies despite its long history 28-30. Several issues could be thought to be the underlying limitations for the application of food competition paradigms. First, there are methodological issues in some of these approaches, such as long video recording duration and difficulty in analyzing animal’s behaviors during competitive physical interaction in videos, hindering their application by laboratories that cannot afford sophisticated equipment and analysis”. Corresponding citations have been updated (see paragraph 3 in the Introduction).

      c. The authors say that their study is the first to demonstrate that female mice follow social ranks. This is not the first study to do so and the authors should acknowledge existing publications that have done the same (eg DOI https://doi.org/10.7554/eLife.71401).

      We have followed the reviewer’s suggestion to increase citations regarding social ranking of female mice tested by competition paradigms, especially food competition paradigms (see paragraph 1 of section 3 in the Results; paragraph 4 in the Discussion).

      (2) Related to problems with interpretation of data:

      a. The authors showed the assay works for females and males in pairwise housing, but two mice don't make a hierarchy, as hierarchies require a minimum of three individuals. Therefore, whether the assay works for females caged in three is an important question that is unaddressed in this study and is a caveat. extended the competition assay to male mice that are housed in cages of three. It would be important to show whether the assay generalizes well for female mice with this three-animal housing as well as discuss the effect of using even bigger groups of mice on the results of the assay.

      We thank the reviewer for raising questions related to the interpretation of data and giving us the insightful the suggestions. We agree that it is interesting and important to probe if FPCT works for a group of three female mice. Although social rankings of pairs of male and female mice were not significantly different (new Figure 2D-2F and 3F-3H), that of triads of male and female mice could be different. We have tested trads of male mice and found that the mice displayed an overall linear hierarchical ranking. We would like to use FPCT to investigate the rankings of trads of female mice and even bigger group of mice in the future. In the present manuscript we’d like to address the feasible application of the FPCT in smaller groups. In the Discussion, we add contents commenting group size effect on social competition tests (see paragraph 4 in the Discussion).

      b. The authors claim that "test 2" of their assay helps assert the motivation of mice for social competition as in Figure 4E. This could simply be a readout of how strong the mice are (muscle mass). To claim that this is indeed related to motivation during the FPCT assay, the authors should show the correlation of this readout with the latency to push the block during the social competition task.

      We appreciate the reviewer for raising this question. The dimensions establishing the social structures include physical and psychological factors. In the FPCT paradigm, the two contenders are separated so that physical factors are minimized in this context and psychological factors should play more important role in competition in comparison with previous reported food competition paradigms. Therefore, in the revised manuscript we consider to attribute the ranking results mainly to psychological factors, rather than only motivation which is just one of the numerous psychological factors (paragraph 3 of Discussion). Moreover, in the Discussion we point out that we could not exclude physical factors still participate in the determination of competitive outcomes since some of mice pairs pushed the block simultaneously (paragraph 3 of Discussion).

      c.The authors mention that they are interested to understand which factors lead to the outcome of the competition such as age, sex, physical strength, training level, and intensity of psychological motivation. However, in all their runs of the assay, they always matched these variables between the competitors. They should clarify that they were instead controlling for these variables. Another thing to note here is that while they controlled the body mass of the animals, that isn't the same as physical strength, as a lighter mouse can have more muscle mass than a heavier mouse. They should either specify this limitation or quantify the additional metric of "muscle mass" which is a much better proxy for physical strength. Thus, the claim that the outcome of the competition is solely affected by motivation is not convincing since they didn't rule out the others such as quantifying the rate of learning during training and strength.

      We thank the reviewer for addressing this question. As our response to the question in (c), we acknowledge that it is not accurate to ascribe the outcomes of FPCT to psychological motivation. In the revised manuscript, the dimensions of contributing factors to the outcomes of FPCT have been simplified to physical and psychological factors. We consider that the psychological factor could be the main driver of mice participating in FPCT (see paragraph 3 of Discussion).

      d. In the discussion, the authors mention that their task only requires a single day of food deprivation (the day before the first trial) while other assays suffer from a continued food deprivation protocol. However, the authors also use 10g per cage as the amount of food instead of giving them ad libitum access. Limited food is a food deprivation method. Thus, this is an inaccurate claim.

      We thank the reviewer for raising this point. We have clarified the requirement of food restriction for FPCT in the revision. The mice were deprived of food for 24 hours while water consumption remained normally to enhance the appeal of the food pellet to the mice. Then, after 24 hours of food deprivation, each cage of mice was given 10 g of food every morning to meet their daily food requirements until the end of the test (see FPCT procedure section in Methods and materials).

      e.In the second section of the results, the authors run their assay with female mice that are housed in cages of two. This section suffers from the same limitations as the first and can be improved by showing the training data, correlations of competition outcome with "motivation" and ruling out the other factors that could contribute to the outcome. Further, the authors saying that their FPCT assay is enough to show that female mice follow a social hierarchy by itself is a weak claim. They should instead include their cross-validation with the others to strengthen it.

      We appreciate the reviewer for raising this question. We have taken the reviewer’s suggestion to show the training data (Figures 1E, 2A and 3A). As the factors contributing to the outcomes of FPCT are diverse, we’d like not to control and determine the exact factor in the current manuscript. We agree with the reviewer that cross-validation with different paradigms is suggested for the studies to rank social hierarchy as the ranking results could be variable with tasks, procedures and operations.

      f.  In the last paragraph of the introduction, the authors mention how their assay involves "peaceful competition" since the mice are not in direct contact and hence cannot exhibit aggression. The authors do not address the limitation that a lack of physical contact actually makes the assay less ethological. Further, since the mice are housed in groups of two and three, it is not guaranteed that the mice will not be aggressive during their time in the home cage, which could affect their behavior during the competition assay. Whether the assay causes more aggression in the cage due to the lack of physical contact during the competition is not addressed in this study.

      We thank the reviewer for raising this point. Diverse factors affect the outcomes of a food competition test, some of which belong to psychological factors and others belong to physical factors. We agree that a lack of physical contact makes the assay less naturally ethological. However, when the social statuses have been established during habituation housing a group of mice for enough time, the win/lose outcomes in the FPCT could be a readout of the expression of social statuses since the mice cannot exhibit aggression in the test. We have revised the Introduction and Discussion (paragraph 3 of Discussion). Thank you.

      (3) Related to lack of methodological rigor and rationale clarity:

      a. In the first section of the results, the authors run their assay with male mice that are housed in cages of two. While the data that they display is promising, we do not see how mice change behavior across days of training and how that relates to the outcome of the competition. It would be valuable to also show the training data for the mice, answering questions related to competency and any inter-animal variabilities prior to rank assessment. Plotting the training data across all days would be helpful for the other parts of the results as well. This is especially important because the methods mention that mice are trained until they get to the criterium, so this means that different individuals get different amounts of training.

      We appreciate the reviewer for addressing the importance of showing training data. We have taken the reviewer’s suggestion and shown the training data (Figures 1E, 2A and 3A).

      b.  It is unclear why the assay was run only once per mouse pair per day since most protocols for the tube test involve multiple repetitions each day while alternating the side from which the mice enter. The authors should address whether a single trial per day is enough to show consistent results and that it wouldn't vary with more.

      We suggest to run the FPCT once or twice per mouse per day under conditions of mild food restriction, training and test procedures in this manuscript. Frequent tests might make the mice’s interest in the food pellet gradually diminished because the food supply was not fully deprived. According to our data, the outcomes of FPCT in 4 consecutive days were overall stable.

      c.  In the results the authors say that they "raised 3 male mice" which may be incorrect because they report in the methods buying the mice buy mice and they housed all their mice for only three days before running the assay which might be too little for the hierarchy to stabilize. The authors should comment on what was the range of the cohabitation across different cages and whether it had an impact on the results.

      According to our experiments, housing the mice for 3 days is enough to establish a mice social colony with relative stable status structure. Prolonged housing may produce either similar, stabler or more dynamic social colony.

      d. There are also some formatting and/or convention issues in the results. The first figure callout in the results is for Figure 4 instead of Figure 1 (which is the standard). This is because the authors do not explain how the mice are trained for the task in the results section and show limited data about the training of the task. Not showing comprehensive training data would make replication of this study very difficult.

      We appreciate the reviewer for raising this question. We have re-arranged the figures. The new arrangement of figures started with schematic drawing of FPCT procedure and training data (Figure 1).

      e. The authors don't report the exact p-values in the figures

      We reported the difference level in the figures in the revised manuscript. Thank you.

      4. The writing of the manuscript suffers from a lack of clarity in most sections of the manuscript.

      Here are several examples that are critical:

      a. In the title and abstract, it isn't clear what the authors mean by "stereotype". It could be a behavior during the competition, or that the social ranks across assays are correlated or that the rank for the new assay is consistent across days.

      b. There are several instances where the authors anthropomorphize mice using human features such as "urbanization" and "society" which are not established factors affecting mouse hierarchy. This further extends to anthropomorphizing mice in ways that are not standard such as an animal being "timid" or "bold" which would be hard to measure in mice, if not impossible.

      c. Across the social dominance literature, relative social rank is described using more general "dominant" and "subordinate" titles instead of "superior" and "inferior" that are sometimes used in the manuscript. The authors should follow the standard language so that readers understand.

      d.  In the third paragraph of the introduction, the authors say "Thus, it is more likely expected that different paradigms to weigh the social competency and status may lead to diverse readouts, given that competitive factors are included in competition paradigms." This sentence suffers from multiple syntax errors thereby reducing clarity

      e. There are several typos in the manuscript such as using "dominate" instead of "dominant", "grades" instead of "outcomes" and "forth" instead of "fourth", to give a few examples.

      We thank the reviewer for careful reading of the manuscript and very helpful comments. We have taken the above suggestions and improved the writing of the manuscript. For examples, "stereotype" was replaced by “stability”, mice "society" was expressed by "colony", the sentence “Thus, it is more.... in competition paradigms” has been deleted.

      Reviewer #3 (Recommendations for the authors):

      (1) The justification for the design of this new test paradigm is unclear. In the abstract, you state that the field needs a reliable, valid, and easily executable test. Your test provides this, as you state, but how is it better than the tube test? Does the tube test suffer from taskspecific win-or-lose outcomes? Can you provide evidence for this? The nature methods protocol for the tube test (https://doi.org/10.1038/s41596-018-0116-4) "strongly suggest using more than two dominance measures, for example, by also carrying out the warm spot test, or territory urine marking or ultrasonic courtship vocalization assays." This would suggest that results from the tube test can be task-specific, but I am not convinced that you have demonstrated that results from your food competition test are not task-specific. Indeed, by your title, one must run multiple tests.

      This same problem is apparent in the introduction. In the second paragraph, there is a discussion of the tube test, warm spot test, and food competition tests. What is the problem with these tests?

      I believe that social dominance relationships are complex and dynamic social relationships indicating who has priority access to a resource between multiple animals that live together. In these living situations, several resources can often be capitalized competed over-for example, space, food, mates, temperature, etc. Currently, we have tests to measure space via the tube test or urine marking, mates via ultrasonic vocalization, temperature via warm spot test, and food via food competition assays. The tube test, urine marking assay, and ultrasonic vocalization test have been demonstrated to be reliable, valid, and easily executable. However, the food competition assays are often difficult to execute because it is difficult to interpret the dominant behaviors and aggressive behaviors like bite wounding can occur during the test. Here, you present a new food competition assay to address these issues and show that it can be used in conjunction with other assays to measure social dominance across multiple resources easily. In doing so, you revealed that many same-sex groups of C57 mice have a stereotypic pattern of dominance behavior when competing across multiple types of resources: space, temperature, and food.

      I ask that you please rebut if you disagree with me, and adjust your abstract, introduction, and discussion accordingly.

      We thank the reviewer for all the constructive comments. We have adjusted the Abstract, Introduction and Discussion of the manuscript.

      We recognize and appreciate the valuable tube test, warm spot test and many other competition tests, including food competitions. Tube test and warm spot test are space competition tasks. Relative to space competition, food competition tests for mice have been designated and applied less commonly in animal studies. Several issues (such as methodological issue, aggressive behaviors occurring in competition, and prolonged food deprivation) could be thought to be the underlying limitations of the application of food competition paradigms (paragraph 3 in the Introduction). Therefore, we clarify that the justification for the design of FPCT was “to have a new choice of food competition paradigm for mice, and to facilitate the exposure of psychological aspects contributing to the winning/losing outcomes in competitions” (last paragraph in the Introduction).

      FPCT is different from tube test and warm spot test at least in two ways. FPCT is food completion task where the mice need no physical contact during competition, while tube test and WST are space competition tasks where the mice need direct physical contact during competition. Therefore, we expected inconsistent evaluation results of competitiveness and rankings if we compared FPCT with typically available competition paradigms—tube test and WST (last paragraph in the Introduction).

      (2)  The design of the test needs to be described before the results. You can either move the methods section before the results or add a paragraph in the introduction to better describe the test. Here, you can also reference Figures 1 through 3 so that the figures are presented in the order of which they are mentioned in the paper. (It is very confusing that the first reference to a figure is Figure 4, when it should be Figure 1).

      We appreciate the reviewer for raising this point and giving us suggestions. We have added a new section (section 1) in the Results. In the revised manuscript, the figures in the Results start with Figure 1 which shows schematic drawing of FPCT procedure, training data and some test results (Figure 1).

      (3)  The sentence describing Figure 4H. You argue that this shows that the mice are well and equally trained. It also shows that they have the same motivation or preference for the food.

      We appreciate the reviewer for this helpful comment. Data in previous Figures 4H and 5I have been presented as new Figures 2A and 3A, respectively, of revised manuscript. These retrospect analysis of training data displayed similar training level of food-getting and craving state for food (Sections 2 and 3 in the Results).

      (4)  "Social ranking of multiple cagemate mice using FPCT, tube test and WST"

      Here, you claim that "comparison of inter-task consistency revealed that the ranks evaluated by FPCT, tube test and WST did not differ from each other...Figure 6K." Okay, however, it is important to discuss the three cases when there wasn't consistency between the tests! Figure 6E-G.

      We appreciate the reviewer for raising this point. In the revised manuscript, we add description and discussion of inconsistent part of the different test paradigms (paragraph 2 in the section 3 of the Result, last 2 sentences of paragraph 4 in the Discussion)

      (5)  Replace all instances of "gender" with "sex". Animals do not have a gender.

      (6)  Adjust the strain of the mice to C57BL/6JNifdc.

      We have replaced "gender" with "sex" and “C57BL/6J” with “C57BL/6JNifdc”. Thank you for your careful correction.

      (7)  What is the justification for running the warm spot test for one day and the other tests for four days?

      From the consecutive FPCT and tube test, we already knew that the ranking results were overall stable. This stability was still observed in the day of warm spot test. A bad point for frequent warm spot test is that mice get much stress due to exposure in ice-cold environment. Therefore, we terminated the competition test after only one trial of warm spot test.

      (8)  Grammar

      The second sentence of the abstract: ...recognized as a valuable...

      Results, sentence after "...was observed (Figure 4G)." it should be "Fourth"

      We have corrected these and other grammar errors. We appreciate the reviewers for very careful review and all helpful comments.

    1. Author Response:

      The following is the authors’ response to the original reviews.

      Reviewer #1 (Public review): 

      The authors survey the ultrastructural organization of glutamatergic synapses by cryo-ET and image processing tools using two complementary experimental approaches. The first approach employs so-called "ultra-fresh" preparations of brain homogenates from a knock-in mouse expressing a GFP-tagged version of PSD-95, allowing Peukes and colleagues to specifically target excitatory glutamatergic synapses. In the second approach, direct in-tissue (using cortical and hippocampal regions) targeting of the glutamatergic synapses employing the same mouse model is presented. In order to ascertain whether the isolation procedure causes any significant changes in the ultrastructural organization (and possibly synaptic macromolecular organization) the authors compare their findings using both of these approaches. The quantitation of the synaptic cleft height reveals an unexpected variability, while the STA analysis of the ionotropic receptors provides insights into their distribution with respect to the synaptic cleft.

      The main novelty of this study lies in the continuous claims by the authors that the sample preservation methods developed here are superior to any others previously used. This leads them as well to systematically downplay or directly ignore a substantial body of previous cryo-ET studies of synaptic structure. Without comparisons with the cryo-ET literature, it is very hard to judge the impact of this work in the field. Furthermore, the data does not show any better preservation in the so-called "ultra-fresh" preparation than in the literature, perhaps to the contrary as synapses with strangely elongated vesicles are often seen. Such synapses have been regularly discarded for further analysis in previous synaptosome studies (e.g. Martinez-Sanchez 2021). Whilst the targeting approach using a fluorescent PSD95 marker is novel and seems sufficiently precise, the authors use a somewhat outdated approach (cryo-sectioning) to generate in-tissue tomograms of poor quality. To what extent such tomograms can be interpreted in molecular terms is highly questionable. The authors also don't discuss the physiological influence of 20% dextran used for high-pressure freezing of these "very native" specimens.

      Lastly, a large part of the paper is devoted to image analysis of the PSD which is not convincing (including a somewhat forced comparison with the fixed and heavy-metal staining room temperature approach). Despite being a technically challenging study, the results fall short of expectations. 

      Our manuscript contains a discussion of both conventional EM and cryoET of synapses. We apologise if we have omitted referencing or discussing any earlier cryoET work. This was certainly not our intention, and we include a more complete discussion of published cryoET work on synapses in our revised manuscript.

      The reviewer is concerned that the synaptic vesicles in some synapse tomograms are “stretched” and that this may reflect poor preservation.  We would like to point out that such non-spherical synaptic vesicles have also been previously reported in cryoET of primary neurons grown on EM grids (Tao et al., J. Neuro, 2018). Indeed, there is no reason per se to suppose synaptic vesicles are always spherical and there are many diverse families of proteins expressed at the synapse that shape membrane curvature (BAR domain proteins, synaptotagmin, epsins, endophilins and others). We will add further discussion of this issue in the revised manuscript.

      The reviewer regards ‘cryo-sectioning’ as outdated and cryoET data from these preparations as “poor quality”. We respectfully disagree. Preparing brain tissues for cryoET is generally considered to be challenging. The first successful demonstration of preparing such samples was before the advent of the cryoEM resolution revolution (with electron counting detectors) by Zuber et al (Proc. Natl. Acad. Sci.,2005) preparing cryo-sections/CEMOVIS of in vitro brain cultures. We followed this technique to prepare tissue cryo-sections for cryoET in our manuscript. Recently, cryoFIB-SEM liftout has been developed as an alternative method to prepare tissue samples for cryoET (Mahamid et al., J. Struct. Biol., 2015) and only more recently this method became available to more laboratories. Both techniques introduce damage as has been described (Han et al., J. Microsc., 2008; Lucas et al., Proc. Natl. Acad. Sci., 2023). Importantly no like-for-like, quantitative comparison of these two methodologies has yet been performed. We have recently demonstrated that the molecular structure of amyloid fibrils within human brain is preserved down to the protein fold level in samples prepared by cryo-sectioning (Gilbert et al., Nature, 2024). We will add further detail on the process by which we excluded poor quality tomograms from our analysis, which we described in detail in our methods section.

      The reviewer asks what the physiological effect is of adding 20% w/v ~40,000 Da dextran? This is a reasonable concern since this could in principle exert osmotic pressure on the tissue sample. While we did not investigate this ourselves, earlier studies have (Zuber et al, 2005) showing cell membranes were not damaged by and did not have any detectable effect on cell structure in the presence of this concentration of dextran.

      The reviewer is not convinced by our analysis of the apparent molecular density of macromolecules in the postsynaptic compartment that in conventional EM is called the postsynaptic density. However, the reviewer provides no reasoning for this assessment nor alternative approaches that could be attempted. We would like to add that we have tested multiple different approaches to objectively measure molecular crowding in cryoET data, that give comparable results. We believe that our conclusion – that we do not observe an increased molecular density conserved at the postsynaptic membrane, and that the PSD that we and others observed by conventional EM does not correspond to a region of increased molecular density - is well supported by our data.  We and the other reviewers consider this an important and novel observation.

      Reviewer #2 (Public review)

      Summary: 

      The authors set out to visualize the molecular architecture of the adult forebrain glutamatergic synapses in a near-native state. To this end, they use a rapid workflow to extract and plunge-freeze mouse synapses for cryo-electron tomography. In addition, the authors use knockin mice expression PSD95-GFP in order to perform correlated light and electron microscopy to clearly identify pre- and synaptic membranes. By thorough quantification of tomograms from plunge- and high-pressure frozen samples, the authors show that the previously reported 'post-synaptic density' does not occur at high frequency and therefore not a defining feature of a glutamatergic synapse.

      Subsequently, the authors are able to reproduce the frequency of post-synaptic density when preparing conventional electron microscopy samples, thus indicating that density prevalence is an artifact of sample preparation. The authors go on to describe the arrangement of cytoskeletal components, membraneous compartments, and ionotropic receptor clusters across synapses.

      Demonstrating that the frequency of the post-synaptic density in prior work is likely an artifact and not a defining feature of glutamatergic synapses is significant. The descriptions of distributions and morphologies of proteins and membranes in this work may serve as a basis for the future of investigation for readers interested in these features.

      Strengths: 

      The authors perform a rigorous quantification of the molecular density profiles across synapses to determine the frequency of the post-synaptic density. They prepare samples using two cryogenic electron microscopy sample preparation methods, as well as one set of samples using conventional electron microscopy methods. The authors can reproduce previous reports of the frequency of the post-synaptic density by conventional sample preparation, but not by either of the cryogenic methods, thus strongly supporting their claim. 

      We thank the reviewer for their generous assessment of our manuscript.

      Reviewer #3 (Public review): 

      Summary: 

      The authors use cryo-electron tomography to thoroughly investigate the complexity of purified, excitatory synapses. They make several major interesting discoveries: polyhedral vesicles that have not been observed before in neurons; analysis of the intermembrane distance, and a link to potentiation, essentially updating distances reported from plastic-embedded specimen; and find that the postsynaptic density does not appear as a dense accumulation of proteins in all vitrified samples (less than half), a feature which served as a hallmark feature to identify excitatory plastic-embedded synapses. 

      Strengths: 

      (1)The presented work is thorough: the authors compare purified, endogenously labeled synapses to wild-type synapses to exclude artifacts that could arise through the homogenation step, and, in addition, analyse plastic embedded, stained synapses prepared using the same quick workflow, to ensure their findings have not been caused by way of purification of the synapses. Interestingly, the 'thick lines of PSD' are evident in most of their stained synapses.

      (2)I commend the authors on the exceptional technical achievement of preparing frozen specimens from a mouse within two minutes.

      (3)The approaches highlighted here can be used in other fields studying cell-cell junctions.

      (4)The tomograms will be deposited upon publication which will enable neurobiologists and researchers from other fields to carry on data evaluation in their field of expertise since tomography is still a specialized skill and they collected and reconstructed over 100 excellent tomograms of synapses, which generates a wealth of information to be also used in future studies.

      (5) The authors have identified ionotropic receptor positions and that they are linked to actin filaments, and appear to be associated with membrane and other cytosolic scaffolds, which is highly exciting.

      (6) The authors achieved their aims to study neuronal excitatory synapses in great detail, were thorough in their experiments, and made multiple fascinating discoveries. They challenge dogmas that have been in place for decades and highlight the benefit of implementing and developing new methods to carefully understand the underlying molecular machines of synapses.

      Weaknesses: 

      The authors show informative segmentations in their figures but none have been overlayed with any of the tomograms in the submitted videos. It would be helpful for data evaluation to a broad audience to be able to view these together as videos to study these tomograms and extract more information. Deposition of segmentations associated with the tomgrams would be tremendously helpful to Neurobiologists, cryo-ET method developers, and others to push the boundaries.

      Impact on community: 

      The findings presented by Peukes et al. pertaining to synapse biology change dogmas about the fundamental understanding of synaptic ultrastructure. The work presented by the authors, particularly the associated change of intermembrane distance with potentiation and the distinct appearance of the PSD as an irregular amorphous 'cloud' will provide food for thought and an incentive for more analysis and additional studies, as will the discovery of large membranous and cytosolic protein complexes linked to ionotropic receptors within and outside of the synaptic cleft, which are ripe for investigation. The findings and tomograms available will carry far in the synapse fields and the approach and methods will move other fields outside of neurobiology forward. The method and impactful results of preparing cryogenic, unlabelled, unstained, near-native synapses may enable the study of how synapses function at high resolution in the future.

      We thank the reviewer for their supportive assessment of our manuscript.  We thank the reviewer for suggesting overlaying segmentations with videos of the raw tomographic volumes. We will include this in our revised manuscript.

      Reviewer #1 (Recommendations for the authors): 

      Major comments: 

      (1) The previous literature on synaptic cryo-ET studies is systematically ignored. The results presented here (and their novelty) must be compared directly with this body of work, rather than with classical EM.

      Our submitted manuscript included a 3-paragraph discussion of earlier synaptic cryoET studies, albeit we apologize that a seminal citation was missing, which we have corrected in our revised manuscript. We have now also included an additional brief discussion related to several more recent cryoET studies (see citations below) that were published after our pre-print was first deposited in 2021.

      (1) Held, R.G., Liang, J., and Brunger, A.T. (2024). Nanoscale architecture of synaptic vesicles and scaffolding complexes revealed by cryo-electron tomography. Proc. Natl. Acad. Sci. 121, e2403136121. https://doi.org/10.1073/pnas.2403136121.

      (2) Held, R.G., Liang, J., Esquivies, L., Khan, Y.A., Wang, C., Azubel, M., and Brunger, A.T. (2024). In-Situ Structure and Topography of AMPA Receptor Scaffolding Complexes Visualized by CryoET. bioRxiv, 2024.10.19.619226. https://doi.org/10.1101/2024.10.19.619226.

      (3)Matsui, A., Spangler, C., Elferich, J., Shiozaki, M., Jean, N., Zhao, X., Qin, M., Zhong, H., Yu, Z., and Gouaux, E. (2024). Cryo-electron tomographic investigation of native hippocampal glutamatergic synapses. eLife 13, RP98458. https://doi.org/10.7554/elife.98458.

      (4)Glynn, C., Smith, J.L.R., Case, M., Csöndör, R., Katsini, A., Sanita, M.E., Glen, T.S., Pennington, A., and Grange, M. (2024). Charting the molecular landscape of neuronal organisation within the hippocampus using cryo electron tomography. bioRxiv, 2024.10.14.617844. https://doi.org/10.1101/2024.10.14.617844.

      We discuss the above papers in our revised manuscript with the following:

      “Since submission of our manuscript, several reports of synapse cryoET from within cultured primary neurons (Held et al., 2024a, 2024b)  and mouse brain(Glynn et al., 2024; Matsui et al., 2024) were prepared by cryoFIB-milling. These new datasets are largely consistent with the data reported here. CryoFIB-SEM has the advantage of overcoming the local knife damage caused by cryo-sectioning but introduces amorphization across the whole sample that diminishes the information content (Al-Amoudi et al., 2005; Lovatt et al., 2022; Lucas and Grigorieff, 2023). We have recently shown cryoET data is capable of revealing subnanometer resolution in-tissue protein structure from vitreous cryo-sections (Gilbert et al., 2024) and near-atomic structures within cryo-sections has recently been demonstrated (Elferich et al., 2025).”

      Although there is variation between individual synapses, PSDs are clearly visible in several previous cryo-ET studies (even if it's not as striking as in heavy-metal stained samples). In fact, although the contrast of the images is generally poor, PSDs are also visible in several examples shown in Figure 1 - Supplement 3. Not being able to detect them seems more of a problem of the workflow used here than of missing features. The authors should also discuss why heavy-metal stains would accumulate on a non-existing structure (PSD) in conventional EM.

      We agree that apparent higher molecular density can be observed in example tomographic data of earlier cryoET studies. We also report individual examples of similar synapses in our dataset. A key strength of our approach is that we have assessed the molecular architecture of large numbers of adult brain synapses acquired by an unbiased approach (solely guided by PSD95 cryoCLEM), which indicate that a higher molecular density proximal to the postsynaptic membrane is not a conserved feature of glutamatergic synapses in the adult brain. There is no rationale for our cryoCLEM approach being a ‘problem of the workflow’.

      The reviewer misunderstands the weaknesses of conventional/room temperature EM workflows (including resin-embedding and freeze substitution). It is unavoidable that most proteins are damaged by denaturation and/or washed away by washing samples in organic solvents (methanol/acetone that directly denature most proteins) during tissue preparation for conventional EM. It is therefore conceivable that in such preparations a relative increase in contrast proximal to the postsynaptic membrane (‘PSD’) would appear if cytoplasmic proteins were washed away during these harsh organic solved washing steps, leaving only those denatured proteins that are tethered to the postsynaptic membrane. It is not that the PSD is absent in cryoEM, rather that this difference in molecular crowding is not evident when tissues are imaged directly by cryoEM and have not undergone the harsh sample preparation required for conventional/room temperature EM.

      (2) Whether the synapses examined here are in a more physiological state than those analyzed in other papers remains absolutely unclear. For example, the quality of the tomographic slice shown in Figure 1C is poor, with the majority of synaptic vesicles looking suspiciously elongated. 

      We addressed this in our public reviews.

      (3) How were actin filaments segmented and quantified (e.g. for Fig 1E)? Apart from actin, can the authors show some examples of other macromolecular complexes (e.g. ribosomes) that they are able to identify in synapses (based on the info in supplementary tables)? Also, the mapping of glutamatergic receptors is not convincing, as the molecules were picked manually. To analyze their distribution, they should be mapped as comprehensively as possible by e.g. template matching.

      Actin filaments identified by ~7 nm diameter with ~70° branch points were manually segmented in IMOD. The number of filaments was counted per postsynaptic compartment. We have amended the methods section to include this description.

      “In the PoSM, F-actin formed a network with ~70° branch points (Figure 1–figure supplement 1C) likely formed by Arp2/3, as expected(Pizarro-Cerdá 2017,Fäßler 2020) . Putative filament copy number in the PoSM was estimated by manual segmentation in IMOD.” Manual picking was validated by the quality of the subtomogram average, which although only reached modest resolution (25 Å) is consistent with the identification of ionotropic glutamate receptors.

      (4) In the section "Synaptic organelles" the authors should provide some general information on the average number and size of synaptic vesicles (for the in-tissue tomograms).

      We have provided this information in the methods section:

      “The average diameter of synaptic vesicles was 40.2 nm and the minimum and maximum dimensions ranged from 20 to 57.8 nm, measured from the outside of the vesicle that included ellipsoidal synaptic vesicles similar to those previously reported (Tao et al., 2018).” A detailed survey of the presynaptic compartment, including the number of presynaptic vesicles was not the focus of our manuscript. We have deposited all tomograms from our dataset for any further data mining.

      Can the "flat tubular membranes compartments" be attributed to ER? The angular vesicles certainly have a typical ER appearance, as such morphology has been seen in several cryo-ET studies of neuronal and non-neuronal cells.

      In neuronal cells we regard it as unsafe to describe an intracellular organelle as being endoplasmic reticulum on the basis of morphology alone (eg. Smooth ER described widely in conventional EM) because of the apparent diversity of distinct organelles. As described in our methods section, we could have confidence that a membrane compartment is ER when we observe ribosomes tethered to the membrane. In instances where flat/tubular membranes did not have associated ribosomes, we take the cautious view that there is not sufficient evidence to define these as ER.

      Importantly, polyhedral vesicles were distinct from the flat/tubular membranes that resembled ER and are at present organelles of unknown identity. It will be important in future experiments to determine what are the protein constituents of these distinct organelle types to understand both their functions and how these distinct membrane architectures are assembled.

      Therefore, the sentences in lines 198-199 are simply wrong. Additionally, features of even higher membrane curvature are common in the ER (e.g. Collado et al., Dev Cell 2019). 

      We thank the reviewer for bringing our attention to this excellent paper (Collado et al.). We agree that the sentence describing the curvature being higher than all other membranes except mitochondrial cristae is wrong. We have removed this sentence in the revised manuscript.

      (5)The quality of the tomographic data for the in-tissue sample is low, likely due to cryo-sectioning-induced artifacts, as extensively documented in the literature. Additionally, the authors used 20% dextran as cryo-protectant for high-pressure freezing, which contrasts with statements like those in lines 342-344. Given that several publications describing the in-tissue targeting of synapses (e.g. from Eric Gouaux's lab) are available, the quality of the tomographic data presented in this work is underwhelming and limits the conclusions that can be drawn, not providing a solid basis for future studies of in-tissue synapse targeting. However, the complete workflow (excluding the sectioning part) can be adapted for a cryo-FIB approach. The authors should discuss the limitations of their approach. 

      Our manuscript preprint was deposited in the Biorxiv several years before Matsui/Gouaux’s recent ELife paper that reported a novel work-flow for in-tissue cryoET. It is difficult to directly compare data from our and Matsui/Gouaux’s approach because the latter reported a dataset of only 3 tomograms. Note also that Matsui/Gouaux followed our approach of using 20% dextran 40,000 as a cryo-preservative. The use of 20% dextran 40,000 as a cryo-protectant was first established by Zuber et al., 2005 (PMID: 16354833) and shown avoid hyper-osmotic pressure and cell membrane rupture. However, Matsui/Gouaux additionally included 5% sucrose in their cryoprotectant. We did not include sucrose as cryo-preservative because this exerts osmotic pressure and was not necessary to achieve vitreous tissues in our workflow.

      Before high-pressure freezing, Matsui/Gouaux also incubated tissue slices in a HEPES-buffered artificial cerebrospinal fluid (that included 2 mM CaCl2 but did not include glucose as an energy source) for 1 h at room temperature to label AMPA receptors with Fab fragment-Au conjugates. Under these conditions, neurons can elicit both physiological and excitotoxic action potentials (even though AMPARs were themselves antagonised with ZK-200775). The absence of glucose is a concern, and it is unclear to what extent tissue viability is affected by this incubation step. In contrast, we chose to use an NMDG-based artificial cerebrospinal fluid for slice preparation and high-pressure freezing that is a well-established method for preserving neuronal viability (Ting et al., 2018).

      We addressed the supposed limitations of cryo-sectioning versus cryoFIB-SEM in our public response. In particular, we have recently shown that cryo-sectioning produced a  subnanometer resolution in-tissue structure of a protein, that has so far only been achieved for ribosome within cryoFIB-SEM sample preparations. A discussion of cryo-sectioning versus cryoFIB-SEM must be informed by new data that directly compares these methods, which is not the subject of our eLife paper. We also cite a recent preprint directly comparing cryoFIB-milled lamellae with cryo-sections and showing that near atomic resolution structures can also be obtained from the latter sample preparations (Elferich et al., 2025).

      (6) The authors show (in Supplementary) putative tethers connecting SV and the plasma membrane. Is it possible to improve the image quality (e.g. some sort of filtering or denoising) so that the tethers appear more obvious? Can the authors observe connectors linking synaptic vesicles? 

      We have tested multiple iterative reconstruction and denoising approaches, including SIRT and noise2noise filtering in Isonet. We observed instances of macromolecular complexes linking one synaptic vesicle with another. However, there was no question we sought to answer by performing a quantitative analysis of these linkers.

      (7) Figure 4F is missing. 

      Thank you for spotting this omission. We have corrected this in the revised manuscript.

      (8) Most quantifications lack statistical analyses. These need to be included, and only statistically significant findings should be discussed. Terms like "significantly" (e.g. Line 144) should only be used in these cases.

      We used the term ‘significantly’ in the results section (line 143 and line 166 in revised text, we cite figure 1H and 2F showing analyses in which we have in fact performed statistical tests (t-tests with Bonferroni correction) comparing the voxel intensities in regions of the cytoplasm that are proximal versus distal to the postsynaptic membrane. We have amended the main text to include the details of the statistical test that we performed. Also, we neglected to include a description of the statistical test in line 241, which cites Figure 3G. We have corrected this in the revised text.

      Minor comments: 

      (1) Can the authors comment on why only 1-2 grids are prepared per mouse brain (in M&M -section)?

      We prepared only two grids in order to have prepared samples within 2 minutes, to limit deterioration of the sample.

      (2) Figure 1 Supplement 2 and its legend are confusing (averaging of non-aligned versus aligned post-synaptic membrane). Can the authors describe more clearly their molecular density profile analysis?

      We apologise that this figure legend was insufficient. We have included a detailed description of our molecular density profile analysis in the methods section entitled ‘Molecular density profile analysis’. In the revised manuscript we have now also included a citation to this methods section in Figure – figure 1 supplement 2 legend.

      (3) Please clarify with higher precision the areas were recorded in relation to the fluorescent spots (e.g. Figures 3A-C).

      We have included a white rectangular annotation in the cryoCLEM inset panels of Figures 3A-C to indicate the field of view of each corresponding tomographic slice. This shows that PSD95-GFP puncta localise to the postsynaptic compartments in each tomogram.

      (4) Figure 4 Supplement 2D is not clear: the connection between receptors and actin should be shown in a segmentation.

      We agree with the reviewer. A ‘connection’ is not clear, which is expected because the cytoplasmic domain of ionotropic glutamate receptor subunits is composed of a non-globular/intrinsically disordered sequence. We have amended our description of the proximity of actin cytoskeleton to ionotropic glutamate receptor clusters in the main text replacing “associated with” to “adjacent to”.

      (5) Line 341: the reference is referred to by a number (56) at the end of the sentence, rather than by name.

      Good spot. We have corrected this in the revised manuscript.

      (6) Line 968: tomograms is misspelled. 

      Good spot. We have corrected this error (line 1018 in our revised manuscript).

      Reviewer #2 (Recommendations for the authors): 

      (1) On page 11: "The position of (i)onotropic receptor...". 

      Good spot. We have corrected this.

      (2) On page 13: "Slightly higher relative molecular density..." this line ends with a citation to reference '56', but the works cited are not numbered.

      Good spot. We have corrected this in the revised manuscript.

      (3) On page 46: "as described in (69)..." the works cited are not numbered. 

      Good spot. We have corrected this in the revised manuscript.

      Reviewer #3 (Recommendations for the authors): <br /> (1) The title does not do the work justice. The authors make many exciting discoveries, e.g. PSD appearance, new polyhedral vesicles, ionotropic receptor positions, and intermembrane distance changes even within the synaptic cleft, but title their manuscript "The molecular infrastructure of glutamatergic synapses in the mammalian forebrain". It is also a bit misleading, since one would have expected more molecular detail and molecular maps as part of the work, so the authors may think about updating the title to reflect their exciting work. 

      We thank the reviewer for recognising the exciting discoveries in our manuscript. Summarising all these in a title is challenging. We intend ‘molecular infrastructure’ to mean a structure composed of many molecules including proteins (by analogy ‘transport infrastructure’ is composed of many roads, ports and train lines).

      (2) It would be in the spirit of eLife and open science if the authors could submit their segmentations alongside the tomographic data to either EMPIAR or pdb-dev (if they accept it) or the new CZII cryoET data portal for neurobiologists, method developers, and others to use. 

      We agree with the reviewer. We have deposited in subtomogram averaged map of AMPA receptor in EMDB, and all tilt series and 4x binned tomographic reconstructions described in our manuscript (figure 1- table1 and figure 2 -table 2), together with segmentations in EMPIAR.  

      (3) Methods: the authors establish an exciting new workflow to get from living mice to frozen specimens within 2 minutes and perform many unique analyses that would be useful to different fields. Their methods section overall is well described and contains criteria and details that should allow others to apply experiments to their scientific problems. However, it would be very helpful to expand on the methods in the 'annotation and analysis [...]' and "Subtomogram averaging" sections, to at least in short describe the steps without having to embark on a reference journey for each method and generally provide more detail. For the annotation section, the software used for annotation is not listed. Table 1 only contains the list of the counts of organelles etc. identified in each tomogram, no processing details. 

      We have revised the methods section ‘annotation and analysis’ including software used (IMOD). We have also included a slightly more detailed description of subtomogram averaging. We did not include ‘processing details’ because there are none - identification of constituents in each tomogram was carried out manually, as described in the methods section.

      (4) Some of the tomograms submitted as videos may have slipped through as an early version since they appear to be originating from not perfectly aligned tiltseries; vesicles and membranes can be observed 'rubberbanding'. The authors should go through and check their videos. 

      We thank the referee for suggesting we double check our tomogram videos. All movies are representative tomographic reconstructions from ultra-fresh synapse preparations (Figure 1 – videos 1-7) and synapses in tissue cryo-sections (Figure 2 – videos 1-2). We have double checked that the videos correspond to tomograms that were aligned as good as possible. In general, tissue cryo-section tomograms reconstructed less well than ultra-fresh synapse tomograms, which limits the information content of these data, as expected. Consequently, the reconstructions shown in these videos were all reconstructed as best we could (testing multiple approaches in IMOD, and more recent software packages, eg. AreTomo). While we think it is important to share all tomograms, regardless of quality, we were careful to exclude tomograms for analysis that did not contain sufficient information for analysis (as described in the methods section).

      Minor suggestions: 

      (1) Page 13, line 341, reference 56, but references are not numbered. Please update.

      Good spot. We have corrected this in the revised manuscript.

      (2) Page 33, line 746, the figure legend is not referencing the correct figure panels G-K should be I-K;

      We have amended the Figure 3 legend to “(G-K) Snapshots and quantification of membrane remodeling within glutamatergic synapses”.

      (3) Page 33, line 750; reads 'same as E', but should be 'same as G'. 

      Good spot. We have corrected this in the revised manuscript.

      (4) Page 35, Figure 4: Please use more labels: Figure 4B: it would be helpful to use different colors for each view and match to the tomogram - then non-experts could easily relate the projections and real data; Figure 4C: please label domains; Figure 4F: the figure panel got lost. 

      This is an interesting idea. While our subtomgram average of 2522 subvolumes provided decent evidence that these are ionotropic receptors, we are reluctant to label specific putative domains of individual subvolumes in the raw tomographic slice because the resolution of the raw tomogram (particularly in the Z-direction) is worse and may not be sufficient to resolve definitely each domain layer. We hope the reviewer appreciates our cautious approach.

      (5) Page 42, line 933: incomplete sentence. 

      Good spot. We have corrected this in the revised manuscript.

      (6) Page 46, line 1038; Reference 69 is in brackets, but references are not numbered. Please update.

      Good spot. We have corrected this in the revised manuscript.

    1. Note: This response was posted by the corresponding author to Review Commons. The content has not been altered except for formatting.

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      Reply to the reviewers

      Note : The original preprint version of our manuscript has been reviewed by 3 subject experts for Review Commons. All the three reviewers’ comments on the original version of our manuscript have been fully addressed. Their input was extremely valuable in helping us clarify and refine the presentation of our results and conclusions. Their feedback contributed to making the study both more thoroughly developed and more accessible to a broad readership, while preserving its mechanistic depth. We believe that this revised version more effectively highlights the conceptual advances brought by our findings.

      Reviewer #1

      Evidence, reproducibility and clarity

      The manuscript "Key roles of the zona pellucida and perivitelline space in promoting gamete fusion and fast block to polyspermy inferred from the choreography of spermatozoa in mice oocytes" by Dr. Gourier and colleagues explores the poorly understood process of gamete fusion and the subsequent block to polyspermy by live-cell imaging of mouse oocytes with intact zona pellucida in vitro. The new component in this study is the presence of the ZP, which in prior studies of live-cell imaging had been removed before. This allowed the authos to examine contributions of the ZP to the block in polyspermy in relation to the timing of sperm penetrating the ZP and sperm fusing with the oocyte. By carefully analysing the timing of the cascade of events, the authors find that the first sperm that reaches the membrane of the mouse oocyte is not necessarily the one that fertilizes the oocytes, revealing that other mechanisms post-ZP-penetration influence the success of individual sperm. While the rate of ZP penetration remains constant in unfertilized oocytes, it decreases upon fertilization for subsequent sperm, providing direct evidence for the known 'slow block to polyspermy' provided by changes to the ZP adhesion/ability to be penetrated. Careful statistical analyses allow the authors to revisit the role of the ZP in preventing polyspermy: They show that the ZP block resulting from the cortical reaction is too slow (in the range of an hour) to contribute to the immediate prevention of polyspermy in mice. The presented analyses reveal that the ZP does contribute to the block to polyspermy in two other ways, namely by effectively limiting the number of sperm that reach the oocyte surface in a fertilization-independent manner, and by retaining components like JUNO and CD9, that are shed from the oocyte plasma membrane after fertilization, in the perivitelline space, which may help neutralize surplus spermatozoa that are already present in the PVS. Lastly, the authors report that the ZP may also contribute to channeling the flagellar oscillations of spermatozoa in the PVS to promote their fusion competence.

      Major comments:

      • Are the key conclusions convincing?

      The authors provide a careful analysis of the dynamics of events, though the analyses are correlative, and can only be suggestive of causation. While this is a limitation of the study, it provides important analysis for future research. Moreover, by analysing also control oocytes without fertilization and the timing of events, the authors have in some instances clear 'negative controls' for comparison.

      Some claims would benefit from rewording or rephrasing to put the findings better in the context of what is already known and what is novel:

      • the phrasing 'challenging prior dogma' might be too strong since it had been observed before that it is not necessarily the first sperm that gets through the ZP that fertilizes the egg (though I am afraid that I do not have any citations or references for this). However, given that in the field people generally think it is not necessarily and always the first sperm, the authors may want to consider weakening this claim.

      Only real-time imaging of in vitro fertilization of zona pellucida-intact oocytes, as performed in our study, is capable of determining which spermatozoon crossing the zona pellucida fuses with the oocyte. However, such studies are rare, and most do not specifically address this question. As Reviewers 1 & 3, we have not found any citation or reference telling or showing that it is not necessarily the first spermatozoon to penetrate the zona pellucida that fertilizes the egg. In contrast, at least one reference (Sato et al., 1979) explicitly reports the opposite. If, as suggested by Reviewer 1 and 3, it has indeed been observed before that the first sperm to pass the ZP is not always the one that fertilizes, and if this idea is generally accepted in the field, then it is all the more important that a study demonstrates and publishes this point. This is precisely what our study makes possible. However, in case we may have overlooked a previous reference making the same observation as ours, we have removed the phrasing ‘challenging prior dogma’. That being said, the key issue is not so much that it is not necessarily the first spermatozoon penetrating the perivitelline space that fertilizes, but rather why spermatozoa that successfully reach the PVS of an unfertilized oocyte may fail to achieve fertilization. This is one of the central questions our study sought to address.

      • I do think the cortical granule release could still contribute to the block to polyspermy though - as the authors here nicely show - at a later time-point only, and thus not the major and not the immediate block as previously thought. The wording in the abstract should therefore be adjusted (since it could still contribute...)

      We are concerned that we may disagree on this point. The penetration block resulting from cortical granule release progressively reduces the permeability of the zona pellucida to spermatozoa, relative to its baseline permeability prior to sperm–oocyte fusion. Any decrease in this baseline permeability occurring before the fusion block becomes fully effective can contribute to the prevention of polyspermy by limiting the number of sperm that can access the oolemma at a time when fusion is still possible. In contrast, once the fusion block is fully established, limiting the number of spermatozoa traversing the ZP becomes irrelevant regarding the block to polyspermy, as the fusion block alone is sufficient to prevent additional fertilizations, rendering the penetration block obsolete. The only scenario that could challenge this obsolescence is if the fusion block were transient. In that case, as Reviewer 1 suggests, the penetration block could indeed play a role at a later time-point. However, taken together, our study and that of Nozawa et al. (2018) support the conclusion that this is not the case in mice:

      • Our in vitro study using kinetic tracking shows that the time constant for completion of the fusion block is typically 6.2 ± 1.3 minutes. During this time window, we observe that the permeability of the zona pellucida to spermatozoa does not yet decrease significantly from the baseline level it exhibited prior to sperm–oocyte fusion (see Figures 5B and S1B in the revised manuscript, and Figures 5A and 5B in the initial version). Consequently, before the fusion block is fully established, the penetration block can contribute only marginally—if at all—to the prevention of polyspermy. In contrast, the naturally low baseline permeability of the ZP—independent of any fertilization-triggered penetration block—as well as the relatively long timing of fusion ( minutes on average) after sperm penetration in the perivitelline space, are factors that contribute to the preservation of monospermic while the fusion block is still being established.
      • Our in vitro study using kinetic tracking shows that once the fusion block is completed following the first fusion event, no additional spermatozoa are able to fuse with the oocyte until the end of the experiment, 4 hours post-insemination (see blue points and fitting curve in Figure 5C). Meanwhile, one or more additional spermatozoa—most of them motile and therefore viable—are present in the perivitelline space in 50% of the oocytes analyzed (purple point in Figure 5C). This demonstrates that, once established, the fusion block remains effective for at least the entire duration of the experiment, supporting the idea of a fully functional and long-lasting fusion block.
      • Nozawa et al. (2018) found that female mice lacking ovastacin—the protease released during the cortical reaction that renders the zona pellucida impenetrable—are normally fertile. They additionally reported that the oocytes recovered from these females after mating are monospermic despite the systematic presence of additional spermatozoa in the perivitelline space. These findings further support the conclusion that in mice the fusion block is both permanent and sufficient to prevent polyspermy. For all these reasons, we believe that even at a later time-point, the penetration block does not contribute to the prevention of polyspermy in mice.

      To clarify the fact that the penetration block does not necessarily contribute to prevent polyspermy, which indeed challenges the commonly accepted view, we have substantially revised the discussion. Furthermore, Figure 9 from the initial version of the manuscript has been replaced by Figure 8 in the revised version. This new figure provides a more didactic illustration of the inefficacy of the penetration block in preventing polyspermy in mice, by showing the respective impact of the fusion block, the penetration block, as well as fusion timing and the natural baseline permeability of the zona pellucida, on the occurrence of polyspermy.

      As for the abstract, it has also been thoroughly revised. The content related to this section is now expressed in a way that emphasizes the factors that actively contribute to the prevention of polyspermy in mice, rather than those with no or marginal contribution (such as the penetration block in this case).

      • release of OPM components - in the abstract it's unclear what the authors mean by this - in the results part it becomes clear. Please already make it clear in the abstract that it is the fertility factors JUNO/CD9 that could bind to sperm heads upon their release and thus 'neutralize' them? I would also recommend not referring to it as 'outer' plasma membrane (there is no 'inner plasma membrane'). Moreover, in the abstract please clarify that this release is happening only after fusion of the first sperm and not all the time. In the abstract it sounds as if this was a completely new idea, but there is good prior evidence that this is in fact happening (as also then cited in the results part) - maybe frame it more as the retention inside the PVS as new finding.

      We thank reviewer 1 for pointing out the lack of precision in the abstract regarding the “components” released from the oolemma, and the fact that our phrasing may have given the impression that the post-fertilization release of CD9 and JUNO is a novel observation. The new observation is that CD9 and JUNO, which are known to be massively released from the oolemma after fertilization, bind to spermatozoa in the perivitelline space. However, we cannot rule out the possibility that other oocyte-derived molecules not investigated here may undergo a similar process. This is why we employed the broader term “components”, which encompasses both CD9 and JUNO as well as potential additional molecules. That said, we acknowledge the lack of precision introduced by this terminology. To address this, we have revised the corresponding sentence in the abstract to better reflect our new findings relative to previous ones, and to eliminate the ambiguity introduced by the word “component”.

      The revised sentence of the abstract reads as follows:

      “Our observation that non-fertilizing spermatozoa in the perivitelline space are coated with CD9 and JUNO oocyte’s proteins, which are known to be massively released from the oolemma after gamete fusion, supports the hypothesis that the fusion block involves an effective perivitelline space-block contribution consisting in the neutralization of supernumerary spermatozoa in the perivitelline space by these and potentially other oocyte-derived factors.”

      Moreover, we cannot state in the abstract that the release of CD9 and JUNO occurs only after the fusion of the first spermatozoon and not before, since some CD9 and JUNO are already detectable in the perivitelline space (PVS) prior to fusion. What our study shows is that, before fertilization, CD9 and JUNO are predominantly localized at the oocyte membrane. In contrast, after fusion (four hours post-insemination), oocyte CD9 is distributed between the membrane and the PVS, and the only JUNO signal detectable in the oocyte is found in the PVS. This is what we describe in the Results section on page 15.

      Regarding the acronym “OPM” in the initial version of the manuscript, although it was defined in the introduction as referring to the oocyte plasma membrane and not the outer plasma membrane (which, indeed, would not be meaningful), we acknowledge that it may have caused confusion to people in the field due to its resemblance to the commonly used meaningful acronym “OAM” for outer acrosomal membrane. To avoid any ambiguity, we have replaced the acronym “OPM” throughout the revised manuscript with the term “oolemma”, which unambiguously refers to the plasma membrane of the oocyte.

      It is unclear to me what the relevance of dividing the post-fusion/post-engulfment into different phases as done in Fig 2 (phase 1, and phase 2) - also for the conclusions of this paper this seems rather irrelevant and overly complicated, since the authors never get back to it and don't need it (it's not related to the polyspermy block analyses). I would remove it from the main figures and not divide into those phases since it is distracting from the main focus.

      Sperm engulfment and PB2 extrusion are two processes that follow sperm–oocyte fusion. As such, they are clear indicators that fusion has occurred and that meiosis has resumed. Their progression over time is readily identifiable in bright-field imaging: sperm engulfment is characterized by the gradual disappearance of the spermatozoon head from the oolemma, whereas PB2 extrusion is observed as the progressive emergence of a rounded protrusion from the oocyte membrane (Figure 2 in the initial manuscript and Figure S2 A&B in the revised version). The kinetics of these events, measured from the arrest of “push-up–like” movement of the sperm head against the oolemma —assumed to coincide with sperm-oocyte fusion, as further justified in a later response to Reviewer 1—provide reliable temporal landmarks for estimating the timing of fusion when the fusion event itself is not directly observed in real time (Figure S2 C&D).

      The four landmarks used in this estimation are:

      (i) the disappearance of the sperm head from the oolemma due to internalization (28 ± 2 minutes post-arrest, mean ± SD);

      (ii) the onset of PB2 protrusion from the oolemma (28 ± 2 minutes post-arrest);

      (iii) the moment when the contact angle between the PB2 protrusion and the oolemma shifts from greater than to less than 90° (49 ± 6 minutes post-arrest);

      (iv) the completion of PB2 extrusion (73 ± 10 minutes post-arrest).

      The approach used to determine the fusion time window of a fertilizing spermatozoon from these landmarks is detailed in the “Determination of the Fertilization Time Windows” section of the Materials and Methods. Compared to the initial version of the manuscript, we have added a paragraph explaining the rationale for using the arrest of the push-up–like movement as a reliable indicator for sperm–oocyte fusion and have clarified the description of the approach used to determine fertilization timing.

      The timed characterization of sperm engulfment and PB2 extrusion kinetics is highly relevant to the analysis of the penetration and fusion blocks, however we agree that its place is more appropriate in the Supplementary Information than in the main text. In accordance with the reviewer’s recommendation, this section has therefore been moved to the Supplementary Information SI2.

      For the statistical analysis, I am not sure whether the assumption "assumption that the probability distribution of penetration or fertilization is uniform within a given time window" is in fact true since the probability of fertilizing decreases after the first fertilization event.... Maybe I misunderstood this, but this needs to be explained (or clarified) better, or the limitation of this assumption needs to be highlighted.

      During in vitro fertilization experiments with kinetic tracking, each oocyte is observed sequentially in turn. As a result, sperm penetration into the perivitelline space or fusion with the oolemma may occur either during an observation round or in the interval between two rounds. In the former case, penetration or fusion is directly observed in real time, allowing for high temporal precision in determining the moment of the event. In contrast, when penetration or fusion occurs between two observation rounds, the precise timing cannot be directly determined. We can only ascertain that the event took place within the time window we have determined. Because, within a given penetration or fusion time window, we do not know the exact moment at which the event occurred, there is no reason to favor one time over another. This justifies the assumption that all time points within the window are equally probable. This explanation has been added in the section Statistical treatment of penetration and fertilization chronograms to study the kinetics of fertilization, penetration block and fusion block of the main text and in the section Statistical treatment of penetrations and fertilizations chronograms to study penetration and fusion blocks of the material and methods.

      -Suggestion for additional experiments:

      If I understood correctly, the onset of fusion in Fig 2C is defined by stopping of sperm beating? If it is by the sudden stop of the beating flagellum, this should be confirmed in this situation (with the ZP intact) that it correctly defines the time-point of fusion since this has not been measured in this set-up before as far as I understand. In order to measure this accurately, the authors will need to measure this accurate to be able to acquire those numbers (of time from fusion to end of engulfment), e.g. by pre-loading the oocyte with Hoechst to transfer Hoechst to the fusing sperm upon membrane fusion.

      The nuclear dye Hoechst is widely used as a marker of gamete fusion, as it transfers from the ooplasm—when preloaded with the dye—into the sperm nucleus upon membrane fusion, thereby signaling the happening of the fusion event. This technique is applicable in the context of in vitro fertilization using ZP-free oocytes. However, it is not suitable when cumulus–oocyte complexes are inseminated, as is the case in both in vitro experimental conditions of the present study (standard IVF and IVF with kinetic tracking). Indeed, when cumulus–oocyte complexes are incubated with Hoechst to preload the oocytes, the numerous surrounding cumulus cells also take up the dye. Consequently, upon insemination, spermatozoa acquire fluorescence while traversing and dispersing the cumulus mass—before reaching the ZP—thus rendering Hoechst labeling ineffective as a specific marker of membrane fusion. This remains true even under optimized conditions involving brief Hoechst incubation of cumulus–oocyte complexes ( Nonetheless, we have strong evidence supporting the use of the arrest of sperm movement as a surrogate marker for the moment of fusion. In our previous study (Ravaux et al., 2016; ref. 4 in the revised manuscript), we investigated the temporal relationship between the abrupt cessation of sperm head movement on the oolemma—resulting from strong flagellar beating arrest—and the fusion event, using ZP-free oocytes preloaded with Hoechst. That study revealed a temporal delay of less than one minute between the cessation of sperm oscillations and the actual membrane fusion, thereby supporting the conclusion that in ZP-free oocytes, the arrest of vigorous sperm movement at the oolemma is a reliable indicator of the moment at which fusion occurs. In the same study, the kinetics of sperm head internalization into the ooplasm were also characterized, typically concluding within 20–30 minutes after movement cessation. These findings are fully consistent with our current observations in ZP-intact oocytes, where sperm head engulfment was completed approximately 24 ± 3 minutes after the arrest of sperm oscillations. Taken together, these results strongly support the conclusion that, in both ZP-free and ZP-intact oocytes, the arrest of sperm movement is a reliable indicator of the fusion event. This assumption formed the basis for our determination of fertilization time points in the present study.

      These justifications were not fully detailed in the original version of the manuscript. We have addressed this in the revised version by explicitly presenting this rationale in the Materials and Methods section under Determination of the Fertilization Time Windows.

      Fig 8: 2 comments

      • To better show JUNO/CD9 pre-fusion attachment to the oocyte surface and post-fusion loss from the oocyte surface (but persistence in the PVS), an image after removal of the ZP (both for pre-fertilization and post-fertilization) would be helpful - the combination of those images with the ones you have (ZP intact) would make your point more visible.

      We have followed this recommendation. Figure 8 of the initial manuscript has been replaced by Figure 6 in the revised manuscript, which illustrates the four situations encountered in this study: fertilized and unfertilized oocytes, each with and without unfused spermatozoa in their PVS. To better show JUNO/CD9 pre-fusion presence to the oocyte plasma membrane, as well as their post-fusion partial (for CD9) and near-complete (for JUNO) loss from the oocyte membrane (but persistence in the PVS), paired images of the same oocyte before and after of ZP removal are now provided, both for unfertilized (Figure 6A) and fertilized oocytes (Figure 6C).

      • You show that the heads of spermatozoa post fusion are covered in CD9 and JUNO, yet I was missing an image of sperm in the PVS pre-fertilization (which should then not yet be covered).

      As staining and confocal imaging of the oocytes were performed 4 hours after insemination, images of sperm in the PVS of an oocyte “pre-fertilization” cannot be strictly obtained. However, we can have images of spermatozoa present in the PVS of oocytes that remained unfertilized. This situation, now illustrated in Figure 6B of the revised manuscript, shows that these spermatozoa are also covered in JUNO and CD9, which they may have progressively acquired over time from the baseline presence of these proteins in the PVS of unfertilized oocytes. This also may provide a mechanistic explanation for their inability to fuse with the oolemma, and, consequently, for the failure of fertilization in these oocytes.

      Minor comments:

      • The videos were remarkable to look at, and great to view in full. However, for the sake of time, the authors might want to consider cropping them for the individual phases to have a shorter video (with clear crop indicators) with the most important different stages visible in a for example 1 min video (e.g. video.

      We have followed this recommendation. The videos have been cropped and annotated in order to highlight the key events that support the points made in the result section from page 9 to 11 in the revised manuscript.

      • In general, given that the ZP, PVS and oocyte membrane are important components, a general scheme at the very beginning outlining the relative positioning of each before and during fertilization (and then possibly also including the second polar body release) would be extremely helpful for the reader to orient themselves.

      A general scheme addressing Reviewer 1 request, summarizing the key components and concepts discussed in the article and intended to help guide the reader, has been added to the introduction of the revised manuscript as Figure 1.

      • first header results "Multi-penetration and polyspermy under in vivo conditions and standard and kinetics in vitro fertilization conditions" is hard to understand - simplify/make clearer (comparison of in vivo and in vitro conditions? Establishing the in vitro condition as assay?)

      The title of the first Results section has been revised in accordance with Reviewer 1 suggestion. It now reads: Comparative study of penetration and fertilization rates under in vivo and two distinct in vitro fertilization conditions.

      • Large parts of the statistical analysis (the more technical parts) could be moved to the methods part since it disrupts the flow of the text.

      In the revised version of our manuscript, we have restructured this part of the analysis to ensure that more technical or secondary elements do not disrupt the flow of the main text. Accordingly, the equations have been reduced to only what is strictly necessary to understand our approach, their notation has been greatly simplified, and the statistical analysis of unfertilized oocytes whose zona pellucida was traversed by one or more spermatozoa has been moved to the Supplementary Information (SI1).

      • To me, one of the main conclusions was given in the text of the results part, namely that "This suggests that first fertilization contributes effectively to the fertilization-block, but less so to the penetration block". I would suggest that the authors use this conclusion to strengthen their rationale and storyline in the abstract.

      We agree with Reviewer 1 suggestion. Accordingly, we have not only thoroughly revised our abstract, but also the introduction and discussion, in order to better highlight the rationale of our study, its storyline, and the new findings which not only challenge certain established views but also open new research directions in the mechanisms of gamete fusion and polyspermy prevention.

      • Wording: To characterize the kinetics with which penetration of spermatozoa in the PVS falls down after a first fertilization," falls down should be replaced with decreases (page 10 and page 12)

      Falls down has been removed from the new version and replaced with decreases


      Significance

      Overall, this manuscript provides very interesting and carefully obtained data which provides important new insights particularly for reproductive biology. I applaud the authors on first establishing the in vivo conditions (how often do multiple sperm even penetrate the ZP in vivo) since studies have usually just started with in vitro condition where sperm at much higher concentration is added to isolated oocyte complexes. Thank you for providing an in vivo benchmark for the frequency of multiple sperm being in the PVS. While this frequency is rather low (somewhat expectedly, with 16% showing 2-3 sperm in the PVS), this condition clearly exists, providing a clear rationale for the investigation of mechanisms that can prevent additional sperm from entering.

      My own expertise is experimentally - thus I don't have sufficient expertise to evaluate the statistical methods employed here.

      __ __


      Reviewer #2

      Evidence, reproducibility and clarity

      Overall, this is a very interesting and relevant work for the field of fertilization. In general, the experimental strategies are adequate and well carried out. I have some questions and suggestions that should be considered before the work is published.

      1) Why are the cumulus cells not mentioned when the AR is triggered before or while the sperms cross it? It seems the paper assumes from previous work that all sperm that reach ZP and the OPM have carried out the acrosome reaction. This, though probably correct, is still a matter of controversy and should be discussed. It is in a way strange that the authors do not make some controls using sperm from mice expressing GFP in the acrosome, as they have used in their previous work.

      We do not mention the cumulus cells or whether the acrosome reaction is triggered before, during, or after their traversal (i.e., upon sperm binding to the ZP), as this question, while scientifically relevant, pertains to a distinct line of investigation that lies beyond the scope of the present study. Even with the use of spermatozoa expressing GFP in the acrosome, addressing this question would require a complete redesign of our kinetic tracking protocol, which was specifically conceived to monitor in bright field the dynamic behavior of spermatozoa from the moment they begin to penetrate the perivitelline space of an oocyte. Accordingly, we imaged oocytes that were isolated 15 minutes after insemination of the cumulus–oocyte complexes, by which time most (if not all) cumulus cells had detached from the oocytes, as explained in the fourth paragraph of the material and methods of both the initial and revised versions of the manuscript. The spermatozoa we had access to were therefore already bound to the zona pellucida at the time of removal from the insemination medium, and had thus necessarily passed through the cumulus layer. It is unclear for us why Reviewer 2 believes that we “assume from previous work that all sperm that reach ZP has carried out the acrosome reaction”. We could not find any statement in our manuscript suggesting, let alone asserting, such an assumption, which we know to be incorrect. Based on both published work from Hirohashi’s group in 2011 (Jin et al., 2011, DOI: 10.1073/pnas.1018202108) and our own unpublished observation (both involving cumulus-oocyte masses inseminated with spermatozoa expressing GFP in the acrosome), it is established that only a subset of spermatozoa reaching the ZP after crossing the cumulus layer has undergone acrosome reaction. Moreover, from the same sources—as well as from a recent publication by Buffone’s group (Jabloñsky et al., 2023 DOI: 10.7554/eLife.93792 ) which is the one to which reviewer 2 refers in her/his 3rd comment, it is also well established that spermatozoa have all undergone acrosome reaction when they enter the PVS. To the best of our knowledge, this latter point has long been widely accepted and is not questioned. Therefore, stating this in the first paragraph of the Discussion in the revised manuscript, while referencing the two aforementioned published studies, should be appropriate. What remains a matter of ongoing debate, however, is the timing and the physiological trigger(s) of the acrosome reaction in fertilizing spermatozoa. The 2011 study by Hirohashi’s group challenged the previously accepted view that ZP binding induces the acrosome reaction, showing instead that most spermatozoa capable of crossing the ZP and fertilizing the oocyte had already undergone the acrosome reaction prior to ZP binding. However, as this issue lies beyond the scope of our study, we do not consider it appropriate to include a discussion of it in the manuscript.

      2) In the penetration block equations, it is not clear to me why (𝑡𝑃𝐹1) refers to both PIPF1 and 𝜎𝜎𝑃I𝑃𝐹1. Is it as function off?

      That is correct: (tPF1) means function of the time post-first fertilization. Both the post-first fertilization penetration index (i.e. PIPF1) and its incertainty (i.e. 𝜎𝑃I𝑃𝐹1 ) vary as a function of this time. However, as mentioned in a previous response to Reviewer 1, this section has been rewritten to improve clarity and readability. The equations have been limited to those strictly necessary for understanding our approach, and their notation has been significantly simplified.

      3) Why do the authors think that the flagella stops. The submission date was 2024-10-01 07:27:26 and there has been a paper in biorxiv for a while that merits mention and discussion in this work (bioRxiv [Preprint]. 2024 Jul 2:2023.06.22.546073. doi: 10.1101/2023.06.22.546073.PMID: 37904966).

      Our experimental approach allows us to determine when the spermatozoon stops moving, but not why it stops. We thank Reviewer 3 for pointing out this very relevant paper from Buffone’s group (doi: 10.7554/eLife.93792) which shows the existence of two distinct populations of live, acrosome-reacted spermatozoa. These correspond to two successive stages, which occur either immediately upon acrosome reaction in a subset of spermatozoa, or after a variable delay in others, during which the sperm transitions from a motile to an immotile state. The transition from the first to the second stage was shown to follow a defined sequence: an increase in the sperm calcium concentration, followed by midpiece contraction associated with a local reorganization of the helical actin cortex, and ultimately the arrest of sperm motility. For fertilizing spermatozoa in the PVS, this transition was shown to occur upon fusion. However, it was also reported in some non-fertilizing spermatozoa that this transition took place within the PVS. These findings are consistent with the requirement for sperm motility in order to achieve fusion with the oolemma. Moreover, the fact that some spermatozoa may prematurely transition to the immotile state within the PVS can therefore be added to the list of possible reasons why a spermatozoon that penetrates the PVS of an oocyte might fail to fuse.

      This discussion has been added to the first paragraph of the Discussion section of our revised manuscript.

      4) Please correct at the beginning of Materials and Methos: Sperm was obtained from WT male mice, it should say were.

      Thank you, the correction has been done.

      5) This is also the case in the fourth paragraph of this section: oocyte were not was.

      The sentence in question has been modified as followed: “In the in vitro fertilization experiments with kinetic tracking, a subset of oocytes—together with their associated ZP-bound spermatozoa—was isolated 15 minutes post-insemination and transferred individually into microdrops of fertilization medium to enable identification.”


      Significance

      Understanding mammalian gamete fusion and polyspermy inhibition has not been fully achieved. The authors examined real time brightfield and confocal images of inseminated ZP-intact mouse oocytes and used statistical analyses to accurately determine the dynamics of the events that lead to fusion and involve polyspermy prevention under conditions as physiological as possible. Their kinetic observations in mice gamete interactions challenge present paradigms, as they document that the first sperm is not necessarily the one that fertilizes, suggesting the existence of other post-penetration fertilization factors. The authors find that the zona pellucida (ZP) block triggered by the cortical reaction is too slow to prevent polyspermy in this species. In contrast, their findings indicate that ZP directly contributes to the polyspermy block operating as a naturally effective entry barrier inhibiting the exit from the perivitelline space (PVS) of components released from the oocyte plasma membrane (OPM), neutralizing unwanted sperm fusion, aside from any block caused by fertilization. Furthermore, the authors unveil a new important ZP role regulating flagellar beat in fertilization by promoting sperm fusion in the PVS.

      Reviewer #3 (Evidence, reproducibility and clarity (Required)):

      SUMMARY: This study by Dubois et al. utilizes live-cell imaging studies of mouse oocytes undergoing fertilization. A strength of this study is their use of three different conditions for analyses of events of fertilization: (1) eggs undergoing fertilization retrieved from females at 15 hr after mating (n = 211 oocytes); (2) cumulus-oocyte complexes inseminated in vitro (n = 220 oocytes), and (3) zona pellucida (ZP)-intact eggs inseminated in vitro, transferred from insemination culture once sperm were observed bound to the ZP for subsequent live-cell imaging (93 oocytes). This dataset and these analyses are valuable for the field of fertilization biology. Limitations of this manuscript are challenges arise with some conclusions, and the presentation of the manuscript. There are some factual errors, and also some places where clearer explanations should to be provided, in the text and potentially augmented with illustrations to provide more clarity on the models that the authors interpret from their data.

      MAJOR COMMENTS:

      The authors are congratulated on their impressive collection of data from live-cell imaging. However, the writing in several sections is challenging to understand or seems to be of questionable accuracy. The lack of accuracy is suspected to be more an effect of overly ambitious attempts with writing style, rather than to mislead readers. Nevertheless, these aspects of the writing should be corrected. There also are multiple places where the manuscript contradicts itself. These contradictions should be corrected. Finally, there are factual points from previous studies that need correction.

      Second, certain claims and the conclusions as presented are not always clearly supported by the data. This may be connected to the issues with writing style, word and phrasing choices, etc. The conclusions could be expressed more clearly, and thus may not require additional experiments or analyses to support them. The authors might also consider illustrations as ways to highlight the points they wish to make. (Figure 7 is a strong example of how they use illustrations to complement the text).

      In response to Reviewer 3's concern about the writing style, which made several sections difficult to understand, we have thoroughly revised the entire manuscript to improve clarity, and precision. To further enhance comprehension, we have added illustrations in the revised version of the manuscript:

      • Figure 1A presents the gamete components; Figure 1B depicts the main steps of fertilization considered in the present study; and Figure 1C illustrates the penetration and fusion blocks, along with the respective contributing mechanisms: the ZP-block for the penetration block, and the membrane-block and PVS-block for the fusion block

      • Figure 2A provides a description of the three experimental protocols used in this study: Condition 1, in vivo fertilization after mating; Condition 2, standard in vitro fertilization following insemination of cumulus-oocyte complexes; and Condition 3, in vitro fertilization with kinetic tracking of oocytes isolated from the insemination medium 15 min after insemination of the cumulus-oocyte complexes.

      • Figure 4 (formerly Figure 7 in the initial version) now highlights all fusing and non-fusing situations documented in videos 1-6 and associated paragraphs of the Results section.

      • In the Discussion, Figure 9 from the original version has been replaced by Figure 8, which now provides a more pedagogical illustration of the inefficacy of the penetration block in preventing polyspermy in mice. This figure illustrates the respective contributions of the fusion block, the penetration block, fusion timing, and the intrinsic permeability of the zona pellucida to the occurrence of polyspermy.

      We hope that this revised version of the article will guide the reader smoothly throughout, without causing confusion.

      Regarding the various points that Reviewer 3 perceives as contradictions or factual errors, or the claims and the conclusions which, as presented, should not always supported by the data, we will provide our perspective on each of them as they are raised in the review.

      SPECIFIC COMMENTS:

      (1) The authors should use greater care in describing the blocks to polyspermy, particularly because they appear to be wishing to reframe views about prevention of polyspermic fertilization. The title mentions of "the fast block to polyspermy;" this problematic for a couple of different reasons. There is no strong evidence for block to polyspermy in mammals that occurs quickly, particularly not in the same time scale as the first-characterized fast block to polyspermy. To many biologists, the term "fast block to polyspermy" refers to the block that has been described in species like sea urchins and frogs, meaning a rapid depolarization of the egg plasma membrane. However, such depolarization events of the egg membrane have not been detected in multiple mammalian species. Moreover, the change in the egg membrane after fertilization does not occur in as fast a time scale as the membrane block in sea urchins and frogs (i.e., is not "fast" per se), and instead occurs in a comparable time frame as the conversation of the ZP associated with the cleavage of ZP2. Thus, it is misleading to use the terms "fast block" and "slow block" when talking about mammalian fertilization. This also is an instance of where the authors contradict themselves in the manuscript, stating, "the membrane block and the ZP block are established in approximatively the same time frame" (third paragraph of Introduction). This statement is indeed accurate, unlike the reference to a fast block to polyspermy in mammals.

      We fully agree with Reviewer 3 on the importance of clearly defining the two blocks examined in the present study—the penetration block and the fusion block (as referred to in the revised version) —and of situating them in relation to the three blocks described in the literature: the ZP-block, membrane-block, and PVS-block. We acknowledge that this distinction was not sufficiently clear in the original version of the manuscript. In the revised version, these two blocks and their relationship to the ZP-, membrane-, and PVS-blocks are now clearly introduced in the second paragraph of the Introduction section and illustrated in the first figure of the manuscript (Fig. 1C). They are then discussed in detail in two dedicated paragraphs of the Discussion, entitled Relation between the penetration block and the ZP-block and Relation between the fusion block and the membrane- and PVS-blocks.

      The penetration block refers to the time-dependent decrease in the number of spermatozoa penetrating the perivitelline space (PVS) following fertilization, whereas the fusion block refers to the time-dependent decrease in sperm-oolemma fusion events after fertilization. It is precisely to the characterization of these two blocks that our in vitro fertilization experiments with kinetic tracking allow us to access.

      In this study, as in the literature, fusion-triggered modifications of the ZP that hinder sperm traversal of the ZP are referred to as the ZP-block (also known as ZP hardening). The ZP-block thus contributes to the post-fertilization reduction in sperm penetration into the PVS and thereby underlies the penetration block. Similarly, fusion-triggered alterations of the PVS and the oolemma that reduce the likelihood of spermatozoa that have reached the PVS successfully to fuse with the oolemma are referred to as the PVS-block and membrane-block, respectively. These two blocks act together to reduce the probability of sperm-oolemma fusion after fertilization, and thus contribute to the fusion block.

      The time constant of the penetration block was found to be 48.3 ± 9.7 minutes, which is consistent with the typical timeframe of ZP-block completion—approximately one hour post-fertilization in mice—as reported in the literature. By contrast, the time constant of the fusion block was determined to be 6.2 ± 1.3 minutes, which is markedly faster than the time typically reported in the literature for the completion of the fusion-block (more than one hour in mice). This strongly suggests that the kinetics of the fusion block are not primarily governed by its membrane-block component, but rather by its PVS-block component—about which little to nothing was previously known.

      Contrary to what Reviewer 3 appears to have understood from our initial formulation, there is therefore no contradiction or error in stating that "the membrane block and the ZP block are established within approximately the same timeframe", while the fusion block, which proceeds much more rapidly, is likely to rely predominantly on the PVS-block. We have thoroughly revised the manuscript to clarify this key message of the study.

      However, we understand Reviewer 3’s objection to referring to the fusion block (or the PVS-block) as a fast block, given that this term is conventionally reserved for the immediate fertilization-triggered membrane depolarization occurring in sea urchins and frogs. Although the kinetics we report for the fusion block are considerably faster than those of the penetration block, they occur on the scale of minutes, and not seconds. In line with the reviewer's recommendation, we have therefore modified both the title and the relevant passages in the text to remove all references to the term fast block in the revised version.

      (2) The authors aim to make the case that events occurring in the perivitelline space (PVS) prevent polyspermic fertilization, but the data that they present is not strong enough to make this conclusion. Additional experiments would optional for this study, but data from such additional experiments are needed to support the authors' claims regarding these functions in fertilization. Without additional data, the authors need to be much more conservative in interpretations of their data. The authors have indeed observed phenomena (the presence of CD9 and JUNO in the PVS) that could be consistent with a molecular basis of a means to prevent fertilization by a second sperm. However, the authors would need additional data from additional experimental studies, such as interfering with the release of CD9 and JUNO and showing that this experimental manipulation leads to increased polyspermy, or creating an experimental situation that mimics the presence of CD9 and JUNO (in essence, what the authors call "sperm inhibiting medium" on page 20) and showing that this prevents fertilization.

      A major section of the Results section here (starting with "The consequence is that ... ") is speculation. Rather than be in the Results section, this should be in the Discussion. The language should be also softened regarding the roles of these proteins in the perivitelline space in other portions of the manuscript, such as the abstract and the introduction.

      Finally, the authors should do more to discuss their results with the results of Miyado et al. (2008), which interestingly, posited that CD9 is released from the oocytes and that this facilitates fertilization by rendering sperm more fusion-competent. There admittedly are two reports that present data that suggest lack of detection of CD9-containing exosomes from eggs (as proposed by Miyado et al.), but nevertheless, the authors should put their results in context with previous findings.

      We generally agree with all the remarks and suggestions made here. In the revised version of the manuscript, we have retained in the Results section (pp. 14–15) only the factual data concerning the localization of CD9 and JUNO in unfertilized and fertilized oocytes, as well as in the spermatozoa present in the PVS of these oocytes. We have taken care not to include any interpretive elements in this section, which are now presented exclusively in a dedicated paragraph of the Discussion, entitled “Possible molecular bases of the membrane-block and ZP-block contributing to the fusion block” (p. 21). There, we develop our hypothesis and discuss it in light of both the findings from the present study and previous work by other groups. In doing so, we also address the data reported by Miyado et al. (2008, https://doi.org/10.1073/pnas.0710608105), as well as subsequent studies by two other groups—Gupta et al. (2009, https://doi.org/10.1002/mrd.21040) and Barraud-Lange et al. (2012, https://doi.org/10.1530/REP-12-0040)—that have challenged Miyado’s findings.

      We are fully aware that our interpretation of the coverage of unfused sperm heads in the perivitelline space (PVS) by CD9 and JUNO, released from the oolemma—as a potential mechanism of sperm neutralization contributing to the PVS block—remains, at this stage, a plausible hypothesis or working model that, as such, warrants further experimental investigation. It is precisely in this spirit that we present it—first in the abstract (p.1), then in the Discussion section (p. 21), and subsequently in the perspective part of the Conclusion section (p. 22).

      (3) Many of the authors' conclusions focus on their prior analyses of sperm interaction - beautifully illustrated in Figure 7. However, the authors need to be cautious in their interpretations of these data and generalizing them to mammalian fertilization as a whole, because mouse and other rodent sperm have sperm head morphology that is quite different from most other mammalian species.

      In a similar vein, the authors should be cautious in their interpretations regarding the extension of these results to mammalian species other than mouse, given data on numbers of perivitelline sperm (ranging from 100s in some species to virtually none in other species), suggesting that different species rely on different egg-based blocks to polyspermy to varying extents. While these observations of embryos from natural matings are subject to numerous nuances, they nevertheless suggest that conclusions from mouse might not be able to be extended to all mammalian species.

      It is not clear to us whether Reviewer 3’s comment implies that we have, at some point in the manuscript, generalized conclusions obtained in mice to other mammalian species—which we have not—or whether it is simply a general, common-sense remark with which we fully agree: that findings established in one species cannot, by default, be assumed to apply to another.

      We would like to emphasize that throughout the manuscript, we have taken care to restrict our interpretations and conclusions to the mouse model, and we have avoided any unwarranted extrapolation to other species.

      To definitively close this matter—if there is indeed a matter—we have added the following clarifying statements in the revised version of the manuscript:

      In the introduction, second paragraph (pp. 2–3):"The variability across mammalian species in both the rate of fertilized oocytes with additional spermatozoa in their PVS (from 0 to more than 80%) after natural mating and the number of spermatozoa present in the PVS of these oocytes (from 0 to more than a hundred) suggests that the time for completion of the penetration block and thus its efficiency to prevent polyspermy can vary significantly between species."

      At the end of the preamble to the Results section (p. 4):"This experimental study was conducted in mice, which are the most widely used model for studying fertilization and polyspermy blocks in mammals. While there are many interspecies similarities, the findings presented here should not be directly extrapolated to humans or other mammalian species without species-specific validation."

      In the Conclusion, the first sentence is (p.22) : “This study sheds new light on the complex mechanisms that enable fertilization and ensure monospermy in mouse model.”

      Within the Conclusion section, among the perspectives of this work (p. 22):"In parallel, comparative studies in other mammalian species will be needed to assess the generality of the PVS-block and its contribution relative to the membrane-block and ZP-blocks, as well as the generality of the mechanical role played by flagellar beating and ZP mechanical constraint in membrane fusion."

      (4) Results, page 4 - It is very valuable that the authors clearly define what they mean by a penetrating spermatozoon and a fertilizing spermatozoon. However, they sometimes appear not to adhere to these definitions in other parts of the manuscript. An example of this is on page 10; the description of penetration of spermatozoon seems to be referring to membrane fusion with the oocyte plasma membrane, which the authors have alternatively called "fertilizing" or fertilization - although this is not entirely clear. The authors should go through all parts of the manuscript very carefully and ensure consistent use of their intended terminology.

      Overall, while these definitions on page 4 are valuable, it is still recommended that the authors explicitly state when they are addressing penetration of the ZP and fertilization via fusion of the sperm with the oocyte plasma membrane. This help significantly in comprehension by readers. An example is the section header in the middle of page 9 - this could be "Spermatozoa can penetrate the ZP after the fertilization, but have very low chances to fertilize."

      We chose to define our use of the term penetration at the beginning of the Results section because, as readers of fertilization studies, we have encountered on multiple occasions ambiguity as to whether this term was referring to sperm entry into the perivitelline space following zona pellucida traversal, or to the fusion of the sperm with the oolemma. To avoid such ambiguity, we were particularly careful throughout the writing of our original manuscript to use the term penetration exclusively to describe sperm entry into the PVS. The terms fertilizing and fusion were reserved specifically for membrane fusion between the gametes. However, as occasional lapses are always possible, we followed Reviewer 3’s recommendation and carefully re-examined the entire manuscript to ensure consistent use of our intended terminology. We did not identify any inconsistencies, including on page 10, which was cited as an example by Reviewer 3. We therefore confirm that, in accordance with our predefined terminology, all uses of the term penetration, on that page and anywhere else in our original manuscript, refer exclusively to sperm entry into the PVS and do not pertain to fusion with the oolemma.

      That said, it is important that all readers— including those who may only consult selected parts of the article—are able to understand it clearly. Therefore, despite the potential risk of slightly overloading the text, Reviewer 3’s suggestion to systematically associate the term penetration with ZP seems to us a sound one. However, we have opted instead to associate penetration with PVS, as our study focuses on the timing of sperm penetration into the perivitelline space, rather than on the traversal of the zona pellucida itself. Accordingly, except in a few rare instances where ambiguity seemed impossible, we have systematically used the phrasing “penetration into the PVS” throughout the revised version of the manuscript.

      Another variation of this is in the middle of page 9, where the authors use the terms "fertilization block" and "penetration block." These are not conventional terms, and venture into being jargon, which could leave some readers confused. The authors could clearly define what they mean, particularly with respect to "penetration block,"

      This point has already been addressed in our response to Comment 1 from Reviewer 3. We invite Reviewer 3 to refer to that response.

      This extends to other portions of the manuscript as well, such as Figure 2C, with the label on the y-axis being "Time after fertilization." It seems that what the authors actually observed here was the cessation of sperm tail motility. (It is not evident they they did an assessment of sperm-oocyte fusion here.)

      Regarding Figure 2C (original version), it has been merged with Figure 2B (original version) to form a single figure (Figure S2D), now included in Supplementary Information SI2. This new figure retains all the information originally presented in Figure 2C and indicates the time axis origin as the time when oscillatory movements of the sperm cease.

      That said, for the reasons detailed in our response to Reviewer 1 and in the Materials and Methods, we explain why it is legitimate to use the cessation of sperm head oscillations on the oolemma as a marker for the timing of the fusion event. We invite the reviewers to refer to that response for a full explanation of our rationale.

      (5) Several points that the authors try to make with several pieces of data do not come across clearly in the text, including Figure 2 on page 6, Figure 4 on page 9, and the various states utilized for the statistical treatment, "post-first penetration, post-first fertilization, no fertilization, penetration block and polyspermy block" on page 10. Either re-writing and clearer definitions'explanations are needed, and/or schematic illustrations could be considered to augment re-written text. Illustrations could be a valuable way present the intended concepts to readers more clearly and accurately. For example, Figure 4 and the associated text on page 9 get particularly confusing - although this sounds like a quite impressive dataset with observations of 138 sperm. Illustrations could be helpful, in the spirit of "a picture is worth 1000 words," to show what seem to be three different situations of sequences of events with the sperm they observed. Finally, the text in the Results about the 138 sperm is quite difficult to follow. It also might help comprehension to augment the percentages with the actual numbers of sperm - e.g., is 48.6% referring 67 of the total 138 sperm analyzed? Does the 85.1% refer to 57 of these 67 sperm?

      Figure 2 in the original version of our manuscript concerns sperm engulfment and PB2 extrusion. As already mentioned in our response to Reviewer 1, the characterization of sperm engulfment and PB2 extrusion kinetics is highly relevant to the analysis of the penetration and fusion blocks. However, we agree that its presence in the main text may distract the reader from the main focus of the study. Therefore, this figure and the associated text have been moved to the Supplementary Information in the revised manuscript (SI 2, pages 26–27).

      Regarding Figure 4 (original version), in response to Reviewer 3’s concern about the difficulty in grasping the message conveyed in its three graphs and associated text we have completely rethought the way these data are presented. Since the three graphs of Figure 4 were directly derived from the experimental timing data of sperm entry in the PVS and fusion with the oolemma in fertilized oocytes (originally shown in Figure 3A), we have combined them into a single figure in the revised manuscript: Figure 3 (page 8). This new Figure 3 now comprises three components:

      • Figure 3A remains unchanged from the original version and shows the timing of sperm penetration and fusion in fertilized oocytes. Each sperm category (fused or non-fused , penetrated in the PVS before fusion or after fusion) is represented using a color code clearly explained in the main text (last paragraph of page 7).
      • Figure 3B focuses specifically on the first spermatozoon to penetrate the PVS of each oocyte. It reports how many of these first-penetrating spermatozoa succeeded in fusing versus how many failed to do so, highlighting that being the first to arrive is not sufficient for fusion—other factors are involved. This is explained simply in the first paragraph of page 9.
      • Figure 3C considers all spermatozoa that entered the PVS of fertilized oocytes, classifying them into three categories: those that penetrated the PVS before fertilization, those that did so after fertilization, and those for which the timing could not be precisely determined. Such classification makes it apparent that the number of spermatozoa penetrating before and after fertilization is of the same order of magnitude, indicating that fertilization is not very effective at preventing further sperm entry into the PVS for the duration of our observations (~4 hours). To facilitate the identification of these three categories, the same color code used in Figure 3A is applied. In addition, within each category, the number of spermatozoa that successfully fused are indicated in black. This allows the reader to quickly assess the fertilization probability for each category—high for sperm entering before fertilization, very low or null for those entering after fertilization. This analysis shows that fertilization is far more effective at blocking sperm fusion than at blocking sperm penetration. This is clearly explained in the second paragraph of page 9. Regarding__ statistical analysis__, as already mentioned in our responses to Reviewers 1 and 2, this section has been rewritten to improve clarity and readability. The notation has also been significantly simplified. To improve the overall fluidity of the text related to the statistical analysis, Figure 3B (original version), which presented the timing of penetration into the perivitelline space of oocytes that remained unfertilized, along with its associated statistical analysis previously in Figure 5B), have been revised and transferred together in a single Figure S1 of the Supplementary Information (SI1, pages 26; now Figures S1A and S1B).

      (6) Introduction, page 2 - it is inaccurate to state that only diploid zygotes can develop into a "new being." Triploid zygotes typically fail early in develop, but can survive and, for example, contribute to molar pregnancies. Additionally, it would be beneficial to be more scientifically precise term than saying "development into a new being." This is recommended not only for scientific accuracy, but also due to current debates, including in lay public circles, about what defines "life" or human life.

      In response to Reviewer 3’s comment, we no longer state in the revised version of the manuscript that only diploid zygotes can develop into a new being. We have modified our wording as follows, on page 2, second paragraph: “In mammals, oocytes fertilized by more than one spermatozoon cannot develop into viable offspring.”

      (7) Introduction, page 2 - The mammalian sperm must pass through three layers, not just two as stated in the first paragraph of the Introduction. The authors should include the cumulus layer in this list of events of fertilization.

      The sentence from the introduction from the original manuscript mentioned by Reviewer 3 was: “To fertilize, a spermatozoon must successively pass two oocyte’s barriers.” This statement is accurate in the sense that the cumulus cell layer is not part of the oocyte itself, unlike the two oocyte’s barriers: the zona pellucida and the oolemma. Moreover, the traversal of the cumulus layer is not within the scope of our study, unlike the traversal of the zona pellucida and fusion with the oolemma. However, it is also correct that in our study the spermatozoa have passed through the cumulus layer before reaching the oocyte. Therefore, in response to Reviewer 3’s comment, we have revised the sentence to clarify this point as follows:

      “Once a spermatozoon has passed through the cumulus cell layer surrounding the oocyte, it still must overcome two oocyte’s barriers to complete fertilization.”

      (8) Introduction, page 2 - While there is evidence that zinc is released from mouse egg upon fertilization, the evidence is not convincing or conclusive that zinc is released from cortical granules or via cortical granule exocytosis.

      To better highlight the rationale, storyline, and scope of our study, the introduction has been thoroughly streamlined. In this context, the section discussing the cortical reaction and zinc release seemed more appropriate in the Discussion, specifically within the paragraph titled “Relationship between the penetration block and the ZP-block.”

      To address the uncertainty raised by Reviewer 3 regarding the origin of the zinc spark release, we have rephrased this part as follows:

      “The fertilization-triggered processes responsible for the changes in ZP properties are generally attributed to the cortical reaction—a calcium-induced exocytosis of secretory granules (cortical granules) present in the cortex of unfertilized mammalian oocytes—and to zinc sparks. As a result, proteases, glycosidases, lectins, and zinc are released into the perivitelline space (PVS), where they act on the components of the zona pellucida. This leads to a series of modifications collectively referred to as ZP hardening or the ZP-block”.

      (9) The authors inaccurately state, "only if monospermic multi-penetrated oocytes are able to develop normally, which to our knowledge has never been proven in mice" (page 4) - This was demonstrated with the Astl knockout, assuming that the authors use of "multi-penetrated oocytes" here refers to the definition of penetration that they use, namely penetrating the ZP. This also is one of the instances where the authors contradict themselves, as they note the results with this knockout on page 18.

      Thank you for bringing this point to our attention. Nozawa et al. (2018) found that female mice lacking ovastacin (Astl)—the protease released during the cortical reaction that plays a key role in rendering the zona pellucida impenetrable—are normally fertile. They also reported that oocytes recovered from these females after mating were monospermic, despite the consistent presence of additional spermatozoa in the perivitelline space. We can indeed consider that taken together these findings demonstrate that the presence of multiple spermatozoa in the PVS does not impair normal development, as long as the oocyte remains monospermic. In our study, we re-demonstrated this in a different way (by reimplantation of monospermic oocytes with additional spermatozoa in their PVS) in a more physiological context of WT oocytes, but we agree that we cannot state: “which to our knowledge has never been proven in mice.” This part of the sentence has therefore been removed. In the revised version of the manuscript, the sentence is now formulated in the first paragraph of page 5 as follows: “However, the contribution of the fusion block to prevent polyspermy has physiological significance only if monospermic oocytes with additional spermatozoa in their PVS can develop into viable pups.”

      Minor comments:

      There are numerous places where this reader marked places of confusion in the text. A sample of some of these:

      We will indicate hereinafter how we have modified the text in the specific examples provided by Reviewer 3. Beyond these, however, we would like to emphasize that we have thoroughly revised the entire manuscript to improve clarity and precision.

      Page 4 - "continuously relayed by other if they detach" - don't know what this means

      Replaced now p 5 by “can be replaced by others if they detach”

      Page 6 - "hernia" - do the authors mean "protrusion" on the oocyte surface?

      The paragraph from the Results section in question has now been moved to the Supplementary Information, on pages 26 and 27. The term hernia has been systematically replaced with protrusion, including in the Materials and Methods section on page 24.

      Page 10 - "penetration of spermatozoa in the PVS falls down" - don't know what this means

      Falls down has been removed from the new version and replaced with decreases

      Page 12 - "spermatozoa linked to the oocyte ZP" - not clear what "linked" means here

      Replaced now page 16 by “spermatozoa bound to the oocyte ZP”

      Page 14 - "by dint of oscillations" - don't know what this means

      Replaced now page 10 by “the persistent flagellum movements”

      Specifics for Materials and Methods:

      Exact timing of females receiving hCG and then being put with males for mating - assume this was immediate but this is an important detail regarding the timing for the creation of embryos in vivo.

      That is correct: females were placed with males for mating immediately after receiving hCG. This clarification has been added in the revised version of the manuscript.

      Please provide the volumes in which inseminations occurred, and how many eggs were placed in this volume with the 10^6 sperm/ml.

      The number of eggs may vary from one cumulus–oocyte complex to another. It is therefore not possible to specify exactly how many eggs were inseminated. However, we now indicate on page 23 the number of cumulus–oocyte complexes inseminated (4 per experiment), the volume in which insemination was performed (200 mL), and the sperm concentration used 106 sperm/mL.

      **Referees cross-commenting**

      I concur with Reviewer 1's comment, that the 'challenging prior dogma' about the first sperm not always being the one to fertilize the egg is too strong. As Reviewer 1 notes, "it had been observed before that it is not necessarily the first sperm that gets through the ZP that fertilizes the egg." I even thought about adding this comment to my review, although held off (I was hoping to find references, but that was taking too long).

      Please refer to our response to Reviewer 1 regarding this point.

    1. Reviewer #3 (Public review):

      Summary:

      In this manuscript, Majnik et al. developed a computational algorithm to track individual developing interneurons in the rodent cortex at postnatal stages. Considerable development in cortical networks takes place during the first postnatal weeks; however, tools to study them longitudinally at a single-cell level are scarce. This paper provides a valuable approach to study both single-cell dynamics across days and state-driven network changes. The authors used Gad67Cre mice together with virally introduced TdTom to track interneurons based on their anatomical location in the FOV and AAVSynGCaMP8m to follow their activity across the second postnatal week, a period during which the cortex is known to undergo marked decorrelation in spontaneous activity. Using Track2P, the authors show the feasibility of tracking populations of neurons in the same mice, capturing with their analysis previously described developmental decorrelation and uncovering stable representations of neuronal activity, coincident with the onset of spontaneous active movement. The quality of the imaging data is compelling, and the computational analysis is thorough, providing a widely applicable tool for the analysis of emerging neuronal activity in the cortex. Below are some points for the authors to consider.

      Major points:

      (1) The authors used 20 neurons to generate a ground truth dataset. The rationale for this sample size is unclear. Figure 1 indicates the capability to track ~728 neurons. A larger ground truth data set will increase the robustness of the conclusions.

      (2) It is unclear how movement was scored in the analysis shown in Figure 5A. Was the time that the mouse spent moving scored after visual inspection of the videos? Were whisker and muscle twitches scored as movement, or was movement quantified as the amount of time during which the treadmill was displaced?

      (3) The rationale for binning the data analysis in early P11 is unclear. As the authors acknowledged, it is likely that the decoder captured active states from P11 onwards. Because active whisking begins around P14, it is unlikely to drive this change in network dynamics at P11. Does pupil dilation in the pups change during locomotor and resting states? Does the arousal state of the pups abruptly change at P11?

    1. Reviewer #2 (Public review):

      Summary:

      The authors have used single-particle cryoEM imaging to determine how small-molecule regulators of the SK channel interact with it and modulate their function.

      Strengths:

      The reconstructions are of high quality, and the structural details are well described.

      Weaknesses:

      The electrophysiological data are poorly described. Several details of the structural observations require a mechanistic context, perhaps better relating them to what is known about SK channels or other K channel gating dynamics.

      The most pressing point I have to make, which could help improve the manuscript, relates to the selectivity filter (SF) conformation. Whether the two ion-bound state of SK2-4 (Figure 4A) represents a non-selective, conductive SF occluded by F243 or represents a C-type inactivated SF, further occluded by F243, is unclear. It would be important to discuss this. Reconstructions of Kv1.3 channels also feature a similar configuration, which has been correlated to its accelerated C-type inactivation.

      Furthermore, binding of a toxin derivative to Kv1.3 restores the SF into a conductive form, though occluded by the toxin. It appears that apamin binding to SK2-4 might be doing something similar. Although I am not sure whether SK channels undergo C-type inactivation like gating, classical MTS accessibility studies have suggested that dynamics of the SF might play a role in the gating of SK channels. It would be really useful (if not essential) to discuss the SF dynamics observed in the study and relate them better to aspects of gating reported in the literature.

      The SF of K channels, in conductive states, are usually stabilized by an H-bond network involving water molecules bridged to residues behind the SF (D363 in the down-flipped conformation and Y361). Considering the high quality of the reconstructions, I would suspect that the authors might observe speckles of density (possibly in their sharpened map) at these sites, which overlap with water molecules identified in high-resolution X-ray structures of KcsA, MthK, NaK, NaK2K, etc. It could be useful to inspect this region of the density map.

    1. Author response:

      The following is the authors’ response to the original reviews

      We thank the reviewers and editors for their careful consideration of our work and pointing out areas where the current version lacked clarity or necessary experiments. Based on the reviews we have made the following significant changes to the revised version:

      (1) Revised the text to focus on the distinct pathogen responses to indole in isolation versus fecal material.

      We believe the key takeaway from this work is that the native context of a given effector, in this case indole, can elicit markedly different bacterial responses compared to the pure compound in isolation. This is because natural environments contain multiple, often conflicting, stimuli that complicate predictions of overall chemotactic behavior. For example, while indole has been proposed to mediate chemorepulsion and contribute to colonization resistance against enteric pathogens, our findings challenge this model. We provide evidence that feces, the intestinal source of indole, actually induces attraction, and that indole taxis may in fact benefit the pathogen through prioritizing niches with low microbial competition. Put another way, the biological reservoir of indole, fecal material, generates an attraction response but indole regulated the degree of attraction.

      Most current understanding of chemotaxis is based on responses to individual, purified effectors. Our study highlights the need to investigate chemotactic responses in the presence of native mixtures, which better reflect the complexity of natural environments and may reveal new functional insights relevant for disease.

      Reviewer comments indicated that these core points above were not clearly conveyed in the previous version, and that the manuscript's logical flow needed improvement. In this revised version, we have substantially rewritten the text and removed extraneous content to sharpen the focus on these central findings. We have also aligned our discussion more closely with the experimental data. While we appreciated the reviewers’ thoughtful suggestions, we chose not to expand on topics that fall outside the scope of our current experiments.

      (2) Provide new chemotaxis data with mixtures of fecal effectors (Fig. 5).

      Related to the above, the reviewers and editors brought up concerns that our discovery of pathogen fecal attraction was underexplored. Although we showed Tsr to be important for mediating fecal attraction, even the tsr mutant showed attraction to a lesser degree, and the reviewers noted that we did not identify what other fecal attractants could be involved.

      Fecal material is a complex biological material (as noted by Reviewer 3) and contains effectors already characterized as chemoattractants and chemorepellents. It would be ideal to be able to perform some experiment where individual effectors are removed from fecal material and then quantify chemotaxis. We considered methods to do this but ultimately found this approach unfeasible. Instead, we employed a reductionist approach and developed a synthetic approximate of fecal material containing a mixture of known chemoeffectors at fecal-relevant concentrations (Fig. 5). We used this defined system as a way to test the specific roles of the Tsr effectors L-Ser (attractant) and indole (repellent) in relation to glucose, galactose, and ribose (sensed through the chemoreceptor Trg), and L-Asp (sensed through the chemoreceptor Tar). We chose these effectors as they have reasonable structure-function relationships established in prior work, and had information available about their concentrations in fecal material. We present these data as a new Figure 5, and also provide videos clearly showing the responses to each treatment (Movies 7-10).

      This defined system provided several new insights that help understand and model indole taxis amidst other fecal effectors. First, the complete effector mixture, like fecal treatment, elicits attraction. Second, L-Ser is able to negate indole chemorepulsion in cotreatments of the two effectors, and also other chemoattractants in the absence of L-Ser also negate this repulsion, albeit to a lesser degree, helping to explain why the tsr mutant still shows attraction to fecal material. Lastly, we also show that the degree of attraction in this system is controlled by indole, with mixtures containing greater indole showing less attraction. We feel this is an important addition to the study because it provides a new view on how indole-taxis functions in pathogen colonization; rather than causing the pathogen to swim away (like pure indole does) indole helps the pathogen rank and prioritize its attraction to fecal effector mixtures, biasing navigation toward lower indolecontaining niches.

      We also acknowledge that this defined system does not capture all possible interactions. Indeed, there are even a few chemoreceptors in Salmonella for which the sensing functions remain poorly understood. Nonetheless, we believe the data offer mechanistic context for understanding fecal attraction and suggest that factors beyond Tsr, L-Ser, and indole also contribute to the observed behaviors, aligning with other data we present.

      (3) Provide new data that show that E. coli MG1655, and disease-causing clinical isolate strains of the Enterobacteriaceae Tsr-possessing species E. coli, Citrobacter koseri, and Enterobacter cloacae exhibit fecal attraction (Fig. 4).

      An important new finding from this study is our direct test of whether indole-rich fecal material elicits repulsion. Contrary to expectations, given that for E. coli indole is a wellcharacterized strong chemorepellent, we show that fecal material instead elicits attraction in non-typhoidal Salmonella.

      Reviewers raised the question of whether our observations regarding indole taxis and attraction to indole-rich feces in Salmonella are similar or relevant to E. coli. While a full dissection of indole taxis in E. coli is beyond the scope of this study and has been the focus of extensive prior research, we sought to address this point by examining whether other enteric pathogens respond similarly to the native indole reservoir, fecal material. To this end, we present new data demonstrating that, like S. Typhimurium, E. coli and other representative enteric pathogens and pathobionts possessing Tsr are also attracted to indole-rich feces (Fig. 4, Movies 4–6, Fig. S4).

      Notably, these new results represent some of the first characterizations of chemotactic behavior in the clinical isolates we examined, including E. coli NTC 9001 (a urinary tract infection isolate), Citrobacter koseri, and Enterobacter cloacae, adding another element of novelty to this work.

      (4) Repeated all of the explant Salmonella Typhimurium infection studies and added a new experimental control competition between WT and an invasion-deficient mutant (invA).

      Although our new colonic explant system was noted as a novelty and strength of this work, it was also seen as a weakness in that some of the results were surprising and difficult to link to chemotactic behavior. Reviewer 3 also brought up the need to be clear about our usage of the term ‘invasion’ in reference to S. Typhimurium entering nonphagocytic host cells, and requested we test an invasion-inhibited mutant (which we do in new experiments, now Fig. S1). We also note that some of the interpretations of these data were made challenging by result variability.

      To help address these issues we performed additional replicates for all of our explant experiments (contained within Figure 1, Fig. S1-S2, and Data S1), to provide greater power for our analyses. These new data provide a clearer view of this system that revise our interpretations from the prior version of this study. While treatment with indole alone does suppress the WT advantage over chemotactic mutants for both total colonization and cellular invasion, essentially all other treatments have a similar result with a timedependent increase in both colonization and invasion, dependent on chemotaxis and Tsr. A remaining unique feature of fecal treatment is an increase in the cellular invaded population of the cells at 3 h post-infection. As requested by Reviewer 3, we provide new experimental data showing that in competitions between WT and an invasion-deficient mutant (invA), with fecal material pretreatment, we see the WT has an advantage only for the gentamicin-treated qualifications, providing some support that our model selects for the invaded sub-population. Although we note that the invA still can invade through alternative mechanisms (as discussed in earlier work such as here: https://doi.org/10.1111/1574-6968.12614), so the relative amount of presumed cellular invasion is less than WT, and not zero, in our experiments (Fig. S1).

      One point of confusion in the previous version of the text was the assay design for the explant experiments, which is important to understand in order to interpret the results. During the explant infection bacteria are not immersed in the effector treatment solution, rather the tissue is soaked in the effector solution beforehand and then exposed to a 300 µl buffer solution containing the bacteria. This means that the bacteria experience only the residue of that treatment at concentrations far lower. We have added clarity about this through revising Fig. 1 to include a conceptual diagram of the assay (Fig. 1C), and added a new supplementary Fig. S5 that summarizes the explant data in this same conceptual model. We provide detail on the method in the text in lines 115-137. In describing the results, and synthesizing them in the discussion, we now state:

      Line 112: “This establishes a chemical gradient which we can use to quantify the degree to which different effector treatments are permissive of pathogen association with, and cellular invasion of, the intestinal mucosa (Fig. 1C).”

      And, a new section in the discussion devoted to describing the explant infections:

      Line: 366: “Our explant experiments can be thought of as testing whether a layer of effector solution is permissive to pathogen entry to the intestinal mucosa, and whether chemotaxis provides an advantage in transiting this chemical gradient to associate with, and invade, the tissue (Fig. 1C, Fig. S5).”

      As mentioned above, we have honed the text to focus on the disparity between the effects of indole alone versus treatments with indole-rich feces to help clarify how these data advance our understanding of the indole taxis in directing pathogenesis. While our explant studies still confirm the role of factors other than L-Ser, indole, and Tsr in directing Salmonella infection and cellular invasion, we now include further analyses of other fecal effectors (described above) that provide some insights into how fecal effectors have some redundancy in their impact.

      Public Reviews:

      Reviewer #1 (Public review):

      Summary:

      The study shows, perhaps surprisingly, that human fecal homogenates enhance the invasiveness of Salmonella typhimurium into cells of a swine colonic explant. This effect is only seen with chemotactic cells that express the chemoreceptor Tsr. However, two molecules sensed by Tsr that are present at significant concentrations in the fecal homogenates, the repellent indole and the attractant serine, do not, either by themselves or together at the concentrations in which they are present in the fecal homogenates, show this same effect. The authors then go on to study the conflicting repellent response to indole and attractant response to serine in a number of different in vitro assays.

      Strengths:

      The demonstration that homogenates of human feces enhance the invasiveness of chemotactic Salmonella Typhimurium in a colonic explant is unexpected and interesting. The authors then go on to document the conflicting responses to the repellent indole and the attractant serine, both sensed by the Tsr chemoreceptor, as a function of their relative concentration and the spatial distribution of gradients.

      Thank you for your summary and acknowledgement of the strengths of this work. We hope the revised text and additional data we provide further improve your view of the study.

      Weaknesses:

      The authors do not identify what is the critical compound or combination of compounds in the fecal homogenate that gives the reported response of increased invasiveness. They show it is not indole alone, serine alone, or both in combination that have this effect, although both are sensed by Tsr and both are present in the fecal homogenates. Some of the responses to conflicting stimuli by indole and serine in the in vitro experiments yield interesting results, but they do little to explain the initial interesting observation that fecal homogenates enhance invasiveness.

      Thank you for noting these weaknesses. We have provided new data using a defined mixture of fecal effectors to further investigate the roles of L-Ser, indole, and other effectors present in feces that we did not initially study. We have refined our discussion of these results to hopefully improve the clarity of our conclusions. We show now both in explant studies (Fig. 1I) and chemotaxis responses to a defined fecal effector system (Fig. 5) that L-Ser is able to abolish both the suppression of indole-mediated WT advantage and also indole chemorepulsion, respectively. We also show the latter can be accomplished by other fecal chemoattractants (Fig. 5). This is in line with our earlier finding that Tsr, the sensor of indole and L-Ser, is an important mediator of fecal attraction but not the sole mediator.

      As this reviewer points out, there are indeed other factors mediating invasion that we do not elucidate here, but we do note these possibilities in the text (lines: 125-127):

      “This benefit may arise from a combination of factors, including sensing of host-emitted effectors, redox or energy taxis, and/or swimming behaviors that enhance infection [5,30,31,35].”

      Reviewer #2 (Public review):

      Summary:

      The manuscript presents experiments using an ex vivo colonic tissue assay, clearly showing that fecal material promotes Salmonella cell invasion into the tissue. It also shows that serine and indole can modulate the invasion, although their effects are much smaller. In addition, the authors characterized the direct chemotactic responses of these cells to serine and indole using a capillary assay, demonstrating repellent and attractant responses elicited by indole and serine, respectively, and that serine can dominate when both are present. These behaviors are generally consistent with those observed in E. coli, as well as with the observed effects on cell invasion.

      Strengths:

      The most compelling finding reported here is the strong influence of fecal material on cell invasion. Also, the local and time-resolved capillary assay provides a new perspective on the cell's responses.

      Thank you for acknowledging these aspects of the study.

      Weaknesses:

      The weakness is that indole and serine chemotaxis does not seem to control the fecal-mediated cell invasion and thus the underlying cause of this effect remains unclear.

      In addition, the fact that serine alone, which clearly acts as a strong attractant, did not affect cell invasion (compared to buffer) is somewhat puzzling. Additionally, wild-type cells showed nearly a tenfold advantage even without any ligand (in buffer), suggesting that factors other than chemotaxis might control cell invasion in this assay, particularly in the serine and indole conditions. These observations should probably be discussed.

      Addressed above.

      Final comment. As shown in reference 12, Tar mediates attractant responses to indole, which appear to be absent here (Figure 3J). Is it clear why? Could it be related to receptor expression?

      Thank you for noting this. We now mention this in the discussion. In the course of this work, we encountered a number of apparent inconsistencies, or differences, between what we were observing with S. Typhimurium and what had been reported previously in studies of Tsr function in E. coli. We indeed noted that some studies had investigated a role of Tar for indole taxis (in E. coli), hence why we determined whether, and confirmed, that Tsr is required for indole taxis for S. Typhimurium (Fig. 6).

      We do not know the reason for this apparent difference between the two bacteria, but we have previously shown with our same strain of S. Typhimurium IR715, under the same growth assay, and preparation protocol, that L-Asp is a strong chemoattractant for both WT and the tsr mutant (see Glenn et al. 2024, eLife, Fig. 5G: https://iiif.elifesciences.org/lax:93178%2Felife-93178-fig5-v1.tif/full/1500,/0/default.jpg).

      This supports that this strain of Salmonella indeed has a functional Tar present and is expressed at a level sufficient for sensing L-Asp. So, if Tar generally mediates indole sensing we do not know why we would not see that in Salmonella. Hence, we do not see any role for Tar in indole chemorepulsion in our strain of study, which is different than reported for E. coli, but we cannot confirm the reason.

      Reviewer #3 (Public review):

      Summary:

      In this manuscript, Franco and colleagues describe careful analyses of Salmonella chemotactic behavior in the presence of conflicting environmental stimuli. By doing so, the authors describe that this human pathogen integrates signals from a chemoattractant and a chemorepellent into an intermediate "chemohalation" phenotype.

      Strengths:

      The study was clearly well-designed and well-executed. The methods used are appropriate and powerful. The manuscript is very well written and the analyses are sound. This is an interesting area of research and this work is a positive contribution to the field.

      Thank you for your comments.

      Weaknesses:

      Although the authors do a great job in discussing their data and the observed bacterial behavior through the lens of chemoattraction and chemorepulsion to serine and indole specifically, the manuscript lacks, to some extent, a deeper discussion on how other effectors may play a role in this phenomenon. Specifically, many other compounds in the mammalian gut are known to exhibit bioactivity against Salmonella. This includes compounds with antibacterial activity, chemoattractants, chemorepellers, and chemical cues that control the expression of invasion genes. Therefore, authors should be careful when making conclusions regarding the effect of these 2 compounds on invasive behavior.

      Thank you for this comment, and we agree with your point. We hope we have revised the text and provided new data to address your concern. We have also chosen for clarity to keep our text close to our experimental data and so have refrained from speculating about some topics, even though you are absolutely correct about the immense complexity of these systems.

      It is important that the word invasion is used in the manuscript only in its strictest sense, the ability displayed by Salmonella to enter non-phagocytic host cells. With that in mind, authors should discuss how other signals that feed into the control of Salmonella invasion can be at play here.

      Thank you for your recommendation. We have revised the text to hopefully be clearer on our meaning of invasion in regard to Salmonella entering non-phagocytic host cells, essentially changing our usage to ‘cellular invasion’ throughout.

      It is also a commonly-used phrase in reference to enteric infections and the colonization resistance conferred by the microbiome to refer to ‘invading pathogens’ (i.e. invasion in the sense of a new microbe colonizing the intestines), For instance, this recent review on Salmonella makes use of the term invading pathogen (https://www.nature.com/articles/s41579-021-00561-4). We acknowledge the confusion by this dual use of the term. We have mostly removed our statements using invasion in this context. We hope our language is clearer in this revised version.

      Recommendations for the authors:

      Reviewer #1 (Recommendations for the authors):

      It was difficult to understand the true intent or importance of the study described in this manuscript. The first figure in the paper showed that a Salmonella Typhimurium strain lacking either CheY, and thus incapable of any chemotaxis, or the Tsr chemoreceptor, and thus incapable of sensing serine or indole, was modestly inferior to the wild-type version of that strain in invading the cells of a swine colonic explant. It then showed that, in the presence of a human fecal homogenate, the wild-type strain had a much greater advantage in invading the colonic cells. Thus, the presence of the fecal homogenate significantly increased invasiveness in a way that depends on chemotaxis and the Tsr chemoreceptor.

      As human feces were determined to contain 882 micromolar indole and 338 micromolar serine, the effects of those concentrations of either indole or serine alone or in combination were tested. The somewhat surprising finding was that neither indole nor serine alone nor in combination changed the result from the experiment done with just buffer in the colonic explant.

      The clear conclusion of this initial study is that both chemotaxis in general and chemotaxis mediated by Tsr improve the invasiveness of S. Typhimurium. They provide a much bigger advantage in the presence of human feces. However, two molecules present in the feces that are sensed by Tsr, serine, and indole, seem to have no effect on invasiveness either alone or in combination.

      At this point, the parsimonious interpretation is that there is something else in human feces that is responsible for the increased invasiveness, and the authors acknowledge this possibility. However, they do not take what appears to be the obvious approach: to look for additional factors in human feces that might be responsible, either by themselves or in combination with indole and/or serine, for the increased invasiveness. Instead, they carry out a detailed examination of the counteracting effects of indole as a repellent and of serine as an attractant as a function of their relative concentrations and their spatial distributions.

      Thank you for your comments. In our revised version, we have undertaken some additional studies of other fecal effectors that help better understand the relationship between L-Ser and indole, but also the roles of other chemoattractants (glucose, galactose, ribose, L-Asp) in mediating fecal attraction (Fig. 5). We agree with the reviewer and conclude that fecal attraction and the cell invasion phenotype mediated by fecal treatment are influenced by factors other than only Tsr, indole, and L-Ser. Our new data do show that L-Ser is sufficient to block both the invasion suppression effects of indole (negating the WT advantage) and also indole chemorepulsion, therefore making our detailed examination of the counteracting effects more relevant for understanding this system.

      What they find is what other studies have shown, primarily with S. Typhimurium's relative, the gamma-proteobacterium Escherichia coli.

      At high indole and low serine concentrations, the repulsion by indole wins out. At low indole and high serine concentrations, attraction by serine wins out. What is perhaps novel is what happens at an intermediate ratio of concentrations. Repulsion by indole dominates at short distances from the source, so there is a zone of clearing. At longer distances, attraction by serine dominates, so there is an accumulation of cells in a "halo" around the zone of clearing. Thus, assuming that serine and indole diffuse equally, the repulsive effect of indole dominates until its concentration falls below some critical level at which the concentration of serine is still high enough to exert an attractive effect.

      They go on to show, using ITC, that serine binds to the periplasmic ligand-binding domain (LBD) of Tsr, something that has been studied extensively with very similar E. coli Tsr.

      They also show that indole does not bind to the Tsr LBD, which also is known for E. coli Tsr.

      This would be newsworthy only if the results were different for S. Typhimurium than for E. coli. As it is, it is merely confirmatory of something that was already known about Tsr of enteric bacteria.

      An idea that the authors introduce, if I understand it correctly, is that a repellent response to something in feces, perhaps indole, drives S. Typhimurium chemotactically competent cells out of the colonic lumen and promotes invasion of the bacteria into the cells of the colonic lining. If the feces contain both an attractant and a repellent, bacteria might be attracted by the feces to the lining of the intestine and then enter the colonic cells to escape a repellent, perhaps indole. That is an interesting proposition.

      In summary, I think that the initial experimental approach is fine. I do not understand the failure to follow up on the effect of the fecal homogenates in promoting invasion by chemotactic bacteria possessing Tsr. It seems there must be something else in the homogenates that is sensed by Tsr. Other amino acids and related compounds are also sensed by Tsr. Perhaps it is energy or oxygen taxis, which is partially mediated by Tsr, as the authors acknowledge.

      Much of the work reported here is quasi-repetitive with work done with E. coli Tsr. Minimally, previous work on E. coli Tsr should be explained more thoroughly rather than dealt with only as a citation.

      Thank you for your comments.

      We would like to confirm our agreement that E. coli and S. enterica indeed possess similarities. They are Gammaproteobacteria and inhabit/infect the gut. But also we note they diverged evolutionarily during the Jurassic period (ca. 140 million years ago, see: PMC94677). In the context of colonizing humans, the former is a pathobiont, indoleproducer, and a native member of the microbiome, whereas the latter is a frank pathogen and does not produce indole. Hence, there are many reasons to believe one is not an approximate of the other, especially when it comes to causing disease.

      We agree that much of what is known about indole taxis has come from excellent studies in well-behaved laboratory strains of E. coli, a powerful model. We believe that expanding this work to include clinically relevant pathogens is important for understanding its role in human disease. In this study, we contribute to that broader understanding by providing new mechanistic insights into Tsr-mediated indole taxis in S. Typhimurium, along with data demonstrating fecal attraction in other enteric pathogens and pathobionts. These findings help define a more general role for Tsr in enteric colonization and disease. While some of our results indeed confirm and extend prior findings, we respectfully believe that such confirmation in relevant pathogenic strains adds value to the field.

      Regarding our ITC studies, to our knowledge no other study has investigated, using ITC whether indole does or does not bind the LBD (which we show it does not), nor investigated whether it interferes with L-Ser sensing (which we show it does not). Hence, these are not duplicate findings, although we do acknowledge this leaves the mechanism of indolesensing undiscovered. If we are incorrect in this regard, please provide us a citation and we will be happy to include it and revise our comments.

      We now clarify in the text on lines 378-381: “While these leave the molecular mechanism of indole-sensing unresolved, it does eliminate two possibilities that have not, to our knowledge, been tested previously. Overall, our data add support to the hypothesis that a non-canonical sensing mechanism is employed by Tsr to respond to indole [8,18,69].”

      Lastly, as noted by the reviewer, and which we mention in the text, essentially all prior studies on indole taxis were conducted in E. coli, and this is not what is new and novel about the work we present, which is focused on S. Typhimurium and testing the prediction that fecal indole protects against pathogen invasion. We have added in a few additional points of comparisons between our results and prior studies. While we appreciate that much understanding has come from E. coli as a model for indole taxis, we feel discussing prior work in extensive detail would be more suitable for a review and would occlude our new findings about Salmonella, and other enterics.

      In an earlier version of the manuscript, we included more background on E. coli indole taxis. However, we found that the historical literature in this area was somewhat inconsistent, with different assays using varying time points and indole concentrations, often leading to results that were difficult to reconcile. Providing sufficient context to explain these discrepancies required considerable space and, ultimately, detracted from the focus of our current study. Hence, we have only brought in comparisons with E. coli where most relevant to the present work. Also, we provide new data that E. coli also exhibits fecal attraction, and so there is reason to believe the mechanisms we study here are also relevant to that system.

      Some minor points

      (1) Hyphens are not needed with constructs like "naturally occurring" or "commonly used".

      Thank you. Revisions made throughout.

      (2) The word "frank" as in "frank pathogen" seems odd. It seems "potent" would be better.

      Thank you for this comment. Per your recommendation, we have removed this term.

      The term ‘frank pathogen’ is standard usage in the field of bacterial pathogenesis in reference to a microbe that always causes disease in its host (in this case humans) and causes disease in otherwise healthy hosts (example: https://www.sciencedirect.com/science/article/pii/S1369527420300345). We actually used this specific term to distinguish an aspect of novelty of our study because E. coli can, sometimes, be a pathogen (i.e. a pathobiont) and of course E. coli indole taxis has been previously studied. Ours is the first study of indole taxis in a frank pathogen.

      (3) It is unnecessary to coin a new word, chemohalation, to describe a phenomenon that is a simple consequence of repulsion by higher concentrations of a repellent and attraction by lower concentrations of attractant to generate a halo pattern of cell distribution.

      Thank you for your opinion on this. We have softened our statements on this point, and in the newly revised version of the text less space is devoted to this idea. We now state in line 304-307:

      “There exists no consensus descriptor for taxis of this nature, and so we suggest expanding the lexicon with the term “chemohalation,” in reference to the halo formed by the cell population, and which is congruent with the commonly-used terms chemoattraction and chemorepulsion.”

      We appreciate the reviewer’s perspective and agree that the behavior we describe can be viewed as the result of competing attractant and repellent cues. However, we find that the traditional framework of “chemoattraction” and “chemorepulsion” is often insufficient to describe the spatial positioning behaviors we observe in our system. In our experience presenting and discussing this work, especially with audiences outside the chemotaxis field, it has been challenging to convey these dynamics clearly using only those two terms.

      For this reason, we introduced the term chemohalation to describe this more nuanced behavior, which appears to reflect a balance of signals rather than a simple unidirectional response. More bacteria enter the field of view, but they are clearly positioned differently than regular ‘chemoattraction.’ We also note that Reviewers 2 and 3 did not raise concerns about the term, and after careful consideration, we have opted to retain it in the revised manuscript.

      Reviewer #2 (Recommendations for the authors):

      Lines 143-156 seem somewhat overcomplicated and may be confusing. For example: in line 143: "However, when colonic tissue was treated with purified indole at the same concentration, the competitive advantage of WT over the chemotactic mutants was abolished compared to fecaltreated tissue...". But indole was tested alone, so it did not abolish the response; rather the absence of fecal material did.

      We appreciate your point. We have made revisions throughout to help improve the clarity of how we discuss the explant infection data and provide new visuals to help explain the experiment and data (Fig. 1C, Fig. S5).

      Reviewer #3 (Recommendations for the authors):

      (1) Line 46 - Are references 9-11 really about topography?

      Thank you. You are correct. Revised and eliminated this statement.

      (2) Lines 87-89 - It seems to me that a bit more information on this would be helpful to the reader.

      In our revision of the text, to make it more centered on our primary findings of the differences between indole taxis when indole is the sole effector versus amidst other effectors, we have removed this section.

      (3) Line 112 - When mentioning the infection of the cecum and colon, authors should specify that this is in mice.

      Thank you for this comment. In our revised version we provide references both for animal model infections and work in human patients (ex: https://www.sciencedirect.com/science/article/abs/pii/S0140673676921000)

      We have revised our statement to be (Line 99-100: “Salmonella Typhimurium preferentially invades tissue of the distal ileum but also infects the cecum and colon in humans and animal models [42–46].”

      (4) Lines 122-123 - Authors state that "This experimental setup simulates a biological gradient in which the effector concentration is initially highest near the tissue and diffuses outward into the buffer solution.". Was this experimentally demonstrated? If not, authors should tone this down.

      We have removed this comment and instead present a conceptual diagram illustrating this idea (Fig. 1C). Also, addressed by above.

      (5) When looking at the results in Figure 1, I wonder what the results of this experiment would be if the authors tested an invasion mutant of Salmonella. In a strain that is able to perform chemotaxis (attraction and repulsion) but unable to actively invade, would there be a phenotype here? Is it possible that the fecal material affects cellular uptake of Salmonella, independently of active invasion? I don't think the authors necessarily need to perform this experiment, but I think it could be informative and this possibility should at least be discussed.

      Thank you for your comments and suggestions. We have included new data of an explant co-infection experiment with WT and an invasion-deficient mutant invA (Fig. S1). Under these conditions, WT exhibits an advantage in the gentamicin-treated homogenate, but not the untreated homogenate, suggestive of an advantage in cellular invasion.

      However, we did not repeat all experiments with this genetic background. We felt that would be outside the scope of this work, and would probably require dual chemotaxis/invA deletions to assess the impact of each, which also could be difficult to interpret. The hypothesis mentioned by the Reviewer is possible, but we were not able to devise a way to test this idea, as it seems we would need to deactivate all other mechanisms of Salmonella invasion.

      (6) Lines 137-140 - Because this is a competition experiment and results are plotted as CI, the reader can't readily assess the impact of human feces on invasion by WT Salmonella.

      Thank you for pointing this out. We want to mention that the data are plotted as CI in the main text, but the supplemental contains the disaggregated CFU data (Fig. S1-2) and the numerical values (Data S1).

      Please include the magnitude of induction in this sentence, compared to the buffer control.

      The text of this section has been changed to account for new data.

      Additionally, although unlikely, the presence of the chemotaxis mutants in the same infection may be a confounding factor. In order to irrefutably ascertain that feces induces invasion, I suggest authors perform this experiment with the wildtype strain (and mutant) alone in different conditions.

      Thank you for this suggestion, although after careful consideration we have decided not to repeat these explant studies with monoinfections. Coinfections are a common tool in Salmonella pathogenesis studies, including prior chemotaxis studies which our work builds upon (ex: https://pmc.ncbi.nlm.nih.gov/articles/PMC3630101/). The explant experiments, even controlling as many aspects as we did, still show lots of variability and one way to mitigate this is through competition experiments so that each strain experiences the same environment.

      We agree that a cost of this approach is that one strain may affect the other, or may alter the environment in a way that impacts the other. Thus, the resulting data must also be understood through this lens. We have revised the text to stay closer to the competitive advantage phenotype.

      (7) Line 150 - Authors state that bacterial loads are similar. However, authors should perform and report statistical analyses of these comparisons, at least in the supplementary data.

      We have removed this statement as requested. We do note, however, that the mean CFU values across treatments at identical time points appear qualitatively similar, which is an observation that does not require statistical testing.

      (8) Lines 154-154 - This seems incorrect, as the effect observed with the mixture of indole and serine is very similar to the addition of serine alone. Therefore, there was no "neutralization" of their individual effects.

      We have revised this statement.

      (9) Line 159-161 - I strongly suggest authors reword this sentence. I don't think this is the best way to describe these results. The stronger phenotype observed was with the fecal material. Therefore, it is the indole (alone) condition that does not "elicit a response". Focusing on indole too much here ignores everything else that is present in feces and also the fact that there was a drastic phenotype when feces were used.

      Thank you for your opinion on this. We believe this is one of the ways in which our earlier draft was unclear. It was actually a primary motivation of this work to test whether there were differences in pathogen infection, mediated by chemotaxis, in the presence of indole as a singular effector or in its near-native context in fecal material, and our revised text centers our study around this question. We believe this distinction is important for the reasons mentioned earlier.

      Relative to buffer treatment, indole changes the behavior of the system, eliminating the WT advantage, and this is the effect we refer to. We have made many revisions to the text of these sections and hope it better conveys this idea. We expect we may still have differences regarding the interpretation of these results, but regardless, thank you for your suggestions and we have tried to implement them to improve the clarity of the text.

      (10) Line 162 - Again, I disagree with this. Indole does not have an effect to be cancelled out by serine.

      Addressed above, and this text has been changed. Also, we provide new chemotaxis data that at fecal-relevant concentrations of indole and L-Ser, indole chemorepulsion is overridden (Fig. 5).

      (11) Lines 166-168 - Again, this is a skewed analysis. Indole and serine could not possibly provide an "additive effect" since they do not provide an effect alone. There is nothing to be added.

      This text has been deleted.

      (12) Lines 168-170 - Most of the citations provided to this sentence are inadequate. Our group has previously shown that the mammalian gut harbors thousands of small molecules (Antunes LC et al. Antimicrob Agents Chemother 2011). You obviously do not have to cite our work, but there is significant literature out there about the complexity of the gut metabolome.

      Thank you for this comment. We have revised this particular text, but do make mention of potential other effectors driving these effects, which was also requested by the other reviewers.

      Your work and others indeed support there being thousands of molecules in the gut, but our work centers on chemotaxis, and bacteria have a small number of chemoreceptors and only sense a very tiny fraction of these molecules as effectors. Since the impacts of infection of the explants depends on chemotaxis, we keep our comments restricted to those, but agree that there are likely many interactions involved, such as those impacting gene expression.

      Please note our more detailed description of the explant infection assay (and shown in Fig. 1C) that may change your view on the significance of non-chemotaxis effects. The bacteria only experience the effectors at low concentration, not the high concentration that is used to soak and prepare the tissue prior to infection.

      (13) Figure 2 - The letter 'B' from panel B is missing.

      Thank you very much for bringing this oversite to our attention. We have fixed this.

      (14) Legend of Figure 3 - Panel J is missing a proper description. Figure legends need improvement in general, to increase clarity.

      Thank you for noting this. This is now Fig. 6E. We have provided an additional description of what this panel shows. We have edited the legend text to read: “E. Shows a quantification of the relative number of cells in the field of view over time following treatment with 5 mM indole for a competition experiment with WT and tsr (representative image shown in F).”

      We also have made other edits to figure legends to improve their clarity and add additional experimental details and context. By breaking up larger figures into smaller figures, we also hope to have improved the clarity of our data presentation.

      (15) Lines 264-265 - Maybe I am missing something, but I do not see the ITC data for serine alone.

      We have clarified in the text that this was measured in our previous study https://elifesciences.org/articles/93178). The present study is a ‘Research Advance’ article format, and so builds on our prior observation.

      We have revised the text to read: “To address these possibilities, we performed ITC of 50 μM Tsr LBD with L-Ser in the presence of 500 μM indole and observed a robust exothermic binding curve and KD of 5 µM, identical to the binding of L-Ser alone, which we reported previously (Fig. 6H) [36].”

      (16) Lines 296-297 - What is the effect of these combinations of treatments on bacterial cells? I commend the authors for performing the careful growth assays, but I wonder if bacterial lysis could be a factor here. I am not doubting the effect of chemotaxis, but I am wondering if toxic effects could be a confounding factor. For instance, could it be that the "avoidance" close to the compound source and subsequent formation of a halo suggest bacterial death and lysis? I suggest the authors perform a very simple experiment, where bacteria are exposed to the compounds at various concentrations and combinations, and cells are observed over time to ensure that no bacterial lysis occurs.

      Thank you for mentioning this possibility. If we understand correctly, the Reviewer is asking if the chemohalation effect we report could be from the bacteria lysing near the source. Our data actually argue against this possibility through a few lines of evidence.

      First, if this were the case in experiments with the cheY mutant, we would also see an effect near the source. But actually, in experiments with either the cheY mutant or the tsr mutant, neither of which can sense indole, the bacteria just ignore the stimulus and show an even distribution (see current Fig. 6F).

      Second, our calculations suggest that in the chemotaxis assay (CIRA), the bacteria only experience rather low local concentration of indole, mostly I the nM concentration range, because as soon as the effector treatment is injected into the greater volume, it is immediately diluted. This means the local concentration is far below what we see inhibits growth of the cells in the long run and may not be toxic (Fig. 7, Fig. S3).

      Lastly, in the representative video presented we can observe individual cells approach and exit the treatment (Movie 11). Due to the above we have not performed additional experiments to test for lysis.

      (17) Lines 310-311 - Isn't this the opposite of the model you propose in Figure 5? The higher the concentration of indole in the lumen the more likely Salmonella is to swim away from it and towards the epithelium, favoring invasion, no?

      We appreciate the opportunity to clarify this point and apologize for any confusion caused. In response, we have revised the text to place less emphasis on chemohalation, and the specific statement and model in question have now been removed. Instead, we provide a summary of our explant data in light of the other analyses in the study (Fig. S5).

      What we meant here was in relation to the microscopic level, not whether or not a host/intestine is colonized. To put it another way, we think our data supports that the pathogen colonizes and infects the host regardless of indole presence, but it uses indole as a means to prioritize which tissues are optimal for colonization at the microscopic level. The prediction made by others was that bacteria swim away from indole source and therefor this could prevent or inhibit pathogen colonization of the intestines, which our data does not support.

      (18) Lines 325-326 - Maybe, but feces also contain several compounds with antibacterial activity, as well as other compounds that could elicit chemorepulsion. This should be stated and discussed.

      We have removed this statement since we did not explicitly test the growth of the bacteria with fecal treatments. We have refrained from speculating further in the text since we do not have direct knowledge of how that relationship with differing effectors could play out.

      We agree with the reviewer that the growth assays are reductionist and give insight only into the two effectors studied. We provide evidence from several different types of enterics that they all exhibit fecal attraction, and it seems unlikely the bacteria would be attracted to something deleterious, but we have not confirmed.

      (19) Lines 371-374 - How preserved (or not) is the mucus layer in this model? The presence of an inhibitory molecule in the lumen does not necessarily mean that it will protect against invasion. It is possible that by sensing indole in the lumen Salmonella preferentially swims towards the epithelium, thus resulting in enhanced evasion.

      The text in question has been removed. However, we acknowledge the reviewer’s point, and that these explant tissues do not fully model an in vivo intestinal environment. Other than a gentle washing with PBS to remove debris prior to the experiment the tissue is not otherwise manipulated, and feasibly the mucus layer is similar to its in vivo state.

      In mentioning this hypothesis about indole, which our data do not support, we were echoing a prediction from the field, proposed in the studies we cite. We agree with the reviewer that there were other potential outcomes of indole impacting chemotaxis and invasion, and indeed our data supports that.

      (20) Lines 394-395 - The authors need to remember that the ability to invade the intestinal epithelium is not only a product of chemoattraction and repulsion forces. Several compounds in the gut are used by Salmonella as cues to alter invasion gene expression. See PMID: 25073640, 28754707, 31847278, and many others.

      Thank for you for this point, and we now include these citations. We have revised the text in question, stating:

      “In addition to the factors we have investigated, it is already well-established in the literature that the vast metabolome in the gut contains a complex repertoire of chemicals that modulate Salmonella cellular invasion, virulence, growth, and pathogenicity [79–81].”

      Our intent is not to diminish the role of other intestinal chemicals but rather to put our new findings into the context of bacterial pathogenesis. We do provide evidence that specific chemoeffectors present in fecal material alter where bacteria localize through chemotaxis, which is one method of control over colonization.

      (21) Line 408 - I think it could be hard to observe this using your experimental approach.

      Because you need to observe individual cells, the number of cells you observe is relatively small. If, in a bet-hedging strategy, the proportion of cells that were chemoattracted to indole was relatively low you likely would not be able to distinguish it from an occasional distribution close to the repellent source. You may or may not want to discuss this.

      Thank you for this observation. It is indeed challenging to both observe large scale population behaviors and also the behaviors of individual cells in the same experiment. Our ability to make this distinction is similar to the approach used in the study we cite, so that is our comparison.

      But, if there was a subpopulation that was attracted we would predict a ‘bull’s-eye’ population structure, with some cells attracted and other avoiding the source, which we do not see - we see the halo. So, we find no evidence of the bet-hedging response seen in a different study using E. coli and using different time scales than we have.

      (22) Lines 410-411 - What could the other attractants be? Would it be possible/desirable to speculate on this?

      We have changed the text here, but we present new data that examines some of these other attractants (Fig. 5).

      (23) Line 431 - What exactly do you mean by "running phenotype"? Please, provide a brief explanation.

      We have removed this text, but a running phenotype means the swimming bacteria rarely make direction changes (i.e. tumbles), which has been associated with promoting contact with the epithelium, described in the references we cite. Hence, this type of swimming behavior could contribute to the effects we observe in the explant studies, potentially explaining some of the Tsr-mediated advantage that was not dependent on L-Ser/indole.

      (24) Line 441 - Other work has shown that feces contain inhibitors of invasion gene expression. The authors should integrate this knowledge into their model. In fact, indole has been shown to repress host cell invasion by Salmonella, so it is important that authors understand and discuss the fact that the impact of indole is multifaceted and not only a reflection of its action as a chemorepellent. PMID: 29342189, 22632036.

      We agree with the reviewer about this point, and mention this in the text (lines 55-57): “Indole is amphipathic and can transit bacterial membranes to regulate biofilm formation and motility, suppress virulence programs, and exert bacteriostatic and bactericidal effects at high concentrations [16–18,20–22].”

      We have added in the references suggested.

      What we test here is the specific hypothesis made by others in the field about indole chemorepulsion serving to dissuade pathogens from colonizing.

      For instance, the statement from: https://journals.plos.org/plosone/article?id=10.1371/journal.pone.0190613

      “Since indole is also a chemorepellent for EHEC [23], it is intriguing to speculate that in addition to attenuating Salmonella virulence, indole also attenuates the recruitment and directed migration of Salmonella to its infection niche in the GI tract.”

      And from: https://doi.org/10.1073/pnas.1916974117

      “We propose that indole spatially segregates cells based on their state of adaptation to repel invaders while recruiting beneficial resident bacteria to growing microbial communities within the GI tract.”

      And

      “Thus, foreign ingested bacteria, including invading pathogens such as E. coli O157:H7 and S. enterica, are likely to be prevented by indole from gaining a foothold in the mucosa.”

      As shown by others, indole certainly does have many roles in controlling pathogenesis, and there are other chemicals we do not investigate that control invasion and bacterial growth, but we keep our statements here restricted to chemotaxis since that is what are experiments and data show.

      (25) Line 472 - "until fully motile". How long did this take, how variable was it, and how was it determined?

      Thank you for asking for this clarification. We have added that the time was between 1-2 h, and confirmed visually. Our methods are similar to those described in earlier chemotaxis studies (ex: 10.1128/jb.182.15.4337-4342.2000).

      (26) Line 487 - I worry that the fact fecal samples were obtained commercially means that compound stability/degradation may be a factor to consider here. How long had the sample been in storage? Is this information available?

      Thank you for this question. We agree that the fecal sample we used serves as a model system and we cannot rule out that handling by the supplier could potentially alter its contents in some way that would impact bacterial chemosensing. However, we note that the measurements of L-Ser and indole we obtained are in the appropriate range for what other studies have shown.

      The fecal sample used for all work in the study were from a single healthy human donor, obtained from Lee Biosolutions (https://www.leebio.com/product/395/fecal-stool-samplehuman-donor-991-18). The supplier did not state the explicit date of collection, nor indicated any specific handline or storage methods that would obviously degrade its native metabolites, but we cannot rule that out. In our hands, the fecal sample was collected and kept frozen at -20 C. For research purposes, portions were extracted and thawed as needed, maintaining the frozen state of the original sample to limit degradation from freeze-thaws.

    1. Briefing : L'augmentation des coûts de la cantine scolaire en France

      Ce briefing examine les défis croissants liés à l'augmentation des coûts de la restauration scolaire en France, explorant les répercussions sur les familles, les collectivités locales et la qualité des repas, ainsi que les stratégies mises en œuvre pour y faire face.

      1. Un fardeau financier croissant pour les familles

      L'augmentation du coût des repas à la cantine scolaire est devenue une source de préoccupation majeure pour de nombreuses familles, qui voient leur budget mensuel significativement impacté.

      • Impact direct sur le budget des familles : Des exemples concrets illustrent l'ampleur de l'augmentation. Élodie et Éric, un couple avec un enfant, ont vu le prix du repas passer de 4,50 € à 7 €, soit une augmentation de 2,50 € par repas. Pour un enfant mangeant 4 jours par semaine, cela représente une hausse de 126 € par mois, et "sur un an, ça fait 1200 euros". Cette dépense supplémentaire est qualifiée de "fichue" et "énorme".
      • Répercussions sur les activités familiales : Face à cette hausse, les familles sont contraintes de réduire d'autres dépenses. Élodie confie qu'il y aura "moins d'activités pour les enfants". Par exemple, les sorties au restaurant ou dans les parcs d'attractions seront moins fréquentes, au profit de pique-niques avec des sandwichs.
      • Impact généralisé : Des "millions de parents" devraient recevoir des factures de cantine "un peu plus salée que l'an dernier", avec une augmentation moyenne de "10% de plus en moyenne en France".
      • Recherche d'alternatives : Certains parents, comme Vanessa, cherchent des solutions pour contourner ces coûts élevés. Elle a décidé que sa fille mangerait à la maison deux jours par semaine lorsqu'elle est en télétravail. Cela lui permet d'économiser "32 euros par mois", soit "320 euros sur 10 mois", une "économie non négligeable".
      • Mécontentement et actions : Le mécontentement est tel que des actions sont envisagées. Vanessa et d'autres parents envisagent de "boycotter la cantine pendant une semaine pour que la mairie prenne en charge sur son budget une partie de la hausse des tarifs".
      • Préférences des enfants : Les enfants eux-mêmes peuvent préférer manger à la maison, comme en témoigne la fille de Vanessa : "Je peux manger des trucs que j'aime mais que je suis sûr que je pourrais manger au moins alors qu'à la cantine des fois bah j'ai pas envie de manger parce que c'est des trucs que je n'aime pas."

      2. Les collectivités face à un casse-tête financier

      L'explosion des coûts des denrées alimentaires et de l'énergie met les collectivités locales dans une situation financière délicate.

      Un repas de cantine coûte en moyenne "environ 14 euros si on compte les coûts de production, le transport et le personnel encadrant."

      • Hausse des prix des matières premières : Les prix de certains ingrédients ont grimpé en flèche. Un repas qui coûtait 2,55 € en ingrédients il y a un an coûte aujourd'hui "37% de plus".
      • Moutarde : Le prix du seau de moutarde est passé de "5 euros" à "15 euros".
      • Huile de tournesol : Le bidon, négocié à "7 euros 48", est désormais payé "16 euros", soit "quasi 2 fois plus".
      • Viandes : La saucisse de veau est à "12-13 € le kilo", et le gigot à "18 € le kilo".
      • Rationnement et contrôle des stocks : Les responsables des stocks, comme Samir, doivent rationner les produits devenus chers et rares. Il conserve ces denrées "précieuses" dans un local dont il est le seul à avoir la clé, pour "réfréner les ardeurs des cuisiniers" et éviter le gaspillage ou l'utilisation excessive.
      • Contraintes des marchés publics : Bien que les fournisseurs aient obtenu une "autorisation exceptionnelle de l'État" pour augmenter les prix en dehors des tarifs fixes négociés annuellement, les collectivités subissent ces augmentations. "On n'a pas le choix que de subir cette augmentation."
      • Déficit budgétaire : Le budget alimentaire de la cuisine centrale de Fontenay-sous-Bois est déficitaire de "3,46%", et c'est "la première année où on va dépasser le budget alimentaire de la caisse des écoles". Pour continuer à servir 50% de bio, il faudrait "environ 60 000 euros supplémentaires" par rapport à 2022.

      3. Ajustements et compromis sur la qualité des repas

      Pour compenser les augmentations, les cuisines centrales et les villes sont contraintes de revoir leurs pratiques, ce qui a des implications sur les menus et la gestion des stocks.

      • Modification des menus : Pour maîtriser les coûts, les nutritionnistes et chefs de production doivent faire des compromis sur les ingrédients.
      • La saucisse de veau et le gigot d'agneau sont les "deux protéines animales" que la nutritionniste doit "défendre" face aux impératifs budgétaires.
      • Le gigot d'agneau à "18 € le kilo" est remplacé par du jambon "deux fois moins cher". Cette décision impacte "l'éveil au goût des enfants", mais l'équipe doit "s'adapter aux contraintes de production financière etc."
      • Les potages, peu coûteux, sont privilégiés pour les "grosses journées".
      • Réduction des quantités et chasse au gaspillage : Les chefs cuisiniers doivent être extrêmement précis dans les quantités.
      • Le chef Léo a réduit sa consommation d'huile "de la moitié", passant de 5 litres à "2 litres et demi, 3 litres pas plus" pour la réalisation d'omelettes.
      • Les cuisiniers doivent respecter un grammage strict, par exemple "3 kg maximum" pour la ratatouille pour 15 enfants, avec une marge de seulement "50 g". "Faut pas qu'il y en ait trop parce que trop puisse trop plus trop va nous à la fin ça fait moins."
      • Défi de l'anticipation des effectifs : La gestion des repas est complexifiée par l'imprévisibilité du nombre d'enfants mangeant à la cantine. Claude, le chef de production, reçoit des rectifications quotidiennes des écoles.
      • Livrer trop de repas entraîne des pertes importantes, comme les "soixantaine de repas" gaspillés un lundi, représentant "267 euros d'aliments gâchés", car "pour des raisons sanitaires Claude ne peut pas récupérer les repas".
      • À l'inverse, des prévisions trop basses peuvent entraîner un surcroît de travail urgent pour les cuisiniers, comme les "249 repas supplémentaires" à préparer en urgence pour une seule école.

      4. Options et décisions politiques

      Les maires et les responsables financiers sont confrontés à un choix difficile pour maintenir la qualité des services sans surcharger les contribuables ou les parents.

      • Les deux options du maire : Le maire de Fontenay-sous-Bois, Jean-Philippe Gautret, n'a que "deux options" pour compenser le déficit : "Est-ce qu'on augmente les tarifs ? Est-ce qu'on augmente les impôts ?"
      • Inflation galopante : Il souligne l'impossibilité économique de faire face à une telle situation : "L'inflation égale aupante, c'est économiquement en termes de gestion impossible à tenir pour personne, aucune organisation normalement constituée ne peut faire face à ce type d'inflation galopante."
      • Décisions contrastées des municipalités :À Fontenay-sous-Bois, le maire a décidé de "ne pas augmenter les tarifs de cantine" jusqu'à la fin de l'année scolaire, malgré le déficit.
      • À Chennevières-sur-Marne, à l'inverse, "les parents doivent déjà payer plus cher", ce qui pousse certains à trouver des solutions alternatives.
      • En conclusion, l'augmentation des coûts de la cantine scolaire est une problématique complexe qui impacte lourdement les budgets familiaux et municipaux, forçant des ajustements dans la gestion, les menus et, potentiellement, la qualité des repas, tout en soulevant des questions sur l'équité d'accès à la restauration scolaire.
    1. Briefing sur la production et la consommation des repas en cantine scolaire

      Ce briefing examine en détail le processus de préparation, de distribution et de consommation des repas dans les cantines scolaires françaises, en se basant sur l'exemple de la cuisine centrale d'Antony.

      Il met en lumière les défis industriels, les contraintes sanitaires, les efforts pour promouvoir une alimentation équilibrée et la réalité du gaspillage alimentaire.

      1. La complexité de la production industrielle

      La préparation des repas pour les cantines scolaires est une opération logistique et industrielle de grande envergure, impliquant de nombreux acteurs et processus.

      A. La cuisine centrale : une véritable usine alimentaire

      • Capacité de production massive : La cuisine centrale d'Antony, employée par une entreprise de restauration collective, prépare 1,3 million de repas par an pour 42 écoles. Un seul plat comme le bœuf bourguignon représente 800 kg de viande pour 5500 enfants.
      • Contraintes sanitaires strictes : L'ingestion de bactéries telles que la salmonelle ou le staphylocoque entraîne une centaine d'intoxications alimentaires par an dans les écoles françaises. Pour prévenir cela, des mesures drastiques sont appliquées :
      • Décontamination : "Passer cette porte, la chasse aux bactéries est ouverte".
      • Contrôle de la chaîne du froid : Les livraisons, comme les 7200 yaourts, sont systématiquement contrôlées pour s'assurer que la température à cœur du produit ne dépasse pas 6 degrés. Au-delà, la marchandise est renvoyée.
      • Cellule de refroidissement : Cette machine est "impossible" de s'en passer. Elle réduit la température de 63°C à 10°C en moins de 2 heures pour freiner la prolifération bactérienne et étendre la durée de vie des produits à 5 jours. Les repas sont ensuite stockés entre 0 et 3 degrés.
      • Interdiction des œufs en coquille : Pour la pâtisserie, les œufs liquides sont utilisés car les œufs en coquille sont "interdits en centrale [car] c'est quand même plein de bactéries".
      • Optimisation des processus et des coûts :Surgelés et prédécoupés : Pour gagner du temps et réduire le besoin en main-d'œuvre, une grande partie des ingrédients, comme les garnitures aromatiques et les légumes (haricots verts, oignons, ail), sont surgelés et prédécoupés : "Tout le reste est surgelé... tout faire sur place demande beaucoup de temps et énormément de main d'œuvre".
      • Recettes adaptées : Les recettes sont conçues pour des productions de masse, utilisant par exemple de la margarine à la place du beurre (moins cher) et du chocolat en pistole (fond plus facilement).

      B. Des exigences de qualité variables et des coûts cachés

      • Exigences des municipalités : La mairie d'Antony exige des produits de qualité supérieure, tels que de la viande d'origine française ("50% plus cher que la viande européenne"), de la volaille Label Rouge et un produit bio par jour. Le prix payé par la mairie est de 8,95€ par repas, "plus que la moyenne nationale".
      • Secret industriel : Le prix de revient d'un repas pour l'entreprise de restauration collective reste un "secret industriel".
      • Réglementation des apports nutritionnels : Pour lutter contre l'obésité, les apports protéiques quotidiens sont réglementés (80g pour un élève de primaire, 60g en maternelle).

      2. L'innovation au service de l'équilibre alimentaire (et de la ruse)

      Face à la réticence des enfants envers certains aliments, les entreprises de restauration collective développent des stratégies innovantes pour masquer les légumes et les fruits.

      A. "Monsieur Innovation" et les recettes "mystères"

      • Disguiser les légumes : Un "Monsieur innovation", ancien pâtissier, est chargé d'intégrer des légumes dans des plats appréciés des enfants. L'exemple le plus frappant est le "cake mystère" au chocolat : "si le cake s'appelle mystère c'est parce qu'il y a un ingrédient surprise : de la courgette noyée dans le chocolat". L'idée est de le dire "en fin de repas : vous avez mangé la courgette".
      • Jouer sur les noms : La "brunoise de légumes agrémentée d'un crumble aux épices" est rebaptisée "crumble du jardin" car "si je dis brunoise de légumes avec un crumble, l'enfant quand il va entendre brunoise de légumes, ça va être compliqué. Moi j'ai pris un nom un peu plus poétique, j'ai mis crumble du jardin".
      • Adapter les classiques : Les pizzas peuvent être garnies de "poivrons", la "terreur des enfants", mais sous une forme attractive.
      • Intégrer les fruits : Un challenge est de faire manger des fruits aux enfants, qui ont une "certaine réticence aux fruits entiers", en les intégrant dans des gâteaux comme le cake à la mirabelle.

      B. Les enfants, juges ultimes des recettes

      • Tests de validation : Des recettes sont testées auprès d'enfants dans une cantine scolaire. Si "70% des testeurs valident une recette, elle sera distribuée 6 mois plus tard dans les écoles à environ 1 million d'enfants".
      • Verdict mitigé : Le "crumble du jardin" est un échec ("sans appel") et le cake mirabelle aussi ("décidément les fruits ont du mal à passer"). En revanche, la pizza végétale avec les poivrons est "validée".

      3. La réalité de la distribution et du gaspillage alimentaire

      Malgré les efforts de production et d'innovation, la consommation des repas en cantine est confrontée à des défis logistiques et comportementaux, entraînant un gaspillage significatif.

      A. La gestion des effectifs et l'imprévisibilité

      • Prévisions complexes : Lucy, responsable de la logistique, doit prévoir le nombre de repas à servir, un véritable casse-tête influencé par des facteurs imprévisibles comme les épidémies de grippe, les veilles de vacances, ou même la météo.
      • Flexibilité des parents : Dans cette ville, les parents peuvent décider le matin même si leur enfant déjeune ou non à la cantine, ce qui rend les prévisions d'autant plus difficiles.
      • Pertes financières : Lors d'une journée pédagogique, 200 repas sont perdus, représentant "1500€ de manque à gagner pour le groupe de restauration collective". Ces repas "vont à la poubelle".

      B. Le moment du repas : entre incitation et frustration

      • Personnel limité : Dans les écoles, le personnel est réduit (trois employées pour servir 152 repas).
      • Rôle des animateurs : Les animateurs, comme Tatiana, ont pour rôle de s'assurer que les enfants "mangent bien équilibrés", mais leur "marge de manœuvre est assez limitée".
      • Goûter, mais sans forcer : L'obligation n'est pas de "tout manger", mais de "goûter un tout petit peu". "On peut pas non plus les forcer à manger les enfants, mais faut juste qu'ils goûtent, ça, le plus important".
      • Succès et échecs à table : Les carottes bio et les haricots verts surgelés ont "visiblement pas beaucoup de succès". Le cake mystère, en revanche, s'en sort "plutôt bien", son ingrédient secret n'ayant pas été démasqué, bien que certains enfants puissent deviner ou ne pas apprécier la courgette une fois révélée.

      C. Le gaspillage, une douloureuse réalité

      • Assiettes à peine entamées : Les employés "jettent des assiettes à peine entamées", ce qui leur "fait mal".
      • Le "baromètre" de la poubelle : Le niveau de gaspillage est un indicateur de la qualité du repas. "Moyen moins et du BFI moyen cela sous-entend qu'on en a jeté la moitié".
      • Chiffres alarmants : Selon des études, une école de 500 élèves jette "150 kg de nourriture par jour". Pour la cantine d'Antony, sur 152 repas servis, "entre 100 et 120 kg ont été jetés à la poubelle", soulignant l'ampleur du problème.
      • En conclusion, la restauration scolaire est un système complexe, régi par des normes strictes et des objectifs ambitieux d'équilibre nutritionnel. Si l'industrialisation permet de servir un grand nombre d'enfants, elle se heurte à la réalité des goûts des enfants et à des défis logistiques qui mènent à un gaspillage alimentaire conséquent, malgré les efforts et les innovations mises en place.
    1. Dossier d'information : Le renouveau du village d'Oxelaëre

      Ce document présente une analyse des initiatives menées dans le village d'Oxelaëre, en Flandre française, pour revitaliser sa vie locale et attirer de nouveaux habitants, en se basant sur les informations fournies par la source "Ce restaurant accueille chaque jour tous les écoliers du village | 750GTV".

      Thèmes principaux :

      • Redynamisation économique et sociale par le commerce local
      • Rôle central du maire et de la municipalité dans le développement local
      • Approche innovante des services publics (cantine, logement)
      • Valorisation du patrimoine et de la culture flamande
      • Attraction de la population et cohésion sociale

      Idées et Faits Importants :

      1. Redynamisation économique et sociale par le commerce local : Le restaurant "Au Pied du Mont" et la boulangerie.

      • Le restaurant "Au Pied du Mont" est un pilier de la renaissance du village.
      • Contexte : Oxelaëre, un village de 500 habitants, avait vu son dernier commerce fermer 25 ans avant l'ouverture du restaurant.
      • Création : En 2017, la commune a racheté une bâtisse désaffectée pour 1 million d'euros (200 000 € financés par la mairie, le reste par la région et le département) pour en faire un restaurant.
      • Gestion : Il est géré par un couple de locataires, Audile et Michel Montvoisin, qui paient un loyer défiant toute concurrence (800 €/mois pour 400 m², soit moitié moins que les prix du marché).
      • Offre : C'est un "estaminet" typique du Nord, proposant une "alimentation très locale", "régional", avec des plats entre 15 et 20 € (ex: "os à moile", "flamiche au Maroilles", "rognons de veau et cervelle de porc"). Michel Montvoisin est un "ardent défenseur de la gastronomie locale". Le restaurant sert même une bière brassée exclusivement pour lui.
      • Impact : Le restaurant "affiche régulièrement complet" et a permis au village de "revivre".
      • La nouvelle boulangerie de Renault Vesken :
      • Contexte : Renault Vesken tenait déjà la boulangerie du village et a investi plus de 300 000 € pour racheter et rénover une ancienne salle de réception, à 300 mètres de son ancien commerce.
      • Développement : Cette acquisition lui a permis d'embaucher 10 employés (5 de plus) et d'élargir considérablement son offre.
      • Soutien municipal : Bien que la commune n'ait pas investi financièrement, le maire a "assisté le boulanger dans toutes ses démarches", notamment pour les dossiers de subventions. Pour le maire, "on ne peut pas imaginer le village d'Oxelaëre sans le fournil d'[illegible]".

      2. Rôle central du maire et de la municipalité dans le développement local : Stéphane Diezard.

      • Un maire "pure souche" : Stéphane Diezard, 53 ans, éleveur de vaches laitières, est "né dans [sa] commune à Oxelaëre" et la connaît "sur le bout des doigts". Il est maire depuis 15 ans et perçoit une indemnité de 523 € par mois pour 25 heures de travail hebdomadaire à la mairie, en plus de son activité agricole.
      • Vision : Depuis son élection, il n'a "qu'une idée en tête : faire revivre son village".
      • Actions concrètes : Il est à l'initiative du rachat et de la transformation de la bâtisse en restaurant. Il démarche lui-même les restaurateurs et les aide dans leurs projets.

      3. Approche innovante des services publics (cantine, logement, santé) :

      • Cantine scolaire au restaurant :
      • Problématique initiale : Les 18 élèves de CM1 et CM2 du village mangeaient auparavant dans le gymnase de l'école.
      • Solution innovante : Le maire a imposé comme condition aux restaurateurs d'accueillir quatre fois par semaine les écoliers.
      • Fonctionnement : Les repas sont bio, les aliments proviennent de fournisseurs locaux. Les familles paient 3 € par repas, et la mairie paie 7 € par repas aux restaurateurs, ce qui représente "18 000 € de chiffre d'affaires en plus chaque année" pour le restaurant.
      • Bénéfices : Économiquement, la commune s'y "retrouve". Moins de gaspillage alimentaire qu'avec les repas sous vide. Les enfants "mangent local" et cela fait partie de leur "éducation".
      • Contrainte pour les enfants : Ils doivent débarrasser, "comme à la maison".
      • Logement municipal à loyer modéré :
      • Initiative : La mairie a aménagé un duplex de 90 m² à l'étage de la mairie, auparavant dédié aux archives.
      • Objectif : "Diminuer nos charges et faire vivre notre commune". "Faire l'accueil d'une belle famille".
      • Attractivité : Loyer de 500 € par mois, "30 % en dessous du prix du marché", ce n'est pas une HLM mais "une belle affaire".
      • Résultat : Une famille s'y est installée en 2012, contribuant à la vie du village.
      • Projet de maison de santé :
      • Problématique : "Aucun médecin ne s'est jamais installé" à Oxelaëre.
      • Solution : Un chantier de 2 millions d'euros est prévu pour 2025, financé à 70 % par des aides publiques.
      • Particularité : Le projet prévoit un appartement pour accueillir des internes en médecine, afin de "garder notre population pour les années à venir et surtout nos jeunes" et permettre aux "aînés de rester le plus longtemps possible chez eux".

      4. Valorisation du patrimoine et de la culture flamande :

      • Gastronomie locale : Le restaurant met en avant des "produits traditionnels flamands", des plats "régionaux". La bière du restaurant est "faite exclusivement pour le restaurant" avec une "touche personnelle".
      • Jeux Olympiques Flamands : Oxelaëre a organisé ses propres Jeux Olympiques flamands, un an avant ceux de Paris.
      • Objectif : Attirer les gens, notamment ceux qui "souffrent beaucoup" et ne sortent pas.
      • Succès : L'événement a attiré 2 000 personnes en 4 jours, soit "quatre fois la population totale du village". La participation aux activités coûte 10 €, destiné à rembourser les 5 000 € avancés par la commune.

      5. Attraction de la population et cohésion sociale :

      • Croissance démographique : Alors que la population des communes voisines stagne, Oxelaëre gagne des habitants, avec une augmentation de "plus 13 % en 15 ans".
      • Accueil et intégration : Les initiatives comme le logement municipal et l'implication du maire contribuent à attirer et intégrer de nouvelles familles.
      • Création de liens : Le restaurant, la boulangerie et les événements comme les Jeux Olympiques flamands sont des lieux de rencontre et de "cohésion sociale". Le maire insiste sur l'importance de "faire vivre [le] village et [la] région maximum" et de faire en sorte que "le client il se régale et puis que à la fin au final il reparte avec le sourire".

      Conclusion :

      Le cas d'Oxelaëre est un exemple marquant de la manière dont une volonté politique forte, incarnée par un maire profondément attaché à sa commune, peut, grâce à des initiatives innovantes et une valorisation des ressources locales (gastronomie, culture), revitaliser un village, attirer de nouveaux habitants et améliorer la qualité de vie de ses résidents.

      La synergie entre les services publics repensés (cantine, logement, santé) et le soutien aux commerces de proximité est au cœur de cette réussite.

    1. Briefing : La Restauration Scolaire en Seine-Saint-Denis – Enjeux et Défis

      Ce document explore les défis et les initiatives autour de la restauration scolaire, particulièrement en Seine-Saint-Denis, à travers le prisme du Cesco, une régie publique qui nourrit 43 000 élèves par jour dans 19 communes.

      Les sources mettent en lumière les contraintes budgétaires, les normes nutritionnelles, la transition vers des pratiques plus durables (bio, moins de plastique) et la réalité de la consommation par les enfants.

      Thèmes Principaux et Idées Clés :

      Le Contexte de la Restauration Collective de Masse :

      • Production quasi-industrielle : Le Cesco produit des repas à grande échelle, avec des plats qui ne sont pas cuisinés sur place mais arrivent en barquettes plastiques jetables et sont simplement réchauffés dans les écoles. "ni les grainées végétales ni le chou-fleur n'ont été cuisiné sur place les repas sont arrivés dans ces barquettes en plastique jetable qu'il suffit de réchauffer et hop c'est prêt".
      • Dépendance aux fournisseurs : La logistique est complexe, nécessitant l'achat de gros volumes (ex: "272 sacs de semoule", "10 tonnes de riz, d'huile d'olive") et une gestion précise des livraisons. Tout retard ou manquement peut avoir des répercussions majeures, comme l'absence de 150 kg de bœuf qui représente "1800 repas d'enfants".

      Contraintes Budgétaires et Équilibre Alimentaire :

      • Coût des matières premières : Le prix moyen des matières premières par plateau doit être inférieur à 2 €. Les diététiciennes doivent jongler pour proposer des menus variés tout en respectant ce budget strict. Un plat avec du poisson frais et des céréales, par exemple, est jugé "onéreux" et coûte "2,60 € en coût d'entrée alors qu'on est sur un prévisionnel plutôt de de 1,90 €".
      • Équilibre nutritionnel légal : La loi impose des normes strictes, comme "quatre poissons, huit fruits frais, dix crudités chaque mois". En Seine-Saint-Denis, département "le plus pauvre de France métropolitaine", l'équilibre alimentaire est crucial, car le repas à la cantine peut être "le seul repas équilibré de la journée" pour certains enfants.
      • Compromis sur les ingrédients : Pour maintenir les coûts, il est souvent nécessaire de remplacer des ingrédients coûteux (ex: "la garniture qui coûte un petit peu cher on peut peut-être la retravailler la modifier par une garniture que les enfants consomment bien qui coûterait peut-être un peu moins cher on peut revenir tout simplement sur un riz"). L'utilisation de produits surgelés comme le chou-fleur bio est une solution pour gérer les volumes malgré le manque d'espace et de personnel pour le frais.

      La Transition vers le Bio, la Qualité et la Fin du Plastique :

      • Nouvelles exigences légales : La loi impose "plus de bio et moins d'emballage plastique", avec un objectif de "fin du plastique à la cantine en 2025" et des exigences annuelles croissantes en produits de qualité labellisés et en circuit court.
      • Impact financier de la transition : Cette transition a un coût exorbitant. Le remplacement des barquettes plastiques par des contenants réutilisables (inox ou verre) coûterait "5 millions d'euros" pour l'acquisition et nécessiterait "une nouvelle cuisine", "une laverie" et des "camions supplémentaires". Le surcoût budgétaire annuel pour une commune peut atteindre "180 000 €", ce qui est "très très très très conséquent" pour les municipalités déjà modestes.
      • Difficultés d'approvisionnement local : Trouver des fournisseurs locaux capables de répondre aux volumes demandés tout en respectant les critères de qualité est un défi majeur. Un producteur de yaourt bio artisanal, malgré des prix deux fois plus élevés que l'industrie, était le "seul producteur local capable de répondre à des critères de qualité draconien" pour un appel d'offres.

      Enjeux Sanitaires liés au Plastique :

      • Problèmes de réchauffage : Les barquettes plastiques, réchauffées à "130°" pendant "45 minutes", se "gondolent". L'Agence Nationale Indépendante (ANSES) signale que "des molécules de plastique se mélangeraient alors avec la nourriture", avec des conséquences potentielles comme la "puberté précoce et des cancers infantiles" (perturbateurs endocriniens).
      • Préoccupation des parents : Des parents, comme Sabrina, sont très préoccupés par l'exposition de leurs enfants aux perturbateurs endocriniens via le réchauffage dans le plastique, surtout après avoir fait des efforts pour une éducation sans produits industriels : "quand on a fait tout ça et qu'après vos enfants ils mangent à la cantine on leur réchau leurs repas dans des dans des barquettes en plastique qui diffusent forcément des perturbateurs endocrinien ça pose question quoi".

      Le Gaspillage Alimentaire et la Réticence des Enfants :

      • Statistiques alarmantes : Un tiers de la nourriture servie en restauration scolaire en France finit à la poubelle. Dans l'école de La Courneuve, le jour du tournage, "50% de gâchis" pour le chou-fleur et "45% de la quantité servie" pour le plat végétarien ont été constatés. "25 kg de nourriture perdue" pour 150 élèves.
      • Refus des légumes : Les enfants montrent une forte aversion pour les légumes. Un enfant affirme être "allergique aux légumes", un autre ne veut pas "goûter" le chou-fleur. Les plats préférés évoqués sont "les frites", "des hamburgers", "des pâtes".
      • Problèmes de goût : La "liaison froide", qui permet de conserver les plats jusqu'à 5 jours, altère le goût : "on sait que deux jours après ça aura pas le même goût que quand on va le produire". De plus, les légumes sont "souvent baignés dans de la sauce" à cause du transport, ce qui est "gustativement... pas génial" pour les enfants.
      • Implication des enfants : Des initiatives sont mises en place pour réduire le gaspillage et améliorer l'acceptation des plats, comme impliquer les enfants dans la dégustation et le vote des menus. Cependant, même un plat validé par les enfants (compotée de butternut) peut finir à "50% du plat a fini à la poubelle" lors du service réel.

      Vers une Cuisine Plus Traditionnelle :

      • Le rôle du chef : Daniel, le chef cuisinier du Cesco, avec une formation gastronomique, a été recruté pour "trouver des alternatives aux produits ultra transformés industriels et revenir à une cuisine plus traditionnelle". Il met en place des bouillons de légumes "comme à la maison", remplaçant les poudres "principalement du sel qu'on payait au prix de la viande".
      • Limites de la cuisine sur place : Malgré les efforts du chef pour une cuisine plus "maison", l'échelle de production et les contraintes logistiques empêchent une cuisine entièrement fraîche et traditionnelle. "Pour servir 43000 repas il lui faudrait 6 tonnes de choufleur frais entier la place ni le personnel pour s'en occuper". Les cantinières travaillent souvent seules, avec un simple four pour réchauffer.

      Conclusion :

      La restauration scolaire est à un carrefour entre les impératifs de santé publique, les exigences environnementales, les contraintes budgétaires et la réalité du goût des enfants.

      La transition vers des repas plus sains, bio et sans plastique est une nécessité imposée par la loi et plébiscitée par les parents, mais elle se heurte à des obstacles financiers et logistiques colossaux, particulièrement dans les zones défavorisées.

      L'innovation dans les méthodes de cuisine (retour au "fait maison") et l'implication des enfants sont des pistes prometteuses, mais la réduction du gaspillage et la rééducation du goût des enfants aux légumes restent des défis majeurs à relever pour que les repas de cantine remplissent pleinement leur rôle nutritionnel et éducatif.

    1. Analyse Détaillée des Repas en Cantine Scolaire et d'Entreprise : Enjeux et Perspectives

      Ce documentaire analyse les défis et les innovations liés à la production et la distribution des repas en cantine scolaire et d'entreprise en France, en s'appuyant sur des extraits de l'émission "Cantines scolaires : ce que pensent vraiment nos enfants de ces repas | 750GTV".

      Il met en lumière les pressions financières, les contraintes réglementaires, les préoccupations sanitaires, les efforts pour réduire le gaspillage et l'évolution des attentes des consommateurs.

      1. La Crise des Cantines Scolaires : Augmentation des Coûts et Impact sur les Familles

      L'inflation actuelle, notamment l'explosion du coût des denrées alimentaires et de l'énergie, pèse lourdement sur les budgets des cantines scolaires et des ménages.

      1.1. L'Augmentation des Tarifs : Un Fardeau pour les Parents

      • Impact Financier Direct : Des familles comme celle de Mélodie et Éric voient le prix du repas passer de 4,50 € à 7 €, soit une augmentation de 2,50 € par repas. Pour leurs deux enfants, cela représente "126 € 80" par mois, soit "1200 €" supplémentaires par an.
      • Répercussions sur le Budget Familial : Cette hausse force les parents à "restreindre" leurs activités familiales. Mélodie et Éric déclarent : "on ira pas au Center Park où on ira mais on ira avec nos sandwichs". Vanessa, mère célibataire, a vu ses dépenses augmenter en cascade (carburant, gaz, électricité, alimentation) et l'augmentation de 50 centimes par repas à la cantine a été "la goutte d'eau qui l'a amené à prendre une décision radicale".
      • Stratégies d'Économie des Familles : Face à l'augmentation, certains parents retirent leurs enfants de la cantine pour les faire manger à la maison. Vanessa prépare des repas à moins de 2 € par enfant, contre 5 € à la cantine, réalisant un gain de "30-32 € en fait par mois", soit "320 €" sur 10 mois.
      • Boycott en Vue : Certains parents envisagent de "boycotter la cantine pendant une semaine pour que la mairie prenne en charge sur son budget une partie de la hausse des tarifs".

      1.2. Les Collectivités Locales sous Pression

      • Coût Réel d'un Repas : Un repas de cantine coûte environ "14 €" si l'on inclut les coûts de production, le transport et le personnel encadrant.
      • Défi pour les Communes : Les collectivités doivent faire face à un "casse-tête financier" et cherchent "par tous les moyens à faire des économies". Le budget de la cuisine centrale de Fontenay-sous-Bois est déficitaire de "3,46 %", la première année où il "va dépasser le budget alimentaire de la Caisse des écoles".
      • Choix Difficiles pour les Maires : Le maire de Fontenay-sous-Bois, Jean-Philippe Gautier, se retrouve face à deux options : "Est-ce qu'on augmente les tarifs ? Euh, est-ce qu'on augmente les impôts ?". Il souligne que "si l'inflation est galopante c'est économiquement en terme de gestion impossible à tenir pour personne". Pour l'année scolaire en cours, il a décidé de ne pas augmenter les tarifs.
        1. Les Enjeux de la Production en Cantine Scolaire : Entre Contraintes et Innovations
      • La production des repas en cantine scolaire est un exercice d'équilibriste entre respect des normes, contraintes budgétaires et efforts pour améliorer la qualité.

      2.1. L'Explosion des Prix des Matières Premières

      • Rationnement et Nouveaux Produits de Luxe : Samir, responsable des stocks, constate que "Certains produits sont devenus très chers et très rares". Il donne l'exemple de la moutarde dont le prix est passé de "5 € le seau" à "15 €". L'huile de tournesol, un "nouveau produit de luxe", est passée de "7,48 € le bidon" à "16 €", "quasi deux fois plus". Samir doit rationner ces denrées.
      • Impact sur la Variété des Menus : Pour compenser, certains aliments sont retirés de l'assiette des enfants. Le "gigot d'agneau à 18 € le kilo" est remplacé par le jambon, "deux fois moins cher".

      2.2. Respect des Normes Nutritionnelles et Légales

      • Obligations Légales : Aurélie, la nutritionniste, veille à ce que les menus contiennent "au moins quatre poissons, huit viandes, 10 fruits et 10 légumes" par mois, une "obligation légale". Les diététiciennes Laura et Magalie du CESCO doivent également respecter ces normes, tout en maintenant un coût moyen des matières premières "inférieur à 2 €".
      • Lutte contre l'Obésité : Les apports protidiques quotidiens sont réglementés : "80 g pour un élève de primaire, 60 ans en maternel".

      2.3. La Complexité de la Gestion des Stocks et du Gaspillage

      • Prévisions Incertaines : Claude, alias "monsieur Chiffre", est obsédé par la question : "Combien d'enfants vont manger à la cantine ?". Chaque matin, il doit ajuster ses prévisions, mais les rectifications peuvent entraîner des "pertes".
      • Gaspillage Alimentaire Important : Des repas entiers peuvent finir à la poubelle faute de pouvoir être récupérés pour des raisons sanitaires. Lors d'une "journée pédagogique", 242 repas ont été perdus, soit "1500 € de manque à gagner".
      • Chiffres Alarmants : Selon des études, "une école de 500 élèves gaspille 100 kg de nourriture par jour". Lors d'un service avec seulement 152 élèves, "entre 100 et 120 kg ont été jetés à la poubelle".
      • Causes du Gaspillage : Le chou-fleur, par exemple, a un taux de gâchis de "50 %", et le plat végétarien de "45 %". Les enfants n'apprécient pas certains légumes, souvent "baignés dans de la sauce à cause de la liaison froide", ce qui altère le goût.
      • Solution : la Chasse au Gaspillage : Le CESCO estime qu'en ajustant les quantités, il y aurait "une trentaine de centimes par repas à gagner".

      2.4. La Qualité des Repas et l'Industrialisation

      • Cuisines Centrales : De nombreuses cantines, notamment dans les écoles, ne font que réchauffer et portionner des plats préparés dans des cuisines centrales. Le bœuf bourguignon et le cake courgette chocolat de l'école Pasquier d'Antony sont préparés "quelques jours" avant et livrés la veille.
      • Procédés Industriels : Pour produire "43 000 élèves par jour dans 19 communes", le CESCO utilise une production "quasi industrielle". Le chef cuisinier Daniel décrit : "Avant que j'arrive on prenait de l'eau on mettait de la poudre et on obtenait des sauces qui avaient le goût de la poudre". Désormais, il essaie de revenir à une cuisine plus "comme à la maison".
      • Liaison Froide : Les plats subissent un refroidissement express pour être conservés "jusqu'à 5 jours". Cependant, il y a une "perte de goût" avec ce procédé.
      • Contenants Plastiques et Risques Sanitaires : Le réchauffage des barquettes en plastique jetables dans le four fait "gondoler" les contenants.

      Selon l'ANSES, "des molécules de plastique se mélangeraient alors avec la nourriture", ce qui pourrait être "responsable de pubertés précoces et de cancers infantiles".

      Sabrina, une mère, exprime son inquiétude : "on empoisonne ses enfants à long terme".

      2.5. Les Efforts pour l'Amélioration de la Qualité

      • Loi de 2025 : Fin du Plastique et Plus de Bio : La loi impose "la fin du plastique à la cantine en 2025" et de "nouvelles contraintes" : "chaque année plus de bio, de produits de qualité labellisés et de circuits courts".
      • Recherche de Fournisseurs Locaux : Le CESCO cherche de nouveaux fournisseurs, comme Hotman Berou, producteur de yaourt bio artisanal. Il est le "seul producteur local capable de répondre à des critères de qualité draconiens". Cependant, ses yaourts sont "deux fois plus cher que l'industrie agroalimentaire".
      • Coûts de la Transition : Le passage au bio et à l'élimination du plastique représente un coût énorme. Le directeur de la régie du CESCO estime que les contenants réutilisables seuls représenteraient "5 millions d'euros" pour 100 000 pièces.

      Cela nécessiterait "une nouvelle cuisine", une laverie et des camions supplémentaires. Il demande aux mairies "180 000 € par an en fonctionnement" en plus.

      • Implication des Enfants dans le Choix des Menus : Des chefs tentent de faire valider de nouvelles recettes par des groupes d'enfants. Si "70 % des testeurs valident une recette elle sera distribuée 6 mois plus tard dans les écoles à environ 1 million d'enfants". L'objectif est de leur faire manger des légumes, parfois en les "cachant" (comme la courgette dans le cake mystère).

      3. Les Cantines d'Entreprise : Un Modèle en Évolution Les cantines d'entreprise connaissent également une transformation, s'adaptant aux nouvelles exigences des salariés.

      3.1. Attentes Élevées des Salariés

      Qualité et Équilibre : "Fini les plats industriels et bas de gamme avaler sur le pouce ils veulent prendre le temps de manger sain et équilibré". Les salariés sont "de plus en plus exigeants".

      Expérience Culinaire : Le groupe Accord propose plus d'une "dizaine de stands" avec des plats variés (Asian, burger, Méditerranée, paella, poisson, végétarien, rôti de sanglier, plateau de fromage avec truffe). Les assiettes et desserts sont dressés "devant le client à la commande", donnant l'impression d'un "vrai restaurant en mode cafétéria".

      Prix Abordables : Un plateau coûte 11 €, mais le salarié ne paie que 6 €, le reste étant pris en charge par l'employeur.

      3.2. Innovations des Grands Groupes de Restauration Collective

      • Service et Logistique Optimisés : Le groupe Accord utilise une application qui indique la fréquentation en temps réel, permettant aux employés d'éviter les files d'attente.
      • Valorisation du Fait Maison et des Produits Locaux : Christophe, chef pour Elior, un leader de la restauration collective, met l'accent sur le "fait maison" et les produits frais. Il s'approvisionne chez des producteurs à moins de "200 km". Par exemple, les frites sont produites localement et livrées crues "sous vide", sans congélation, offrant une "fraîcheur extrême".

      • Créativité Culinaire : Les chefs comme Mathieu, pâtissier chez Elior, ont conservé leur créativité malgré le volume : "J'ai même apporter des recettes que je faisais dans des restaurants auquels je travaillais avant et que je propose aux clients ici et qui sont super contents".

      • Réduction du Gaspillage : Christophe vise des "pertes infimes" en commandant au plus juste et en ajustant les quantités en fonction de l'historique des ventes. "Moi je préfère produire moins Quitte à perdre du temps un petit peu en fin de service pour refaire et voilà on arrive au résultat où les pertes sont infimes".

      3.3. Un Cadre de Travail Amélioré

      • Lieu de Vie : Les grandes entreprises conçoivent leur siège comme des "start-up de la Silicone Valley", où la cantine est un "lieu design et confortable".
      • Bien-être des Salariés : Des espaces de détente avec WiFi, iPad, jeux et même des "fauteuils massants" pour la sieste sont mis à disposition. "une bonne sieste c'est bien 15 20 minutes il y a pas besoin de ce soit plus longtemps Je pense pas que ce soit abusé de faire 15 20 minutes de sieste dans une journée".
      • Restauration Haut de Gamme : Au 27ème étage de la tour Accord, un "restaurant gastronomique avec vue sur tout Paris" propose des menus à "32 € élaboré par des grands chefs", attirant les cadres pour leurs rendez-vous d'affaires.

      Conclusion

      • Le secteur de la restauration collective, qu'elle soit scolaire ou d'entreprise, est en pleine mutation.

      Confronté à des pressions économiques inédites, il doit jongler entre l'augmentation des coûts, les exigences réglementaires croissantes en matière de qualité et de durabilité (fin du plastique, plus de bio), et les attentes grandissantes des consommateurs.

      Si les cantines scolaires peinent à trouver l'équilibre financier et à réduire le gaspillage, les cantines d'entreprise semblent s'adapter plus rapidement, transformant le repas en un véritable service d'entreprise et un levier de bien-être au travail.

      Les innovations et les efforts pour une alimentation plus saine et locale sont palpables, mais leur généralisation dépendra en grande partie de la capacité des collectivités et des entreprises à investir dans ces transformations coûteuses, tout en protégeant le pouvoir d'achat des familles.

    1. The argument presented by McKiernan et al. reminds us that while research assessment reform is increasingly the subject of discussion and proposals for the need to change, concreteness around how to convert this widespread agreement into action remains somewhat lacking. Developed with the input of a series of workshops, the authors present a values-based framework with the hope that this will help institutions and individuals across diverse disciplines take ground and move the needle to achieve actionable change.

      This paper offers a valuable perspective and well-resourced recommendations that pull from both published works and on-the-ground insights to address a recognized challenge; as such, the suggestions below are largely focused on potential challenges to adoption, in the interest of driving uptake and to increase the chances the framework can generate individual and institutional benefit.

      Purely from a usability standpoint, 14 values is a lot to process (as the authors themselves recognize). While the article makes it clear that there is no expectation to use all 14, with encouragement for “specific departments, disciplines, and institutions to work through whether these values are the ones that resonate most with them,” the sheer number does risk overwhelming potential users from the jump or inadvertently scaring away folks who may feel paralyzed by the need to winnow them down. This, in combination with facing a wholly new system that is intentionally designed to reduce the security blanket of research/teaching/service, may feel like too many changes at once, which subsequently risks reducing potential uptake. Given that one common refrain from those starting on the research assessment reform journey is that simply figuring out how to start can be a challenge, there may therefore be a strong benefit to providing conceptual on-ramps to make this framework as approachable as possible This could take a range of forms—e.g., via clustering values into higher-level categories; employing structures or prompts to assist with processing options or selecting a place to start; proposing potential prioritization strategies—that would neither limit the content nor enforce a strict regimen, but which might make initial entry less daunting. Note that this is not a suggestion to reduce the set, as all seem useful and relevant, but simply to provide some strategies to make the task feel more initially manageable in order to overcome early potential barriers to adoption.

      One known and recurrent challenge with more qualitative assessments can be that they are often seen as more time-consuming than using quantitative measures, which tend to be much easier to scan, digest, and compare (see e.g., Ma, L. (2021) ‘Metrics as Time-Saving Devices’, in: F. Vostal (ed.) Inquiring into Academic Timescapes. pp:123-133. Emerald Publishing Limited. 10.1108/978-1-78973-911-420211011 and Rushforth, A. & De Rijcke, S. (2024) Practicing responsible research assessment: Qualitative study of faculty hiring, promotion, and tenure assessments in the United States, Research Evaluation 33 rvae007, https://doi.org/10.1093/reseval/rvae007. A second—perhaps less articulated, but equally critical—issue is that reviewers may not always feel equipped or trained to assess more qualitative outputs. This makes the inclusion of example activities and indicators extremely valuable in their ability to provide a useful on-ramp to assessment activities. At the same time, the authors note that values can be interpreted broadly; this is both a blessing (in that they can accommodate a wide potential range of instances) and a curse (in that it may more difficult for new users to feel confident in how they are being applied), especially as the indicators essentially read as slightly more detailed versions of the activities or behaviors. While I recognize this is intentional, to support a wider variety of potential use cases, it may be useful to explicitly prompt potential users to consider how moving beyond the general can supply an extra layer of specificity appropriate to the case at hand, which in turn can help concretize what ‘good’ looks like in their specific instances. This may be especially useful or important in fields where value may be more qualitative or more difficult to capture and in situations like tenure processes, which rely on communicating or translating accomplishments across disciplines.

      The authors make it clear that this approach should not be seen just as an alternative set of measures for what has been used historically, but as an opportunity to interrogate the notion that there is a single way to signal or demonstrate scholarly success, and further to reinforce that there is not one correct pathway or model for building an academic career. This strikes me as an important point, and one that perhaps deserves more attention. It is well recognized, for example, that the traditional hierarchy often used in academic assessment (i.e., research > teaching > service) creates a perverse set of incentives, where some activities are rewarded and legitimized more than others. Despite the fact that the paper mentions that responses during the working sessions were open-minded about contextualizing these values across different scholarly activities, the longevity of that mental model may make it hard to dislodge, and may result in individuals using the proposed framework in such a way that values seen as being more research-aligned are prioritized, or used in ways that continue to promote research above teaching (e.g., mentoring), and so on. This suggests the value of reiterating how the framework’s values can show up across the traditional triad of research/teaching/service for those who might be new to the idea.

      Secondly, the valuable insight that different disciplines will likely reflect these values in different ways suggests that the framework might benefit from further consideration regarding how this proposed approach might play across different career stages (e.g., early career vs. advanced professionals) or career paths (e.g., alternatives to the traditional arc that presumes moving in a linear, unbroken progression from undergrad to graduate to post-graduate academic positions). With regard to career stages, while many of the values included in this model are surely important at any point along a career trajectory, the ways in which they manifest may vary quite a bit (most specifically, for example, in cases like leadership and mentorship that may naturally take on a different tenor as one advances; qualities such as “collaboration and partnership” or criteria for “advancing knowledge” may also look quite different with increased seniority). This suggests there is potential value in proposing that institutions consider how each dimension might take on natural progressions in behaviors and indicators.

      Further, it might be interesting to consider how the values themselves might provide an inspirational frame or structure that helps academics—perhaps especially early in their career—see how focusing on constellations of values can help them envision and carve out a scholarly identity.  This suggestion is prompted in part by the notion of trying on different ‘shapes’ of academic identities that appears in Building Blocks for Impact (https://doi.org/10.5281/zenodo.7249187), which took a different tack toward expanding what matters with regard to scholarship but was equally interested in helping scholars envision centers of gravity and trajectories that were not solely grounded in traditional milestones such as tenure. [In full disclosure, I worked on this model as a part of a DORA-led, grant-funded effort called Project TARA; this point is offered not as a bid for a citation or as self-promotion but because that model grew from similar motivations as the ideas presented in this paper].

      Recognizing movement from or into careers outside of academia or developed in practice-based settings may also help the framework encompass the reality of non-traditional career arcs (e.g., moving to or from industry). Given that the framework is already quite substantial, this is not as a suggestion to add more layers of content; rather—as with many of the suggestions above—this might entail supplementing the framework with guidance to prompt institutions or committees to consider a different kind of scholarly diversity. Along similar lines, there might be a benefit in recognizing how career variability does not change the values themselves, but that it might impact how those values play out. For example, moving back and forth from industry (or other non-academic arenas) to academia might offer new types of relationships and opportunities but might also limit open sources sharing to some degree if one is constrained by institutional requirements such as non-disclosure agreements (NDAs).

      Finally, it might be worth reflecting on potential ways to capture feedback about the framework’s use or cases that describe how the framework was employed or implemented. While that data collection effort obviously expands beyond the framework itself, the authors’ position that the model is a starting point suggests that proposing ways to learn from collective use will not only help provide guidance for others but also ensure that the framework and overall approach gets better and more robust over time.

    1. A summary of what the authors were trying to achieve (address the entire article, not just individual points or sections)

      This short paper provides an introduction to two issues: the “credibility revolution” of practices in psychology research following the reproducibility crisis, and the state of psychology research in Africa and the factors which are crucial to its development. The paper claims that there are mutual benefits: efforts to support credible and accessible research can benefit psychology in Africa, African psychology can expand and enhance the credibility of psychology research in the rest of the world.

      An account of the major strengths and weaknesses of the conceptual framework, methods and results

      The paper serves as a very accessible introduction to the “reproducibility crisis” in psychology, and the subsequent “credibility revolution” of research practices which are often (but not exclusively) focussed on transparency and accessibility, and which are applicable in many fields beyond psychology.

      The taxonomy of open science innovations into four categories - Accessibility, Infrastructure, Credibility, Community - is a nice way of organising initiatives.

      It may be beyond the scope of the remit the authors set themselves, but from a metascience perspective there is an unanswered question of how progress on the challenges set out by the paper would be measured. What are the indicators which we could use to evaluate progress in the different challenge areas or against which to measure benefits ?

      One paragraph summarising progress on reproducibility (p8 “The result was an explosion of research on practices to improve the credibility of psychology research”) seems to imply that credibility efforts are coextensive with replication studies (which is surely not what the authors mean) and further to imply that credibility practices are limited in applicability to a restricted domain of mostly online studies (which undersells the benefits of the credibility practices developed within psychology and admirably showcased in this paper).

      An appraisal of whether the authors achieved their aims, and whether the results support their conclusions

      I am not qualified to comment on whether the portrayal of African psychology is fair or comprehensive. I note that six of the nine authors have affiliations with African institutions.

      A discussion of the potential likely impact of the article on the field, and the utility of the conceptual framework, methods and empirical materials/data to the community

      The contribution of this paper is to signpost the valuable work that is being done on credibility mechanisms and on research development in Africa.

      Any additional context that might help readers interpret or understand the significance of the article

      None

      Any issues the authors need to address about the availability of data, code, research ethics, or other issues pertaining to the adherence of the article to MetaROR’s publishing policies

      N/A

      Positionality:

      As an experimental psychologist I have been involved in the discussion around credibility since at least 2011. I have no experience or familiarity with African psychology or the human development issues mentioned by the article.

      Reviewers are asked to provide specific guidance on the following:

      Does the article contribute new insights to the relevant fields?

      Yes. Both topics - credibility in research and research in Africa - are huge topics. The brief introductions here are valuable and there is added benefit of bringing the two into explicit dialogue.

      Are the key insights clearly communicated in the abstract, introduction, and conclusion?

      Yes

      Does the introduction section adequately explain necessary background information? Does it set out and justify the motivation for and aim of the study?

      Yes

      Does the literature review (where applicable) include the relevant research including the most recent research?

      Yes, with the caveat that the topics are so large that it is impossible in this amount of space to be comprehensive.

      Are any analytical concepts or theoretical frameworks used appropriately introduced and taken up in the empirical analysis (where applicable)?

      N/A

      Are all research methods clearly described and appropriate? In the case of quantitative submissions, are the methods rigorous and does the study include or point to all materials required to attempt a replication of the results?

      N/A

      Do the results make sense? Are they clearly formatted and presented? Are graphs easily readable and clearly labeled? Are all figures and tables understandable without reference to the main body of the article? Do they contain proper captions?

      N/A

      Are the results discussed in the context of previous findings? Are the results similar to previously reported findings? Are differences explained?

      There is no mention of previous work on this exact topic (the synergy). Perhaps there isn’t any? Maybe explicit statement to this effect would be good

      Are limitations of the study and their implications for interpretation of the results clearly described (where applicable)?

      On a similar line, maybe readers would benefit from a statement from the authors on their backgrounds and/or how the author team came together to address this topic?

      Are interpretations and conclusions consistent with the empirical materials and data?

      N/A

      Are all references appropriate? Are necessary references present? Are all references cited in the text included in the reference list?

      Nosek et al (2021) is missing or should be Nosek et al (2022), which additionally appears slightly out of alphabetical order in the bibliography

      If one or more studies in the article were preregistered, are the hypotheses, research methods, and inference criteria in line with the preregistration?

      N/A

    2. A summary of what the authors were trying to achieve (address the entire article, not just individual points or sections)

      The area of expertise of the reviewer is open access which, for all intents and purposes, is a subset of open science. The nub of this manuscript is the credibility of psychology research using open science to grow that credibility and to bridge the psychology knowledge divide between the global north and Africa. Given the reviewers limited knowledge of the core issue of psychology research, the reviewer will confine his comments to his area of expertise.

      An account of the major strengths and weaknesses of the conceptual framework, methods and results

      Psychological science is facing a ‘credibility crisis’ because many studies can’t be replicated, prompting reforms for more transparent and rigorous research. While these efforts have progressed in North America and Europe, Africa has seen less impact due to challenges like low funding and poor infrastructure, widening the gap in research capacity. These are the core issues covered in this manuscript. However, what is omitted as a challenge is the brain drain and its impact on research and research production. Many authors talk about knowledge pilgrimage as African researchers have to research issues from a global north perspective to improve chances for publication. There is a nuanced difference between research colonialism (concept used by the authors) and knowledge pilgrimage – the former aligned to helicopter research while the latter is about African researchers manipulating global north research data to get published at the neglect of Africa. 

      The authors make the point about power imbalances and the fact that global north researchers use Africa as a point of data collection without recognising the contribution by the African researchers.

      The research gap is widened given the reliance on North American and Europeans guidelines and standards. Open science practices offer African researchers tools to improve research quality and join global discussions. Initiatives like the African Reproducibility Network can help build stronger research communities, addressing local issues while contributing to a more inclusive and globally relevant psychology. Strengthening African research could also advance human development across the continent.

      It is recommended that the authors do not use illegal entities as sources of information as, in the opinion of the reviewer, brings into question the credibility of the manuscript.

      The perceived weaknesses relate to the oversimplification of open science solutions. While open science is framed as a key solution, the manuscript oversimplifies its implementation in Africa. It only superficially acknowledges the barriers to adopting open science practices, such as the lack of stable internet access, digital tools, and the necessary training in many African institutions. The manuscript suggests open science can bridge gaps without delving into the complexities of infrastructure and access that make it difficult for African researchers to fully engage with these practices.

      The manuscript should pay a little more attention on how African researchers can practically adopt open science tools. While it mentions open-access platforms and reproducibility networks, it doesn’t provide details on how these can be integrated into the current research systems in Africa, given the resource constraints. Practical guidance on funding models, technical support, or training programs needed to implement open science would provide a more grounded solution. The use of diamond open access is an extremely viable model to grow the production of psychological research.

      An appraisal of whether the authors achieved their aims, and whether the results support their conclusions

      From an open science perspective, the authors have done relatively well to provide a roadmap for the improved accessibility and credibility of psychology research.

      The authors highlight how open science practices, such as PsyArXiv and AfricArXiv, enhance research accessibility by allowing researchers to freely share their findings. This is critical in the context of the paywalls that restrict access to valuable research, particularly for researchers in low-resource settings. They also address the issue of inclusivity or equity. APCs is a new barrier. It is pointed out that many researchers in Africa face barriers due to high article processing fees associated with open access journals. This situation can perpetuate inequities in knowledge production and dissemination. What the authors have missed is the opportunity to investigate diamond open access as a viable alternative for the dissemination of African scholarship.

      The preprints solution is a viable pathway for researchers to share their findings before formal publication. This can facilitate greater visibility for their work and allow for earlier feedback, although it’s essential to navigate journal policies carefully. The acknowledgement of overlay journals is important given that it is a relatively new concept. Instead of publishing papers directly, they provide peer review for papers that have already been posted on preprint servers. If the paper passes peer review, the overlay journal "publishes" the paper by linking to it on the preprint server. When one ventures into the arena of quality, this process helps build research production capacity. However, it must be noted that some overlay journals charge a fee for the peer review and publication process.

      The other significant issue is that of research credibility. The authors discuss innovative tools and processes that enhance credibility. Initiatives such as registered reports and pre-registration of study protocols enhances the transparency and credibility of research. These methods can mitigate biases related to selective reporting of positive results, thus improving the overall integrity of psychological research. Community initiatives like that of Psychological Science Accelerator, underlines the importance of collaboration in enhancing research credibility. Engaging a diverse range of researchers can lead to more comprehensive studies and foster an environment of shared knowledge.

      One of the major challenges is that of low skills levels. The authors bring into the discussion the issue of building capacity – the train-the trainer model is critical for an inclusive process. Further, to maximize the benefits of open science practices, there’s a clear need for training and capacity-building initiatives tailored to the African context. This would empower researchers with the skills and knowledge to effectively engage with these practices.

      What is of concern to the reviewer is the indistinctive definition of predatory. The authors should stay away from aligning predatory with open access. The fact that the mode of delivery is electronic material must not be confused with a model for the delivery of predatory scholarship

      In the main, the authors have achieved their goal of developing a roadmap for bridging the divide.

      Reviewers are asked to provide specific guidance on the following:

      Does the article contribute new insights to the relevant fields?

      The manuscript provides a high level association between open science practices and driving human development in Africa. This is done through enhancing access to research, improving infrastructure, and boosting credibility. These are established which is confirmed by the authors highlight that platforms like AfricArXiv and OSF provide free access to research materials and tools, reduce barriers imposed by paywalls. There are other initiatives such as Registered Reports, the African Reproducibility Network that foster collaboration and skill-building.

      The new insights that are brought forward via the linking of these established tools, practises to the African scenario. Empowering and bridging the divide are the new insights.

      Are the key insights clearly communicated in the abstract, introduction, and conclusion?

      The abstract should provide a little more detail on how open science and its relationship with bridging the knowledge divide. The introduction gives substantial grounding on what the readers can expect from the rest of the article. However, the conclusion does not pull the golden threads together. A little more can be done with the conclusion and bringing an association between the introduction and conclusion.

      Do the results make sense? Are they clearly formatted and presented? Are graphs easily readable and clearly labeled? Are all figures and tables understandable without reference to the main body of the article? Do they contain proper captions?

      The discussion is substantial. The two tables are clear and easily readable. What is commended is that the authors do not duplicate what is captured in the two tables.

      Are any analytical concepts or theoretical frameworks used appropriately introduced and taken up in the empirical analysis (where applicable)?

      There is no theoretical framework or a research methodology section. However, this may be a practise that the reviewer is accustomed to but not necessary. Be that as it may, it will help the manuscript if the authors could articulate the methodology.

      Does the literature review (where applicable) include the relevant research including the most recent research?

      The review of the literature is substantial. However, there are gaps (e.g. diamond open access) in the review of the literature with regard to more recent development with regard to dissemination of scholarship.

      There are a number of very old references and more current references. The old references are important to ground the issue of (de)colonialization which is important for the major part of the discussion. More recent literature would give the authors an understanding of diamond which will help in sourcing alternatives.

    1. Reviewer #1 (Public review):

      Summary:

      This study provides new insight into the non-canonicial voltage-gating mechanism of BK channels through prolonged (10 us) MD simulations of the Slo1 transmembrane domain conformation and K+ conduction in response to high imposed voltages (300, 750 mV). The results support previous conclusions based on functional and structural data and MD simulations that the voltage-sensor domain (VSD) of Slo1 undergoes limited conformational changes compared to Kv channels, and predicts gating charge movement comparable in magnitude to experimental results. The gating charge calculations further indicate that R213 and R210 in S4 are the main contributors owing to their large side chain movements and the presence of a locally focused electric field, consistent with recent experimental and MD simulation results by Carrasquel-Ursulaez et al.,2022. Most interestingly, changes in pore conformation and K+ conduction driven by VSD activation are resolved, providing information regarding changes in VSD/pore interaction through S4/S5/S6 segments proposed to underly electromechanical coupling.

      Strengths:

      Include that the prolonged timescale and high voltage of the simulation allow apparent equilibration in the voltage-sensor domain (VSD) conformational changes and at least partial opening of the pore. The study extends the results of previous MD simulations of VSD activation by providing quantitative estimates of gating charge movement, showing how the electric field distribution across the VSD is altered in resting and activated states, and testing the hypothesis that R213 and R210 are the primary gating charges by steered MD simulations. The ability to estimate gating charge contributions of individual residues in the WT channel is useful as a comparison to experimental studies based on mutagenesis which have yielded conflicting results that could reflect perturbations in structure. Use of dynamic community analysis to identify coupling pathways and information flow for VSD-pore (electromechanical) coupling as well as analysis of state-dependent S4/S5/S6 interactions that could mediate coupling provide useful predictions extending beyond what has been experimentally tested.

      Weaknesses:

      Weaknesses include that a truncated channel (lacking the C-terminal gating ring) was used for simulations, which is known to have reduced single channel conductance and electromechanical coupling compared to the full-length channel. In addition, as VSD activation in BK channels is much faster than opening, the timescale of simulations was likely insufficient to achieve a fully open state as supported by differences in the degree of pore expansion in replicate simulations, which are also smaller than observed in Ca-bound open structures of the full-length channel. Taken together, these limitations suggest that inferences regarding coupling pathways and interactions in the fully open voltage-activated channel may be only partially supported and therefore incomplete. That said, adequate discussion regarding these limitations are provided together with dynamic community analysis based on the Ca-bound open structure. The latter supports the main conclusions based on simulations, while providing an indication of potential interaction differences between simulated and fully open conformations. Another limitation is that while the simulations convincingly demonstrate voltage-dependent channel opening as evidenced by pore expansion and conduction of K+ and water through the pore, single channel conductance is underestimated by at least an order of magnitude, as in previous studies of other K+ channels. These quantitative discrepancies suggest that MD simulations may not yet be sufficiently advanced to provide insight into mechanisms underlying the extraordinarily large conductance of BK channels.

      Comments on revisions:

      My previous questions and concerns have been adequately addressed.

    2. Reviewer #2 (Public review):

      Summary:

      The manuscript by Jia and Chen addresses the structural basis of voltage-activation of BK channels using computational approaches. Although a number of experimental studies using gating current and patch-clamp recording have analyzed voltage-activation in terms of observed charge movements and the apparent energetic coupling between voltage-sensor movement and channel opening, the structural changes that underlie this phenomenon have been unclear. The present studies use a reduced molecular system comprising the transmembrane portion of the BK channel (i.e. the cytosolic domain was deleted), embedded in a POPC membrane, with either 0 or 750 mV applied across the membrane. This system enabled acquisition of long simulations of 10 microseconds, to permit tracking of conformational changes of the channel. The authors principal findings were that the side chains of R210 and R213 rapidly moved toward the extracellular side of the membrane (by 8 - 10 Å), with greater displacements than any of the other charged transmembrane residues. These movements appeared tightly coupled to movement of the pore-lining helix, pore hydration, and ion permeation. The authors estimate that R210 and R213 contribute 0.25 and 0.19 elementary charges per residue to the gating current, which is roughly consistent with estimates based on electrophysiological measurements that used the full-length channel.

      Strengths:

      The methodologies used in this work are sound, and these studies certainly contribute to our understanding of voltage-gating of BK channels. An intriguing observation is the strongly coupled movement of the S4, S5, and S6 helices that appear to underlie voltage-dependent opening. Based on Fig 2a-d, the substantial movements of the R210 and R213 side chains occur nearly simultaneously to the S6 movement (between 4 - 5 usec of simulation time). This seems to provide support for a "helix-packing" mechanism of voltage gating in the so-called "non-domain-swapped" voltage-gated K channels.

      Weaknesses:

      The main limitation is that these studies used a truncated version of the BK channel, and there are likely to be differences in VSD-pore coupling in the context of the full-length channels that will not be resolved in the present work. Nonetheless, the authors provide a strong rationale for their use of the truncated channel, and the results presented will provide a good starting point for future computational studies of this channel.